-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QlYPa+0r56x8fsv/BQOhuHCR3UaKUHHpE5ZSMOR804fKcgjyjTsZtlO4zlo5cCY+ iLvAkvK+QYpxm/MC3SSCKw== 0000829444-97-000003.txt : 19970317 0000829444-97-000003.hdr.sgml : 19970317 ACCESSION NUMBER: 0000829444-97-000003 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970314 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVONDALE INDUSTRIES INC CENTRAL INDEX KEY: 0000829444 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 391097012 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-16572 FILM NUMBER: 97556956 BUSINESS ADDRESS: STREET 1: P.O. BOX 50280 CITY: NEW ORLEANS STATE: LA ZIP: 70150-0280 BUSINESS PHONE: 5044362121 MAIL ADDRESS: STREET 1: P.O. BOX 50280 CITY: NEW ORLEANS STATE: LA ZIP: 70150-0280 10-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) X Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 1996 Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 0-16572 AVONDALE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Louisiana 39-1097012 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 5100 River Road, Avondale, Louisiana 70094 (Address of principal executive offices) (Zip Code) (504) 436-2121 (Registrant's telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, $1.00 par value per share (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes X No --- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. --- The aggregate market value of the voting stock held by non-affiliates (affiliates being directors, executive officers and holders of more than 5% of the Company's common stock) of the Registrant at December 31, 1996 was approximately $156,308,419. The number of shares of the Registrant's common stock, $1.00 par value per share, outstanding at December 31, 1996 was 14,464,175. DOCUMENTS INCORPORATED BY REFERENCE Portions of the Registrant's Proxy Statement for its 1997 Annual Meeting have been incorporated by reference into Part III of this Form 10-K. PART I Item 1. Business. Overview Avondale is one of the largest shipbuilders in the United States, specializing in the design, construction, conversion, repair and modernization of various types of ocean-going vessels for the military and commercial markets. A majority of Avondale's contracts in recent years has been for the construction of U.S. Navy surface ships, although it secured a large commercial contract in 1995 for the construction and conversion of double-hulled product carriers. Management believes the Company's low cost structure, experienced and skilled work force, technological capabilities, sophisticated construction processes and extensive experience gained in building a variety of military and commercial vessels position the Company as one of the most cost- efficient and versatile shipbuilders in the United States. At December 31, 1996, the Company's shipbuilding backlog (the "firm backlog") was approximately $1.8 billion (including estimated contract escalation), exclusive of unexercised options aggregating $1.1 billion held by the U.S. Navy for additional ship orders (including estimated contract escalation). In December 1996, an alliance led by the Company was awarded a contract to construct the first of an anticipated 12 vessels under the U.S. Navy's LPD-17 program. The contract award provides for options exercisable by the U.S. Navy for two additional LPD vessels to be built by the alliance. Management believes that by securing the LPD-17 contract the Company has continued to demonstrate its ability to compete successfully for U.S. Navy contracts based on the high level of its technical, engineering and production skills, as well as its cost efficient production methods. In addition, the backlog created from the LPD-17 contract is a strong foundation that will allow the Company to compete aggressively for other shipbuilding opportunities, particularly in the commercial markets. Upon the announcement of the award the unsuccessful bidder filed a protest which is being reviewed by the GAO and the U.S. Navy issued a stop-work order pending the resolution of the protest. Management expects the GAO decision by mid-April 1997 and anticipates beginning design work immediately if a favorable decision is received. For additional information on the LPD-17 award, see "-U.S. Government." Historical Information. Avondale is a versatile shipyard that has been the successful bidder for a variety of marine construction projects. Organized in 1938, Avondale first began building ocean-going ships in the 1950s. From 1959 to 1985, the Company was operated as a subsidiary of Ogden Corporation, a diversified New York Stock Exchange listed company headquartered in New York, New York. Prior to the 1980s, Avondale built both military and commercial vessels. In addition to the construction of 27 destroyer escorts for the U.S. Navy, Avondale successfully completed a variety of construction projects during that period, including general cargo and multi-product carriers, such as LASH vessels, container vessels, crude oil tankers and product carriers. In the early 1980s, however, several measures were implemented that changed the marine construction industry significantly. The termination of the U.S. construction-differential subsidy program in 1981 significantly curtailed the ability of U.S. shipyards to compete successfully for international commercial shipbuilding contracts with foreign shipyards, many of which are heavily subsidized by their governments. The effects of the elimination of these subsidies were largely offset, however, by the initiative to expand the U.S. Navy fleet to 600 ships, thereby significantly increasing the U.S. Navy shipbuilding opportunities available to Avondale. Initially, Avondale capitalized on the U.S. Navy shipbuilding opportunities through its construction of five AOs during the early 1980s. Since AOs are essentially oil tankers modified to meet certain military requirements, they were a natural extension of the product carrier vessels previously built by Avondale. During the remainder of the 1980s and the first part of this decade, Avondale steadily expanded the range of vessels that it built for the U.S. Navy. The Company principally focused on those vessels that were related to, or natural extensions of, predecessor vessels constructed by Avondale, where Avondale could best capitalize on its prior experience and proven capabilities. Among the U.S. Navy vessels built or under construction during this period were 16 T-AOs, five LSDs, four LSD-CVs, five AOJs (which constituted conversions of AOs previously built by Avondale), one T-AGS 45, 15 LCACs, four MHCs and three SL 7 conversions. With the end of the Cold War, and the pressure of domestic budget constraints, spending for new vessel construction by the U.S. Navy has been substantially reduced, with the rate of new vessel construction reduced to approximately 50% of that in the 1980s. Despite the contraction in U.S. Navy shipbuilding activity, management believes that Avondale's versatility has been a significant factor in its successful efforts to restore its backlog, which efforts have also been bolstered by Avondale's experience in building vessels comparable to those currently in demand. U.S. Government. In addition to the contract award by the U.S. Navy to build the first LPD-17 vessel, the alliance was awarded options, exercisable by the U.S. Navy, for two additional ships of the LPD-17 class. It is expected that a total of 12 vessels will be built under the LPD-17 program. The members of the alliance, Bath, Hughes and the Company submitted a joint bid with the Company as the prime contractor. Under the terms of an agreement between the alliance members, the Company will build the vessel covered by the December 1996 contract, and if the U.S. Navy exercises the two options, the Company would also construct the second and Bath would construct the third of the three LPD-17 vessels. Hughes will be responsible for total ship integration and the alliance will use Intergraph technology for the design and manufacture of the ship. The first three vessels of the LPD-17 program will be built pursuant to a cost-plus-award fee contract, with the Company, Hughes and Bath being entitled to reimbursement for their respective allowable costs in performing the contracts as such costs are incurred. The contract provides for the payment of an award fee to the members of the alliance, the amount of which is dependent upon the results of periodic evaluations of contract performance. The maximum award fee to be earned is 10% of the bid cost for the LPD-17 contract, and it is anticipated that any award fee granted will be paid incrementally upon completion of each periodic evaluation. Pursuant to the subcontracting agreements entered into between the Company and each of Bath and Hughes, any award fees earned by the alliance will be distributed to the alliance members in proportion to each member's performance and participation in the construction of the vessel for which the award was granted. Unlike the Company's other principal shipbuilding contracts, where profits are recognized under the percentage-of-completion method of accounting, the Company will record profit on the LPD-17 contract upon award of any incremental fee. In addition, although the LPD-17 contract is on a cost-plus-award fee basis, the ability of Avondale to realize any incremental award fee is dependent not only upon its ability to perform its contractual obligations but also the satisfactory performance by other members of the team. In accordance with the U.S. Navy's requirement of a streamlined contractual relationship, the alliance's agreement provides that the Company will act as the prime contractor for all three vessels, and as such, the Company will be responsible for billing not only its own costs, but also any costs incurred by Bath and Hughes. Accordingly, all such amounts will be reflected in the Company's financial statements. The Company's backlog at December 31, 1996 includes $641 million, which amount is the aggregate of the estimated cost to complete the first LPD-17 vessel and the maximum award fee that would be payable to Avondale and the alliance. However, a substantial portion of the reported backlog for the first vessel is related to work to be performed by other alliance members. To the extent that the Company's revenues include costs incurred by and award fees paid to the other alliance members, the Company's profit margins will be reduced. If the U.S. Navy proceeds with its previously announced intention to construct additional LPD vessels beyond the first three, the Company expects that the contracts for such vessels will provide for a more traditional pricing arrangement, such as a fixed-price incentive contract or fixed-price contract. The U.S. Navy has stated that the LPD-17 vessels will be important to its amphibious operations over the next three decades, and will replace a number of ships that will be decommissioned as they reach the end of their useful lives. In 1995, Congress appropriated $974.0 million for the construction of the first of an anticipated 12 ships under the LPD-17 program. The award to the Company-led alliance of the contract to construct the initial LPD-17 ship enhances the viability and competitiveness of the alliance in its pursuit of the remaining LPD-17 ships. If the U.S. Navy awards contracts to construct the 12 ships, the Company would construct eight ships and Bath would construct four ships. Also included in the current firm backlog for the military are contracts to construct five Sealift ships with remaining contract billings of $875.1 million (including estimated contract escalation). The Sealift ships, which are designed to assist in the rapid transportation and deployment of military personnel, equipment and supplies, are comparable to other vessels, such as auxiliary and amphibious support ships, that have been previously constructed by Avondale for the military. In addition, the Navy holds an option to require the Company to construct an additional Sealift vessel for an additional $240 million (including estimated contract escalation), which option is expected to be exercised by the end of 1997. The first Sealift ship is scheduled for delivery in 1998 with the final ship (assuming exercise by the U.S. Navy of the remaining Sealift option) scheduled for delivery in 2000. Although no new major U.S. Navy shipbuilding programs are anticipated before 2000, it is expected that additional U.S. Navy shipbuilding opportunities including a series of ADC(X) vessels, a class of auxiliary vessels designed to deliver fuel, ammunition and other supplies to the U.S. Navy fleet with capabilities similar to the T-AOs constructed by Avondale, and the SC-21, which represents the next generation of surface combatant vessels, will become available thereafter. Commercial Shipbuilding. Two legislative enactments in the early 1990s have significantly enhanced U.S. commercial shipbuilding opportunities. The Oil Pollution Act of 1990, which requires the phased-in transition of single-hulled tankers and product carriers to double-hulled vessels beginning January 1, 1995, has created a demand (that is expected to continue through the remainder of the decade) for the retro-fitting of existing tankers and the construction of new double-hulled tankers, as oil and energy companies and other ship operators upgrade their fleets to comply with the law. Industry analysts believe that other countries may pass laws comparable to the Oil Pollution Act of 1990, which would further increase worldwide demand for double-hulled product carriers. In late 1993, Congress amended the loan guarantee program under Title XI of the Merchant Marine Act, 1936, to permit the U.S. government to guarantee loan obligations of foreign vessel owners for foreign-flagged vessels that are built in U.S. shipyards. Title XI authorizes MARAD to guarantee debt with a term of up to 25 years in an amount up to 87.5% of the vessel cost, thereby enabling shipowners to obtain financing on more favorable terms than those currently offered by other countries having guarantee or subsidy programs for foreign nationals similar to Title XI. These 1993 amendments expanded Title XI in a manner that has attracted foreign owners and created foreign commercial shipbuilding opportunities for U.S. shipyards. Management believes these initiatives have assisted Avondale in attracting recent commercial shipbuilding opportunities. In May 1995, the Company finalized a $143.9 million contract to construct four double-hulled forebodies for product carriers owned by a U.S. shipping company. These double-hulled product carriers are the first U.S.-flag product carriers built in the United States in eight years. The contract is supported by a Title XI guarantee by MARAD. The completed vessels incorporating the first two forebodies were delivered in October 1996 and January 1997, respectively, with the remaining two forebodies scheduled for completion by the third quarter of 1997. Avondale believes its receipt of this contract was further assisted by its prior experience in constructing three double-hulled T-AOs on behalf of the U.S. Navy. In November 1995, the Company signed a contract for the construction of up to six (but not less than four) double-hulled product carriers. This contract is subject to the customer's ability to qualify for and receive a Title XI MARAD financing guarantee. The contract originally called for delivery of the vessels by the end of 1998. However, in April 1996 at the request of the customer a modification of the agreement was reached to extend the delivery from 1998 to the year 2000. These U.S.-flag vessels will comply with all requirements of the Oil Pollution Act of 1990 and will engage in transportation of petroleum products between U.S. ports under the Jones Act. Prior to 1997, legislation was introduced in the U.S. Congress that would eliminate the competitive advantages afforded to U.S. shipyards under the 1993 amendments to the Title XI guarantee program. This legislation would implement a December 1994 trade agreement among the United States, the European Union, Finland, Japan, Korea, Norway and Sweden (which collectively control over 75% of the market share for worldwide vessel construction) negotiated under the auspices of the Organization for Economic Cooperation and Development (the "OECD Agreement"). The OECD Agreement and related accords seek, among other things, to eliminate government subsidies provided to commercial shipbuilders and to adopt a uniform standard of government credit assistance for foreign nationals. Under these multilateral accords, each participating nation agreed not to provide credit assistance to foreign nationals in excess of 80% of the vessel construction price, and to limit the term of any credit assistance to not more than 12 years. During 1996, Congress adjourned without adopting or ratifying the OECD Agreement. Proponents of the OECD Agreement may seek to have it reconsidered in 1997 and, if such legislation were enacted by Congress in its current form, the Title XI guarantee program would be modified to be in accord with the uniform credit assistance standards mandated under the OECD Agreement, thereby eliminating the advantages available to U.S. shipyards under the 1993 Title XI amendments. Avondale is not able at this time to assess whether legislation implementing the OECD Agreement will be enacted by Congress or the ultimate impact that any such legislation may have. Although the OECD Agreement promotes the goal of eliminating commercial shipbuilding subsidies by signatory nations, there can be no assurance that certain safeguards in the agreement will not be circumvented or will be adequately enforced, or that worldwide commercial shipbuilding opportunities may continue to flow to foreign shipyards located in signatory nations (which may have developed structural competitive advantages as a result of their long histories of subsidization) or may be diverted to non-signatory nations. If the competitive advantages of the current Title XI guarantee program are eliminated and the OECD Agreement fails to achieve its objectives, Avondale's ability to compete for international commercial shipbuilding contracts will remain limited, notwithstanding the increased opportunities that are expected to arise as vessels of the worldwide tanker and product carrier fleet approach the end of their useful lives. Legislative bills seeking to rescind or substantially modify the provisions of the Jones Act mandating the use of U.S.-built ships for coastwise trade are introduced in Congress from time to time, and are expected to be introduced in the future. Although management believes it is unlikely the Jones Act will be rescinded or materially modified in the foreseeable future, there can be no assurance to this effect with respect to the Jones Act or any other law or regulation benefitting U.S. shipbuilders. The Company believes that significant commercial shipbuilding opportunities will become available during the next five years. Future commercial opportunities include constructing vessels with national defense features for the RRF and the retrofitting of existing tankers or product carriers and construction of new double- hulled tankers or product carriers in response to the Oil Pollution Act of 1990 which requires the phase-in transition of single-hulled tankers and product carriers to double-hulled vessels beginning January 1, 1995. Although orders for new vessels have not been placed at the rate originally expected by the Company, management believes a significant volume of such work will begin to become available before 2000, with orders being placed in the next two years. Technological Innovations. To assure that its shipyard remains among the most modern in the world, Avondale regularly reviews and assesses its construction and production process. In this regard, Avondale often consults with other highly successful shipbuilding companies concerning advances in shipbuilding technology. In the early 1980s, the Company was the first U.S. shipyard to successfully implement modular construction techniques that had previously been perfected by Japanese shipbuilders. Management believes these techniques were a major factor in Japan's dominance of the commercial shipbuilding market during the 1970s. Avondale obtained its modular construction capabilities and "know-how" pursuant to an agreement with Ishikawajima-Harima Heavy Industries Co., Ltd. ("IHI"), one of Japan's largest shipbuilders, which worked with Avondale to change its manufacturing processes and to train Avondale's employees. Modular construction afforded Avondale significant production efficiencies in the installation of ship systems, largely due to the greater ease with which such systems could be installed in open modules rather than closed-in hulls. As a result of these efforts, Avondale realized substantial increases in labor productivity. In addition, in 1994 the Company entered into a technology sharing agreement with AESA of Spain, regarded as an innovative and successful world-class shipyard. After an on-site review of Avondale's shipyard by AESA, as well as a review by Avondale of current shipbuilding technology in other countries, Avondale invested $20 million in capital improvements designed to increase efficiency by improving production flow. In particular, the Company integrated certain assembly-line techniques with its modular construction processes. To that end, the Company has built a covered facility that houses two production lines dedicated to military vessels and two lines for commercial vessels. Avondale believes that sheltering the production process and separating the unit lines will enhance production efficiencies and lower unit production costs. Because the construction of commercial vessels, particularly the product carriers that Avondale has traditionally built, places an emphasis on steel fabrication rather than the complex technological outfitting involved in U.S. naval construction, Avondale's ability to compete effectively for additional commercial work should be enhanced by the new assembly-line process. An important element of the award to Avondale of the LPD-17 contract was its utilization of computer hardware and software provided by Intergraph that will permit the Company to engage in more advanced three-dimensional ship design and modeling than previously used by the Company. This technology also provides for sophisticated data storage, management and retrieval for future projects. Among its other features, the technology permits engineering, production and material procurement tasks to be performed cooperatively in a teaming approach, thus enhancing the efficiency of the design phase. In connection with the LPD-17 program and future shipbuilding contracts, the Company will implement an IPDE which captures data in digital form at creation and then organizes, integrates, maintains and makes available such data to all program participants. Shipbuilding The Company is predominantly engaged in the design, construction, conversion, repair and modernization of various types of military and commercial vessels. The main shipyard facility, which is located on a 257-acre site on the Mississippi River near New Orleans, includes multiple building ways, side launching facilities, a 900-foot floating dry dock/launch platform that permits construction of vessels up to 1,000 feet in length and a 650-foot floating dry dock principally used for ship repair. The main shipyard is equipped to build almost any type of vessel other than nuclear submarines and certain surface vessels, such as ultra-large crude carriers. Avondale also operates several other facilities in the vicinity of the main shipyard, including its Westwego shipyard, which is used primarily for boat construction and repair, and its Algiers shipyard, which is used primarily for the repair and overhaul of ocean-going vessels. In addition, the Company operates a marine fabrication facility in Gulfport, Mississippi, which currently is being used to construct the river hopper barges. The Company continues to be materially dependent on the U.S. Navy's ship construction and conversion programs. The following table sets forth the distribution of marine construction and repair activities during the last five years based on contract billings. As the table indicates, a majority of Avondale's work in the year ended December 31, 1996 was comprised of new military construction. Commercial new construction increased in 1995 and 1996, principally due to the construction of the four forebodies and the construction of the river hopper barges discussed in "-Other Operations - Boat Division." Distribution of Marine Construction and Repair Work
Years Ended December 31, 1992 1993 1994 1995 1996 U.S. MILITARY: New construction 87% 88% 81% 80% 81% Repair, overhaul and conversion 6% 2% -- -- -- COMMERCIAL: New construction 2% 6% 11% 16% 17% Repair, overhaul and conversion 5% 4% 8% 4% 2% --- --- --- --- --- TOTAL 100% 100% 100% 100% 100% === === === === ===
The percentage of new construction for the U.S. Navy in 1996 was virtually unchanged since 1994. Commercial repair, overhaul and conversion decreased in 1995 as compared to 1994, as the Company's work on several contracts with a private contractor for the repair of Sealift ships approached completion. See "-Other Operations - Repair Operations." Government Contracting. Avondale's principal U.S. government business is currently being performed under fixed-price and fixed-price incentive contracts, although the recent LPD-17 contract is a cost-plus-award fee contract. Under fixed-price contracts, the contractor retains all cost savings on completed contracts but is also liable for the full amount of all cost overruns for which it is responsible. Fixed-price incentive contracts, on the other hand, provide for sharing between the government and the contractor of cost savings and cost overruns based primarily on a specified formula that compares the contract target cost with actual cost. In addition, such fixed-price incentive contracts generally provide for payment of escalation of costs based on published indices relating to the shipbuilding industry. Although all cost savings are shared under fixed-price incentive contracts, cost overruns in excess of a specified amount must be borne entirely by the contractor. Recent contract awards for the Sealift vessels, the fourth LSD-CV and the Icebreaker are each fixed-price incentive contracts. The LPD-17 contract provides for the payment of all costs that are reimbursable under government contracts. The award fee is payable periodically after the Navy's evaluation of the alliance's performance in executing the contract's performance goals and objectives. See "- Overview." All contracts for the construction and conversion of U.S. Navy vessels are subject to competitive bidding. As a safeguard to anti-competitive bidding practices, the U.S. Navy has recently employed the concept of "cost realism," which requires that each bidder submit information on pricing, estimated costs of completion and anticipated profit margins. The U.S. Navy uses this and other data to determine an estimated cost for each bidder. The U.S. Navy may then re-evaluate a bid by using the higher of the bidder's and the U.S. Navy's cost estimates. Under government regulations, certain costs, including certain financing costs, portions of research and development costs and certain marketing expenses, are not allowable costs under fixed-price incentive and cost contracts. The government also regulates the methods by which overhead costs are allocated to government contracts. U.S. government contracts are subject to termination by the government either for its convenience or upon default by the contractor. If the termination is for the government's convenience, contracts provide for payment upon termination for items delivered to and accepted by the government, payment of the contractor's costs incurred plus the costs of settling and paying claims by terminated subcontractors, other settlement expenses and a reasonable profit. However, if a contract termination results from the contractor's default, the contractor is paid such amount as may be agreed upon for completed and partially completed products and services accepted by the government. The government is not liable for the contractor's costs with respect to unaccepted items and is entitled to repayment of advance payments and progress payments, if any, related to the terminated portions of the contract. In addition, the contractor may be liable for excess costs incurred by the government in procuring undelivered items from another source. The continuation of any U.S. Navy shipbuilding program is dependent upon the continuing availability of Congressional appropriations for that program. It is customary for the U.S. Navy to award contracts to build one or more vessels of a program to a contractor together with options (exercisable by the U.S. Navy) to purchase additional vessels in the program. Generally, contracts to build vessels are not awarded until funds to pay the full contract have been appropriated. However, because Congress usually appropriates funds on a fiscal year basis, funds may never be appropriated to permit the U.S. Navy to exercise options that have been awarded. In addition, even if funds are appropriated, the U.S. Navy is not required to exercise the options. Because its U.S. Navy contracts require the Company to have access to classified information, Avondale must maintain a security clearance for its facility. Among other things, facilities with such clearances must restrict the access of non-U.S. citizens to classified information. If in the future the percentage of foreign ownership of the Company's Common Stock is increased to a level that could result in foreign dominance or control of its activities, the Company would be required to implement additional measures to insure that classified material would not be compromised or risk the loss of its security clearance. Due to the complexity of government contracts and applicable regulations, contract disputes with the government may occur in the ordinary course of the Company's business. Based upon management's analysis of each such dispute and advice of counsel, the Company records, if appropriate, an estimate of the amount recoverable upon resolution of such disputes. There are currently no such amounts recorded. Although management believes its estimates are based upon a reasonable analysis of such disputes, no assurance can be given that its estimates will be accurate, and variances between such estimates and actual results can be material. The Company believes that adequate provision has been made in its financial statements for this and other normal uncertainties incident to its government business. There is significant oversight of defense contractors to prevent waste in the defense procurement process. Areas of contract dispute are reviewed by the government for evidence of criminal misconduct such as mischarging, product substitution and false certification of pricing and other data. In the event the government alleges a violation of its procurement regulations, it may seek compensatory, treble or punitive damages in substantial amounts and indictments, fines, penalties and forfeitures. In addition, the government has the right to suspend or debar a contractor from government contracting for significant violations of government procurement regulations. Avondale has never been subject to suspension or debarment. Vessel Deliveries and Backlog. At December 31, 1996, the Company had a firm backlog of shipbuilding contracts of approximately $1.8 billion (exclusive of unexercised options aggregating $1.1 billion held by the U.S. Navy for additional ship orders (including estimated contract escalation)) compared with backlogs of $1.4 billion each at December 31, 1995 and 1994. The Company's firm backlog at December 31, 1996 primarily consisted of $186 million to complete the Icebreaker, $875 million to complete the remaining five Sealift ships and $641 million related to the LPD-17 contract. Vessel deliveries in 1995 and 1996 included three T-AOs, two LSD-CVs, three MHCs, one gaming vessel and one double-hulled forebody. The Company plans to continue to actively pursue other government construction and conversion opportunities, as well as commercial opportunities, when they become available. The Company also has been actively pursuing commercial shipbuilding opportunities, although international commercial shipbuilding opportunities remain limited because shipbuilders in foreign countries are often subsidized by their governments, which allows them to sell their ships for prices below their construction costs. Domestic shipbuilding opportunities that are not affected by foreign subsidies offer better possibilities for the Company. See "-Overview - Commercial Shipbuilding." In connection with the bids and proposals that the Company has submitted or plans to submit to various commercial and government customers, no assurance can be given that the Company will be the successful bidder or that the vessels bid on will actually be built. Other Operations Overview. Although the Company has from time to time, on a limited basis, pursued opportunities to diversify its business, management strongly believes that the Company's resources are most profitably employed in marine construction. As noted in "Management's Discussion and Analysis of Financial Condition and Results of Operations," in order to focus on its core shipbuilding business and improve liquidity, the Company sold or discontinued certain of its non-core operations. The Company will continue to evaluate suitable diversification opportunities, principally those that would not detract from Avondale's core business and that would utilize the Company's existing facilities. Among possible diversification opportunities are: (i) the construction of large industrial facilities utilizing modular shipbuilding expertise and project management experience; (ii) the repair and overhaul of U.S. Navy and commercial vessels; (iii) the construction of semi-submersible rigs, tension-leg platforms or similar structures used in the offshore oil and gas industry (which the Company has constructed from time to time in the past); and (iv) steel fabrication and other operations. Modular Construction. The Company has been able to apply its modular construction methods to a variety of non-marine industrial fabrication projects, including a sulphur recovery plant that was shipped to Saudi Arabia for on-site assembly and installation, two cryogenic gas separation systems, two waste disposal units, six turbine compressors and turbine generators, six condenser modules for inclusion in a nuclear power plant and two sled and receiver modules for sub-sea pipeline connections. The Company has also fabricated steel bridges and a hydroelectric power plant that was floated up the Mississippi River and installed in Vidalia, Louisiana in 1990. In 1992, the Company delivered to the City of New York an 800-bed floating detention facility that is 625 feet long, 125 feet wide and five stories high. Sales to unrelated third parties for the years ended December 31, 1996, 1995 and 1994 were $8.5 million, $9.8 million and $10.3 million, respectively. Avondale's modular construction division has not engaged in any significant projects since the floating detention center was delivered in the early 1990s. Although at present there is a minimal level of production activity in this division, Avondale will continue to pursue non-shipbuilding marine and industrial-commercial projects suitable for modular construction as attractive opportunities arise. Boat Division. The Company has a facility equipped for boat construction at its Westwego, Louisiana shipyard that is capable of building vessels up to 450 feet in length, as well as a facility in Gulfport, Mississippi. In 1994 and 1995, the Boat Division delivered three gaming vessels ranging from 210 to 350 feet in length. In 1996, the division was primarily engaged in the construction of river hopper barges under a contract signed in 1995 with the Ingram Ohio Barge Company. The Boat Division is actively pursuing other projects, including the construction of additional gaming boats as well as passenger vessels and ferries, towboats and other vessels. The Boat Division's backlog at December 31, 1996, 1995, 1994 was approximately $11.9 million, $18.8 million and $18.3 million, respectively. Sales to unrelated third parties for the years ended December 31, 1996, 1995 and 1994 were $10.2 million, $29.4 million and $40.6 million, respectively. Steel Operations. Through its Steel Sales operation, Avondale sells steel plate and structural steel to the marine and industrial markets in the Gulf Coast region of the United States. Net sales to other Avondale divisions are not significant. Sales to unrelated third parties for the years ended December 31, 1996, 1995 and 1994 were approximately $40.1 million, $28.2 million and $22.4 million, respectively. Repair Operations. At its main shipyard and the Algiers shipyard, Avondale engages in the repair, overhaul and conversion of ocean-going vessels. With the 900 and 650 foot drydocks located at the Company's main shipyard, the Company is capable of offering a complete range of vessel repairs and overhaul services. The Algiers shipyard is operated under a long-term lease and is designed primarily for the topside repair and overhaul of large ocean-going vessels. Although historically Avondale has engaged in the repair and overhaul of U.S. Navy vessels, these opportunities have been curtailed by the U.S. Navy's current policy of requiring such work to be conducted at or near the vessels' home ports. Sales to unrelated third parties for the years ended December 31, 1996, 1995 and 1994 were $13.5 million, $27.3 million and $30.3 million, respectively. Competition The shipbuilding industry is divided into two distinct markets, U.S. government contracts, which is dominated by contracts for the U.S. Navy, and domestic and international shipbuilding contracts for commercial customers. The reduced level of shipbuilding activity by the U.S. government during the past decade has intensified competition significantly. With respect to the market for U.S. military contracts, there are principally five private U.S. shipyards, including Avondale, that compete for contracts to construct or convert surface vessels. Two of these companies are subsidiaries of much larger corporations that have substantially greater resources than Avondale. With respect to commercial vessels that must be constructed by a U.S. shipyard under the Jones Act, there are approximately 20 private U.S. shipyards that can accommodate the construction of vessels up to 400 feet in length, ten of which Avondale considers to be its direct competitors for commercial contracts. Because of the current overcapacity at U.S. shipyards, the current small volume of commercial work available and the fact that most contracts are awarded on the basis of competitive bidding, price competition is particularly intense. With respect to the international commercial shipbuilding market, Avondale competes with numerous shipyards in several countries, many of which are heavily subsidized by their governments. See "-Overview - Commercial Shipbuilding." Substantially all military and commercial contracts awarded to U.S. shipyards are competitively bid. The Company believes that it has been successful recently in securing competitively bid contracts in large part because the Company submitted the most cost-effective bids for the available contracts. However, the Company believes that its recent securing of the LPD-17 award has continued to demonstrate Avondale's ability to compete successfully for U.S. Navy contracts based on the high level of its technical, engineering and production skills as well as its cost efficient production methods. The Company believes that it will continue to be competitive in bidding for selected U.S. Navy and commercial shipbuilding contracts in the future. However, no assurance can be given that the Company will be the successful bidder on any future contracts or that, if successful, it will realize profits on such contracts. Marketing The Company's marketing effort is decentralized and conducted separately by each division. Generally, the Company and its competitors are all aware of the shipbuilding, repair and conversion plans of the U.S. Navy and most prospective commercial customers, and are invited to bid on all major projects. The Company's boat building and repair operations are marketed by the sales and business development personnel of the appropriate divisions primarily through direct, personal sales calls. The services of the Steel Sales operation are marketed through industry advertising, personal sales calls and prior business relationships. Materials and Supplies The principal materials used by Avondale in its shipbuilding, conversion and repair business are standard steel shapes, steel plate and paint. Other materials used in large quantities include aluminum, copper-nickel and steel pipe, electrical cable and fittings. The Company also purchases component parts such as propulsion systems, boilers, generators and other equipment. All of these materials and parts are currently available in adequate supply from domestic and foreign sources. Generally, for all its long-term contracts, the Company obtains price quotations for its materials requirements from multiple suppliers to ensure competitive pricing. In addition, through the cost escalation provisions contained in its U.S. military contracts, the Company is protected from increases in its materials costs to the extent that the increases in the Company's costs are in line with industry indices. In connection with its government contracts, the Company is required to procure certain materials and component parts from supply sources approved by the U.S. Government. Although certain components and sub-assemblies are manufactured by subcontractors, the Company's reliance on subcontractors has been and is expected by management to continue to be limited. The Company is not dependent upon any one supply source and believes that its supply sources are adequate to meet its future needs. Insurance The Company maintains insurance against property damage caused by fire, explosion and similar catastrophic events that may result in physical damage or destruction to the Company's premises and properties. The Company also maintains general liability insurance in amounts it deems appropriate for its business. The Company is self-insured for workers' compensation liability and employees' health insurance except for losses in excess of $1.0 million per occurrence, for which the Company maintains insurance in amounts it deems appropriate. Environmental and Safety Matters General. Avondale is subject to federal, state and local environmental laws and regulations that impose limitations on the discharge of pollutants into the environment and establish standards for the treatment, storage and disposal of toxic and hazardous wastes. Stringent fines and penalties may be imposed for non-compliance with these laws and regulations, and certain environmental laws impose joint and several "strict liability" for remediation of spills and releases of oil and hazardous substances rendering a person liable for environmental damage, without regard to negligence or fault on the part of such person. Such laws and regulations may expose the Company to liability for the conduct of or conditions caused by others, or for acts of the Company which are or were in compliance with all applicable laws at the time such acts were performed. The Company is covered under its various insurance policies for some, but not all, potential environmental liabilities. See Note 10 of the Notes to Consolidated Financial Statements. The Company is also subject to the federal Occupational Safety and Health Act ("OSHA") and similar state statutes. The Company has an extensive health and safety program and employs a staff of safety inspectors and industrial hygiene technicians, whose primary functions are to develop Company policies that meet or exceed the safety standards set by OSHA, train supervisors and make daily inspections of safety procedures to insure their compliance with Company policies on safety and industrial hygiene. All supervisors are required to attend safety training meetings at which the importance of full compliance with safety procedures is emphasized. Waste Disposal. Avondale's operations produce a limited amount of industrial waste products and certain hazardous materials. The Company's industrial waste products, which consist principally of residual petroleum, other combustibles and blasting abrasives, are shipped to third party disposal sites that are licensed to handle such materials. Employees At December 31, 1996, Avondale had approximately 5,200 employees, many of whom have been employed by the Company for many years. In February 1997 the National Labor Relations Board ("NLRB") confirmed the results of a 1993 election. The Company continues to believe that it has substantive and meritorious bases for overturning the decision of the NLRB and intends to take steps to have the propriety of the election reviewed in court. If the NLRB certifies the union and that decision is upheld, the Company will be required under the federal labor laws to bargain in good faith with the union on matters such as wages, hours and other working conditions. Even though Avondale will only agree to bargaining demands that can be economically justified, union certification may result in an increased risk that the union will engage in potentially disruptive activities such as strikes or picketing, or that the Company may incur higher labor and operating costs. The union has also filed numerous unfair labor practice charges with the NLRB alleging that Avondale has committed a variety of violations of the National Labor Relations Act principally involving claims that employees were wrongfully disciplined or discharged. Although the Company disputes these claims and is waging a vigorous defense, if there is a finding against the Company, depending on the facts of each case, the employee would be entitled to back pay from the time of his or her claim until the resolution of the case. However, even if there is a finding in favor of some of the claimants with respect to one or more of the unfair labor practice claims, management believes that any judgment would not have a material impact on the Company's financial condition, results of operations or cash flows. GLOSSARY OF SELECTED INDUSTRY TERMS ADC(X) A class of auxiliary vessels designed to deliver a steady stream of fuel, ammunition and stores to the U.S. Navy fleet. It is currently envisioned that these vessels will have "Refuel at Sea" capabilities similar to the T-AOs currently under construction at Avondale. AO An auxiliary oil tanker constructed for the U.S. Navy and crewed by U.S. Navy personnel. Avondale has built five AOs. AOJ An AO which has been "jumboized" i.e., lengthened by the Company by inserting a 108 foot midbody. Avondale has converted five AOJs. Icebreaker WAGB-20 Polar Icebreaker, which has been ordered by the U.S. Coast Guard for its polar operations. IPDE An Integrated Product Data Environment which captures data in digital format at the point of creation and then organizes, integrates, maintains and makes the information available to all program participants. Jones Act Merchant Marine Act of 1920, as amended. LASH "Lighter aboard ship," a LASH vessel carries its cargo in pre-loaded barges (lighters). The Company constructed 21 such vessels in the late 1960s and early 1970s for five commercial customers. LCAC "Landing craft air cushion," a surface effect vessel that was constructed at the Company's Gulfport facility. Avondale has built 15 LCACs. LPD-17 The next class of amphibious transport ship for the U.S. Navy. Avondale was awarded a contract, with two options, for the design, construction and support of the initial LPD-17 ships. LSD "Landing ship dock," designed to carry troops, materials and up to four LCACs. Avondale has built five LSDs. LSD-CV An LSD with a "cargo variant" design allowing for carrying of more cargo and only 2 LCACs. Avondale has built four LSD-CVs. MARAD United States Maritime Administration, Department of Transportation. MHC MHC-51 class fiberglass coastal minehunter. Avondale has built four MHCs. REAs Requests for Equitable Adjustments submitted by a government contractor to the U.S. government. RRF Ready Reserve Fleet, an inactive reserve of merchant ships and naval auxiliaries maintained by MARAD which can be activated to meet U.S. shipping requirements during national emergencies. SC-21 "Surface Combatant 21st Century," the next generation of surface combatant to be built for the U.S. Navy. As currently conceived, this vessel would most closely resemble the Aegis class destroyer. SL7 A "Roll on Roll off" vessel operated by the Military Sealift Command and crewed by a civilian crew. Avondale has converted three SL7s. Sealift As used herein, TAKR 300 Class Sealift vessels are transport vessels built for the U.S. Navy. Avondale has contracts to build five Sealift vessels with an option to build an additional vessel. TAGS-45 An oceanographic research vessel constructed by Avondale and delivered to the U.S. Navy in May 1993. T-AO Same as an "AO" but operated by the Military Sealift Command and crewed by a civilian crew. Avondale has built sixteen T- AOs.
Item 2. Properties The Company's corporate headquarters and main shipyard are located on the west bank of the Mississippi River at Avondale, Louisiana, approximately 15 miles from downtown New Orleans. That facility includes approximately 226 acres of Company-owned land with 174 buildings enclosing approximately 2.0 million square feet of space, approximately 31 acres of leased land, a 900-foot floating dry dock/launch platform that permits construction, conversion or repair of vessels up to approximately 1,000 feet in length, and a 650- foot floating dry dock principally used for ship repair and multiple building ways and side launching facilities. The main shipyard includes approximately 6,500 feet of wharves, 1,200 feet of launch ways and 2,900 feet of unimproved waterfront along the Mississippi River. The Company's shipyard facilities have the capacity to build virtually any type of vessel other than submarines and surface vessels of the largest classes, such as ultra-large crude carriers. The Company's 900-foot floating drydock was constructed in 1975 and financed pursuant to Title XI of the Merchant Marine Act, 1936, as amended. The 900 foot drydock is currently subject to a Title XI mortgage of approximately $3.1 million. As discussed further in Note 4 of the Notes to the Consolidated Financial Statements, these mortgage bonds were refinanced in February 1995. The Company's 650-foot floating drydock and support facilities were constructed in 1982 and financed with $36.25 million of industrial revenue bonds (see Note 4 of the Notes to the Consolidated Financial Statements). As part of its program to significantly improve its efficiency, in 1995 the Company completed an approximate $20 million capital expenditure program, financed principally through $17.8 million of bonds issued in February 1995 utilizing a Title XI guarantee (see "Management's Discussion and Analysis of Financial Condition and Results of Operations - Liquidity and Capital Resources" and Note 4 of the Notes to Consolidated Financial Statements). The modernization program included construction of a covered facility, which should provide productivity gains by eliminating weather-related problems, and adoption of a more automated process for building the various modules which are assembled into a completed vessel. The Company also operates several other facilities in the vicinity of the main shipyard. The Westwego Yard is located five miles down-river from the main shipyard on 16.6 acres of leased land and includes facilities for the construction or repair of boats and vessels up to 450 feet in length. The Algiers Yard is located 19 miles down-river from the main shipyard on 22 acres of leased land and includes construction facilities used predominantly for the repair and overhaul of large ocean-going vessels. The Steel Sales operation is located on 4.4 acres of property leased on a month-to-month basis in Harvey, Louisiana, where a steel warehouse is located. The location has direct access to the Mississippi River via the Harvey Canal. The Modular Construction operation, located in an approximately 70,000 square foot facility on a 58 acre Company-owned site a few miles up-river from the main shipyard, consists of a complete machine shop with steel fabricating facilities. The Avondale Gulfport Marine, Inc. ("AGM") facility, which is located six miles northeast of Gulfport, Mississippi on an industrial seaway, was sold in December 1996. The Avondale Enterprises, Inc. ("AEI") facility is located on a Company-owned 121.5 acre site near Gulfport, Mississippi on the same industrial seaway as AGM. The facility includes a 263,447 square foot manufacturing facility and a 6,300 square foot administration building. This facility was acquired in 1989 for construction of the MHCs. AEI has pledged a portion of the facility to secure a $3 million loan it entered into in 1991 to finance a portion of its 1989 acquisition debt. Upon the transfer of the final MHC hull to the main shipyard in December 1994, this facility became idle. The Company is currently utilizing a portion of the facility for the construction of river hopper barges and barge covers as part of the river hopper barge construction contract discussed at "Business - Other Operations - Boat Division." The main facility of the Genco Industries Group ("Genco") is located on a Company-owned 8.7 acre site 20 miles southeast of Beaumont, Texas. The facility includes five buildings utilized for manufacturing and administration comprising approximately 66,800 square feet. Genco has a smaller facility that is located on a Company- owned 3.2 acre site approximately 80 miles northwest of Beaumont. This facility consists of three manufacturing-administration buildings totaling approximately 26,500 square feet. Genco's facilities became idle in 1994 after completion of their contracts. The Company currently has these facilities listed for sale and is exploring alternative uses. Except as otherwise noted above, the above- described facility leases are for various terms extending through at least 2000, including renewal options. The Company believes that its core marine construction and repair facilities provide it with sufficient capacity to handle any business it reasonably expects to obtain in the foreseeable future. In general, the Company's productive capacity is limited less by physical facilities than by the number of employees the Company can effectively supervise. Management believes that the Company would be operating at full capacity with approximately 8,000 employees. The Company's core business currently operates with more than 5,200 employees. Item 3. Legal Proceedings Environmental Proceedings. Various governmental and private parties have from time to time alleged that the Company is a potentially responsible party with respect to certain hazardous waste sites, including, among other things, the site listed below. In January 1986, the Louisiana Department of Environmental Quality ("DEQ") advised the Company that it could be a potentially responsible party ("PRP") with respect to an oil reclamation site operated by an unaffiliated company in Walker, Louisiana. The Company sold to the operator a substantial portion of the waste oil that was processed at the reclamation site during the period 1978 through 1982. The Company's potential liability, if any, for cleanup of this site will be based on the Comprehensive Environmental Response, Compensation and Liability Act of 1980 ("CERCLA") or the Louisiana Environmental Affairs Act. Under these statutes, such liability is presumptively joint and several, but is typically apportioned among the responsible parties based on the volume of material sent by each to the waste site. The Company has cooperated with other PRPs to study the potential aggregate liability under these statutes. Moreover, the Company believes it has substantial defenses against liability and defenses that could mitigate the portion of liability, if any, that would otherwise be attributable to it. To date, the Company and certain of the other PRPs (the "Funding Group") for the site have funded the site's remediation expenses, PRP identification expenses and related costs for the participating parties. As of December 31, 1996 such costs totaled $18.8 million, of which the Company has funded approximately $4.0 million. Since 1988 the Funding Group filed petitions to add a number of companies as third-party defendants with regard to the remedial action. The Funding Group has agreed to settle with the majority of these companies. All funds collected through these settlements are placed in escrow to fund future expenses. At December 31, 1996, the balance of the escrow was $6.2 million, which is to be used to fund any ongoing remediation expenses. The Company will not owe any future assessments until the balance in escrow is depleted. There are additional settlements being negotiated which should add to the balance in escrow. Additional remedial work scheduled for the site includes completion of studies and if required by the results of these studies, subsequent remediation. Following completion of any such required additional remediation, it will be necessary to obtain Environmental Protection Agency approval to close the site, which consent may require subsequent post-closure activities such as groundwater monitoring and site maintenance for many years. The Company is not able to estimate the final costs for any such additional remedial work or post-closure costs that may be required; however, the Company believes that its proportionate share of expenditures for any additional work will not have a material impact on the Company's financial statements. In addition, the members of the Funding Group have entered into a final cost sharing agreement under which all parties have agreed that there would be no re-allocation of previous remediation costs, but that future remediation costs would be established by a formula. Under this agreement, the Company's share of future costs is 17.5%. In 1996, the Company settled a class action lawsuit involving alleged personal injury and property damage arising from the Walker, La. reclamation site. Under the terms of the settlement, the Company has paid approximately $6.0 million into a settlement fund. The Company also agreed to pay up to an additional $6.0 million (plus interest at 8% per annum) if the plaintiffs are unsuccessful in collecting certain claims under Avondale's insurance policies that have been assigned to the plaintiff class under the settlement agreement. During the first quarter of 1997, certain remaining parties to the litigation, including Avondale's insurers, reached a tentative settlement, pursuant to which Avondale's insurers agreed to pay the plaintiffs an amount in excess of the $6.0 million (plus interest) for which Avondale was responsible in full and final satisfaction of the plaintiff's claims against Avondale and Avondale would be released from liability. The tentative settlement agreement is subject to a fairness review by the trial court. With respect to the potential contingent liability of the Company to pay additional sums if the tentative settlement is not approved by the court, management believes that the eventual resolution of this matter will not have a material adverse effect on the Company's results of operations, financial position or cash flows. Furthermore, the Company has initiated litigation against its insurer for a declaration of coverage of the liability, if any, that may arise in connection with the remediation of the site referred to above. The court has ruled that the insurer has the duty to defend the Company, but has not yet ruled on whether the carrier has a duty to indemnify the Company if any liability is ultimately assessed against it. After consultation with counsel, the Company is unable to predict the eventual outcome of this litigation or the degree to which such potential liability would be indemnified by its insurance carrier. In addition to the above, the Company is also named as a defendant in other lawsuits and proceedings arising in the ordinary course of business, some of which involve substantial claims. The Company has established accruals as appropriate for certain of the matters discussed above. While the ultimate outcome of lawsuits and proceedings against the Company cannot be predicted with certainty, management believes, based on current facts and circumstances and after review with counsel, that, the eventual resolution of these matters is not expected to have a material adverse effect on the Company's financial statements. Item 4. Submission of Matters to a Vote of Security Holders. The Company did not submit any matters to a vote of security holders during the fourth quarter of its fiscal year ended December 31, 1996. PART II Item 5. Market for Registrant's Common Equity and Related Stockholder Matters. The Company's common stock trades on the Nasdaq National Market tier of the Nasdaq Stock Market under the symbol AVDL. The following table sets forth the range of high and low per share sales prices, as reported by the Nasdaq National Market, for the periods indicated.
Fiscal Year Ended December 31, High Low ---- --- 1995 First Quarter $ 8 1/8 $ 7 1/8 Second Quarter $ 9 1/4 $ 7 Third Quarter $ 15 7/8 $ 8 1/8 Fourth Quarter $ 16 3/8 $ 12 3/4 1996 First Quarter $ 18 1/8 $ 14 Second Quarter $ 20 1/8 $ 16 7/8 Third Quarter $ 19 1/8 $ 13 7/8 Fourth Quarter $ 22 $ 16 1/4
At December 31, 1996, there were 760 holders of record of the Company's Common Stock. The Company does not currently pay dividends on its Common Stock and no dividends were paid on the Company's Common Stock during the two years ended December 31, 1996. As discussed in Note 4 of the Notes to Consolidated Financial Statements, the terms of the Company's revolving credit agreement limit or restrict, without bank approval, the payment of cash dividends. Item 6.Selected Consolidated Financial Data. The following table contains selected consolidated financial data for the Company and its subsidiaries for each of the fiscal years in the five-year period ended December 31, 1996. The data for each of the fiscal years in the five-year period ended December 31, 1996 are derived from the consolidated financial statements of the Company and its subsidiaries. The consolidated financial statements as of December 31, 1995 and 1996, and for each of the years in the three-year period ended December 31, 1996, and the report of Deloitte & Touche LLP thereon, have been included in this Form 10-K.
Years Ended December 31, --------------------------------------------------- (in thousands, except per share data) 1992 1993 1994(2) 1995(2) 1996(2) ------- ------- ------- ------- ------ INCOME STATEMENT DATA:(1) Continuing operations: Net sales $576,384 $456,724 $475,810 $576,308 $624,929 Gross profit 37,796 33,180 47,485 58,671 81,827 Income from operations 7,281 3,400 16,949 26,548 36,790 Net ESOP contribution(3) 8,141 --- --- --- --- Income (loss) from continuing operations (11,321) (5,233) 13,075 28,180 30,795 Income (loss) from discontinued operations 104 (3,561) (4,552) --- --- Net income (loss)(4) (11,217) (8,794) 8,523 28,180 30,795 Income (loss) per share of Common Stock: Continuing operations (0.78) (0.36) 0.90 1.95 2.13 Discontinued operations NM (0.25) (0.31) --- --- Total (0.78) (0.61) 0.59 1.95 2.13 BALANCE SHEET DATA: Working capital $63,158 $24,565 $34,836 $80,988 $119,475 Total assets 346,196 302,139 273,503 316,727 362,872 Long-term debt 90,469 43,848 45,875 60,593 54,866 Shareholders' equity 123,149 114,355 122,878 151,058 181,853 OTHER FINANCIAL DATA: EBITDA(5) $19,599 $15,210 $28,501 $36,367 $ 47,599 OPERATIONAL DATA: Firm backlog $678,000 $1,268,000 $1,424,000 $1,413,000 $1,766,000
____________________ NM Not Meaningful (1) Income statement data for the years ended December 31, 1992 and 1993 have been restated to present Avondale's service contracting subsidiary as discontinued operations (see Note 5 of the Notes to Consolidated Financial Statements). (2) See "Management's Discussion and Analysis of Financial Condition and Results of Operations" and the Notes to Consolidated Financial Statements relating to, among other things, (i) proceeds received by the Company from the settlements of REAs in December 1995 and (ii) the impact of revisions of estimated profit on a previously completed shipbuilding contract in 1994, 1995 and 1996. (3) The amounts reflected as Net ESOP contributions for 1992 reflect contributions made by the Company to the ESOP, all of which were returned to the Company as repayments of indebtedness owed by the ESOP to the Company incurred in connection with the purchase by the ESOP of the Common Stock of the Company in 1985. Although these contributions were charged against income, they had no effect on shareholders' equity. (4) Net income for the years ended December 31, 1995 and 1996 include deferred income tax benefits of $13.0 million ($.90 per share) and $9.0 million ($.62 per share), respectively, attributable to certain net operating loss carry forwards available to offset estimated future taxable earnings. See "Management's Discussion and Analysis of Financial Condition and Results of Operations." (5) As used herein, EBITDA is income (loss) from operations plus depreciation and amortization. EBITDA is frequently used by securities analysts and is presented here to provide additional information about the Company's operations. EBITDA is not a calculation under generally accepted accounting principles and should not be considered as an alternative to net income as a measure of the Company's operating performance or as an alternative to cash flows as a measure of the Company's liquidity. Item 7: Management's Discussion and Analysis of Financial Condition and Results of Operations The following discussion should be read in conjunction with Avondale Industries, Inc.'s (the "Company" or "Avondale") Consolidated Financial Statements and Notes thereto included elsewhere in this Form 10-K. Overview The improvement in the Company's operating results continued during fiscal 1996 with the Company reporting record financial results for 1996. Net sales were 8% above the prior year's level, income from continuing operations before income taxes increased 45% and net income increased by 9% compared to fiscal 1995. The Company's firm backlog at December 31, 1996 was approximately $1.8 billion (including estimated contract escalation) exclusive of unexercised options aggregating $1.1 billion held by the U.S. Navy (the "Navy") for additional ship orders (including estimated contract escalation). Firm backlog includes two Navy contracts awarded in 1996, the first of which was the exercise of a previously awarded option to construct an additional Sealift ship for approximately $211.1 million (or more than $240 million after considering certain additional components and reimbursable escalation). The exercise of this option represents the fifth ship which the Company has been awarded in the Sealift program. The Navy holds an option for an additional Sealift ship which is exercisable in 1997. In December 1996, the U.S. Navy awarded a contract to build the first ship of its new class of LPD-17 vessels to an alliance led by the Company. In addition, the alliance was awarded options, exercisable by the U.S. Navy, for two additional ships of the LPD-17 class. It is expected that a total of 12 vessels will be built under the LPD-17 program. The members of the alliance, Bath, Hughes and the Company submitted a joint bid with the Company as the prime contractor. Under the terms of an agreement between the alliance members, the Company will build the vessel covered by the December 1996 contract, and if the U.S. Navy exercises the two options, the Company would also construct the second and Bath would construct the third of the three LPD-17 vessels. Hughes will be responsible for total ship integration and the alliance will use Intergraph technology for the design and manufacture of the ship. In order to fairly represent its role as the prime contractor under the LPD-17 contract, the Company is required to report in its financial statements the entire contract amount for each vessel in the LPD-17 program constructed by the alliance as revenue. Under the subcontracting agreements entered into between the Company and each of Bath and Hughes, the award fees that can be earned under the LPD-17 contract are distributable among the alliance members in proportion to each member's performance and participation in the construction of the vessel for which the award was granted. To the extent that the Company's revenues include costs incurred by and award fees paid to the other alliance members, the Company's profit margins will be reduced. For additional information on the terms of the LPD-17 contract award, the relationship between the members of the alliance and certain accounting considerations, see "Business - Overview." Vessel deliveries in fiscal 1996 included the third of three LSD-CVs and a double-hulled T-AO representing the 16th vessel built by the Company since the program's inception in 1982. These deliveries represent the completion of construction on two multi-ship programs which provided a significant portion of the Company's workload over the past several years. Additionally, the Company delivered the third of four MHC-51 vessels in 1996, and in January 1997, the Company delivered the fourth and final vessel under the contract. The Company's operating results projected for 1997 are expected to be related principally to the LSD-CV 52, the Sealift ship contracts and the Icebreaker, while results projected for 1998 are expected to reflect primarily the Sealift and Icebreaker contracts. Except for the LPD-17 contract, the Company records profits under the percentage-of-completion method of accounting based on direct labor charges. See "Business - Overview." Although the Company generally does not begin to record profits on its contracts until contract performance is sufficient to estimate final results with reasonable accuracy, actual profits taken with respect to such contracts may be affected if the Company is required in the future to revise its estimate of the cost to complete one or more of such contracts. As previously disclosed, certain of the Company's operations closed in 1994 with the completion of their respective contracts. One of these facilities was sold in December 1996, and the other is currently offered for sale. With respect to the remaining property, the Company currently is not aware of any material environmental liabilities to be incurred for site restoration, post closure monitoring commitments or other exit costs. Results of Operations 1996 vs. 1995. The Company recorded net income of $30.8 million, or $2.13 per share, for 1996 compared to $28.2 million, or $1.95 per share, for 1995 representing an increase of 9% in net income over the prior year. Net income for 1996 and 1995 include income tax benefits of $9.0 million, or $0.62 per share, and $13.0 million, or $0.90 per share, respectively, as discussed below. Also included in 1996 and 1995 net income are $4.4 million, or $0.30 per share, and $4.5 million, or $0.31 per share, respectively, reductions of a previously recognized loss which was recorded in prior years on the contract to construct three LSD-CVs. The reductions were due primarily to revisions of the total estimated contract cost as it neared completion. In addition to the improvements on the three LSD-CV contract, the increases in the Company's operating results in 1996 reflect improved operating profits recognized on the seven T-AO contract, which was completed in 1996, and the LSD-CV 52 contract. In addition, the Company began profit recognition on the contract to construct five Strategic Sealift vessels for the Navy. Also contributing to the increase in operating results for 1996 were operating profits of $8.2 million recorded by the Company's marine repair, modular construction and wholesale steel operations. These profits were offset, in part, by losses recorded on two commercial marine construction contracts. The Company recognized an $8.5 million loss on the contract to construct river hopper barges, primarily representing costs incurred in connection with the Company's entry into this competitive market. In addition, the Company recorded a $20 million loss with respect to the contract to retrofit four single-hull commercial tankers with new double hulls. This loss resulted from several factors, the most important of which related to certain modifications to the hull design that were required in order to comply with American Bureau of Shipbuilding standards after construction had been commenced by the Company in order to respond to a significantly compressed construction schedule caused by the customer's delay in obtaining financing. In addition, this project was commenced prior to the time that the Company's new automated production facility had become fully operational, and therefore did not benefit from the efficiencies which would have been realized from the completed factory. Finally, the pre-delivery testing of the first vessel revealed a condition which required certain modifications causing the Company to incur incremental costs. The impact of these losses was mitigated by the fact that these contracts absorbed a substantial amount of operating expenses that would otherwise have been allocated to other contracts. In addition, these contracts have been important in the Company's reemergence in the competitive commercial tanker and barge markets. The tanker contract has also enabled the Company to construct four forebodies which are patterned after the forebody of Avondale's standard tanker, providing experience in constructing this portion of the vessel, enabling the Company to refine the design and production techniques, and furthering the Company's progress toward achieving its stated goal of a more balanced mix of military and commercial work. The first double-hull tanker was delivered on October 3, 1996 while the second hull was delivered January 16, 1997. The remaining vessels are scheduled to be delivered in May and September 1997. The Company's net sales in 1996 increased $48.6 million, or 8%, as compared to the prior year. The increase in 1996 net sales was due primarily to increases in sales revenues recognized on the contracts to construct the first five Sealift ships, the Icebreaker and the forebodies for four double-hulled product tankers, which collectively accounted for 63% of the Company's 1996 net sales revenue. The increase in net sales was partially offset by reductions in sales revenues recognized on the contracts to construct the three LSD-CVs (the last of which was delivered in March 1996), LSD-CV 52 (scheduled for completion in November 1997), the seven T-AOs (the last of which was delivered in May 1996) and four MHCs (the third of which was delivered in July 1996 and the last of which was delivered in January 1997). The increase in 1996 net sales was also partially offset by reduced net sales recorded on paddle-wheeled gaming vessels (the last of which was delivered in 1995). The contracts to construct the three LSD-CVs, the LSD- CV 52, the seven T-AOs and four MHCs collectively accounted for 24% of the Company's 1996 net sales revenue. Gross profit for 1996 increased $23.2 million, or 39%, compared to 1995. The increase in 1996 gross profit was due primarily to profits recognized on the contract to construct the LSD-CV 52 and the seven T-AOs. Also contributing to the increase in gross profit was the start of profit recognition on the contract to construct the Strategic Sealift vessels. The increase in gross profit was partially offset by the losses recorded on the barge and forebodies contracts discussed above. Selling, general and administrative ("SG&A") expenses increased $12.9 million, or 40%, for 1996 compared to 1995. The overall increase in SG&A expenses was due primarily to increased labor costs, professional fees and computer equipment rental costs associated with the Company's successful LPD-17 proposal. These increases represent 76% of the increase in 1996 SG&A expenses. The Company's 1996 and 1995 operating results include income tax benefits of $9.0 million, or $0.62 per share, and $13.0 million, or $0.90 per share, respectively. As further discussed in Note 7 of the Notes to Consolidated Financial Statements, these amounts were principally the result of recognizing, for financial reporting purposes, income tax benefits from certain net operating loss carry forwards available to offset estimated future taxable earnings. In 1996 and 1995, the $9.0 million and $13.0 million respective tax benefits were offset by income tax provisions of $12.7 million and $8.6 million related to 1996 and 1995 operating results, respectively. As of December 31, 1996, substantially all of the Company's net operating loss carry forwards have been recognized for financial reporting purposes. Statement of Financial Accounting Standards No. 123, "Accounting for Stock-Based Compensation," ("SFAS 123") encourages, but does not require, companies to record compensation cost for stock-based employee compensation plans at fair value. The Company has chosen to continue to account for stock-based compensation using the intrinsic value method prescribed in Accounting Principles Board Opinion No. 25, "Accounting for Stock Issued to Employees," and related interpretations and has adopted the disclosure- only provisions of SFAS 123. Implementation of the provisions of SFAS 123 had no material effect on the financial statements. 1995 vs. 1994. The Company recorded net income of $28.2 million, or $1.95 per share, for 1995 compared to $8.5 million, or $0.59 per share, for 1994 representing a threefold increase in net income over the prior year. The 1995 net income includes a $4.4 million, or $0.30 per share, net income tax benefit (discussed below). Also included in 1995 net income is $4.5 million, or $0.31 per share, which is a reduction of a previously recognized loss which was recorded in prior years on the contract to construct three LSD-CVs. The reduction was due primarily to a revision of the total estimated contract cost as it nears completion. Included in net income for 1994 are a $3.5 million, or $0.24 per share, net gain related to revisions of estimated contract profits on several previously completed shipbuilding contracts and a loss from discontinued operations of $4.6 million, or $0.31 per share, reflecting the Company's decision in 1994 to discontinue its service contracting business. The significant increases in the Company's operating results in 1995 primarily reflect increased operating profits recognized on the LSD-CV 52 contract, as well as the reversal of part of a previously recognized loss on the contract to construct three LSD-CVs, and the recognition of operating profit on the T-AO contract. Also contributing to the increase in operating results for 1995 were profits recorded by the Company's marine repair and wholesale steel operations and an increase in interest income primarily resulting from an increase in the Company's invested cash balances. The Company's net sales in 1995 increased $100.5 million, or 21%, as compared to the prior year. The increase in 1995 net sales was due primarily to increases in sales revenues recognized on the contracts to construct the first three Sealift ships, the forebodies for four double-hulled product tankers, the LSD-CV 52 and the Icebreaker, which collectively accounted for 54% of the Company's 1995 net sales revenue. The increase in net sales was partially offset by reductions in sales revenues recognized on the contracts to construct the seven T-AOs (the fifth and sixth of which were delivered in 1995), three LSD-CVs (the second of which was delivered in 1995) and four MHCs (the first of which was delivered in 1995), as these contracts approach completion. The contracts to construct the T-AOs, three LSD-CVs, and four MHCs collectively accounted for 28% of the Company's 1995 net sales revenue. Gross profit for 1995 increased $11.2 million, or 24%, compared to 1994. The increase in 1995 gross profit was primarily due to profits recognized on the contract to construct the LSD-CV 52 as the percentage of completion was sufficient to begin profit recognition in 1995. Selling, general and administrative ("SG&A") expenses increased $1.6 million, or 5%, for 1995 compared to 1994. The overall increase in SG&A expenses primarily reflected increased operating activity at the Company's main shipyard and, in part, an increase in indirect labor and associated costs resulting from a wage increase given in January 1995 to all employees. These increases in SG&A expenses were partially offset by a decrease in SG&A expenses resulting from the closing of certain subsidiary operations. Interest expense increased by $457,000, or 10%, in 1995 as compared to 1994. The increase was due principally to interest expense associated with the $17.8 million Title XI financing completed in February 1995 (as discussed below), $36.3 million of Series 1994 industrial revenue bonds (see Note 4 of the Notes to Consolidated Financial Statements) and a note issued as part of a litigation settlement (discussed in Note 10 of the Notes to Consolidated Financial Statements). These increases were partially offset by an increase in interest capitalized on assets under construction relating primarily to the modernization project. The Company's 1995 operating results include a net income tax benefit of $4.4 million, or $0.30 per share. As further discussed in Note 7 of the Notes to Consolidated Financial Statements, the net income tax benefit is principally the result of recognizing, for financial reporting purposes, a $13.0 million income tax benefit from certain net operating loss carry forwards available to offset estimated future taxable earnings. The $13.0 million tax benefit was partially offset by an income tax provision of $8.6 million related to 1995 operating results. There was a minor provision for income taxes in the same period in 1994 as an income tax benefit related to available net operating loss carry forwards was recognized only to the extent of then current operating results. Liquidity and Capital Resources The Company's cash and cash equivalents totaled $48.9 million at December 31, 1996 as compared to $38.5 million at December 31, 1995. Contributing to the improved cash balance at December 31, 1996 were amounts collected as a result of the settlement of the Company's Request for Equitable Adjustment ("Minehunter REA") filed with the U.S. Navy related to the four MHCs currently under contract (as discussed in further detail in Note 2 of the Notes to Consolidated Financial Statements). The Company's operating activities represented a significant source of cash in 1996, generating approximately $26.7 million. The Company's primary uses of cash in the current year consisted of capital expenditures of $13.8 million and principal payments on long- term borrowings of $5.8 million. The Company's $42.5 million revolving credit agreement ("the agreement") provides available liquidity for working capital purposes, capital expenditures and letters of credit. At December 31, 1996, there were approximately $11.3 million of letters of credit issued against the agreement leaving approximately $31.2 million of liquidity available to Avondale for operations and other purposes. Continuing access to the agreement is conditioned upon the Company remaining in compliance with the covenants which include certain financial ratios. At December 31, 1996 the Company was in compliance with the covenants contained therein. The Company believes that its capital resources will be sufficient to finance current and projected operations. In order to comply with the terms of the LPD- 17 contract, the Company will make significant capital expenditures, particularly to enhance its computer-aided design and product modeling capabilities. The Company currently has sufficient cash and available lines of credit to fund these capital expenditures. Nevertheless, the Company and its banks agreed to increase the size of its revolving credit agreement from $42.5 million to $85 million conditioned upon the favorable resolution of the protest of the LPD-17 contract (which resolution is anticipated in early April 1997). The increase in the size of the agreement is sufficient to allow the Company to fund the expenditures on an interim basis with borrowings under the agreement while preserving the current level of available liquidity. The amended agreement provides that the available credit under the agreement will be reduced to approximately $50 million once a long-term financing for the LPD-17 expenditures is in place (as discussed below) and, at the same time, the banks have agreed to eliminate all collateral except their second mortgage on the Company's 900- foot floating drydock. In addition, the amended agreement would extend the expiration date until April 2000. Under planned long-term financing for the LPD-17 expenditures, the Company, in conjunction with the University of New Orleans (the "University"), and the University of New Orleans Research and Technology Foundation (the "Foundation"), intends to construct a 200,000 square foot building on property owned by the Company adjacent to the Company's main shipyard. In addition, the plan includes the purchase of the hardware and software required to comply with the LPD-17 contract terms related to the implementation of the extensive three-dimensional ship design and IPDE teaming technology. The initial investment in this new facility, which will be known as the "UNO/Avondale Maritime Technology Center of Excellence," is estimated at $40 million, and will be financed by the Foundation using third-party debt or lease financing to be repaid through annual appropriations from the state and guaranteed by the Company. The Company will enter into a long- term lease for the Center requiring only a nominal lease payment. The Company will guarantee the debt and provide access to the technology and a portion of the Center to the University for their use in research and the development of educational curricula. The Company and the University are in the process of securing the required approvals. Development of the Center and the requisite state support are contingent on the successful resolution of the LPD-17 protest. The Company's estimated net operating loss carry forward for income tax purposes was $29 million at December 31, 1996. This amount, plus available income tax credits from prior years of $5.4 million, and $2.7 million of alternative minimum tax credits will be used to reduce the income tax liabilities for 1997 and later years. The $1.76 million cash paid in 1996 for income taxes reflects payments for alternative minimum tax. The net operating loss carry forwards expire in years 2006 through 2008 and the tax credit carry forwards expire in years 2000 through 2011. The alternative minimum tax credits may be carried forward indefinitely. The Company expects that a "change of control" of the Company for tax purposes is likely to occur in 1997 which may limit the timing of the Company's use of its net operating loss carry forwards in 1997 and later years. Item 8: Financial Statements and Supplementary Data. See next consecutive numbered page. INDEPENDENT AUDITORS' REPORT To the Board of Directors and Shareholders of Avondale Industries, Inc.: We have audited the accompanying consolidated balance sheets of Avondale Industries, Inc. and subsidiaries as of December 31, 1995 and 1996, and the related consolidated statements of operations, shareholders' equity, and cash flows for each of the three years in the period ended December 31, 1996. These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, such consolidated financial statements present fairly, in all material respects, the financial position of Avondale Industries, Inc. and subsidiaries at December 31, 1995 and 1996, and the results of their operations and their cash flows for each of the three years in the period ended December 31, 1996 in conformity with generally accepted accounting principles. /s/ Deloitte & Touche LLP DELOITTE & TOUCHE LLP New Orleans, Louisiana February 17, 1997 AVONDALE INDUSTRIES, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS (dollars in thousands)
December 31, ------------------ ASSETS 1995 1996 -------- ------- Current Assets: Cash and cash equivalents $ 38,524 $ 48,944 Receivables (Note 2) 93,184 119,139 Inventories (Note 3) 15,289 21,785 Deferred tax assets (Note 7) 23,650 30,157 Prepaid expenses and other current assets 2,946 2,465 ------- ------- Total current assets 173,593 222,490 ------- ------- Property, Plant and Equipment (Note 4): Land 9,161 7,984 Buildings and improvements 59,991 59,598 Machinery and equipment 182,547 187,029 ------- ------- Total 251,699 254,611 Less accumulated depreciation (121,661) (127,009) ------- ------- Property, plant and equipment - net 130,038 127,602 ------- ------- Goodwill - net 8,637 8,073 Other assets 4,459 4,707 ------- ------- TOTAL ASSETS $316,727 $362,872 ======= ======= LIABILITIES AND SHAREHOLDERS' EQUITY ------------------------------------ Current Liabilities: Current maturities of long-term debt (Note 4) $ 5,062 $ 4,957 Accounts payable 65,517 73,589 Accrued employee compensation 10,777 11,630 Other 11,249 12,839 ------- ------- Total current liabilities 92,605 103,015 Long-term debt (Note 4) 60,593 54,866 Deferred income taxes (Note 7) 850 10,300 Other liabilities and deferred credits 11,621 12,838 ------- ------- Total liabilities 165,669 181,019 ------- ------- Commitments and Contingencies (Notes 6 and 10) SHAREHOLDERS' EQUITY (Note 9): Common stock, $1.00 par value; authorized - 30,000,000 shares; issued - 5,927,191 shares in 1995 and 1996 15,927 15,927 Additional paid-in capital 373,911 373,911 Accumulated deficit (226,924) (196,129) ------- ------- Total 162,914 193,709 Treasury stock (1,463,016 shares in 1995 and 1996) at cost (11,856) (11,856) ------- ------- Total shareholders' equity 151,058 181,853 ------- ------- TOTAL LIABILITIES AND SHAREHOLDERS' EQUITY $316,727 $362,872 ======= =======
See Notes to Consolidated Financial Statements. AVONDALE INDUSTRIES, INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF OPERATIONS (in thousands, except per share data)
Years ended December 31, -------------------------------- 1994 1995 1996 ------- ------- ------- Continuing operations: Net sales (Note 2) $475,810 $576,308 $624,929 Cost of sales 428,325 517,637 543,102 ------- ------- ------- Gross profit 47,485 58,671 81,827 Selling, general and administrative expenses 30,536 32,123 45,037 ------- ------- ------- Income from operations 16,949 26,548 36,790 Interest expense (4,385) (4,842) (4,986) Other - net 811 2,074 2,691 ------- ------- ------- Income from continuing operations before income taxes 13,375 23,780 34,495 Income taxes (Note 7) 300 (4,400) 3,700 ------- ------- ------- Income from continuing operations 13,075 28,180 30,795 ------- ------- ------- Discontinued operations (Note 5): Loss from discontinued operations (1,909) -- -- Disposal costs (2,643) -- -- ------- ------- ------- Loss from discontinued operations (4,552) -- -- ------- ------- ------- NET INCOME $ 8,523 $ 28,180 $ 30,795 ======= ======= ======= Income (Loss) per share of common stock (Note 9): Continuing operations $ 0.90 $ 1.95 $ 2.13 Discontinued operations (0.31) -- -- ------- ------- ------- INCOME PER SHARE OF COMMON STOCK $ 0.59 $ 1.95 $ 2.13 ======= ======= ======= Weighted average number of shares outstanding 14,464 14,464 14,464 ======= ======= =======
See Notes to Consolidated Financial Statements. AVONDALE INDUSTRIES, INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF SHAREHOLDERS' EQUITY Years ended December 31, 1994, 1995 and 1996 (in thousands)
Additional Total Common Paid-In Accumulated Treasury Shareholders' Stock Capital Deficit Stock Equity -------------------------------------------------------------- BALANCE, JANUARY 1, 1994 $ 15,927 $373,911 $(263,627) $(11,856) $114,355 Net income 8,523 8,523 -------------------------------------------------------------- BALANCE, DECEMBER 31, 1994 15,927 373,911 (255,104) (11,856) 122,878 Net income 28,180 28,180 -------------------------------------------------------------- BALANCE, DECEMBER 31, 1995 15,927 373,911 (226,924) (11,856) 151,058 Net Income 30,795 30,795 -------------------------------------------------------------- BALANCE, DECEMBER 31, 1996 $ 15,927 $373,911 $(196,129) $(11,856) $181,853 ==============================================================
See Notes to Consolidated Financial Statements. AVONDALE INDUSTRIES, INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF CASH FLOWS (in thousands)
Years ended December 31, ---------------------------- 1994 1995 1996 ------- ------- ------- CASH FLOWS FROM OPERATING ACTIVITIES: Net income $ 8,523 $28,180 $30,795 Adjustments to reconcile net income to net cash provided by operating activities: Depreciation and amortization 11,552 9,819 10,809 Deferred income taxes -- (5,900) 3,700 (Gain) loss on sale of assets -- (813) 3,135 Change in operating assets and liabilities, net of dispositions: Receivables 45,542 (9,674) (25,955) Inventories (2,500) 296 (6,496) Prepaid expenses and other current assets (1,251) 3,429 98 Accounts payable 4,120 4,600 8,072 Accrued employee compensation 596 (2,171) 853 Other - net 2,546 229 1,690 ------- ------- ------- Net cash provided by operating activities 69,128 27,995 26,701 ------- ------- ------- CASH FLOWS FROM INVESTING ACTIVITIES: Capital expenditures (5,120) (21,290) (13,830) Proceeds from sale of assets -- 3,248 2,998 Change in restricted short-term investments - net (1,811) 1,243 383 Payment to former corporate parent (5,000) -- -- ------- ------- ------- Net cash used for investing activities (11,931) (16,799) (10,449) ------- ------- ------- CASH FLOWS FROM FINANCING ACTIVITIES: Payment of long-term borrowings (81,228) (5,866) (5,832) Proceeds from issuance of long-term borrowings (Note 4) 36,250 17,780 -- ------- ------- ------- Net cash (used for) provided by financing activities (44,978) 11,914 (5,832) ------- ------- ------- NET INCREASE IN CASH AND CASH EQUIVALENTS 12,219 23,110 10,420 CASH AND CASH EQUIVALENTS AT BEGINNING OF YEAR 3,195 15,414 38,524 ------- ------- ------- CASH AND CASH EQUIVALENTS AT END OF YEAR $15,414 $38,524 $48,944 ======= ======= ======= SUPPLEMENTAL CASH FLOW DISCLOSURES: Cash paid during the year for: Interest (net of amounts capitalized) $ 4,537 $ 5,255 $ 5,207 ======= ======= ======= Income taxes paid $ 945 $ 1,760 ======= ======= Noncash investing and financing activities: Note issued in litigation settlement $ 2,000 ======= Note issued to former corporate parent $ 8,000 =======
See Notes to Consolidated Financial Statements. AVONDALE INDUSTRIES, INC. AND SUBSIDIARIES NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 1. Summary of Significant Accounting Policies Principles of Consolidation The consolidated financial statements include the accounts of Avondale Industries, Inc. and its wholly-owned subsidiaries ("Avondale" or the "Company") which are primarily engaged in marine construction and repair. All significant intercompany transactions have been eliminated. Revenue Recognition Profits on long-term contracts are recorded on the basis of the Company's estimates of the percentage of completion of individual contracts, commencing when progress reaches a point where contract performance is sufficient to estimate final results with reasonable accuracy. Estimates of the percentage of completion are based on direct labor charges. Revisions in cost and profit estimates during the course of the work are reflected in the accounting period in which the facts requiring the revisions become known. Amounts in excess of agreed upon contract price for customer caused delays, disruptions, unapproved change orders or other causes of additional contract costs are recognized in contract value if it is probable that the claim for such amounts will result in additional revenue and the amount can be reasonably estimated (see Note 2). Provisions for estimated losses, if any, on uncompleted contracts are made in the period in which such losses are determined. Statements of Cash Flows For purposes of the statements of cash flows, the Company considers all highly liquid debt instruments purchased with a maturity of three months or less to be cash equivalents. Fair Value Disclosures Statement of Financial Accounting Standards No. 107, "Disclosures about Fair Value of Financial Instruments", requires the disclosure of the fair value of all significant financial instruments. The estimated fair value amounts have been developed by the Company based on available market information and appropriate valuation methodologies. However, considerable judgment is required in developing the estimates of fair value. Therefore, such estimates are not necessarily indicative of the amounts that could be realized in a current market exchange. After such analysis, management believes that the carrying values of the Company's significant financial instruments (consisting of cash and cash equivalents, short-term investments, receivables, payables, accrued liabilities and long-term debt) approximate fair values. Inventories Inventories are recorded principally at the lower of cost (average or first-in, first-out) or market. Property, Plant and Equipment Property, plant and equipment is stated at cost. Depreciation of property, plant and equipment is computed in the financial statements on the straight-line method based on estimates of useful lives as follows:
Type Period ---- ------ Machinery and equipment 3-20 years Buildings and improvements 15-40 years
Accelerated depreciation methods are generally used for income tax purposes. Maintenance and repairs are charged directly to expense as incurred. Additions, improvements and major renewals are capitalized. Interest costs for the construction of certain long-term assets are capitalized as part of the cost of property, plant and equipment and amortized over the related assets' useful lives. Interest costs capitalized in fiscal 1994 were not material. Interest costs capitalized in fiscal 1995 and 1996 approximated $1.2 million and $759,000, respectively. Goodwill Goodwill represents the excess of the purchase price over the underlying fair value of the net assets of acquired businesses and is being amortized on a straight-line basis over its estimated useful life of twenty years. Management evaluates the continuing value and future benefits of goodwill, including the appropriateness of related amortization periods, on a current basis. The recoverability of goodwill is assessed by determining whether the unamortized balance can be recovered through projected cash flows and operating results over its remaining life. Any impairment of the asset is recognized when it is probable that such future undiscounted cash flows will be less than the carrying value of the asset. Accumulated amortization at December 31, 1995 and 1996 amounted to $74.5 million and $75.0 million, respectively. Income Taxes The Company and its subsidiaries file a consolidated Federal income tax return. Deferred income taxes are provided in the financial statements, where necessary, to account for the tax effect of temporary differences resulting from reporting revenues and expenses for income tax purposes in periods different from those used for financial reporting purposes. The temporary differences result principally from the use of different methods of accounting for depreciation, long-term contracts and certain employee benefits. Stock-Based Compensation Statement of Financial Accounting Standards No. 123, "Accounting for Stock-Based Compensation" ("SFAS 123") encourages, but does not require, companies to record compensation cost for stock-based employee compensation plans at fair value. The Company has chosen to continue to account for stock-based compensation using the intrinsic value method prescribed in Accounting Principles Board Opinion No. 25, "Accounting for Stock Issued to Employees," and related interpretations and has adopted the disclosure-only provisions of SFAS 123. Accordingly, compensation cost for stock options is measured as the excess, if any, of the quoted market price of the Company's stock at the date of the grant over the amount an employee must pay to acquire the stock. See Note 9. Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Reclassifications Certain reclassifications of prior year amounts have been made to conform to the current year presentation. These reclassifications were made for comparative purposes only and have no effect on net income as previously reported. 2. Receivables Receivables consisted of the following at December 31, 1995 and 1996 (in thousands):
1995 1996 ------- ------- Long-term contracts: U.S. Government: Amounts billed $ 30,151 $ 859 Unbilled costs, including retentions, and estimated profits on contracts in progress 41,119 90,325 ------- ------- Total 71,270 91,184 Commercial: Amounts billed 4,364 7,274 Unbilled costs, including retentions, and estimated profits on contracts in progress 12,312 14,681 ------- ------- Total from long-term contracts 87,946 113,139 Trade and other current receivables 5,238 6,000 ------- ------- Total $ 93,184 $119,139 ======= =======
Unbilled costs, including retentions, and estimated profits on contracts in progress were not billable to customers at the balance sheet dates under terms of the respective contracts. Of the unbilled costs and estimated profits, approximately $36.3 million is expected to be collected in 1997 with the balance to be collected in subsequent years as contract deliveries are made and warranty periods expire. Net sales to the United States Government in 1994, 1995, and 1996 account for approximately 77%, 74% and 77% of the net sales, respectively. In December 1995, the Company settled the Minehunter Request for Equitable Adjustment ("Minehunter REA") for $23 million, which approximated the previously recorded estimate of the amount recoverable. In connection with the settlement of the Minehunter REA in December 1995, the Company submitted invoices totaling $30.7 million to the U.S. Navy, which included certain contractual cost sharing and cost escalation provisions which obligate the U.S. Navy to bear a portion of the additional costs. The Company collected these amounts in full during the first quarter of 1996. Costs and estimated profits (losses) on contracts in progress at December 31, 1995 and 1996 were as follows (in thousands):
1995 1996 --------- --------- Costs incurred on contracts in progress $ 2,668,388 $ 3,026,965 Estimated profits recognized 49,287 92,080 Reserve for anticipated contract losses (34,500) (58,600) --------- --------- Total 2,683,175 3,060,445 Less billings to date (2,643,912) (2,956,710) --------- --------- Net value of contracts in progress $ 39,263 $ 103,735 ========= =========
Net value of contracts in progress was comprised of the following amounts (in thousands):
1995 1996 ------- ------- Unbilled costs and estimated profits on contracts in progress (included in receivables) $ 53,431 $105,006 Billings in excess of costs and estimated profits on contracts in progress (included in accounts payable) (14,168) (1,271) ------- ------- Total $ 39,263 $103,735 ======= =======
The reserve for anticipated contract losses of $34.5 million and $58.6 million included in the net value of contracts in progress at December 31, 1995 and 1996, respectively, is related to certain contracts which are presently scheduled for delivery through September 1997. In 1995 and 1996 the Company recorded reductions of $4.5 million and $4.4 million, respectively, of a previously recognized loss due primarily to a revision of the total estimated contract cost as it nears completion. Additionally, during 1996 the Company recorded a $28.5 million increase in the reserve related to the contracts to construct the four double-hulled forebodies and a series of river hopper barges. 3. Inventories Inventories consisted of the following at December 31, 1995 and 1996 (in thousands):
1995 1996 ------ ------ Goods held for sale $ 7,409 $13,184 Materials and supplies 7,880 8,601 ------ ------ Total $15,289 $21,785 ====== ======
4. Financing Arrangements Revolving Credit Agreement The Company has available a two-year revolving credit agreement ("the agreement") with various financial institutions. The agreement provides for an available line of credit equal to the lesser of $42.5 million or a specified borrowing base with a term which in 1996 was extended to May 1998. A commitment fee based on the average daily amount of the unused line of credit is payable on a quarterly basis. Borrowings under the agreement bear interest at fluctuating rates. The agreement is collateralized by substantially all of the Company's working capital assets and its 900-foot floating drydock and, among other things, (1) requires the Company to meet certain financial covenants (relating to net worth, debt coverage, interest coverage and backlog), (2) imposes limitations and restrictions related to annual capital expenditures, the incurrence of new indebtedness and the payment of dividends and (3) requires compliance with the terms and conditions of all other debt agreements. The agreement also provides the Company with the right to require the bank group to post letters of credit on the Company's behalf in support of its operations which letters of credit reduce the remaining available credit (see Note 10). There were no borrowings in 1995 and 1996 under the revolving credit agreement. As a result of the award of the LPD-17 contract the Company will be required to make significant capital expenditures. The Company and its banks agreed to increase the size of the revolving credit agreement up to $85 million upon the favorable resolution of a protest filed by the unsuccessful bidder for the LPD-17 contract. The amended agreement provides that the available credit will be reduced to approximately $50 million once a long-term financing for the LPD-17 expenditures is in place. The banks have also agreed to eliminate all collateral except the second mortgage on the 900-foot floating drydock and to extend the agreement's expiration until April 2000. Long-Term Debt Long-term debt consisted of the following at December 31, 1995 and 1996 (in thousands):
1995 1996 ------ ------ Industrial revenue bonds $36,250 $36,250 Mortgage bonds, interest at 8.16%, payable in semi-annual principal installments to 2010 17,780 16,594 Mortgage bonds, payable in semi-annual principal installments to 2000 3,880 3,104 General obligation industrial bonds, interest at 7%, payable in annual installments to 2008 2,745 1,875 Other long-term debt 5,000 2,000 ------ ------ Total 65,655 59,823 Less current maturities of long-term debt (5,062) (4,957) ------ ------ Long-term debt $60,593 $54,866 ====== ======
The $36.3 million of industrial revenue bonds represent Series 1994 bonds which consist of (1) $6 million bearing interest at 8.25% and payable in annual principal installments ranging from $550,000 in 1997 to final payment of $985,000 in 2004 and (2) $30.3 million bearing interest at 8.50% and payable in annual principal installments ranging from $340,000 in 1997 to final payment of $3.8 million in 2014. The Series 1994 bonds are secured by certain property and equipment which had a net book value of approximately $21.2 million at December 31, 1996. Among other things, the terms and conditions of the Series 1994 bonds (1) require the Company to meet certain financial covenants (relating to net worth, debt and debt service coverage and liquidity), (2) impose limitations and restrictions related to the incurrence of new indebtedness and the payment of dividends, and (3) require compliance with the terms and conditions of other specified debt agreements. The $16.6 million of mortgage bonds represent the remaining balance of $17.8 million of bonds issued in February 1995 as part of the financing of the Company's approximately $20 million plant modernization effort. The bonds were issued utilizing a U.S. Government guarantee under Title XI of the Merchant Marine Act, 1936, as amended ("Title XI"), bear interest at the annual rate of 8.16% and are payable in equal semi-annual principal payments of $593,000 over a 15 year period beginning in 1996. The terms of the financing include various restrictive covenants including provisions relating to the maintenance of working capital, incurrence of additional indebtedness, and the maintenance of a minimum net worth. The plant modernization assets having a net book value of approximately $20.7 million at December 31, 1996 have been pledged as collateral for these mortgage bonds. The $3.1 million of mortgage bonds at December 31, 1996 represent the balance of an earlier mortgage bond issue which also utilized a Title XI guarantee. The Company refinanced these mortgage bonds in February 1995 (approximately $4.3 million) which reduced the annual interest rate from 9.30% to 7.86%. The refinancing agreement contains various restrictive covenants similar to those for the $17.8 million of Title XI mortgage bonds discussed above. These bonds are payable in equal semi-annual principal payments of $388,000 and mature in the year 2000. Property, plant and equipment having a net book value of approximately $12.9 million at December 31, 1996 has been pledged as collateral for these mortgage bonds. Other long-term debt at December 31, 1996 represents a $2 million unsecured note issued as part of the settlement of certain claims against the Company (as further discussed in Note 10). The note bears interest at 8% per annum and is due in January 1997. Annual maturities of long-term debt for each of the next five years and in total thereafter follow (in thousands): 1997 $ 4,957 1998 3,047 1999 3,137 2000 3,237 2001 2,571 Thereafter 42,874 ------ Total $59,823 ======
5. Discontinued Operations During the third quarter of 1994 the Company decided to discontinue operation of its service contracting subsidiary formed in 1990 to pursue large-scale service contracts with government and commercial operations. The Company concluded that managerial and financial resources could be more productively invested in the Company's core marine construction operations. The operating results for 1994 are reported as discontinued operations. Summarized results are as follows (in thousands): Net sales $13,520 Costs and expenses 15,429 ------ Loss from discontinued operations (1,909) Loss on disposal of discontinued operations (2,643) ------ Loss from discontinued operations $(4,552) ======
6. Leases The Company leases equipment and real property in the normal course of business under various operating leases, including non-cancelable and month-to-month agreements. Certain of the leases provide for renewal privileges with escalation of the lease payments based on changes in selected economic indices. Rental expense for operating leases was $5.8 million, $6.3 million and $9.0 million in 1994, 1995 and 1996, respectively. Minimum rental commitments under leases having an initial or remaining noncancelable term in excess of twelve months follow (in thousands): 1997 $2,811 1998 2,268 1999 1,240 2000 929 2001 92 ------ Total $7,340 ======
7. Income Taxes Income taxes are accounted for under Statement of Financial Accounting Standards No. 109, "Accounting for Income Taxes" ("SFAS 109") which requires the use of the asset and liability approach for financial accounting and reporting for income taxes. The Company has provided for Federal income taxes as follows (in thousands):
1994 1995 1996 ------- ------- ------- Current provision $ 600 $ 1,500 $ 1,100 Deferred provision (benefit) (300) 7,100 11,600 Deferred benefit attributable to the realization of net operating loss carry forwards -- (13,000) (9,000) ------ ------- ------- Provision (benefit) for income taxes $ 300 $ (4,400) $ 3,700 ====== ======= =======
The provision (benefit) for income taxes varied from the Federal statutory income tax rate due to the following (dollars in thousands):
YEARS ENDED DECEMBER 31, -------------------------------------------- 1994 1995 1996 ----------- ----------- ----------- Amount % Amount % Amount % ------ -- ------ -- ------ -- Taxes at Federal statutory rate $ 3,088 35 $ 8,323 35 $12,409 35 Amortization of goodwill not deductible 511 6 246 1 197 1 Net operating loss carry forwards utilized -- -- (13,000) (55) (9,000) (25) Settlement of prior year tax examinations (3,200) (36) -- -- -- -- Other (99) ( 1) 31 -- 94 -- ------- --- ------- --- ------- --- Total $ 300 4 $ (4,400) (19) $ 3,700 11 ======= === ======= === ======= ===
At December 31, 1996 the Company has available for Federal income tax purposes net operating loss carry forwards and tax credit carry forwards of $29.0 million and $5.4 million, respectively. The net operating loss carry forwards expire in years 2006 through 2008 and the tax credit carry forwards expire in the years 2000 through 2011. Additionally, the Company has $2.7 million of minimum tax credits which may be carried forward indefinitely. Deferred income taxes represent the net tax effects of (a) temporary differences between the carrying amounts of assets and liabilities for financial reporting purposes and their tax bases, and (b) operating loss and tax credit carry forwards. The tax effects of significant items comprising the Company's net deferred tax balances at December 31, 1995 and 1996 are as follows (in thousands):
1995 1996 ------- ------- Deferred Tax Liabilities: Differences between book and tax basis of property, plant and equipment $26,266 $24,753 Other 759 976 ------- ------- Total 27,025 25,729 ------- ------- Deferred Tax Assets: Reserves not currently deductible 5,174 4,417 Long-term contracts 18,557 18,844 Other temporary differences 4,263 4,761 Operating loss carry forwards 24,334 10,211 Tax credit carry forwards 7,200 8,036 ------- ------- 59,528 46,269 Valuation Allowance (9,703) (683) ------- ------- Total 49,825 45,586 ------- ------- Net deferred tax assets $22,800 $19,857 ======= =======
The net deferred tax assets are included in the following balance sheet captions (in thousands):
1995 1996 ------- ------- Current deferred tax assets $23,650 $30,157 Non-current deferred income tax liabilities (850) (10,300) ------- ------- Net deferred tax assets $22,800 $19,857 ======= =======
During 1996, the deferred tax valuation allowance decreased approximately $9.0 million as a result of the Company's current year operating results and a re-evaluation of its expectations of the likelihood of future operating income related to its existing backlog. 8. Retirement Plans ESOP In 1985, the Company established the Avondale Industries, Inc. Employee Stock Ownership Plan (the "ESOP"). The ESOP is a qualified, defined contribution plan designed primarily to invest in equity securities of the Company and is specifically authorized to leverage its acquisition of these securities. The ESOP is intended to cover all employees of the Company upon completion of one year of service, except certain employees who are covered by collective bargaining agreements, unless, by the terms of such agreements, the employees are to participate in the ESOP. The ESOP owned approximately 6,822,000 and 2,980,000 shares of the Company's Common Stock at December 31, 1995 and 1996, respectively. In February 1996 the ESOP sold 3,581,100 shares of the Company's common stock. The Company did not receive any of the proceeds from this public offering. Pension Plan The Company also sponsors a defined benefit pension plan, which is coordinated with the benefits payable to participating employees in the ESOP. At retirement, a person's benefit is based upon the greater of (i) the market value of the shares of common stock allocated to the participant's ESOP account or (ii) the benefit calculated under the pension plan formula. The pension plan formula benefits are based on a defined dollar amount multiplied by a fraction related to a participant's credited service. The net periodic pension cost for the years ended December 31, 1994, 1995 and 1996 included the following components (in thousands):
1994 1995 1996 ------- ------- ------- Service costs of the current period $ 3,400 $ 3,300 $ 3,700 Interest cost on the projected benefit obligation 3,800 4,200 3,700 Actual return on plan assets (2,700) (3,600) (4,600) Net amortization of transition liability and deferred investment (loss) gain (200) 300 (400) ------- ------- ------- Net periodic pension cost $ 4,300 $ 4,200 $ 2,400 ======= ======= =======
The following table sets forth the pension plan's estimated funded status as of December 31, 1995 and 1996 (in thousands):
1995 1996 ------- ------- Projected benefit obligation: Vested benefits $49,100 $38,800 Nonvested benefits 400 400 ------- ------- Accumulated benefit obligation 49,500 39,200 Effect of projected future compensation levels 12,700 2,600 ------- ------- Projected benefit obligation 62,200 41,800 Plan assets at market value 50,400 58,800 ------- ------- Plan assets (less than) in excess of projected benefit obligation (11,800) 17,000 Unrecognized net transition obligation 100 100 Unrecognized prior service costs (2,500) (2,100) Unrecognized net loss (gain) 12,600 (14,500) ------- ------- (Pension liability) Prepaid pension costs $(1,600) $ 500 ======= =======
The Company's funding policy is to contribute each year an amount equal to the minimum required contribution under the Employee Retirement Income Security Act of 1974. However, the contribution for any year will not be greater than the maximum tax deductible contribution. Plan assets consist primarily of United States Government and Agency securities, corporate stocks and corporate bonds and notes. The weighted-average discount rate used in determining the actuarial present value of the projected benefit obligation was 7.25% for 1995 and 7.75% for 1996. The rate of increase in future compensation levels used was 4.0% for 1995 and 1996 and thereafter. The expected long-term rate of return on the assets was 9.0% for 1995 and 1996. 401(k) Savings Plan Beginning in 1996 the Company sponsored a 401(k) Savings Plan. Participation in this defined contribution plan is available to substantially all employees of the Company. The Company may elect to make contributions to the Plan; however, the timing and amount of such contributions is at the discretion of the Company's Board of Directors. There were no contributions made in 1996. 9. Shareholders' Equity Preferred Stock The Company is authorized to issue 5,000,000 shares of preferred stock, $1.00 par value, none of which was outstanding at December 31, 1995 and 1996. Income (Loss) Per Share The weighted average number of shares used in the computation of income (loss) per share was 14,464,000, for each of the years ended December 31, 1994, 1995 and 1996, respectively. The assumed exercise of stock options would not result in dilution in any of such periods. Stock-Based Compensation Plans The Company's Performance Share Plan provided for the award of shares of Common Stock to senior executives of the Company, as designated by a committee of the Board of Directors, which were earned upon the attainment of specified performance objectives. These performance objectives have been attained and therefore no further awards will be made. A summary of the status of the Performance Share Plan as of December 31, 1994, 1995 and 1996 and changes during the three years ended December 31, 1996 are presented below:
1994 1995 1996 ----------------- ----------------- ----------------- Weighted Weighted Weighted Average Average Average Exercise Exercise Exercise Shares Price Shares Price Shares Price ------- -------- ------- -------- ------- -------- Options outstanding and exercisble January 1 303,159 $15.975 279,155 $15.885 240,971 $17.463 Forfeited/expired 23,834 17.122 2,280 15.965 1,360 19.000 Exercised 170 4.150 35,904 5.285 13,207 12.940 ------- ------- ------- Options outstanding and exercisable, December 31 279,155 $15.885 240,971 $17.463 226,404 $17.718 ======= ======= =======
The range of exercise prices for options outstanding at December 31, 1996 (the majority of which contain a stock appreciation right feature) was $3.875 to $19.00 and the weighted-average remaining contractual life for such options was 2.6 years. The Company provided a Stock Appreciation Plan for key management employees which contains a stock appreciation right feature. This plan has expired, no further award will be made. There were no transactions relating to this plan for the year ended December 31, 1996. A summary of changes in the Stock Appreciation Plan during the years ended December 31, 1994 and 1995 are presented below:
1994 1995 ----------------- ----------------- Weighted Weighted Average Average Exercise Exercise Shares Price Shares Price ------- -------- ------- -------- Options outstanding, January 1 50,000 $12.675 40,000 $11.250 Forfeited/expired (10,000) $18.375 (40,000) $11.250 ------- ------- Options outstanding, December 31 40,000 $11.250 -- $ -- ======= =======
There were no options exercisable at December 31, 1994, 1995 and 1996. Shares available for grant under the plan at December 31, 1994 and 1995 totaled 397,000, 437,000 shares, respectively, and no shares were available for grant at December 31, 1996. Options were outstanding at $11.25 per share at December 31, 1994. Under the terms of the plan, options expired on March 31, 1995. Compensation expense for the years ended December 31, 1994, 1995 and 1996 was not material. The Company applies Accounting Principles Board Opinion No. 25, "Accounting for Stock Issued to Employees," and related interpretations in accounting for its plans. Accordingly, no compensation expense is recognized for its stock-based compensation plans other than for performance-based awards. Since no options were granted under the Company's stock-based compensation plans during 1995 and 1996, there would have been no effect on net income and income per common share had compensation cost for the Company's stock option plans been determined based upon the fair value at the grant date for awards under these plans consistent with the methodology prescribed under Statement of Financial Accounting Standards No. 123, "Accounting for Stock- Based Compensation." 10. Commitments and Contingencies Litigation In January 1986, the Louisiana Department of Environmental Quality ("DEQ") advised the Company that it could be a potentially responsible party ("PRP") with respect to an oil reclamation site operated by an unaffiliated company in Walker, Louisiana. The Company sold to the operator a substantial portion of the waste oil that was processed at the reclamation site during the period 1978 through 1982. The Company's potential liability, if any, for cleanup of this site will be based on the Comprehensive Environmental Response, Compensation and Liability Act of 1980 ("CERCLA") or the Louisiana Environmental Affairs Act. Under these statutes, such liability is presumptively joint and several, but is typically apportioned among the responsible parties based on the volume of material sent by each to the waste site. The Company has cooperated with other PRPs to study the potential aggregate liability under these statutes. Moreover, the Company believes it has substantial defenses against liability and defenses that could mitigate the portion of liability, if any, that would otherwise be attributable to it. To date, the Company and certain of the other PRPs (the "Funding Group") for the site have funded the site's remediation expenses, PRP identification expenses and related costs for the participating parties. As of December 31, 1996 such costs totaled $18.8 million, of which the Company has funded approximately $4.0 million. Since 1988 the Funding Group filed petitions to add a number of companies as third-party defendants with regard to the remedial action. The Funding Group has agreed to settle with the majority of these companies. All funds collected through these settlements are placed in escrow to fund future expenses. At December 31, 1996, the balance of the escrow was $6.2 million, which is to be used to fund any ongoing remediation expenses. The Company will not owe any future assessments until the balance in escrow is depleted. There are additional settlements being negotiated which should add to the balance in escrow. Additional remedial work scheduled for the site includes completion of studies and if required by the results of these studies, subsequent remediation. Following completion of any such required additional remediation, it will be necessary to obtain Environmental Protection Agency approval to close the site, which consent may require subsequent post-closure activities such as groundwater monitoring and site maintenance for many years. The Company is not able to estimate the final costs for any such additional remedial work or post-closure costs that may be required; however, the Company believes that its proportionate share of expenditures for any additional work will not have a material impact on the Company's financial statements. In addition, the members of the Funding Group have entered into a final cost sharing agreement under which all parties have agreed that there would be no re-allocation of previous remediation costs, but that future remediation costs would be established by a formula. Under this agreement, the Company's share of future costs is 17.5%. In 1996, the Company settled a class action lawsuit involving alleged personal injury and property damage arising from the Walker, La. reclamation site. Under the terms of the settlement, the Company has paid approximately $6.0 million into a settlement fund. The Company also agreed to pay up to an additional $6.0 million (plus interest at 8% per annum) if the plaintiffs are unsuccessful in collecting certain claims under Avondale's insurance policies that have been assigned to the plaintiff class under the settlement agreement. During the first quarter of 1997, certain remaining parties to the litigation, including Avondale's insurers, reached a tentative settlement, pursuant to which Avondale's insurers agreed to pay the plaintiffs an amount in excess of the $6.0 million (plus interest) for which Avondale was responsible in full and final satisfaction of the plaintiff's claims against Avondale and Avondale would be released from liability. The tentative settlement agreement is subject to a fairness review by the trial court. With respect to the potential contingent liability of the Company to pay additional sums if the tentative settlement is not approved by the court, management believes that the eventual resolution of this matter will not have a material adverse effect on the Company's results of operations, financial position or cash flows. Furthermore, the Company has initiated litigation against its insurer for a declaration of coverage of the liability, if any, that may arise in connection with the remediation of the site referred to above. The court has ruled that the insurer has the duty to defend the Company, but has not yet ruled on whether the carrier has a duty to indemnify the Company if any liability is ultimately assessed against it. After consultation with counsel, the Company is unable to predict the eventual outcome of this litigation or the degree to which such potential liability would be indemnified by its insurance carrier. In addition to the above, the Company is also named as a defendant in other lawsuits and proceedings arising in the ordinary course of business, some of which involve substantial claims. The Company has established accruals as appropriate for certain of the matters discussed above. While the ultimate outcome of lawsuits and proceedings against the Company cannot be predicted with certainty, management believes, based on current facts and circumstances and after review with counsel, that, the eventual resolution of these matters is not expected to have a material adverse effect on the Company's financial statements. Letters of Credit In the normal course of its business activities, the Company is required to provide letters of credit to secure the payment of workers' compensation obligations, other insurance obligations and to provide a debt service reserve fund related to $36.3 million of Series 1994 industrial revenue bonds. Additionally, under certain contracts the Company may be required to provide letters of credit to secure certain performance obligations of the Company thereunder. Outstanding letters of credit relating to these business activities amounted to approximately $25.4 million at December 31, 1995 and $11.3 million at December 31, 1996. 11. Quarterly Results (Unaudited) Consolidated operating results for the four quarters of 1995 and 1996 were as follows (in thousands, except per share data):
1995 1996 -------------------------------------- -------------------------------------- First Second Third Fourth First Second Third Fourth Quarter Quarter Quarter Quarter Quarter Quarter Quarter Quarter -------- -------- -------- -------- -------- -------- -------- -------- Net Sales $133,575 $152,788 $148,785 $141,160 $156,496 $152,577 $148,384 $167,472 Gross Profit 13,404 13,820 14,793 16,654 17,286 18,166 19,048 27,327 Income from Operations 5,741 6,222 6,835 7,750 8,253 8,874 9,237 10,426 Net Income 3,044 8,493 12,054 4,589 4,736 14,290 5,612 6,157 Net Income per Share $ 0.21 $ 0.59 $ 0.83 $ 0.32 $ 0.33 $ 0.99 $ 0.39 $ 0.43 ====== ====== ====== ====== ====== ====== ====== ======
Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure. None PART III Item 10.Directors and Executive Officers of the Registrant. Information concerning the Company's directors and officers called for by this item will be included in the Company's definitive Proxy Statement prepared in connection with the 1997 Annual Meeting of shareholders and is incorporated herein by reference. Item 11. Executive Compensation. Information concerning the executive compensation called for by this item will be included in the Company's definitive Proxy Statement prepared in connection with the 1997 Annual Meeting of shareholders and is incorporated herein by reference. Item 12. Security Ownership of Certain Beneficial Owners and Management. Information concerning security ownership of certain beneficial owners and management called for by this item will be included in the Company's definitive Proxy Statement prepared in connection with the 1997 Annual Meeting of shareholders and is incorporated herein by reference. Item 13. Certain Relationships and Related Transactions. Information concerning certain relationships and related transactions called for by this item will be included in the Company's definitive Proxy Statement prepared in connection with the 1997 Annual Meeting of shareholders and is incorporated herein by reference. PART IV Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K (a)(1) Financial Statements Independent Auditors' Report. Consolidated Balance Sheets as of December 31, 1995 and 1996. Consolidated Statements of Operations for the years ended December 31, 1994, 1995 and 1996. Consolidated Statements of Shareholders' Equity for the years ended December 31, 1994, 1995 and 1996. Consolidated Statements of Cash Flows for the years ended December 31, 1994, 1995 and 1996. Notes to Consolidated Financial Statements. (a)(2) Financial Statement Schedules Not applicable (a)(3) Exhibits 3.1 Articles of Incorporation of the Company.(1) 3.2 By-laws of the Company.(2) 4.1 See Exhibits 3.1 and 3.2 for provisions of the Company's Articles of Incorporation and By-laws defining the rights of holders of Common Stock. 4.2 Specimen of Common Stock Certificate.(3) 4.3 Instruments Relating to Title XI Vessel Financing (a) Trust Indenture dated October 21, 1975, by and between the Company and Manufacturers Hanover Trust Company, as Indenture Trustee, relating to $19,012,000 of United States Government Guaranteed Ship Financing Bonds, as amended by an Assumption Agreement and Supplemental Indenture dated September 16, 1985(4), as further amended by a Master Assumption Agreement, Supplemental Indenture No. 2 and Amendment to Title XI Finance Agreements dated March 13, 1991 (the "Master Assumption Agreement"),(5) which has been further amended by a Third Supplemental Indenture dated February 9, 1995.(6) (b) Title XI Reserve Fund and Financial Agreement dated October 21, 1975, by and between the Company and the United States of America, as amended by Amendments Nos. 1 and 2(4), as further amended by the Master Assumption Agreement (filed as Exhibit 4.3(a) hereto). The Reserve Fund and Financial Agreement has been further amended by Amendment No. 5 dated February 9, 1995(6) and Amendment No. 6 dated August 22, 1996. (c) Form of 8.80% Sinking Fund Bond, Series A (included in Exhibit 4.3(a)). (d) Form of 9.30% Sinking Fund Bond, Series B (included in Exhibit 4.3(a)). (e) Form of 7.86% Sinking Fund Bond, 2000 Series.(6) 4.4 Instruments relating to AEI's and the Company's obligations arising in connection with the issuance of General Obligation Bonds by Harrison County, Mississippi. (a) Loan Agreement dated April 1, 1991 between Harrison County, Mississippi and AEI, pursuant to which AEI is obligated to repay $3 million in order to fund the County's bond payment obligations.(3) (b) Guaranty Agreement dated April 1, 1991 between the Company, Harrison County, Mississippi and the State of Mississippi.(3) 4.5 Instruments relating to the Company's $36.25 million Industrial Revenue Refunding Bond Series 1994 Financing. (a) Refunding Agreement dated April 1, 1994 between the Company and the Board of Commissioners of the Port of New Orleans, Exhibit A and First Preferred Vessel Mortgage thereto.(7) (b) Trust Indenture dated April 1, 1994 between the Board of Commissioners of the Port of New Orleans and First National Bank of Commerce.(7) (c) Form of Industrial Revenue Refunding Bond Series 1994.(7) 4.6 Instruments Relating to February 1995 Title XI Vessel Financing. (a) Trust Indenture dated February 9, 1995 by and between the Company and Chemical Bank, as Indenture Trustee, relating to $17,780,000.00 of United States Government Guaranteed Ship Financing Bonds.(6) (b) Title XI Reserve Fund and Financial Agreement dated February 9, 1995, by and between the Company and the United States of America,(6) as amended by Amendment No. 1 dated August 22, 1996. (c) Form of 8.16% Sinking Fund Bond, 2010 Series.(6) 10.1 Contracts With The United States Navy (a) Agreement dated June 28, 1985, by and between the Company and the United States of America (Contract No. N00024-85-C-2131) for the construction of T-AO 187 Class Oiler Ships and various modifications thereto(4) including modification P00005 thereto entered into on June 16, 1988, and the related Acknowledgment of Transfer and Transfer Agreement relating to the Company's agreement to assume certain of the rights and obligations to build two such vessels under an Agreement dated May 6, 1985, by and between Pennsylvania Shipbuilding Co. and the United States of America.(8) (b) Agreement dated June 20, 1988, by and between the Company and the United States of America (Contract No. N00024-88-C-2050) for the construction of T-AO 187 Class Oiler Ships and various modifications thereto(8) and modification P00036 thereto.(5) (c) Agreement dated November 21, 1983, by and between the Company and the United States of America (Contract No. N00024-84-C-2027) for the construction of LSD-41 Class Landing Ship Dock vessels and various modifications thereto.(4) (d) Agreement dated June 17, 1988, by and between the Company and the United States of America (Contract No. N00024-88-C-2048) for the construction of LSD-41 Class Landing Ship Dock vessels and modification nos. P00001 and P00002(8), modification nos. P00008 and P00013 thereto(3) and modification P00029 thereto.(5) (e) Agreement dated July 15, 1988, by and between the Company and the United States of America (Contract No. N00024-88-C-2221) for the conversion of AO-177 Class Oilers to AO-177 Jumbo Class and various modifications thereto.(8) (f) Agreement dated December 13, 1988, by and between AGM and the United States of America (Contract No. N00024- 89-C-2110) for the construction of three LCACs.(8) (g) Agreement dated July 1, 1987, by and between Lockheed Shipbuilding Company and the United States of America (Contract No. N00024-87-C-2089) for the construction of seven LCACs (assumed by AGM in 1988).(8) (h) Agreement dated October 3, 1989, by and between the Company and the United States of America (Contract No. N00024-89-C-2162) for the construction of one MHC Class 51 ship and various modifications thereto(9), modification no. P00020(5) and modification no. P00027 thereto(10). (i) Agreement dated August 2, 1990, by and between the Company and the United States of America (Contract N00024-90-C-2304) for the construction of one MHC Class 51 ship,(3) and modification nos. P00002(5), P00013(5)and modification no. P00020 thereto(10). (j) Agreement dated November 30, 1990, by and between the Company and the United States of America (Contract No. N00024-90-C-2307) for the construction of one T-AGS 45 ship and various modifications thereto.(3) (k) Agreement dated July 15, 1993, by and between the Company and the United States of America (Contract No. N00024-93-C-2300) for the construction of one WAGB 20 Coast Guard Polar Icebreaker ship, amendment 0001 and modification nos. P0001 and P00013 thereto.(1) (l) Agreement dated September 3, 1993, by and between the Company and the United States of America (Contract No. N00024-93-C-2205) for the construction of one T-AKR 300 Class Strategic Sealift ship, various amendments and modifications nos. P00001, P00003 and P00004(5), P00007(7) and modification P00019 thereto. (m) Agreement dated October 12, 1993, by and between the Company and the United States of America (Contract No. N00024-94-C-2200) for the construction of one LSD 41 Class Landing Ship Dock.(5) (n) Agreement dated December 17, 1996 by and between the Company and the UnitedStates of America (Contract No. N00024-97-C-2202) for the design and construction of one LPD-17 ship. 10.2 Other Operating Contracts (a) Agreement dated July 10, 1991 by and between Crawford Technical Services, Inc. and the Dallas Area Rapid Transit Authority, and the supplement thereto, relating to providing operational and maintenance services for paratransit van services for the Dallas, Texas metropolitan area.(5) (b) Agreement dated January 28, 1991, by and between Crawford Technical Services, Inc. and the United States of America and various modifications thereto (Contract No. FO3602-91-C0007) relating to providing maintenance services with respect to family housing units located in a Little Rock, Arkansas air force base.(5) (c) Agreement dated January 12, 1994 by and between the Company and Belle of Orleans, L.L.C. for the construction of a 350-foot-long paddlewheel gaming vessel, various exhibits and Amendment nos. 1, 2 and 3 thereto.(7) (d) Agreement dated May 12, 1995 by and between the Company and American Heavy Lift Shipping Company for the construction of one ocean-going product tanker, S/S King.(2) (e) Agreement dated May 12, 1995 by and between the Company and American Heavy Lift Shipping Company for the construction of one ocean-going product tanker, S/S Knight.(2) (f) Agreement dated May 12, 1995 by and between the Company and American Heavy Lift Shipping Company for the construction of one ocean-going product tanker, S/S Solar.(2) (g) Agreement dated May 12, 1995 by and between the Company and American Heavy Lift Shipping Company for the construction of one ocean-going product tanker, S/S Spray.(2) 10.3 Employee Benefit Plans (a) The Company's Amended and Restated Performance Share Plan dated April 24, 1989(11), as amended by Amendment No. 1 adopted December 5, 1994.(7) (b) The Company's Amended and Restated Stock Appreciation Plan and attachments thereto dated April 24, 1989(11), as amended by Amendment No. 1 adopted December 5, 1994.(7) (c) The Company's Amended and Restated Employee Stock Ownership Plan(7) and the related Amended and Restated Trust Agreement(12) as further amended by: Amendment No. 1 adopted April 5, 1995(6), Amendment No. 2 adopted June 16, 1995(2), Amendment No. 3 adopted February 5, 1996(12) and Amendment No. 4 adopted December 31, 1996. (d) The Company's Pension Plan as Amended and Restated(7) as further amended by: Amendment No. 1 adopted June 16, 1995(2), Amendment No. 2 adopted April 19, 1996(13) and Amendment No. 3 adopted December 31, 1996. (e) The Company's Amended and Restated Supplemental Pension Plan(4), as amended by Amendment Nos. 1 and 2 thereto(3). (f) The Company's Excess Retirement Plan.(3) (g) Executive Group Insurance Benefits Plan specifying the excess insurance benefits provided to the Company's executive officers and certain other key personnel, and a summary description of health, accidental death and dismemberment, disability and life insurance benefits made available to employees of Avondale Services Corporation(3), as amended on March 25, 1994.(7) (h) The Company's Directors' Deferred Compensation Plan.(3) (i) Avondale Industries, Inc. Management Incentive Plan.(6) (j) The Company's 401(k) Plan as restated effective September 20, 1996, as amended by Amendment No. 1 dated December 31, 1996. (k) The Company's Executive Retirement Plan(12). 10.4 Employment Agreements (a) Employment Agreement dated September 27, 1985, by and between the Company and Albert L. Bossier, Jr.(4) the term of which has been extended such that its current term extends through December 31, 1999.(7) (b) Employment Agreement dated June 18, 1987, by and between the Company and Thomas M. Kitchen(4) the term of which has been extended such that its current term extends through December 31, 1999.(7) (c) Employment Agreement dated June 18, 1987, by and between the Company and Kenneth B. Dupont(4) the term of which has been extended such that its current term extends through December 31, 1999.(7) (d) Amended and Restated Change of Control Agreement dated January 19, 1996 by and between the Company and Albert L. Bossier, Jr(12). (e) Amended and Restated Change of Control Agreement dated January 19, 1996 by and between the Company and Thomas M. Kitchen(12). (f) Amended and Restated Change of Control Agreement dated January 19, 1996 by and between the Company and Kenneth B. Dupont(12). (g) The Company's Severance Pay Plan and Summary Plan Description adopted March 1, 1996(12). 10.5 Avondale/Ogden Letter Agreement.(14) 10.6 Acquisition and Disposition Agreements (a) Asset Purchase Agreement dated January 27, 1987 by and between the Company and Connell Industries, L.P.(4) (b) Purchase Agreement dated June 22, 1988, by and between AGM, Lockheed Shipbuilding Company and Lockheed Corporation.(8) (c) Stock Purchase Agreement dated February 15, 1991, by and between Avondale Technical Services, Inc. and Oliver R. Crawford relating to the purchase of Crawford Technical Services, Inc.(3) (d) Asset Purchase Agreement dated November 20, 1992 between the Company and Bollinger Machine Shop & Shipyard, Inc., a Louisiana corporation (without exhibits).(5) 10.7 Lease Agreements (a) Lease Agreement dated June 24, 1988, by and between the Company and the Board of Commissioners of the Port of New Orleans.(8) (b) Lease Agreement dated June 4, 1979, by and between the Company and Marrero Land and Improvement Association, Ltd.(8) (c) Adoption Agreement dated July 22, 1988, by and between the Company and Missouri Pacific Railroad Company, as supplemented on the date thereof.(8) (d) Lease of Commercial Property dated July 1, 1970 by and between the Company and Metal Building Products Co., Inc.(3) 10.8 Other Material Agreements (a) Registration Rights Agreement between the Company and the ESOP as Annex I of the Common Stock Purchase Agreement dated as of September 27, 1985, by and between Ogden American Corporation and the trustees of the Avondale Industries, Inc., Employee Stock Ownership Trust.(4) (b) Registration Rights Agreement between the Company and the participants in the Amended and Restated Performance Share Plan (included in Exhibit 10.3(a)). (c) License dated October 13, 1989 by and between the Company and Intermarine S.p.A. relating to the license of molded, glass-reinforced polyester hull construction technology.(3) (d) Stockholder Protection Rights Agreement dated as of September 26, 1994 between Avondale Industries, Inc. and Boatmen's Trust Company, as Rights Agent.(15) (e) Agreement by and between the Company and Bath Iron Works Corporation, Subcontract for LPD-17 Class Work dated June 23, 1996 (without attachments). (f) Agreement by and between the Company and Hughes Aircraft Co., Subcontract for LPD-17 Class Work dated June 23, 1996 (without attachments). 10.9 Revolving Credit Agreement dated as of May 10, 1994 among Avondale Industries, Inc., various financial institutions signatory thereto (the "Banks") and Continental Bank N.A. as the Agent for the Banks, and Amendment Nos. 1 and 2 thereto.(7) (a) Third Amendment, Waiver and Consent to Revolving Credit Agreement, dated May 10, 1995(10). (b) Fourth Amendment and Consent to Revolving Credit Agreement, dated September 1, 1995(10). (c) Fifth Amendment to Revolving Credit Agreement, dated November 17, 1995(10). (d) Sixth Amendment to Revolving Credit Agreement, dated October 22, 1996. 21 List of subsidiaries of the Company 23 Consent of Deloitte & Touche LLP 27 Financial Data Schedule __________ (1) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 1993. (2) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 1995. (3) Incorporated by reference from the Company's Annual Report on Form 10- K for the fiscal year ended December 31, 1991, as amended by Form 10- K/A. (4) Incorporated by reference from the Company's Registration Statement on Form S-1 (Registration No. 33-20145) filed with the Commission on February 16, 1988. (5) Incorporated by reference from the Company's Annual Report on Form 10- K for the fiscal year ended December 31, 1993. (6) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 1995. (7) Incorporated by reference from the Company's Annual Report on Form 10- K for the fiscal year ended December 31, 1994. (8) Incorporated by reference from the Company's Registration Statement on Form S-1 (Registration No. 33-27342) filed with the Commission on March 6, 1989. (9) Incorporated by reference from the Company's Annual Report on Form 10- K for the fiscal year ended December 31, 1990. (10) Incorporated by reference from the Company's Annual Report on Form 10- K for the fiscal year ended December 31, 1995. (11) Incorporated by reference from the Company's Registration Statement on Form S-8 and Form S-3 (Registration No. 33-31984) filed with the Commission on November 8, 1989. (12) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 1996. (13) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 1996. (14) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 1994. (15) Incorporated by reference from the Company's Current Report on Form 8- K filed with the Commission on September 30, 1994. (b) Reports on Form 8-K There were no reports on Form 8-K filed during the three month period ended December 31, 1996. SIGNATURES Pursuant to the requirements of Section 13 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on March 14, 1997. AVONDALE INDUSTRIES, INC. By: /s/ Albert L. Bossier, Jr. -------------------------- Albert L. Bossier, Jr. Chairman of the Board, President and Chief Executive Officer Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed by the following persons on behalf of the Registrant and on the dates indicated. Signature Title Date --------------------------------------------------------------------- /s/ Albert L. Bossier, Jr. Chairman of the Board, March 14, 1997 -------------------------- President and Chief Albert L. Bossier, Jr. Executive Officer /s/ Thomas M. Kitchen Vice President, Chief March 14, 1997 --------------------- Financial Officer, Thomas M. Kitchen Corporate Secretary and a Director /s/ Kenneth B. Dupont Vice President and a March 14, 1997 --------------------- Director Kenneth B. Dupont /s/ Anthony J. Correro, III Director March 14, 1997 --------------------------- Anthony J. Correro, III /s/ Francis R. Donovan Director March 14, 1997 ---------------------- Francis R. Donovan /s/ William A. Harmeyer Director March 14, 1997 ----------------------- William A. Harmeyer /s/ Hugh A. Thompson Director March 14, 1997 -------------------- Hugh A. Thompson /s/ Bruce L. Hicks Vice President & March 14, 1997 ------------------ Controller Bruce L. Hicks EXHIBIT INDEX Number Description 4.3 Instruments Relating to Title XI Vessel Financing 10.1 (b) Title XI Reserve Fund and Financial Agreement dated October 21, 1975, by and between the Company and the United States of America, as amended by Amendments Nos. 1 and 2(4), as further amended by the Master Assumption Agreement (filed as Exhibit 4.3(a) hereto). The Reserve Fund and Financial Agreement has been further amended by Amendment No. 5 dated February 9, 1995(6) and Amendment No. 6 dated August 22, 1996. 4.6 Instruments Relating to February 1995 Title XI Vessel Financing. (b) Title XI Reserve Fund and Financial Agreement dated February 9, 1995, by and between the Company and the United States of America,(6) as amended by Amendment No. 1 dated August 22, 1996. 10.1 Contracts With The United States Navy (l) Agreement dated September 3, 1993, by and between the Company and the United States of America (Contract No. N00024-93-C-2205) for the construction of one T-AKR 300 Class Strategic Sealift ship, various amendments and modifications nos. P00001, P00003 and P00004(5), P00007(7) and modification P00019 thereto. (n) Agreement dated December 17, 1996 by and between the Company and theUnited States of America (Contract No. N00024-97-C-2202) for the designand construction of one LPD-17 ship. 10.3 Employee Benefit Plans (c) The Company's Amended and Restated Employee Stock Ownership Plan(7) and the related Amended and Restated Trust Agreement(12) as further amended by: Amendment No. 1 adopted April 5, 1995(6), Amendment No. 2 adopted June 16, 1995(2), Amendment No. 3 adopted February 5, 1996(12) and Amendment No. 4 adopted December 31, 1996. (d) The Company's Pension Plan as Amended and Restated(7) as further amended by: Amendment No. 1 adopted June 16, 1995(2), Amendment No. 2 adopted April 19, 1996(13) and Amendment No. 3 adopted December 31, 1996. (j) The Company's 401(k) Plan as restated effective September 20, 1996, as amended by Amendment No. 1 dated December 31, 1996. 10.8 Other Material Agreements (e) Agreement by and between the Company and Bath Iron Works Corporation, Subcontract for LPD-17 Class Work dated June 23, 1996 (without attachments). (f) Agreement by and between the Company and Hughes Aircraft Co., Subcontract for LPD-17 Class Work dated June 23, 1996 (without attachments). 10.9 Revolving Credit Agreement dated as of May 10, 1994 among Avondale Industries,Inc., various financial institutions signatory thereto (the "Banks") and Continental Bank N.A. as the Agent for the Banks, and Amendment Nos. 1 and 2 thereto.(7) (d) Sixth Amendment to Revolving Credit Agreement, dated October 22, 1996. 21 List of subsidiaries of the Company 23 Consent of Deloitte & Touche LLP 27 Financial Data Schedule __________ (1) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 1993. (2) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 1995. (3) Incorporated by reference from the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 1991, as amended by Form 10-K/A. (4) Incorporated by reference from the Company's Registration Statement on Form S-1 (Registration No. 33-20145) filed with the Commission on February 16, 1988. (5) Incorporated by reference from the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 1993. (6) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 1995. (7) Incorporated by reference from the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 1994. (8) Incorporated by reference from the Company's Registration Statement on Form S-1 (Registration No. 33-27342) filed with the Commission on March 6, 1989. (9) Incorporated by reference from the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 1990. (10) Incorporated by reference from the Company's Annual Report on Form 10-K for the fiscalyear ended December 31, 1995. (11) Incorporated by reference from the Company's Registration Statement on Form S-8 and Form S-3 (Registration No. 33- 31984) filed with the Commission on November 8, 1989. (12) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for thefiscal quarter ended March 31, 1996. (13) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for thefiscal quarter ended June 30, 1996. (14) Incorporated by reference from the Company's Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 1994. (15) Incorporated by reference from the Company's Current Report on Form 8-K filed with the Commission on September 30, 1994. EX-4 2 EXHIBIT 4.3(B) AMENDMENT NO. 6 TO TITLE XI RESERVE FUND AND FINANCIAL AGREEMENT CONTRACT NO. MA-8085 Contract No. MA-8085 AMENDMENT NO. 6 TO TITLE XI RESERVE FUND AND FINANCIAL AGREEMENT This Amendment No. 6 to Title XI Reserve Fund and Financial Agreement ("Amendment No. 6") dated as of August 22, 1996, between Avondale Industries, Inc., a Louisiana corporation (the "Company"), and the United States of America, represented by the Secretary of Transportation, acting by and through the Maritime Administrator (successor by operation of law to the Secretary of Commerce, acting by and through the Assistant Secretary of Commerce for Maritime Affairs) (the "Secretary"), pursuant to the provisions of Title XI of the Merchant Marine Act, 1936, as amended. RECITALS A. The Company and the Secretary entered into the Title XI Reserve Fund and Financial Agreement, dated October 21, 1975 (the "Original Agreement"), in connection with the financing of the vessel named AVONDALE DRYDOCK; B. The Original Agreement was amended by Assumption Agreement and Amendment No. 1 to Title XI Reserve Fund and Financial Agreement on September 16, 1985 ("Amendment No. 1"), by Amendment No. 2 to Title XI Reserve Fund and Financial Agreement on March 27, 1987 ("Amendment No. 2"), by Master Assumption Agreement, Supplemental Indenture No. 2 and Amendment to Title XI Financing Agreements on March 13, 1991 ("Amendment No. 3"), by Amendment to Title XI Reserve Fund and Financial Agreement dated as of April __, 1993 ("Amendment No. 4"), and by Amendment No. 5 to Title XI Reserve Fund and Financial Agreement dated February 9, 1995 ("Amendment No. 5"; and collectively, together with the Original Agreement, Amendment No. 1, Amendment No. 2, Amendment No. 3 and Amendment No. 4 herein called the "Agreement"); and, C. The Company and the Secretary desire further to amend the Agreement to reflect modifications to certain covenants contained in the Agreement. NOW, THEREFORE, in consideration of the premises and other valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: ARTICLE FIRST ADDITIONS, DELETIONS AND AMENDMENTS 1. Concerning Article Third of the Special Provisions of the Agreement. Article Third of the Special Provisions to the Agreement is hereby amended as follows: (a) Concerning Section 13 of Exhibit 1: (1) Concerning Subsection 13(b)(13). Subsection 13(b)(13) of Exhibit 1 hereto is amended by deleting the word "and" before the number "(iii)" and substituting a comma therefor, and, after the number "(iii)" deleting the rest of the subsection and inserting the following in lieu thereof: "(A) mortgages, liens, security interests, charges or encumbrances (hereinafter a *Lien*) on any property or other assets of the Company of the type that are subject to a Lien on the date hereof (whether or not such Lien may subsequently be released and then regranted and whether or not such property or assets now exists or may hereafter arise) other than the Security, the Increased Security, the Premises and the Shipyard Project, as each of the foregoing capitalized terms are defined in either that certain Title XI Reserve Fund and Financial Agreement dated February 9, 1995 between the Company and the United States of America, Contract No. MA- 12953, or Schedule X to that certain Security Agreement dated February 9, 1995 between the Company and the United States of America, Contract No. MA-12951, (hereinafter the Security, the Increased Security, the Premises and the Shipyard Project are referred to collectively as the *Secretary's Collateral*) and (B) Liens on the proceeds and products of any such property or assets (other than the Secretary's Collateral), any property or assets acquired with the proceeds of or in exchange for any such property or assets (other than the Secretary's Collateral), or the accounts receivable generated from any such property or assets (other than the Secretary's Collateral), and (iv) Liens to secure indebtedness or obligations incurred to extend, refinance, renew, replace or refund (or successive extensions, refinancings, renewals, replacements or refundings of) any indebtedness or obligations secured by any Lien permitted by the foregoing clause (iii) so long as such Lien does not extend to any other property (including, without limitation, the Secretary's Collateral. Notwithstanding any other provision of this subsection 13(b)(13), the Company shall not consummate the Disposition or Lien permitted hereby if it would adversely affect the priority of the Secretary's security interests in the Vessel or the Secretary's Collateral." (2) Concerning Subsection 13(c)(7). The provisions of Subsection 13(c)(7) of Exhibit 1 hereto are hereby amended and restated in their entirety to read as follows: "Enter into any merger or consolidation or convey, sell, lease, transfer or dispose of (hereinafter a *Disposition*) or mortgage, grant a security interest in, lien or otherwise encumber (hereinafter, a *Lien*) any substantial portion of its properties or assets. The foregoing restriction, however, shall not apply to (i) (A) Liens on any property or other assets of the Company of the type that are subject to a Lien on the date hereof (whether or not such Lien may subsequently be released and then regranted and whether or not such property or assets now exists or may hereafter arise) other than the Security, the Increased Security, the Premises and the Shipyard Project, as each of the foregoing capitalized terms are defined in either that certain Title XI Reserve Fund and Financial Agreement dated February 9, 1995 between the Company and the United States of America, Contract No. MA-12953, or Schedule X to that certain Security Agreement dated February 9, 1995 between the Company and the United States of America, Contract No. MA-12951, (hereinafter the Security, the Increased Security, the Premises and the Shipyard Project are referred to collectively as the *Secretary's Collateral*) and (B) Liens on the proceeds and products of any such property or assets (other than the Secretary's Collateral), any property or assets acquired with the proceeds of or in exchange for any such property or assets (other than the Secretary's Collateral) or the accounts receivable generated from any such property or assets (other than the Secretary's Collateral), and (ii) Liens to secure indebtedness or obligations incurred to extend, refinance, renew, replace or refund (or successive extensions, refinancings, renewals, replacements or refundings of) any indebtedness or obligations secured by any Lien permitted by the foregoing clause (i) so long as such Lien does not extend to any other property (including, without limitation, the Secretary's Collateral), and (iii) any Disposition of or Lien on property or assets of the Company (and, in the case of Liens, any extension, refinancing, renewal, replacement or refundings of the indebtedness or other obligations secured by such Liens), provided that (A) after giving effect to any such Disposition or Lien the Net Book Value (as defined below) of the aggregate of all of the assets that have been the subject of any Disposition or Lien (excluding assets subject to Liens permitted by clauses (i) and (ii) above) during the immediately prior 12 month period does not exceed an amount equal to 10 percent of the sum of the total Net Book Value of all of the Company's assets (excluding the assets subject to the Liens permitted by clauses (i) and (ii) above) as indicated on the most recent audited annual financial statement required to be submitted pursuant to Section 14 hereof, (B) the Company retains the proceeds of (x) the Disposition or (y) the indebtedness or other obligations secured by the Lien for use in accordance with the Company's regular business activities, including without limitation, the repayment of indebtedness of the Company and (C) the Disposition or Lien is not otherwise prohibited by subsection 13(c)(3) above. *Net Book Value* is defined as the original book value of an asset less depreciation calculated on a straight line basis over its useful life. Notwithstanding clause (iii) of this subsection 13(c)(7), the Company shall not consummate the Disposition or Lien permitted by such provision without the prior written consent of the Secretary if the Company has not, prior to the time of such Disposition or Lien, submitted to the Secretary the financial statement required by Section 14 hereof, and any attempt to so consummate such Disposition or Lien absent such approval shall be null and void ab initio. Notwithstanding any other provision of this subsection 13(c)(7), the Company shall not consummate the Disposition or Lien permitted hereby if it would adversely affect the priority of the Secretary's security interests in the Vessel or the Secretary's Collateral." ARTICLE SECOND COUNTERPARTS This Amendment No. 6 may be executed in any number of counterparts. Each of said counterparts shall be deemed to be an original, but together shall constitute but one and the same instrument. ARTICLE THIRD AMENDMENT The Agreement, as amended and supplemented by this Amendment No. 6, is in all respects confirmed and shall remain in full force and effect. IN WITNESS WHEREOF, this Amendment No. 6 has been executed by the parties hereto on the day and year first above written. AVONDALE INDUSTRIES, INC., as Shipowner By:/s/ THOMAS M. KITCHEN _________________________________________ Thomas M. Kitchen, Vice President (SEAL) ATTEST: /s/ BL HICKS _____________________________ Assistant Secretary UNITED STATES OF AMERICA DEPARTMENT OF TRANSPORTATION BY: MARITIME ADMINISTRATOR By: JOEL C. RICHARD _________________________________________ Secretary, Maritime Administration ATTEST: (SEAL) ATTEST: /s/ PATRICIA E. BRYNE _____________________________ Assistant Secretary Maritime Administration EX-4 3 EXHIBIT 4.6(B) AMENDMENT NO. 1 TO TITLE XI RESERVE FUND AND FINANCIAL AGREEMENT CONTRACT NO. MA-12953 Contract No. MA-12953 AMENDMENT NO. 1 TO TITLE XI RESERVE FUND AND FINANCIAL AGREEMENT This Amendment No. 1 to Title XI Reserve Fund and Financial Agreement ("Amendment No. 1") dated as of August 22, 1996, between Avondale Industries, Inc., a Louisiana corporation (the "Company"), and the United States of America, represented by the Secretary of Transportation, acting by and through the Maritime Administrator (successor by operation of law to the Secretary of Commerce, acting by and through the Assistant Secretary of Commerce for Maritime Affairs) (the "Secretary"), pursuant to the provisions of Title XI of the Merchant Marine Act, 1936, as amended. RECITALS A. The Company and the Secretary entered into that certain Title XI Reserve Fund and Financial Agreement, dated as of February 9, 1995 (the "Original Agreement"), in connection with the financing of the Company's shipyard modernization project; and B. The Company and the Secretary desire to amend the Original Agreement to reflect modifications to certain covenants contained in the Original Agreement. NOW, THEREFORE, in consideration of the premises and other valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: ARTICLE FIRST ADDITIONS, DELETIONS AND AMENDMENTS 1. Concerning Article Third of the Special Provisions of the Agreement. Article Third of the Special Provisions to the Agreement is hereby amended as follows: (a) Concerning Section 13 of Exhibit 1: (1) Concerning Subsection 13 (b)(12). Subsection 13(b)(12) of Exhibit 1 hereto is amended by deleting the word "and" before the number "(iii)" and substituting a comma therefor, and, after the number "(iii)" deleting the rest of the subsection and inserting the following in lieu thereof: "(A) mortgages, liens, security interests, charges or encumbrances (hereinafter a *Lien*) on any property or other assets of the Company of the type that are subject to a Lien on the date hereof (whether or not such Lien may subsequently be released and then regranted and whether or not such property or assets now exists or may hereafter arise) other than the Security, the Increased Security, the Premises and the Shipyard Project (hereinafter referred to collectively as the *Secretary's Collateral*) and (B) Liens on the proceeds and products of any such property or assets (other than the Secretary's Collateral), any property or assets acquired with the proceeds of or in exchange for any such property or assets (other than the Secretary's Collateral), or the accounts receivable generated from any such property or assets (other than the Secretary's Collateral), and (iv) Liens to secure indebtedness or obligations incurred to extend, refinance, renew, replace or refund (or successive extensions, refinancings, renewals, replacements or refundings of) any indebtedness or obligations secured by any Lien permitted by the foregoing clause (iii) so long as such Lien does not extend to any other property (including, without limitation, the Secretary's Collateral. Notwithstanding any other provision of this subsection 13(b)(12), the Company shall not consummate the Disposition or Lien permitted hereby if it would adversely affect the priority of the Secretary's security interests in the Secretary's Collateral or in that certain drydock designated Avondale Drydock, having Official Number 568190." (2) Concerning Subsection 13(c)(6). The provisions of Subsection 13(c)(6) of Exhibit 1 hereto are hereby amended and restated in their entirety to read as follows: "Enter into any merger or consolidation or convey, sell, lease, transfer or dispose of (hereinafter a *Disposition*) or mortgage, grant a security interest in, lien or otherwise encumber (hereinafter, a *Lien*) any substantial portion of its properties or assets. The foregoing restriction, however, shall not apply to (i) (A) Liens on any property or other assets of the Company of the type that are subject to a Lien on the date hereof (whether or not such Lien may subsequently be released and then regranted and whether or not such property or assets now exists or may hereafter arise) other than the Security, the Increased Security, the Premises and the Shipyard Project (hereinafter referred to collectively as the *Secretary's Collateral*) and (B) Liens on the proceeds and products of any such property or assets (other than the Secretary's Collateral), any property or assets acquired with the proceeds of or in exchange for any such property or assets (other than the Secretary's Collateral) or the accounts receivable generated from any such property or assets (other than the Secretary's Collateral), and (ii) Liens to secure indebtedness or obligations incurred to extend, refinance, renew, replace or refund (or successive extensions, refinancings, renewals, replacements or refundings of) any indebtedness or obligations secured by any Lien permitted by the foregoing clause (i) so long as such Lien does not extend to any other property (including, without limitation, the Secretary's Collateral), and (iii) any Disposition of or Lien on property or assets of the Company (and, in the case of Liens, any extension, refinancing, renewal, replacement or refundings of the indebtedness or other obligations secured by such Liens), provided that (A) after giving effect to any such Disposition or Lien the Net Book Value (as defined below) of the aggregate of all of the assets that have been the subject of any Disposition or Lien (excluding the assets subject to the Liens permitted by clauses (i) and (ii) above) during the immediately prior 12 month period does not exceed an amount equal to 10 percent of the sum of the total Net Book Value of all of the Company's assets (excluding the assets subject to the Liens permitted by clauses (i) and (ii) above) as indicated on the most recent audited annual financial statement required to be submitted pursuant to Section 14 hereof, (B) the Company retains the proceeds of (x) the Disposition or (y) the indebtedness or other obligations secured by the Lien for use in accordance with the Company's regular business activities, including without limitation, the repayment of indebtedness of the Company and (C) the Disposition or Lien is not otherwise prohibited by subsection 13(c)(2) above. *Net Book Value* is defined as the original book value of an asset less depreciation calculated on a straight line basis over its useful life. Notwithstanding clause (iii) of this subsection 13(c)(6), the Company shall not consummate the Disposition or Lien permitted by such provision without the prior written consent of the Secretary if the Company has not, prior to the time of such Disposition or Lien, submitted to the Secretary the financial statement required by Section 14 hereof, and any attempt to so consummate such Disposition or Lien absent such approval shall be null and void ab initio. Notwithstanding any other provision of this subsection 13(c)(6), the Company shall not consummate the Disposition or Lien permitted hereby if it would adversely affect the priority of the Secretary's security interests in the Secretary's Collateral or in that certain floating drydock designated Avondale Drydock, having Official Number 568190." ARTICLE SECOND COUNTERPARTS This Amendment No. 1 may be executed in any number of counterparts. Each of said counterparts shall be deemed to be an original, but together shall constitute but one and the same instrument. ARTICLE THIRD AMENDMENT The Original Agreement, as amended and supplemented by this Amendment No. 1, is in all respects confirmed and shall remain in full force and effect. [INTENTIONALLY LEFT BLANK] IN WITNESS WHEREOF, this Amendment No. 1 has been executed by the parties hereto on the day and year first above written. AVONDALE INDUSTRIES, INC., as Shipowner By: /s/ THOMAS M. KITCHEN _________________________________________ Thomas M. Kitchen, Vice President ATTEST: /s/ BL HICKS _____________________________ Assistant Secretary UNITED STATES OF AMERICA DEPARTMENT OF TRANSPORTATION BY: MARITIME ADMINISTRATOR By: /s/ JOEL C. RICHARD _________________________________________ Secretary, Maritime Administration ATTEST: /s/ PATRICIA E. BYRNE _____________________________ Assistant Secretary Maritime Administration EX-10 4 EXHIBIT 10-1(L) 1. Contract ID Code Page 1 of 2 Pages AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT L - -------------------------------------------------------------------------------- 2. Amendment/Modification No. 3. Effective Date P00019 BLK 16C - -------------------------------------------------------------------------------- 4. Requisition/Purchase Reg. No. 5. Proj. No. (If applicable) N00024-97-MR-91007 6-385P-91007 - -------------------------------------------------------------------------------- 6. Issued By Code N00024 7. Administered By Code N63124 NAVAL SEA SYSTEMS COMMAND SUPSHIP New Orleans 2531 JEFFERSON DAVIS HWY New Orleans, LA 70142-5700 ARLINGTON VA 22242-5160 BUYER/SYMBOL: Ms. Melanie Harvey SEA 02225 PHONE: 703/602-3102 ext 229 - -------------------------------------------------------------------------------- 8. Name and Address of Contractor 9a. Amendment of Solicitation No. (No., street, county, State and ZIP Code) Avondale Industries, Inc. Shipyard Division 9b. Dated (See Item 11) P.O. Box 50280 New Orleans, LA 70150-1967 10a. Modification of Contract/ Order No. [X] N00024-93-C-2205 10b. Dated (See Item 13) Cage Code 96204 Facility Code 70876 20 Nov 92 - -------------------------------------------------------------------------------- 11. This Item Only Applies to Amendments of Solicitations [ ]is [ ]is not The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers extended. Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation as amended, by one of the following methods: (a) By completing Items 8 and 15, and returning 2 copies of the amendment, (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified. - -------------------------------------------------------------------------------- 12. Accounting and Appropriation Data (if required) SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS - -------------------------------------------------------------------------------- 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14. - -------------------------------------------------------------------------------- [ ] A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A. - -------------------------------------------------------------------------------- [ ] B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation data, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b) - -------------------------------------------------------------------------------- [X] C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: contract clause B.3. "Options" - -------------------------------------------------------------------------------- [ ] D. OTHER (Specify type of modification and authority) - -------------------------------------------------------------------------------- E. IMPORTANT: Contractor (x) is not, ( ) is required to sign this document and return 2 copies to the issuing office. - -------------------------------------------------------------------------------- 14. Description of Amendment/Modification (Organize by UCF section headings, including solicitation/contract subject matter where feasible.) See attached. Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remain unchanged and in full force and effect. - -------------------------------------------------------------------------------- 15A. Name and Title of Signer (Type or print) - -------------------------------------------------------------------------------- 15B. Contractor/Offeror 15C. Date Signed ---------------------------------------- (Signature of person authorized to sign) - ------------------------------------------------------------------------------- 16A. Name and Title of Contracting Officer (Type or Print) Jerry M. Clement Contracting Officer - ------------------------------------------------------------------------------- 16B. United States of America 16C. Date Signed By /s/ JERRY M. CLEMENT 26 NOV. 1996 ------------------------------------- (Signature of Contracting Officer) - -------------------------------------------------------------------------------- NSN 7540-01-152-8070 30-105 STANDARD FORM 30 (REV 10-83) PREVIOUS EDITION UNUSABLE Prescribed by GSA FAR (48 CFR) 53.243 Contract N00024-93-C-2205 provides, in part, under Section B.3, Item(s) 0103 through 0411, that "the Government may require the Contractor to furnish items 0103 through 0411 as specified in Section B, for delivery at the time(s) and place(s) and at the applicable price(s) set forth herein. The Option(s) will be exercised, if at all, by written or telegraphic notice from the Contracting Officer sent within the time specified below:" 1. Pursuant to the above provisions, the Government hereby exercises its option for Item 0303 through Item 0312. 2. As a result of the above option exercise, this modification executes and fully funds CLINS 0303AA, 0307AA, and 0310AA. 3. Funding in the amount of $210,883,279.00, which consists of $210,637,399.00 for CLIN 0303AA, $224,093.00 for 0307AA, and $21,787.00 for CLIN 0310AA, is hereby provided in the attached Financial Accounting Data Sheet to fully fund the effort in CLINS 0303AA, 0307AA, and 0310AA. The Contract Value is increased (exclusive of the administrative modifications issued by the Administrative Contracting Officer) from $1,048,358,419.00 to $1,259,241,698.00. 4. The total amount obligated on this modification is $243,245,279.00 which consists of $210,883,279.00 for the target price/fixed price as appropriate of Items 0303AA, 0307AA, and 0310AA plus $32,362,000.00 for Item 0303AA for payment of compensation adjustment. See the Financial Accounting Data Sheet attached hereto. 5. Except as modified above, all other terms, conditions, and prices of Contract N00024-93-C-2205 remain unchanged and in full force and effect. FINANCIAL ACCOUNTING DATA SHEET-NAVY
- ----------------------------------------------------------------------------------------------------------------------------------- 1. CONTRACT NUMBER (CRITICAL) 2.SPIN (CRITICAL) 3. MOD (CRITICAL) 4. PR NUMBER N0002493-C-2205 P00019 N0002497MR91007 - ----------------------------------------------------------------------------------------------------------------------------------- 5. 6. LINE OF ACCOUNTING ----------------------------------------------------------------------------------------------------------------------- A. B. C. D. E. F. G. H. I. J. K. LIN/SLI ACRN APPROPRIATION SUBHEAD OBJ PARM RFM SA AAA TT PAA COST CODE (CRITICAL) (CRITICAL) (CRITICAL) CLA (CRITICAL) ---------------- PROJ PDLI UNIT MCC & SUF - ----------------------------------------------------------------------------------------------------------------------------------- 0303/AA 0307/AA 0310/AA AM 17 X 4557 8710 000 SA 385 0 068342 2D 000000 22250 200 0000 0303/AA AN 17 X 4557 8710 000 SA 385 0 068342 2D 000000 22250 300 0000 0303/AA AP 17 X 4557 8710 000 SA 385 0 068342 2D 000000 22250 291 0000
PAGE 1 OF 1
NAVY INTERNAL AMOUNT USE ONLY (CRITICAL) REF DOC/ACRN - ------------------------------------------------------------------------------ $205,642,159.00 $224,093.00 $21,787.00 --------------- $205,888,039.00 N000240XAF0NDSF $4,995,240.00 N000240XAF0NDSF $32,362,000.00 N000240XAF0NDSF --------------- PAGE TOTAL $243,245,279.00 --------------- GRAND TOTAL $243,245,279.00 - ------------------------------------------------------------------------------------ PREPARED/AUTHORIZED BY: HENRY W. FITZPATRICK, JR., PMS385P COMPTROLLER APPROVAL: /S/ HENRY W. FITZPATRICK, JR. J.R. WROTEN 703-602-3130x220 BY DIRECTION OF CAPT V. H. ACKLEY DATE: DEPUTY COMMANDER/COMPTROLLER 11/20/96
EX-10 5 EXHIBIT 10.1(N)
AWARD/CONTRACT 1. THIS CONTRACT IS A RATED ORDER RATING PAGE OF PAGES UNDER DPAS (15 CFR 350) DO-A3 1 0F 188 - ------------------------------------------------------------------------------ 2. CONTRACT (PROC. INST. IDENT.) NO. 3. EFFECTIVE DATE 4. REQUISITION PURCHASE REQUEST/PROJECT NO N00024-97-C-2202 SEE BLOCK 20c N00024-96-NR-91153 - ---------------------------------------------------------------------------------------------------- 5. ISSUED BY N00024 6. ADMINISTERED BY (If other than Item 5) CODE N63124 NAVAL SEA SYSTEMS COMMAND CRITICALITY DESIGNATOR: BUYER/SYMBOL: TERESA J. RYAN 02224 SUPSHIP NEW ORLEANS 2531 JEFFERSON DAVIS HWY BUILDING 16, NAVAL SUPPORT ACTIVITY ARLINGTON, VA 22242-5160 NEW ORLEANS, LA 70142-5700 PHONE: Area Code 703/602-3102 X224 PRE-AWARD SURVEY: NONE - --------------------------------------------------------------------------------------------- 7. NAME AND ADDRESS OF CONTRACTOR 8. DELIVERY (No., street, city, county, State and ZIP Code) (X) FOB ORIGIN ( ) OTHER (See Below) CEC NO: AVONDALE INDUSTRIES, INC. SHIPYARDS DIVISION P.O. BOX 50280 NEW ORLEANS, LA 70150-0280 TIN NO: 39-1097012 - --------------------------------------------------------------------------------------------- 9. DISCOUNT FOR PROMPT PAYMENT NONE ------------------------------------------------------ 10. SUBMIT INVOICES ITEM 12 (4 copies unless otherwise specified) TO ADDRESS SHOWN IN BLOCK 6 - -------------------------------------------------------------------------------------------------------------------------------- CAGE CODE ICC97 FACILITY CODE - -------------------------------------------------------------------------------------------------------------------------------- 11. SHIP TO/MARK FOR CODE 12. PAYMENT WILL BE MADE BY CODE 068892 DFAS CHARLESTON OPERATING LOCATION P.O. BOX 71489 CHARLESTON, SC 29415-1489 - -------------------------------------------------------------------------------------------------------------------------------- 13. AUTHORITY FOR USING OTHER THAN FULL AND OPEN 14. ACCOUNTING AND APPROPRIATION DATA COMPETITION N/A ( ) 10 U.S.C. 2304(c)( ) ( ) 41 U.S.C. 253(c) ( ) SEE ATTACHED FAD SHEET - -------------------------------------------------------------------------------------------------------------------------------- 15A ITEM NO. 15B SUPPLIES/SERVICES 15C QTY 15D UNIT 15E UNIT PRICE 15F AMOUNT - -------------------------------------------------------------------------------------------------------------------------------- SEE SECTION B SUPPLIES OR SERVICES AND PRICES/COSTS - -------------------------------------------------------------------------------------------------------------------------------- 15G. TOTAL AMOUNT OF CONTRACT $641,370,625 - -------------------------------------------------------------------------------------------------------------------------------- 16. TABLE OF CONTENTS - -------------------------------------------------------------------------------------------------------------------------------- X'd SEC. DESCRIPTION PAGE(S) X'd SEC. DESCRIPTION PAGE(S) - -------------------------------------------------------------------------------------------------------------------------------- PART 1 - THE SCHEDULE PART II - CONTRACT CLAUSES - -------------------------------------------------------------------------------------------------------------------------------- X A SOLICITATION/CONTRACT FORM 1 X I CONTRACT CLAUSES 152 X B SUPPLIES OR SERVICES AND PRICE/COSTS 2 PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACH. - -------------------------------------------------------------------------------------------------------------------------------- X C DESCRIPTION/SPECS/WORK STATEMENT 19 X J LIST OF ATTACHMENTS 186 - -------------------------------------------------------------------------------------------------------------------------------- X D PACKAGING AND MARKING 106 PART IV - REPRESENTATIONS AND INSTRUCTIONS - -------------------------------------------------------------------------------------------------------------------------------- X E INSPECTION AND ACCEPTANCE 109 K REPRESENTATIONS, CERTIFICATIONS - --------------------------------------------------------------------- AND OTHER STATEMENTS OF OFFERORS X F DELIVERIES OR PERFORMANCE 115 - -------------------------------------------------------------------------------------------------------------------------------- X G CONTRACT ADMINISTRATION DATA 120 L INSTS., CONDS., AND NOTICES TO OFFERORS - -------------------------------------------------------------------------------------------------------------------------------- X H SPECIAL CONTRACT REQUIREMENTS 121 M EVALUATION FACTORS FOR AWARD - -------------------------------------------------------------------------------------------------------------------------------- CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE - ------------------------------------------------------------------------------------------------------------------------------- 7. (X) CONTRACTOR'S NEGOTIATED AGREEMENT 18. ( ) AWARD (Contractor is not required to sign this document) and return _____ 2 ____ copies to issuing Your offer on Solicitation Number office.) Contractor agrees to furnish and including the additions or changes made by you deliver all items or perform all the services which additions or changes are set forth in set forth or otherwise identified above and full above, is hereby accepted as to the items on any continuation sheets for the consideration listed above and on any continuation sheets. stated herein. The rights and obligations of the This award consummates the contract which parties to this contract shall be subject to and consists of the following documents: governed by the following documents: (a) this (a) the Government's solicitation and your award/contract, (b) the solicitation, if any and offer, and (b) this award/contract. (c) such provisions, representations, No further contractual document is necessary. certifications and specifications as are attached or incorporated by reference herein. (Attachments are listed herein) - -------------------------------------------------------------------------------------------------------------------------------- 19A. NAME AND TITLE OF SIGNER (Type or print) 20A. NAME OF CONTRACTING OFFICER Albert L. Bossier, Jr. TERESA J. RYAN Chairman, President and Chief Executive Officer Contracting Officer - -------------------------------------------------------------------------------------------------------------------------------- 19B. NAME OF CONTRACTOR 19C. DATE SIGNED 20B. UNITED STATES OF AMERICA BY /s/Albert L. Bossier, Jr. 17 DEC 1996 BY /s/ Teresa J. Ryan (Signature of person authorized to sign) (Signature of Contracting Officer) 20C. DATE SIGNED 17 DEC 1996 - ---------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- NSN 7540-01-152-8069 25-106 STANDARD FORM 26 (REV. 4-85) PREVIOUS EDITION UNUSABLE Prescribed by GSA *U.S. GOVERNMENT PRINTING OFFICE 1983 0-380-198(91) FAR (48 CFR) 53.214(a) - --------------------------------------------------------------------------------------------------------------------------------
N00024-97-C-2202 This contract is awarded on the basis of Avondale Industries, Incorporated's pricing for the MRG/CPP Propulsion Drive Train Proposal. The following items are hereby awarded: CLIN 0001, 0004, 0005, 0011 and 0012. Additionally, the following modifications are incorporated into Contract N00024-97-C-2202, resulting from Solicitation N00024-96-R-2101: 1. SECTION B, SUPPLIES/SERVICES AND PRICES/COSTS: a. The page numbering on pages 3A and 3B is modified to read pages 2 and 3, respectively. b.are SECTION B - ADDITIONAL CONTRACT REQUIREMENTS, B-3 DETERMINATION OF FEE (NAVSEA) (OCT 1990), Paragraph (h) Evaluation Periods and paragraph (i) subparagraph (1) Award Fee Pools are modified to include the following statement: *Within 45 days of contract award, the contract will be modified to establish evaluation periods and corresponding award fee pools that are consistent with program/contract milestones. c. SECTION B - ADDITIONAL CONTRACT REQUIREMENTS, B-6 ALLOTMENT OF FUNDS - ALTERNATE I (MAY 1993), subparagraph (c) is modified to indicate that CLIN 0011 is fully funded. 2. SECTION F - DELIVERIES OR PERFORMANCE, is modified to reflect the following delivery dated for Item 0001 and Option Items 0002 and 0003 as proposed by the contractor. The contract milestones identified in F-2 will be incorporated into the contract at the time of option exercise. ITEM SHIP DELIVERY DATE 0001 LPD 17 01 July 2002 0002 LPD 18 62 Months after option exercise 0003 LPD 19 61 Months after option exercise 3. SECTION H - SPECIAL CONTRACT REQUIREMENTS: a. is modified to include Special Contract Requirement H-17 NAVSEA 5252.245-9115 RENT-FREE USE OF GOVERNMENT PROPERTY (SEP 1990). b. is modified to include Special Contract Requirement H-18 FUNDING OF IPDE IMPROVEMENTS, as proposed by the contractor. N00024-97-C-2202 4. SECTION J - LIST OF ATTACHMENTS, the unnumbered attachments (Disclosure of Lobbying, Request for Assignment of a Commercial and Government Entity (CAGE) Code, and Contract Security Classification Form) and Attachment J-0019 "Past Performance Questionnaire" are deleted. 5. Attachment J-0037 "Contract Security Classification Specification" is updated and incorporated into the contract. 21 pages are hereby incorporated into Attachment J-0037. 6. The MRG/CPP propulsion train option is selected and the requirements of Attachment J-0038 are substituted for the corresponding sections of Attachment J-0001. 7. Attachment J-0039 "Government Production and Research Property Authorized for Use on a Rent Free Non-Interference Basis", which lists the contractor's proposed Government Production and Research Property, is incorporated into the contract. 28 pages are hereby incorporated into the contract. 8. Attachment J-0040 "Small, Small Disadvantaged and Women-Owned Small Business Subcontracting Plan" is incorporated into the contract. 86 pages are hereby incorporated into the contract. 9. Attachment J-0041 "Financial Accounting Data (FAD) Sheet", 1 page totaling $583,485,718 is hereby incorporated into the contract. This FAD sheet reflects the estimated cost for CLIN 0001 in the amount of $581,109,833 and the fixed price for CLIN 0011 in the amount of $2,375,885. Award fee applicable to CLIN 0001 in the amount of $57,884,907 has been committed to this contract, and will be obligated and authorized for payment in accordance with paragraph (e)(3)(v) of Clause B-3, Determination of Fee. 10. Contract change pages incorporating the above revisions are attached. All references to Solicitation N0024-96-R-2101, including all Amendments, are revised to read N00024-97-C-2202. ii N00024-97-C-2202 SECTION B SUPPLIES OR SERVICES AND PRICES/COSTS ITEM SUPPLIES OR SERVICES AMOUNT 0001 DETAIL DESIGN AND CONSTRUCTION EST COST: $581,109,833 OF LPD 17 (SCN) BASE FEE: $0 (SEE Note G) AWARD FEE: $ 57,884,907 CPAF: $638,994,740 0002 SHIP CONSTRUCTION - LPD 18 EST COST: $355,368,285 (OPTION) (SEE NOTE A & G) BASE FEE: $0 AWARD FEE: $ 35,385,142 CPAF: $390,753,427 0003 SHIP CONSTRUCTION - LPD 19 EST COST: $447,484,350 (OPTION) (SEE NOTE A & G) BASE FEE: $0 AWARD FEE: $ 44,430,185 CPAF: $491,914,535 0004 LPD FAMILIARIZATION $NSP (NSP - Not separately priced. Price to be included in the price of Item 0001, and if the options are exercised, Item(s) 0002 and 0003) 0005 TECHNICAL MANUALS $NSP (NSP - Not separately priced. Price to be included in the price of Line Item 0001, and if the options are exercised, Item(s) 0002 and 0003 (SEE NOTE D) 0006 MATERIAL (See Note B and C) (Including COSAL MATERIAL, SHORE BASES SPARES, PROVISIONING ITEM ORDER) 0006AA LPD 17 MATERIAL 0006AB LPD 18 MATERIAL (SEE NOTE A) 2 N00024-97-C-2202 ITEM SUPPLIES OR SERVICES AMOUNT 0006AC LPD 19 MATERIAL (OPTION) (SEE NOTE A) 0007 PERFORM SPECIAL STUDIES, ANALYSES AND REVIEWS (SEE NOTE F) 0008 PERFORM ENGINEERING AND INDUSTRIAL SERVICES (SEE NOTES B AND C) 0009 LPD 17 CLASS LIFE CYCLE SUPPORT EST COST: $1,906,887 (OPTION) PLANNING - POST DETAIL DESIGN BASE FEE: $0 AND CONSTRUCTION AWARD FEE: $ 189,120 (SEE NOTE A & G) CPAF: $2,096,007 0010 AFFORDABILITY THROUGH COMMONALITY (R&D) (SEE NOTES B AND C) 0011 CROSS PROGRAM PROCUREMENT $2,375,885 (SEE NOTES B AND E) MANHOURS 80,000 0012 DATA FOR ITEMS 0001, $NSP 0004, 0005, AND 0006AA 0007, 0008, 0010 AND 0011 (and if options are exercised, Items 0002, 0003, 0006AB, 0006AC, and 0009) NSP - Not separately priced. The price of Item 0012 is to be included in the price of Items 0001, 0006AA, 0007, 0008, 0010 AND 0011 (and if options are exercised, Items 0002, 0003, 0006AB, 0006AC and 0009) The clause entitled "LIMITATION OF COST" (FAR 52.232-20) or "LIMITATION OF FUNDS" (FAR 52.232-22), as appropriate, shall apply separately and independently to each separately identified estimated cost. 3 N00024-97-C-2202 (h) Evaluation Periods Performance evaluations will be conducted in accordance with the schedule below: EVALUATION PERIODS* BEGINNING* END* ------------------- ---------- ---- One Contract Award * Two * * * * * (2) For the first evaluation period, the factors to be evaluated are identified by "X" in attached Evaluation Categories and Factor Applicability Matrix." (3) Beginning with the second evaluation period, the Government will provide the Contractor with the specific factors and elements to be evaluated by the Evaluation Board 10 days prior to the subsequent evaluation period. (i) Award Fee Pool (1) Award Fee shall be available for the consideration of payment on the following basis: AWARD FEE POOL EVAL. PERIOD AWARD FEE POOL ($) AWARD FEE POOL % ------------ ------------------ ---------------- One * * Two * * * * * TOTALS: $ 57,884,907 100% (2) One hundred percent (100%) of all unearned award fee for all CLINs except CLIN 0009 shall be carried over to Clause H-16 "Final Contract Performance Incentives". *WITHIN 45 DAYS OF CONTRACT AWARD, THE CONTRACT WILL BE MODIFIED TO ESTABLISH EVALUATION PERIODS AND CORRESPONDING AWARD FEE POOLS THAT ARE CONSISTENT WITH PROGRAM/CONTRACT MILESTONES. 10 N00024-97-C-2202 B-6 ALLOTMENT OF FUNDS - ALTERNATE I (MAY 1993) (APPLICABLE TO ITEM 0011) (a) This contract is incrementally funded. The amounts presently available and allotted to this contract for payment are set forth below. The amounts(s) presently available and allotted to this contract for payment for incrementally funded CLINs/SLINs is set forth below. As provided in the clause of this contract entitled "LIMITATION OF FUNDS" (FAR 52.232-22), the CLINs/SLINs covered thereby, and the period of performance for which it is estimated the allotted amount(s) will cover as follows: ESTIMATED ITEM(S) FUNDED AMOUNT PERIOD OF PERFORMANCE ------- ------------- --------------------- $ (b) The parties contemplate that the Government will allot additional amounts to this contract from time to time for the incrementally funded CLINs/SLINs by unilateral contract modification, and any such modification shall state separately the amount(s) allotted for each CLINs/SLINs covered thereby, and the period of performance which the amount(s) are expected to cover. (c) CLINs/SLINs 0011 is fully funded and performance under these CLINs/SLINs is subject to the clause of this contract entitled "LIMITATION OF COST" (FAR 52.232-20) of "LIMITATION OF COST (FACILITIES)" (FAR 52.232-21), as applicable. (d) The Contractor shall segregate costs for the performance of incrementally funded CLINs/SLINs from the costs of performance of fully funded CLINs/SLINs. B-7 EXPEDITING CONTRACT CLOSEOUT (NAVSEA) (DEC 1995) (a) As part of the negotiated fixed price or total estimated amount of this contract, both the Government and the Contractor have agreed to waive any entitlement that otherwise might accrue to either party in any residual dollar amount of $500 or less at the time of final contract closeout. The term "residual dollar amount" shall include all money that would otherwise be owed to either party at the end of the contract, except that, amounts 16 N00024-97-C-2202 SECTION F - DELIVERIES OR PERFORMANCE ITEM 0001 (AND IF THE OPTIONS ARE EXERCISED, ITEM(S) 0002 AND 0003) - It is anticipated the Contractor should be ready for a PRR no earlier than twenty-four (24) months after contract award. The Contractor shall deliver the ship(s) to the Government at the Contractor's facility fully outfitted and tested in accordance with the provisions of this contract. The ship(s) shall be delivered in accordance with the following delivery schedule: ITEM SHIP DELIVERY DATE ------ ---- ------------- 0001 LPD 17 01 July 2002 OPTION ITEM SHIP DELIVERY DATE ------ ---- ------------- 0002 LPD 18 62 Months after option exercise 0003 LPD 19 61 Months after option exercise (1) Post delivery availability for each ship shall be completed sixty (60) days after delivery of each ship. ITEM 0004 - The period of performance for LPD familiarization is from contract award or option exercise date, as applicable, through delivery of the applicable ship and in accordance with the applicable Exhibits of the Contract Data Requirements List (CDRL), DD Form 1423, attached hereto. ITEM 0005 - See Section C, paragraph 16.5. ITEM 0006AA, 0007, 0008 AND 0010 (AND IF THE OPTION(S) ARE EXERCISED, ITEMS 0006AB, AND 0006AC) - Supplies shall be delivered and services shall be performed in accordance with contract modifications issued pursuant to the "ORDERS" clause. Unless otherwise expressed in the unilateral or bilateral modification issued in accordance with the "ORDERS" clause, the supplies shall be delivered to the Contractor's facility. ITEM 0009 - The period of performance for Life Cycle Support Planning is from exercise option date through expiration of the guaranty period set forth in the contract clause entitled "GUARANTY PERIOD" of Item 0001 or if the options are exercised Items 0002 and 0003 whichever is later. 115 N00024-97-C-2202 SECTION H - SPECIAL CONTRACT REQUIREMENTS NUMBER TITLE ------ ----- H-1 NAVSEA 5252.202-9101 ADDITIONAL DEFINITIONS H-2 NAVSEA 5252.249-9105 AWARD FEE DETERMINATION IN EVENT OF TERMINATION OR DISCONTINUANCE H-3 NAVSEA 5252.233-9103 DOCUMENTATION OF REQUESTS FOR EQUITABLE ADJUSTMENT (AT) ALTERNATE I H-4 NAVSEA 5252.233-9107* EQUITABLE ADJUSTMENTS: WAIVER AND RELEASE OF CLAIMS H-5 NAVSEA 5252.225-9100 FOREIGN SHIPYARD CONSTRUCTION PROHIBITION H-6 NAVSEA 5252.227-9113 GOVERNMENT-INDUSTRY DATA EXCHANGE PROGRAM H-7 NAVSEA 5252.217-9121 INDEMNIFICATION FOR ACCESS TO VESSEL H-8 NAVSEA 5252.228-9106* INSURANCE-PROPERTY LOSS OR DAME- LIABILITY TO THIRD PERSONS H-9 NOT USED H-10 NAVSEA 5252.243-9105 NOTIFICATION OF CHANGES H-11 NAVSEA 5252.216-9110* ORDERS - FIXED PRICE H-12 NAVSEA 5252.243-9113 OTHER CHANGE PROPOSALS H-13 NAVSEA 5252.219-9112 ORDERS - COST PLUS FIXED FEE H-14 NAVSEA 5252.249-9100* SPECIAL CONTRACT REQUIREMENT CON- CERNING TERMINATION FOR THE CONVENI- ENCE OF THE GOVERNMENT H-15 NAVSEA 5252.247-9110 TUG AND PILOT SERVICES H-16 FINAL CONTRACT PERFORMANCE INCENTIVES H-17 NAVSEA RENT-FREE USE OF GOVERNMENT PROPERTY H-18 FUNDING OF IPDE IMPROVEMENTS 121 N00024-97-C-2202 The remaining incentive pool available after computing the incentive for factors 1, 2, and 3 will be available as the incentive pool for factors 4, 5, 6 and 7. 6.0 Incentive Pool One hundred percent (100%) of all unearned award fee for CLINs 0001, 0002 and 0003, as calculated pursuant to Contract Requirements B-3 entitled "Determination of Fee (NAVSEA) (OCT 1990)", up to a maximum of $10,000,000 per ship, shall be forward for this incentive pool. 7.0 Finality of Incentive Decision Determinations with respect to the amount of incentives to be paid to the Contractor are final and shall not be subject to the "DISPUTES" Clause of this Contract. H-17 NAVSEA 5252.245-9115 RENT-FREE USE OF GOVERNMENT PROPERTY (SEP 1990) The Contractor may use on a rent-free, non-interference basis, as necessary for the performance of this contract, the Government property listed in Attachment J0039, accountable under Contract(s) N00024-85-C-2144, N00024-87-C-2800, N00024-93-C-2800, and N00024-90-E-3503. The Contractor is responsible for scheduling the use of all property covered by the above referenced contract(s) and the Government shall not be responsible for conflicts, delays, or disruptions to any work performed by the Contractor due to the use of any or all of such property under this contract or any other contracts under which use of such property is authorized. H-18 FUNDING OF IPDE IMPROVEMENTS In its cost proposal Avondale has estimated $40 million will be required to provide for IPDE infrastructure improvements. The State of Louisiana has committed to provide up to $40 million for these improvements. In the unlikely event state funding is not provided to Avondale, the contractor will not allocate to this contract or other Navy contracts existing on the award date of this contract, any IPDE infrastructure improvement costs up to the total of $40 million. The estimated $40 million investment includes the following components: 151 N00024-97-C-2202 (a) Construction cost of a new 160,000 square foot Avondale/UNO (University of New Orleans) Maritime Technology Center of Excellence at the production facility of Avondale Industries in New Orleans, Louisiana. This facility will house the LPD 17 IPTs, the IPDE Campus and "Think Tank" a training and research center administered by UNO, Nucleus Crew training rooms, and the Avondale Test Integration Facility (ATIF). The cost of this facility includes the building, parking facility, utilities and furniture. (b) Hardware and software provided to each on-site IPT member with access to an appropriate Client Workstation and, as authorized, connectivity to the IPDE network. Based on anticipated on-site manning estimates from the Navy and all on-site Alliance members, it provides for the acquisition of approximately 630 Intergraph client workstations. In addition to the client workstations and based on the Navy's estimate of off-site users, it also provides for approximately 40 Intergraph servers along with supporting peripherals such as printers, plotters, etc. Each Client and Server will contain the appropriate software. (c) All recurring maintenance cost on both Hardware and Software products described in (b) above. (d) System Integration to mmet IPDE integration requirements. This funding will provide for integration of requirements into the IPDE and Avondale's legacy systems. (e) IPDE Training requirements provided at Avondale to all anticipated on-site manning from the Navy and all on-site Alliance members. The training will cover the cost of all class materials, preparation and instructors. (f) Miscellaneous Equipment requirements such as electronic viewing equipment, printers, projectors, etc., in support of the Avondale/UNO Maritime Center of Excellence. 151a N00024-97-C-2202 SECTION J -- LIST OF ATTACHMENTS This document consists of the following parts and the attachments described below: J-0001: LPD 17 Ship Specifications, 9 October 1996 8 April 1996. J-0002: Amphibious Transport Dock General Description Of Operational Capability, 24 May 1996. J-0003: Government Concept Of Operations In An Integrated Product Data Environment (IPDE) For The LPD 17 Program, 8 April 1996. J-0004: Contract Data Requirements List, DD Form 1423, Exhibit A, 9 October 1996. J-0005: Schedule "A" Government Furnished Equipment for LPD 17, 9 October 1996. J-0006: Schedule "C" Government Furnished Information for LPD 17, 9 October 1996. J-0007: Not Used. J-0008: Not Used. J-0009: Book Plan for Integration Management Plan (IMP), 8 April 1996. J-0010: Preliminary Ship Manning Document (PSMD), 8 April 1996. J-0011: Draft Radio Communication System Management Plan, 8 April 1996. J-0012: Not Used. 186 N00024-97-C-2202 J-0013: Operation Security Plan, 8 April 1996. J-0014: Not Used. J-0015: Not Used. J-0016: Integrated Product Data Environment (IPDE) Integration Matix, 9 October 1996. J-0017: Not Used. J-0018: List of Mission Essential Equipment For Maintenance Manhour Per Operating Hour (MMH/OH) Initiative, 8 April 1996. J-0019: Deleted. J-0020: Factors and Values for Developing Variable Loads, 8 April 1996. J-0021: Affordability Through Commonality (ATC) Implementation Program, 8 April 1996. J-0022: Life Cycle Cost Estimate, 8 April 1996. J-0023: Test Documentation Booklet, 8 April 1996. J-0024: Not Used. J-0025: Current LPD 17 Program Office Automated Information System Capability, 8 April 1996. J-0026: Contract Guidance Drawing List, 8 April 1996. J-0027: Computer Aided Engineering Data List, 8 April 1996 (Preliminary). J-0028: Affordability Through Commonality Sketches, 8 April 1996. J-0029: LPD 17 Type Advanced Degaussing System Controller Interface Requirements, V 1.0, 8 April 1996. J-0030: Selected Medical and Dental Equipment, 8 April 1996. J-0031: Associate Contractor Agreement Vendor List, 8 April 1996. J-0032: Deleted. 187 N00024-97-C-2202 J-0033: Navy Shock Data Base (FOUO) (Provided separately) J-0034: Weights For Government Furnished Equipment, 9 October 1996. J-0035: Deleted J-0036: Deleted J-0037: "Contract Security Classification Specification" DD254 J-0038: Substitute Ship Specifications to be used for Controllable Pitch Propeller (CPP) Propulsion Train, 9 October 1996 J-0039: Government Production and Research Property Authorized for Use on a Rent Free Non-Interference Basis J-0040: Small, Small Disadvantaged, and Women-Owned Small Business Subcontracting Plan J-0041: Financial Accounting Data (FAD) Sheet 188 N00024-97-C-2202 ATTACHMENT J-0019 DELETED N00024-97-C-2202 ATTACHMENT J-0037 CONTRACT SECURITY CLASSIFICATION SPECIFICATION DD 254
- --------------------------------------------------------------------------------------------------------------------------------- DEPARTMENT OF DEFENSE 1. CLEARANCE AND SAFEGUARDING --------------------------------------------------------------------- CONTRACT SECURITY CLASSIFICATION SPECIFICATION a. Facility Clearance Required SECRET --------------------------------------------------------------------- (The requirements of the DoD Industrial Security b. Level of Safeguarding Required Manual apply to all security aspects of this effort.) SECRET - --------------------------------------------------------------------------------------------------------------------------------- 2. THIS SPECIFICATION IS FOR: (X and complete as applicable) 3. THIS SPECIFICATION IS: (X and complete as applicable) - --------------------------------------------------------------------------------------------------------------------------------- a. PRIME CONTRACT NUMBER X a. ORIGINAL (Complete date in all cases) DATE (YY-MMM-DD) X N00024-97-C-2202 96-DEC-17 - --------------------------------------------------------------------------------------------------------------------------------- b. SUBCONTRACT NUMBER b. REVISED (Supersedes Revision No. DATE (YY-MMM-DD) all previous specs) - --------------------------------------------------------------------------------------------------------------------------------- c. SOLICITATION OR OTHER NUMBER DUE DATE (YYMMDD) c. FINAL (Complete Item 5 in all cases) DATE (YY-MMM-DD) X N00024-96-PR-91153 - --------------------------------------------------------------------------------------------------------------------------------- 4. IS THIS A FOLLOW ON CONTRACT? ___ YES X NO. If Yes, complete the following: --- Classified material received or generated under _________________(Preceding Contract Number) is transferred to this follow-on contract. - --------------------------------------------------------------------------------------------------------------------------------- 5. IS THIS A FINAL DD FORM 254? ___ YES X NO. If Yes, complete the following: --- In response to the contractor's request dated __________________, retention of the identified classified material is authorized for the period of ____________________ - --------------------------------------------------------------------------------------------------------------------------------- 6. CONTRACTOR (Include Commercial and Government Entity (CAGE) Code) - --------------------------------------------------------------------------------------------------------------------------------- a. NAME, ADDRESS, AND ZIP CODE b. CAGE CODE c. COGNIZANT SECURITY OFFICE (Name, Address, and Zip) AVONDALE INDUSTRIES, INC. SOUTHEAST REGION, DIS P. O. BOX 50280 1CC97 2300 LAKE PARK DRIVE SUITE 250 NEW ORLEANS, LA 70150-0280 SMYRNA, GA 30080-7606 - --------------------------------------------------------------------------------------------------------------------------------- 7. SUBCONTRACTOR - --------------------------------------------------------------------------------------------------------------------------------- a. NAME, ADDRESS, AND ZIP CODE b. CAGE CODE c. COGNIZANT SECURITY OFFICE (Name, Address, and Zip) - --------------------------------------------------------------------------------------------------------------------------------- 8. ACTUAL PERFORMANCE - --------------------------------------------------------------------------------------------------------------------------------- a. LOCATION b. CAGE CODE c. COGNIZANT SECURITY OFFICE (Name, Address, and Zip) - --------------------------------------------------------------------------------------------------------------------------------- 9. GENERAL IDENTIFICATION OF THIS PROCUREMENT PRODUCTION - LPD 17 AMPHIBIOUS TRANSPORT DOCK PROGRAM LEAD SHIP DETAIL DESIGN, SHIP SYSTEM INTEGRATION, CONSTRUCTION, TESTING, LOGISTICS & LIFE CYCLE SUPPORT PLANNING AND DELIVERY - --------------------------------------------------------------------------------------------------------------------------------- 10. THIS CONTRACT WILL REQUIRE ACCESS TO: YES NO 11. IN PERFORMING THIS CONTRACT, THE CONTRACTOR WILL: YES NO - --------------------------------------------------------------------------------------------------------------------------------- a. COMMUNICATIONS SECURITY (COMSEC) INFORMATION X a. HAVE ACCESS TO CLASSIFIED INFORMATION ONLY AT ANOTHER CONTRACTOR'S FACILITY OR A GOVERNMENT ACTIVITY X - --------------------------------------------------------------------------------------------------------------------------------- b. RESTRICTED DATA X b. RECEIVE CLASSIFIED DOCUMENTS ONLY X - --------------------------------------------------------------------------------------------------------------------------------- c. CRITICAL NUCLEAR WEAPON DESIGN INFORMATION X c. RECEIVE AND GENERATE CLASSIFIED MATERIAL X - --------------------------------------------------------------------------------------------------------------------------------- d. FORMERLY RESTRICTED DATA X d. FABRICATE, MODIFY, OR STORE CLASSIFIED HARDWARE X - --------------------------------------------------------------------------------------------------------------------------------- e. INTELLIGENCE INFORMATION e. PERFORM SERVICES ONLY X - --------------------------------------------------------------------------------------------------------------------------------- (1) Sensitive Compartmented Information (SCI) X f. HAVE ACCESS TO U.S. CLASSIFIED INFORMATION OUTSIDE THE U.S. PUERTO RICO, U.S. POSSESSIONS AND TRUST TERRITORIES X - --------------------------------------------------------------------------------------------------------------------------------- (2) Non-SCI X g. BE AUTHORIZED TO USE THE SERVICES OF DEFENSE TECHNICAL INFORMATION CENTER (DTIC) OR OTHER SECONDARY DISTRIBUTION CENTER X - --------------------------------------------------------------------------------------------------------------------------------- f. SPECIAL ACCESS INFORMATION X h. REQUIRE A COMSEC ACCOUNT X - --------------------------------------------------------------------------------------------------------------------------------- g. NATO INFORMATION X i. HAVE TEMPEST REQUIREMENTS X - --------------------------------------------------------------------------------------------------------------------------------- h. FOREIGN GOVERNMENT INFORMATION X j. HAVE OPERATIONS SECURITY (OPSEC) REQUIREMENTS X - --------------------------------------------------------------------------------------------------------------------------------- i. LIMITED DISSEMINATION INFORMATION X k. BE AUTHORIZED TO USE THE DEFENSE COURIER SERVICE X - --------------------------------------------------------------------------------------------------------------------------------- j. FOR OFFICIAL USE ONLY INFORMATION X l. OTHER (Specify) X - ------------------------------------------------------------ k. OTHER (Specify) X 10.J.: REFER TO ITEM 13 10.E.(2) INTELLIGENCE INFO - --------------------------------------------------------------------------------------------------------------------------------- DD FORM 254, DEC 90 Previous editions are obsolete 805/34
- --------------------------------------------------------------------------------------------------------------------------------- 12. PUBLIC RELEASE. Any information (classified or unclassified) pertaining to this contract shall not be released for public dissemination except as provided by the Industrial Security Manual or unless it has been approved for public release by appropriate U.S. Government authority. Proposed public releases shall be submitted for approval prior to release. [ ] Direct [X] Through (Specify) COMMANDER, NAVAL SEA SYSTEMS COMMAND (SEA OOD) to the Directorate for Freedom of Information and Security Review, Office of the Assistant Secretary of Defense (Public Affairs)* for review. *In the case of non-DoD User Agencies, requests for disclosure shall be submitted to that agency. - --------------------------------------------------------------------------------------------------------------------------------- 13. SECURITY GUIDANCE. The security classification guidance needed for this classified effort is identified below. If any difficulty is encountered in applying this guidance or if any other contributing factor indicates a need for changes in this guidance, the contractor is authorized and encouraged to provide recommended changes; to challenge the guidance or the classifica- tion assigned to any information or material furnished or generated under this contract; and to submit any questions for interpretation of this guidance to the official identified below. Pending final decision, the information involved shall be handled and protected at the highest level of classification assigned or recommended. (Fill in as appropriate for the classified effort. Attach or forward under separate correspondence any documents/guides/extracts referenced herein. Add additional pages as needed to provide complete guidance.) SECURITY CLASSIFICATION GUIDANCE IS AS FOLLOWS: OPNAVINST S5513.3C-107 (U) LPD 17 AMPHIBIOUS TRANSPORT DOCK SHIP NARRATIVE: 9T-INT CONDITIONS OF RELEASE FOR INTELLIGENCE DOCUMENTS - - CLASSIFIED GFE/GFI SHALL BE HANDLED, STOWED AND PROTECTED COMMENSURATE WITH THE CLASSIFICATION OF THE INDIVIDUAL ITEM AND IN ACCORDANCE WITH THE REQUIREMENTS OF DOD 5220.22-M, NISPOM. IF DETAILED SECURITY CLASSIFICATION GUIDANCE IS REQUIRED FOR ANY ITEM OF GFE/GFI, SUBMIT A REQUEST TO NAVSEA PMS377, IDENTIFYING THE SPECIFIC ITEMS INVOLVED. - - 10.J.: EXTRACT OF SECNAVINST 5720.42E, DON FREEDOM OF INFORMATION ACT (FOIA) PROGRAM; PARA 10, FOUO. - - NAVSEAINST 5500 - CONTROL OF ACCESS TO VESSELS BY NON-U.S. CITIZENS DTD 2 MAR 88 - --------------------------------------------------------------------------------------------------------------------------------- 14. ADDITIONAL SECURITY REQUIREMENTS. Requirements, in addition to ISM requirements, are established for [ ] YES [X] NO this contract. (If yes, identify the pertinent contractual clauses in the contract document itself, or provide an appropriate statement which identifies the additional requirements. Provide a copy of the requirements to the cognizant security office. Use Item 13 if additional space is needed.) - --------------------------------------------------------------------------------------------------------------------------------- 15. INSPECTIONS. Elements of this contract are outside the inspection responsibility of the cognizant [ ] YES [X] NO security office. (If yes, explain and identify specific areas or elements carved out and the activity responsible for inspections. Use Item 13 if additional space is needed.) - --------------------------------------------------------------------------------------------------------------------------------- 16. CERTIFICATION AND SIGNATURE. Security requirements stated herein are complete and adequate for safeguarding the classified information to be released or generated under this classified effort. All questions shall be referred to the official named below. - --------------------------------------------------------------------------------------------------------------------------------- a. TYPED NAME OF CERTIFYING OFFICIAL b. TITLE c. TELEPHONE (include Area Code) P. A. BENNETT CONTRACTING OFFICER FOR (703) 602-3784 SECURITY MATTERS - --------------------------------------------------------------------------------------------------------------------------------- d. ADDRESS (include Zip Code) 17. REQUIRED DISTRIBUTION: NAVAL SEA SYSTEMS COMMAND ----- ARLINGTON, VA 22242-5160 X a. CONTRACTOR ----- b. SUBCONTRACTOR ----- X c. COGNIZANT SECURITY OFFICE FOR PRIME AND SUBCONTRACTOR - --------------------------------------------------------------------- e. SIGNATURE d. U.S. ACTIVITY RESPONSIBLE FOR OVERSEAS SECURITY ----- ADMINISTRATION /S/ P. A. BENNETT X e. ADMINISTRATIVE CONTRACTING OFFICER ----- X f. OTHERS AS NECESSARY SEA OOG - --------------------------------------------------------------------------------------------------------------------------------- DD FORM 254 REVERSE, DEC 90
NARRATIVE: 9T-INT REV-12/6/96 SECURITY CONTROLS ON THE DISSEMINATION OF INTELLIGENCE INFORMATION RECEIVED OR GENERATED UNDER NAVSEA CONTRACTS 1. All requests for Intelligence support/documentation shall be directed to NAVSEA OOG via the cognizant NAVSEA program office. 2. Intelligence released to cleared contractors, all reproductions thereof, and all other material generated based on, or incorporating data therefrom (including authorized reproductions), remain the property of the US Government. Final disposition of intelligence information shall be governed by the cognizant NAVSEA program office and NAVSEA OOG. 3. The contractor may not release intelligence to employees or other components not directly engaged in providing services under this NAVSEA contract or to another contractor (including subcontractors) without the consent of the cognizant NAVSEA program office and NAVSEA OOG. 4. The contractor shall not release intelligence information even though it bears no restrictive markings, to foreign governments, foreign nationals, or immigrant aliens, whether they are employees or not, without the authorization of the cognizant NAVSEA program office and NAVSEA OOG. 5. All reproductions of intelligence will be classified, marked and controlled in the same manner as the originals(s). 6. The contractor must have established procedures to control all intelligence received, produced and held by them for the duration of the contract or any other binding agreement; and to permit identification of all persons who have had access to intelligence in their custody. 7. The above requirements pertain to all intelligence information received or generated under this contract excluding SCI. 14 APRIL 1994 01. IDENTIFYING DATA: ID: 03C-107.1 CL: U SU: LPD 17 Amphibious Transport Dock Ship (Formerly LX Amphibious Ship) OC: NAVSEA (09T) CA: COMNAVSEASYSCOM OD: 91-02-19 CD: TBD RD: TBD 02. THREAT/BACKGROUND: Refer to Operational Requirements Document for LPD 17 Amphibious Assault Ship, Revision 3. 03. MISSION: To embark, transport, and land elements of a Marine Landing Force in an assault by helicopters, landing craft, amphibious vehicles, and by a combination of these methods. 04. FINANCIAL: A. Current year budgetary data: FOUO (Unclassified upon submission to Congress). B. Outyear budgetary data: FOUO (Unclassified upon submission to Congress). 05. MILESTONES: A. Initial operating capability (IOC): C-X4 (Declassify after IOC). B. Delivery dates: FOUO (Unclassified upon submission to Congress). 06. PERFORMANCE DATA AND TECHNICAL CHARACTERISTICS: A. Landing craft: U B. Vehicles and vehicle squares: U C. Troops: U D. Cargo cube: U E. Speed: (1) Sustained: U (2) Endurance: U (R:13MAR96) (3) Maximum: U F. Endurance range: C-X4 G. Bulk fuel: U H. Aircraft stowage: U I. Ship's fuel (total) capacity: C-X4 J. Signature: References cited herein apply to all phases of LPD 17 acquisition (pre- and post-IOC) unless otherwise noted. (1) Acoustic: Refer to OPNAVINST S5513.3B, enclosure (57). (2) Radar Cross Section (RCS): Refer to OPNAVINST S5513.3C, enclosure (91). - ------------------------- Distribution Statement D: Distribution authorized to DOD and DOD contractors only; Administrative or operational use. Other requests for this document will be referred to COMNAVSEASYSCOM (09T1) or higher DOD authority. Enclosure (107) (3) Magnetic: Refer to OPNAVINST S5513.7C, enclosure (7). K. Design and actual shaft horsepower: U L. Technical information design criteria: (1) Length, Beam, Draft and Displacement: U (2) General arrangement drawings which identify the following specific survivability and vulnerability features: C-X4; otherwise: FOUO (A) Fragmentation and other armor protection schemes (B) Structural hardening to resist weapons effects M. Reliability, maintainability and availability (RMA) values: FOUO N. Computer Product Model - Three Dimensional Product Model Database which contains the survivability and vulnerability features described in paragraph L.(2) above classified: C-X4. 07. OPERATIONAL AND TACTICAL: Will be addressed in next phase. 08. HARDWARE: Refer to the specific system guide. Hardware related to acoustic silencing features: Refer to OPNAVINST S5513.3B enclosure (57). 09. COMPUTER RESOURCES FOR LPD 17 CLASS SHIPS: Computer hardware is unclassified until a classified program is installed, at which time the computer hardware assumes the classification of the program. 10. OTHER A. Public releases: No publicity releases or public displays of any kind are authorized on this program without the expressed written consent of COMNAVSEASYSCOM (OOD) or higher DOD authority. B. Documentation markings: Classified and unclassified technical documentation generated under this program will have the following handling caveats affixed to the cover and title page: (1) "Distribution Statement D - Distribution authorized to DOD and DOD contracts only; Administrative or operational use. Other requests for this document will be referred to COMNAVSEASYSCOM (PMS 317)." (2) "Destruction Notice - for unclassified limited documents destroy by any method that will prevent disclosure of contents or reconstruction of the document." C. Non-technical data which is unclassified sensitive will be marked and protected as FOUO. Note: Unless indicated otherwise, all classification levels identified apply to each of the phases of the LPD 17 acquisition cycle. 2 Enclosure (107) EXTRACT OF SECNAVINST 5720.42E, DON FREEDOM OF INFORMATION ACT (FOIA) PROGRAM DEPARTMENT OF THE NAVY OFFICE OF THE SECRETARY PARA 10, FOUO Washington, DC 20350-1000 5 June 1991 - -------------
SECNAV INSTRUCTION 5720.42E (4) Sample Letter Responses (5) Sample Checklist for Conducting From: Secretary of the Navy Staff Assistance Visits To: All Ships and Stations (6) Litigation Status Sheet (7) DD Form 2564, Annual Report - Subj: DEPARTMENT OF THE NAVY Freedom of Information Act FREEDOM OF INFORMATION ACT (8) Instructions for Preparing (FOIA) PROGRAM DD Form 2564 (9) Annual FOIA Report Worksheet Ref: (a) 5 U.S.C. (S) 552 (1988), (10) DD Form 2086, Record of as amended by the Freedom of Freedom of Information Process- Information Reform Act of 1986 ing Cost (b) DOD Directive 5400.7 of (11) DD Form 2086-1, Record of 13 May 88 (NOTAL) Freedom of Information (c) DOD 5400.7-R of Oct 90 (NOTAL) Processing Cost for Technical Data (d) SECNAVINST 5730.5G. Procedures (12) Sample FOIA Training Package for the Handling of Naval (FOIA Script and Slides) Legislative Affairs and (13) Excerpt from General Records Congressional Relations Schedule 14 (e) SECNAVINST 5211.5C. Personal (14) Addresses for DON Records and Privacy and Rights of Indivi- Locations for Public Inspection duals Regarding Records (15) FOIA Text Pertaining to Themselves (f) SECNAVINST 5740.26. Relations 1. Purpose with the General Accounting Office a. To implement Department of (g) SECNAVINST 5720.45. Indexing, the Navy (DON) policies and procedures Public Inspection, and Federal for DON personnel to follow on how Register Publication of to comply with references (a), (b), Department of the Navy and (c). Directives and Other Documents Affecting the Public (NOTAL) b. To promote uniformity in the DON (h) SECNAVINST 5720.44A. Depart- Freedom of Information Act (FOIA) Program. ment of the Navy Public Affairs Policy and Regulations c. To provide guidance to members of the (i) OPNAVINST 5510.1H. Department public on how and where to submit FOIA of the Navy Information and requests and appeals within DON. Personnel Security Program Regulation This instruction has been completely revised and (j) ACP-121 (United States Supple- should be read in its entirety. Enclosure (1) is ment 1), Communication Instruc- Table of Contents. tions (k) OPNAVINST 5239.1A. Department 2. Cancellation. SECNAVINST 5720.42D. of the Navy Automatic Data Processing Security Program 3. Applicability. This instruction applies throughout DON. It governs disclosure of Encl: (1) Table of Contents agency records to "any person," which means (2) FOIA Exemption Guidelines that any individual, to include foreign citizens, (3) FOIA Fee Guidelines partnerships, corporations, associations and
5 June 1991
foreign, state, or local governments, may use the decisions to release/deny requests for the same FOIA to obtain information. The exception to records to other requesters. that policy is that it does not apply to Federal agencies or to fugitives from justice. d. Publication and Public Availability of Special Classes of Records. Reference (g) a. Requests from State or Local provides that certain classes of DON regulatory, Government Officials. Requests from state or rulemaking, and organizational records must be local government officials for naval records are published in the Federal Register for the treated the same as any other requester. guidance of the public and made available for public inspection and copying. b. Requests from Foreign Governments. Requests from foreign governments for naval e. Public Affairs Regulations. This records are treated the same as any other instruction complements, not restricts, the requester. However, requests from foreign conduct of DON public affairs, media relations, governments that do not invoke the FOIA shall community relations and internal relations be referred to appropriate foreign disclosure functions and practices under reference (h). channels and the requester so notified. However, if reference (h) conflicts with any provisions of this instruction, this instruction c. Privileged Release to U.S. Government controls. Officials. Subject to references (c) through (i), naval records may be authenticated and released f. U.S. Navy Regulations. Release of a to U.S. Government officials if they are request- record to a member of the public under FOIA ing them on behalf of Federal governmental shall be deemed to have occurred in the bodies, whether legislative, executive, admin- discharge of official duties (Article 1120. U.S. istrative, or judicial. For example: Navy Regulations (1990)). Process a request by a member of the public under the instructions (1) To a Committee or Subcommittee of outlined in Section 3 of Chapter 11, U.S. Navy Congress, or to either House sitting as a whole. Regulations. (Note: Requests from Members of Congress who are not seeking records on behalf of a Congres- g. Other Directives. The following sional Committee, Subcommittee, or either directives, to the extent they do not conflict, House sitting as a whole, but on behalf of their supplement this instruction: constituents, are treated the same as any other requester). (1) Marine Corps Manual, paragraph 1015 (NOTAL); Marine Corps Order P5720.56, (2) To the Federal courts, whenever Availability to the Public of Marine Corps ordered by officers of the court as necessary for Records (NOTAL); and for Headquarters, U.S. the proper administration of justice; Marine Corps, HQO P5000.12. Chapter 10 (NOTAL) and HQO 5720.9 (NOTAL). (3) To other Federal agencies, both executive and administrative, as determined by (2) Federal Personnel Manual. Chapters the head of a naval activity or designee. 293, 294, 297, 335, 339, and 713 (NOTAL) - release of information from active and inactive In those instances, naval activities shall mark the civilian personnel records. records as "Privileged" and "Exempt from Public Disclosure." Any special handling instructions (3) Manual of the Medical Department. shall also be annotated on the records. Because U.S. Navy (NAVMED P-117), Chapters 23-70 such releases are not made under the provisions through 23-79 (NOTAL) release of information of the FOIA, they do not impact on future from active and inactive medical records.
5 June 1991 (b) Routinely deployable units--Those units that normally deploy from homeport or permanent station on a periodic or rotating basis to meet operational requirements or participate in scheduled exercises. This includes routinely deployable ships, aviation squadrons, operational staffs, and all units of the Fleet Marine Force (FMF). Routinely deployable units do not include ships undergoing extensive yard work or whose primary mission is support of training, e.g., yard craft and auxiliary aircraft landing training ships. (c) Units engaged in sensitive operations. Those primarily involved in training for or conduct of covert, clandestine, or classified missions, including units primarily involved in collecting, handling, disposing, or storing of classified information and materials. This also includes units engaged in training or advising foreign personnel. Examples of units covered by this exemption are nuclear power training facilities. SEAL Teams, Security Group Commands, Weapons Stations, and Communication Stations. (3) Except as otherwise provided, lists containing names and duty addresses of DOD personnel, both military and civilian, who are assigned to units in the Continental United States (CONUS) and U.S. territories shall be released regardless of who has initiated the request. (4) Exceptions to this policy must be coordinated with CNO (OP-09B30) or CMC (MI-3) prior to responding to requests, including those from Members of Congress. The foregoing policy should be considered when weighing the releasability of the address or phone number of a specifically named individual. 10. For Official Use Only (FOUO). FOUO is a marking which is placed on documents to alert the holder that they contain information that may be withheld under exemptions (b)(2) through (b)(9) of the FOIA. Because FOUO is not a security classification, exemption (b)(1) does not apply. a. Prior FOUO Application. The prior application of FOUO is not a conclusive basis for withholding a record requested under FOIA. When such a record is requested, it shall be evaluated to determine whether FOIA exemptions apply in withholding all or portions of the record. Information which is reasonably segregable and does not fall under a FOIA exemption(s) must be released to the requester. b. Historical Papers. Records such as notes, working papers, and drafts retained as historical evidence of DON actions have no special status apart from FOIA exemptions. c. Time to Mark Records. The marking of records as the time of their creation provides notice of FOUO content and facilitates review when a record is requested under the FOIA. Records requested under FOIA that do not bear such markings, shall not be assumed to be releasable without examination for the presence of information that requires continued protection and qualifies as exempt from public release. d. Distribution Statement. Information in a technical document that requires a distribution statement under reference (i) shall bear that statement and may be marked FOUO, as appropriate. e. Location of Markings (1) An unclassified document that contains FOUO information shall have FOR OFFICIAL USE ONLY typed, stamped, or printed in capital letters centered at the bottom on the outside of the front cover (if any), on each page containing FOUO information, and on the outside of the back cover (if any). (2) An unclassified directive that contains FOUO information shall have FOR OFFICIAL USE ONLY typed, stamped, or printed in capital letters centered at the bottom on the outside of the front cover (if any), on each page of the directive top and bottom, and on the outside of the back cover (if any). 19 5 June 1991 (3) Within a classified document, an individual page that contains both FOUO and classified information shall be marked at the top and bottom with the highest security classification of information appearing on the page. (4) Within a classified or unclassified document, an individual page that contains FOUO information, but does not contain classified information, shall have FOR OFFICIAL USE ONLY typed, stamped, or printed in capital letters centered at the top and bottom edge of the page. (5) Other records, such as photographs, films, cassette tapes, movies, or slides, shall be marked FOR OFFICIAL USE ONLY so that a recipient or viewer knows the status of the information. (6) Unclassified automatic data processing (ADP) media with FOUO information shall be marked as follows: (a) An unclassified deck of punched or aperture cards with FOUO information shall be marked as a single document with FOR OFFICIAL USE ONLY marked on the face of the first and last card, and on the top of the deck. (b) An unclassified magnetic tape, cassette, or disk pack that contains FOUO information shall have FOR OFFICIAL USE ONLY marked externally on a removable label. The resulting hard copy report or computer printout shall reflect the FOR OFFICIAL USE ONLY marking on the top and bottom of each page. It may be accomplished by using a programmable header or marking the hard copy manually. (7) FOUO material transmitted outside DON requires an expanded marking to explain the significance of the FOUO marking. This may be accomplished by typing or stamping the following statement on the record prior to transfer: "This document contains information EXEMPT FROM MANDATORY DISCLOSURE under the FOIA. Exemption(s)...apply(ies)." f. Release and Transmission Procedures. Until FOUO status is terminated, the following release and transmission instructions apply: (1) FOUO information may be disseminated within DON activities and between officials of the DON and contractors and grantees who conduct official business for the DON or DOD. Recipients shall be made aware of the status of such information, and transmission shall be by means that preclude unauthorized public disclosure. Transmittal documents shall call attention to the presence of FOUO attachments. (2) DON holders of FOUO information may convey such information to officials in other departments or agencies of the executive and judicial branches to fulfill a governmental function, subject to any limitations contained in the PA pertaining to disclosure of personal information from PA record systems. When transmitting these records, ensure they are marked FOR OFFICIAL USE ONLY, and the recipient is advised the information has been exempt from public disclosure under FOIA and that special handling instructions do or do not apply. For purposes of disclosing records, DOD is the "agency." (3) Records released to Congress or the GAO should be reviewed to see if the information warrants FOUO status. If not, prior FOUO markings shall be removed. If the withholding criteria are met, the records shall be marked FOUO and the recipient provided an explanation for such exemption and marking. Alternatively, the recipient may be requested, without marking the record, to protect it against public disclosure for reasons that are explained. (4) Each part of electronically transmitted messages containing FOUO information shall be marked appropriately. Unclassified messages containing FOUO information shall contain the abbreviation "FOUO" before the 20 5 June 1991 beginning of the text. Such messages shall be transmitted per communications security procedures in reference (j) for FOUO information. g. Transporting FOUO Information. Records which contain FOUO information shall be transported in a manner that precludes disclosure of contents. If not commingled with classified information, FOUO information may be sent via first-class mail or parcel post. Bulky shipments that otherwise qualify under postal regulations may be sent fourth-class mail. h. Safeguarding FOUO Information (1) During normal working hours, records determined to be FOUO shall be placed in an out-of-sight location if the work area is accessible to non-governmental personnel. (2) At the close of business. FOUO records shall be stored to preclude unauthorized access. Filing such material with other unclassified records in unlocked files, desks, or similar containers is adequate when U.S. Government or government contractor internal building security is provided during non-duty hours. When internal security control is not exercised, locked buildings or rooms normally provide adequate after-hours protection. If such protection is not considered adequate, FOUO material shall be stored in locked receptacles, such as file cabinets, desks, or bookcases. FOUO records that are subject to the provisions of the PA (reference (e)) shall meet the safeguards for that group of records as outlined in the PA systems notice. (3) Guidance for safeguarding media marked FOUO and processed by an ADP system, activity, or network is addressed in reference (k). i. Termination. The originator or other competent authority, such as an IDA or appellate authority, will terminate FOUO markings or status when the information no longer requires protection from public disclosure. When FOUO status is terminated, all known holders shall be notified as practical. Upon notification, holders shall remove the FOUO markings. Records in file or storage need not be retrieved solely for that purpose. j. Disposal (1) Non-record copies of FOUO material (including hard copy reports and computer printouts) may be destroyed by tearing each copy into pieces to preclude reconstructing, and disposed in regular trash containers. When local circumstances or experiences indicates that this destruction method is insufficient, local authorities may direct other methods while considering the additional expense balanced against the Sensitivity of FOUO information in the records. FOUO information on unclassified magnetic storage media shall be disposed of by overwriting the media one time with any one character. Storage areas within an automated data processing system (internal memory, buffers, registers, and similar storage areas) may be cleared by using hardware clear switch, a power-on reset cycle, or a program designated to overwrite the storage area. (2) Record copies of FOUO documents shall be disposed of following the disposal standards under the Records Disposal Manual for the particular kind of record. k. Unauthorized Disclosure. The unauthorized disclosure of FOUO records does not constitute an unauthorized disclosure of DON information classified for security purposes. However, appropriate administrative or disciplinary action shall be taken against those responsible. Unauthorized disclosure of FOUO information that is protected by the PA may result in civil and criminal sanctions against responsible person(s). The naval activity that originated the FOUO information shall be informed of its unauthorized disclosure. 21 5 June 1991 11. FOIA Appeals/Judicial Actions a. How to File an Appeal. The following guidelines should be followed by individuals wishing to appeal a denial of information, a request for waiver/reduction of fees, or a "no record" response: (1) The appeal must be received by the cognizant appellate authority (i.e., Navy JAG (NJAG) or the General Counsel (OGC)) within 60 days of the date of the response. (2) The appeal letter must be in writing and requesters should provide a copy of the IDA's response when filing a written appeal to the Navy's appellate authorities (OGC or NJAG, depending on subject matter), regarding an IDA's decision that a record is exempt in whole or in part or because a naval activity denied a request for a waiver/reduction of fees. The requester should include a copy of the denial letter and provide supporting rationale on why the appeal should be granted. The requester may appeal a "no records" response if he/she believes an adequate search of files was not conducted. b. Time of Receipt. The time limits for responding to a FOIA appeal commence when the appeal reaches the office of the appellate authority having jurisdiction over the record. Misdirected appeals should be referred expeditiously to the proper appellate authority. c. Appellate Authorities. (1) Responsibility and Authority: NJAG and OGC are authorized to adjudicate appeals made to SECNAV on denials of requests for copies of DON records or portions thereof, or refusals to waive or reduce fees on matters within their respective areas of cognizance. That includes the authority to release or withhold records, or portions thereof, waive or reduce fees, and to act as required by SECNAV for appeals under reference (a) and this instruction. NJAG and OGC are further authorized to delegate this authority to a designated Assistant NJAG and the Principal Deputy OGC, respectively, under such terms and conditions as they may deem appropriate. (2) Respective areas of cognizance. As delineated in SECNAV Instructions 5430.25D and 5430.27A (NOTAL) the respective areas of cognizance of NJAG and OGC for providing legal services for the DON are: (a) NJAG: In addition to military law, all matters except those falling under the cognizance of OGC. (b) OGC: Business and commercial law aspects of: 1. Acquisition, custody, management, transportation, taxation, and disposition of real and personal property and the procurement of services, including the fiscal, budgetary, and accounting aspects thereof; excepting, however, tort claims and admiralty claims arising independently of contracts, and matters relating to the naval petroleum reserves; 2. Operations of the Military Sealift Command, excepting tort and admiralty claims arising independently of contracts; 3. Office of the comptroller of the Navy; 4. Naval Computer and Telecommunications Command; 5. Patents, inventions, trademarks, copyrights, royalty payments, and similar matters; 6. Procurement of foreign military sales, co-production and cooperative research and development and related agreements. NATO standardization agreements, and matters relating to the Arms Exports Control Act. 7. DON litigation before the Armed Services Board of Contract Appeals; and, 22 [Seal appears here] DEPARTMENT OF THE NAVY NAVAL SEA SYSTEMS COMMAND WASHINGTON, D.C. 20342-5101 NAVSEAINST 5500.3A OPR 0711 2 March 1988 NAVSEA INSTRUCTION 5500.3A From: Commander, Naval Sea Systems Command Subj: CONTROL OF ACCESS TO VESSELS BY NON-U.S. CITIZENS Ref: (a) Title 50 U.S.C. Section 797 (1982) (b) DODDIR 5200.8 (c) SECNAVINST 5511.36 (d) NAVSEAINST 5400.1C (e) NAVSEAINST C5511.32A (f) OPNAVINST 5510.1G (g) OPNAVINST 5510.48J (h) DOD 5220.22-M Encl: (1) Access to Vessels by Non-U.S. Citizens Clause (2) Access to Vessels by Non-U.S. Citizens (ACP Certification) 1. Purpose. To revise NAVSEA policy, guidelines, and procedures regarding the control of access to vessels by non-U.S. citizen contractor employees. This is a major revision to the current instruction. 2. Cancellation. This instruction cancels NAVSEAINST 5500.3 of 22 Oct 1985. 3. Discussion a. References (a), (b), (c) and (d) provide authority for NAVSEA to issue regulations restricting access to vessels and sites at which vessels are being constructed, converted, repaired, or overhauled. These regulations are necessary to protect the vessels and sites against destruction, loss, or injury by accident or enemy action, sabotage, or other subversive actions. b. Access to Navy vessels under construction, conversion, repair, or overhaul and to their work sites by non-U.S. citizen contractor employees must be accurately monitored and positively controlled as circumstances warrant. In order to do this effectively without unduly disrupting or encumbering current practices regarding employment of non-U.S. citizens by private industry, contractors who choose to employ non-U.S. citizens on contracts involving the construction, conversion, repair, or overhaul of naval vessels will be required to develop an Access Control Plan (ACP) which must include the minimum conditions and controls as set forth in enclosure (1). NAVSEAINST 5500.3A 2 March 1988 4. Applicability a. This instruction applies to all vessels of the Navy under construction, conversion, repair, or overhaul and all associated work being performed under the cognizance of NAVSEA or its field activities within the continental United States and Hawaii. The term vessel includes every description of water craft or other artificial contrivance used, or capable of being used, as a means of transportation on water. b. Pursuant to Executive Order 12344 of 1 February 1982 as made permanent by Section 1634 of Public Law 98-525, 19 October 1984, the Director, Navy Nuclear Propulsion Program, who also acts as the Deputy Commander for Nuclear Propulsion Program, who also acts as the Deputy Commander for Nuclear Propulsion (NAVSEA 08), is responsible for all matters pertaining to Navy Nuclear Propulsion. Accordingly, the control of access to the propulsion plant spaces of naval nuclear powered vessels or to any Naval Nuclear Propulsion Information, classified or unclassified is governed by references (e), (f), and (g) and is not subject to the provisions of this instruction. c. This instruction does not waive the requirements of reference (g), Chapter 2, Part 2, Paragraph 20210 concerning foreign visitors. 5. Policy a. Control over the access to naval vessels under construction, conversion, repair, or overhaul by contractor employees not known to be U.S. citizens will be maintained by NAVSEA pursuant to conditions and controls required by enclosure (1) which will be included in each contract and agreement. b. No person not known to be a U.S. citizen shall be allowed to go on board vessels of the Navy under construction, conversion, repair, or overhaul except on the authority of COMNAVSEA or his designated field representative assigned supervision of the construction, conversion, repair, or overhaul of the vessel. c. No person not known to be a U.S. citizen shall be allowed at the construction, conversion, repair, or overhaul sites and areas adjacent thereto as specifically designated, including but not limited to shops within naval or commercial shipyards, repair facilities, docks, ways, drydocks, or piers, except on authority of COMNAVSEA, or his designated field representative assigned supervision of the construction, conversion, repair, or overhaul. d. No person not known to be a U.S. citizen shall be eligible for access as provided by paragraphs b and c of this section, except upon a finding by COMNAVSEA, or his designated field representative that such access should be permitted in the best interest of the United States. Such a finding may be made in the NAVSEAINST 5500.3A 2 March 1988 case of non-U.S. citizen contractor employees from friendly countries when the contractor employing these non-U.S. citizens on Navy ship work contracts has an approved ACP that meets, as a minimum, the requirements of enclosure (1). Notwithstanding the existence of an approved ACP, an individual determination must be made by COMNAVSEA or designated Headquarters representative, on the desirability of allowing access of non-U.S. citizens of hostile and/or communist-controlled countries to U.S. Navy vessels. Specific data required for these individuals are delineated in enclosure (1). A list of hostile and/or communist-controlled countries is set forth in reference (h). e. COMNAVSEA maintains authority for Controlled Industrial Area, nuclear work areas, or any other area where Navy Nuclear Propulsion Information or work is ongoing. NAVSEA 08 review and approval of Access Control Plans are required for foreign access into these areas. f. A contractor's compliance with an approved ACP will be monitored and verified on a periodic basis by the cognizant Contract Administration Office (CAO). Noncompliance serves to cancel the authorization previously granted, and the contractor would then be precluded from the continued use of non-U.S. citizens on that contract until such time as compliance with an approved ACP is demonstrated. Continued use of non-U.S. citizen contractor employees without an approved ACP or when a previous authorization has been cancelled, is considered a violation of security regulations. g. When it is in the best interest of the United States, the previous authorization for access of non-U.S. citizen contractor employees may be cancelled by COMNAVSEA. 6. Procedure a. The requirements of this instruction shall be invoked via the clause in enclosure (1) which shall be included in all Navy contracts, agreements, and job orders involving construction, conversion, repair and overhaul of Navy vessels under construction, conversion, repair, or overhaul and all work associated therewith which is being performed under the cognizance of NAVSEA or its field activities and within the continental United States and Hawaii. b. A specific ACP is valid only for the contract or agreement for which it is approved. An ACP which is approved for a Master Ship Repair Agreement (MSRA), an Agreement for Boat Repair (ABR), or a Basic Ordering Agreement (BOA) is valid and applicable to all job orders awarded under the respective agreement. NAVSEAINST 5500.3A 2 March 1988 7. Effective Date. The provisions of this instruction are applicable to all contracts and job orders as described herein which are solicited after 15 March 1988. Existing contracts should be modified using the clause in enclosure (1), at the earliest practical time during the period of performance. 8. Action a. COMNAVSEA (1) COMNAVSEA, or Headquarters designee will have final authority to approve access by non-U.S. citizens of hostile and/or communist-controlled countries. NAVSEA Access Control Plan Committee will provide initial recommendation based on information forwarded by Contract Administration Offices. b. NAVSEA Contracts Directorate (1) The NAVSEA Contracts Directorate will include the clause in enclosure (1) invoking the requirements of this instruction in all Headquarters solicitations for the construction, conversion, repair, or overhaul of naval vessels as applicable under paragraph 4 of this instruction. Enclosure (2) will also be included in all applicable Headquarters solicitation packages. c. NAVSEA Program Managers (1) The NAVSEA Program Manager's Data Manager will list the ACP as a Contract Data Requirements List (CDRL) item. d. NAVSEA Security Manager (1) The NAVSEA Security Manager will establish and maintain guidelines indicating the criteria for an acceptable ACP. e. NAVSEA SUPSHIP Management Group (1) The NAVSEA SUPSHIP Management Group will serve as point of contact for ACP matters. f. NAVSEA Access Control Plan Committee (1) The NAVSEA Access Control Plan (ACP) Committee, composed of representatives of the NAVSEA Security Manager and NAVSEA SUPSHIP Management Group, will provide initial determination of desirability of access to U.S. navy vessels by non-U.S. citizens of hostile and/or communist-controlled countries. Other issues concerning ACPs will also be addressed within this group, with input from other NAVSEA Codes, as appropriate. NAVSEAINST 5500.3A 2 March 1988 g. Contract Administration Office (CAO) (1) The cognizant CAO will include the clause in enclosure (1) and the provision in enclosure (2) in all locally issued ship work or job order solicitations. The CAO will include the clause in enclosure (1) and list the ACP as a CDRL item in all locally issued ship work or job order contracts. (2) The cognizant CAO will review all ACPs for adequacy and compliance with the requirements of enclosure (1), following guidelines promulgated by the NAVSEA Security Manager. The CAO will also advise the contractor of the adequacy of its ACP and, where satisfactory, will approve that ACP. That approval constitutes authorization to employ non-U.S. citizens of friendly countries on Navy ship work contracts subject to the policies of paragraph 5. (3) The cognizant CAO will forward all information concerning access of non-U.S. citizens of hostile and/or communist-controlled countries to the NAVSEA point of contact. Approval/disapproval of ACP will not be delayed for individual access determinations, but CAO must notify the contractor that employees that fall in above category must be denied access until approval is received from COMNAVSEA or headquarters designee. (4) The cognizant CAO will develop a procedure to monitor and verify contractor's compliance with its ACP and advise the NAVSEA SUPSHIP Management Group of noncompliance or violations. (5) The cognizant CAO will maintain on file all data necessary to monitor and verify contractors' compliance with the requirements of enclosure (1). For each contractor, the file must include a copy of its approved ACP and data reflecting number, nationality and positions held by non-U.S. citizen employees of friendly countries. Additional data will be maintained on non-U.S. citizens of hostile/communist-controlled countries approved for access to U.S. Navy vessels. Such additional data will include name, place of birth, citizenship (if different from place of birth), date of entry to U.S., extenuating circumstances (if any) concerning immigration to the U.S., number of years employed by contractor, position, and any stated intent concerning citizenship. (6) The cognizant CAO is responsible to NAVSEA for the oversight of contractor performance to ensure the contractor's compliance with the provisions of its approved ACP. h. Contractor (1) Where non-U.S. citizen contractor employees are used for the accomplishment of ship work under a specific agreement or contract, an ACP which meets the requirements of enclosure (1) NAVSEAINST 5500.3A 2 March 1988 must be developed by the contractor and submitted to the cognizant CAO for approval in accordance with the clause set forth in enclosure (1). Enclosure (2) will be used to show intent of the contractor concerning use of non-U.S. citizen employees, as well as approval ACP or action to develop ACP. (2) When non-U.S. citizen contractor employees are citizens of hostile and/or communist-controlled countries, the contractor is required to submit additional data including name, place of birth, citizenship (if different from place of birth) date of entry to U.S., extenuating circumstances (if any) concerning immigration to the U.S., number of years employed by contractor, position, and any stated intent concerning U.S. citizenship. (3) Prime contractors have full responsibility for the proper administration of the approved ACP for all work performed under the associated contract or agreement regardless of the location of the vessel and must ensure compliance by all subcontractors, technical representatives and other persons granted access to the vessel, adjacent area and work site. /s/ H.L. YOUNG --------------- H.L. Young Vice Commander DISTRIBUTION: See next page NAVSEAINST 5500.3A 2 March 1988 Distribution: SNDL C84 COMNAVSEASYSCOM Share Based Detachments FKP Share Activities Under the command of COMNAVSEASYSCOM Copy to: SNDL 21A Fleet Commanders in Chief 24A Naval Air Force Commanders 24D Surface Force Commanders 24E COMINEWARCOM 24F COMNAVLOGPAC A3 CNO B2A DLA C4L DNL E3B LAB ONR FKQ6B NAVCOASTSYSCEN FKQ6C NAVOCEANSYSCEN FKQ6E DTNSRDC FKQ6F NAVSWC FKQ6G NUSC FKQ6H NAVWPNCEN FKA1A COMNAVAIRSYSCOM FKA1B COMSPAWARSYSCOM FKA1C COMNAVFACENGCOM FKA1F COMNAVSUPSYSCOM (SUP 02, 03,09) FKA8F2 NAVPRO FKM13 SPCC FKM15 ASO FKM22 NAVPUBFORMCEN (300) FT88 EDOSCOL Naval Publications & Printing Service Office, NDW SEA 09B11 (5) SEA 09B38 (100) SEA 0711 (50) Stocked: Commanding Officer Naval Publication and Forms Center 5801 Tabor Avenue Philadelphia, PA 19120-5099 NAVSEAINST 5500.3A 2 March 1988 ACCESS TO VESSELS BY NON-U.S. CITIZENS CLAUSE (a) No person not known to be a U.S. citizen shall be eligible for access to naval vessels, work sites and adjacent areas when said vessels are under construction, conversion, overhaul, or repair, except upon a finding by NAVSEA or his designated representative that such access should be permitted in the best interest of the United States. The contractor shall establish procedures to comply with the requirements of this clause and the NAVSEAINST 5500.3A in effect on the date of this contract or agreement. (b) If the contractor desires to employ non-U.S. citizens in the performance of work under this contract or agreement that requires access as specified in paragraph (a) to this clause, approval must be obtained prior to access for each contract or agreement where such access is required. To request such approval for non-U.S. citizens of friendly countries, the contractor shall submit to the cognizant Contract Administration Office (CAO), an Access control Plan (ACP) which shall contain as a minimum, the following information: (1) Badge or Pass oriented identification, access, and movement control system for non-U.S. citizen employees with the badge or pass to be worn or displayed on outer garments at all times while on the contractor's facilities and when performing work aboard ship. (i) Badges must be of such design and appearance that permits easy recognition to facilitate quick and positive identification. (ii) Access authorization and limitations for the bearer must be clearly established and in accordance with applicable security regulations and instructions. (iii) A control system, which provides rigid accountability procedures for handling lost, damaged, forgotten, and no longer required badges, must be established. (iv) A badge or pass check must be performed at all points of entry to the contractor's facilities or by a site supervisor for work performed on vessels outside of the contractor's plant. (2) Contractor's plan for ascertaining citizenship and for screening employees for security risk. (3) Data reflecting the number, nationality, and positions held by non-U.S. citizen employees, including procedures to update as non-U.S. citizen employee data changes, and pass to cognizant CAO. (4) Contractor's plan for ensuring subcontractor compliance with the provisions of the contractor's ACP. Enclosure (1) NAVSEAINST 5500.3A 2 March 1988 (5) These conditions and controls are intended to serve as guidelines representing the minimum requirements of an acceptable ACP. They are not meant to restrict the contractor in any way from imposing additional controls necessary to tailor these requirements to a specific facility. (c) To request approval for non-U.S. citizens of hostile and/or communist-controlled countries (listed in Department of Defense Manual, DOD 5220.22M or available from cognizant CAO) contractor shall include in ACP the following employee data: name, place of birth, citizenship (if different from place of birth), date of entry to U.S., extenuating circumstances (if any) concerning immigration to U.S., number of years employed by contractor, position, and stated intent concerning U.S. citizenship. COMNAVSEA will make individual determinations of desirability of access for above group. Approval of ACPs for access of non-U.S. citizens of friendly countries will not be delayed for approval of non-U.S. citizens of hostile communist-controlled countries. But until COMNAVSEA approval is received, contractor must deny access to vessels for employees who are non-U.S. citizens of hostile and/or communist-controlled countries. (d) An ACP which has been approved for specific Master Ship Repair Agreement (MSRA) or Agreement for Boat Repair (ABR) or Basic Ordering Agreement (BOA), is valid and applicable to all job orders awarded under that agreement. (e) The contractor shall fully comply with approved ACPs. Noncompliance by the contractor or subcontractor serves to cancel any authorization previously granted, in which case the contractor shall be precluded from the continued use of non-U.S. citizens on this contract or agreement until such time as compliance with an approved ACP is demonstrated and upon a determination by the CAO that the Government's interests are protected. Further, the Government reserves the right to cancel previously granted authority when such cancellation is determined to be in the Government's best interest. Use of non-U.S. citizens, without an approved ACP or when a previous authorization has been cancelled, will be considered a violation of security regulations. Upon confirmation by the CAO of such violation, this contract, agreement or any job order issued under this agreement may be terminated for default. (f) Prime contractors have full responsibility for the proper administration of the approved ACP for all work performed under this contract or agreement regardless of the location of the vessel and must ensure compliance by all subcontractors, technical representatives and other persons granted access to U.S. Navy vessels, adjacent areas, and work sites. (g) In the event the contractor does not intend to employ non-U.S. citizens in the performance of work under this contract, but has non-U.S. citizen employees, such employees must be precluded from access to the vessel and its work site and those shops where work on the vessel's equipment is being performed. The ACP must spell out how non-U.S. citizens are excluded from access to contract work areas. (h) The same restriction as in paragraph (g) above applies to other non-U.S. citizens who have access to the contractor's facilities (e.g., for accomplishing facility improvements, from foreign crewed vessels within its facilities, etc.). Enclosure (1) 2 NAVSEAINST 5500.3A 2 March 1988 Access To Vessels by Non-U.S. Citizens (ACP Certification) (a) The bidder or offeror, in the performance of any contract and/or job order resulting from this solicitation ________ intends, ______ does not intend (check applicable line) to employ non-U.S. citizens in the performance of work that requires access to naval vessels, work sites and adjacent areas when such vessels are under construction, conversion, overhaul or repair. (b) If the bidder or offeror, "intends" in paragraph (a) above, the bidder shall insert in the spaces provided below, the required information: (c) Whether or not the bidder or offeror intends to employ non-U.S. citizens, the actual access of non-U.S. citizens to naval vessels is subject to the requirements of the clause entitled, "ACCESS TO VESSELS BY NON-U.S. CITIZENS". ACCESS CONTROL PLAN (ACP) Approved ACP No._______________________ If no approved ACP, indicate below, actions taken or anticipated relative to ACP submission to applicable Contract Administration Office (See NAVSEA Instruction 5500.3) Enclosure (2) N00024-97-C-2202 ATTACHMENT J-0039 GOVERNMENT PRODUCTION AND RESEARCH PROPERTY AUTHORIZED FOR USE ON A RENT FREE NON-INTERFERENCE BASIS PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC TEST EQUIPMENT MISCELLANEOUS ITEMS MD-E7H903XXX010 N00024-85-C-2144 1 TEST EQUIPMENT NA N00024-85-C-2144 1 DISPLAY UNIT 202 N00024-85-C-2144 1 MONITOR NA N00024-85-C-2144 1 MISCELLANEOUS ITEMS UAV004 N00024-85-C-2144 1 MISCELLANEOUS ITEMS UAE0003 N00024-85-C-2144 1 MISCELLANEOUS ITEMS TBY0008 N00024-85-C-2144 1 MISCELLANEOUS ITEMS TBY0010 N00024-85-C-2144 1 MISCELLANEOUS ITEMS TBY0011 N00024-85-C-2144 1 MULTIPLEXER UAH0009 N00024-85-C-2144 1 MULTIPLEXER UAH0005 N00024-85-C-2144 1 MULTIPLEXER UAH0006 N00024-85-C-2144 1 MULTIPLEXER UAH0005 N00024-85-C-2144 1 MISCELLANEOUS ITEMS TBY0009 N00024-85-C-2144 1 MISCELLANEOUS ITEMS TBY0006 N00024-85-C-2144 1 TEST EQUIPMENT NA N00024-87-C-2257 1 CENTRAL PROCESSING UNIT P90004536 N00024-87-C-2257 1 CENTRAL PROCESSING UNIT P90004543 N00024-87-C-2257 1 ATTENUATOR 300DB BIRD 8329-300 N00024-93-C-2800 1 ATTENUATOR FIXED 10DB 799T-10 N00024-93-C-2800 1 ATTENUATOR FIXED 10DB 799T-10 N00024-93-C-2800 1 ATTENUATOR FIXED 3DB HEWP 8491A-003 N00024-93-C-2800 1 ATTENUATOR FIXED 3DB HEWP 8491A-003 N00024-93-C-2800 1 ATTENUATOR PAD 20DB MOD A00201 N00024-93-C-2800 1 ATTENUATOR SET HEWP/11582A N00024-93-C-2800 1 ATTENUATOR STEP AF117-A-69-34 N00024-93-C-2800 1 CABLE 5F 1428/U 25' RCA F242VV3000A2 N00024-93-C-2800 1 CRYSTAL DETECTOR HEWP/423A N00024-93-C-2800 1 JVDC PROBE (1000X) HVP-250 N00024-93-C-2800 1 METER POWER ALLOY HP 435B N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 MULTIMETER MOD A00201 FLUK/8020B N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 RF SIG GEN 1026-01 GAGATRONICS 72" N00024-93-C-2800 1 SIMPLEX TESTER 125A N00024-93-C-2800 1 SIMPLEX TESTER 125A N00024-93-C-2800 1 SIGNAL DATA REC/REP SET 131-5050-1B N00024-93-C-2800 1 CABLE TESTER 2037-1000 N00024-93-C-2800 1 MULTIMETER DIGITAL FLUKE 8060A N00024-93-C-2800 1 B-2500 ELECTRICAL TOOL TESTER N00024-93-C-2800 1 DIGITAL MULTIMETER FLUKE 8000A N00024-93-C-2800 1 DIGITAL MULTIMETER FLUKE 8000A N00024-93-C-2800 1 DIGITAL MULTIMETER FLUKE 8000A/BU N00024-93-C-2800 1 DIGITAL MULTIMETER FLUKE 87 N00024-93-C-2800 1 DIGITAL MULTIMETER FLUKE 87 N00024-93-C-2800 1 DIGITAL MULTIMETER FLUKE 87 N00024-93-C-2800 1 MULTIMETER DIGITAL FLUKE 8600A N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ RECORDER ERROR 2860047 N00024-93-C-2800 1 RF SIG GEN 1026-01 GIGATRONICS 18"& N00024-93-C-2800 1 RIM-B MEGOHMETER MFGR:PPM INC N00024-93-C-2800 1 RIM-B MEGOHMETER MFGR:PPM INC N00024-93-C-2800 1 RADIO UHF ARC-59 N00024-93-C-2800 1 MTTU JUMPER CABLES 5A460C207 N00024-93-C-2800 1 HANDSET BATH RADIO STATION 503-168-001 N00024-93-C-2800 1 HANDSET PTLD RADIO STATION 503-168-011 N00024-93-C-2800 1 ADAPTER 2041 FOR 17 XTF 2041 N00024-93-C-2800 1 ADAPTER 2041 FOR 17 XTF 2041 N00024-93-C-2800 1 ADAPTER W/G 90 DEG (E) AIRTRON 124837- N00024-93-C-2800 1 ADAPTER W/G 90 DEG (H) AIRTRON 124840- N00024-93-C-2800 1 ADAPTER W/G STRAIGHT AIRTRON 122848- N00024-93-C-2800 1 ADAPTER W/G TO COAXIAL NARDA 614 N00024-93-C-2800 1 ADAPTER W/G TO COAXIAL NARDA 614 N00024-93-C-2800 1 ADAPTER WG COAXIAL 2261A N00024-93-C-2800 1 ALIGNMENT CONTROL PANE USN PT 542 N00024-93-C-2800 1 AMPLIFIER POWER KHOHN HITE 7500 N00024-93-C-2800 1 AMPLIFIER TWTA HUGHES 8010H03R N00024-93-C-2800 1 ANALYZER CRT COLOR MINOLTA CA-100 N00024-93-C-2800 1 ANALYZER CRT COLOR MINOLTA CA-100 N00024-93-C-2800 1 ANALYZER LOGIC TEKTRONIX 1241 N00024-93-C-2800 1 ANALYZER NETWORK HP-8410C N00024-93-C-2800 1 ANALYZER SPECTRUM TEKT/492A N00024-93-C-2800 1 ANALYZER WAVE 3581A N00024-93-C-2800 1 ASSEMBLY TEST PANEL SCC-DCC RAYTHEON 106599 N00024-93-C-2800 1 ATTENUATOR MIDWEST 3551 N00024-93-C-2800 1 ATTENUATOR MIDWEST 3551 N00024-93-C-2800 1 ATTENUATOR 874-GAL N00024-93-C-2800 1 ATTENUATOR FIXED HP 8491B N00024-93-C-2800 1 ATTENUATOR PRECISION STEP Q WEINSCHEL 64A N00024-93-C-2800 1 ATTENUATOR SET HP-11582A N00024-93-C-2800 1 ATTENUATOR SET MIDWEST 3551 N00024-93-C-2800 1 ATTENUATOR STEP 355D N00024-93-C-2800 1 ATTENUATOR STEP 355C N00024-93-C-2800 1 ATTENUATOR VARIABLE NARDA 792FF N00024-93-C-2800 1 ATTENUATOR VARIABLE NARDA 792FF N00024-93-C-2800 1 ATTENUATOR VARIABLE WEINSCHEL 64A N00024-93-C-2800 1 BAND PASS FILTER VNOHN-HITE 3500 N00024-93-C-2800 1 CABLE COAX 50 GHM BNC (M) HEWP/10501A N00024-93-C-2800 1 CABLE COAX 50 GHM BNC (M) HEWP/10501A N00024-93-C-2800 1 CABLE COAX 50 GHM BNC (M) HEWP/10501A N00024-93-C-2800 1 CABLE COAX 50 GHM BNC (M) HEWP/10501A N00024-93-C-2800 1 CABLE DUPLEX 200 FT HEWP/11679B N00024-93-C-2800 1 CABLE POWER METER 25 FT HP-11730C N00024-93-C-2800 1 CABLE POWER METER 25 FT HP-11730C N00024-93-C-2800 1 CABLE SF 1428/U 20 FT RCA/F242VV2400A N00024-93-C-2800 1 CABLE SF 1428/U 25' RCA F242-VV-3000A2 N00024-93-C-2800 1 CALIBRATION KIT HP 85054D N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ CAPACITOR ANALYZER SENCORE LC-102 N00024-93-C-2800 1 COAXIAL DIRECTIONAL BRIDGE HEWP/8721A/008 N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 COAXIAL TERMINATION 908A N00024-93-C-2800 1 CONVERTER FREQUENCY HP-8411A N00024-93-C-2800 1 COUNTER TIME INTERVAL DANA/1996 OPTIO N00024-93-C-2800 1 COUPLER 10DB NARD 4203-10 N00024-93-C-2800 1 COUPLER 16DB NARD 4203-16 N00024-93-C-2800 1 COUPLER 6DB NARD 4203-6 N00024-93-C-2800 1 COUPLER DIRECTIONAL NARDA 4203-10 N00024-93-C-2800 1 COUPLER DIRECTIONAL NARDA 4226-20 N00024-93-C-2800 1 CRYSTAL DETECTOR HEWP/423A N00024-93-C-2800 1 CURRENT MONITOR G2854321 N00024-93-C-2800 1 DATA LINK EMULATOR N00024-93-C-2800 1 DC HI-POT HIPO/HD125 N00024-93-C-2800 1 DECADE RESISTOR RESIST-O-STAT-II N00024-93-C-2800 1 DETECTOR CRYSTAL HP-8472B N00024-93-C-2800 1 DETECTOR CRYSTAL HP-8472B N00024-93-C-2800 1 DETECTOR CRYSTAL HP-8472B N00024-93-C-2800 1 DETECTOR CRYSTAL HP-8472B N00024-93-C-2800 1 DETECTOR CRYSTAL HP-8472B N00024-93-C-2800 1 DIFFEENTIAL VOLTMETER FLUK/893A N00024-93-C-2800 1 DIGITAL MULTIMETER FLUK/8600A N00024-93-C-2800 1 DIGITAL MULTIMETER FLUK/8600A N00024-93-C-2800 1 DIGITAL MULTIMETER FLUK/8600A N00024-93-C-2800 1 DIGITAL MULTIMETER FLUK/8600A N00024-93-C-2800 1 DIGITAL MULTIMETER FLUK/8600A N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ DIGITAL MULTIMETER W/PROBES FLUK/8600A-01 4 N00024-93-C-2800 1 DIGITAL MULTIMETER W/PROBES FLUK/8000A N00024-93-C-2800 1 DIGITAL O-SCOPE MODEL 2430A N00024-93-C-2800 1 DIRECTIONAL COUPLER HEWP/778D N00024-93-C-2800 1 DIRECTIONAL COUPLER HEWP/778D N00024-93-C-2800 1 DISPLAY PHASE MAGNITUDE HP-8412B N00024-93-C-2800 1 DUAL TIME BASE FOR 7904 TEKT/7B92A N00024-93-C-2800 1 DUAL TRACE AMP FOR 7904 TEKT/7A26 N00024-93-C-2800 1 DYNAMIC SIGNAL GENERATOR HP35660A N00024-93-C-2800 1 F/O DRIVER OPT SOURCE 9XT N00024-93-C-2800 1 F/O DRIVER OPT SOURCE 9XT N00024-93-C-2800 1 F/O LASER SOURCE CT1JL7 RIFOCS 263A N00024-93-C-2800 1 F/O METER JUMPER CABLE ST-4 N00024-93-C-2800 1 F/O METER JUMPER CABLE ST-ST1 N00024-93-C-2800 1 F/O METER JUMPER CABLE ST-ST1 N00024-93-C-2800 1 F/O METER JUMPER CABLE ST-ST1 N00024-93-C-2800 1 F/O METER JUMPER CABLE ST-ST1 N00024-93-C-2800 1 F/O METER JUMPER CABLE 6877804-06-0003 N00024-93-C-2800 1 F/O METER JUMPER CABLE N00024-93-C-2800 1 F/O METER JUMPER CABLE N00024-93-C-2800 1 F/O METER JUMPER CABLE ST-ST4 N00024-93-C-2800 1 F/O METER JUMPER CABLE ST-ST4 N00024-93-C-2800 1 F/O METER JUMPER CABLE ST-ST4 N00024-93-C-2800 1 F/O METER JUMPER CABLE 6877804-06-0004 N00024-93-C-2800 1 F/O MODULE LIGHT SOURCE 1700-1300-T N00024-93-C-2800 1 F/O MODULE LIGHT SOURCE 1700-1300-T N00024-93-C-2800 1 F/O POWER METER 17XTF/CT1JL5 N00024-93-C-2800 1 F/O POWER METER R1FOCS 557B N00024-93-C-2800 1 F/O POWER METER 17XTF/CT1JL5 N00024-93-C-2800 1 F/O TEST JUMPER CABLE 6877804-08-0004 N00024-93-C-2800 1 F/O TEST JUMPER CABLE 6877804-08-0002 N00024-93-C-2800 1 F/O TEST JUMPER CABLE 6877804-08-0002 N00024-93-C-2800 1 F/O TEST JUMPER CABLE 6877804-08-0003 N00024-93-C-2800 1 FIBERSCOPE INDUSTRIAL OLYMPUS BF-3C3R N00024-93-C-2800 1 FIXED COAXIAL ATTENUATOR 20 DB N00024-93-C-2800 1 FREQ SELECTIVE VOLTMETER SIERRA 303B FREQUENCY COUNTER HEWP/5340A-001 N00024-93-C-2800 1 FREQUENCY COUNTER RACAL-DANA 1992 N00024-93-C-2800 1 FUSEHOLDER RF HEWP/11509A N00024-93-C-2800 1 GENERATOR DATA/TIME N00024-93-C-2800 1 GENERATOR DISTORTION DIGITECH 2182-0 N00024-93-C-2800 1 GENERATOR PULSE 1HZ-50MHZ P00332057 N00024-93-C-2800 1 GENERATOR SIGNAL H/P 8640BA-001 N00024-93-C-2800 1 GENERATOR SYN 3325A N00024-93-C-2800 1 GENERATOR TRACKING HEWP/8443A N00024-93-C-2800 1 GENERATOR TRACKING HEWP/8444A N00024-93-C-2800 1 HEADSET TELEX PH-61 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ HEADSET TELEX PH62 N00024-93-C-2800 1 HEADSET TELEX PH62 N00024-93-C-2800 1 HIPOT TESTER HIPOTRONICS 800PL N00024-93-C-2800 1 HORN S-BAND NARDA 644 N00024-93-C-2800 1 HORN S-BAND NARDA 644 N00024-93-C-2800 1 HV AC PROBE (1000X) TEKT/P6015 N00024-93-C-2800 1 HV AC PROBE (1000X) TEKT/P6015 N00024-93-C-2800 1 HV DC PROBE HIPO/HVP 250 N00024-93-C-2800 1 HYGROMETER PROBE 700/9A, 700/9-1 N00024-93-C-2800 1 INSTR CAMERA 75MM 6 WATT HEWP/197B W/OPT N00024-93-C-2800 1 INTERFACE BOX N00024-93-C-2800 1 ISOLATION TRANSFORMER SPX-3031 N00024-93-C-2800 1 KEYBOARD LA12-DB N00024-93-C-2800 1 LATCH HANDTOOL KIT AMP 768340-1 N00024-93-C-2800 1 LOAD DUMMY BIRD 8892 W/BA- N00024-93-C-2800 1 LOAD DUMMY BIRD/8135/80A N00024-93-C-2800 1 LOAD DUMMY BIRD 8135/80A N00024-93-C-2800 1 LOAD DUMMY (TERMINATION) TELO/TRM1-3.00 N00024-93-C-2800 1 LOAD DUMMY (TERMINATION) TELO/TRM1-2.00 N00024-93-C-2800 1 LOAD DUMMY (TERMINATION) TELO/TRM1-1.000 N00024-93-C-2800 1 LOAD DUMMY (TERMINATION) TELO/TRM1-1.000 N00024-93-C-2800 1 LOAD DUMMY HI-PWR W/G ARRA 284-920 N00024-93-C-2800 1 LOAD DUMMY HI-PWR W/G ARRA 284-920 N00024-93-C-2800 1 LOAD DUMMY HI-PWR W/G ARRA 284-920 N00024-93-C-2800 1 LOAD DUMMY W/G ARRA 284-920 N00024-93-C-2800 1 MEGGER BIDDLE 212159 N00024-93-C-2800 1 MEGGER 100-500 VOLT AULINST 1602 N00024-93-C-2800 1 METER FM/AM MODULATION MARCONI TF-2304 N00024-93-C-2800 1 METER PEAK POWER WAVETEK 8501 N00024-93-C-2800 1 METER POWER HP-436A N00024-93-C-2800 1 METER POWER HP-436A N00024-93-C-2800 1 METER POWER BOONTON 4200-S/ N00024-93-C-2800 1 METER POWER HP-436A N00024-93-C-2800 1 METER POWER BOONTON 4200-S/ N00024-93-C-2800 1 METER POWER HP-436A N00024-93-C-2800 1 METER POWER HP-436A N00024-93-C-2800 1 METER POWER HP-436A N00024-93-C-2800 1 METER POWER HP-436A N00024-93-C-2800 1 METER POWER BOONTON 4200-S/ N00024-93-C-2800 1 METER POWER HEWP/HP-435B N00024-93-C-2800 1 METERO MILLIAMPT CLIP-ON HP-428B W/PROBE N00024-93-C-2800 1 MICROSCOPE TEST BENCH B1W N00024-93-C-2800 1 MILLIOHMETER BIDDLE 247800 N00024-93-C-2800 1 MILLIVOLTMETER RF DANA/9302 OPT 3 N00024-93-C-2800 1 MILLIVOLTMETER RF DANA/9302 OPT 3 N00024-93-C-2800 1 MIXER S-BAND AMAC MDC-154 N00024-93-C-2800 1 MIXER S-BAND ANZAC MDC-154 N00024-93-C-2800 1 MODULATOR RF HEWP/11720A N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ MOUNT THERMISTOR HEWP/8478B N00024-93-C-2800 1 MOUNT THERMISTOR HEWP/8481A N00024-93-C-2800 1 MULTIMETER FLUK/8020B N00024-93-C-2800 1 MULTIMETER FLUK/8020B N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 MULTIMETER ANALOG SIMP/260-6XLP N00024-93-C-2800 1 MULTIMETER ANALOG SIMP/260-6XLP N00024-93-C-2800 1 MULTIMETER ANALOG SIMP/260-6XLP N00024-93-C-2800 1 MULTIMETER ANALOG SIMP/260-6XLP N00024-93-C-2800 1 MULTIMETER ANALOG SIMP/260-6XLP N00024-93-C-2800 1 MULTIMETER DC FLUKE 8060A N00024-93-C-2800 1 MULTIMETER DC FLUKE 8060A N00024-93-C-2800 1 MULTIMETER DIGITAL HP-3478A N00024-93-C-2800 1 MULTIMETER DIGITAL HP-3478A N00024-93-C-2800 1 MULTIMETER DIGITAL FLUKE 77AN N00024-93-C-2800 1 MULTIMETER DIGITAL FLUKE 77AN N00024-93-C-2800 1 MULTIMETER DIGITAL FLUK/8800A-02 N00024-93-C-2800 1 MULTIMETER DIGITAL FLUK/8800A-02 N00024-93-C-2800 1 MULTIMETER DIGITAL HV PROBE MODEL 641 N00024-93-C-2800 1 MULTIMETER DIGITAL HV PROBE MODEL 641 N00024-93-C-2800 1 MULTIMETER DIGITAL HV PROBE MODEL 641 N00024-93-C-2800 1 MULTIMETER DIGITAL HV PROBE MODEL 641 N00024-93-C-2800 1 NETWORK ANALYZER 5EK 3002 PRISM N00024-93-C-2800 1 NITRO CHARGE KIT MOORESTOWN N00024-93-C-2800 1 OSCILLATOR AUDIO HEWP/3312A N00024-93-C-2800 1 OSCILLATOR SWEEP HP-8622B N00024-93-C-2800 1 OSCILLOSCOPE PLUG IN 7A26 N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX 2246 N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX 2430A N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX 2467B N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX 2467B N00024-93-C-2800 1 OSCILLOSCOPE TEKT/7904 N00024-93-C-2800 1 OSCILLOSCOPE TEKT/AN/USM-244 N00024-93-C-2800 1 OSCILLOSCOPE N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX 2246 N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX 2246 N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX 2467B N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX 2246 N00024-93-C-2800 1 OSCILLOSCOPE TEK 2246 N00024-93-C-2800 1 OSCILLOSCOPE TEK 213 N00024-93-C-2800 1 OSCILLOSCOPE 150 MHZ TEKTRONIX 2245 N00024-93-C-2800 1 OSCILLOSCOPE 150 MHZ TEKTRONIX 2245 N00024-93-C-2800 1 OSCILLOSCOPE 150 MHZ TEKTRONIX 2245 N00024-93-C-2800 1 OSCILLOSCOPE 400 MHZ TEK 2467B N00024-93-C-2800 1 OSCILLOSCOPE CAMERA C30BP N00024-93-C-2800 1 OSCILLOSCOPE CAMERA C30BP N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ PC ANZUS SYSTEM HP 600 450 N00024-93-C-2800 1 PHASE ROTATION IND WEIM/4600 N00024-93-C-2800 1 PHASE ROTATION IND WEIM/4600 N00024-93-C-2800 1 PHASE SEQUENCE METER ETCON PS-720 N00024-93-C-2800 1 PHASE SEQUENCE METER 60 HZ ETCON PS-720 N00024-93-C-2800 1 PHASE SHIFTER MERRIMAR PS-5-6 N00024-93-C-2800 1 PHASE SHIFTER MERRIMAR PS-5-6 N00024-93-C-2800 1 PHONE SOUND POWERED DYNALEC N00024-93-C-2800 1 PHONE SOUND POWERED DYNALEC N00024-93-C-2800 1 PHONE SOUND POWERED DYNALEC N00024-93-C-2800 1 PHONE SOUND POWERED DYNALEC N00024-93-C-2800 1 PLUG IN SPECTRUM ANALYZER H/P 8552B N00024-93-C-2800 1 PLUG IN SPECTRUM ANALYZER H/P 8552B N00024-93-C-2800 1 PLUG IN SWEEP OSC H/P 86290C N00024-93-C-2800 1 PLUG-IN AMP FOR 7904 TEKT/7A19 N00024-93-C-2800 1 PLUG-IN SWEEP OSCILLATOR HP-86222B N00024-93-C-2800 1 PORTABLE DATA INTERROGATOR MOORESTOWN N00024-93-C-2800 1 POWER METER HEWP/432B N00024-93-C-2800 1 POWER SENSOR HP-8481A N00024-93-C-2800 1 POWER SENSOR HP-8481A N00024-93-C-2800 1 POWER SENSOR HP-8481A N00024-93-C-2800 1 POWER SENSOR HP-8481A N00024-93-C-2800 1 POWER SENSOR HP-8481A N00024-93-C-2800 1 POWER SENSOR HP-8481A N00024-93-C-2800 1 POWER SENSOR HP-8484A N00024-93-C-2800 1 POWER SENSOR CABLE HP 11730P N00024-93-C-2800 1 POWER SENSOR CABLE HP-11730P N00024-93-C-2800 1 POWER SPLITTER HEWP 11667A N00024-93-C-2800 1 POWER SUPPLY DC HEWP 6234A N00024-93-C-2800 1 POWER SUPPLY DC HEWP 6234A N00024-93-C-2800 1 POWER SUPPLY DC HEWP 6234A N00024-93-C-2800 1 POWER SUPPLY DC HEWP 6234A N00024-93-C-2800 1 POWER SUPPLY DC HEWP 6234A N00024-93-C-2800 1 POWER SUPPLY DC 6266B N00024-93-C-2800 1 PROBE P6015 N00024-93-C-2800 1 PROBE 100X AV-5344 N00024-93-C-2800 1 PROBE 100X TEK P6009 N00024-93-C-2800 1 PROBE HIGH VOLTAGE FLUKE 80K-40 N00024-93-C-2800 1 PROBE HIGH VOLTAGE FLUKE 80K-40 N00024-93-C-2800 1 PROBE HIGH VOLTAGE FLUKE 80K-40 N00024-93-C-2800 1 PROBE HIGH VOLTAGE CP/HVP 250 N00024-93-C-2800 1 PROBE HIGH VOLTAGE CB/HVP 250 N00024-93-C-2800 1 PROBE RF FLUK/85RF-1 N00024-93-C-2800 1 PROBE RF FLUK/85RF-1 N00024-93-C-2800 1 PROBE VOLTAGE 10X2M TEKT/010-6106-0 N00024-93-C-2800 1 PULSE GENERATOR (DATA PULSE) SYSTRON DONNER N00024-93-C-2800 1 PURGE KIT N00024-93-C-2800 1 QUADRATURE TEST SET W60003 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ QUADRATURE TEST SET RAYTHEON W89022 N00024-93-C-2800 1 RADIATION HAZARD MONITOR NARDA 8616 N00024-93-C-2800 1 RAVE OPT SYSTEM RAVE SN 0111 N00024-93-C-2800 1 RAVE OPT SYSTEM RAVE SN 0110 N00024-93-C-2800 1 RECORDER XY HP-7046B N00024-93-C-2800 1 RECORDER XY HP-8405A N00024-93-C-2800 1 S BAND HORN NARD/644 N00024-93-C-2800 1 SABLE SF 1428/25' RCA F242-VV-3000A2 N00024-93-C-2800 1 SENSOR POWER HEWP/8481A N00024-93-C-2800 1 SENSOR POWER HP-8484A N00024-93-C-2800 1 SENSOR POWER HP-8484A N00024-93-C-2800 1 SENSOR POWER HP-8482A N00024-93-C-2800 1 SENSOR POWER HP-8484A N00024-93-C-2800 1 SENSOR POWER HEWP/8481A N00024-93-C-2800 1 SENSOR POWER HP-8482A N00024-93-C-2800 1 SENSOR, POWER HP-8481A N00024-93-C-2800 1 SENSOR, POWER HP-8484A W/1170 N00024-93-C-2800 1 SENSOR, POWER HP-8484A W/1170 N00024-93-C-2800 1 SHELF MAINT EQUIPMENT RAYTHEON 928262 N00024-93-C-2800 1 SHIFTER PHASE COAXIAL NARDA 3752 N00024-93-C-2800 1 SIGNAL GENERATOR WAVETEK 3006 N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SOUND POWERED PHONES OS INSTRUMENT C N00024-93-C-2800 1 SPECTRUM ANALYZER HEWP/141T N00024-93-C-2800 1 SPECTRUM ANALYZER HEWP/141T N00024-93-C-2800 1 SPECTRUM ANALYZER HEWP/141T N00024-93-C-2800 1 SPECTRUM ANALYZER PLUG IN HEWP/8555A N00024-93-C-2800 1 SPECTRUM ANALYZER PLUG IN HEWP/8555A N00024-93-C-2800 1 SPECTRUM ANALYZER PLUG-IN HEWP/8556A N00024-93-C-2800 1 SPECTRUM ANALYZER PLUG-IN HEWP/8554B N00024-93-C-2800 1 SPECTRUM ANALYZER PLUG-IN HEWP/8553B N00024-93-C-2800 1 SPECTRUM ANALYZER PLUG-IN HEWP/8553B N00024-93-C-2800 1 SPECTRUM ANALYZER PLUG-IN HEWP/8552B N00024-93-C-2800 1 STORAGE OSCILLOSCOPE TEKT/466 N00024-93-C-2800 1 STORAGE OSCOPE W/MEMORY NIC 2090-IIIB N00024-93-C-2800 1 STROBOTAC GENRAD 1531 N00024-93-C-2800 1 SUPPLY COLD LIGHT OLYMPUS 1LK5 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ SWITCHER HUNTRON 410 N00024-93-C-2800 1 SYNCHRO TESTER 400 HZ FORWAY MODEL MK N00024-93-C-2800 1 SYNCHRO TESTER 400 HZ FORWAY MODEL MK N00024-93-C-2800 1 TAPE RECORDER HEWP/3964A W/4E N00024-93-C-2800 1 TERMINATION 50 OHM 50T-006-3:5:1 N00024-93-C-2800 1 TERMINATION 50 OHM 50T-006-3:5:1 N00024-93-C-2800 1 TERMINATION 50 OHM HEWP 909A-013 N00024-93-C-2800 1 TERMINATION 50 OHM 50T-006-3:1 N00024-93-C-2800 1 TERMINATION 50 OHM 50T-006-3:1 N00024-93-C-2800 1 TERMINATION 50 OHM HEWP 909A-013 N00024-93-C-2800 1 TERMINATION COAXIAL HP 909A N00024-93-C-2800 1 TERMINATION COAXIAL HP 909A N00024-93-C-2800 1 TERMINATION 50 OHM HEWP/908A N00024-93-C-2800 1 TERMINATION 50 OHM NARD/370BNF N00024-93-C-2800 1 TERMINATION 50 OHM HEWP/908A N00024-93-C-2800 1 TERMINATION 50 OHM NARD/370BNF N00024-93-C-2800 1 TERMINATION 50 OHM NARD/370BNF N00024-93-C-2800 1 TERMINATION 50 OHM NARD/370BNF N00024-93-C-2800 1 TERMINATION 50 OHM HEWP/908A N00024-93-C-2800 1 TERMINATION 50 OHM HEWP/908A N00024-93-C-2800 1 TEST PANEL ASSY RAYTHEON 106599 N00024-93-C-2800 1 TEST PORT RETURN CABLES HP 85132E/F N00024-93-C-2800 1 TEST SET RADIATION HAZARD NARDA 70039 N00024-93-C-2800 1 THERMOMETER DIGITAL FLUK/2165A N00024-93-C-2800 1 THERMOMETER DIGITAL FLUKE 52 N00024-93-C-2800 1 THERMOMETER DIGITAL FLUKE 52 N00024-93-C-2800 1 THERMOMETER DIGITAL FLUKE 52 N00024-93-C-2800 1 THERMOMETER DIGITAL FLUKE 52 N00024-93-C-2800 1 TRACKER HUNTRON 2000A N00024-93-C-2800 1 TRUE RMS DIGITAL MULTIMETER DATA PRECISION N00024-93-C-2800 1 TRUE RMS VOLTMETER BALL/323-20 MOD N00024-93-C-2800 1 TV TRACKER CT0JZ3 SN7 N00024-93-C-2800 1 TV TRACKER CTOJZ3 SN8 N00024-93-C-2800 1 VISICORDER 18 CHAN HONEYWELL 1858- N00024-93-C-2800 1 VOLTMETER HEWP/400GL N00024-93-C-2800 1 VOLTMETER DIFFERENTIAL FLUKE 893A N00024-93-C-2800 1 VOLTMETER PHASE ANGLE NORTH ATLANTIC N00024-93-C-2800 1 VOLTMETER TRUE RMS FLUKE 8920A N00024-93-C-2800 1 VOLTMETER TRUE RMS FLUKE 8920A N00024-93-C-2800 1 WATTMETER 4410A BIRD 440A N00024-93-C-2800 1 WATTMETER TERMLINE BIRD 6156 N00024-93-C-2800 1 XY RECORDER WX2400 N00024-93-C-2800 1 XY RECORDER GRAPHTEC 4000 N00024-93-C-2800 1 AC VOLTMETER MODEL 3056A N00024-93-C-2800 1 AMP METER YEW MODEL 2013- N00024-93-C-2800 1 ANEMOMETER TESTER 623081-1 N00024-93-C-2800 1 CART OSCILLOSCOPE TEKTRONIX K212 N00024-93-C-2800 1 CART OSCILLOSCOPE TEKTRONIX K213 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ CHART RECORDER BRUSH 220 N00024-93-C-2800 1 COAX TERMUNATION HP 909A N00024-93-C-2800 1 DC POWER SUPPLY MODEL 6267B N00024-93-C-2800 1 DIRECTIONAL W/G COUPLER HP-H-752C N00024-93-C-2800 1 DISTORTION ANALYZER MODEL 334A N00024-93-C-2800 1 DUAL DC POWER SUPPLY MODEL 6205C N00024-93-C-2800 1 EXTENDER BOARD 8006-8185-1 N00024-93-C-2800 1 EXTENDER BOARD 8006-8185-1 N00024-93-C-2800 1 FREQUENCY COUNTER MODEL 5383A N00024-93-C-2800 1 FUNCTION GENERATOR MODEL 3314A N00024-93-C-2800 1 MULTIMETER MODEL 8010A N00024-93-C-2800 1 MULTIMETER MODEL 8050A N00024-93-C-2800 1 OSCILLOSCOPE MODEL 2215A N00024-93-C-2800 1 OSCILLOSCOPE MODEL 7603 N00024-93-C-2800 1 OSCILLOSCOPE MODEL 2445A N00024-93-C-2800 1 PLUG-IN DUAL TRACE AMPLIFIER MODEL 7A-18A N00024-93-C-2800 1 PLUG-IN SINGLE TRACE AMPLIFIER MODEL 7A15A N00024-93-C-2800 1 PLUG-IN TIME BASE MODEL7B-53A N00024-93-C-2800 1 PRECISION ADAPTER SET 8801K N00024-93-C-2800 1 PULSE GENERATOR MODEL 8011A N00024-93-C-2800 1 RMS VOLTMETER MODEL 3400A N00024-93-C-2800 1 SOUND LEVEL METER MODEL 2230 N00024-93-C-2800 1 SWITCHER UNIT MODEL HSR410 N00024-93-C-2800 1 TRACKER MODEL 2000 N00024-93-C-2800 1 TRACKER MODEL 2000 N00024-93-C-2800 1 TRACKER MODEL 2000 N00024-93-C-2800 1 VARIABLE W/G ATTENUATOR HP-H-382A N00024-93-C-2800 1 VHF ATTENUATOR MODEL 355D N00024-93-C-2800 1 VHF ATTENUATOR MODEL 355C N00024-93-C-2800 1 VOLTMETER SIMPSON 260 N00024-93-C-2800 1 WG ADAPTER HP-H-281A N00024-93-C-2800 1 WG ADAPTER HP-HX292B N00024-93-C-2800 1 WG COAXIAL ADAPTER HP-H-281A N00024-93-C-2800 1 WG COAXIAL PREC ADAPTER HP-X-281C N00024-93-C-2800 1 WG COAXIAL PREC ADAPTER HP-X-281C N00024-93-C-2800 1 XTAL DETECTOR HP 84708 N00024-93-C-2800 1 XTAL DETECTOR HP 84708 N00024-93-C-2800 1 ANALYZER NETWORK 121 MODEL 182T N00024-93-C-2800 1 ANALYZER SPECTRUM HP-8559A N00024-93-C-2800 1 ATTENUATOR STEP MODEL AF-117A-6 N00024-93-C-2800 1 COUNTER ELECTRONIC MODEL ECL 548A N00024-93-C-2800 1 COUPLER DIRECTIONAL MODEL 4203-6 N00024-93-C-2800 1 COUPLER DIRECTIONAL MODEL 3222-16 N00024-93-C-2800 1 COUPLER DIRECTIONAL 4203-10 N00024-93-C-2800 1 COUPLER DIRECTIONAL 4203-10 N00024-93-C-2800 1 COUPLER DIRECTIONAL MODEL 4203-10 N00024-93-C-2800 1 DETECTOR MODEL 11664A N00024-93-C-2800 1 DETECTOR MODEL 11664A N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ DETECTOR MODEL 11664A N00024-93-C-2800 1 MILLAMETER ANALOG MODEL HP-428A N00024-93-C-2800 1 MODULATOR #141 MODEL 11665B N00024-93-C-2800 1 PLUG IN MODEL 86222A N00024-93-C-2800 1 PLUG IN RF MODEL 8755B N00024-93-C-2800 1 POWER SUPPLY 33DC MODEL 6214A N00024-93-C-2800 1 RECORDER LAB YX MODEL 7045A N00024-93-C-2800 1 RELECTRORMETER BRIDGE MODEL HP 11666A N00024-93-C-2800 1 SPLITTER POWER MODEL 11667A N00024-93-C-2800 1 SWEEPER MAINFRAME MODEL 86202 N00024-93-C-2800 1 SWEEPER MAINFRAME MODEL 8620C N00024-93-C-2800 1 SWEEPER PLUG IN MODEL 86290A N00024-93-C-2800 1 SWEEPER PLUG IN MODEL 86290C N00024-93-C-2800 1 ATTENUATOR STEP NARDA 705B-99 N00024-93-C-2800 1 COUPLER DIRECTIONAL NARDA 3222-16 N00024-93-C-2800 1 GENERATOR PULSE HP-8111A N00024-93-C-2800 1 MAIN FRAME SPECTRUM ANALYZER HP-141-T N00024-93-C-2800 1 MAIN FRAME SWEEP OSCILLATOR HP 8620C N00024-93-C-2800 1 OSCILLOSCOPE TEKTRONIX MODEL N00024-93-C-2800 1 PLUG IN SPECTRUM ANALYZER HP-8552B N00024-93-C-2800 1 PLUG IN SPECTRUM ANALYZER HP-8555A N00024-93-C-2800 1 PLUG IN SWEEP OSCILLATOR HP-8622B N00024-93-C-2800 1 TERMINATION 50 OHM NARDA 370 BNM N00024-93-C-2800 1 CABLE SF 1428/U 25' RCA N00024-93-C-2800 1 CABLE SF 1428/U 25' RCA N00024-93-C-2800 1 AC VOLTMETER HP-3400A N00024-93-C-2800 1 ACCELEROMETER 788206 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 762748 N00024-93-C-2800 1 ACCELEROMETER 3785 N00024-93-C-2800 1 ACCELEROMETER 3783 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 2932 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4384 N00024-93-C-2800 1 ACCELEROMETER 4384 N00024-93-C-2800 1 ACCELEROMETER 3788 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER T-305S N00024-93-C-2800 1 ACCELEROMETER T-4371 N00024-93-C-2800 1 ACCELEROMETER 2177 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER PCB 307A N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K TYPE 4371 N00024-93-C-2800 1 ACCELEROMETER B&K TYPE 4371 N00024-93-C-2800 1 ACCELEROMETER B&K TYPE 4371 N00024-93-C-2800 1 ACCELEROMETER B&K TYPE 4371 N00024-93-C-2800 1 ACCELEROMETER B&K TYPE 4384 N00024-93-C-2800 1 ACCELEROMETER B&K TYPE 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER PCB 307A N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER B&K TYPE 4384 N00024-93-C-2800 1 ACCELEROMETER 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER V/G LOW N00024-93-C-2800 1 ACCELEROMETER 4370 N00024-93-C-2800 1 ACCELEROMETER B&K 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER 4384 N00024-93-C-2800 1 ACCELEROMETER B&K 4371 N00024-93-C-2800 1 ACCELEROMETER CALIBRATOR B&K 4294 N00024-93-C-2800 1 ACCELEROMETER CALIBRATOR B&K 4291 N00024-93-C-2800 1 ACCELEROMETER CALIBRATOR 4294 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ AMPLIFIER CARD 216A-01-A-01-04 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216a-01-a-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 AMPLIFIER CARD 216A-01-A-01-03 N00024-93-C-2800 1 ANALYZER TEKTRONIX 2630 N00024-93-C-2800 1 B&K POWER AMP 2706 N00024-93-C-2800 1 CHARGE AMP 2635 N00024-93-C-2800 1 DEGAUSSER TAPE AUTOMATIC TD-2903-4B N00024-93-C-2800 1 DUAL DC POWER SUPPLY 6205C N00024-93-C-2800 1 EXTENDER BOARD X2A 100 PIN N00024-93-C-2800 1 EXTENDER BOARD X1A 80 PIN N00024-93-C-2800 1 FORCE TRANSDUCER MODEL #205A N00024-93-C-2800 1 FORCE TRANSDUCER MODEL #1061V1 N00024-93-C-2800 1 FOURNIER ANALYZER TEKTRONIX 2630 N00024-93-C-2800 1 FUNCTION GENERATOR W/POWER CORD HP-3310A N00024-93-C-2800 1 FUNCTION GENERATOR W/POWER CORD HP-3310A N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE AMP 2644 N00024-93-C-2800 1 LINE DRIVE PREAMPLIFIER B&K 2644 N00024-93-C-2800 1 LINE DRIVE PREAMPLIFIER B&K 2644 N00024-93-C-2800 1 LINE DRIVE PREAMPLIFIER B&K 2644 N00024-93-C-2800 1 LINE DRIVE PREAMPLIFIER B&K 2644 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ LINE DRIVE SUPPLY B&K 5910 N00024-93-C-2800 1 LINE DRIVE SUPPLY B&K 5910 N00024-93-C-2800 1 MAIN FRAME SIG CONDITIONER 216A-01-0113- N00024-93-C-2800 1 O'SCOPE MONITOR 1200B(R) N00024-93-C-2800 1 O'SCOPE MONITOR 1200B(R) N00024-93-C-2800 1 O'SCOPE MONITOR 1200B(R) N00024-93-C-2800 1 O'SCOPE W/2EA PROBE LINE 2235 N00024-93-C-2800 1 O'SCOPE W/2EA PROBE LINE CORD 2215 N00024-93-C-2800 1 OSCILLOSCOPE MONITOR 1200B N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PRE-AMPLIFIER 600-SE-20/40 N00024-93-C-2800 1 PREAMPLIFIER 600A-00-20 N00024-93-C-2800 1 PREAMPLIFIER 23201-28 N00024-93-C-2800 1 PREAMPLIFIER 600A-00-20 N00024-93-C-2800 1 PREAMPLIFIER 600A-00-20 N00024-93-C-2800 1 PREAMPLIFIER 600A-00-20 N00024-93-C-2800 1 PREAMPLIFIER 600A-00-20 N00024-93-C-2800 1 PREAMPLIFIER 23201-24 N00024-93-C-2800 1 PREAMPLIFIER 23201-27 N00024-93-C-2800 1 PREAMPLIFIER 23201-17 N00024-93-C-2800 1 PREAMPLIFIER 600A-00-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600-SE-20 N00024-93-C-2800 1 PREAMPLIFIER 600SE-20 N00024-93-C-2800 1 PRECISION FILTER 216A-01-R-0-18- N00024-93-C-2800 1 PRECISION FILTER 216A N00024-93-C-2800 1 PRECISION FILTER 216A-01-R-0-18- N00024-93-C-2800 1 PROCESSOR MULTI CHANNEL SIG. 60884 N00024-93-C-2800 1 PROGRAMMED SCANNER TI5003 N00024-93-C-2800 1 RECORDER HONEYWELL 101 N00024-93-C-2800 1 RECORDER 101 N00024-93-C-2800 1 RECORDER HONEYWELL 101 N00024-93-C-2800 1 RMS VOLTMETER HP-3400A N00024-93-C-2800 1 SOUND POWERED HEADSET H-5030 N00024-93-C-2800 1 SOUND POWERED HEADSET J5090 N00024-93-C-2800 1 SPECTRUM ANALYZER HP-3561A N00024-93-C-2800 1 SPECTRUM ANALYZER HP-3561A N00024-93-C-2800 1 TAPE RECORDER N00024-93-C-2800 1 TAPE RECORDER N00024-93-C-2800 1 TAPE RECORDER B&K 7007A N00024-93-C-2800 1 UNIVERSAL COUNTER HP-5315B N00024-93-C-2800 1 UNIVERSAL COUNTER HP-5315B N00024-93-C-2800 1 VIBRATION EXCITER 4809 N00024-93-C-2800 1 RADIATION HAZ TEST SET N00024-93-C-2800 1 355D VHF ATTENUATOR DC-120DB N00024-93-C-2800 1 ACCELEROMETER MODEL 4371 N00024-93-C-2800 1 ACCELEROMETER MODEL 4371 N00024-93-C-2800 1 ACCELEROMETER 10 V/G LOW G MODEL 8306S N00024-93-C-2800 1 ADAPTER PLUG IN MODEL 10590A N00024-93-C-2800 1 ADAPTER PLUG IN MODEL 10590A N00024-93-C-2800 1 ADAPTER PLUG IN MODEL 10590A N00024-93-C-2800 1 ADAPTER PLUG IN MODEL 10590A N00024-93-C-2800 1 ADAPTER W/G NARDA 615 N00024-93-C-2800 1 ADAPTER WAVEGUIDE MODEL UG-1358/U N00024-93-C-2800 1 ADAPTER WAVEGUIDE MODEL UG-1358/U N00024-93-C-2800 1 AMPLIFIER MODEL 8447F N00024-93-C-2800 1 AMPLIFIER MODEL 7A19 N00024-93-C-2800 1 AMPLIFIER DUAL TRACE MODEL 7A26 N00024-93-C-2800 1 AMPLIFIER V DUAL CHANNEL MODEL 1801A N00024-93-C-2800 1 AMPLIFIER V DUAL CHANNEL MODEL 1801A N00024-93-C-2800 1 AMPLIFIER V DUAL CHANNEL MODEL 1801A N00024-93-C-2800 1 ANALYZER SPECTRUM MODEL HP 8569A N00024-93-C-2800 1 ANALYZER WAVE MODEL 3581A/C N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ ANGLE POSITION IND 8810 N00024-93-C-2800 1 ATTENUATOR 8323 N00024-93-C-2800 1 ATTENUATOR POWER 8323 N00024-93-C-2800 1 ATTENUATOR MODEL 4M-30 N00024-93-C-2800 1 ATTENUATOR 20DB N00024-93-C-2800 1 ATTENUATOR MODEL 4M-10 N00024-93-C-2800 1 ATTENUATOR MODEL 4M-20 N00024-93-C-2800 1 ATTENUATOR MODEL 4M-6 N00024-93-C-2800 1 ATTENUATOR N00024-93-C-2800 1 ATTENUATOR N00024-93-C-2800 1 ATTENUATOR MODEL 4M-2 N00024-93-C-2800 1 ATTENUATOR COAXIAL STEP MODEL 8495A N00024-93-C-2800 1 ATTENUATOR COAXIAL STEP MODEL 8494A N00024-93-C-2800 1 ATTENUATOR COAXIAL STEP MODEL 8495A N00024-93-C-2800 1 ATTENUATOR COAXIAL STEP MODEL 8494A N00024-93-C-2800 1 ATTENUATOR FIXED 10DB MODEL WEINSCHEL N00024-93-C-2800 1 ATTENUATOR FIXED 3DB WEINSCHEL MODEL N00024-93-C-2800 1 ATTENUATOR FIXED COAXIAL MODEL 8491A N00024-93-C-2800 1 ATTENUATOR FIXED COAXIAL MODEL 8491A N00024-93-C-2800 1 ATTENUATOR FIXED GDB N00024-93-C-2800 1 ATTENUATOR FIXED GDB N00024-93-C-2800 1 ATTENUATOR REFERENCE MODEL HP-1170BA N00024-93-C-2800 1 ATTENUATOR STEP MODEL 3550 N00024-93-C-2800 1 ATTENUATOR STEP MODEL 3550 N00024-93-C-2800 1 ATTENUATOR STEP MODEL 355C N00024-93-C-2800 1 ATTENUATOR STEP MODEL 355C N00024-93-C-2800 1 ATTENUATOR VARIABLE MODEL 432D N00024-93-C-2800 1 AUDIO OUTPUT METER MODEL 1840 N00024-93-C-2800 1 BAND PASS N00024-93-C-2800 1 BRIDGE IMPENDANCE MODEL 1650B N00024-93-C-2800 1 CABLE EXTENDER 200 FT MODEL 11679B N00024-93-C-2800 1 CALIBRATOR MODEL 11683A N00024-93-C-2800 1 CALIBRATOR POWER METER GEN MICRO #308 N00024-93-C-2800 1 CIRCUIT BKR TEST N00024-93-C-2800 1 CONVERTER FREQUENCY MODEL 5354A N00024-93-C-2800 1 CONVERTER FREQUENCY MODEL 5354A N00024-93-C-2800 1 CONVERTER FREQUENCY MODEL 5354A N00024-93-C-2800 1 COUNTER MODEL 5354A N00024-93-C-2800 1 COUNTER MODEL 5354A N00024-93-C-2800 1 COUNTER MODEL 5354A N00024-93-C-2800 1 COUNTER MODEL 5354A N00024-93-C-2800 1 COUNTER MODEL 5354A N00024-93-C-2800 1 COUNTER (ENG SYM) MODEL 5300B N00024-93-C-2800 1 COUNTER ELECTRONIC MODEL 5354A N00024-93-C-2800 1 COUNTER FREQUENCY PLUG IN N00024-93-C-2800 1 COUPLER DIRECTIONAL N00024-93-C-2800 1 COUPLER DIRECTIONAL N00024-93-C-2800 1 COUPLER DIRECTIONAL DUAL MODEL 778D N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ COUPLER DIRECTIONAL DUAL NARDA 3022 N00024-93-C-2800 1 COUPLER MULTIHOLE MODEL 752C N00024-93-C-2800 1 DATA TRANSMISSION TEST SET 404 TS-3643 AN N00024-93-C-2800 1 DC OFFSET AMP 1803A N00024-93-C-2800 1 DECADE RESISTANCE 1433-9704 N00024-93-C-2800 1 DECADE RESISTANCE MODEL 1433Q N00024-93-C-2800 1 DETECTOR CRYSTAL MODEL HP-423A N00024-93-C-2800 1 DETECTOR CRYSTAL MODEL 423B N00024-93-C-2800 1 DETECTOR CRYSTAL MODEL 423B N00024-93-C-2800 1 DETECTOR CRYSTAL MODEL 423B N00024-93-C-2800 1 DETECTORS 11664A N00024-93-C-2800 1 DETECTORS 11664A N00024-93-C-2800 1 DIGISTRIP III MODEL DR-3G N00024-93-C-2800 1 DIGITAL ANGLE POSITION N00024-93-C-2800 1 ELECTRIC DUMMY LOAD 2D37129-1 N00024-93-C-2800 1 EXTENDER BOARD MODEL X1A N00024-93-C-2800 1 EXTENDER BOARD X2A N00024-93-C-2800 1 EXTENDER BOARD KIT N00024-93-C-2800 1 FILTER BAND PASS 3202 N00024-93-C-2800 1 FILTER LOW PASS MODEL 360B N00024-93-C-2800 1 FILTER LOW PASS N00024-93-C-2800 1 FIXTURE CALIBRATION MODEL 067-0587- N00024-93-C-2800 1 FUSEHOLDER MODEL HP-11509A N00024-93-C-2800 1 GENERATOR AUDIO (TWO TONE) MODEL TTG-29 N00024-93-C-2800 1 GENERATOR DELAY & TIMEBASE MODEL 1821A N00024-93-C-2800 1 GENERATOR DELAY & TIMEBASE MODEL 1821A N00024-93-C-2800 1 GENERATOR DELAY & TIMEBASE MODEL 1821A N00024-93-C-2800 1 GENERATOR FREQUENCY COMB MODEL 8406A N00024-93-C-2800 1 GENERATOR FUNCTION MODEL 3310A N00024-93-C-2800 1 GENERATOR FUNCTION MODEL 3310B N00024-93-C-2800 1 GENERATOR PULSE MODEL 214A N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 620B N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 620B N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 8640B N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 8640M N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 8640M N00024-93-C-2800 1 GENERATOR SIGNAL MODEL TF 2015 N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 8640M N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 618C N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 8614A N00024-93-C-2800 1 GENERATOR SIGNAL MODEL 8616A N00024-93-C-2800 1 GENERATOR SIGNAL MODEL HP 8640R N00024-93-C-2800 1 GENERATOR SWEEP/SIGNAL MODEL 2001 N00024-93-C-2800 1 GIGTRON 1026 N00024-93-C-2800 1 HV PROBE P-6013A N00024-93-C-2800 1 ISOLATOR MODEL N157C N00024-93-C-2800 1 ISOLATOR MODEL N157F N00024-93-C-2800 1 ISOLATOR MODEL N157F N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ ISOLATOR MODEL N157B N00024-93-C-2800 1 ISOLATOR MODEL N157C N00024-93-C-2800 1 ISOLATOR MODEL N157D N00024-93-C-2800 1 ISOLATOR MODEL N157D N00024-93-C-2800 1 ISOLATOR MODEL N157G N00024-93-C-2800 1 ISOLATOR MODEL N157E N00024-93-C-2800 1 ISOLATOR MODEL N157B N00024-93-C-2800 1 ISOLATOR MODEL N157G N00024-93-C-2800 1 LOADM RF TRNSMITTING MODEL 4150 N00024-93-C-2800 1 LOGIC ANALYZER 1650B N00024-93-C-2800 1 LOGIC ANALYZER 1650B N00024-93-C-2800 1 LOGIC ANALYZER 1650B N00024-93-C-2800 1 LOGIC ANALYZER 1650B N00024-93-C-2800 1 LOGIC ANALYZER HP1650B N00024-93-C-2800 1 LOGIC ANALYZER 1650B N00024-93-C-2800 1 METER COAXIAL FREQUENCY MODEL 537A N00024-93-C-2800 1 METER FREQUENCY MODEL 537A N00024-93-C-2800 1 METER FREQUENCY MODEL 536A N00024-93-C-2800 1 METER MODULATION FM/AM MODEL TF 2300B N00024-93-C-2800 1 METER PEAK POWER MODEL 1018B N00024-93-C-2800 1 METER RFI MODEL NM-25T N00024-93-C-2800 1 METER SWR MODEL 415E N00024-93-C-2800 1 METER TRUE RMS MODEL 323-20 N00024-93-C-2800 1 METER VIBRATION W/BP FILTER 754732 N00024-93-C-2800 1 METER WATT (SOLAR BASIC) MODEL 1000A N00024-93-C-2800 1 MILLOMETER PRECISION MODEL 1699 N00024-93-C-2800 1 MODULATOR HP-1165B N00024-93-C-2800 1 MODULE (FREQ CRT) ENG MODEL 5302A N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 MULTIMETER FLUKE 8060A N00024-93-C-2800 1 NETWORK ANALYZER W/6' FLEX CABLE N00024-93-C-2800 1 O-SCOPE 2432A N00024-93-C-2800 1 O-SCOPE 100 MHZ 2235 N00024-93-C-2800 1 OSCILLATOR WIDERANGE MODEL 200-CD N00024-93-C-2800 1 OSCILLATOR WIDERANGE MODEL 200-CD N00024-93-C-2800 1 OSCILLATOR WIDERANGE MODEL 200-CD N00024-93-C-2800 1 OSCILLATOR WIDERANGE MODEL 200-CD N00024-93-C-2800 1 OSCILLATOR ENG MODEL 209A N00024-93-C-2800 1 OSCILLATOR ENG MODEL 209A N00024-93-C-2800 1 OSCILLATOR ENG MODEL 209A N00024-93-C-2800 1 OSCILLATOR ENG MODEL 209A N00024-93-C-2800 1 OSCILLATOR ENG MODEL 209A N00024-93-C-2800 1 OSCILLOSCOPE MODEL 180C N00024-93-C-2800 1 OSCILLOSCOPE MODEL 180C N00024-93-C-2800 1 OSCILLOSCOPE MODEL 180C N00024-93-C-2800 1 OSCILLOSCOPE W/O CRT READOUT MODEL 7904 N00024-93-C-2800 1 OSCILLOSCOPE 400 MHZ N00024-93-C-2800 1 PLUG IN OSCOPE MODEL 7B92A N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ PLUG IN SPECTRUM ANALYZER MODEL 8555A N00024-93-C-2800 1 PLUG IN SPECTRUM ANALYZER MODEL 8555A N00024-93-C-2800 1 PLUG IN SPECTRUM ANALYZER MODEL 8556A N00024-93-C-2800 1 POWER DIVIDER N00024-93-C-2800 1 POWER DIVIDER N00024-93-C-2800 1 POWER MEASURING SET AN/VSM-177B N00024-93-C-2800 1 POWER METER 435B N00024-93-C-2800 1 POWER METER 035B N00024-93-C-2800 1 POWER METER MODEL HP431C N00024-93-C-2800 1 POWER METER MODEL 435A N00024-93-C-2800 1 POWER SENSOR 8484A N00024-93-C-2800 1 POWER SENSOR MODEL 8481A N00024-93-C-2800 1 POWER SUPPLY MODEL 6205B N00024-93-C-2800 1 POWER SUPPLY MODEL ORD60-1.5 N00024-93-C-2800 1 POWER SUPPLY MODEL 18500B N00024-93-C-2800 1 POWER SUPPLY MODEL 501ST N00024-93-C-2800 1 POWER SUPPLY MODEL 501ST N00024-93-C-2800 1 POWER SUPPLY MODEL 501ST N00024-93-C-2800 1 PROBE P6015 N00024-93-C-2800 1 PROBE HIGH VOLTAGE MODEL 010-0172- N00024-93-C-2800 1 RADIO LINK SIMULATOR TS-3924/URM N00024-93-C-2800 1 RADIO UHF/VHF P0458L003 N00024-93-C-2800 1 RECEIVER VHF 250-TSO N00024-93-C-2800 1 RECORDER MODEL 15-6327-5 N00024-93-C-2800 1 RECORDER CALIFONE CASS 3536 N00024-93-C-2800 1 RECORDER CALIFONE CASS 3536 N00024-93-C-2800 1 RECORDER PORTABLE GRAPHIC LEVEL MODEL 2306 N00024-93-C-2800 1 RED CABLE (COAX) 13322 N00024-93-C-2800 1 RESISTOR BOX DECADE MODEL 1433T N00024-93-C-2800 1 RESISTOR BOX DECADE MODEL 1433T N00024-93-C-2800 1 RESISTOR BOX DECADE MODEL 1433T N00024-93-C-2800 1 RF SIGNAL GENERATOR 6060A/AN N00024-93-C-2800 1 SAMPLER RF 4275-020 N00024-93-C-2800 1 SAMPLER RF 4275-020 N00024-93-C-2800 1 SECTION DISPLAY MODEL 141T N00024-93-C-2800 1 SECTION 1F MODEL 8552B N00024-93-C-2800 1 SECTION RF MODEL 8553B N00024-93-C-2800 1 SIMULATOR SYNCHRO RESOLVER MODEL 530-S741 N00024-93-C-2800 1 SIMULATOR THERMOCOUPLE 1100 N00024-93-C-2800 1 STANDARD GAIN HORN 645 N00024-93-C-2800 1 SUPPLY POWER MODEL 5015T N00024-93-C-2800 1 SUPPLY POWER MODEL 6216A N00024-93-C-2800 1 SUPPLY POWER MODEL 6216A N00024-93-C-2800 1 SUPPLY POWER MODEL 6434B N00024-93-C-2800 1 SUPPLY POWER MODEL 6434B N00024-93-C-2800 1 SUPPLY, POWER MODEL 5015T N00024-93-C-2800 1 TERMINAL END (FIXED WAVEGUIDE) N00024-93-C-2800 1 TEST SET DATA TRANSMISSION TS-3643/UGM N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ TEST SET TELETYPE 100609 N00024-93-C-2800 1 TEST SET TRANSPONDER AN/APM-424 N00024-93-C-2800 1 TESTER SYNCHRO 1998308 N00024-93-C-2800 1 TESTER SYNCHRO 1998308 N00024-93-C-2800 1 TESTER SYNCHRO 1998308 N00024-93-C-2800 1 TESTER SYNCHRO 1998308 N00024-93-C-2800 1 TESTER SYNCHRO 1838221 N00024-93-C-2800 1 TESTER SYNCHRO 1838221 N00024-93-C-2800 1 TESTER SYNCHRO 1838221 N00024-93-C-2800 1 TESTER SYNCHRO 1838221 N00024-93-C-2800 1 TESTER SYNCHRO 1838221 N00024-93-C-2800 1 TESTER SYNCHRO 1838221 N00024-93-C-2800 1 THERMISTER MOUNT MODEL 8478B N00024-93-C-2800 1 TIME INTERVAL PLUG-IN MODEL 5262A N00024-93-C-2800 1 TRANSITION WAVEGUIDE TO COAX 21431122VSWR N00024-93-C-2800 1 ULTRAVIOLET TEST 43808-2 N00024-93-C-2800 1 VARIAC MODEL W5MT3/VM N00024-93-C-2800 1 VISICORDER HONEYWELL 185B N00024-93-C-2800 1 VOLTAGE SIM EM LOG N00024-93-C-2800 1 VOLTMETER MODEL 410C N00024-93-C-2800 1 VOLTMETER MODEL 410C N00024-93-C-2800 1 VOLTMETER AD MODEL 400F N00024-93-C-2800 1 VOLTMETER DIFFERENTIAL MODEL 893A N00024-93-C-2800 1 VOLTMETER DIFFERENTIAL MODEL 893A N00024-93-C-2800 1 VOLTMETER DIFFERENTIAL MODEL 893A N00024-93-C-2800 1 VOLTMETER DIFFERENTIAL MODEL 893A N00024-93-C-2800 1 VOLTMETER DIGITAL FLUKE 8000-015 N00024-93-C-2800 1 VOLTMETER DIGITAL FLUKE 8000-015 N00024-93-C-2800 1 VOLTMETER DIGITAL FLUKE 8000-015 N00024-93-C-2800 1 VOLTMETER PHASE ANGLE MODEL 321A-S282 N00024-93-C-2800 1 WATTMETER MODEL 1000 N00024-93-C-2800 1 WATTMETER MODEL 1000 N00024-93-C-2800 1 WATTMETER DIGITAL TYPE 250411 MODEL 2504 N00024-93-C-2800 1 WAVEGUIDE ADAPTER N00024-93-C-2800 1 WAVEGUIDE ADAPTER N00024-93-C-2800 1 XTAL DETECTOR HP 84708 N00024-93-C-2800 1 DETECTOR CRYSTAL HP-8472B N00024-93-C-2800 1 VHF ANTENNA 4378-7 N00024-93-C-2800 1 VHF ANTENNA 4378-7 N00024-93-C-2800 1 AC CURRENT PROBE TEKTRONIX P-602 N00024-93-C-2800 1 ATTENUATOR POWER 8323 N00024-93-C-2800 1 ATTENUATOR POWER 8323 N00024-93-C-2800 1 METER MULTIVOLT RF BOONTON 92B-S5 N00024-93-C-2800 1 METER WATT (SOLAR BASIC) MODEL 1000A N00024-93-C-2800 1 POWER ANALYST BIRD 4381 N00024-93-C-2800 1 SET DISTORTION MEASURING MODEL 339A N00024-93-C-2800 1 SIMULATOR RADIO LINK N00024-93-C-2800 1 SURFACE PLATE N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ SURFACE PLATE N00024-93-C-2800 1 TESTER SYNCHRO 1998308 N00024-93-C-2800 1 THERMOMETER DIGITAL OMEGA 727F N00024-93-C-2800 1 VOLTMETER AD MODEL 400F N00024-93-C-2800 1 VOLTMETER AD MODEL 400F N00024-93-C-2800 1 VOLTMETER MILLI RF MODEL 92B-85 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ OTHER GOVERNMENT PRODUCTION AND RESEARCH PROPERTY TABLE NA N00024-85-C-2144 1 SHIPBOARD SYSTEM D RACK 345 N00024-93-C-2800 1 SHIPBOARD SYSTEM D RACK 344 N00024-93-C-2800 1 SHIPBOARD SYSTEM D RACK 343 N00024-93-C-2800 1 PRINTER JPB122341 N00024-93-C-2800 1 MONITOR 415256-76 N00024-93-C-2800 1 MONITOR 415256-77 N00024-93-C-2144 1 MISCELLANEOUS ITEMS 209941 N00024-93-C-2800 1 MISCELLANEOUS ITEMS 209652 N00024-93-C-2800 1 MISCELLANEOUS ITEMS 9309317 N00024-93-C-2800 1 MISCELLANEOUS ITEMS 9403264 N00024-93-C-2800 1 MISCELLANEOUS ITEMS 93009319 N00024-93-C-2800 1 MISCELLANEOUS ITEMS 9309326 N00024-93-C-2144 1 MISCELLANEOUS ITEMS 9309316 N00024-93-C-2800 1 MISCELLANEOUS ITEMS 9309318 N00024-93-C-2800 1 PRINTER 136 N00024-85-C-2800 1 MONITOR TA135D1722 N00024-87-C-2257 1 TABLE NA N00024-87-C-2257 1 MONITOR TA131C5716 N00024-87-C-2257 1 TABLE NA N00024-87-C-2257 1 MK 6 MOD 1 TELESCOPIC ALIDADE N00024-93-C-2800 1 BORESIGHT WDG 5339654 N00024-93-C-2800 1 ALIGNMENT TOOL RAYTHEON N00024-93-C-2800 1 ALIGNMENT TOOL RAYTHEON N00024-93-C-2800 1 ALIGNMENT TOOL RAYTHEON N00024-93-C-2800 1 ALIGNMENT TOOL RAYTHEON N00024-93-C-2800 1 ALIGNMENT TOOL RAYTHEON N00024-93-C-2800 1 CLINOMETER CIWS 23-2054 N00024-93-C-2800 1 CLINOMETER CIWS 23-2254 N00024-93-C-2800 1 DEPTH MICROMETER STARRETT 445B7-9RL N00024-93-C-2800 1 PRINTER HIGH SPEED B6005 N00024-93-C-2800 1 PRINTER THINK JET HP 2225A N00024-93-C-2800 1 PRINTER THINK JET HP 2225A N00024-93-C-2800 1 PRINTER THINK JET HP 2225A N00024-93-C-2800 1 PRINTER VIDEO HITACHI VY-50A N00024-93-C-2800 1 STOPWATCH HEVER MODEL 508 N00024-93-C-2800 1 STOPWATCH N00024-93-C-2800 1 TORQUE WRENCH SNAP QTR2100E N00024-93-C-2800 1 TORQUE WRENCH RAYTHEON G226455-1 N00024-93-C-2800 1 TORQUE WRENCH RAYTHEON G226455-2 N00024-93-C-2800 1 TORQUE WRENCH UNISYS N00024-93-C-2800 1 TORQUE WRENCH GLENAIR TSQ150 N00024-93-C-2800 1 TORQUE WRENCH UNISYS N00024-93-C-2800 1 TORQUE WRENCH SNAP QTR N00024-93-C-2800 1 TORQUE WRENCH SNAP TE 50 FL N00024-93-C-2800 1 TORQUE WRENCH SNAP TE 12 N00024-93-C-2800 1 TORQUE WRENCH SNAP TQS-2 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ PACE SOLDERING UNIT PPS101 N00024-93-C-2800 1 PACE SOLDERING UNIT PPS101 N00024-93-C-2800 1 35MM SLIDE CAROUSEL PROJECTOR N00024-93-C-2800 1 ALLISON SPEED & TEMP SIMULATOR N00024-93-C-2800 1 HALON LIQUID LEVEL INDICATOR N00024-93-C-2800 1 MYRON L METER N00024-93-C-2800 1 REFRACTOMETER N00024-93-C-2800 1 GRAPHICS PLOTTER HP-7470A N00024-93-C-2800 1 IBM P-70 386 23-0004524 N00024-93-C-2800 1 IBM P-70 386 N00024-93-C-2800 1 KEYBOARD 6088 N00024-93-C-2800 1 MONITOR COLOR GRAPHICS 6088-CG N00024-93-C-2800 1 PLOTTER 720E N00024-93-C-2800 1 PRINTER DP-900B N00024-93-C-2800 1 THINKJET PRINTER HP-2225A N00024-93-C-2800 1 THINKJET PRINTER HP-2225A N00024-93-C-2800 1 CART LAB MODEL 3 N00024-93-C-2800 1 LAPTOP COMPUTER MODELPA800U N00024-93-C-2800 1 LAPTOP COMPUTER MODELPA800U N00024-93-C-2800 1 LAPTOP COMPUTER MODELPA800U N00024-93-C-2800 1 THINKJET PRINTER HP-2225D N00024-93-C-2800 1 LAPTOP COMPUTER IBM P70 120MBHD N00024-93-C-2800 1 CENTRIFUGAL BLOWER TYPE TM-8 N00024-93-C-2800 1 AMMO BOXES M-6 N00024-93-C-2800 1 LAPTOP COMPUTER B010566 N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ PLANT EQUIPMENT HYDRAULIC SHEAR, MODEL 6214R N62786-007451 N00024-90-E-3503 1 DRILLING MACHINE, MODEL HOLEWIZARD N62786-007458 N00024-90-E-3503 1 DRILLING MACHINE, MODEL ECOPNOMAX 93080-001305 N00024-90-E-3503 1 GRINDING MACHINE, MODEL 560 N62786-007460 N00024-90-E-3503 1 CUT OFF MACHINE, MODEL 8M N62786-007462 N00024-90-E-3503 1 DIESEL GENERATOR, MODEL 5SJ2123A1 1563 N00024-90-E-3503 1 DISINTEGRATOR, MODEL 22 W/SOUND EN 8001 N00024-90-E-3503 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ SPECIAL ELECTRONICS EQUIPMENT AN/SRA-12 RECEIVER ANTENNA FILTER N00024-93-C-2800 1 AN/SRC-20 RADIO SET PTLD N00024-93-C-2800 1 AN/SRC-20 RADIO SET PTLD N00024-93-C-2800 1 AN/SRC-20 RADIO SET PTLD N00024-93-C-2800 1 AN/SRC-20 RADIO SET PTLD N00024-93-C-2800 1 AN/SRC-20 RADIO SET PTLD N00024-93-C-2800 1 AN/UER-23(V) RADIO TRANSMITTER N00024-93-C-2800 1 AN/UGC-25A TELETYPE SET N00024-93-C-2800 1 AN/URT-23(V) RADIO TRANSMITTER N00024-93-C-2800 1 AN/URT-23(V) RADIO TRANSMITTER N00024-93-C-2800 1 AN/URT-23(V) RADIO TRANSMITTER N00024-93-C-2800 1 AN/URT-23(V) RADIO TRANSMITTER N00024-93-C-2800 1 AN/URT-23(V) RADIO TRANSMITTER N00024-93-C-2800 1 AN/URT-23(V) RADIO TRANSMITTER N00024-93-C-2800 1 AN/URT-23(V) RADIO TRANSMITTER N00024-93-C-2800 1 ANTENNA COUPLER N00024-93-C-2800 1 ANTENNA COUPLER N00024-93-C-2800 1 ANTENNA KIT 013-1575-010 N00024-93-C-2800 1 ANTENNA WHIP 35 FT N00024-93-C-2800 1 ANTENNA WHIP 35 FT N00024-93-C-2800 1 ANTENNA WHIP 35 FT N00024-93-C-2800 1 ANTENNA WHIP 35 FT N00024-93-C-2800 1 ANTENNA WHIP 8 FT N00024-93-C-2800 1 C-1138B/UR 1&2 RADIO CONTROL N00024-93-C-2800 1 C-1138B/UR 1&2 RADIO CONTROL N00024-93-C-2800 1 CONVERTER FREQUENCY SHIFT N00024-93-C-2800 1 CU-938/URA 38 CONTROL UNIT N00024-93-C-2800 1 CU-938/URA 38 CONTROL UNIT N00024-93-C-2800 1 CV-2460/SGC CONVERTER FR 5805-00-458-095 N00024-93-C-2800 1 CV-483B/URA-17 FREQUENCY CONVERTER N00024-93-C-2800 1 DESK LIGHT MS16719-141-2 N00024-93-C-2800 1 HANDSET RADIO H-169/U WCX1846 N00024-93-C-2800 1 HANDSET RADIO H-169/U W/CX1846 N00024-93-C-2800 1 JACK BOX N00024-93-C-2800 1 LS 474/URMS 1, 2 & 3 LOUDSPEAKER N00024-93-C-2800 1 LS 474/URMS 1, 2 & 3 LOUDSPEAKER N00024-93-C-2800 1 LS 474/URMS 1, 2 & 3 LOUDSPEAKER N00024-93-C-2800 1 MICROPHONE HAND MODEL 66C N00024-93-C-2800 1 POWER SUPPLY 22-124 N00024-93-C-2800 1 PROBE 3240866 N00024-93-C-2800 1 R-1051B/URR 1&2 RADIO RECEIVER N00024-93-C-2800 1 R-1051B/URR 1&2 RADIO RECEIVER N00024-93-C-2800 1 R-390A/URR RADIO RECEIVER N00024-93-C-2800 1 RADIO VHF 250/450N 622-2078-001 N00024-93-C-2800 1 SB-1203/UG COMM PATCH PNL N00024-93-C-2800 1 SB-1203/UG COMM PATCH PNL N00024-93-C-2800 1 SB-315B/U TELEGRAPH KEY CONTROL N00024-93-C-2800 1
PART 21.2-GOVERNMENT PRODUCTION AND RESEARCH PROPERTY (BATH) LIST OF GOVERNMENT OWNED PROPERTY PROPOSED FOR USE ON RENT FREE BASIS
DESCRIPTION PART NO CONTRACT ISSUE QTY - ------------------------------------------------------------------------------------------------------------------------------------ SB-3495 1 & 2 POWER SUPPLY N00024-93-C-2800 1 SB-3495 1 & 2 POWER SUPPLY N00024-93-C-2800 1 SB-863/SRT TRANSMITTER TRANSFER SWT N00024-93-C-2800 1 SB973/URR 1 & 2 RECEIVER N00024-93-C-2800 1 SB973/URR 1 & 2 RECEIVER N00024-93-C-2800 1 SPEAKER 21-549 N00024-93-C-2800 1 TELEGRAPH/TELEPHONE CONVERTER N00024-93-C-2800 1 TELEGRAPH/TELEPHONE CONVERTER N00024-93-C-2800 1 URT 23 TERMINAL BOX N00024-93-C-2800 1 AS-390 ANTENNA N00024-93-C-2800 1 AS-390 ANTENNA N00024-93-C-2800 1 C-1004B/SG TRANSMITTER TELEYPE CONT N00024-93-C-2800 1
N0024-97-C-2202 ATTACHMENT J-0040 SMALL, SMALL DISADVANTAGED, AND WOMEN-OWNED SMALL BUSINESS SUBCONTRACTING PLAN LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN TABLE OF CONTENTS ----------------- SECTION PAGE - ------- ---- A. General A-1 1. Purpose and Scope A-1 2. Definitions A-1 2.1 Small Business Concerns A-1 2.2 Small Disadvantaged Business Concerns A-2 2.3 Women-Owned Small Business Concerns A-2 2.4 Equipment Subcontractors A-2 2.5 Service Subcontractor A-2 2.6 Labor Subcontractors A-3 3. Identification and Duties of Avondale's A-3 Subcontracting Program Administrator 3.1 Identification of Administrator A-3 3.2 Duties of the Administrator A-3 4. Efforts of Assurance that Small Business and A-5 Small Disadvantaged Business Concerns will have an Equitable Opportunity to Compete 5. The Identification of Records to be Maintained A-6 Support to Award and Report Data 6. Efforts to be Made to Identify and Award A-7 Subcontracts Separately to Small Business and Small Disadvantaged Business Concerns 7. Records to Support Outreach Efforts A-7 8. Records to Support Internal Activities to Guide A-8 and Encourage Increased Effort by Buyers 9. Method Used in Determining Proportionate Share A-8 of Indirect and Overhead Costs Incurred Which Are to Be Allocated i USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N0024-96-R-2101 SMALL BUSINESS PLAN TABLE OF CONTENTS ----------------- SECTION PAGE - ------- ---- B. Subcontracting With Small Business Concerns B-1 1. Principal Product and Service Areas to be B-1 Subcontracted to or Solicited from Small Business Concerns 2. Small Business Concerns Source List B-1 3. Goals For Subcontracting to Small Business B-2 Concerns 3.1 Item 0001 - Detail Design and Construction B-2 of LPD 17 3.2 Item 0002 - OPTION - Ship Construction - B-2 LPD 19 3.3 Item 0003 - OPTION - Ship Construction - B-2 LPD 19 3.4 Item 0004 - LPD 17 Familiarization (Not B-2 Separately Priced) 3.5 Item 0005 - Technical Manuals (Not B-2 Separately Priced) 3.6 Item 0006AA - LPD 17 Material (Firm Fixed B-3 Price Item) 3.7 Item 0006AB - OPTION - LPD 18 Material B-3 (Firm Fixed Price Item) 3.8 Item 0006AC - OPTION - LPD 19 Material B-3 (Firm Fixed Price Item) 3.9 Item 0007 - Perform Special Studies, B-3 Analyses, and Reviews (cost plus Fixed Fee Item) 3.10 Item 0008 - Perform Engineering and B-3 Industrial Services (Firm Fixed Price Item) 3.11 Item 0009 - OPTION - LPD 17 Class Life B-3 Cycle Support Planning - Post Detail Design and Construction ii USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN TABLE OF CONTENTS ----------------- SECTION PAGE - ------- ---- B. Subcontracting With Small Business Concerns (Continued) 3.12 Item 0010 - OPTION - Affordability Through B-3 Commonality (Firm Fixed Price Item) 3.13 Item 0011 - Cross Program Procurement B-4 (Firm Fixed Price Item) 3.14 Item 0012 - Data for Item 0001, 0004, B-4 0005, 0006AA, 0007, 0008, 0010, and 0011 (and if Options are exercised, Items 0002, 0003, 0006AB, 0006AC, and 0009) (Not Separately Priced) C. Subcontracting With Small Disadvantaged Business C-1 Concerns 1. Principal Product and Service Areas to be C-1 Subcontracted to or Solicited from Small Disadvantaged Business Concerns 2. Small Disadvantaged Business Concerns Source C-1 List 3. Goals For Subcontracting to Small Disadvantaged C-1 Business Concerns 3.1 Item 0001 - Detail Design and Construction C-1 of LPD 17 3.2 Item 0002 - OPTION - Ship Construction - C-2 LPD 18 3.3 Item 0003 - OPTION - Ship Construction - C-2 LPD 19 3.4 Item 0004 - LPD 17 Familiarization (Not C-2 Separately Priced) iii USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN TABLE OF CONTENTS ----------------- SECTION PAGE - ------- ---- C. Subcontracting With Small Disadvantaged Business Concerns (Continued) 3.5 Item 0005 - Technical Manuals (Not C-2 Separately Priced) 3.6 Item 0006AA - LPD 17 Material (Firm Fixed C-2 Price Item) 3.7 Item 0006AB - OPTION - LPD 18 Material C-2 (Firm Fixed Price Item) 3.8 Item 0006AC - OPTION - LPD 19 Material C-2 (Firm Fixed Price Item) 3.9 Item 0007 - Perform Special Studies, C-2 Analyses, and Reviews (Costs Plus Fixed Fee Item) 3.10 Item 0008 - Perform Engineering and C-3 Industrial Services (Firm Fixed Price Item) 3.11 Item 0009 - OPTION - LPD 17 Class Life C-3 Cycle Support Planning - Post Detail Design and Construction 3.12 Item 0010 - OPTION - Affordability Through C-3 Commonality (Firm Fixed Price Item) 3.13 Item 0011 - Cross Program Procurement C-3 (Firm Fixed Price Item) 3.14 Item 0012 - Data for Items 0001, 0004, C-3 0005, 0006AA, 0007, 0008, 0010, and 0011 (and if Options are exercised, Item 0002, 0003, 0006AB, 0006AC, and 0009) (Not Separately Priced) iv USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN TABLE OF CONTENTS ----------------- SECTION PAGE - ------- ---- D. Subcontracting With Women-Owned Small Business Concerns D-1 1. Principal Product and Service Areas to be D-1 Subcontracted to or Solicited from Women-Owned Small Business Concerns 2. Women-Owned Small Business Concerns Source List D-1 3. Goals For Subcontracting to Women-Owned Small D-1 Business Concerns 3.1 Item 0001 - Detail Design and Construction D-2 of LPD 17 3.2 Item 0002 - OPTION - Ship Construction - D-2 LPD 18 3.3 Item 0003 - OPTION - Ship Construction - D-2 LPD 19 3.4 Item 0004 - LPD 17 Familiarization (Not D-2 Separately Priced) 3.5 Item 0005 - Technical Manuals (Not D-2 Separately Priced) 3.6 Item 0006AA - LPD 17 Material (Firm Fixed D-2 Price Item) 3.7 Item 0006AB - OPTION - LPD 18 Material D-3 (Firm Fixed Price Item) 3.8 Item 0006AC - OPTION - LPD 19 Material D-3 (Firm Fixed Price Item) 3.9 Item 0007 - Perform Special Studies, D-3 Analyses, and Reviews (Cost Plus Fixed Fee Item) 3.10 Item 0008 - Perform Engineering and D-3 Industrial Services (Firm Fixed Price Item) v USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN TABLE OF CONTENTS ----------------- SECTION PAGE - ------- ---- 3.11 Item 0009 - OPTION - LPD 17 Class Life D-3 Cycle Support Planning - Post Detail Design and Construction 3.12 Item 0010 - OPTION - Affordability Through D-3 Commonality (Firm Fixed Price Item) 3.13 Item 0011 - Cross Program Procurement D-3 (Firm Fixed Price Item) 3.14 Item 0012 - Data for Items 0001, 0004, D-4 0005, 0006AA, 0007, 0008, 0010, and 0011 (and if Options are exercised, Items 0002, 0003, 0006AB, 0006AC, and 0009) (Not Separately Priced) vi USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN LIST OF FIGURES --------------- FIGURE 1 - SMALL BUSINESS SOURCE LIST FIGURE 2 - SMALL DISADVANTAGED BUSINESS SOURCE LIST FIGURE 3 - WOMEN-OWNED SMALL BUSINESS SOURCE LIST i USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN A. General 1. Purpose and Scope The purpose of this plan is to : (1) establish dollar value goals for subcontracting to Small, Small Disadvantaged, and Women-Owned Small Businesses, (2) identify and describe the principal products and service areas to be subcontracted separately to Small, Small Disadvantaged, and Women-Owned Small Businesses, (3) identify the Avondale subcontracting Program Administrator and describe his duties, (4) describe the procedures that will be employed to assure that Small, Small Disadvantaged, and Women-Owned Small Businesses, will have an equitable opportunity to compete, (5) provide a plan for the inclusion of Small, Small Disadvantaged, and Women-Owned Small Businesses in appropriate solicitations, (6) establish the records to be maintained, (7) provide a Small Business source list, (8) provide a Small Disadvantaged Business source list, (9) provide a Women-Owned Small Business source list, (10) provide a procedure for the identification and award of subcontracts, (11) establish a criteria for records to support the outreach efforts, (12) identify and establish a criteria for records to support internal activities to guide and encourage increased efforts by buyers to subcontract separately with Small, Small Disadvantaged, and Women-Owned Small Business concerns, and (13) establish the methods that are to be used in determining proportionate share of indirect and overhead costs incurred which are to be allowed. 2. Definitions 2.1 Small Business Concerns A Small Business concern is defined as a concern that: (1) including its affiliates, is independently owned and operated, is not dominant in the field of operation in which it is submitting offers on Government contracts, and can further qualify under the criteria concerning number of employees, average annual receipts or other criteria, as prescribed by the Small Business Administration, (2) the product(s)/services(s) required are determined to be within Standard Industrial Classification Number 3731 and (3) for product(s) manufactured by the bidder/offeror, the number of employees of that concern and its affiliates shall not exceed the employment thresholds in accordance with Section 3 of the Small Business Act. A - 1 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 2.2 Small Disadvantaged Business Concerns A Small Disadvantaged Business concern is a Small Business concern: (1) which is at least 51 percent unconditionally owned by one or more socially and economically disadvantaged individuals; or, in the case of any publicly owned business, at least 51 percent of the stock of which is unconditionally owned by one or more socially and economically disadvantaged individuals; and (2) whose management and daily business operations are controlled by one or more such individuals. Socially and economically disadvantaged individuals include Black Americans, Hispanic Americans, Native Americans (such as American Indians, Eskimos, Aleuts, and native Hawaiians), Asian-Pacific Americans, Sub-continent Asian Americans, and other minorities, or any other individuals found to be disadvantaged by the Small Business Administration pursuant to Section 8(a) of the Small Business Act. 2.3 Women-Owned Small Business Concerns A Women-Owned Small Business concern is one: (1) which is at least 51 percent owned by one or more women, or, in the case of any publicly owned business, at least 51 percent of the stock of which is owned by one or more women, and (2) whose management and daily business operations are controlled by one or more women. 2.4 Equipment Subcontractors Subcontractors who manufacture or overhaul equipment and components in their own facilities. 2.5 Service Subcontractor Subcontractors who perform software services required by the Prime Contract that are performed either in their own facilities or at Avondale facilities. Subcontractors that perform noise analyses, shaft alignment, logistics support and similar software services are representative of service subcontractors. A - 2 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 2.6 Labor Subcontractors Subcontractors that expend labor at Avondale's Shipyards Division to construct, install or support hardware required by the Prime Contract. The combat system test and check-out services, joiner work fabrication and installation, and deck covering installation are representative examples. 3. Identification and Duties of Avondale's Subcontracting Program Administrator 3.1 Identification of Administrator The Material Subcontract Cost Accounts Manager has been designated as the Small, Small Disadvantaged, and Women-Owned Small Business Subcontracting Administrator. The pertinent information required is: Name: Mr. Edward J. Webre Title: Senior Cost Analyst Address: P.O. Box 50280 City: New Orleans State: Louisiana 70150-0280 Telephone: (504) 436-5444 3.2 Duties of the Administrator The duties of the Administrator include: a. Maintain liaison with the government on matters of Small, Small Disadvantaged, and Women-Owned Small Business. b. Supervise compliance with the Small, Small Disadvantaged, and Women-Owned Small Business Subcontracting Plan. c. administer Avondale's subcontracting program for Small, Small Disadvantaged, and Women-Owned Small Business. d. Provide adequate and timely consideration of the potentialities of Small, Small Disadvantaged, and Women-Owned Small Business concerns in all make-or-buy decisions. A - 3 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN e. Ensure that the source lists of Small, Small Disadvantaged, and Women-Owned Small Business concerns and appropriate products and services are kept current and complete. f. Assure that Small, Small Disadvantaged, and Women-Owned Small Business concerns will have an equitable opportunity to compete for subcontracts, particularly by arranging solicitations, time for the preparation of bids, quantities, specifications, and delivery schedules so as to facilitate the participation of Small, Small Disadvantaged, and Women-Owned Small Business concerns. Where source lists of potential Small, Small Disadvantaged, and Women-Owned Small Business Subcontractors are excessively long, reasonable effort shall be made to give all such concerns an opportunity to compete over a period of time. g. Ensure that all required flow-down clauses including the clause entitled "Utilization of Small, Small Disadvantaged, and Women-Owned Small Business Concerns owned and controlled by socially and economically disadvantaged individuals" are included in all applicable purchase orders and subcontracts. h. Maintain records to support awards reports data. i. Monitor the performance of the purchasing agents relative to compliance with this Small, Small Disadvantaged, and Women-Owned Small Business Subcontracting Plan. j. Submit periodic reports and cooperate in any studies or surveys required by the contracting agency or the Small Business Administration. A - 4 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 4. Efforts of Assurance that Small, Small Disadvantaged, and Women-Owned Small Business Concerns will have an Equitable Opportunity to Compete Avondale's plan includes the following provisions that will assure Small, Small Disadvantaged, and Women-Owned Small Business concerns an equitable opportunity to compete for subcontracts. a. Arrange solicitations, time for the preparation of bids, quantities, specifications, and delivery schedules so as to facilitate the participation of Small, Small Disadvantaged, and Women-Owned Small Business concerns that might not have as large a staff as other firms. b. Provide adequate and timely consideration of the potentialities of Small, Small Disadvantaged, and Women-Owned Small Business concerns in all make-or-buy decisions. c. Wherever circumstances permit, choose a method of payment which minimizes paperwork and facilitates prompt payment to Small, Small Disadvantaged, and Women-Owned Small Business concerns. d. Ensure that all required flow-down clauses pertaining to Small, Small Disadvantaged, and Women-Owned Small Businesses are included in all purchase orders and subcontracts. e. Include the clause entitled "Utilization of Small, Small Disadvantaged, and Women-Owned Small Business Concerns owned and controlled by socially and economically disadvantaged individuals" in all applicable purchase orders and subcontracts. f. Audit the performance of the Administrator in the performance of the duties identified in Section 3 of this plan. The Director of Purchasing and the LPD 17 Program Manager will perform the audit. g. Participate in any studies or surveys required by the contracting agency or the Small Business Administration in determining compliance with this plan. A - 5 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN h. Utilize Small Business Administration's Procurement Automated Source System (PASS) which identifies over 156,000 listings of Small, Small Disadvantaged, and Women-Owned Small Business concerns. 5. The Identification of Records to be Maintained to Support Award and Report Data The list of records that will be maintained by Avondale includes the following: a. Separate Small, Small Disadvantaged, and Women-Owned Small Business source lists. b. Suitable product and service lists. c. Organizations contacted for Small, Small Disadvantaged, and Women-Owned Small Business sources. d. Records on all subcontract solicitations to indicate: 1. Whether Small Business was solicited and, if not, why not. 2. Whether Small Disadvantaged Business was solicited and, if not, why not. 3. Whether Women-Owned Small Business was solicited and, if not, why not. 4. Reasons for the failure of Small, Small Disadvantaged, or Women-Owned Small Businesses to receive the subcontract award. 5. Records to support award data submitted to the Government on Standard Forms 294 and 295 with supporting data. e. Copies of completed Standard Forms 294 and 295 with supporting data. A - 6 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 6. Efforts to be Made to Identify and Award Subcontracts Separately to Small, Small Disadvantaged, and Women-Owned Small Business Concerns Avondale will make every effort to identify and award subcontracts separately to Small, Small Disadvantaged, and Women-Owned Small Businesses by applying all elements of this plan and, in addition, by: a. Maintaining frequent contacts with Small, Small Disadvantaged, and Women-Owned Small Business trade associations. b. Attending Small, Small Disadvantaged, and Women-Owned Small Business procurement conferences and trade fairs. c. Establishing challenging dollar goals for buyers that require a greater effort on their part to seek out and award contracts to Small, Small Disadvantaged, and Women-Owned Small Businesses. d. Auditing the completeness and currency of the list of firms and products. Audit the performance of the Administrator and buyers in identifying, soliciting, and evaluating the applicable concerns and their proposals. 7. Records to Support Outreach Efforts Avondale will maintain records to support outreach efforts including: a. Records to support contacts with Small, Small Disadvantaged, and Women-Owned Small Business trade associations. b. Records to support contacts with business development organizations. c. Records to support attendance at Small, Small Disadvantaged, and Women-Owned Small Business procurement conferences and trade fairs. A - 7 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN d. Records of general solicitation of concerns to identify added Small, Small Disadvantaged, and Women-Owned Small Business sources. 8. Records to Support Internal Activities to Guide and Encourage Increased Effort by Buyers Avondale will maintain the following records to support the above efforts: a. Records of meetings with buyers to conduct appropriate training programs. b. Records of attendance at appropriate workshops. c. Records of attendance or participation at appropriate seminars. d. Records to monitor activities of the buyers to evaluate compliance. 9. Method Used in Determining Proportionate Share of Indirect and Overhead Costs Incurred Which Are to Be Allocated Avondale has opted not to include the proportionate share of its indirect and overhead costs in the goals established for Small, Small Disadvantaged, and Women-Owned Small Business in accordance with its standard practice and as permitted by Federal Procurement Regulations. A - 8 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN B. Subcontracting With Small Business Concerns 1. Principal Product and Service Areas to be Subcontracted to or Solicited from Small Business Concerns Small Business concerns have been provided the opportunity to compete for subcontracts by their inclusion in the solicitation for the cost proposal for the Detail Design and Construction of LPD 17 in the following product and service areas, among others. . Joiner work . Piping materials . Machinery components and fittings . Electrical equipment . Outfitting components . Deck covering materials and installation . Welding materials . Construction services . Sheetmetal fittings . Insulation materials 2. Small Business Concerns Source List The Small Business concerns solicited during the pricing for the proposal for LPD 17 and the solicitation for procurement to follow were taken from Avondale's records and from PASS, including the listing of FIGURE 1, after page B-4. Specifically, Avondale has agreements with the following Small Business concerns for support for the LPD 17 Contract. . DAI . Global Associates . Institute of Competitive Design . MATHTECH . SAG . Stanley Associates . Sterling Design Engineering Systems . Systems Exchange . Life Cycle Engineering . Dundics Associates B - 1 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 3. Goals For Subcontracting to Small Business Concerns Avondale's goals for subcontracting to Small Business concerns are as follows, expressed in terms of percentages or total planned subcontracting dollars. 3.1 Item 0001 - Detail Design and Construction of LPD 17 a. Total dollars to be subcontracted: $383,010,956.00 b. Percentage and dollar goals to be subcontracted to Small Business: 20%, $ 76,602,191.00 3.2 Item 0002 - OPTION - Ship Construction - LPD 18 a. Total dollars to be subcontracted: $230,832,545.00 b. Percentage and dollar goals to be subcontracted to Small Business: 20%, $ 46,166,509.00 3.3 Item 0003 - OPTION - Ship Construction - LPD 19 a. Total dollars to be subcontracted: $ 437,472,248.00 b. Percentage and dollar goals to be subcontracted to Small Business: 20%, $ 87,494,450.00 3.4 Item 0004 - LPD Familiarization (Not Separately Priced) 3.5 Item 0005 - Technical Manuals (Not Separately Priced) B - 2 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 3.6 Item 0006AA - LPD 17 Material (Firm Fixed Price Item) 3.7 Item 0006Ab - OPTION - LPD 18 Material (Firm Fixed Price Item) 3.8 Item 0006Ac - OPTION - LPD 19 Material (Firm Fixed Price Item) 3.9 Item 0007 - Perform Special Studies, Analyses, and Reviews (Cost Plus Fixed Fee Item) 3.10 Item 0008 - Perform Engineering and Industrial Services (Firm Fixed Price Item) 3.11 Item 0009 - OPTION - LPD 17 Class Life Cycle Support Planning - Post Detail Design and Construction a. Total dollars to be subcontracted: $ 1,723,635.00 b. Percentage and dollar goals to be subcontracted to Small Business: 20%, $ 344,727.00 3.12 Item 0010 - OPTION - Affordability Through Commonality (Firm Fixed Price Item) B - 3 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 3.13 Item 0011 - Cross Program Procurement (Firm Fixed Price Item) a. Total dollars to be subcontracted: $ 80,000.00 b. Percentage and dollar goals to be subcontracted to Small Business: 20%, $ 16,000.00 3.14 Item 0012 - Data for Items 0001, 0004, 0005, 0006AA, 0007, 0008, 0010, and 0011 (and if Options are exercised, Items 0002, 0003, 0006AB, 0006AC and 0009) (Not Separately Priced) B - 4 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN FIGURE 1 SMALL BUSINESS SOURCE LIST USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ A/C & REFRIGERATION G & M ELECTRIC SALES 419 N. CLAIBORNE AVE. NEW ORLEANS LA 70112 (504) 586-8100 A/C & REFRIGERATION KLINGE CORPORATION P.O. BOX 3608 YORK PA 17402 (717) 840-4500 A/C & REFRIGERATION WENCO PARTS & SUPPLY CO. 5817 CITRUS BLVD., STE J HARAHAN LA 70123 (504) 734-9045 A/C, HEATING, VENTILATION MCFADDEN'S, INC. P.O. BOX 1484 SLIDELL LA 70459 (504) 244-8566 ABRASIVE PRODUCTS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 ABRASIVES CREATIVE COATINGS, INC. 428 N. LONGVIEW STREET KILGORE TX 75662 (903) 984-8454 ABRASIVES VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 ACOUSTICAL TILE, CLEANING ACOUSTICAL CEILING CLEAN. 2955 RIDGELAKE, STE 113 METAIRIE LA 70002 (504) 837-1511 ACTUATORS, VALVES VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 ADHESIVES CREATIVE COATINGS, INC. 428 N. LONGVIEW STREET KILGORE TX 75662 (903) 984-8454 ADHESIVES VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 ADVERTISING SPECIALTIES ALWAYS IN MIND, INC. 1711 RIDGEFIELD ROAD THIBODAUX LA 70301 ADVERTISING SPECIALTIES BEACH, LTD. 2304 21ST STREET KENNER LA 70072 (504) 467-2070 AEROSOLS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 AIR CONDITIONING AIR CONDITIONING PARTS 35680 DEE PLACE FREMONT CA 94536 ALARM SYSTEMS COMSACO MARINE SUFFOLK COUNTY AIRPORT W. HAMPTON BEACH NY 11978 ALARM SYSTEMS CONTROL GENERAL CORP. 252 MAGNOLIA AVENUE HOUMA LA 70630 (504) 872-9002 ALARM SYSTEMS KINNAMAN ELECTRIC, INC. P.O. BOX 486 WILMINGTON CA 90748 (310) 834-2582 ALARM SYSTEMS MURRAY BENJAMIN CO., INC. 174 VANDERBILT AVENUE BROOKLYN NY 11205 (718) 596-2100 ALARM SYSTEMS NMP CORPORATION P.O. BOX 35493 TULSA OK 74153 (918) 252-0481 ALARM SYSTEMS POTTER ELECTRIC, INC. 1401 THIRD STREET SAN FRANCISCO CA 94107 ALARM SYSTEMS U.S. PIONEER P.O. BOX 472065 TULSA OK 74147 (918) 663-0122 ALARM SYSTEMS WILLIAMS & WATTS 2 MADISON ROAD FAIRFIELD NJ 07006 (508) 588-5434 ALARM SYSTEMS WING CORPORATION 215 HIGHLAND DRIVE WESTMONT NJ 08108 (609) 854-2225 ALARM SYSTEMS YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504) 581-6292 ALARMS NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 ALLOYS ST. PIERRE'S FABRICATION P.O. BOX 639 DESTREHAN LA 70047 (504) 652-1180 ALLOYS SUNSHINE METALS 120 37TH STREET, NE AUBURN WA 98002 (206) 575-5066 AMPLIFIER, SYNCHRO SYSTEM DYNALEC ELECTRONICS SYS. P.O. BOX 188 SODUS NY 14551 AMPLIFIER, SYNCHRO SYSTEM KINNAMAN ELECTRIC, INC. P.O. BOX 486 WILMINGTON CA 90748 (310) 834-2582 AMPLIFIER, SYNCHRO SYSTEM MURRAY BENJAMIN CO., INC. 174 VANDERBILT AVENUE BROOKLYN NY 11205 (718) 596-2100 AMPLIFIER, SYNCHRO SYSTEM SEACOAST ELECTRIC 1505 OLIVER STREET HOUSTON TX 77007 (713) 868-3636 AMPLIFIER, SYNCHRO SYSTEM YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504) 581-6292 PAGE-1- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ AMPLIFIERS Q-BIT CORPORATION 2575 PACIFIC AVE. N.E. PALM BAY FL 32905 ANCHOR WINDLASS NEW ENGLAND TRAWLER 291 EASTERN AVENUE CHELSEA MA 02150 (617) 884-4354 ANCHORS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 ANODES, ZINC DAVIES ASSOCIATES, INC. P.O. BOX 13038 NEW ORLEANS LA 70185 (504) 865-7346 ANODES, ZINC WILSON, WALTON INTL., INC. 7102 NAVIGATION BLVD. HOUSTON TX 77011 APPLIANCES PCS INSTRUMENTS 3527 OAK LAWN AVE. DALLAS TX 75219 ARC WELDING SUPPLIES VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 ASPHALT ASPHALT TECHNOLOGIES P.O. BOX 40247 BATON ROUGE LA 70835 AUDIO VISUAL RENTAL SYNC AUDIO VISUAL, INC. 113 ROSA AVENUE METAIRIE LA 70005 (504) 837-9032 AUDIO-VISUAL EQUIPMENT CREATIVE MEDIA SERVICES 600 BOYLE BUILDING LITTLE ROCK AR 72201 AUDIO/VIDEO SUPPLIES AUDIO INNOVATIONS 164 BELLE TERRE DRIVE LAPLACE LA 70068 AUDIO/VISUAL EQUIP/SUPPLYS SOUTHERN BUSINESS COMM. 3175 CORNERS N. COURT NORCROSS GA 30071 (800) 899-4088 AUTOMOBILE SHOP EQUIP. AUTOMOTIVE SHOP EQUIPMENT P.O. BOX 73079 METAIRIE LA 70033-3079 (504) 889-0376 AUTOMOTIVE PARTS BLANCHARD'S AUTO/INC. SUPLS P.O. BOX 846 BELLE CHASSE LA 70037 (504) 391-2980 BALLAST CONTROL SYSTEMS CONTROL GENERAL CORP. 252 MAGNOLIA AVENUE HOUMA LA 70630 (504) 872-9002 BANNERS & FLAGS ABC MANUFACTURING BOX 578 RALEIGH MS 39153 (800) 647-7065 BARGE RENTAL B & G BARGE RENTAL, INC. P.O. BOX 1106 FRANKLIN LA 70538 (504) 388-4065 BATTERIES WHOLESALE BATTERY CO. 9266 MAMMOTH AVE. BATON ROUGE LA 70814 (504) 926-4693 BATTERIES & CHARGERS BST SYSTEMS, INC. 78 PLAINFIELD PIKE ROAD PLAINFIELD CT 06374 BATTERIES & CHARGERS CHAMBERS INDUSTRIAL SUP. 5608 SALMEN HARAHAN LA 70123-2245 (504) 737-2288 BATTERIES & CHARGERS DANIELL BATTERY MFG. CO. P.O. BOX 15349 BATON ROUGE LA 70895 BATTERIES & CHARGERS GENERAL POWER & CONTROL 5600 JEFFERSON HIGHWAY JEFFERSON LA 70181 (504) 733-7340 BATTERIES & CHARGERS LOUISIANA INDL. BATTERIES 240 ST. GEORGE AVE. JEFFERSON LA 70121 (504) 733-0802 BATTERIES & CHARGERS LYNN ELLIOTT COMPANY 3349 RIDGELAKE, STE 103C METAIRIE LA 70003 BATTERIES & CHARGERS M. F. SALES, INC. P.O. BOX 1312 GRETNA LA 70053 (504) 361-4343 BATTERIES & CHARGERS SOUTHERN BATTERY COMPANY 4035 WASHINGTON AVE. NEW ORLEANS LA 70125 (504) 822-3960 BATTERIES & CHARGERS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 BATTERIES & CHARGERS VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 BATTERY CHARGERS MARINE ELECTRIC SYSTEMS P.O. BOX 1135 CLIFTON NJ 07014-1135 (201) 471-6800 BEARINGS BEARING CHAIN & SUPPLY 3500 S. RICHEY, STE 170 HOUSTON TX 77017 (800) 448-2358 BICYCLES & ACCESSORIES MATTHEW CYCLES/RENNSPORT P.O. BOX 652 BRADFORD PA 16701 (814) 368-4768 BINDERS/LOOSE LEAF PRODUCTS HOLDEN LOOSE LEAF P.O. BOX 832747 RICHARDSON TX 75083 (800) 962-7287 BINDERY SERVICE B.E.V. REPROGRAPHICS 3635 RIDGELAKE DRIVE METAIRIE LA 70002 (504) 831-4000 PAGE -2- (SAMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ BLOWERS POLYSPEDE INDUSTRIAL DIV 6770 TWIN HILLS DALLAS TX 75231 (214) 363-7245 BOILER INSPECTION JIM'S STEAM & POWER P.O. BOX 2712 PALMER AK 99645 BOILERS & INCINERATORS GEORGE K. MOSS COMPANY 615 SEVENTH AVENUE N. BIRMINGHAM AL 35203 (205) 322-2522 BOXES, JUNCTION BAILEY ENTERPRISES 7822 WILLOW STREET NEW ORLEANS LA 70118-4056 (504) 861-2320 BOXES/CARTONS/CRATES KLINGE CORPORATION P.O. BOX 3608 YORK PA 17402 (717) 840-4500 BRAKES STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 BRAZING PRINCE & IZANT COMPANY 12333 PLAZA DRIVE CLEVELAND OH 44130 (216) 362-7000 BUMPERS & FENDERS NEW BRITAIN RUBBER CO. P.O. BOX 964 NEW BRITAIN CT 06050 (203) 223-4547 BUSINESS MACHINES CRESCENT BUSINESS MACHINES 1605 AIRLINE HIGHWAY METAIRIE LA 70001 (504) 831-3751 BUSINESS MACHINES DIAZ CASH REGISTER CO. 715 AURORA AVENUE METAIRIE LA 70005 (504) 834-1481 CABLE, ELECTRIC AMFAC ELECTRIC SUPPLY CO. P.O. BOX 30338 NEW ORLEANS LA 70190 (504) 734-7221 CABLE, ELECTRIC ATLANTIC CABLE INTL. 340 GARDEN OAKS BLVD. HOUSTON TX 77018 (800) 245-5660 CABLE, ELECTRIC EL SHADDAI P.O. BOX 169 CHRISTMAS FL 32709 CABLE, ELECTRIC GATEWAY CABLE COMPANY 372 N. MEYER ROAD BERNSENVILLE IL 60106 CABLE, ELECTRIC I. C. ELECTRICAL SUPPLY P.O. BOX 667 HARVEY LA 70059 (504) 341-4281 CABLE, ELECTRIC L. F. GAUBERT & CO., INC. P.O. BOX 50500 NEW ORLEANS LA 70150 (504) 822-7272 CABLE, ELECTRIC LONG ELECTRICAL SUPPLY P.O. BOX 30320 NEW ORLEANS LA 70190 (504) 524-8322 CABLE, ELECTRIC MURRAY BENJAMIN CO., INC. 174 VANDERBILT AVENUE BROOKLYN NY 11205 (718) 596-2100 CABLE, ELECTRIC PACIFIC TERMINATIONS, INC. 6935 HERMOSA CIRCLE BUENA PARK CA 90620 (714) 521-8276 CABLE, ELECTRIC PLASTOID CORPORATION 708 THIRD AVENUE NEW YORK NY 10017 CABLE, ELECTRIC RADIO PARTS 1331 PRYTANIA STREET NEW ORLEANS LA 70130 (504) 581-5959 CABLE, ELECTRIC REILY ELECTRICAL SUPPLY P.O. BOX 188 METAIRIE LA 70001 (504) 835-8888 CABLE, ELECTRIC SEACOAST ELECTRIC 1505 OLIVER STREET HOUSTON TX 77007 (713) 868-3636 CABLE, ELECTRIC SOUTHERN ELECTRIC SUPPLY P.O. BOX 23701 HARAHAN LA 70183 (504) 733-4844 CABLE, ELECTRIC SUMMERS ELECTRIC SUPPLY P.O. BOX 23234 HARAHAN LA 70183 (504) 733-4567 CABLE, ELECTRIC TRI TEK ELECTRONICS 12823 FOOTHILL BLVD. SYLMAR CA 91342 CABLE, ELECTRIC UNIQUE ELECTRONICS, INC. 1320 26TH STREET ORLANDO FL 32805 CABLE, ELECTRIC UNIVERSAL WIRE & CABLE 6609 SUPPLY ROW HOUSTON TX 77011 CABLE, ELECTRICAL KLINGE CORPORATION P.O. BOX 3608 YORK PA 17402 (717) 840-4500 CAMERAS, VIDEO (UNDERWTR) A B MANUFACTURING, INC. 732 15TH STREET GRETNA LA 70053-6424 (504) 367-7449 CANVAS PRODUCTS PERRET'S ARMY/OUTDOOR 2532 WILLIAMS BLVD. KENNER LA 70062 (504) 466-2532 CANVAS PRODUCTS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 CAPACITORS, MICROWAVE AMERICAN TECH. CERAMICS ONE NORDEN LANE HUNTINGTON STA. NY 11746 PAGE -3- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ CARPET APACHE MILLS, INC. P.O. BOX 694 CALHOUN GA 30701-0694 (404) 629-7791 CASTINGS, ALUMINUM SOLIDIFORM, INC. P.O. BOX 7656 FT. WORTH TX 76111 (817) 831-2626 CASTINGS, ALUMINUM/BRONZE M.F. SALES, INC. P.O. BOX 1312 GRETNA LA 70053 (504) 361-4343 CATERING R & R RIG SERVICE, INC. P.O. BOX 909 HARVEY LA 70059 (504) 366-3412 CHAIN BEARING CHAIN & SUPPLY 3500 S. RICHEY, STE 170 HOUSTON TX 77017 (800) 448-2358 CHAIN SHANECO, INC. 2011 BREMER ROAD FORT WAYNE IN 46803 CHAIN STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 CHAINS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 CHEMICALS NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 CHEMICALS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 CHEMICALS SUN COUNTY DISTRIBUTORS 5501 JEFFERSON HWY. JEFFERSON LA 70123 (504) 733-4514 CHEMICALS THOMAS SCHMIDT & ASSOCS. 800 PAMELA DRIVE MARSHALL TX 57670-7129 (903) 938-0167 CHEMICALS & MINERALS CHEMRICH, INC. 1100 VICTORY DRIVE WESTWEGO LA 70094-5447 (504) 347-1514 CIRCUIT BOARDS CIRCUIT TECHNOLGY, INC. 12704 N.E. 124TH STREET KIRKLAND WA 98034 CIRCUIT BOARDS GENERAL TECHNOLOGY CORP. 6816 WASHINGTON NE ST. ALBUQUERQUE NM 87109 CIRCUIT BOARDS ION ELECTRONICS CO. 1507 S. SIXTH STREET HOPKINS MN 55343 CIRCUIT BOARDS LITRONIC INDUSTRIES 2950 REDHILL AVENUE COSTA MESA CA 92626 CIRCUIT BOARDS NORTH TEXAS CIRCUITS 1501 W. SHADY GROVE GRAND PRAIRIE TX 75050 CIRCUIT BOARDS SPARTON TECHNOLOGY, INC. 9621 COORS ROAD ALBUQUERQUE NM 87114 (505) 892-5300 CIRCUIT BOARDS U.S. CIRCUITS, INC. 1526 STERLING COURT ESCONDIDO CA 92025 CLAMPS/COUPLINGS VOSS AEROSPACE 2168 W. 25TH STREET CLEVELAND OH 44113 CLEANERS IMPCO, INC. P.O. BOX 310 EDGARD LA 70049 (800) 826-9620 CLEANERS WARREN CHEMICAL CORP. P.O. BOX 545 ROBERT LA 70455 (504) 542-8985 CLEANING SUPPLIES/EQUIP. JOHN-HENRY ENTERPRISES 5740 HEEBE ST. JEFFERSON LA 70123 (504) 734-9274 CLOCKS/TIMEKEEPING BOSSIER-CADDO ELECTRIC P.O. BOX 5683 BOSSIER CITY LA 7111 CLOTHING, DISPOSABLE IMPCO, INC. P.O. BOX 310 EDGARD LA 70049 (800) 826-9620 CLOTHING, DISPOSABLE REAGAN TEXTILES, INC. P.O. BOX 51913 LAFAYETTE LA 70505 CLOTHING, MARINE/MILITARY MUSTANG INDUSTRIES 3810 JACOMBS ROAD RICHMOND BC CANADA CLOTHING, SAFETY PLASCO SAFETY PRODUCTS 1919 COMMERCE ROAD SPRINGFIELD OH 45504 (513) 325-1001 CNC MACHINE SHOP SERVICES C & W MACHINE 1713 25TH STREET SOUTH MOORHEAD MN 56560 (218) 236-0751 COATINGS CHEMRICH, INC. 1100 VICTORY DRIVE WESTWEGO LA 70094-5447 (504) 347-1514 COATINGS CREATIVE COATINGS, INC. 428 N. LONGVIEW STREET KILGORE TX 75662 (903) 984-8454 COATINGS REILLY-BENTON CO., INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504) 586-1711 PAGE -4- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ COATINGS/PAINTS CORROSION PROTECTION SPLY P. O. BOX 15175 BATON ROUGE LA 70895 COIL EXTRACTION SYSTEM E & W ENTERPRISES, INC. RT. 2 BOX 33-B GEORGETOWN DE 19947 (302) 856-7675 COIL, FAN (ASSEMBLY) MARLO COIL P. O. BOX 171 HIGH RIDGE MO 63049 COILS, HEATING/COOLING DEVLIN & ALPAUGH, INC. 5517 POWELL STREET NEW ORLEANS LA 70123 (504) 734-0400 COLDWELDING SYSTEMS AMERICAN DURWELD SALES P. O. BOX 850 SCITUATE MA 02066 COMMUNICATION PRODUCTS HUTTON COMMUNICATIONS 4112 BILLY MITCHELL DR. DALLAS TX 75244-2315 (800) 442-3811 COMMUNICATIONS STAR DYNAMIC CORP. 5711 KENNEDY BLVD. N. BERGEN NJ 07047-3298 (201) 868-4800 COMMUNICATIONS EQUIPMENT DATRON SYSTEMS, INC. 200 W. LOS ANGELES DR. SIMI VALLEY CA 93065-1650 (805) 584-1717 COMPOSITE APPLICATIONS ADVANCED POLYMER INDS. 31520 PAMCO DRIVE LIVONIA MI 48150 (313) 422-1350 COMPOUNDS, SEALING IMPCO, INC. P. O. BOX 310 EDGARD LA 70049 (800) 826-9620 COMPRESSOR PARTS ROC CARBON COMPANY P. O. BOX 19396 HOUSTON TX 77224-9396 (713) 468-7744 COMPRESSORS G & M ELECTRIC SALES 419 N. CLAIBORNE AVE. NEW ORLEANS LA 70112 (504) 586-8100 COMPRESSORS VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 COMPRESSORS, A/C & REFRIGN. MISSISSIPPI HERMETIC CO. P. O. BOX 6363 PEARL MS 39288-6363 (800) 831-1785 COMPRESSORS, AIR A B MANUFACTURING, INC. 732 15TH STREET GRETNA LA 70053-6424 (504) 367-7449 COMPRESSORS, AIR A B MANUFACTURING, INC. 732 15TH STREET GRETNA LA 70053-6424 (504) 367-7449 COMPRESSORS, AIR DOUGLAS AIR COMPRESSORS P. O. BOX 1054 DOUGLAS GA 31533-1054 COMPRESSORS, AIR POLYSPEDE INDUSTRIAL DIV 6770 TWIN HILLS DALLAS TX 75231 (214) 363-7245 COMPRESSORS, AIR RIX INDUSTRIES, INC. 6460 HOLLIS STREET EMERVILLE CA 94608 COMPRESSORS, AIR SANDAIR CORPORATION P. O. BOX 688 HARVEY LA 70059 COMPRESSORS, AIR SURGI, W. F. EQUIPMENT P. O. BOX 23715 HARAHAN LA 70183-0715 COMPUTER EQUIPMENT DELL MARKETING CORP. 9505 ARBORETUM BLVD. AUSTIN TX 78759-7299 (512) 338-4400 COMPUTER EQUIPMENT DIGITAL SOLUTIONS, INC. 3083 GOLD CANAL, STE 500 RANCHO CORDOVA CA 95670 (916) 638-5606 COMPUTER EQUIPMENT KLEINBERG, F. L. & CO. 3551 PEARL STREET BOULDER CO 80301-2421 (303) 442-6794 COMPUTER EQUIPMENT LASERCHARGER ENTERPRISES 4501 RATLIFF LANE ADDISON TX 75248 (214) 250-0539 COMPUTER EQUIPMENT NETWORK GENERATIONS 16 HUGHES, STE C-105 IRVINE CA 92718 (714) 454-0135 COMPUTER PRODUCTS CAD/CAM SERVICES 4436 DENVER PLANO TX 75093 (214) 867-7205 COMPUTER SERVICES DANDOL ENTERPRISES, INC. 807 S. MAIN HIGHLANDS TX 77562 (713) 426-3591 COMPUTER SUPPLIES/SERVICES GENERAL COMPUTER SUPPLIES P. O. BOX 3234 BATON ROUGE LA 70821 (504) 928-5830 COMPUTER SYSTEMS SOLID SYSTEMS, INC. 5610 GUHN ROAD HOUSTON TX 77040 (713) 895-0500 COMPUTER/PRINTER UPGRADES FIRST SOURCE INTL., INC. 36 ARGONAUT, SUITE 140 ALISO VIEJO CA 92656 (714) 588-9866 COMPUTERS ARTELL-GUY COMPANY 4038 CANAL STREET NEW ORLEANS LA 70119 COMPUTERS COMPUTER NEEDS 9230-H FLORIDA BLVD. PHILDELPHIA PA 19104-1598 (SMBUS-C) PAGE -5-
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ COMPUTERS ELITE COMPUTER EXCHANGE 2221 W. ARKANSAS STE 102 ARLINGTON TX 76013 (817) 860-1190 COMPUTERS ENTRON COMPUTER CORP. 9001 AIRPORT BLVD. #409 HOUSTON TX 77061 (713) 941-7007 COMPUTERS FACTORY DIRECT INDUSTRIES 3330 N. CAUSEWAY, STE 404 METAIRIE LA 70002-3573 (504) 830-4719 COMPUTERS NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 COMPUTERS PETRO PROJECT ENGINEERING P. O. BOX 1007 LAPLACE LA 70069 (504) 652-2000 COMPUTERS & SUPPLIES LA COMPUTER & SOFTWARE 302-A EAST CLUB RD ST. ROSE LA 70087 (504) 466-3627 COMPUTERS & SUPPLIES MODERN BUSINESS MACHINES 4609 FAIRFIELD STREET METAIRIE LA 70006 (504) 885-5961 CONCRETE CARLO DITTA, INC. 1445 MACARTHUR AVENUE HARVEY LA 70058 (504) 347-0272 CONNECTORS ARC ASSOCIATES, INC. 600 S. 7TH STREET DELANO MN 55328 CONNECTORS MICRO MODE PRODUCTS 1870 JOHN TOWERS AVENUE EL CAJON CA 92020 CONNECTORS REFLANGE GULF COAST 11616 INDUSTRIALPLEX HOUSTON TX 77092 (713) 682-5105 CONNECTORS T & T PRODUCTS 10611 SATELLITE BLVD. ORLANDO FL 32821-8429 CONNECTORS, FLEXIBLE HOSE HOSE SPECIALTY & SUPPLY 142 ENTERPRISE DRIVE GRETNA LA 70056 (504) 367-4283 CONSTRUCTION DYNAMIC CONTRACT LABOR P. O. BOX 10142 HOUMA LA 70363-5990 CONSULTANT SERVICES SATURN MANAGEMENT SERVS. 18314 RUNNING VINE LANE SPRING TX 77379-3921 CONSULTANT SERVICES SHERBERT BLACH, INC. 510 BERING DR., STE 300 HOUSTON TX 77057 (713) 972-1244 CONSULTANTS FLASH CREATIVE MANAGEMENT 452 CHURCHILL ROAD TEANECK NJ 07666 (201) 837-1342 CONSULTANTS, ENVIRONMENTAL YORK ENVIRONMENTAL SERVCS. 15281 JONES CREEK VLG AVE BATON ROUGE LA 70817 (504) 751-4980 CONTAINERS, CHASSIS TRS RESEARCH 301 E. ESSEX AVENUE AVENEL NJ 07001 (908) 636-3300 CONTAINERS, PACKAGING BOYD MANUFACTURING, INC. 4701 GUASTI ROAD ONTARIO CA 91761 (909) 391-9400 CONTAINERS, STORAGE/SHPG. TRS RESEARCH 301 E. ESSEX AVENUE AVENEL NJ 07001 (908) 636-3300 CONTROL SYSTEMS EAGLE CONTROL SYSTEMS 206 GOVERNMENT STREET BATON ROUGE LA 70802 (504) 336-0679 CONTROLS ELLIOTT MARINE, INC. 1904 TYLER AVENUE HOUMA LA 70360 (504) 876-3445 COPIERS LASERCHARGER ENTERPRISES 4501 RATLIFF LANE ADDISON TX 75248 (214) 250-0539 COUNSELING SERVICES OLD METAIRIE COUNSELING 433 METAIRIE RD. STE 208 METAIRIE LA 70003 (504) 837-1353 COUPLINGS NEW BRITAIN RUBBER CO. P. O. BOX 964 NEW BRITAIN CT 06050 (203) 223-4547 COUPLINGS & FLANGES ALL LEVEL PRODUCTS ROUTE 3, BOX 435-E HUNTSVILLE TX 77340 (409) 594-7416 COURIER SERVICE COURIERS, INC. 902 WILLIAMS, STE C KENNER LA 70062 (504) 468-3484 COVERINGS, ALUMINUM COOL VUE ALUMINUM 2008 ST. FERDINAND ST. NEW ORLEANS LA 70117-6994 (504) 943-3316 COVERS, INSULATED VALLEY DISTRIBUTING P. O. BOX 6069 SAGINAW MI 48608 (517) 799-9669 CRANES, LIFT THOMAS P. THOMPSON, III 189 E. OAKRIDGE PARK METAIRIE LA 70005 (504) 833-6045 DECK COVERING AMERICAN JOINER CONTRS. P. O. BOX 10540 NEW ORLEANS LA 70181 (504) 738-1527 DECK COVERING CHARTRES CORPORATION P. O. BOX 52305 NEW ORLEANS LA 70152 (504) 949-8353 (SMBUS-C) PAGE -6-
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ DECK COVERING DECKS, INC. 5515 BELAIR ROAD BALTIMORE MD 21206 DECK COVERING J. E. STEIGERWALD CO. 474 CHESAPEAKE PARK PLAZA BALTIMORE MD 21220 DECK COVERING PETROCHEMICAL SERVICES 2121 CHARTRES STREET NEW ORLEANS LA 70116 (504) 947-7825 DECK MACHINERY McELROY MACHINE & MFG. P. O. BOX 4454 BILOXI MS 39535-4454 (601) 896-3736 DECK MACHINERY NEW ENGLAND TRAWLER 291 EASTERN AVENUE CHELSEA MA 02150 (617) 884-4354 DEGREASERS WARREN CHEMICAL CORP. P. O. BOX 545 ROBERT LA 70455 (504) 542-8985 DISTILLERS EXSTAR INTERNATIONAL 236 S. FRALEY BLVD. DUMFRIES VA 22026 DIVING, COMMERCIAL SPECIALTY DIVING, INC. P. O. BOX 2853 HAMMOND LA 70403 (504) 542-8770 DOORS & WINDOWS, INSULATED SURE-SEAL WINDOWS HOME 119 SOUTH PLEASANT GONZALES LA 70737 (504) 467-0200 DOORS, GLASS REINF PLASTIC MARINE CLOSURES, INC. P. O. BOX 398 SPRING VALLEY CA 92077 (619) 466-3222 DRAFTING SUPPLIES B.E.V. REPROGRAPHICS 3635 RIDGELAKE DRIVE METAIRIE LA 70002 (504) 831-4000 DRAINS, DECK LOEFFLER CORPORATION 201 E. LINCOLN HWY. PENNDEL PA 19047-4097 DRILLS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 DUBMWAITERS CHAMPAGNE RESDNCE ELEVS. 101 PASADENA AVE. STE A METAIRIE LA 70001 (504) 837-1670 DUCT, SPIRAL & FITTINGS CONTROL TECHNOLOGIES, INC. 2200 DAVID DRIVE METAIRIE LA 70003 (504) 885-2516 DUCT, SPIRAL & FITTINGS VES, INC. 5501 FLAGLER STREET METAIRIE LA 70002 (504) 446-9525 DUCT, SPIRAL & FITTINGS WALDO BROTHERS, INC. P. O. BOX 24128 NEW ORLEANS LA 70184-4128 (504) 834-8456 EDUCTORS DERBYSHIRE MARINE PRODUCTS BELFIELD AVE & WISTER PHILDELPHIA PA 19144 (215) 844-3200 ELECTRICAL JOSS, INC. 5711 LODGE CREEK DRIVE HOUSTON TX 77066 ELECTRICAL COMPONENTS NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 ELECTRICAL EQUIPMENT AMFAC ELECTRIC SUPPLY CO. P. O. BOX 30338 NEW ORLEANS LA 70190 (504) 734-7221 ELECTRICAL EQUIPMENT ARGO INTERNATIONAL GROUP 5229 RIVER ROAD NEW ORLEANS LA 70123 (504) 733-4500 ELECTRICAL EQUIPMENT BAYOU BOEUF ELECTRICAL 2131 PETERS ROAD HARVEY LA 70059 (504) 361-8949 ELECTRICAL EQUIPMENT BAYOU ELECTRICAL SUPPLY 521 HIGHWAY 171 LAKE CHARLES LA 70601 ELECTRICAL EQUIPMENT COMMUNICATIONS ELECTRONIC 4407 VINELAND, STE D-16 ORLANDO FL 32811 ELECTRICAL EQUIPMENT DMN ELECTRIC SUPPLY CO. P. O. BOX 337 PASCAGOULA MS 39567 ELECTRICAL EQUIPMENT G & M ELECTRIC SALES 419 N. CLAIBORNE AVE. NEW ORLEANS LA 70112 (504) 586-8100 ELECTRICAL EQUIPMENT GRAYBAR ELECTRIC COMPANY P. O. BOX 23266 NEW ORLEANS LA 70183 (504) 733-5450 ELECTRICAL EQUIPMENT I. C. ELECTRICAL SUPPLY P. O. BOX 667 HARVEY LA 70059 (504) 341-4281 ELECTRICAL EQUIPMENT J. H. JONES COMPANY 8300 MADRID AVENUE BATON ROUGE LA 70814 (504) 923-3022 ELECTRICAL EQUIPMENT KINNAMAN ELECTRIC, INC. P. O. BOX 486 WILMINGTON CA 90748 (310) 834-2582 ELECTRICAL EQUIPMENT L. C. DOANE COMPANY P. O. BOX 486 ESSEX CT 06426 ELECTRICAL EQUIPMENT LONG ELECTRICAL SUPPLY P. O. BOX 30320 NEW ORLEANS LA 70190 (504) 524-8322 (SMBUS-C) PAGE -7-
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ ELECTRICAL EQUIPMENT M & T ELECTRICAL CONTRS. 2010 KENDALL ST., N.E. WASHINGTON DC 20002 ELECTRICAL EQUIPMENT M. C. ELECTRIC 1516 STAPLE MESQUITE TX 75149 (214) 289-0515 ELECTRICAL EQUIPMENT MARTA ELECTRIC, INC. P. O. BOX 5326 COMPTON CA 90224 ELECTRICAL EQUIPMENT NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 ELECTRICAL EQUIPMENT NMP CORPORATION P. O. BOX 35493 TULSA OK 74153 (918) 252-0481 ELECTRICAL EQUIPMENT NOTOCO INDUSTRIES 2125 WILLIAMS BLVD. KENNER LA 70062 (504) 469-2801 ELECTRICAL EQUIPMENT NULITE ELECTRICAL WHOLES. P. O. BOX 23581 HARAHAN LA 70183 (504) 733-3300 ELECTRICAL EQUIPMENT PAULUHN ELECTRIC MFG. P. O. BOX 53 PEARLAND TX 77588-0053 (713) 485-4311 ELECTRICAL EQUIPMENT REILY ELECTRICAL SUPPLY P. O. BOX 188 METAIRIE LA 70001 (504) 835-8888 ELECTRICAL EQUIPMENT RIERAS COMPANY 8540 SPRUCE STREET NEW ORLEANS LA 70118 (504) 865-1198 ELECTRICAL EQUIPMENT ROYTEC INDUSTRIES 306 BELL PARK DRIVE WOODSTOCK GA 30188 ELECTRICAL EQUIPMENT SOUTHERN ELECTRIC SUPPLY P. O. BOX 23701 HARAHAN LA 70183 (504) 733-4844 ELECTRICAL EQUIPMENT STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 ELECTRICAL EQUIPMENT SUMMERS ELECTRIC SUPPLY P. O. BOX 23234 HARAHAN LA 70183 (504) 733-4567 ELECTRICAL EQUIPMENT SWOFFORD ELECTRIC SUPPLY 1160 N. GREAT SW PKWY GRAND PRAIRIE TX 75050 (214) 647-1671 ELECTRICAL EQUIPMENT TORRES ELECTRICAL SUPPLY P. O. BOX 5513 GREENVILLE SC 29606 ELECTRICAL EQUIPMENT WESTGATE, INC. P. O. BOX 1948 BATON ROUGE LA 70821 (504) 749-2635 ELECTRICAL EQUIPMENT WESTINGHOUSE ELECTRIC P. O. BOX 23864 HARAHAN LA 70183 (504) 733-5790 ELECTRICAL EQUIPMENT YOUNG ENGINEERING CO. P. O. BOX 50327 NEW ORLEANS LA 70150 (504) 581-6292 ELECTRICAL/ELECTRONICS RADIO PARTS 1331 PRYTANIA STREET NEW ORLEANS LA 70130 (504) 581-5959 ELECTRO OPTICS DISPLAY TECH 2200 CENTRAL AVENUE BOULDER CO 80301 ELECTRONIC COMPONENTS P.A.K. & ASSOCIATES 3350 WILSHIRE BLVD., STE 270 LOS ANGELES CA 90010 (213) 427-1997 ELECTRONIC CONNECTORS DA-GREEN ELECTRONICS P. O. BOX 486 SOUTH RIVER NJ 08881 (908) 254-2735 ELECTRONIC EQUIPMENT G & M ELECTRIC SALES 419 N. CLAIBORNE AVE. NEW ORLEANS LA 70112 (504) 586-8100 ELECTRONIC PRODUCTS HUTTON COMMUNICATIONS 4112 BILLY MITCHELL DR. DALLAS TX 75244-2315 (800) 442-3811 ELECTRONICS BOSSIER-CADDO ELECTRIC P. O. BOX 5863 BOSSIER CITY LA 71111 ELECTRONICS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 ELECTRONICS CONTROL GENERAL CORP. 252 MAGNOLIA AVENUE HOUMA LA 70630 (504) 872-9002 ELECTRONICS ELCOMP, INC. P. O. BOX 878 CHALMETTE LA 70044 ELECTRONICS ELECTRA P. O. BOX 830 ELDORADO AR 71730 ELECTRONICS ERIK-A-ELECTRONIC DIST. 2640 S. MRYTLE AVE, #1 MONROVIA CA 91016 ELECTRONICS GOPHER ELECTRONICS CO. 222 E. LITTLE CANADA RD ST. PAUL MN 55117 ELECTRONICS GULFSIDE SUPPLY CO. 1517 EDWARDS AVENUE HARAHAN LA 70123 (SMBUS-C) PAGE -8-
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONICS KENT ELECTRONICS 5600 BONHOMME ROAD HOUSTON TX 77036 ELECTRONICS KIMBALL ELECTRONICS 504 E. CENTER POCATELLO ID 83201 ELECTRONICS M.G. ELECTRONICS/EQUIP. P.O. BOX 23744 HARAHAN LA 70183 (504) 733-0070 ELECTRONICS N. JAMES SUPPLY CORP. P.O. BOX 8202 NASHVILLE TN 37207 ELECTRONICS PAR ELECTRONICS 8980 J ROUTE 108 COLUMBIA MD 21045 (800) 447-9008 ELECTRONICS RALPH'S IND. ELECTRONICS P.O. BOX 107 BATON ROUGE LA 70821 (504) 525-8871 ELECTRONICS SOUTHERN RADIO SUPPLY 1909 TULANE AVENUE NEW ORLEANS LA 70112 (504) 524-2343 ELECTRONICS TARGETRONIX CORPORATION 6230 COCHRAN ROAD SOLON OH 44139 ELECTRONICS THE SIERRA CORPORATION 938 JEFFERSON AVENUE GRETNA LA 70053 ELECTRONICS TIME ELECTRONICS 10450 STANCLIFF, STE 110 HOUSTON TX 77099 ELECTRONICS WILLIAM B. ALLEN SUPPLY 300 N. RAMPART STREET NEW ORLEANS LA 70112 (504) 525-8222 ELECTRONICS WOVEN ELECTRONICS CORP. P.O. BOX 367 GREENVILLE SC 29602 ELEVATORS CHAMPAGNE RESDNCE ELEVS. 101 PASADENA AVE. STE A METAIRIE LA 70001 (504) 837-1670 ENGINE ACCESSORIES NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 ENGINEERING MAILLY ENGINEERING 86 NEWBURYPORT TURNPIKE NEWBURY MA 01950 ENGINEERING PETRO PROJECT ENGINEERING P.O. BOX 1007 LAPLACE LA 70069 (504)652-2000 ENGINEERING TAC/TECHNICAL ASSIST. CO. 4702FM 1960 W., STE 266 HOUSTON TX 77069 ENGINEERING & DESIGN SUNSHINE HORIZON 2070 SOUTH BALBOA AVE ONTARIO CA 91761 (714) 923-4094 ENGINEERING DESIGN LOCKWOOD GREENE P.O. BOX 491 SPARTANBURG SC 29304 (803) 578-2000 ENGINEERING SERVICES KEYSTONE ENGINEERING, INC. 2439 MANHATTAN, STE 411 HARVEY LA 70058 (504) 362-9465 ENGINEERING SERVICES MOHAWK ENGINEERING CO. BOX 527 TAZEWELL TN 37859-0527 (615) 626-5806 ENGINEERING SERVICES RFP, INC. P.O. BOX 655 SAFETY HARBOR FL 34695 ENGINEERING SERVICES SOTEC 5845 RIVER ROAD NEW ORLEANS LA 70123 (504) 733-3337 ENGINES, DIESEL NEW ORLEANS DIESEL, INC. 9600 CHEF MENTEUR HWY. NEW ORLEANS LA 70127 (504) 241-0185 EVACUATION DEVICES CHAMPAGNE RESDNCE ELEVS. 101 PASADENA AVE. STE A METAIRIE LA 70001 (504) 837-1670 EXCHANGERS, HEAT J & L MARINE INDUSTRIES 1500 LAFAYETTE, STE 150A GRETNA LA 70053 EXHAUST SYSTEMS KEY MARINE, INC. 4401 EAST 11TH AVENUE HIALEAH FL 33010 (305) 688-6546 FABRICATION CUSTOM FABRICATION, INC. 2611 SHARON STREET KENNER LA 70062 (504) 469-6852 FABRICATION ENDICOTT PRECISION 1328-30 CAMPVILLE ROAD ENDICOTT NY 13760 FABRICATION FABRICATION DYNAMICS 2102 W. SKELLY DRIVE TULSA OK 74107 (918) 446-1638 FABRICATION POCHE WELDING, INC. 5620 RIVER ROAD MARRERO LA 70072 (504) 340-5223 FABRICATION, MACHINE AL'S MACHINE SHOP, INC. 306 MAVIS IRVING TX 75061 (214) 438-2373 FANS & BLOWERS DEVLIN & ALPAUGH, INC. 5517 POWELL STREET NEW ORLEANS LA 70123 (504) 734-0400 PAGE -9- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ FASTENERS A & B BOLT AND SUPPLY, INC. P.O. BOX 51912 LAFAYETTE LA 70505 (318) 234-7317 FASTENERS AVIATRIX 11911 S. PARKER, STE 105 PARKER CO 80134-4804 (303) 841-9771 FASTENERS BATON ROUGE BOLT, INC. 5811 McCANN DRIVE BATON ROUGE LA 70809 (504) 296-5070 FASTENERS BEST BOLT & NUT CORP. 1324-B DANVILLE STREET KENNER LA 70062 FASTENERS CAL-WEST PRODUCTS 7358 TRADE STREET SAN DIEGO CA 92121 FASTENERS FASTENERS, INC. P.O. BOX 10037 JEFFERSON LA 70181-0037 (504) 838-9359 FASTENERS FEDERAL SCREW & SUPPLY 146 ALBANY AVENUE LINDENHURST NY 11757 (516) 226-8002 FASTENERS G & G FASTENERS & SUPPLY P.O. BOX 52 SULPHUR LA 70664 FASTENERS HARDWARE SPECIALTY CO. 48-75 36TH STREET LONG ISLAND CITY NY 11101 (718) 361-9393 FASTENERS HI-TEST LABS, INC. P.O. BOX 226 BUCKINGHAM VA 23921 FASTENERS HOUSE OF THREADS 2310 PERDIDO STREET NEW ORLEANS LA 70119 (504) 821-3200 FASTENERS INDUSTRIAL MACHINERY P.O. BOX 13368 NEW ORLEANS LA 70185 (504) 523-1492 FASTENERS NATIONAL LOCK SCREW CO. P.O. BOX 18669 FT. WORTH TX 76118 FASTENERS NETWORK USA, INC. 136 WALKER STREET, S.W. ATLANTA GA 30313 FASTENERS QUALITY BOLT & SCREW 9454 S. CHOCTAW DRIVE BATON ROUGE LA 70815 FASTENERS SATURN FASTENERS, INC. 400 113TH STREET ARLINGTON TX 76011 (817) 640-7144 FASTENERS SOUTHEASTERN BOLT & SCREW P.O. BOX 758 BIRMINGHAM AL 35201 (205) 328-4551 FASTENERS SOUTHERN FASTENERS CORP. P.O. BOX 1466 MOBILE AL 36601 (205) 457-5382 FASTENERS STAKE FASTENER CO. 14395 RAMONA AVENUE CHINO CA 91710 FASTENERS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 FASTENERS T. A. & D. A. TROY CO. 315 FAIRFIELD ROAD FAIRFIELD NJ 07006 (800) 443-8769 FASTENERS TRAVER INDUSTRIAL SALES P.O. BOX 3043 HAMMOND LA 70403 (504) 542-5422 FASTENERS VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 FASTENERS WILLIAM H. HASKEL MFG. P.O. BOX 308 PAWTUCKET RI 02862 FASTENERS & HARDWARE TEXAS AIRCRAFT SUPPLY 6310 WEBB LYNN ROAD ARLINGTON TX 76018 (817) 472-6928 FASTENERS & HARDWARE UNITED FASTENER CO., INC. P.O. BOX 1660 WEST BABYLON NY 11704 (516) 643-1900 FASTENERS & WELD STUDS BAILEY ENTERPRISES 7822 WILLOW STREET NEW ORLEANS LA 70118-4056 (504) 861-2320 FILTERS BARNEY-CHENEY P.O. BOX 2526 COLUMBUS OH 43216 FILTERS DEVLIN & ALPAUGH, INC. 5517 POWELL STREET NEW ORLEANS LA 70123 (504) 734-0400 FILTERS ENVIRONMENTAL ELEMENTS P.O. BOX 1318 BALTIMORE MD 21203 FILTERS HARLOW FILTER SUPPLY 4843 ALMOND DALLAS TX 75247 (216) 631-5566 FILTERS PARMATIC FILTER CORP. 88 FORD ROAD DENVILLE NJ 07834-1634 (201) 586-9200 FILTERS R. H. CREAGER, INC. P.O. BOX 100 KENNER LA 60063 (504) 469-6532 PAGE -10- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ FILTERS REILLY-BENTON CO., INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504) 586-1711 FILTERS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 FILTERS UNIVERSAL SILENCER P.O. BOX 411 STOUGHTON WI 53589 FILTERS VES, INC. 5501 FLAGLER STREET METAIRIE LA 70002 (504) 446-9525 FILTERS, AIR A B MANUFACTURING, INC. 732 15TH STREET GRETNA LA 70053-6424 (504) 367-7449 FILTRATION EQUIPMENT THE FUEL OIL POLISHING CO. P.O. BOX 6261 GULFPORT MS 35908-6261 (601) 663-7817 FIRE & SMOKE DETECTION HERBERT S. HILLER CORP. 1020 JUSTIN ROAD METAIRIE LA 70001 (504) 837-2333 FIRE FIGHTING EQUIPMENT ALEXANDER-SEVIN, INC. 7830 TOWNSEND PLACE NEW ORLEANS LA 70126 (504) 246-9900 FIRE FIGHTING EQUIPMENT BOOTS & COOTS, INC. 3177 SUMMIT DRIVE PORT NECHES TX 77651 FIRE FIGHTING EQUIPMENT SOTEC 5845 RIVER ROAD NEW ORLEANS LA 70123 (504) 733-3337 FIRE FIGHTING EQUIPMENT STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 FIRE FIGHTING EQUIPMENT TARA BUILDING SPECIALTIES P.O. BOX 1857 HAMMOND LA 70404 FIRE PROTECTIVE MATERIAL DEVELOPMENT PRODUCTS, INC. 9201 COLLINS AVENUE PENNSAUKEN NJ 08110 (609) 662-9051 FITTINGS & FLANGES A C SUPPLY, INC. P.O. BOX 23667 HARAHAN LA 70183 (504) 733-5600 FITTINGS & FLANGES AIRSAN CORPORATION 4554 W. WOOLWORTH AVE. MILWAUKEE WI 53218 FITTINGS & FLANGES ALASKAN COPPER WORKS P.O. BOX 3546 SEATTLE WA 98124 (206) 623-5800 FITTINGS & FLANGES ALLOY DISTRIBUTORS, INC. P.O. BOX 65161 BATON ROUGE LA 70792 (504) 356-0175 FITTINGS & FLANGES ALLOY PRODUCTS, INC. P.O. BOX 45592 BATON ROUGE LA 70792 FITTINGS & FLANGES AMERICAN ALLOYS, INC. P.O. BOX 15848 BATON ROUGE LA 70815 (504) 927-1444 FITTINGS & FLANGES B & M OILFIELD SUPPLY 113 NOLAN ROAD BROUSSARD LA 70518 FITTINGS & FLANGES BBL COMPANY P.O. BOX 310 KULPSVILLE PA 19443 (800) 523-2284 FITTINGS & FLANGES CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 FITTINGS & FLANGES CARTER CHAMBERS SUPPLY P.O. BOX 2081 KENNER LA 70063 (504) 464-4411 FITTINGS & FLANGES COMBINATION PUMP VALVE 851 N. PRESTON ST. PHILADELPHIA WA 96034 FITTINGS & FLANGES CUNICO CORPORATION P.O. BOX 306 WILMINGTON CA 90748-0306 (213) 830-5910 FITTINGS & FLANGES CUSTOM ALLOY CORPORATION ROUTE 513 CALIFON NJ 07830 (800) 932-0259 FITTINGS & FLANGES DIXIE MILL SUPPLY CO. P.O. BOX 52005 NEW ORLEANS LA 70152 (504) 525-6101 FITTINGS & FLANGES EMPIRE VALVE & FITTING 15TH ST. & WINDRIM AVE. PHILADELPHIA PA 19141 (215) 457-5000 FITTINGS & FLANGES FLANDER FILTERS, INC. P.O. BOX 1708 WASHINGTON NC 27889-1708 FITTINGS & FLANGES FLUID HANDLING SPECLTS. 11411-A DARRYL DRIVE BATON ROUGE LA 70815 (504) 273-2341 FITTINGS & FLANGES GLNCO FLANGE 504 EMORY STREET SAN JOSE CA 95110 FITTINGS & FLANGES GULF SUPPLY CO., INC. P.O. BOX 550 HARVEY LA 70059 (504) 367-9150 FITTINGS & FLANGES GUYON GENERAL PIPING P.O. BOX 3887 BATON ROUGE LA 70821 (504) 923-1381 PAGE -11- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ FITTINGS & FLANGES INDUSTRIAL METALS OF SOUTH P.O. BOX 10507 JEFFERSON LA 70181 (504) 586-9191 FITTINGS & FLANGES MACHINE SPECIALTY MFG. 114 TURN ROW LAFAYETTE LA 70508 FITTINGS & FLANGES MCF ENTERPRISES 4700 BARNETT STREET METAIRIE LA 70006 (504) 454-0014 FITTINGS & FLANGES MIDLAND LOUISIANA, INC. P.O. BOX 922 KENNER LA 70063 FITTINGS & FLANGES MINDECO CORPORATION P.O. BOX 310 OCEANSIDE NY 11572 (800) 645-2244 FITTINGS & FLANGES SOUTHERN METALS/MISSISSIPPI P.O. BOX 782 LAUREL MS 39441 (601) 649-7475 FITTINGS & FLANGES SPECIALTY ALLOYS, INC. 4404 RHODA DRIVE BATON ROUGE LA 70816 FITTINGS & FLANGES STAINLESS PIPING MATERIAL P.O. BOX 52804 BATON ROUGE LA 70805 (504) 344-5216 FITTINGS & FLANGES STANDARD SUPPLY & HDWE P.O. BOX 60620 NEW ORLEANS LA 70160 (504) 586-8400 FITTINGS & FLANGES STATE PRODUCTION CO. 535 W. GERMANTOWN DRIVE NORRISTOWN PA 19403 FITTINGS & FLANGES SUNBELT SUPPLY & TOOL 5515 POWELL STREET JEFFERSON LA 70121 (504) 736-0000 FITTINGS & FLANGES TAYLOR FORGE STAINLESS P.O. BOX 610 SOMERVILLE NJ 08876 (800) 223-1068 FITTINGS & FLANGES TRI-STAR SUPPLY CO., INC. 1906 ENGINEERS ROAD BELLE CHASSE LA 70037 (504) 394-4888 FITTINGS & FLANGES TRINITY PIPE & FITTINGS P.O. BOX 6937 METAIRIE LA 70009-6937 (504) 455-0333 FITTINGS & FLANGES VINSON SUPPLY CO. P.O. BOX 164 HARVEY LA 70059 (504) 340-1301 FITTINGS & FLANGES W & O SUPPLY, INC. 1406 DEALERS AVENUE HARAHAN LA 70123 (504) 733-4277 FITTINGS, STAINLESS STEEL SISCO P.O. BOX 15586 BATON ROUGE LA 70895 (504) 275-5200 FITTINGS, TUBE DRUE INDUSTRIES, INC. P.O. BOX 589 BARKER TX 77413-0589 (713) 589-6900 FLAGS & BANNERS FLAG & BANNER COMPANY 543 DUMAINE STREET NEW ORLEANS LA 70116 (504) 522-2204 FLANGES & COUPLINGS MARMIC INDUSTRIES, INC. 834 WHITMAN SCHOOL ROAD TURNERSVILLE NJ 08012 FLOOR CARE EARLINE'S JANITORIAL SERV. 8731 LOMOND ROAD NEW ORLEANS LA 70127-1537 (504) 244-8946 FLOOR COVERING CHEMBOND FLOORING SYSTEMS P.O. BOX 877 LA GRANGE GA 30241 (404) 845-1000 FLOTATION DEVICES MUSTANG INDUSTRIES 3810 JACOMBS ROAD RICHMOND BC CANADA FOAM, POLYURETHANE REILLY-BENTON CO., INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504) 586-1711 FOOD PREPARATION EQUIP. NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 641-4410 FOOD PRODUCTS MACHY. KLINGE CORPORATION P.O. BOX 3608 YORK PA 17402 (717) 840-4500 FORGINGS ELLWOOD CITY FORGE CORP. P.O. BOX 31 ELWOOD CITY PA 16117 FORGINGS ELLWOOD TEXAS FORGE P.O. BOX 1477 HOUSTON TX 77251-1477 (713) 434-5186 FORK LIFTS LOBO LIFT, INC. 7121 WASHINGTON AVE. ALBUQUERQUE NK 87109 FORMS, BUSINESS DIXIE MARKETING GROUP 510 LAFAYETTE STREET GRETNA LA 70053 (504) 361-3453 FORMS, BUSINESS RENCO BUSINESS FORMS P.O. BOX 7846 METAIRIE LA 70010-7846 (504) 454-5043 FOUNTAINS, DRINKING VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 FRAMES BEACH, LTD. 2304 21ST STREET KENNER LA 70072 (504) 467-2070 PAGE -12- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ FUEL CONOCO OIL COMPANY P.O. BOX 1032 EUNICE LA 70535 FUEL J. MANOCO, INC. P.O. BOX 74007 BATON ROUGE LA 70874 (504) 359-6703 FUEL TRANS-GULF FUEL, INC. P.O. BOX 313 GOLDEN MEADOW LA 70357 FUELS & LUBRICANTS NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70368 (504) 651-4410 FURNITURE NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70368 (504) 651-4410 GAGEBOARDS BAILEY ENTERPRISES 7822 WILLOW STREET NEW ORLEANS LA 70118-4056 (504) 861-2320 GALLEY EQUIPMENT ALEXANDER-SEVIN, INC. 7830 TOWNSEND PLACE NEW ORLEANS LA 70126 (504) 246-9900 GALLEY EQUIPMENT BLUME WORLDWIDE SERVICE 246 MAMARONECK ROAD SCARSDALE NY 10583 GALLEY EQUIPMENT BOSTON SUPERMARKET/BAKERY 1470 S. ANAHEIM, STE. G ANAHEIM CA 92805 GALLEY EQUIPMENT FOOD SERVICE EQUIPMENT P.O. BOX 13168 TAMPA FL 33681-3168 (813) 839-5341 GALLEY EQUIPMENT G.R. SPEER CO., INC. P.O. BOX 39274 SAN ANTONIO TX 78218 (512) 646-8432 GALLEY EQUIPMENT GAYLORD INDUSTRIES, INC. P.O. BOX 1149 TUALATIN OR 97062-1149 (503) 691-2010 GALLEY EQUIPMENT GAYLORD VENTILATOR EAST 37 VREELAND ROAD FLORHAM PARK NJ 08932 GALLEY EQUIPMENT GENERAL FOOD EQUIP/SUPPLY P.O. BOX 158 SAN ANTONIO TX 78291 GALLEY EQUIPMENT H.E. GREEN & ASSOC., INC. P.O. BOX 3207 GULFPORT MS 39503 (601) 391-3985 GALLEY EQUIPMENT RUSS EQUIPMENT CO., INC. P.O. BOX 23029 NEW ORLEANS LA 70183 (504) 737-3823 GALLEY EQUIPMENT VES, INC. 5501 FLAGLER STREET METAIRIE LA 70002 (504) 446-9525 GAS FREEING G.R. SPEER CO., INC. P.O. BOX 39274 SAN ANTONIO TX 78218 (512) 646-8432 GAS FREEING GULF TANK CLEANING 1205 BERKLEY HOUSTON TX 77012 GAS FREEING H.E. GREEN & ASSOC., INC. P.O. BOX GULFPORT MS 39503 (601) 391-3985 GAS FREEING RUSS EQUIPMENT CO., INC. P.O. BOX 23029 NEW ORLEANS LA 70183 (504) 737-3823 GASES ENERCOR, INC. 1502 AUGUSTA DR, #250 HOUSTON TX 77057-2454 (713) 977-8793 GASKETS ADVANCED SEALS & PACKING P.O. BOX 712 HARVEY LA 70059 (504) 367-7325 GASKETS CAPITAL RUBBER & SPECIALTY P.O. BOX 2483 BATON ROUGE LA 70821 GASKETS GULF BELTING & GASKET CO. P.O. BOX 51869 NEW ORLEANS LA 70151 (504) 522-9613 GASKETS GULF BELTING & GASKET CO. P.O. BOX 51869 NEW ORLEANS LA 70151 (504) 522-9613 GASKETS LAMONS METAL GASKET CO. P.O. BOX 23432 HARAHAN LA 70183 (504) 733-4211 GASKETS PRIOR GASKETS, INC. P.O. BOX 271063 DALLAS TX 75227 (800) 227-9341 GASKETS THE SIERRA CORPORATION 938 JEFFERSON AVENUE GRETNA LA 70053 GAUGES WEKSLER INSTRUMENT CO. 80 MILL ROAD FREEPORT NY 11520 (516) 623-0100 GENERAL CONTRACTING PFAFF, BILL CONTRACTORS 5501 POWELL STREET HARAHAN LA 70123 (504) 738-9798 GENERAL CONTRACTING TRIPLE J&B CONTRACTORS P.O. BOX 396 GLEN DANIEL WV 25844 (304) 934-7983 GENERATOR REPAIR ARCCO COMPANY SERVICES 10431 MAMMOTH AVENUE BATON ROUGE LA 70814 (504) 927-2722 PAGE -13- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ GENERATOR SETS KEM EQUIPMENT, INC. 4301 LEARY WAY N.W. SEATTLE WA 96107 GENERATOR SETS KLINGE CORPORATION P.O. BOX 3608 YORK PA 17402 (717) 840-4500 GENERATORS, ELECTRIC POLYSPEDE INDUSTRIAL DIV 6770 TWIN HILLS DALLAS TX 75231 (214) 363-7245 GRAPHIC DESIGN LASER SERVICES 4841 ZENITH, STE 10 METAIRIE LA 70001 (504) 454-3630 GRAPHICS SUPPLIES SLS ARTS, INC. 5524 MOUNES STREET NEW ORLEANS LA 70123 (504) 733-1104 GRINDERS REFLANGE GULF COAST 11616 INDUSTRIALPLEX HOUSTON TX 77092 (713) 682-5105 GRINDING L.M. GILL WELDING P.O. BOX 185 BUCKLAND MANCHESTER CO 06040 HALON AFFF, S.W. EQUIPMENT BETE FOG NOZZLE, INC. 324 WELLS STREET GREENFIELD MA 01301 (504) 892-3870 HARDWARE AMERICAN INDUSTRIAL HDWE 22873 LOCKNESS AVE TORRANCE CA 90501 (213) 326-3860 HARDWARE KEY MARINE, INC. 4401 EAST 11TH AVENUE HIALEAH FL 33013 (305) 688-6546 HARDWARE VALLEY INDUSTRIAL SUPPLY 205 W. 35TH ST., STE K NATIONAL CITY CA 92050-7918 (619) 420-4300 HEAT EXCHANGERS CONSECO 611 NORTH ROAD MEDFORD WI 54451 HEAT EXCHANGERS FISCHER ENGINEERING, LTD. BOX 13743 NEW ORLEANS LA 70185 (504) 831-6656 HEAT EXCHANGERS GULF STATES ENGINEERING P.O. BOX 26156 NEW ORLEANS LA 70186 (504) 241-8510 HEAT EXCHANGERS INDUSTRIAL AIR SERVICE P.O. BOX 649 UNION MO 63084 (800) 527-1425 HEATERS ALEXANDER-SEVIN, INC. 7830 TOWNSEND PLACE NEW ORLEANS LA 70126 (504) 246-9900 HEATERS, ELECTRIC AWC, INC. 6655 EXCHEQUER DRIVE BATON ROUGE LA 70895 (800) 364-0292 HEATERS, ELECTRIC CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 HEATERS, ELECTRIC INDEECO ENGINEERING 425 HANLEY INDUSTRIAL CT. ST. LOUIS MO 63144 (314) 644-4300 HEATERS, ELECTRIC LONG ELECTRICAL SUPPLY P.O. BOX 30320 NEW ORLEANS LA 70190 (504) 524-8322 HEATERS, ELECTRIC MCINTYRE ENGINEERING 201 SOUTH HILL DRIVE BRISBANE CA 94005 (415) 468-3560 HEATERS, ELECTRIC ROSS & PETHTELL, INC. P.O. BOX 15223 BATON ROUGE LA 70895 HEATERS, ELECTRIC VALAD ELECTRIC HEATING 161 WILDEY STREET TARRYTOWN NY 10591 (914) 631-4927 HEATERS, HOT WATER ELECTRIC HEATER COMPANY 45 SEYMOUR STREET STRATFORD CT 06497-0288 HEATING SUPPLIES WENCO PARTS & SUPPLY CO. 5817 CITRUS BLVD., STE J HARAHAN LA 70123 (504) 734-9045 HELICOPTER TIEDOWNS BREEZE-EASTERN CORP. 700 LIBERTY AVENUE UNION NJ 07083 (201) 686-4000 HELICOPTER TIEDOWNS LINE FAST CORPORATION 805 GRUNDY AVENUE HOLBROOK NY 11741 HELICOPTER TIEDOWNS PECK & HALE 180 DIVISION AVENUE W. SAYVILLE, LI NY 11796 HOISTS CHAMPAGNE RESDNCE ELEVS. 101 PASADENA AVE. STE A METAIRIE LA 70001 (504) 837-1670 HOSES NEW BRITAIN RUBBER CO. P.O. BOX 964 NEW BRITAIN CT 06050 (203) 223-4547 HOSES TRAVER INDUSTRIAL SALES P.O. BOX 3043 HAMMOND LA 70403 (504) 542-5422 HOSES & FITTINGS AEROSPACE SUPPLY NORTH 225 N. BARRANCO AVENUE W. COVINA CA 91791 (618) 858-1950 HOSES & FITTINGS C.V. HAROLD RUBBER CO. P.O. BOX 13688 NEW ORLEANS LA 70185 (504) 821-5944 (SMBUS-C) PAGE -14-
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ HOSES & FITTINGS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 HOSES & FITTINGS FABACHER, INC. P.O. BOX 899 HARVEY LA 70059 (504) 362-5901 HOSES & FITTINGS HOSE SPECIALTY & SUPPLY 142 ENTERPRISE DRIVE GRETNA LA 70056 (504) 367-4283 HOSES & FITTINGS HYDRADYNE HYDRAULICS P.O. BOX 760 HARVEY LA 70059 (504) 394-7256 HOSES & FITTINGS INDUSTRIAL & MARINE EQUIP. 5801 PLAUCHE COURT HARAHAN LA 70123 (504) 733-5030 HOSES & FITTINGS LEE ENGINEERING SUPPLY P.O. BOX 23340 HARAHAN LA 70183 (504) 733-3333 HOSES & FITTINGS MELVILLE EQUIPMENT, INC. P.O. BOX 577 HARVEY LA 70059 (504) 368-1644 HOSES & FITTINGS RIVER RUBBER & BELTING P.O. BOX 23624 HARAHAN LA 70183 (504) 733-8843 HOSES & FITTINGS SOUTHEAST HOSE & CONNCTRS. 10434 MAMMOTH AVENUE BATON ROUGE LA 70814 (504) 925-8149 HOSES & FITTINGS SOUTHLAND FIRE & SAFETY P.O. BOX 1307 GONZALES LA 70737 (504) 647-5371 HOSES & FITTINGS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 HOSES & FITTINGS TAB INDUSTRIES P.O. BOX 1506 PASCAGOULA MS 39568 (800) 624-0796 HOSES & FITTINGS THE SIERRA CORPORATION 938 JEFFERSON AVENUE GRETNA LA 70053 HOSES & FITTINGS THE WESTON COMPANY, INC. P.O. BOX 53252 NEW ORLEANS LA 70153 (504) 486-6653 HOSES & FITTINGS TRIPLEX, INC. P.O. BOX 23605 HARAHAN LA 70183 (504) 733-8042 HOSES & GAUGES DRUE INDUSTRIES, INC. P.O. BOX 589 BARKER TX 77413-0589 (713) 589-6900 HOSES/FIRE FIGHTING EQUIP. JGB ENTERPRISES, INC. P.O. BOX 209 LIVERPOOL NY 13088-0209 (315) 451-2770 I.C. EQUIPMENT NMP CORPORATION P.O. BOX 35493 TULSA OK 74153 (918) 252-0481 IGNITIONS & PARTS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 INDICATORS, RUDDER ANGLE CONTROL GENERAL CORP. 252 MAGNOLIA AVENUE HOUMA LA 70630 (504) 872-9002 INDICATORS, RUDDER ANGLE ELECTRIC TACHOMETER CORP. 68TH & UPLAND STREETS PHILADELPHIA PA 19142 INDICATORS, RUDDER ANGLE MCNAB, INC. 20 N. MACQUESTEN PARKWAY MOUNT VERNON NY 10550-1897 (914) 699-1616 INDUSTRIAL SUPPLIES ACE INDUSTRIAL PRODUCTS P.O. BOX 78447 SHREVEPORT LA 71137 INDUSTRIAL SUPPLIES CIRCLE M SUPPLY COMPANY P.O. BOX 53791 LAFAYETTE LA 70505 INSTRUMENTATION ADVANCED RESEARCH, INC. P.O. BOX 3131 BILLINGS MT 59103-3131 (800) 333-7254 INSTRUMENTATION AWC, INC. 6655 EXCHEQUER DRIVE BATON ROUGE LA 70895 (800) 364-0292 INSTRUMENTATION INSTRUMENT TECH CORP. 15060 BELTWOOD PKWY. E. DALLAS TX 75244 (214) 458-8785 INSTRUMENTATION KEANE CONTROLS CORP. 1600 ORANGETHORPE WAY ANAHEIM CA 92801 (714) 526-3341 INSTRUMENTATION PROCESS MEASUREMENTS 9643 INTERLINE AVE. BATON ROUGE LA 70809 (504) 927-9415 INSTRUMENTATION WESTGATE, INC. P.O. BOX 1948 BATON ROUGE LA 70821 (504) 749-2635 INSULATION AC SUPPLY, INC. P.O. BOX 23667 HARAHAN LA 70183 (504) 733-5600 INSULATION ADVANCE PRODUCTS/SYSTEMS P.O. BOX 53096 LAFAYETTE LA 70505 INSULATION EAGLE, INC. P.O. BOX 51568 NEW ORLEANS LA 70151 (504) 522-7781 (SMBUS-C) PAGE -15-
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ INSULATION PETRIN CORP. P.O. BOX 330 PORT ALLEN LA 70767-0330 (504) 343-0471 INSULATION QUALITY MARINE & INDUSTRL 2827 ANDREW STREET PASCAGOULA MS 39567 (601) 769-5075 INSULATION R-SQUARE INVESTMENTS 1980 RAFE MEYER ROAD BATON ROUGE LA 70807 INSULATION REILLY-BENTON CO., INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504) 586-1171 INSULATION THORPE PRODUCTS, INC. P.O. BOX 369 GONZALES LA 70707 (800) 423-7922 INSULATION WENCO PARTS & SUPPLY CO. 5817 CITRUS BLVD., STE J HARAHAN LA 70123 (504) 734-9045 JANITORIAL PRODUCTS ECO-SAFE INTL., INC. P.O. BOX 86115 BATON ROUGE LA 70879-6115 (504) 272-4876 JANITORIAL SERVICE EARLINE'S JANITORIAL SERV. 8731 LOMOND ROAD NEW ORLEANS LA 70127-1537 (504) 244-8946 JANITORIAL SERVICES IMPERIAL SERVICES OF N.O. #2 CANAL ST., STE 346 NEW ORLEANS LA 70130 (504) 523-0551 JANITORIAL SERVICES J. S. JANITORIAL SERVS. 3226 DEERS STREET NEW ORLEANS LA 70122 (504) 949-0130 JANITORIAL SUPPLIES CRESCENT PAPER COMPANY 2900 WINSTON STREET NEW ORLEANS LA 70131 (504) 394-9798 JANITORIAL SUPPLIES NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 JOINER WORK AMERICAN JOINER CONTRS. P.O. BOX 10540 NEW ORLEANS LA 70181 (504) 738-1527 JOINER WORK GENERAL MARINE INDUSTRIES 5883 STATE HWY 303 N.E. BREMERTON WA 98310 JOINER WORK JAMESTOWN METAL MARINE 4710 N.W. 2ND, STE 400 BOCA RATON FL 33431 (407) 994-3900 JOINER WORK SUPERIOR MARINE PRODUCTS 15-32 127TH STREET COLLEGE POINT NY 11356 JOINTS, EXPANSION ATLANTIC JOHNSON, INC. P.O. BOX 2595 WATERBURY CT 06723-2595 JOINTS, EXPANSION C. V. HAROLD RUBBER CO. P.O. BOX 13688 NEW ORLEANS LA 70185 (504) 821-5944 JOINTS, EXPANSION DAVID FRIED & ASSOCIATES P.O. BOX 24726 NEW ORLEANS LA 70184 (504) 822-5600 JOINTS, EXPANSION FABACHER, INC. P.O. BOX 899 HARVEY LA 70059 (504) 362-5901 JOINTS, EXPANSION FLEXIBLE METAL HOSE MFG. 345 FISHER AVENUE COSTA MESA CA 92626 (714) 751-1000 JOINTS, EXPANSION GULF BELTING & GASKET CO. P.O. BOX 51869 NEW ORLEANS LA 70151 (504) 522-9613 JOINTS, EXPANSION GULF STATES ENGINEERING P.O. BOX 26156 NEW ORLEANS LA 70186 (504) 241-8510 JOINTS, EXPANSION HYSPAN PRECISION PRODUCTS 1685 BRANDYWINE AVENUE CHULA VISTA CA 92011 JOINTS, EXPANSION MERCER RUBBER COMPANY 115 WALNUT STREET PHILADELPHIA PA 19106 (215) 425-6700 JOINTS, EXPANSION RIVER RUBBER & BELTING P.O. BOX 23624 HARAHAN LA 70183 (504) 733-8843 JOINTS, EXPANSION STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 JOINTS, EXPANSION TRIPLEX, INC. P.O. BOX 23605 HARAHAN LA 70183 (504) 733-8042 JOINTS, EXPANSION UNAFLEX RUBBER CORP. 2056 N. DIXIE HIGHWAY FT. LAUDERDALE FL 33305 (800) 327-1286 KNOBS, AEROSPACE AEROSPACE KNOB CO. 14395 RAMONA AVENUE CHINO CA 91710 LABEL PLATES ADHESA PLATE MFG. P.O. BOX 84723 SEATTLE WA 98124 LABEL PLATES MILLER DIAL CORP. 4400 N. TEMPLE CITY BLVD. EL MONTE CA 91731 (818) 444-4555 LABEL PLATES PRECISION ARTS & GRAPHICS 809 FINCASTLE COURT VIRGINIA BEACH VA 23456-3322 (804) 430-4449 PAGE -16- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ LABEL PLATES, ENGRAVING MERL'S ENGRAVING 750 VICE ROAD HOUMA LA 70363 LADDERS COAST MARINE & INDUSTRIAL 390 JEFFERSON STREET SAN FRANCISCO CA 94133 (415) 673-1927 LADDERS GOSSETT'S, INC. 310 STEVENS STREET PICAYUNE MS 39466 LADDERS & STAIRS ST. PIERRE'S FABRICATION P.O. BOX 639 DESTREHAN LA 70047 (504) 652-1180 LAMPS, INCANDESCENT LAMPTRONIX CO., LTD. 81 NORTH WILLIAMS ST. CRYSTAL LAKE IL 60014 (815) 455-0400 LANDSCAPING EQUIPMENT APPEL TRACTORS, INC. 8640 PERKINS ROAD BATON ROUGE LA 70810 (504) 766-5296 LEAD CASTINGS SOLIDIFORM, INC. P.O. BOX 7656 FT. WORTH TX 76111 (817) 831-2626 LEGAL SERVICES HAVARD & ASSOCIATES P.O. BOX 22584 HOUSTON TX 77227 (713) 650-1400 LIGHT FIXTURES COMSACO MARINE SUFFOLK COUNTY AIRPORT W.HAMPTON BEACH NY 11978 LIGHT FIXTURES HARDWARE SPECIALTY CO. 48-75 36TH STREET LONG ISLAND CITY NY 11101 (718) 361-9393 LIGHT FIXTURES L. ROWE COMPANY 66 HOLTON STREET WOBURN MA 01801 LIGHT FIXTURES LAMPTRONIX COMPANY, LTD. 81 N. WILLIAMS STREET CRYSTAL LAKE IL 60014-4443 LIGHT FIXTURES MURRAY BENJAMIN CO., INC. 174 VANDERBILT AVENUE BROOKLYN NY 11205 (718) 596-2100 LIGHT FIXTURES RADIANT ILLUMINATION 7121 CASE AVENUE N. HOLLYWOOD CA 91605 LIGHT FIXTURES ROFLAN MANUFACTURING CO. P.O. BOX 913 NEWBURYPORT MA 01950-5613 LIGHT FIXTURES SEACOAST ELECTRIC 1505 OLIVER STREET HOUSTON TX 77007 (713) 868-3636 LIGHT FIXTURES U.S. PIONEER P.O. BOX 472065 TULSA OK 74147 (918) 663-0122 LIGHT FIXTURES WILLIAMS & WATTS 2 MADISON ROAD FAIRFIELD NJ 07006 (508) 588-5434 LIGHTS, SEARCH CARLISLE & FINCH COMPANY 4562-T.W. MITCHELLA AVE. CINCINNATI OH 45232 (513) 681-6080 LOCKERS/ENCLOSURES GLENNAIRE, INC. P.O. BOX 2034 GRETNA LA 70054 (504) 392-9552 LOCKS LOCKMASTERS, INC. 5085 DANVILLE ROAD NICHOLASVILLE KY 40356 (606) 885-6041 LOGISTICS SERVICES RFP, INC. P.O. BOX 655 SAFETY HARBOR FL 34695 LOGISTICS SUPPORT ELS, INC. 5201 LEESBURG PIKE FALLS CHURCH VA 22041 (703) 284-7600 LUBRICANTS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 LUBRICANTS J. MANOCO, INC. P.O. BOX 74007 BATON ROUGE LA 70874 (504) 359-6703 LUBRICANTS POWER DYNAMICS P.O. BOX 992 HARVEY LA 70059 (504) 361-0421 LUBRICANTS STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 LUMBER PRODUCTS BARNES FOREST PRODUCTS, INC. P.O. BOX 23547 JACKSON MS 39225-3547 (601) 939-2374 LUMBER/MILLWORK RIVERSIDE LUMBER COMPANY 5451 MORRISON ROAD NEW ORLEANS LA 70126 (504) 242-6624 MACHINE COMPONENTS NORBERT INDUSTRIES, INC. 38111 COMMERCE DRIVE STERLING HEIGHTS MI 48312 (312) 977-9200 MACHINE FABRICATION AL'S MACHINE SHOP, INC. 306 MAVIS IRVING TX 75061 (214) 438-2373 MACHINE TOOLS IMPERIAL MACHINE & TOOL 405 KIRBY GARLAND TX 75042 (214) 494-5956 MACHINE TOOLS SULLIVAN TOOL & MFG. 607 E. HWY. 67 DUNCANVILLE TX 75137 PAGE -17- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ MACHINE WORK, GENERAL GORDON MACHINE WORKS 6337 JERSEY GOLD ROAD KEITHVILLE LA 71047 (504) 925-9534 MACHINED CASTINGS SECURITY SIGNALS, INC. P.O. BOX 910 CORDOVA TN 36018 (901) 754-7228 MACHINING BURRCO MACHINE WORKS 2156 MASON STREET ALEXANDRIA LA 71301-6108 (318) 442-1009 MACHINING DAVE WHITAKER & SONS 345 HIGHWAY 465 SIEPER LA 71472 (318) 793-2765 MACHINING GULF SOUTH MACHINE P.O. BOX 268 PONCHATOULA LA 70454-0268 (504) 386-9401 MACHINING HI-ALLOY PRODUCTS, INC. P.O. BOX 8571 HOUSTON TX 77249 (713) 869-8181 MACHINING J. F. FREDERICKS TOOL CO. 25 SPRINGS LANE FARMINGTON CT 06032 MACHINING R & J MACHINING 105 MAPLE CIRCLE SLIDELL LA 70458 MACHINING SCOLARO TOOL COMPANY P.O. BOX 95 BRISTOL RI 02809 MACHINING STANLEY MACHINING & TOOL 425 MAPLE AVENUE CARPENTERSVILLE IL 60110 (708) 426-4560 MACHINING SULLIVAN TOOL & MFG. 607 E. HWY. 67 DUNCANVILLE TX 75137 MACHINING VIERECK COMPANY 10220 OLD COLUMBIA ROAD COLUMBIA MD 21046-1716 (301) 621-8343 MACHINING & BOLTING REFLANGE GULF COAST 11616 INDUSTRIALPLEX HOUSTON TX 77092 (713) 682-5105 MACHINING & FABRICATION DIXIE MACHINE-WELDING 1031 ANNUNCIATION ST. NEW ORLEANS LA 70130 (504) 581-3088 MACHINING & FABRICATION MODERN ENGINEERING, INC. P.O. BOX 717 ABBEYVILLE LA 70510 (318) 893-0591 MACHINING & FABRICATION VIRGINIA MACHINE & SUPPLY 824 39TH STREET NEWPORT NEWS VA 23607 (804) 380-8500 MACHINING & MILLING L. M. GILL WELDING P.O. BOX 185 BUCKLAND MANCHESTER CO 06040 MACHINING & MILLING VIC MACHINE COMPANY 32 MECHANIC AVENUE WOONSOCKET RI 02895 MACHINING TOOLS MDC INDUSTRIES, INC. COLLINS & WILLARD STS. PHILADELPHIA PA 19134 (215) 426-5925 MAILING SERVICES OMEGA MAILING SYSTEMS 1328 PECAN AVENUE METAIRIE LA 70001 (504) 454-2409 MARKETING SOUTHWEST MARKETING 2040 SPRING CREEK PKWY.#141 PLANO TX 95023 (214) 326-5029 MATERIAL HANDLING EQUIP. BOYD MANUFACTURING, INC. 4701 GUASTI ROAD ONTARIO CA 91761 (909) 391-9400 MATERIAL HANDLING EQUIP. J.R. EQUIPMENT CORP. P.O. BOX 10622 JEFFERSON LA 70181 (504) 835-5451 MATERIAL HANDLING EQUIP. NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 MATTRESSES HERNANDEZ MATTRESS, INC. 2324 PORT STREET NEW ORLEANS LA 70117 (504) 944-5571 MEDICAL & SURGICAL SUPPLIES CLINIPAD CORPORATION 66 HIGH STREET GUILFORD CT 06437 (203) 453-6543 MEDICAL EQUIPMENT ALEXANDER-SEVIN, INC. 7830 TOWNSEND PLACE NEW ORLEANS LA 70126 (504) 246-9900 MEDICAL EQUIPMENT BAYOU MEDICAL & TEXTILES 407 S. TYLER STREET COVINGTON LA 70433 MEDICAL EQUIPMENT C & C WELDERS SUPPLY CO. P.O. BOX 23 SLIDELL LA 70459 MEDICAL EQUIPMENT MEDICAL EQUIPMENT COMPANY 1532 RIVER OAKS HARAHAN LA 70123 (504) 733-6071 MEDICAL EQUIPMENT NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 MEDICAL EQUIPMENT OWENS & MINOR, INC. 700 ELMWOOD PARK BLVD. HARAHAN LA 70123 (504) 733-3622 MEDICAL EQUIPMENT/SUPPLIES PHYSIO-CONTROL CORP. P.O. BOX 97006 REDMOND WA 98073-9706 (206) 867-4542 (SMBUS-C) PAGE -18-
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ METAL FABRICATION GENERAL KINETICS, INC. 11205 SATELLITE BLVD. ORLANDO FL 32837 (407) 859-2040 METAL MANUFACTURING ALL-PHASE MANUFACTURING 3619 MONTESQUICU STREET CHALMETTE LA 70043 (504) 271-4678 METALS, NON-FERROUS ALLOYS & COMPONENTS, S.W. 2330 QUINCY STREET DALLAS TX 75212 (214) 637-9301 METALS, NON-FERROUS RIVER PARISHES METALS 100 WEST FIFTH STREET LA PLACE LA 70068 (504) 651-4058 METALS, NON-FERROUS ST. PIERRE'S FABRICATION P.O. BOX 639 DESTREHAN LA 70047 (504) 652-1180 MICROFILM/MICROFICHE SOUTHERN MICROFILM CORP. P.O. BOX 7908 METAIRIE LA 70010 (504) 834-0701 MICROWAVE COMPONENTS BUMSTEAD MANUFACTURING 1091 ANDOVER PARK E. TUKWILA WA 98188 MICROWAVE COMPONENTS P & H LABORATORIES 4496 RUNWAY SIMI VALLEY CA 93062 MILL SUPPLY BARTOLO HDWE & SUPPLY 1020 MACARTHUR AVENUE HARVEY LA 70058 (504) 340-1771 MILL SUPPLY BRIGGS-WEAVER 221 RESEARCH DRIVE JEFFERSON LA 70123 (504) 733-5640 MILL SUPPLY MARINE SERVICE & SUPPLY 528 DESTREHAN AVENUE HARVEY LA 70058 (504) 340-8601 MILLING MAILLY ENGINEERING 86 NEWBURYPORT TURNPIKE NEWBURY MA 01950 MILLWORK/LUMBER RIVERSIDE LUMBER COMPANY 5451 MORRISON ROAD NEW ORLEANS LA 70126 (504) 242-6624 MODELS BOUCHER-LEWIS PRECISION 5201 EDEN CIRCLE EDINA MN 55436 MODELS DESIGN MODEL, INC. 10300 GLASGOW PLACE LOS ANGELES CA 90045 MODELS DIBOLL SCALE MODELS 2624 ST. PHILLIPS STREET NEW ORLEANS LA 70119 (504) 821-4721 MODELS U.S. MODELS SOUTHWEST 5250 GULFTON, BLDG 1A HOUSTON TX 77081 MODELS UNIVERSAL SERVICES ASSOC. 500 ELLIS AVENUE COLWYN PA 19023 MOTOR GENERATOR SETS MARINE ELECTRIC SYSTEMS P.O. BOX 1135 CLIFTON NJ 07014-1135 (201) 471-6800 MOTORS, ELECTRIC G & M ELECTRIC SALES 419 N. CLAIBORNE AVE. NEW ORLEANS LA 70112 (504) 586-8100 MOTORS, ELECTRIC POLYSPEDE INDUSTRIAL DIV 6770 TWIN HILLS DALLAS TX 75231 (214) 363-7245 NAVIGATION EQUIPMENT BAKER, LYMAN & COMPANY P.O. BOX 838 METAIRIE LA 70004 (504) 831-3685 NAVIGATION EQUIPMENT CONTROL GENERAL CORP. 252 MAGNOLIA AVENUE HOUMA LA 70630 (504) 872-9002 NAVIGATION EQUIPMENT CREOLE ENGINEERING SALES P.O. BOX 23159 HARAHAN LA 70183 (504) 733-0176 NAVIGATION EQUIPMENT YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504) 581-6292 NETS, SAFETY BREEZE-EASTERN CORP. 700 LIBERTY AVENUE UNION NJ 07083 (201) 686-4000 NETS, SAFETY LINE FAST CORPORATION 805 GRUNDY AVENUE HOLBROOK NY 11741 NETS, SAFETY PECK & HALE 180 DIVISION AVENUE W. SAYVILLE, LI NY 11796 NIGHT VISION EQUIPMENT S-TRON P.O. BOX 604 BELMONT CA 94002-0604 NOISE/SHOCK/VIBRATION CASDE CORPORATION 2800 SHIRLINGTON/STE 600 ARLINGTON VA 22206 (703) 845-9221 NOZZLES, FOG WATER GULF BELTING & GASKET CO. P.O. BOX 51869 NEW ORLEANS LA 70151 (504) 522-9613 OFFICE EQUIPMENT/SUPPLIES LASERCHARGER ENTERPRISES 4501 RATLIFF LANE ADDISON TX 75248 (214) 250-0539 OFFICE FURNISHINGS BAUER INTERIORS, INC. 914 JENA STREET NEW ORLEANS LA 70115 (504) 895-8604 PAGE -19- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ OFFICE FURNITURE LASERCHARGER ENTERPRISES 4501 RATLIFF LANE ADDISON TX 75248 (214) 250-0539 OFFICE MACHINES BELL OFFICE MACHINES 706 PAPWORTH AVENUE METAIRIE LA 70005 (504) 833-1865 OFFICE MACHINES MODERN BUSINESS MACHINES 4609 FAIRFIELD STREET METAIRIE LA 70006 (504) 885-5961 OFFICE MACHINES NATIONAL MARKETING CORP. 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4401 OFFICE SUPPLIES A-Z OFFICE SUPPLY 5606 JEFFERSON HWY. HARAHAN LA 70123 (504) 733-3290 OFFICE SUPPLIES ADVANCE PAPER COMPANY P.O. BOX 52976 NEW ORLEANS LA 70152 (504) 943-5591 OFFICE SUPPLIES ASSOCIATED OFFICE SUPPLY 210 NARCISSUS STREET METAIRIE LA 70005 (504) 837-1448 OFFICE SUPPLIES BURAS-HANCOCK, INC. 1029 HARIMAN COURT, WEST METAIRIE LA 70001 (504) 837-1831 OFFICE SUPPLIES CALLAIS OFFICE FURN/SUPPLY 1634 W. MAIN STREET CUT OFF LA 70345 OFFICE SUPPLIES CRESCENT BUSINESS MACHINES 1605 AIRLINE HIGHWAY METAIRIE LA 70001 (504) 831-3751 OFFICE SUPPLIES FORMS CONTROL COMPANY P.O. BOX 4177 NEW ORLEANS LA 70178-4177 (504) 866-9671 OFFICE SUPPLIES SLS ARTS, INC. 5524 MOUNES STREET NEW ORLEANS LA 70123 (504) 733-1104 OIL, LUBRICATING INTERNATIONAL OIL COMPANY 995 WEST AIRLINE HWY. ST. ROSE LA 70087 OPTICAL COMPONENTS TYROLIT COMPANY, INC. 367 ROUTE 109 WEST BABYLON NY 11704 (516) 422-2000 PACKAGING MATERIAL NEW YORK PLASTICS CORP. 135 FULTON AVENUE GARDEN CITY PRK NY 11040 (516) 746-0600 PAINT AACCO 5200 N. 126TH BUTLER WI 53007 (414) 781-7160 PAINT & EQUIPMENT CREATIVE COATINGS, INC. 428 N. LONGVIEW STREET KILGORE TX 75662 (903) 984-8454 PAINT (SPRAY) EQUIPMENT ECLIPSE SYSTEMS, INC. 12 CORK HILL ROAD FRANKLIN NJ 07416-9753 (201) 962-7878 PALLETS & LIFTS KLINGE CORPORATION P.O. BOX 3608 YORK PA 17402 (717) 840-4500 PANELS, CONTROL AIR BAILEY ENTERPRISES 7822 WILLOW STREET NEW ORLEANS LA 70118-4056 (504) 861-2320 PANELS, ELECTRICAL ELECTRO MARINE INDUSTRIES P.O. BOX 2428 SUMPTER SC 29151 PANELS, ELECTRICAL FABRICATION DYNAMICS 2102 W. SKELLY DRIVE TULSA OK 74107 (918) 446-1638 PANELS, ELECTRICAL GUARDIAN BUSINESS CONSULTS 5840 S. MEMORIAL/STE 3001 TULSA OK 74145 PANELS, ELECTRICAL M & I INDUSTRIES SUPPLY P.O. DRAWER 1792 BEAUMONT TX 77704 PANELS, ELECTRICAL NMP CORPORATION P.O. BOX 35493 TULSA OK 74153 (918) 252-0481 PANELS, ELECTRICAL POINT EIGHT POWER, INC. 1510 ENGINEERS ROAD BELLE CHASSE LA 70037 (504) 394-6100 PANELS, ELECTRICAL U.S. PIONEER P.O. BOX 472065 TULSA OK 74147 (918) 663-0122 PANELS, ELECTRICAL WING CORPORATION 215 HIGHLAND DRIVE WESTMONT NJ 08108 (609) 854-2225 PANELS, ELECTRICAL YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504) 581-6292 PAPER PRODUCTS CRESCENT PAPER COMPANY 2900 WINSTON STREET NEW ORLEANS LA 70131 (504) 394-9798 PAPER SUPPLIES ADVANCE PAPER COMPANY P.O. BOX 52976 NEW ORLEANS LA 70131 (504) 943-5591 PAPER SUPPLIES REAGAN TEXTILES, INC. P.O. BOX 51913 LAFAYETTE LA 70505 PERSONNEL INVESTIGATION BUSINESS INVESTIGATIONS P.O. BOX 6998 METAIRIE LA 70009 (504) 830-4759 PAGE -20- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ PERSONNEL, TEMPORARY SUNBELT PRO/TECH SERVS. P.O. BOX 448 MT. VERNON MO 65712 (417) 466-7877 PIPE & FITTINGS A & B BOLT AND SUPPLY, INC. P.O. BOX 51912 LAFAYETTE LA 70505 (318) 234-7317 PIPE & FITTINGS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 PIPE & FITTINGS DIXIE MILL SUPPLY CO. P.O. BOX 52005 NEW ORLEANS LA 70152 (504) 525-6101 PIPE & FITTINGS EMPIRE VALVE & FITTING 15TH ST. & WINDRIM AVE. PHILADELPHIA PA 19141 (215) 457-5000 PIPE & FITTINGS J. D. MOTT, INC. 42 7TH AVENUE, S.W. CEDAR RAPIDS IA 52406 PIPE & FITTINGS JANLO, INC. P.O. BOX 6073 BOSSIER CITY LA 71111 PIPE & FITTINGS MGG PIPE & SUPPLY CO. P.O. BOX 740926 NEW ORLEANS LA 70174 (504) 394-4655 PIPE & FITTINGS MINDECO CORPORATION P.O. BOX 310 OCEANSIDE NY 11572 (800) 645-2244 PIPE & FITTINGS W & O SUPPLY, INC. 1406 DEALERS AVENUE HARAHAN LA 70123 (504) 733-4277 PIPE & TUBING ALASKAN COPPER WORKS P.O. BOX 3546 SEATTLE WA 96124 (206) 623-5800 PIPE & TUBING BBL COMPANY P.O. BOX 310 KULPSVILLE PA 19443 (800) 523-2284 PIPE & TUBING BISHOP TUBE COMPANY ROUTE 308 MAIN ROAD FRAZER PA 19355 PIPE & TUBING CALLIER STEEL PIPE & TUBE P.O. BOX 14736 ST. LOUIS MO 63178 (800) 325-8108 PIPE & TUBING CP INDUSTRIES 2214 WALNUT STREET MCKEESPORT PA 15132 PIPE & TUBING CUNICO CORPORATION P.O. BOX 306 WILMINGTON CA 90748-0306 (213) 830-5910 PIPE & TUBING DAMASCUS TUBULAR PRODUCTS P.O. BOX 71 GREENVILLE PA 16125 PIPE & TUBING DIXIE PIPE SALES, INC. P.O. BOX 540207 HOUSTON TX 77254-0207 PIPE & TUBING GREENVILLE TUBE CORP. TUBE LANE GREENVILLE PA 16125 PIPE & TUBING GULF SUPPLY CO., INC. P.O. BOX 550 HARVEY LA 70059 (504) 367-9150 PIPE & TUBING INDUSTRIAL METALS OF SOUTH P.O. BOX 10507 JEFFERSON LA 70181 (504) 586-9191 PIPE & TUBING PIPING & EQUIPMENT, INC. P.O. BOX 15743 BATON ROUGE LA 70895 (504) 275-6560 PIPE & TUBING PLYMOUTH TUBE COMPANY P.O. BOX 11 WINFIELD IL 60190 PIPE & TUBING PRODUCTION SUPPLY COMPANY 4342 MICHOUD BLVD. NEW ORLEANS LA 70129 (504) 254-0505 PIPE & TUBING STAINLESS PIPING MATERIAL P.O. BOX 52804 BATON ROUGE LA 70805 (504) 344-5216 PIPE & TUBING STANDARD SUPPLY & HDWE P.O. BOX 60620 NEW ORLEANS LA 70160 (504) 586-8400 PIPE & TUBING STATE PRODUCTION CO. 535 W. GERMANTOWN PIKE NORRISTOWN PA 19403 PIPE & TUBING TEXAS PIPE & SUPPLY CO. P.O. BOX 2205 MORGAN CITY LA 70381 PIPE & TUBING TRINITY PIPE & FITTINGS P.O. BOX 6937 METAIRIE LA 70009-6937 (504) 455-0333 PIPE & TUBING TUBULAR STEEL, INC. P.O. BOX 27370 ST. LOUIS MO 63141 PIPE & TUBING VINSON SUPPLY CO. P.O. BOX 164 HARVEY LA 70059 (504) 340-1301 PIPE, STAINLESS STEEL GRAND STEEL CORP. OF AM. P.O. BOX 1185 SHREVEPORT LA 71163 PIPE, STAINLESS STEEL R. J. GALLAGHER COMPANY P.O. BOX 23236 HARAHAN LA 70183 (504) 733-8520 PAGE -21- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ PIPING FLEX-HOSE COMPANY, INC. 6801 CROSSBOW DRIVE EAST SYRACUSE NY 13057-1026 (315) 437-1611 PIPING JOSS, INC. 5711 LODGE CREEK DRIVE HOUSTON TX 77066 PLANTS/TREES/SHRUBS HORTICULTURE, INC. 23180 CLELAND ROAD COVINGTON LA 70433 (504) 892-5132 PLASTIC AMERICAN PLASTICS 43234 BUSINESS PARK, STE D-4 TEMECULA CA 92591 PLASTIC INJECTION MOLDING HOOSIER PRIDE PLASTICS 2403 WEST SHOAFF ROAD HUNTERTOWN IN 46748-9793 (219) 637-5124 PLASTIC PRODUCTS PLASTIC SUPPLY & FABRCN. P.O. BOX 4281 NEW ORLEANS LA 70178 (504) 943-3377 PLATE, COPPER INDUSTRIAL METALS OF SOUTH P.O. BOX 10507 JEFFERSON LA 70181 (504) 586-9191 PLATE, STAINLESS STEEL INDUSTRIAL METALS OF SOUTH P.O. BOX 10507 JEFFERSON LA 70181 (504) 586-9191 PLATES, ORIFICE/STRAINER ALLESCO CORPORATION P.O. BOX 40130 HOUSTON TX 77240-0130 (713) 771-0115 PLUMBING & PIPING METRO NORTH PLUMBING P.O. BOX 111216 CARROLLTON TX 75011-1216 (214) 247-3595 PLUMBING FIXTURES CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 PLUMBING FIXTURES SOUTHLAND PLUMBING & SPLY 2321 S. ARNOULT ROAD METAIRIE LA 70001 (504) 835-8411 POWER DISTRIBUTION UNITS INTL. POWER MACHINES 2975 MILLER PARK N. GARLAND TX 75042 (214) 272-8000 POWER SUPPLIES MARINE ELECTRIC SYSTEMS P.O. BOX 1135 CLIFTON NJ 07014-1135 (201) 471-6800 PRINTERS/PLOTTERS JAPAN DIGITAL LABORATORY 4770 CALLE QUETZAL CAMARILLO CA 93012 (800) 486-8709 PRINTING FERDIE'S PRINTING SERVICE 2045 WOODMERE, STE 13-14 HARVEY LA 70058 (504) 341-6388 PRINTING SMALL ORDER PRINTING 125 WILSON LANE HOUMA LA 70363 (504) 563-4178 PRINTING & PHOTOGRAPHY TLW PRODUCTIONS 3933 TALL PINES DRIVE NEW ORLEANS LA 70131 (504) 394-4244 PRINTING, ELECTRONIC COMPLEX PRINTING 3312 E. PIONEER PKWY. ARLINGTON TX 76010 (817) 640-1974 PRINTING, OFFSET B.E.V. REPROGRAPHICS 3635 RIDGELAKE DRIVE METAIRIE LA 70002 (504) 831-4000 PRINTING/FORMS/DISCS/ETC BEARD BUSINESS SERVICES 3602 WESTWAY DRIVE TYLER TX 75703 (800) 256-7815 PROMOTIONAL PRODUCTS DIXIE MARKETING GROUP 510 LAFAYETTE STREET GRETNA LA 70053 (504) 361-3453 PROPOSAL SERVICES RFP, INC. P.O. BOX 655 SAFETY HARBOR FL 34695 PUBLIC ADDRESS SYSTEMS THE SOUND SOURCE P.O. BOX 9593 METAIRIE LA 70055 (504) 888-9771 PUBLIC ADDRESS/INTERCOMS DYNALEC ELECTRONICS SYS. P.O. BOX 188 SODUS NY 14551 PUMP PARTS ROC CARBON COMPANY P.O. BOX 19396 HOUSTON TX 77224-9396 (713) 468-7744 PUMPS CARVER PUMP COMPANY P.O. BOX 389 MUSCATINE IA 52761 (319) 263-4565 PUMPS DEVLIN & ALPAUGH, INC. 5517 POWELL STREET NEW ORLEANS LA 70123 (504) 734-0400 PUMPS DOUGLAS AIR COMPRESSORS P.O. BOX 1054 DOUGLAS GA 31533-1054 PUMPS INDUSTRIAL PUMP SALES 2814 ENGINEERS ROAD BELLE CHASSE LA 70037 (504) 393-7016 PUMPS KIRKWOOD COMPANY 2705 INDEPENDENCE ST. METAIRIE LA 70006 PUMPS PO-BOYS ENTERPRISES, INC. P.O. BOX 111 WESTWEGO LA 70094 (504) 436-7569 PUMPS PRO PUMP 201 N. WILSON STREET METAIRIE LA 70003 (504) 738-3564 PAGE -22- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ PUMPS PUMP SYSTEMS P.O. BOX 1252 METAIRIE LA 70004 (504) 733-0670 PUMPS SEPCO INDUSTRIES P.O. BOX 10497 METAIRIE LA 70180-0497 (504) 733-7100 PUMPS, HYDRAULIC HYDRAULIC SPECIALISTS 12100 N. SANTA FE OKLAHOMA CITY OK 73114 (800) 654-9408 PUMPS, MOTOR (SUBMERGED) PINION ASSOCIATES 11211 KATY FRWY., #380 HOUSTON TX 77079-2106 (713) 932-7611 PUMPS, WATER FEED AMERICAN WATER TECHNOLGTS. P.O. BOX 73225 METAIRIE LA 70033 (504) 455-4330 PUMPS, WATER METERING AMERICAN WATER TECHNOLGTS. P.O. BOX 73225 METAIRIE LA 70033 (504) 455-4330 PURIFIERS GULF ENGINEERING P.O. BOX 10651 JEFFERSON LA 70181-0651 (504) 733-6870 PURIFIERS MARINE ENGINEERING, INC. P.O. BOX 309 BELLE CHASSE LA 70037 (504) 394-6500 PYROTECHNIC EQUIPMENT SECURITY SIGNALS, INC. P.O. BOX 910 CORDOVA TN 38018 (901) 754-7228 Q.A. TESTING/INSPECTION PACIFIC TESTING LABS. 3257 16TH AVENUE WEST SEATTLE WA 98119 (206) 282-0666 R.A.S EQUIPMENT HYDROSEARCH COMPANY, INC. 120 ADMIRAL COCHRANE DR. ANAPOLIS MD 21401-7399 RAILS, CLIMBER'S SAFETY ANTENNA PRODUCTS CORP. 101 S.E. 25TH AVE. MINERAL WELLS TX 76067 (817) 325-3301 RAILS, DECK BREEZE-EASTERN CORP. 700 LIBERTY AVENUE UNION NJ 07083 (201) 686-4000 RAILS, DECK LINE FAST CORPORATION 805 GRUNDY AVENUE HOLBROOK NY 11741 RAILS, DECK PECK & HALE 180 DIVISION AVENUE W. SAYVILLE, LI NY 11796 REELS, HYDRAULIC HOSE A B MANUFACTURING, INC. 732 15TH STREET GRETNA LA 70053-6424 (504) 367-7449 REFRIGERATION BOSTON SUPERMARKET/BAKRY 1470 S. ANAHEIM, STE. G ANAHEIM CA 92805 RENTAL EQUIPMENT J-R EQUIPMENT P.O. BOX 10622 JEFFERSON LA 70181 (504) 835-5451 REPRODUCTION SERVICES B.E.V. REPROGRAPHICS 3635 RIDGELAKE DRIVE METAIRIE LA 70002 (504) 831-4000 RESCUE DEVICES CHAMPAGNE RESDNCE ELEVS. 101 PASADENA AVE. STE A METAIRIE LA 70001 (504) 837-1670 RESISTORS CADDOCK ELECTRONICS, INC. 3005 NE DIAMOND LAKE BLVD. ROSEBURG OR 97470 RINGS, BRASS & ALUMINUM MARMIC INDUSTRIES, INC. 834 WHITMAN SCHOOL ROAD TURNERSVILLE NJ 08012 RUDDER STOCK BRGS/STAVES F.F. TRANCHINA CO., INC. 1011 MAGAZINE STREET NEW ORLEANS LA 70130 (504) 522-5148 RUDDER STOCK BRGS/STAVES LUCIAN Q. MOFFIT COMPANY P.O. BOX 1415 AKRON OH 44309 SAFETY EQUIPMENT AMERICAN LABELMARK CO. 5724 N. PULASKI RD. CHICAGO IL 60646-6979 (312) 478-0900 SAFETY EQUIPMENT CONSOLIDATED INDS. SUPPLY P.O. BOX 77812 BATON ROUGE LA 70879-7812 (504) 755-7016 SAFETY GLASSES SAFETY OPTICAL 2110 CONGRESS PARKWAY ATHENS TN 37303 (615) 745-9420 SAFETY SHOES SHOES BY SHOEZ 6923 B. NORTH 9TH AVE. PENSACOLA FL 32504 (904) 474-1491 SAFETY SUPPLIES ABC MANUFACTURING BOX 578 RALIEGH MS 39153 (800) 647-7065 SAFETY SUPPLIES PLASCO SAFETY PRODUCTS 1919 COMMERCE ROAD SPRINGFIELD OH 45504 (513) 325-1001 SAFETY SUPPLIES SOTEC 5845 RIVER ROAD NEW ORLEANS LA 70123 (504) 733-3337 SAFETY SYSTEMS/EQUIPMENT DELTA SAFETY SYSTEMS 3924 DELERY DRIVE MARRERO LA 70072 (504) 340-0194 SAFETY TRAINING SPINE EDUCATION CENTER 6161 HARRY HINES BLVD. DALLAS TX 75235 (214) 631-3599 PAGE -23- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ SEALANTS CHEMRICH, INC. 1100 VICTORY DRIVE WESTWEGO LA 70094-5447 (504) 347-1514 SEALS & PACKING SEALING SYSTEMS, INC. 4404 HIGHWAY 445 ROBERT LA 70455 (504) 542-8921 SEALS, OIL BEARING CHAIN & SUPPLY 3500 S. RICHEY, STE 170 HOUSTON TX 77017 (800) 448-2358 SEALS, STERN TUBE CRANE PACKING COMPANY 6400 OAKTON STREET MORTON GROVE IL 60053 (312) 967-2400 SECURITY EQUIPMENT ADVANCED ENTRY SYSTEMS P.O. BOX 870067 DALLAS TX 75287 (214) 991-0926 SECURITY SYSTEMS SPARTON TECHNOLOGY, INC. 9621 COORS ROAD ALBUQUERQUE NM 87114 (505) 892-5300 SECURITY UNIFORMS PERRET'S ARMY/OUTDOOR 2532 WILLIAMS BLVD. KWNNER LA 70062 (504) 466-2532 SEWAGE REMOVAL NMC ENVIRONMENTAL 536 ESPLANADE ST. LA PLACE LA 70068 (504) 651-4410 SEWAGE SYSTEM ENVIRONVAC, INC. 1260 TURRET DRIVE ROCKFORD IL 61115-1486 (815) 654-8300 SHAFTING KAHLENBERG BROS. COMPANY 1700 12TH STREET TWO RIVERS WI 54241 SHEAVES BEARING CHAIN & SUPPLY 3500 S. RICHEY, STE 170 HOUSTON TX 77017 (800) 448-2358 SHELVING & STORAGE ADAPTO STORAGE PRODUCTS P.O. BOX 1660 HIALEAH FL 33011-1660 (800) 327-0745 SHELVING & STORAGE ATLAS EDCO, INC. 916 DAKIN STREET JEFFERSON LA 70121 (504) 837-8800 SHOP TOOLS POLYSPEDE INDUSTRIAL DIV 6770 TWIN HILLS DALLAS TX 75231 (214) 363-7245 SIGNS ABC MANUFACTURING BOX 578 RALEIGH MS 39153 (800) 647-7065 SIGNS TARA BUILDING SPECIALTIES P.O. BOX 1857 HAMMOND LA 70404 SIGNS, SAFETY MERL'S ENGRAVING 750 VICE ROAD HOUMA LA 70363 SIGNS/AD DISPLAYS/I.D.'S DANOS & CUROLE MARINE P.O. BOX 1460 LAROSE LA 70373 (504) 693-3313 SIGNS/PLACARDS/ID'S CARLTON INDUSTRIES, INC. P.O. BOX 280 LaGRANGE TX 78945 (409) 242-5055 SILENCERS, PROPULSION BURGESS INDUSTRIES P.O. BOX 47146 DALLAS TX 75247-0146 SILENCERS, PROPULSION ENVIRONMENTAL ELEMENTS P.O. BOX 1318 BALTIMORE MD 21203 SLEEVES, BOAT LINER RPM, INC. 2301 REAR GREENUP AVE. ASHLAND KY 41101 (606) 325-3939 SLEEVES, CU-NI CUNICO CORPORATION P.O. BOX 306 WILMINGTON CA 90748-0306 (213) 830-5910 SOLVENTS CREATIVE COATINGS, INC. 428 N. LONGVIEW STREET KILGORE TX 75662 (903) 984-8454 SOLVENTS IMPCO, INC. P.O. BOX 310 EDGARD LA 70049 (800) 826-9620 SPARE PARTS KEELING COMPANY P.O. BOX 15310 N. LITTLE ROCK AR 72231-5310 (501) 945-4511 SPARE PARTS FOR NAVY LAND-SEA-AIR MACH. PRODS. P.O. BOX H WINSLOW NJ 08095 (609) 567-0748 STAMPS, RUBBER WESTBANK ENGRAVING 2132 ALAMO AVENUE HARVEY LA 70058 (504) 366-3241 STEEL FABRICATION CARCO, INC. P.O. BOX 1095 GRETNA LA 70054 (504) 340-3117 STEEL FORMING ROUSSEL INDS. FABRICATORS P.O. BOX 421 RESERVE LA 70084 (504) 536-4000 STEEL/ALUMINUM/ALLOYS ADM, INC. 1301 E. PARKERVILLE RD. DESOTO TX 75115 (214) 223-6161 STEERING SYSTEMS CONTROL GENERAL CORP. 252 MAGNOLIA AVENUE HOUMA LA 70630 (504) 872-9002 STRAINERS BREARD-GARDNER, INC. P.O. BOX 1228 KENNER LA 70063 (504) 466-3401 PAGE -24- (SMBUS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ STRAINERS CLOW CORPORATION 1375 MAGNOLIA AVENUE CARONA CA 91720 PAGE -25- (SMBUS-C)
[AVONDALE LOGO APPEARS HERE] LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN C. Subcontracting With Small Disadvantaged Business Concerns 1. Principal Product and Service Areas to be Subcontracted to or Solicited from Small Disadvantaged Business Concerns Small Disadvantaged Business concerns have been provided the opportunity to compete for subcontracts by their inclusion in the solicitation for the cost proposal for the LPD 17 in the following product and service areas, among others. . Piping materials . Electrical equipment and fittings . Welding materials 2. Small Disadvantaged Business Concerns Source List The Small Disadvantaged Business concerns solicited during the pricing for the proposal for LPD 17 and the solicitation for procurement to follow were taken from Avondale's records and from PASS, including the listing of FIGURE 2, after page C-3. 3. Goals For Subcontracting to Small Disadvantaged Business Concerns Avondale's goals for subcontracting to Small Disadvantaged Business concerns are as follows, expressed in terms of percentages of total planned subcontracting dollars. 3.1 Item 0001 - Detail Design and Construction of LPD 17 a. Total dollars to be subcontracted: $ 383,010,956.00 b. Percentage and dollar goals to be subcontracted to Small Disadvantaged Business: 5%, $ 19,150,548.00 C - 1 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. [AVONDALE LOGO APPEARS HERE] LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 3.2 Item 0002 - OPTION - Ship Construction - LPD 18 a. Total dollars to be subcontracted: $ 230,832,545.00 b. Percentage and dollar goals to be subcontracted to Small Disadvantaged Business: 5%, $ 11,541,627.00 3.3 Item 0003 - OPTION - Ship Construction - LPD 19 a. Total dollars to be subcontracted: $ 437,472,248.00 b. Percentage and dollar goals to be subcontracted to Small Disadvantaged Business: 5%, $ 21,873,612.00 3.4 Item 0004 - LPD Familiarization (Not Separately Priced) 3.5 Item 0005 - Technical Manuals (Not Separately Priced) 3.6 Item 0006AA - LPD 17 Material (Firm Fixed Price Item) 3.7 Item 0006AB - OPTION - LPD 18 Material (Firm Fixed Price Item) 3.8 Item 0006AC - OPTION - LPD 19 Material (Firm Fixed Price Item) 3.9 Item 0007 - Perform Special Studies, Analyses, and Reviews (Cost Plus Fixed Fee Item) C - 2 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. [AVONDALE LOGO APPEARS HERE] LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 3.10 Item 0008 - Perform Engineering and Industrial Services (Firm Fixed Price Item) 3.11 Item 0009 - OPTION - LPD 17 Class Life Cycle Support Planning - Post Detail Design and Construction a. Total dollars to be subcontracted: $1,723,635.00 b. Percentage and dollar goals to be subcontracted to Small Disadvantaged Business: 5%, $86,182.00 3.12 Item 0010 - OPTION - Affordability Through Commonality (Firm Fixed Price Item) 3.13 Item 0011 - Cross Program Procurement (Firm Fixed Price Item) a. Total dollars to be subcontracted: $80,000.00 b. Percentage and dollar goals to be subcontracted to Small Disadvantaged Business: 5%, $4,000.00 3.14 Item 0012 - Data for Items 0001, 0004, 0005, 0006AA, 0007, 0008, 0010, and 0011 (and if Options are exercised, Items 0002, 0003, 0006AB, 0006AC and 0009) (Not Separately Priced) C - 3 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. [AVONDALE LOGO APPEARS HERE] LPD 17 PROPOSAL Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN FIGURE 2 SMALL DISADVANTAGED BUSINESS SOURCE LIST USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ A/C & REFIGERATION ANIBAL L. ARSUAGA, INC. P.O. BOX 71362 SAN JUAN PR 00936-7326 (809) 754-9494 ABRASIVE PRODUCTS CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 ABRASIVE PRODUCTS TECNI-SISTEMAS, INC. P.O. BOX 73029 METAIRIE LA 70033 ABRASIVES FLORIDA FASTENERS & ELECT. 6604 HARNEY ROAD TAMPA FL 33610-9424 (813) 620-1286 ABRASIVES INDUSTRIAL HDWE & SUPPLY P.O. BOX 3011 OAK RIDGE TN 37830-7017 (615) 482-5522 ABRASIVES L. DEWITT MCCARTER, INC. 318 E.NAKOMA STREET SAN ANTONIO TX 78216-2795 (512) 494-1997 ABRASIVES PRECISION TOOL SALES/SRVCS MOUNT PARON RR 1 JACKSBORO TN 37757-9801 (615) 562-4000 ABRASIVES VIRGINIA CAROLINA TOOLS P.O. BOX 3488 WEST COLUMBIA SC 29171-3488 (803) 791-8691 ACETONE METHYLENE CHLO SELLERS OIL CO., INC. BAINBRIDGE GA 31717 ACTUATORS MASTER REASEARCH & MFG. 11445 ILEX AVENUE SAN FERNANDO CA 91340-3430 (818) 898-1461 ACTUATORS PANTEX, INC. P.O. BOX 742406 HOUSTON TX 77274 ACTUATORS ROCKER INDUSTRIES 1500 240TH STREET HARBOR CITY CA 90710-1309 ACTUATORS, HYDRAULIC MASTER RESEARCH & MFG. 11445 ILEX AVENUE SAN FERNANDO CA 91340-3430 (818) 898-1461 ACTUATORS, VALVE LBC AND ASSOCIATES P.O. BOX 668 JONESBORO GA 30237 (406) 477-2272 ADHESIVES EMULTEC, INC. 3361 GARDEN BROOK DR. DALLAS TX 75234 (214) 247-7766 ADHESIVES GLOBEX CORPORATION 91 SANDBAR FERRY ROAD AUGUSTA GA 30903-2924 (706) 724-5419 ADHESIVES HOSE HOUSE, INC. P.O. BOX 41 PLANO TX 75074 (214) 881-0282 AERSOLS L.F. MAYHAN & ASSOCIATES ATLANTA GA 30301 AIR CONDITIONING GAYDEN & SON A/C HEATING BEAUMONT AIR CONDITIONING MERLIN WAYNER'S A/C PASCAGOULA MS 39567 AIR CONDITIONING EQUIPMENT BLUE RIBBON INDUSTRIES P.O. BOX 488 GERMANTOWN NY 10001 AIR FILTERS, HEPA IOWA ENVIRONMENTAL SYSTEMS 1628 NW 91ST CLIVE IA 50322 (515) 225-9447 AIR HANDLING UNITS, CUSTOM HEAT TRANSFER TECHNOLOGY BEN FOX PAVILLION #432 JENKINTOWN PA 19046 (215) 884-2448 AIRBORNE NOISE/VIBRATION CASDE CORPORATION P.O. BOX 1291 TORRANCE CA 90505 AIRBORNE NOISE/VIBRATION NOISE CONTROL TECHNOLOGY 1776 E. JEFFERSON STREET ROCKVILLE MD 20852 AIRCRAFT COMPONENTS AIRPARTS COMPANY, INC. WICHITA KS 67201 ALARM SYSTEMS HOUMA ELECTRONICS 3408 WEST MAIN HOUMA LA 70360 ALARM SYSTEMS KMAD BUSINESS SERVICE 310 WINDINGWAY DRIVE BATON ROUGE LA 70810 ALARMS, FIRE D & S SYSTEMS, INC. 625C S. PALM STREET LA HABRA CA 90631-5737 (714) 870-6680 ALLOY BARS CROWN METAL CORP. 4221 SHILLING WAY DALLAS TX 75237-1024 ALLOYS HURLEN CORPORATION 12831 MARQUARDT AVENUE SANTA FE SPRINGS CA 90670 (310) 921-0432 ALLOYS MGG PIPE & SUPPLY CO. P.O. BOX 2347 NEW ORLEANS LA 70176 (504) 523-6990 ALUMINUM HURLEN CORPORATION SANTA FE SPRINGS CA 90670 (SMDIS-C) PAGE -1-
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ ALUMINUM MARKS SUPPLY CO., LTD. 1903 ENGINEERS ROAD BELLE CHASSE LA 70037 (504) 522-9801 ALUMINUM MGG PIPE & SUPPLY CO. 228 ST. CHARLES STE 1136 NEW ORLEANS LA 70130 (504) 523-6990 ALUMINUM COPPER SHEETS COMBINED METALS CORP. DALLAS TX 75221 ALUMINUM EXTRUSIONS TABER METALS CORP. RUSSELLVILLE AR 72801 ALUMINUM PRODUCTS CROWN METAL CORP. 4221 SHILLING WAY DALLAS TX 75237-1024 ALUMINUM/STEEL FABRICATION AFRO-LECON, INC. P.O. BOX 1028 JAMESTOWN NY 14701 ALUMINUM/STEEL FABRICATION MANUFAB, INC. 129 THIRD STREET KENNER LA 70062 (504) 466-2368 AMMUNITION BALIMOY MFG. OF VENICE TAMPA FL 33622 ANODES MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 APPLIANCES & EQUIPMENT REGIONAL MFG., INC. JACKSON MS 39205 APPLIANCES, HOME A-A APPLIANCE P.O. BOX 27703 HOUSTON TX 77227-7703 (713) 467-0215 APPLIANCES, HOME HYDRO-PRESS, INC. P.O. BOX 7333 PONCE PR 00732-7333 (809) 844-9872 APPLIANCES, HOME PRYOR'S HAULING COMPANY RR 1 BOX 293 GLEN ALLEN VA 23060-9801 (804) 747-0210 APPLIANCES, HOME SOUTH TEXAS APPLNC REPAIR 11031 WYE STREET #110 SAN ANTONIO TX 78217-2625 (512) 653-8898 APPRAISALS INVESTMENT TECHNIQUES LTD. DECATUR GA 30031 ACRYLIC SHEETS RAM PRODUCTS COMPANY STURGIS MI 49091 ART SUPPLIES PACE PUBLICATION ARTS ANAHEIM CA 92803 ASBESTOS & LEAD ABATEMENT JOE CARRIZAL CONTRACTORS 915 N. ESTRELLA EL PASO TX 79903 (915) 562-4631 ASBESTOS ABATEMENT CENTRAL TECH ENVIRONMTL 2828 MARTIN L. KING DALLAS TX 75215 (214) 428-8388 ASPHALT & CONCRETE WORK HAMP'S ENTERPRISES, INC. 1816 N. CLAIBORNE AVE. NEW ORLEANS LA 70116 ASPHALT & CONCRETE WORK LEVI SLAUGHTER ASPHALT CO. 5128 FLORIDA AVE. NEW ORLEANS LA 70117 (504) 949-1910 AUDIO-VISUAL EQUIPMENT HOUMA ELECTRONICS 3408 WEST MAIN HOUMA LA 70360 AUDITING FIRM GERMAINE F. BREWINGTON WILMINGTON NC 28401 AUTOMOTIVE PARTS ELECTRICAL PTS. REBUILDER 831 GRETNA BLVD GRETNA LA 70053-6939 (504) 362-1380 AUTOMOTIVE PARTS NETWORK AUTOMOTIVE PARTS 2068 US HIGHWAY 19 SOUTH CLEARWATER FL 33546 (813) 449-0062 AUTOMOTIVE SUPPLIES AMERICAN AUTOM. DISTRBS. 23422 68TH AVENUE S. KENT WA 96032 (206) 859-8284 AUTOMOTIVE SUPPLIES FRANK'S AUTOMOTIVE 1606 W. FRONT MIDLAND TX 79701 (915) 682-7304 AUTOMOTIVE SUPPLIES OSCAR MARTIN 8514 SPRINGLINE STREET SAN ANTONIO TX 78251-2216 (512) 681-4648 BABBITTS CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 BAR CODE READERS WAISOME COMPUTER CONSULT 185 ST. MARKS PLACE STATEN ISLAND NY 10301-1670 (718) 447-7703 BAR CODE READERS/PRINTERS ITS 635 N. BERRY STREET #C BREA CA 92621-3017 (714) 990-1880 BATTERIES, DRY CELL BBGP INDUSTRIAL SUPPLY P.O. BOX 340 EDGARD LA 70049 BATTERIES, DRY CELL CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 PAGE -2- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ BATTERIES, DRY CELL CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 BATTERIES, NICKEL-CADIUM BATTERIES UNLIMITED MT. JULIET TN 37122 BEARINGS AVCON ADVANCED CONTROLS 19151 PARTHENIA ST. #G NORTHRIDGE CA 91324 (818) 836-0250 BEARINGS COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 BEARINGS CRESCENT CITY IND. SUPPLY CANAL PLACE #2300 NEW ORLEANS LA 70130-1135 (504) 529-7474 BEARINGS DAVIS METROLOGY & MFG. CO. P.O. BOX 38 PADUCAH KY 42002-0038 (502) 443-7843 BEARINGS HOLLEY TOOL COMPANY P.O. BOX 17765 MILWAUKEE WI 53217-0765 (414) 466-1008 BEARINGS INTL. MAINTENANCE & MACHG. P.O. BOX 1192 VALRICO FL 33594-1192 (813) 425-3813 BEARINGS KRAMER ROLLER CO., INC. P.O. BOX 1957 PARAMOUNT CA 90723-1957 (213) 633-2771 BEARINGS MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 BEARINGS SEALAND INDUSTRIAL SUPPLY 1838 CAROLINA BEACH RD. WILMINGTON NC 28401 (919) 762-7978 BEDDING HERNANDEZ MATTRESS, INC. 2324 PORT STREET NEW ORLEANS LA 70117-7416 (504) 944-5571 BICYCLES, INDUSTRIAL MOUND BAYOU MFG. COMPANY MOUND BAYOU MS 38762 BINS/LOCKERS/SHELVING HARCO DISTRIBUTORS, INC. 318 S. LAWRENCE STREET PHILADELPHIA PA 19106-4211 (215) 923-2981 BLASTING & PAINTING, INDS. WILLIAMS CONSTRUCTION 125 WILSHIRE PLACE NEW ORLEANS LA 70119 BOILER CONTROLS J. T. DISTRIBUTORS 5448-403 HOFFNEB AVENUE ORLANDO FL 32812 (407) 273-7517 BOLTS, THREADED & NUTS M 4, INC. 230 SOUTH 2ND STREET WORMLEYSBURG PA 17043-1315 (717) 763-4747 BOXES, STUFFING CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 BRACKETS DENFENSE STAMPINGS & ENGR 653 SOUTH "I" ST. PENSACOLA FL 32501 (904) 438-6105 BRUSHES, PAINT GLOBEX CORPORATION 91 SANDBAR FERRY ROAD AUGUSTA GA 30903-2924 (706) 724-5419 BUILDING MATERIALS CRESCENT CITY SUPPLY 150 BARONNE ST., STE 1600 NEW ORLEANS LA 70112 (504) 558-9573 BUILDING MATERIALS PARKER'S DISTRIBUTORS P.O. BOX 10416 GOLDSBORO NC 27432-0416 (919) 778-5505 BUILDINGS, PORTABLE VERY GOOD CONCEPTS P.O. BOX 99601-252 ARLINGTON TX 76096-9601 (817) 784-9412 BULK FUEL HANDLING EQUIP. PERRY AND SONS, INC. P.O. BOX 1121 MONROE LA 71210-1121 (318) 387-7162 BUOYS MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 BUSINESS MACHINES RELIABLE BUSINESS MACHINES 4402 DOWNMAN ROAD NEW ORLEANS LA 70126 CABLE CABLE WORKS P.O. BOX 8068 NEW ORLEANS LA 70182-8068 (504) 283-6043 CABLE MONROE WIRE & CABLE 14 COMMERCIAL AVENUE MIDDLETOWN NY 10940 CABLE, ELECTRIC AMERICAN CABLE, INC. 47 MARCHWOOD DRIVE EXTON PA 19341 CABLE, ELECTRIC CHEROKEE NATION P.O. BOX 1130 STILWELL OK 74960 CABLE, ELECTRIC VETERAN WIRE & CABLE P.O. BOX 980 DOYLESTOWN PA 18901 CABLE, ELECTRIC WASHINGTON CABLE SUPPLY 4600-D BOSTON WAY LANHAM MD 20706 (301) 577-1200 CABLE, ELECTRICAL CONTRACTING SERVICES, INC. 3860 DORR STREET TOLEDO OH 43607 (419) 531-4292 PAGE -3- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ CABLE, ELECTRICAL WIRE MASTERS OF TEXAS 1110 W. HARRIS ROAD, STE 128 ARLINGTON TX 76017 (817) 467-3356 CABLE, WIRE & ELECTRIC CHUNG MOO KWAN, INC. 7613 FOURTH STREET MARRERO LA 70072 (504) 884-9507 CARDS, ADAPTER BAR-PAT MANUFACTURING 375 HOWARD AVENUE NEW ORLEANS LA 70130-3809 CARPETS, FLOORING ANCHOR FLOOR COMPANY ST. LOUIS MO 63166 CARTS J S ENTERPRISES 14922 NEWPORT AVENUE #J TUSTIN CA 92680-6114 (714) 851-6457 CARTS M & M MANUFACTURE 2986 1ST STREET LA VERNE CA 91750-5678 (714) 596-6205 CASTERS RAMAR MATERIAL HANDLING P.O. BOX 3396 SOUTH EL MONTE CA 91733-0396 (818) 350-0767 CEMENT CRESCENT CITY TRADING 6904 DOWNMAN ROAD NEW ORLEANS LA 70126 CERAMIC & CARBIDE WEAR PTS COLES CARBIDE COMPANY 3508 K STREET BAKERSFIELD CA 93301-1617 (805) 322-3562 CHAIN J. MARINE & INDUSTRIAL 11710 N. PERRY AVE. HOUSTON TX 77071 (713) 721-7527 CHAIN MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 CHEMICALS A N B CHEMICAL DISTRIBS. MARTIN LUTHER KING DRIVE EUNICE LA 70535 CHEMICALS CHEMSERV INDUSTRIES #2 CANAL STREET, SUITE 935 NEW ORLEANS LA 70130 (504) 581-3919 CHEMICALS CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 CHEMICALS COLE CHEMICAL DISTRIBUTORS 950 ECHO LANE, STE 347 HOUSTON TX 77024 CHEMICALS CONKLIN PRODUCTS 3507 ANNUNCIATION STREET NEW ORLEANS LA 70115 CHEMICALS DEL REY CHEMICAL, INC. P.O. BOX 240 ALVIN TX 77512 CHEMICALS EASE CHEMICAL COMPANY 12770 COIT RD, SUITE 602 DALLAS TX 75251 (214) 387-8155 CHEMICALS EMULTEC, INC. 3361 GARDEN BROOK DR. DALLAS TX 75234 (214) 247-7766 CHEMICALS GULF SOUTH CHEMICALS/LA ITM BUILDING, STE 1226 NEW ORLEANS LA 70130 CHEMICALS L. WALKER DISTRIBUTOR JACKSON MS 39205 CHEMICALS LOUISIANA CHEMICAL SYS. 1723 SOUTHLAND COURT BATON ROUGE LA 70810 (504) 291-6897 CHEMICALS M & O ENTERPRISES, INC. 2706 E. MAIN STREET MESA AZ 85213-9227 (602) 644-9047 CHEMICALS MINOCHEM CHEMICALS 1926 WOODDALE, #115A BATON ROUGE LA 70806 CHEMICALS PCI INTERNATIONAL, INC. P.O. BOX 5110 LAFAYETTE LA 70502 CHEMICALS SCIENTIFIC SALES, INC. P.O. BOX 369 OAK RIDGE TN 37831-0369 (615) 483-9332 CHEMICALS SOUTHERN ALLIANCE MARINE P.O. BOX 1465 SLIDELL LA 70459 CHEMICALS TECNI-SISTEMAS, INC. P.O. BOX 73029 METAIRIE LA 70033 CHEMICALS UNI-KEM INTL., INC. 513 HICKORY AVE. HARAHAN LA 70123 (504) 738-1623 CHEMICALS, INDUSTRIAL QUASAR CORPORATION 346 OCEAN AVENUE GRETNA LA 70053 (504) 366-8669 CHEMICALS, LAB FOX SCIENTIFIC, INC. 1110 W. HARRIS RD. #102 ARLINGTON TX 76017 (817) 472-0555 CHEMICALS, LABORATORY PRESIDIO SCIENTIFIC CORP. PASADENA TX 77501 CHEMICALS, MAINTENANCE MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 PAGE -4- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ CHEMICALS/DEGREASERS PRIDE CORPORATION 3900 TULANE AVE, STE 117 NEW ORLEANS LA 70119 CIRCUIT BOARDS KLI, INC. 1546 BRANDY PARKWAY STREAMWOOD IL 60107 (708) 213-1282 CIRCUIT BOARDS WEST ELECTRONIC IND., INC. AQUADILLA PR 00605 CIRCUIT BOARDS, PRINTED ABNEE INDUSTRIES, INC. 1500 LEXINGTON ST. #5 NORMAN OK 73069 (405) 364-9577 CIRCUIT BOARDS, PRINTED QUALITY ASSEMBLIES 539 TELEGRAPH CANYON RD #189 CHULA VISTA CA 92010 (706) 623-3988 CIRCUIT CARDS, PRINTED LOWS ENTERPRISE, INC. ATLANTA GA 30301 CLEANING COMPOUND PAS POINT JANITORIAL PASCAGOULA MS 39567 CLEANING COMPOUND VRAZEL CHEMICALS, INC. MOBILE AL 36601 CLEANING PRODUCTS PARKER'S DISTRIBUTORS P.O. BOX 10416 GOLDSBORO NC 27432-0416 (919) 778-5505 CLOCKS HOUMA ELECTRONICS 3408 WEST MAIN HOUMA LA 70360 CLOCKS, TIME GRAND ELECTRIC SUPPLY 2780 LA MIRADA DR #A VISTA CA 92083-8404 (619) 727-0400 CLOCKS, TIME SUPERB ELECTRIC SUPPLY 2409 N. SAN FERNANDO RD LOS ANGELES CA 90065 CLOTHING PARKER'S DISTRIBUTORS P.O. BOX 10416 GOLDSBORO NC 27432-0416 (919) 778-5505 CLOTHING, PROTECTIVE GULF COAST SAFETY PRODS. MOBILE AL 36601 CLOTHS AMERICAN WIPING RAG CO. 4891 24TH STREET SACRAMENTO CA 95822 COATINGS EMULTEC, INC. 3361 GARDEN BROOK DR. DALLAS TX 75234 (214) 247-7766 COATINGS OMERO DISTRIBUTION P.O. BOX 29793 NEW ORLEANS LA 70189-0793 (504) 254-4455 COATINGS, POLYURETHANE G.M. DISTRIBUTING, INC. RR 6 BOX 213 N. LITTLE ROCK AR 72118-9235 (501) 758-4882 COAXIAL CABLE LBI ELECTRO-OPTICS CORP. DALLAS TX 75221 COLLARS SHAWN RENA CORPORATION P.O. BOX 2828 INDIANAPOLIS IN 46223-0001 (317) 293-8304 COMMUNICATIONS EQUIPMENT HOUMA ELECTRONICS 3408 WEST MAIN HOUMA LA 70360 COMPRESSORS COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 COMPRESSORS LBC AND ASSOCIATES P.O. BOX 668 JONESBORO GA 30237 (406) 477-2272 COMPRESSORS, AIR C & C PRODUCTS P.O. BOX 1267 FOREST PARK GA 30051 (404) 362-9293 COMPRESSORS, AIR CAPECO 708 JANE STREET NEW IBERIA LA 70560 (318) 369-7454 COMPRESSORS, AIR CITY TRANSIT & INDS. EQUIP P.O. BOX 29242 NEW ORLEANS LA 70189-0242 (504) 254-1273 COMPRESSORS, AIR GULF COAST MARINE & EQUIP P.O. BOX 6076 METAIRIE LA 70009-6076 (504) 467-4487 COMPRESSORS, AIR JAMES IRON & SCREEN SERV. 2053 CUNARD AVE. BATON ROUGE LA 70807 COMPRESSORS, AIR PAL SERVICES, INC. 2003 S. STATE STREET ABBEVILLE LA 70150 COMPRESSORS, AIR SAN ANTONIO EQUIPMENT CO. 2328 BLANCO ROAD SAN ANTONIO TX 78212-2150 (512) 736-4285 COMPRESSORS, AIR TECNI-SISTEMAS, INC. 2636A DELAWARE AVE. KENNER LA 70062-5412 (504) 466-2313 COMPUTER EQUIPMENT COMPLEX, INC. 4055 E. LA PALMA, UNIT C ANAHEIM CA 92807 (714) 630-7302 COMPUTER EQUIPMENT COMPUTER CONTROLS, INC. 4303 N. CENTRAL EXPRSWAY DALLAS TX 75205 (214) 521-2242 PAGE -5- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ COMPUTER EQUIPMENT DYNAMIC DECISIONS, INC. 253 EAST MAIN STREET JOHNSON CITY TN 37604-5707 (800) 767-7534 COMPUTER EQUIPMENT INTEGRATED COMPUTER TECH. 25 MAUCHLY, STE 320 IRVINE CA 92718-2305 (714) 753-7866 COMPUTER EQUIPMENT IRON HORSE 9522 DRAYCOTT COURT BURKE VA 22015-3265 (703) 323-7489 COMPUTER EQUIPMENT KNOVIS COMPUTERS, INC. BATON ROUGE LA 70821 COMPUTER EQUIPMENT MEDIATECH, INC. 5891 S. GARNETT ROAD TULSA OK 74146-6812 (918) 254-6099 COMPUTER EQUIPMENT METABYTE COMPUTER SYS. 3000 WILCREST, STE 170 HOUSTON TX 77042 (713) 952-4300 COMPUTER EQUIPMENT MICROAGE 4627 EVERHARD RD., NW CANTON OH 44718 (216) 496-1243 COMPUTER HARDWARE RBR SUPPLIES, INC. FRIDLEY MN 55421 COMPUTER HARDWARE/SOFTWAR METABYTE COMPUTER SYSTEMS 10500 FORUM PLACE #140 HOUSTON TX 77036 (713) 995-1379 COMPUTER PERIPHERALS MICRO MARKETING ALBUQUERQUE NM 87125 COMPUTER SERVICES NOLA COMPUTER SERVICES 1100 POYDRAS, STE 1250 NEW ORLEANS LA 70163-1250 (504) 585-7319 COMPUTER SOFTWARE,MICRO SAYLORS SOFTWAREFIRST 6532 EDENVALE BLVD. EDEN PRAIRIE MN 55346-2563 (800) 289-9273 COMPUTER SUPPLIES/SERVICES CHANG CORPORTION 2835 PAN AMERICAN FRWAY. ALBUQUERQUE NM 87107-1606 (505) 345-1678 COMPUTER SUPPLIES/SOFTWARE COMPU SUPPLIES & SOFTWARE P.O. BOX 802612 DALLAS TX 75380-2612 (214) 661-1566 COMPUTER SYSTEMS TAJARA TECHNOLOGY, INC. 1124 MAIN, STE C IRVINE CA 92714 (800) 443-6243 COMPUTER/OFFICE SUPPLIES AMERICAN PRINT/OFFICE SPY 3482 DRUSILLA LANE BATON ROUGE LA 70809 COMPUTER/OFFICE SUPPLIES ANVEE INTERNATIONAL 37 TRAMMER STREET KENNER LA 70065 COMPUTER/OFFICE SUPPLIES BL's STATIONERY 2906 GOVERNMENT STREET BATON ROUGE LA 70806 COMPUTER/OFFICE SUPPLIES CAJUN OFFICE SUPPLIES 9848 PERKINS ROAD BATON ROUGE LA 70810 COMPUTER/OFFICE SUPPLIES COMPUTER/CALCULATOR/OFFIC P.O. BOX 5664 NEW ORLEANS LA 70156 COMPUTER/OFFICE SUPPLIES GALAXY RIBBON CORP. 520 DAVID STREET NEW ORLEANS LA 70119 COMPUTER/OFFICE SUPPLIES NATIONAL ENTERPRISES, INC. 2121 N. CAUSEWAY, #150 METAIRIE LA 70002-3210 (504) 889-1624 COMPUTER/OFFICE SUPPLIES PIP PRINTING 2330 LAPALCO BLVD, STE 8 HARVEY LA 70059 COMPUTER/OFFICE SUPPLIES QUALITY EDUCATIONAL ENTRP. 3921 ST. CLAUDE AVE. NEW ORLEANS LA 70117 COMPUTER/OFFICE SUPPLIES SHA'S OFFICE & PRINTING 6100 ST. CLAUDE, STE B NEW ORLEANS LA 70117 COMPUTERIZED PRODUCTION MACO PRECISION MFG., INC. 13120 CARRERE COURT BELLE CHASSE LA 70037 (504) 254-1000 COMPUTERS 3D COMPUTER CORPORATION 14275 MIDWAY ROAD, #170 DALLAS TX 75244 COMPUTERS NATIONAL COMPUTER CENTER OCEAN SPRINGS MS 39564 COMPUTERS ULTIMATE MARKETING, INC. 713 WESTBANK EXPRESSWAY GRETNA LA 70053 COMPUTERS & SOFTWARE SOFTCAD, INC. P.O. BOX 722254 HOUSTON TX 77272 (713) 270-0184 COMPUTERS (PC SYSTEMS) OMEGA SYSTEMS BAY ST. LOUIS MS 39520 CONCRETE DIXON'S MASONARY/CONCRETE 2485 CROCKETT DRIVE BATON ROUGE LA 70807 CONCRETE & DRYWALL D & D CONSTRUCTION 2213 GENTILLY BLVD NEW ORLEANS LA 70122-2332 (504) 288-1206 PAGE -6- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ CONCRETE WORK W.C. CONTRACTOR 5703 READ BLVD NEW ORLEANS LA 70119 (504) 949-0306 CONDUCTORS, SEMI DOMINO'S COMPONENTS CENTRAL ISLIP NY 11722 CONDUIT CONSTRUCTION JOHNSON ENTERPRISES JACKSONVILLE, FL 32201 CONNECTORS ADI ELECTRONICS P.O. BOX 802221 DALLAS TX 75380 (214) 458-5780 CONNECTORS HOUMA ELECTRONICS 3408 WEST MAIN HOUMA LA 70360 CONNECTORS NATIONAL CONNECT-TRONIX DALLAS TX 75221 CONNECTORS/JUNCTION BLOCKS RAM ENTERPRISES, INC. 24940 AVENUE TIBBITTS VALENCIA CA 91355 (805) 257-0800 CONSOLES/CONTROL PANELS ELECTRO-SAFETY INSTRUMENTS RT. 2, BOX 843 ERATH LA 70533 CONSOLES/CONTROL PANELS NEW BEDFORD PANORAMEX 8333 CHETLE AVENUE SANTA FE SPRINGS CA 90670 CONSTRUCTION MANAGEMENT ILA CONSTRUCTION CO., INC. DAYTONA BEACH FL 32015 CONSTRUCTION, GENERAL COLOM CONSTRUCTION CO. RIPLEY MS 38663 CONSTRUCTION, GENERAL WHALEY & SONS INC. PITTSBURGH PA 15212 CONSULTANTS, ENGINEERING CONTINENTAL TECHNICAL SVS 778 RAYS ROAD, STE 104 STONE MOUNTAIN GA 30083 CONSULTANTS, ENGINEERING G-T ASSOCIATES, INC. P.O. BOX 14704 BATON ROUGE LA 70898-4704 CONSULTANTS, ENGINEERING HI-TECH MANUFACTURING 2476 FORT WORTH STREET GRAND PRAIRIE TX 75050 CONSULTANTS, ENGINEERING ORFI SYSTEMS, INC. 41 GREAT VALLEY PARKWAY MALVERN PA 19355-1309 CONSULTANTS, ENGINEERING REED'S ELECTRIC CONTRS. 2826 SHELDON DRIVE BATON ROUGE LA 70806 CONTRACTORS, GENERAL COLE'S CONSTRUCTION 2036 WOODDALE, STE P BATON ROUGE LA 70805 CONTRACTORS, GENERAL CONSTRUCTION MANAGEMENT 2320 DRUISILLA, STE F BATON ROUGE LA 70809 CONTRACTORS, GENERAL FAIRMAN CONSTRUCTION SPLY 2387 N. 2125 EAST LAYTON UT 84040-5717 CONTRACTORS, GENERAL GENUS ENTERPRISES, INC. SARASOTA FL 33578 CONTRACTORS, GENERAL LEO COOK CONSTRUCTION 1005 ARCADIA DRIVE BATON ROUGE LA 70810 CONTRACTORS, GENERAL REED'S ELECTRIC CONTRS. 2826 SHELDON DRIVE BATON ROUGE LA 70806 CONTRACTORS, GENERAL THIERRY CONSTRUCTION CO. 3128 GUILFORD BATON ROUGE LA 70808 CONTRACTORS, GENERAL WILLIE PARKER CONSTRUCTN 6901 E. CAPRICE AVENUE BATON ROUGE LA 70811 CONVEYORS MANUFAB, INC. 129 THIRD STREET KENNER LA 70062 (504) 466-2368 COOLERS COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 COUPLINGS PRESTIGE PRODUCTS CO. 6406 PLYMOUTH AVENUE ST. LOUIS MO 63133-1912 (314) 721-6344 COURIER SERVICES QUICK COURIER SERVICE 650 S. PIERCE, STE 300 NEW ORLEANS LA 70119 COURT REPORTING SERVICES SYLVIA PASTRANO, INC. 3324 N. CAUSEWAY STE 201 METAIRIE LA 70002 CRANES PACIFIC MACHINE WORKS 1008 S.E. FLINT ROSEBURG OR 97470 (503) 672-5855 CRANES, HYDRAULIC MR EQUIPMENT CO., INC. P.O. BOX 18228 OKLAHOMA CITY OK 73154-0228 (405) 236-1494 CRANES, OVERHEAD U.S. MATERIALS HANDLING P.O. BOX 366 UTICA NY 13503-0366 (315) 732-4111 PAGE -7- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ CUSHIONS FABRICATED TECHNOLOGY 4021 CONFLANS ROAD IRVING TX 75061 (214) 986-0640 CUSTOM METAL PRODUCTS GARDNER MANUFACTURING CO. HORICON WI 53032 (201) 896-0770 CUTTERS, MILLING CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 CUTTERS, MILLING CIRCLE M SUPPLY CO., INC. P. O. BOX 53791 LAFAYETTE LA 70505 CYLINDERS, HYDRAULIC C & C PRODUCTS P. O. BOX 1267 FOREST PARK GA 30051 (404) 362-9293 CYLINDERS, HYDRAULIC HOSE HOUSE, INC. P. O. BOX 41 PLANO TX 75074 (214) 881-0282 DATA PROCESSING EQUIPMENT PROFESSIONAL SOFTWARE P. O. BOX 2674 KOKOMO IN 46904 (317) 453-2428 DEHUMIDIFIERS L&C ASSOCIATES, INC. 216 LAFAYETTE ROAD NORTH HAMPTON NH 03862 (603) 964-9421 DESIGN SERVICES GIANNOTTI & ASSOCS. OF TX 950 COUNTY SQ DR #210 VENTURA CA 93003 (805) 658-8836 DIESEL (REPAIR) NEW ORLEANS DIESEL, INC. 9600 CHEF MENTEUR HWY. NEW ORLEANS LA 70127 (504) 241-0185 DIESEL ENGINES (REPAIR) P & S DIESEL SERVICE P. O. BOX 74 WESTWEGO LA 70096-0074 (504) 341-1606 DIESEL GENERATORS (REPAIR) SEA TREC ENTERPRISES, INC. P. O. BOX 6200 CHULA VISTA CA 92011-0015 (619) 423-9713 DIESEL GENERATORS, STANDBY CLEAN FUEL, INC. P. O. BOX 9610 RICHMOND VA 23228 (804) 264-2528 DIRT LEE'S, INC.-BATON ROUGE 8900 HOPPER ROAD BATON ROUGE LA 70811 DOLLIES BMH EQUIPMENT, INC. P. O. BOX 1621C9 SACRAMENTO CA 95814 DOORS AWSM ENTERPRISES LIMITED CITY OF LAVAL QC CANADA DOORS/HATCHES/SCUTTLES LOSSETT'S, INC. 310 STEPHENS STREET PICAYUNE MS 39446 (601) 769-1098 DRAFTING/GRAPHICS SUPPLIES CONTRACTING SERVICES 3860 DORR STREET TOLEDO OH 43607 (419) 531-4292 DRILL PRESSES A.R. FIGUEROA MACH. SHOP 1322 N. 6TH WICHITA FALLS TX 76304 (817) 322-6398 DRILL PRESSES AIREL TOOL & EQUIPMENT CO. 1500 EDGELY ROAD LEVITTOWN PA 19057-4806 (215) 949-2060 DRILL PRESSES AKWESASNE MOHAWK WOODWO COMMUNITY BUILDING HOGANSBURG NY 13655 (518) 358-2272 DRILL PRESSES BELL COMMERCIAL WELDING 4443 AUBURN BLVD SACRAMENTO CA 95841 DRILL PRESSES G & J MACHINE CO., INC. 366 GROVE STREET EAST RUTHERFORD NJ 07073-1727 (407) 984-2445 DRILL PRESSES GOLDEN STATE MACHINERY CO. 5426 E. WASHINGTON BLVD LOS ANGELES CA 90040-2106 (213) 724-3112 DRILL PRESSES J & C MACHINE SHOP, INC. 936 BLIMP ROAD HOUMA LA 70363-0152 (504) 879-2163 DRILL PRESSES JOHN L. BLAKE ASSOCIATES 1237 MAIN STREET EAST ROCHESTER NY 14609-6941 (716) 654-8660 DRILL PRESSES LEJEUNE MACHINE SHOP P. O. BOX 1044 EUNICE LA 70535 (318) 457-7800 DRILL PRESSES MARLOWE MACHINE SHOP RR 8 BOX 280 CULPEPER VA 22701 (703) 825-6725 DRILL PRESSES METAL FAB SOUTH LTD 55 W. 27TH STREET KENNER LA 70062-4874 (504) 468-9088 DRILL PRESSES MSI & ASSOCIATES, INC. P. O. BOX 2711 NORFOLK VA 23501-2711 (804) 583-4073 DRILL PRESSES PROTECH MACHININE CO. 2744 E. 74TH STREET OAKLAND CA 94601 (415) 261-5711 DRILL PRESSES SAC TOOL & DIE SHOP, INC. P. O. BOX 5777 GREENSBORO NC 27435-0777 (919) 378-9663 DRILL PRESSES SANTEC, INC. 1303 W. WALNUT PKWY COMPTON CA 90220-5030 (213) 637-3442 (SMDIS-C) PAGE -8-
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------ ----------------------------------------------- DRILLS AOA PRECISION ENGINEERING 2020 LOMITA BLVD #1 LOMITA CA 90717-1723 (213) 325-2538 DRILLS DRAKEWOOD INDST. SUPPLY 12500 NETWORK BLVD #402 SAN ANTONIO TX 78249-3310 (512) 699-9760 DRILLS MYERS BALDWIN & ASSOCIATES 24525 SOUTHFIELD RD $102 SOUTHFIELD MI 48075-2777 (313) 569-0223 DRILLS & LATHES GEISMAR FABRICATORS, INC. 7325 HIGHWAY 405 DONALDSONVILLE LA 70346 DRUG SUPPLIES IMR CORPORATION 639 MANHATTAN BLVD. HARVEY LA 70058 (504) 362-9888 DRUM HANDLING EQUIPMENT BRANDON INDUSTRIAL P.O. BOX 5354 BUENA PARK CA 90622 DRYWALL SNOWDEN'S ENTERPRISES 20110 REAMES ROAD NEWBURY PARK CA 91320 ELBOWS SHAWN RENA CORPORATION P.O. BOX 2828 INDIANAPOLIS IN 46223-0001 (317) 293-8304 ELECTRIC COMPONENTS LAGUNA COMPONENTS, INC. LAGUNA BEACH CA 92653 ELECTRIC WIRE & CABLE A.C.C.E. 4895 COLD CREEK COURT SUGAR HILL GA 30518 (404) 945-8991 ELECTRICAL CONNECTORS INTERCONNECTION PRODUCTS SANTA ANA CA 92711 ELECTRICAL CONNECTORS T & T PRODUCTS ORLANDO FL 32802 ELECTRICAL EQUIP/SUPPLIES BBGP INDUSTRIAL SUPPLY P.O. BOX 340 EDGARD LA 70049 ELECTRICAL INSTRUMENTS FOX SCIENTIFIC, INC. 1110 W. HARRIS RD #102 ARLINGTON TX 76017 (817) 472-0555 ELECTRICAL SUPPLIES A. BRIET & COMPANY, INC. 713 HUNTLEE DRIVE NEW ORLEANS LA 70131 ELECTRICAL SUPPLIES AFRI-AMERICAN SUPPLY CO. TULSA OK 74101 ELECTRICAL SUPPLIES BAYOU ELECTRICAL SUPPLY 503 MARTIN LUTHER KING LAKE CHARLES LA 70601 ELECTRICAL SUPPLIES CHOCTAW MFG. ENTERPRISE ROUTE 7, BOX 3-D CARTHAGE MS 39051 (601) 267-5681 ELECTRICAL SUPPLIES CITY SALES & SERVICE P.O. BOX 1690 HARVEY LA 70059 (504) 366-2700 ELECTRICAL SUPPLIES COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 ELECTRICAL SUPPLIES ENERGY ELECTRICAL INDUST. P.O. BOX 4683 HOUSTON TX 77210 ELECTRICAL SUPPLIES G.H.R. & ASSOCIATES 4400 YOUNG STREET METAIRIE LA 70006 ELECTRICAL SUPPLIES HOMCO LIGHTING & ACCESS. 9930 LAKE FOREST BLVD. NEW ORLEANS LA 70127-2608 (504) 241-0048 ELECTRICAL SUPPLIES L. DAVIS ELECTRICAL SERV. 2721 MITHRA STREET NEW ORLEANS LA 70122 ELECTRICAL SUPPLIES MIRAMAR ELECTRIC SUPPLY MIAMI FL 33101 ELECTRICAL SUPPLIES REED'S ELECTRIC CONTRS. 2826 SHELDON DRIVE BATON ROUGE LA 70806 ELECTRICAL SUPPLIES SEAM IMPORT & EXPORT 3470 CAESAR DRIVE NEW ORLEANS LA 70114-9208 (504) 361-9033 ELECTRICAL SUPPLIES TECNI-SISTEMAS, INC. 2636A DELAWARE AVE. KENNER LA 70062-5412 (504) 466-2313 ELECTRICAL SUPPLIES WHOLESALE INDEPENDENT SUP PENSACOLA FL 32502 ELECTRICAL/SAFETY PRODUCTS ALLIED INDUSTRIAL SUPPLY 625 S. FRONT STREET MEMPHIS TN 38103 (901) 528-0884 ELECTRONIC COMPONENTS CEC ELECTRONICS 2841 RIVIERA, STE 200 AKRON OH 44313 ELECTRONIC COMPONENTS ELECTRONIC PARTS INVENTORY P.O. BOX 550967 DALLAS TX 75355 (214) 503-1414 ELECTRONIC COMPONENTS ERIK-A ELECTRONIC DISTR. 2640 S. MYRTLE AVE., UNIT #1 MONROVIA CA 91016 (818) 574-1020 PAGE -9- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC COMPONENTS JRH ELECTRONICS, INC. 2002-E LINCOLN DRIVE WEST MARLTON NJ 08053-0264 ELECTRONIC COMPONENTS POWERHOUSE SERVICE P.O. BOX 728 HURLEY MS 39555 (609) 988-8696 ELECTRONIC TESTING EQUIP. A-TEK ELECTRONICS 15751 ROXFORD ST., STE H SYLMAR CA 91344-3564 (601) 588-3876 ELECTRONICS D & H ELECTRONICS ST. AUGUSTINE FL 32084 (818) 364-7422 ELECTRONICS GTT ELECTRONICS 651 N. PLANO RD STE 419 RICHARDSON TX 75081 ELECTRONICS HOUMA ELECTRONICS 3408 WEST MAIN HOUMA LA 70360 (214) 437-4747 ELECTRONICS LINTON HDWE & ELEC SUPPLY 2675 GRAVEL ROAD FORT WORTH TX 76118 ELECTRONICS MRO ELECTRONIC DISTRIBS. P.O. BOX 763 HOLLYWOOD FL 33083 ELECTRONICS TRIAD ELECTRONICS, INC. 400 N. CARROLLTON AVENUE NEW ORLEANS LA 70119 ELECTRONICS VARGAS ELECTRONICS, INC. P.O. BOX 763 SMITHTOWN NY 11787 ELECTRONICS EQUIPMENT SONICRAFT, INC. CHICAGO IL 60607 ENGINEERING SERVICES A.V. PEDDADAO P.O BOX 13199 ALEXANDRIA LA 71315-3199 (318) 487-0607 ENGINEERING SERVICES CHUNG MOO KWAN, INC. 7613 FOURTH STREET MARRERO LA 70072 (504) 884-9507 ENGINES, GAS & DIESEL CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 ENGRAVING BEAED CORPORATION 2136 ALAMO AVENUE HARVEY LA 70059 (504) 367-1047 ENGRAVING JM ENGRAVING MFG. CORP. 2478 FORT WORTH STREET GRAND PRAIRIE TX 75050 EXCAVATION WORK WHITES EXCAVATION & CONST. DAPHNE AL 36526 EXTERMINATOR BOLDEN EXTERMINATORS 2927 PLANK ROAD BATON ROUGE LA 70805 FABRIC COMPONENTS FABRICATED TECHNOLOGY 4021 CONFLANS ROAD IRVING TX 75061 (214) 986-0640 FABRICATION L & E MARINE MOSS POINT MS 39563 FABRICATION MARINE SHIP & METALS WORKS MOSS POINT MS 39563 FABRICATION MILPLEX CIRCUITS, INC. ADDISON IL 60101 FABRICATION N-TAC ENTERPRISES, INC. 646 ANCHORS STREET, STE 1 FT. WALTON BEACH FL 32548 (904) 244-6100 FABRICATION/SERVICES TECHNO MEX METAL PRODS. WOOD DALE IL 60191 FABRICATIONS AMERICAN COASTAL INC. ARLINGTON VA 22210 FABRICATIONS, GENERAL PRECISION MACHINING BUSH LA 70431 FABRICS, NAUGAHYDE GAUTIER UPHOLSTERY INTERS. GAUTIER MS 39553 FANS CITY TRANSIT & INDS. EQUIP P.O. BOX 29242 NEW ORLEANS LA 70189-0242 (504) 254-1273 FASTENERS A & C MACHINE & MFG. P.O. BOX 1076 HARVEY LA 70059 FASTENERS ALL-STAINLESS, INC. 75 RESEARCH ROAD HINGHAM MA 02043 FASTENERS BROOKS-STARLING FASTENERS 500 E. SEAMORAN, STE 30 CASSELBERRY FL 32707 (407) 260-2004 FASTENERS CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 FASTENERS FREEDOM FASTENERS, INC. 132 MARINE STREET FARMINGDALE MY 11735-5608 (516) 752-8050 PAGE -10- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ FASTENERS LOUISIANA NUT & BOLT 2217 ENGINEERS RD, STE A BELLE CHASSE LA 70037 FASTENERS MODY AEROSPACE P.O. BOX 851562 RICHARDSON TX 75085-1652 (214) 231-7851 FASTENERS OKABE COMPANY, INC. 645 FOREST EDGE DR VERNON HILL IL 60061-3106 (708) 541-9200 FASTENERS PRODUCTION PIPING, INC. 201 CARDINAL DRIVE LAFAYETTE LA 70508-4452 (318) 837-9961 FASTENERS ROSAN, INC. SANTA ANA CA 92711 FASTENERS TECNI-SISTEMAS, INC. 2636A DELAWARE AVE. KENNER LA 70062-5412 (504) 466-2313 FASTENERS UNITED SCREW OF CA, INC. ORANGE CA 92667 FASTENERS & HARDWARE SAVVY TECHNOLOGIES 2415 FIRST AVENUE NORTH SEATTLE WA 98109 (206) 868-2222 FASTENERS/SCREWS/BOLTS APL FASTENERS, INC. MILWAUKEE WI 53201 FENCES ARROW FENCE COMPANY 5122 VICTORIA DR BATON ROUGE LA 70812-3116 (504) 356-4595 FENCES E B E FENCE COMPANY 2024 BAYOU ROAD NEW ORLEANS LA 70116 FENCES ELMO'S CEMENT & FENCE WKS P.O. BOX 870602 NEW ORLEANS LA 70187-0602 (504) 241-7630 FENCES T & M FENCE COMPANY 1808 N. MARKET STREET SHREVEPORT LA 71107-5212 (318) 222-6759 FENCES VARNADO FENCE SERVICE 2517 ART STREET NEW ORLEANS LA 70117 (504) 947-6598 FIBER GLASS MATERIAL NEWTEX INDUSTRIES, INC. VICTOR NY 14564 FIBER INSTALLATION SEALAND SYSTEMS, INC. PASCAGOULA MS 39567 FILM CIRCUITS HYBIRDS INTERNATIONAL LTD. OLATHE KS 66061 FILTERS AL-TRONICS, INC. WESTBURY NY 11590 FILTERS CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 FILTERS COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 FILTERS ENTERPRISE FILTERS 55 LYERLY, STE 201 HOUSTON TX 77022 FILTERS INGRAM'S FILTERS & UPHOLSTY 1491 THOMAS DELPIT DR. BATON ROUGE LA 70802 FILTERS LBC AND ASSOCIATES P.O. BOX 668 JONESBORO GA 30237 (406) 477-2272 FILTERS, AIR SCAN AIR FILTER COMPANY 100 BETA DR FRANKLIN TN 37064-3912 (615) 790-2019 FILTERS, AIR (HEPA) FLUIDTECH P.O. BOX 90836 ALBUQUERQUE NM 87109 (505) 255-3389 FILTERS, COALESCING FLUIDTECH P.O. BOX 90836 ALBUQUERQUE NM 87109 (505) 255-3389 FINANCIAL MANAGEMENT DMC, INC. GREENVILLE SC 29602 FIRE ALARMS/EXTINGUISHERS ABCON, INC. 2911 MOUNT HOLLY ST. BALTIMORE MD 21216-1705 (301) 945-3892 FIRE ALARMS/EXTINGUISHERS CENTRAL FIRE & SAFETY EQP. 221 W. MAGNOLIA STREET ARCADIA OK 73007 (800) 321-5586 FIRE ALARMS/EXTINGUISHERS FISHER FIRE EXTINGUISHER 236 OAKDALE STREET JACKSON MS 39201 (601) 354-5551 FIRE ALARMS/EXTINGUISHERS PHILA. & PA FIRE PROTECT 5111 CHESTNUT STREET PHILADELPHIA PA 19139-3430 (215) 472-1000 FIRE EXTINGUISHERS ABILITY FIRE EQUIP., INC. 2925 HALLADAY STREET SANTA ANA CA 92705-5622 (714) 540-4840 FIRE EXTINGUISHERS ADVANCED FIRE/SAFETY TECH 200 W. OHIO AVE RICHMOND CA 94804 (415) 233-7238 PAGE -11- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ FIRE EXTINGUISHERS AMERICAN FIRE EXTG. 2831 AWAAWALOA STREET HONOLULU HI 96819-2945 (808) 488-0010 FIRE EXTINGUISHERS CAL LOVE ENTERPRISE, INC P.O. BOX 12212 ALEXANDRIA LA 71315 FIRE EXTINGUISHERS CENTURY FIRE & SAFETY EQP P.O. BOX 85 BELLWOOD IL 60104-0085 (312) 547-5007 FIRE EXTINGUISHERS DAYTONA FIRE & SAFETY EQP 179 CARWELL AVE HOLLY HILL FL 32117 (904) 252-3186 FIRE EXTINGUISHERS FESCO FIRE & SAFETY, INC P.O. BOX 370600 SAN DIEGO CA 92137-0600 (619) 296-2012 FIRE EXTINGUISHERS FIRE CONTRTOL LTD. P.O. BOX 370600 SAN DIEGO CA 92137-0600 (619) 296-2012 FIRE EXTINGUISHERS HILO FIRE EXTINGUISHERS P.O. BOX 1206 HILO HI 96721-1206 (808) 961-3522 FIRE EXTINGUISHERS KLING & SNS ENTERPRISES 623 S. MAPLE AVE MONTEBELLO CA 90640-5405 (213) 726-0982 FIRE EXTINGUISHERS METAL CRAFT, INC. 718 DEBELIUS AVE BALTIMORE MD 21205-3401 (301) 485-0880 FIRE EXTINGUISHERS PROTECTION PLUS SYSTEMS P.O. BOX 6207 NEWPORT NEWS VA 23606-0207 (804) 595-9719 FIRE EXTINGUISHERS PUENTE FIRE EXTG., INC 257 E. ADAMS ST. BROWNSVILLE TX 78520-6106 (512) 542-5449 FIRE EXTINGUISHERS RED FIRE QUIPMENT, INC 3810 EISENHAUER RD SAN ANTONIO TX 78218-1705 (512) 655-2509 FIRE EXTINGUISHERS REYNOLDS FIRE PROTECTION 471 WEST 50 SOUTH SALT LAKE CITY UT 84101 (801) 322-0084 FIRE EXTINGUISHERS ROREX FIRE CONTROL, INC. P.O. BOX 370600 SAN DIEGO CA 92137 (619) 296-2012 FIRE EXTINGUISHERS SAN DIEGO FLAMEPROOFING 1322 K STREET SAN DIEGO CA 92101-7513 (619) 232-0105 FIRE EXTINGUISHERS SHAMAN EQUIPMENT COMPANY 3200 SEWARD HWY ANCHORAGE AK 99503 (619) 276-6500 FIRE EXTINGUISHERS SUMMITLINE INDUSTRIES 4621 INDUSTRIAL RD FORT WAYNE IN 46825-5205 (219) 482-8296 FIRE PROTECTION BORRELL ELECTRIC CO., INC. 3601 N. NEBRASKA AVE TAMPA FL 33603-5011 (813) 223-2727 FIRE PROTECTION HAYAKAWA ASSOCIATES 1180 S. BEVERLY DR LOS ANGELES CA 90035-1153 (213) 879-4477 FIRE PROTECTION NABOURS PLUMBING, INC. 3201 CENTER STREET LAKE CHARLES LA 70601-8627 (318) 478-4310 FIRE PROTECTION RAJ BHARGAVA ASSOCIATES 301 E. FIREWEED LANE ANCHORAGE AK 99503 (907) 276-3768 FIRE PROTECTION/SPRINKLERS ANR CONTRACTORS, INC. P.O. BOX 3249 SAN JUAN PR 00919-3249 (809) 788-3256 FIRE/SOUND PROOFING DOCO INDUSTRIAL INSULATORS P.O. BOX 31964 LAFAYETTE LA 70593 FIREMANS SUPPLIES MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 FITTINGS ANIBAL L. ARSUAGA, INC. P.O. BOX 71362 SAN JUAN PR 00936-7326 (809) 754-9494 FITTINGS COLDON SUPPLY CO., INC. P.O. BOX 8070 NEW ORLEANS LA 70182-8070 (504) 947-0496 FITTINGS M 4, INC. 230 SOUTH 2ND STREET WORMLEYSBURG PA 17043-1315 (717) 763-4747 FITTINGS PRESITIGE PRODUCTS CO. 6406 PLYMOUTH AVENUE ST. LOUIS MO 63133-1912 (314) 721-6344 FITTINGS SEALAND INDUSTRIAL SUPPLY 1838 CAROLINA BEACH RD. WILMINGTON NC 28401 (919) 762-7978 FITTINGS VALCO SUPPLY, INC. 630-A MAY AVE. NORFOLK VA 23504 (804) 623-9000 FITTINGS & FLANGES ALL-STAINLESS, INC. 75 RESEARCH ROAD HINGHAM MA 02043 FITTINGS & FLANGES ATLANTIC HYDRAULICS 2151 W. 73RD STREET HIALEAH FL 33016 FITTINGS & FLANGES B & M OILFIELD SUPPLY P.O. 400 BROUSSARD LA 70518 (318) 837-2771 AGE -12- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ FITTINGS & FLANGES BETHLEHEM SUPPLY CORP. 5110 S. YALE AVENUE TULSA OK 74112 FITTINGS & FLANGES CHICKAWAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 FITTINGS & FLANGES CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 FITTINGS & FLANGES LOUISIANA STAINLESS, INC. P.O. BOX 26881 NEW ORLEANS LA 70186 FITTINGS & FLANGES ROYAL SHORE RESOURCES 60 PRINCE STREET ELIZABETH NJ 07208 FITTINGS & FLANGES SMITH PIPE COMPANIES P.O. BOX 24099 HOUSTON TX 77015 FITTINGS & FLANGES TRANSPEC FASTENERS 1500 N. PARK DRIVE FORT WORTH TX 76102 FITTINGS & NIPPLES JHS & SONS SUPPLY CO. 544-48 E. HAINES STREET PHILADELPHIA PA 19144 (215) 843-7210 FITTINGS, HOSE HOSE HOUSE, INC. P.O. BOX 41 PLANO TX 75074 (214) 881-0282 FITTINGS, HOSE SHERMAN ENTERPRISES, INC 3111 S. VALLEY VIEW RD LAS VEGAS NV 89102-0332 (800) 327-8265 FITTINGS, PIPE VALVE J. MARINE & INDUSTRIAL 11710 N. PERRY AVE. HOUSTON TX 77071 (713) 721-7527 FITTINGS, WELD PRODUCTION PIPING, INC. 201 CARDINAL DRIVE LAFAYETTE LA 70508-4452 (318) 837-9961 FLANGES PRODUCTION PIPING, INC. 201 CARDINAL DRIVE LAFAYETTE LA 70508-4452 (318) 837-9961 FLASHLIGHTS & BATTERIES MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 FLASHLIGHTS & LANTERNS AFRI-AMERICAN SUPPLY CO. TULSA OK 74101 FLASHLIGHTS & LANTERNS BBGP INDUSTRIAL SUPPLY P.O. BOX 340 EDGARD LA 70049 FLASHLIGHTS & LANTERNS CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 FLASHLIGHTS & LANTERNS CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 FLOORING RITE-WAY FLOORING, INC. 5497 VINE STREET BLDG A CHINO CA 91710-5248 (714) 628-1575 FLUID FILTRATION LETTSWORTH OILFIELD SRVCS 6770 JOHNSTON STREET LAFAYETTE LA 70503-6202 (318) 981-6753 FLUID POWER COMP. HUNT VALVE COMPANY, INC. SALEM OH 44460 FLUID SYSTEMS DONCO INDUSTRIES SEATTLE 1137 S.W. HANFORD ST. SEATTLE WA 98134-1026 (206) 682-2948 FLUSHING DONCO INDUSTRIES SEATTLE 1137 S.W. HANFORD ST. SEATTLE WA 98134-1026 (206) 682-2948 FLUSHING YYK ENTERPRISES, INC. 1020 44TH AVE OAKLAND CA 94601 FOOD DISTRIBUTOR DOMAR SUPPLIES P.O. BOX 26457 NEW ORLEANS LA 70186 (504) 246-9584 FOOD SERVICE MORRISON'S CUSTOM MGMT. 15333 DRUMMET BLVD #160 HOUSTON TX 77032 (713) 449-9808 FORGINGS INDEPENDENT FORGE CO. 692 N. BATAVIA STREET ORANGE CA 92668 (714) 997-7337 FOUNDRY PRODUCTS FRANCISCO J. MAS, INC. 1255 BUCHANAN S.W. GRAND RAPIDS MI 49507 (616) 247-6626 FUEL TRANSPORT ROY'S TRANSPORT 418 NEWTON STREET GRETNA LA 70053 FUELS, COAL PETROLEUM SOURCE & SYS. ATLANTA GA 30301 FURNITURE/CABINETS FOX SCIENTIFIC, INC. 1110 W. HARRIS RD. #102 ARLINGTON TX 76017 (817) 472-0555 GAGES SHAWN RENA CORPORATION P.O. BOX 2828 INDIANAPOLIS IN 46223-0001 (317) 293-8304 GARMENTS, DISPOSABLE DISPROTEK, INC. 120 W. CANAL STREET PICAYUNE MS 39466 PAGE -13- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ GARMENTS, DISPOSABLE FOSTER & ASSOCIATES 3757 APRIL LANE COLUMBUS OH 43227-3371 GASKETS AEROSTAR INDUSTRIES 1083-C MONTAGUE AVE CHARLESTON SC 29406 (803) 744-0600 GASKETS BEST RUBBER COMPANY, INC. P.O. BOX 5428 SAN MATEO CA 94402 GASKETS CIRCLE M SULLOY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 GASKETS ELASTREK CORP. P.O. BOX 18224 ANAHEIM CA 92817-8224 (714) 992-1060 GASKETS KMC SEAL COMPANY LTD 100 N. HILL DR. #53 BRISBANE CA 94005-1014 (415) 468-0950 GASKETS PAX INDUSTRIES 11596 MARTENS RIVER CIR FOUNTAIN VALLEY CA 92708-4202 (714) 850-1330 GASKETS SEAFARERS MARKETING 1723 MARIGOLD COURT SAN JOSE CA 95133 (408) 259-4722 GASKETS STEVENS GASKETS & SUPPLY P.O. BOX 3265 TULSA OK 74101 GASKETS THE GASCO MFG. CORP. P.O. BOX 1151 HOBBS NM 88241 (505) 393-4006 GASKETS UNITED SEAL & RUBBER CO. 3404 OAKCLIFF RD #C9 ATLANTA GA 30340-3011 (404) 454-9912 GAUGES B & M OILFIELD SUPPLY P.O. BOX 400 BROUSSARD LA 70518 (318) 837-2771 GAUGES CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 GAUGES CIRCLE M SUPPLY CO., INC. P.O BOX 53791 LAFAYETTE LA 70505 GAUGES COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 GAUGES FLO-CONTROL, INC. P.O. BOX 13023 ATLANTA GA 30324-0023 (404) 875-8064 GAUGES GULF COAST MARINE & EQUIP P.O. BOX 6076 METAIRIE LA 70009-6076 (504) 467-4487 GAUGES HOSE HOUSE, INC. P.O. BOX 41 PLANO TX 75074 (214) 881-0282 GAUGES PANATEC COMPANY 111 W. WASHINGTON #1631 CHICAGO IL 60602-2710 (312) 593-5402 GAUGES PRESTIGE PRODUCTS CO. 6406 PLYMOUTH AVENUE ST. LOUIS MO 63133-1912 (314) 721-6344 GAUGES VALVATE ASSOCIATES 15925 MINNESOTA AVENUE PARAMOUNT CA 90723-4913 (213) 979-0505 GAUGES, TEMPERATURE SANTRONICS 1855 E. VALLEY PWKY #203C ESCONDIDO CA 92027 (619) 489-8880 GEARS SUPREME GEAR COMPANY 19024 FLORIDA ROSEVILLE MI 48066 (313) 775-6325 GENERAL CONTRACTING SAGE GENERAL CONTRACTOR P.O. BOX 56327 NEW ORLEANS LA 70156 (504) 241-5189 GENERATORS COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 GLOBES, RUBBER J.P.C. ENTERPRISES 5819-C ROGERS AVENUE FORT SMITH AR 72903 (501) 452-9988 GLOVES MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 GLOVES TACOMA ENTERPRISES 226 CARONDELET STE 1019 NEW ORLEANS LA 70130-2940 (504) 527-9100 GLOVES, LEATHER, WORK WESTERN GLOVE MFG., INC. P.O. BOX 5525 COMPTON CA 90224-5525 (213) 636-1401 GLOVES/SAFETY GLASSES CHICKASAW GLOVE & SUPPLY MEMPHIS TN 38101 GRAPHIC ART SUPPLIES CONTRACTING SERVICES, INC. 3860 DORR STREET TOLEDO OH 43607 (419) 531-4292 GUARDRAILS CRAYLAR, INC. RR 1 BOX 21 PORTAGE PA 15946-9705 (814) 736-3164 GUARDRAILS DENALI FENCE WORKS 2950 VAN HORN RD FAIRBANKS AK 99709-5417 (907) 474-9542 PAGE -14- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ GUARDRAILS ONE WAY SIGN & CONSTRN. P.O. BOX 31495 BILLINGS MT 59107-1495 (406) 245-5182 GUARDRAILS RMC CONSTRUCTION CO. P.O. BOX 100621 FORT WORTH TX 76185 (817) 338-0802 GUARDRAILS & HANDRAILS CORONADO STEEL CORP. 5727 OBATA WAY GILROY CA 95020 (408) 848-5485 HANDSETS & HEADSETS SCOTT & ASSOCIATES P.O. BOX 26638 PHILADELPHIA PA 19141 HANGERS DENFENSE STAMPINGS & ENGR 653 SOUTH "I" ST. PENSACOLA FL 32501 (904) 438-6105 HARDWARE DOT'S INDUSTRIAL SUPPLY ENTERPRISE AL 36330 HARDWARE MESA EQUIPMENT & SUPPLY P.O. BOX 91568 ALBUQUERQUE NM 87199-1568 (505) 345-0284 HARDWARE, MARINE J. MARINE & INDUSTRIAL 11710 N. PERRY AVE. HOUSTON TX 77071 (713) 721-7527 HARDWARE, MARINE MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 HARNESSES & STRAPS FABRICATED TECHNOLOGY 4021 CONFLANS ROAD IRVING TX 75061 (214) 986-0640 HEAVY LIFT EQUIP REPAIR A & A RADIATOR & GLASS P.O. BOX 504 PORT LAVACA TX 77979 (512) 552-6513 HOISTS CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 HOSE PRODUCTS PAX INDUSTRIES 11596 MARTENS RIVER CIR FOUNTAIN VALLEY CA 92708-4202 (714) 850-1330 HOSES CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 HOSES CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 HOSES COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 HOSES HOLLEY TOOL COMPANY P.O. BOX 17765 MILWAUKEE WI 53217-0765 (414) 466-1008 HOSES, FIRE PROTECTION CRESCENT CITY IND. SUPPLY CANAL PLACE #2300 NEW ORLEANS LA 70130-1135 (504) 529-7474 HOSES, HYDRAULIC C.H. RICHARDSON SUPPLY 4134 N. VANCOUVER AVE PORTLAND OR 97217-2957 (503) 284-3347 HOSES, HYDRAULIC HOSE-LINE 416-A W. LUMBER STREET LANCASTER CA 93532 (805) 942-9953 HOSES, RUBBER CHEROKEE HOSE & SUPPLY CO. 4207 S. 33RD WEST AVE. TULSA OK 74107-5904 (918) 446-3548 HVAC AIR DUCTS INDOOR AIR SERVICES, INC. 12188 W. JEWELL DR. LAKEWOOD CO 80228-4441 (303) 985-9485 HVAC EQUIPMENT HOPKINS HEATING & COOLING 41 DORMAN AVE #2 SAN FRANCISCO CA 94124-1810 (415) 824-1634 HVAC EQUIPMENT HVAC HAWAII 1287 KALANI ST. #105 HONOLULU HI 96817-4952 (808) 845-6050 HVAC EQUIPMENT K-M CONSTRUCTION, INC. 4711 E. FALCON DR. #131 MESA AZ 85025 (602) 985-0588 HYDRAULIC EQUIPMENT ATLANTIC SYDRAULICS 2151 W. 73RD STREET HIALEAH FL 33016 HYDRAULIC EQUIPMENT TECNI-SISTEMAS, INC. 2636A DELAWARE AVE. KENNER LA 70062-5412 (504) 466-2313 INDUSTRIAL EQUIPMENT CHICAGO INDUSTRIAL 702 CLARK PLACE COLORADO SPRINGS CO 80915 (719) 570-1040 INDUSTRIAL SUPPLIES J. MARINE & INSUSTRIAL 11710 N. PERRY AVE. HOUSTON TX 77071 (713) 721-7527 INDUSTRIAL SUPPLIES SOUTH CENTRAL SUPPLY 719 MONROE STREET GRETNA LA 70053-2129 (504) 362-0100 INSTRUMENTATION HARVEY INSTRUMENTS/SUPPLY P.O. BOX 114 HARVEY LA 70059 INSTRUMENTATION HOUMA ELECTRONICS 3408 WEST MAIN HOUMA LA 70360 INSTRUMENTATION THOMPSON EQUIPMENT CO. P.O. BOX 4189 NEW ORLEANS LA 70178 PAGE -15- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ INSTRUMENTS SHAWN RENA CORPORATION P.O. BOX 2828 INDIANAPOLIS IN 46223-0001 (317) 293-8304 INSTRUMENTS, RECORDING DTR COMPANY LTD P.O. BOX 4101 MODESTO CA 95352 (209) 526-8691 INSTRUMENTS, RECORDING JENNINGS & ASSOCS., INC. P.O. BOX 661 EAST ORANGE NJ 07019-0661 (201) 672-1562 INSTRUMENTS, RECORDING MIAMI HYDRONICS, INC. 7361 NW 8TH ST BAY #4 MIAMI FL 33126 (305) 261-5894 INSTRUMENTS, REPAIR SOUTHERN NEVADA ELECTRNS. 2628 N. BRUCE STREET NORTH LAS VEGAS NV 89030-5324 (702) 649-4376 INSULATION/SOUNDPROOFING PAR INSULATION & WELDING P.O. BOX 739 FRANKLIN LA 70538 INVERTERS FLO-CONTROL, INC. P.O. BOX 13023 ATLANTA GA 30324-0023 (404) 875-8064 JACKS, PALLET J S ENTERPRISES 14922 NEWPORT AVENUE #J TUSTIN CA 92680-6114 (714) 851-6457 JACKS, PALLET RAMAR MATERIAL HANDLING P.O. BOX 3396 SOUTH EL MONTE CA 91733-0396 (818) 350-0767 JANITORIAL SERVICES CHUNG MOO KWAN, INC. 7613 FOURTH STREET MARRERO LA 70072 (504) 884-9507 JANITORIAL SERVICES CONSOLIDATED INDUSTRIES 7532 CHEF MENTEUR HWY. NEW ORLEANS LA 70126 JANITORIAL SERVICES FUSELIER'S JANITORIAL SRV 502 TWELFTH STREET LAFAYETTE LA 70501 JANITORIAL SERVICES H.L.'S JANITORIAL SERVICE 2036 WOODDALE, STE O BATON ROUGE LA 70806 JANITORIAL SERVICES L & L CONTRACTING SERVS P.O. BOX 304 ZACHARY LA 70791 (504) 654-7672 JANITORIAL SERVICES LAWRENCE JANITORIAL SRV 5599 LAREDO DRIVE BATON ROUGE LA 70811 JANITORIAL SERVICES NATIONAL JANITORIAL, INC. MOSS POINT MS 39563 JANITORIAL SERVICES NOLMAR CORPORATION 3615 D'HEMECOURT NEW ORLEANS LA 70119-7024 (504) 486-7681 JANITORIAL SERVICES PEREZ JANITORIAL SERVICE P.O. BOX 585 MARRERO LA 70073 JANITORIAL SERVICES RENT-A-MAID GAUTIER MS 39553 JANITORIAL SERVICES/SUPLS ACCENT MAINTENANCE P.O. BOX 4406 BATON ROUGE LA 70821 JANITORIAL SERVICES A N B CHEMICAL DISTRIBS. MARTIN LUTHER KING DRIVE EUNICE LA 70535 JANITORIAL SERVICES ALBRITE CHEMICALS & SUPPLY MEMPHIS TN 38101 JANITORIAL SERVICES BROADCO CLEANING PRODUCTS P.O. BOX 3374 HARVEY LA 70059 (504) 368-1145 JANITORIAL SERVICES CLEANING SOLUTIONS 4109 MILLER PARK DR. GARLAND TX 75042 (214) 271-2600 JANITORIAL SERVICES CRESCENT CITY IND. SUPPLY CANAL PLACE #2300 NEW ORLEANS LA 70130-1135 (504) 529-7474 JANITORIAL SERVICES HERBERT & EDGAR M. KINNARD 3613 SUNSET DR SHREVEPORT LA 71109-1719 (318) 636-4219 JANITORIAL SERVICES J. BEVCO CHEMICALS 2102 TULANE AVENUE NEW ORLEANS LA 70112 JANITORIAL SERVICES K & S CHEMICAL MFG. CO. JACKSON MS 39205 JANITORIAL SERVICES QUALITY WHOLESALE SUPPLY P.O. BOX 677 LULING LA 70070 JANITORIAL SERVICES SOUTHERN ALLIANCE MARINE P.O. BOX 1465 SLIDELL LA 70459 JANITORIAL SERVICES W. D. LEWIS, INC. 440 N. FOSTER ROAD, #129 BATON ROUGE LA 70811 JANITORIAL SERVICES WESTBANK PAPER/JANITORIAL 4134 COPERNICUS STREET NEW ORLEANS LA 70131 JOINER AFRO-LECON, INC. P.O. BOX 1028 JAMESTOWN NY 14701 PAGE -16- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ JOINTS PIEZO MFG. CORP. FT. LAUDERDALE FL 33310 KITCHEN UTENSILS UNI ENTERPRISES, INC. HARAHAN LA 70123 LABORATORY ANALYSIS LNS ENVIRONMENTAL SRVCS. 903 N. BOWSER, STE 230 RICHARDSON TX 75081 (214) 669-3575 LADDERS BART INTERNATIONAL 31220 LA BAYA DR #110-584 THOUSAND OAKS CA 91362-4089 (818) 991-7220 LADDERS MANUFAB, INC. 129 THIRD STREET KENNER LA 70062 (504) 466-2368 LADDERS ROCKY DURON & ASSOCIATES 2970 CONGRESSMAN LANE DALLAS TX 75220 LAMPS SEAM IMPORT & EXPORT 3470 CAESAR DRIVE NEW ORLEANS LA 70114-9208 (504) 361-9033 LANDSCAPING OIL FIELD & PLANT MAINT. P.O. BOX 176 BATON ROUGE LA 70821 LATHES PRECISE MACHINING & MFG. 12716 EAST PINE TULSA OK 74116 LAW ENFORCEMENT EQUIPMENT FIRE CONTROL LTD. P.O. BOX 370600 SAN DIEGO CA 92137-0600 (619) 296-2012 LAWN SERVICE RISE & SHINE LAWN SERVICE 233 DELLA LANE DRIVE AVONDALE LA 70094 (504) 436-0167 LEAD PRODUCTS CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 LIFE RAFTS NEPTUNE SUPPLIES, INC. 425 MILAN NEW ORLEANS LA 70115-1498 (504) 899-9521 LIFE SAVING EQUIPMENT MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 LIFTS, PERSONNEL BART INTERNATIONAL 31220 LA BAYA DR #110-584 THOUSAND OAKS CA 91362-4089 (818) 991-7220 LIGHT FIXTURES POTTER ELECTRIC, INC. 1401 THIRD STREET SAN FRANCISCO CA 91340 LIGHTING, TEMPORARY ROTO MANUFACTURING CO. FRESNO CA 93771 LIGHTS, NAVIGATION DELT SUPPLY, INC. MOBILE AL 36601 LINENS KELLEY & ABIDE 4401 EUPHROSINE NEW ORLEANS LA 70125-1349 (504) 822-2700 LININGS, BRAKE CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 LIQUID METAL MNP INTERNATIONAL, INC. P.O. BOX 4924 CERRITOS CA 90701 (213) 921-6075 LOAD CELLS KEY TRANSDUCERS, INC. 40200 BRENTWOOD DR STERLING HEIGHT MI 48310 (313) 268-9393 LOCKERS & SHELVING AAA MATERIAL HANDLING P.O. BOX 52706 NEW ORLEANS LA 70152-2706 (504) 733-8681 LOCKERS & SHELBING J S ENTERPRISES 14922 NEWPORT AVENUE #J TUSTIN CA 92680-6114 (714) 851-6457 LOCKERS/PARTITIONS/SHELVING ROCKY DURON & ASSOCIATES 2970 CONGRESSMAN LANE DALLAS TX 75220 LODGING & MEETING ROOMS NEW ORLEANS TRAVELODGE 2200 W.B. EXPRESSWAY HARVEY LA 70058 (504) 366-5311 LOGOS MR. JOE'S LOGOS UNLIMITED WILMINGTON NC 28401 LUBRICANTS DIVERSIFIED DRILUBE, INC. 8512 E. 46TH STREET TULSA OK 74145 LUBRICANTS EMULTEC, INC. 3361 GARDEN BROOK DR. DALLAS TX 75234 (214) 247-7766 LUBRICANTS GARZA INTERNATIONAL P.O. BOX 270179 HOUSTON TX 77277-0179 (713) 522-7272 LUBRICANTS (OIL/GREASE) ATLANTIS ENTERPRISES P.O. BOX 7355 METAIRIE LA 70010 LUBRICATORS CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 LUBRICATORS IMPCO, INC. RT.1, EAST 3RD STREET EDGARD LA 70049 PAGE -17- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ LUBRICATORS PETROLEUM LIQUIDS, INC. P.O. BOX 457 WASKOM TX 75692 LUMBER J. WONG & ASSOCIATES P.O. BOX 5197 OAK BROOK IL 60522-5197 (800) 421-0919 LUMBER NEWMAN LUMBER COMPANY GULFPORT MS 39501 MACHINE WORKS, GENERAL MARINE ENGINEERING, INC. ENGINEERS ROAD BELLE CHASSE LA 70059-0140 (504) 340-8601 MACHININE/MANUFACTURING PRECISE MACHINING & MFG. 12716 EAST PINE TULSA OK 74116 MACHINING BETHANY MFG. COMPANY 609 E. WALNUT CIRCLE GARLAND TX 75040 MACHINING ENTECH MACHINE COMPANY 8241 INDY LANE INDIANAPOLIS IN 46214 MACHINING J & C MACHINE SHOP, INC. 936 BLIMP ROAD HOUMA LA 70363-0152 (504) 879-2163 MACHINING LARNER MACHINE, INC. 2966 W. CLARENDON AVE. PHOENIX AZ 85017-4690 MACHINING LEE PRECISION MACHINE-SHOP MADISON AL 35758 MACHINING PRIORITY INDUSTRIES 3955 INDUSTRIAL BLVD. INDIANAPOLIS IN 46204 MACHINING VALA MACHINE COMPANY 9220 KEYSTONE STREET PHILADELPHIA PA 19114 MACHINING FORGINGS SHAWN RENA CORPORATION P.O. BOX 2828 INDIANAPOLIS IN 46223-0001 (317) 293-8304 MACHINING, GENERAL EAGLE TOOL & ENGINEERING MAYWOOD CA 90270 MACHINING, PRECISION PERFECT-A-TEC CORP. 6222 WEBSTER STREET DAYTON OH 45414 (513) 898-6010 MACHINING, PRECISION SHAWN RENA CORPORATION P.O. BOX 2828 INDIANAPOLIS IN 46223-0001 (317) 293-8304 MACHINING, VALVE RELIABLE MACHINISTS CORP. 1115 JONES ROAD WEST HOUSTON TX 77065 (713) 469-7442 MACHINING/MANUFACTURING GUICO MACHINE WORKS 5024 ALICE STREET MARRERO LA 70072 MACHINING/MANUFACTURING JM ENGRAVING MFG. CORP. 2478 FORT WORTH STREET GRAND PRAIRIE TX 75050 MARINE SUPPLIES/EQUIPMENT MARINE SPLICING & SUPPLY P.O. BOX 2411 NEW ORLEANS LA 70130-4597 MARINE SUPPLIES/EQUIPMENT MARLO INTERNATIONAL, INC. 1500 FOURTH STREET HARVEY LA 70059 (504) 392-5108 MATERIAL HANDLING EQUIP. AAA MATERIAL HANDLING P.O. BOX 52706 NEW ORLEANS LA 70152-2706 (504) 733-8681 MEASURING MACHINES DAVIS METROLOGY & MFG. CO. P.O. BOX 36 PADUCAH KY 42002-0038 (502) 443-7843 MEAT, WHOLESALE BULK MEAT, INC. 528 MONROE STREET ALEXANDRIA LA 71301 MECH. POWER TRANSMSN. EQUIP SEALAND INDUSTRIAL SUPPLY 1838 CAROLINE BEACH RD. WILMINGTON NC 28401 (919) 762-7978 MEDICAL SUPPLIES ALPHA ONE ENTERPRISES P.O. BOX 13204 ALEXANDRIA LA 71315-3204 (318) 487-9611 MEDICAL SUPPLIES BATISTE DRUGS, INC. 6621 WESTBANK EXPY #A MARRERO LA 70072-2658 (504) 366-2700 MEDICAL SUPPLIES CITY SALES & SERVICE P.O. BOX 1690 HARVEY LA 70059 (504) 366-2700 MEDICAL SUPPLIES DRUSUPCO, INC. 2020 JACKSON AVENUE NEW ORLEANS LA 70113 MEDICAL SUPPLIES FREEDOM ROAD, INC. 9625 MASON AVE, STE 7A CHATSWORTH MS 39483 MEDICAL SUPPLIES H & G SUPPLY CO. 3009 20TH., STE A METAIRIE LA 70116 MEDICAL SUPPLIES L & L INDUSTRIES 41244 HIGHWAY 931 GONZALES LA 70737-7130 (504) 622-2070 MEDICAL SUPPLIES MEDI MART PHARMACY MOSS POINT MS 39563 PAGE -18- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ MEDICAL SUPPLIES NATL MEDICAL SUPPLY CO. 1230 BROAD ST. NEW ORLEANS LA 70119-3303 (504) 822-6573 MEDICAL SUPPLIES PROFESSIONAL MEDICAL PRODS P.O. BOX 740642 NEW ORLEANS LA 70174 MEDICAL SUPPLIES SYSTEMS PLUS P.O. BOX 7086 NEW ORLEANS LA 70186-7086 (504) 245-3811 MEDICAL SUPPLIES WILSON SURGICAL SUPPLY 2019 LOUISIANA AVE. NEW ORLEANS LA 70115 METAL COMPOUND MNP INTERNATIONAL, INC. P.O. BOX 4924 CERRITOS CA 90701 (213) 921-6075 METAL FABRICATION AMEG, INC. KETTERING OH 45429 METAL FABRICATION EBONEX, INC. 336 COURT STREET BINGHAMTON NY 13902 (607) 723-7437 METAL PRODUCTS PACIFIC MACHINE WORKS 1008 S.E. FLINT ROSEBURG OR 97470 (503) 672-5855 METERS FLO-CONTROL, INC. P.O. BOX 13023 ATLANTA GA 30324-0023 (404) 875-8064 METERS PANATEC COMPANY 111 W. WASHINGTON #1631 CHICAGO IL 60602-2710 (312) 593-5402 MICRO COMPUTER PRODUCTS INFORMATION SYSTEMS INTL. FORT LAUDERDALE FL 33310 MICROFICHE READER PRINTERS NATIONAL MICROCOMP SRVCS 1332 BELL AVENUE #20 TUSTIN CA 92680-6439 (714) 259-8660 MICROFICHE READERS COLLEY AVENUE OFFICE SPLS 3911 COLLEY AVENUE NORFOLK VA 23508-2626 (804) 489-7310 MICROFILM CAMERA/READERS MICROFILM SYSTEMS, INC. P.O. BOX 3130 SHREVEPORT LA 71133-3130 (318) 227-0835 MICROFILM CAMERAS/READERS MICRO SERVICING, INC. 1918 CHICAGO ROAD CHICAGO HEIGHTS IL 60411-4101 (312) 754-5525 MICROFILM EQUIPMENT OMNI MICROGRAPHIC SERVICES 1004 HANSON COURT MILPITAS CA 95035-3165 (408) 945-9805 MICROFILM SERVICES MICHIGAN MICRORGRAPHICS 18980 WYOMING AVENUE DETROIT MI 48221 (313) 345-1510 MICROFILM SUPPLIES KHAN ENTERPRISES 9331 CHAPMAN AVE #209 GARDEN GROVE CA 92641-2526 (714) 330-6670 MICROFILM/MICROFICHE SRVCS. MICROFILM BUREAU, INC. 17421 VILLAGE GREEN DR HOUSTON TX 77040-1004 (713) 996-1684 MICROFILM/MICROFICHE SRVCS. MICROGRAPHIC SUPPLY CO. P.O. BOX 34417 SAN ANTONIO TX 78265-4417 (512) 656-0238 MILL SUPPLIES MESA EQUIPMENT & SUPPLY P.O. BOX 91568 ALBUQUERQUE NM 87199-1568 (505) 345-0284 MILLING SUPPLIES BBGP INDUSTRIAL SUPPLY P.O. BOX 340 EDGARD LA 70049 MILLING SUPPLIES PRECISE MACHINING & MFG. 12716 EAST PINE TULSA OK 74116 MOTORS CITY TRANSIT & INDS. EQUIP P.O. BOX 29242 NEW ORLEANS LA 70189-0242 (504) 254-1273 MOTORS, AIR & ELECTRIC COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 MOTORS, ELECTRIC IPS CORPORATION P.O. BOX 640237 KENNER LA 70064-0237 (504) 469-5731 MOTORS, ELECTRIC OKLAHOMA STEAM 15324 E. 13TH STREET TULSA OK 74108-4709 (918) 437-3500 NIPPLES PRODUCTION PIPING, INC. 201 CARDINAL DRIVE LAFAYETTE LA 70508-4452 (318) 837-9961 NOZZLES, FLOW ENERGY FLOW SYSTEMS, INC. P.O. BOX 14127 HOUSTON TX 77221-4127 (713) 747-3569 NURSERY/GREENHOUSE SUPPLIE BURRIS NURSERY/GREENHOUSE 8318 MICKENS ROAD BATON ROUGE LA 70811 OFFICE EQUIPMENT/MACHINES BORNE BUSINESS MACHINES 123 WESTBANK EXPRESSWAY WESTWEGO LA 70094 (504) 348-7004 OFFICE EQUIPMENT/MACHINES NEW ORLEANS BUS. MACHS. P.O. BOX 807 METAIRIE LA 70004-0807 (504) 834-3134 OFFICE EQUIPMENT/SUPPLIES DUSSET OFFICE PRODUCTS 4948 CHEF MENTUER, #603 NEW ORLEANS LA 70126 (504) 945-5486 PAGE -19- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ OFFICE MACHINES AMERICAN OFFICE MACHINES 3029 LAKE STREET LAKE CHARLES LA 70601-8383 (318) 477-0322 OFFICE MACHINES ASI, INC. 2915 RYAN STREET LAKE CHARLES LA 70601-8510 (318) 433-5561 OFFICE MACHINES DURR'S OFFICE MACHINES 22 CHAPELLE STREET SANTA FE NM 87501-1808 (505) 983-4111 OFFICE MACHINES JORDAN ENTERPRISES, INC. 409 GABRIEL LANE ALEXANDRIA LA 71302-5229 (318) 443-3940 OFFICE MACHINES/SUPPLIES COLLEY AVENUE OFFICE SPLS 3911 COLLEY AVENUE NORFOLD VA 23508-2626 (804) 489-7310 OFFICE MACHINES/SUPPLIES R-C-I, INC. 3701 TCHOUPITOULAS, STE E NEW ORLEANS LA 70115-1339 (504) 895-6537 OFFICE SUPPLIES CONTRACTING SERVICES, INC. 3860 DORR STREET TOLEDO OH 43607 (419) 531-4292 OFFICE SUPPLIES COOLEY PRINTERS OFFICE SPY P.O. BOX 2070 MONROE LA 71207 (318) 325-7541 OFFICE SUPPLIES CRESCENT CITY IND. SUPPLY CANAL PLACE #2300 NEW ORLEANS LA 70130-1135 (504) 529-7474 OFFICE SUPPLIES EVERYTHING FOR THE OFFICE 2950 NIAGARA LANE N. PLYMOUTH TX 77229-4295 (713) 923-8696 OFFICE SUPPLIES MULE-DUREL, INC. 241 DAUPHINE STREET NEW ORLEANS LA 70112-3127 (504) 529-7484 OFFICE SUPPLIES OFFICE EQUIPMENT COMPANY MOBILE AL 36601 OFFICE SUPPLIES TEAL OFFICE PRODUCTS, INC. 1941 STARING LANE BATON ROUGE LA 70810-1033 (504) 767-2068 OFFICE SUPPLIES/EQUIPMENT GILL ASSOCIATION BROKER 3424 E. LAKE MEAD, #A N. LAS VEGAS NV 89030-7382 (702) 657-0191 OIL SPILL SUPPLIES MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 OVENS MOCO THERMAL INDUSTRIES 1 OVEN PLACE ROMULUS MI 48174-2236 (313) 728-6800 OVENS SLACK ASSOCIATION, INC. 540 S. LONGWOOD STREET BALTIMORE MD 21223-2724 (301) 566-2520 PACKINGS BEST RUBBER COMPANY, INC. P.O. BOX 5428 SAN MATEO CA 94402 PACKINGS SINGING RIVER INDUSTRIES PASCAGOULA MS 39567 PAINT A C PAINT COMPANY, INC. 5116 LIBERTY HEIGHTS BALTIMORE MD 21207-7055 PAINT GLOBEX CORPORATION 91 SANDBAR FERRY ROAD AUGUSTA GA 30903-2924 (706) 724-5419 PAINT THINNERS PETROLEUM LIQUIDS, INC. P.O. BOX 457 WASKOM TX 75692 PAINTS, INDUSTRIAL SIMCO COATINGS, INC. 211 GUNTER LANE BELLE CHASSE LA 70037 (504) 393-9455 PALLETS McREYNOLDS PALLETS CO. McCOOL MS 39108 PALLETS PALLERS PLUS 6865 N. PARK DRIVE SHREVEPORT LA 71107 (318) 893-1421 PARKER HOLLEY TOOL COMPANY P.O. BOX 17765 MILWAUKEE WI 53217-0765 (414) 466-1008 PEST CONTROL WOLF PEST CONTROL 7909 SCENIC HIGHWAY BATON ROUGE LA 70807 PETROLEUM PRODUCTS ROWE, INC. P.O. BOX 090 OXON HILL MD 20745 PHOTOGRAPHY DENNIS PHTOFINISH, LTD. 2303 ST. BERNARD AVE. NEW ORLEANS LA 70119-1501 (504) 944-5449 PIPE JHS & SONS SUPPLY CO. 544-48 E. HAINES STREET PHILADELPHIA PA 19144 (215) 843-7210 PIPE PRODUCTION PIPING, INC. 201 CARDINAL DRIVE LAFAYETTE LA 70508-4452 (318) 837-9961 PIPE SHERMAN ENTERPRISES, INC. 3111 S. VALLEY VIEW RD LAS VEGAS NV 89102-0332 (800) 327-8265 PIPE WEBSTER PIPING & SUPPLY P.O. BOX 2323 FLORENCE AZ 35630-0323 (205) 766-6272 PAGE -20- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ PIPE & PLUMBING ANIBAL L. ARSUAGA, INC. P.O. BOX 71362 SAN JUAN PR 00936-7326 (809) 754-9494 PIPE & PLUMBING COLDON SUPPLY CO., INC. P.O. BOX 8070 NOW ORLEANS LA 70182-8070 (504) 947-0496 PIPE & TUBING ANKO METAL SERVICES 11000 E. YALE AVE., #203 AURORA CO 80014-1763 PIPE & TUBING CIB CORPORATION P.O. BOX 4086 SAN JUAN PR 00936-4086 PIPE & TUBING CIRCLE M SUPPLY CO., INC. P.O. BOX 53791 LAFAYETTE LA 70505 PIPE & TUBING CROWN METAL CORP. 4221 SHILLING WAY DALLAS TX 75237-1024 PIPE & TUBING FAIRMAN CONTRUCTION SPLY 2387 N. 2125 EAST LAYTON UT 84040-5717 PIPE FITTINGS KULEANA VALVE & FITTING P.O. BOX 3476 HONOLULU HI 96811-3476 (808) 521-7951 PIPE HANGERS PIPING TECHNOLOGY & PRODS. HOUSTON OK 74116 PIPE VALVES/FLANGES/FITTGS SOLEX INTERNATIONAL, INC. P.O. BOX 208 HARRISON NJ 07029 (201) 484-6661 PIPE, FIBERGLASS CHICKASAW DISTRIBUTORS 800 BERING, SUITE 130 HOUSTON TX 77057 PIPE, SPECIAL AMERICAN METALS SERVICE MIAMI FL 33101 PIPING JHS INTERNATIONAL 544 EAST HANIES PHILADELPHIA PA 19144 (215) 843-7210 PLANNING BILLES/MANNING ARCHITECTS 839 ST. CHARLES, STE 300 NEW ORLEANS LA 70130 (504) 523-5366 PLASMA PROTO SPACE ENGINEERING SOUTH EL MONTE CA 91733 PLASTIC PRESTIGE PACKAGING, INC. NORCROSS GA 30091 PLASTIC SUPERIOR FURNITURE MFG. MAIMI FL 33101 PLATES, ORIFICE ENERGY FLOW SYSTEMS, INC. P.O. BOX 14127 HOUSTON TX 77221-4127 (713) 747-3569 PLUMBING BYNUM PLUMBING CORP. 1200 N. BROAD AVE NEW ORLEANS LA 70119 PLUMBING CARE SERVICES, INC. P.O. BOX 538 BELLE CHASSE LA 70037 (504) 394-5780 PLUMBING EARNEST MORRIS BLDG CONTR. 2205 PENISTON STREET NEW ORLEANS LA 70115 PLUMBING GAYS ELECTRICAL & MECH. 3610 COOPER STREET MONROE LA 71203-5614 (318) 387-8399 PLUMBING GEORGE RICHARD CONSTRN. 7550 KINGSPORT BLVD NEW ORLEANS LA 70128 (504) 241-5720 PLUMBING J.W. MECHANICAL SERVICE LEMON GROVE CA 90245 PLUMBING LOUISIANA PLUMBING & HTG. 2811 FRENCHMEN STREET NEW ORLEANS LA 70122-3630 (504) 947-1191 PLUMBING MARONGE ELECTRIC COMPANY 2424 MARIETTA AVE. KENNER LA 70062-4101 (504) 467-7537 PLUMBING FIXTURES SPEAKMAN COMPANY WILMINGTON DE 19899 PNEUMATIC DUCTING/TUBING PARKER SHANE MFG. CO. 501 OVILLA OAKS OVILLA TX 75154 (214) 515 5500 PRESSURE VESSELS GULF COAST ALLOY WELDING P.O. BOX 2002 HUMBLE TX 77338 (713) 821-0543 PRINTERS, READER MICHIGAN MICROGRAPHICS 18980 WYOMING AVENUE DETROIT MI 48221 (313) 345-1510 PROCESS EQUIPMENT GULF COAST ALLOY WELDING P.O. BOX 2002 HUMBLE TX 77338 (713) 821-0543 PUMPS C & C PRODUCTS P.O. BOX 1267 FOREST PARK GA 30051 (404) 362-9293 PUMPS CITY TRANSIT & INDS. EQUIP P.O. BOX 29242 NEW ORLEANS LA 70189-0242 (504) 254-1273 PAGE -21- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ PUMPS COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 PUMPS CRESCENT CITY IND. SUPPLY CANAL PLACE #2300 NEW ORLEANS LA 70130-1135 (504) 529-7474 PUMPS CRESCENT PUMP & EUQIPMENT 201 GLENHILL LANE HOUMA LA 70363 (504) 851-7077 PUMPS FLO-CONTROL, INC. P.O. BOX 13023 ATLANTA GA 30324-0023 (404) 875-8064 PUMPS GULF COAST MARINE & EQUIP P.O. BOX 6076 METAIRIE LA 70009-6076 (504) 467-4487 PUMPS LBC AND ASSOCIATES P.O. BOX 668 JONESBORO GA 30237 (406) 477-2272 PUMPS & COMPRESSORS SEALAND INDUSTRIAL SUPPLY 1838 CAROLINA BEACH RD. WILMINGTON NC 28401 (919) 762-7978 PUMPS & COMPRESSORS SHERMAN ENTERPRISES, INC. 3111 S. VALLEY VIEW RD LAS VEGAS NV 89102-0332 (800) 327-8265 PUMPS & COMPRESSORS SOLEX INTERNATIONAL, INC. P.O. BOX 208 HARRISON NJ 07029 (201) 484-6661 PUMPS, PRECISION SMITH PRECISION PRODUCTS NEWBURY PARK CA 91320 PUMPS, STEAM JET VACUUM PARDEE ENGINEERING BERKELEY CA 94701 RACKS, PALLET AAA MATERIAL HANDLING P.O. BOX 52706 NEW ORLEANS LA 70152-2706 (504) 733-8681 RACKS, PALLET HARCO DISTRIBUTORS, INC. 318 LAWRENCE STREET PHILADELPHIA PA 19106-4211 (215) 923-2981 RACKS, PALLET J S ENTERPRISES 14922 NEWPORT AVENUE #J TUSTIN CA 92680-6114 (714) 851-6457 RACKS, PALLET M & M MANUFACTURE 2986 1ST STREET LA VERNE CA 91750-5678 (714) 596-6205 RACKS, PALLET U.S. MATERIALS HANDLING P.O. BOX 366 UTICA NY 13503-0366 (315) 732-4111 RAGS SOUTH CENTRAL SUPPLY 719 MONROE STREET GRETNA LA 70053-2129 (504) 362-0100 RAW MATERIAL TARA METALS, INC. MANCHESTER CT 06040 RECORDERS FIRST COMMUNCS. & DATA 2421 SCHUSTER DR HYATTSVILLE MD 20781-1122 (301) 322-5460 RECORDERS, TELEPHONE/VIDEO SCORPIO ENTERPRISES, INC. P.O. BOX 1183 BEDMINISTER NJ 07921 (201) 781-1050 RECORDERS, TIME ACCUTRONICS INC. P.O. BOX 100478 SAN ANTONIO TX 78201-1778 (512) 736-5300 RECORDERS, TIME D & S SYSTEMS, INC. 625C S. PALM STREET LA HABRA CA 90631-5737 (714) 870-6680 RECORDERS, TIME DURR'S OFFICE MACHINES 22 CHAPELLE STREET SANTA FE NM 87501-1808 (505) 963-4111 RECORDERS, VIDEO S & B LTD P.O. BOX 2795 TUSCALOOSA AL 35401 (205) 349-2602 RECORDERS, VIDEO CUSTOM ELECTRONICS, INC. 238 EXCHANGE STREET CHICOPEE TX 75237 RECORDERS, VIDEO THE CLARKSON COMPANY 1627 PEACHTREE ST NE/#315 ATLANTA GA 30309-2424 (404) 876-1746 RECORDERS, VOICE DICTAPHONE-ANSAFONE SYS. P.O. BOX 576 MIAMI FL 33135 (305) 642-3600 REFINISHING, BATH/FLOOR JOE CARRIZAL CONTRACTORS 915 N. ESTRELLA EL PASO TX 79903 (915) 562-4631 REFRACTORY PRODUCTS IPS CORPORATION P.O. BOX 640237 KENNER LA 70064-0237 (504) 469-5731 REGULATORS COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 REGULATORS HOSE HOUSE, INC. P.O. BOX 41 PLANO TX 75074 (214) 881-0282 REPRODUCTION SERVICES COPYRITE, INC. 270 KING STREET CHARLESTON SC 29401 (803) 577-6375 RINGS HOLLEY TOOL COMPANY P.O. BOX 17765 MILWAUKEE WI 53217-0765 (414) 466-1008 PAGE -22- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ RIOT EQUIPMENT FIRE CONTROL LTD. P.O. BOX 370600 SAN DIEGO CA 92137-0600 (619) 296-2012 ROOFING/SHEETMETAL MIKE McADAMS ROOFING CO. PASCAGOULA MS 39567 ROPE CRESCENT CITY IND. SUPPLY CANAL PLACE #2300 NEW ORLEANS LA 70130-1135 (504) 529-7474 ROPE MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 ROPE, WIRE MARINE SPLICING & SUPPLY P.O. BOX 2411 NEW ORLEANS LA 70130-4597 RUBBER PRODUCTS SEAFARERS MARKETING 1723 MARIGOLD COURT SAN JOSE CA 95133 (408) 259-4722 RUBBER, SHEET ELASTREK CORP. P.O. BOX 18224 ANAHEIM CA 92817-8224 (714) 992-1060 SAFETY & FIRE EQUIPMENT ANIBAL L. ARSUAGA, INC. P.O. BOX 71362 SAN JUAN PR 00936-7326 (809) 754-9494 SAFETY EQUIPMENT ADVANCED FIRE/SAFETY TECH 200 W. OHIO AVE RICHMOND CA 94804 (415) 233-7238 SAFETY EQUIPMENT GULF COAST MARINE & EQUIP P.O. BOX 6076 METAIRIE LA 70009-6076 (504) 467-4487 SAFETY EQUIPMENT MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 SAFETY EQUIPMENT SHAMAN EQUIPMENT COMPANY 3200 SEWARD HWY ANCHORAGE AK 99503 (907) 276-6500 SAFETY PRODUCTS 4-ACE ENTERPRISES COMPANY 9931 HARWIN, STE 146 HOUSTON TX 77036 (713) 789-7707 SAFETY PRODUCTS MS UNLIMITED, INC. P.O. BOX 577 SYRACUSE NY 13206 (315) 437-1291 SAFETY PRODUCTS SOUTH CENTRAL SUPPLY 719 MONROE STREET GRETNA LA 70053-2129 (504) 362-0100 SAFETY RAILS ASSOCIATED MEDICAL SRVCS. 21700 NORTHWESRN HWY 820 SOUTHFIELD MI 48075 (313) 557-8833 SAFETY SUPPLIES CITY SALES & SERVICE P.O. BOX 1690 HARVEY LA 70059 (504) 366-2700 SANDBLASTING DONCO INDUSTRIES SEATTLE 1137 S.W. HANFORD ST. SEATTLE WA 98134-1026 (206) 682-2948 SANDBLASTING & EQUIPMENT PAL SERVICES, INC. 2003 S. STATE STREET ABBEVILLE LA 70150 SCAFFOLDS BART INTERNATIONAL 31220 LA BAYA DR #110-584 THOUSAND OAKS CA 91362-4089 (818) 991-7720 SCAFFOLDS MANUFAB, INC. 129 THIRD STREET KENNER LA 77062 (504) 466-2368 SCISSORS, SURGICAL TACOMA ENTERPRISES 226 CARONDELET STE 1019 NEW ORLEANS LA 70130-2940 (504) 527-9100 SCREEN PRINTING NATIONAL SCREEN-PRINTERS AUBURN AL 36830 SEAL RINGS, MECHANICAL COLES CARBIDE COMPANY 3508 K STREET BAKERSFIELD CA 93301-1617 (805) 322-3562 SEALS, MECHANICAL IPS COROPRATION P.O. BOX 640237 KENNER LA 70064-0237 (504) 469-5731 SEALS, MECHANICAL WEBSTER PIPING & SUPPLY P.O. BOX 2323 FLORENCE AZ 35630-0323 (205) 766-6272 SENSORS KEY TRANSDUCERS, INC. 40200 BRENTWOOD DR. STERLING HEIGHT MI 48310 (313) 268-9393 SENSORS, R.F. CURRENT FISCHER CUSTOM COMMS. HAWTHORNE CA 90250 SEPARATORS COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 SEWING MACHINE PARTS/SPLS JOSE A. VAZQUEZ P.O. BOX 5043 CAROLINA PR 00628 (809) 768-9430 SEWING MACHINES CENTRAL SHOP 161 LEWIS STREET LYNN MA 01902 (617) 593-1963 SEWING MACHINES SEWING EQUIP. SPECIALISTS P.O. BOX 70120 SAN JUAN PR 00936-7120 (809) 783-8186 SEWING MACHINES SOUTHEAST MACHINE COMPANY 204 APPLE LANE NEWPORT NEWS VA 23602-5990 (804) 595-7968 PAGE -23- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ SEWING MACHINES, HVY. DUTY WESTERN GLOVE MFG., INC. P.O. BOX 5525 COMPTON CA 90224-5525 (213) 636-1401 SHACKLES MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 SHEETMETAL SUPERIOR MACHINE SHOP JACKSON MS 39205 SHEETMETAL, PRECISION F & S MANUFACTURING CO. 232 COMMERCIAL GARLAND MN 55447-4852 (612) 353-1300 SHIMS SAN DIEGO SHIM & ALIGNMT SAN DIEGO CA 92138 SHIPBUILDING/REPAIR ANCHOR MARINE, INC. GULF SHORES AL 36542 SIGNAL DEVICES FTS INTERNATIONAL 417 S. ASSOCIATED RD/A421 BREA CA 92621-5821 (714) 255-9927 SIGNS, STREET NORTHLAKE MAINTENANCE MANDEVILLE LA 70448 SMOKE ALARMS PHILADELPHIA/PA FIRE 5111 CHESTNUT STREET PHILADELPHIA PA 19139-3430 (215) 472-1000 SOLVENTS EMULTEC, INC. 3361 GARDEN BROOK DR. DALLAS TX 75234 (214) 247-7766 SOY SAUCE MANDARIN SOY SAUCE, INC. MIDDLETOWN NY 10940 SPRINKLERS PROTECTION SPECIALISTS P.O. BOX 59 BRIARCLIFF NY 10510 (914) 941-4463 SPRINKLERS R. VILLARIN AUTO FIRE 100 W. 35TH ST. #5 NATIONAL CITY CA 92050-7925 (619) 454-5380 SPRINKLERS, IRRIGATION NABOURS PLUMBING, INC. 3201 CENTER STREET LAKE CHARLES LA 70601-8627 (318) 478-4310 STAIRS RMC CONSTRUCTION CO. P.O. BOX 100621 FORT WORTH TX 76185 (817) 338-0802 STAIRS, METAL CORONADO STEEL CORP. 5727 OBATA WAY GILROY CA 95020 (408) 848-5485 STARTERS GULF COAST MARINE & EQUIP. P.O. BOX 6076 METAIRIE LA 70009-6076 (504) 467-4487 STATIC CONTROL SYSTEM SENTRY PLASTICS & PACKAG. ATLANTA GA 30301 STEEL EVEREST VALVE COMPANY P.O. BOX 24295 HOUSTON TX 77022 STEEL & METAL PRODUCTS INDEPENDENT METAL SALES P.O. BOX 607 HAINESPORT NJ 08036 (609) 261-7224 STEEL, CARBON CROWN METAL CORP. 4221 SHILLING WAY DALLAS TX 75237-1024 STEEL, CARBON FLATROLL AMERICAN BASIC INDUSTRIES 13900 JOY ROAD DETROIT MI 48228 (313) 834-7700 STEEL, STAINLESS HURLEN CORPORATION 12831 MARQUARDT AVENUE SANTA FE SPRINGS CA 90670 (310) 921-0432 STEEL, STAINLESS METALMART, INC. WHITTIER CA 96096 STEEL, STAINLESS MGG PIPE & SUPPLY CO. 228 ST. CHARLES STE 1136 NEW ORLEANS LA 70130 (504) 523-6990 STEEL, STAINLESS SHEET COMBINED METALS OF TEXAS DALLAS TX 75221 STEM EQUIPMENT MAINTENANCE MACJEWEL TOOL DEVELOPMENT P.O. BOX 321 MIDDLETOWN PA 17057-0321 (717) 939-5562 STRAINERS AMATECH CORP. P.O. BOX 1428 LONG ISLAND CITY NY 11101-0428 (718) 392-7575 STRAINERS EVEREST VALVE COMPANY P.O. BOX 24295 HOUSTON TX 77022 STRAINERS FAB INDUSTRIES, INC. 6300 LONG DRIVE HOUSTON TX 77087 STRAINERS FLO ENTERPRISES 7557 RAMBLER RD. STE 750 DALLAS TX 75234 (214) 368-4631 STRAINERS MIC ENTERPRISES 2142 LEHIGH STATION ROAD PITTSFORD NY 14534-2663 (716) 624-2090 STRAINERS PROIN, INC. P.O. BOX 86312 LOS ANGELES CA 90086 (213) 587-5883 PAGE -24- (SMDIS-C)
AVONDALE INDUSTRIES, INC. - SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ STRAINERS QUALITY ASSURED PRODUCTS 9131 SAN LEANDRO ST. OAKLAND CA 94603-1235 (415) 569-3614 STRAINERS S.E. BURKS SALES CO. 2518 WACO STREET RICHMOND VA 23294 (804) 672-8885 STRAINERS & TRAPS OKLAHOMA STEAM 15324 E. 13TH ST. TULSA OK 74108-4709 (918) 437-3500 STRAINERS & VALVES WEBSTER PIPING & SUPPLY P.O. BOX 2323 FLORENCE AZ 35630-0323 (205) 766-6272 STRAINERS, PAINT INNOVATIVE PRODUCTS, INC. 4967 ENERGY WAY RENO NV 89502-4105 (702) 329-7887 STUDS PRODUCTION PIPING, INC. 201 CARDINAL DRIVE LAFAYETTE LA 70508-4452 (318) 837-9961 SUBCONTRACT (CLERICAL) DARNIA AGENCY 10801 NATL. BLVD., STE 100 LOS ANGELES CA 90064 (310) 470-4437 SUBCONTRACT (COMPUTER) COMPUTER SOLUTIONS & SRVCS 11000 MORRISON STE 108C NEW ORLEANS LA 70127 (504) 243-0451 SUBCONTRACT (COMPUTER) HEBCO, INC. 1601 S.E. 60TH STREET OKLAHOMA CITY OK 73149-5210 (405) 672-1461 SUBCONTRACT (COMPUTER) MEDIATECH, INC. 5891 S. GARNETT ROAD TULSA OK 74146-6812 (918) 254-6099 SUBCONTRACT (CONSULTANTS) CHANDER CONSULTANTS 12802 HUNTING BROOK HOUSTON TX 77099 SUBCONTRACT (DESIGN) AUTOMATED DESIGN CENTERS 1149 W. 190TH ST., STE 1004 GARDENA CA 90248 (310) 327-7744 SUBCONTRACT (PRODUCTION) A.M.E., INC. P.O. BOX 397 NORCO LA 70079 (504) 566-1260 SUBCONTRACT (PRODUCTION) J.E.T. & ASSOCIATES 51705 PACE ROAD SLIDELL LA 70461 (504) 645-8748 SUBCONTRACT (PRODUCTION) OCEAN TECHNICAL SERVICES 634 PETERS ROAD HARVEY LA 70058 (504) 364-1572 SUBCONTRACT (PRODUCTION) TEXCOM, INC. 801 WATER STREET, STE 500 PORTSMOUTH VA 23704 (804) 397-0035 SUBCONTRACT (SECURITY) BAYOU STATE SECURITY 7228 EARHART EXPRESSWAY NEW ORLEANS LA 70125-2607 (504) 523-2593 SUBCONTRACT (TECHNICAL) RESEARCH MANAGEMENT P.O. BOX 61547 VIRGINIA BEACH VA 23466 (804) 499-1009 SUBCONTRACT (TECHNICAL) SYSTEMS APPLICATION & TECH. 2201 STATHAM BLVD. OXNARD CA 93033 (805) 487-7373 SUBCONTRACT PERSONNEL GLI TECHNICAL SERVICES 3100 US HWY 90, STE 102 LULING LA 70070 (504) 758-6333 SUBCONTRACT SERVICE WORKFORCE SYSTEMS 2112 EASTMAN AVE STE 101 VENTURA CA 93003 (805) 658-6100 SUBCONTRACT SERVICE AMERICAN PRIDE, INC. 5084 BOWDON STREET MARRERO LA 70072 (504) 340-5274 SUBCONTRACT SERVICE HI-TEC ASSOCIATES, INC. 2000 E. LAMAR BLVD #560 ARLINGTON TX 76006 (817) 792-3373 SUBCONTRACT SERVICE TECHNICAL MARKETING, INC. P.O. BOX 8302 SHREVEPORT LA 71148-8302 (318) 861-7541 SUBCONTRACTING TECHNICO 2311 INGLESIDE ROAD NORFOLK VA 23513 SWITCHES, FLOW INTEK, INC. 751 INTEK WAY WESTERVILLE OH 43081 (614) 885-0301 SWITCHES, LIMIT RANDOLPH & VANDERGRIFF P.O. BOX 625 TULLAHOMA TN 37388 (615) 455-4531 SWITCHES, LIQUID LEVEL UNIVERSAL SENSORS/DEVICES 9205 ALABAMA AVE #C CHATSWORTH CA 91311-5871 (818) 998-7121 SWITCHES, PRESSURE COMPRESSORS & COMPONENTS 1812 JOY LAKE RD. LAKE CITY GA 30260-3660 (404) 362-9294 SWITCHES, PRESSURE/ROTARY ELECTRO NATIONAL CORP. P.O. BOX 402 CANTON MS 39046 (601) 859-5511 SWITCHES, PRESSURE/TEMP. B&B INSTRUMENTS, INC. 1810 BROAD RIPPLE, STE 7 INDIANAPOLIS IN 46220-2357 (317) 251-3811 SWITCHES, PRESSURE/TEMP. VALVATE ASSOCIATES 15925 MINNESOTA AVE PARAMOUNT CA 90723-4913 (213) 979-0505 SWITCHES, TEMPERATURE PANATEC COMPANY 111 W. WASHINGTON #1631 CHICAGO IL 60602-2710 (312) 593-5402 PAGE -25- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ TANK GAUGING SYSTEMS FLO-CONTROL, INC. P.O. BOX 13023 ATLANTA GA 30324-0023 (404) 875-8064 TANKS PACIFIC MACHINE WORKS 1008 S.E. FLINT ROSEBURG OR 97470 (503) 672-5855 TECHNICAL SUPPORT SEA TECHNICAL INTL. CORP. P.O. BOX 9136 VIRGINIA BEACH VA 23450-9136 (804) 468-0011 TELECOMMUNICATIONS TELAMON CORPORATION INDIANAPOLIS IN 46204 TELEPHONE SYSTEMS ADVANCED INNOVATIVE TECH. 4711 TROUSDALE DRIVE #24 NASHVILLE TN 37220-1309 (615) 331-3626 TEXTILE ITEMS FABRICATED TECHNOLOGY 4021 CONFLANS ROAD IRVING TX 75061 (214) 986-0640 TILE, SALES/INSTALLATION WALTER JAMES CARPET/FLOOR MONROE LA 71203 TITANIUM HURLEN CORPORATION 12831 MARQUARDT AVENUE SANTA FE SPRINGS CA 90670 (310) 921-0432 TOOLS SEAM IMPORT & EXPORT 3470 CAESAR DRIVE NEW ORLEANS LA 70114-9208 (504) 361-9033 TOOLS, AIR COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 TOOLS, HAND SEALAND INDUSTRIAL SUPPLY 1838 CAROLINA BEACH RD. WILMINGTON NC 28401 (919) 762-7978 TOOLS, HAND SOUTH CENTRAL SUPPLY 719 MONROE STREET GRETNA LA 70053-2129 (504) 362-0100 TOOLS, HAND & MEASURING SHERMAN ENTERPRISES, INC. 3111 S. VALLEY VIEW RD LAS VEGAS NV 89102-0332 (800) 327-8265 TOOLS, HAND/POWER/MACHINE D-C TOOL COMPANY 6729 BRIDGE STREET FORT WORTH TX 76112 (800) 345-4681 TOOLS, LOCKSMITH MERIT INTL ENTERPRISE P.O. BOX 450370 MIAMI FL 33245-0370 (800) 323-8324 TOOLS/HARDWARE ESP INDUSTRIES, INC. 4562 ALVARADO CANYON/#8 SAN DIEGO CA 92120 TRANSDUCERS KEY TRANSDUCERS, INC. 40200 BRENTWOOD DR STERLING HEIGHT MI 48310 (313) 268-9393 TRANSFORMERS SEAM IMPORT & EXPORT 3470 CAESAR DRIVE NEW ORLEANS LA 70114-9208 (504) 361-9033 TRANSFORMERS & COILS COILS UNLIMITED 315 GUSS HIPP BLVD ROCKLEDGE FL 32955-4806 (407) 631-0554 TRANSPORTABLE COMPONENTS DATA-COM, INC. RICHARDSON TX 75080 TRASH COMPACTORS A-A APPLIANCE P.O. BOX 27703 HOUSTON TX 77227-7703 (713) 467-0215 TRASH COMPACTORS PRYOR'S HAULING COMPANY RR 1 BOX 293 GLEN ALLEN VA 23060-9801 (804) 747-0210 TRUCK/AUTO REPAIR FUEL SOURCES, INC. 209 PLAUCHE COURT HARAHAN LA 70119 (504) 733-8875 TRUCKING TRANSPORT ROBERTS TRUCKING CO., INC. ALBANY GA 31706 TRUCKLOAD TRANSPORT RAVEN TRANSPORT CO., INC. JACKSONVILLE FL 32201 TRUCKS, FORKLIFT BART INTERNATIONAL 31229 LA BAYA DR 110-584 THOUSAND OAKS CA 91362-4089 (818) 991-7220 TRUCKS, FORKLIFT G & C TRUCK REPAIR, INC. 7615 TROPIC DR W. MELBOURNE FL 32904 TRUCKS, FORKLIFT HAWAIIAN LIFT TRUCK, INC. P.O. BOX 17336 HONOLULU HI 96817-0336 (808) 847-0623 TRUCKS, FORKLIFT LIFT PARTS SERVICE CO. 6548 TELEGRAPH RD COMMERCE CA 90040-2518 (213) 724-6700 TRUCKS, FORKLIFT MJT CORPORATION 1624 S. CLINTON STREET CHICAGO IL 60616-1110 (312) 942-0226 TRUCKS, FORKLIFT QUALITY MATERIAL HANDLING 1012 KEN-O-SHA IND. DRIVE GRAND RAPIDS MI 49508 (616) 452-2177 TRUCKS, FORKLIFT U.S. MATERIALS HANDLING P.O. BOX 366 UTICA NY 13503-0366 (315) 732-4111 TRUCKS, HAND J S ENTERPRISES 14922 NEWPORT AVENUE #J TUSTIN CA 92680-6114 (714) 851-6457 PAGE -26- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ TRUCKS, HAND M & M MANUFACTURE 2986 1ST STREET LA VERNE CA 91750-5678 (714) 596-6205 TRUCKS, PLATFORM BMH EQUIPMENT, INC. P.O. BOX 1621C9 SACRAMENTO CA 95814 TUBE EXPANDERS JAMES SCROGGINS & COMPANY S. HOUSTON TX 77587 TUBES, VENTURI ENERGY FLOW SYSTEMS, INC. P.O. BOX 14127 HOUSTON TX 77221-4127 (713) 747-3569 TUBING SHAWN RENA CORPORATION P.O. BOX 2828 INDIANAPOLIS IN 46223-0001 (317) 293-8304 TUBING & SLEEVING A.C.C.E. 4895 COLD CREEK COURT SUGAR HILL GA 30518 (404) 945-8991 VALVES A.L. HACKER CO., INC. 7606 EASTERN AVE. BALTIMORE MD 21224-1921 (301) 686-9300 VALVES ALADDIN EQUIP. OF LA BATON ROUGE LA 70821 VALVES ANIBAL L. ARSUAGA, INC. P.O. BOX 71362 SAN JUAN PR 00936-7326 (809) 754-9494 VALVES B & M OILFIELD SUPPLY P.O. BOX 400 BROUSSARD LA 70518 (318) 837-2771 VALVES C.A. WHITE WIRELINE P.O. BOX 156 CASPER TX 75237 VALVES CARDAW SUPPLIES, INC. P.O. BOX 15760 CINCINNATI OH 45215 (513) 821-2300 VALVES COLDON SUPPLY CO., INC. P.O. BOX 8070 NEW ORLEANS LA 70182-8070 (504) 947-0496 VALVES COMPRESSORS & COMPONENTS 1812 JOY LAKE RD LAKE CITY GA 30260-3660 (404) 362-9294 VALVES CRESCENT CITY IND. SUPPLY CANAL PLACE #2300 NEW ORLEANS LA 70130-1135 (504) 529-7474 VALVES DAYTON FOUNDRY CO. 1320 S. ALAMEDA AVE. COMPTON CA 90221 (213) 636-1251 VALVES DON WOLF & ASSOCIATES 6218 SALE AVE. WOODLAND HILLS CA 91367-1725 (818) 348-6756 VALVES ENGINEERED PROCESS EQUIP. P.O. BOX 52345 ATLANTA GA 30355 (404) 594-8402 VALVES ENVIRO SYSTEMS, INC. P.O. BOX 1260 SEMINOLE FL 34642 VALVES EVEREST VALVE COMPANY P.O. BOX 24295 HOUSTON TX 77022 VALVES FLO ENTERPRISES 7557 RAMBLER RD. STE 750 DALLAS TX 75234 (214) 368-4631 VALVES FLO-CONTROL, INC. P.O. BOX 13023 ATLANTA GA 30324-0023 (404) 875-8064 VALVES FLORIDA THREADED PRODUCTS 3060 CLEMSON RD ORLANDO FL 32808 (407) 299-8622 VALVES GARZA INTERNATIONAL P.O. BOX 270179 HOUSTON TX 77277 (713) 522-7272 VALVES GULF COAST MARINE & EQUIP P.O. BOX 6076 METAIRIE LA 70009-6076 (504) 467-4487 VALVES HOLLEY TOOL COMPANY P.O. BOX 17765 MILWAUKEE WI 53217-0765 (414) 466-1008 VALVES HOSE HOUSE, INC. P.O. BOX 41 PLANO TX 75074 (214) 881-0282 VALVES IPS CORPORATION P.O. BOX 640237 KENNER LA 70064-0237 (504) 469-5731 VALVES J. T. DISTRIBUTORS 5448-403 HOFFNEB AVENUE ORLANDO FL 32812 (407) 273-7517 VALVES JHS & SONS SUPPLY CO. 544-48 E. HAINES STREET PHILADELPHIA PA 19144 (215) 843-7210 VALVES KEYSTONE VALVES HOUSTON TX 77001 VALVES KULEANA VALVE & FITTING P.O. BOX 3476 HONOLULU HI 96811-3476 (808) 521-7951 VALVES L & L MFG., INC. RR3 BOX 73 MARLOW OK 73055-9511 (405) 658-3739 PAGE -27- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ VALVES M & H INTERNATIONAL, INC. 85 W. ALGONQUIN RD ARLINGTON HGTS. IL 60005-4422 (312) 956-1182 VALVES M 4, INC. 230 SOUTH 2ND STREET WORMLEYSBURG PA 17043-1315 (717) 763-4747 VALVES MACJEWEL TOOL DEVELOPMENT P.O. BOX 321 MIDDLETOWN PA 17057-0321 (717) 939-5562 VALVES MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 VALVES MARSH VALVE & FOUNDRY CO. 307 BRIGHAM ROAD DUNKIRK NY 14048 (716) 366-6362 VALVES MASTER RESEARCH & MFG. 11445 ILEX AVENUE SAN FERNANDO CA 91340-3430 (818) 898-1461 VALVES MIC ENTERPRISES 2142 LEHIGH STATION ROAD PITTSFORD NY 14534-2663 (716) 624-2090 VALVES OKLAHOMA STEAM 15324 E. 13TH ST. TULSA OK 74108-4709 (918) 437-3500 VALVES PLC CONSULTING, INC. P.O. BOX 45376 BATON ROUGE OK 74116 (504) 928-3455 VALVES PRESTIGE PRODUCTS CO. 6406 PLYMOUTH AVENUE ST. LOUIS MO 63133-1912 (314) 721-6344 VALVES PRODUCTION PIPING, INC. 201 CARDINAL DRIVE LAFAYETTE LA 70508-4452 (318) 837-9961 VALVES QUALITY ASSURED PRODUCTS 9131 SAN LEANDRO ST. OAKLAND CA 94603-1235 (415) 569-3614 VALVES S.E. BURKS SALES CO. 2518 WACO STREET RICHMOND VA 23294 (804) 672-8885 VALVES SEALAND INDUSTRIAL SUPPLY 1838 CAROLINA BEACH RD. WILMINGTON NC 28401 (919) 762-7978 VALVES SHAWN RENA CORPORATION P.O. BOX 2828 INDIANAPOLIS IN 46223-0001 (317) 293-8304 VALVES SHERMAN ENTERPRISES, INC. 3111 S. VALLEY VIEW RD LAS VEGAS NV 89102-0332 (800) 327-8265 VALVES SOLEX INTERNATIONAL, INC. P.O. BOX 208 HARRISON NJ 07029 (201) 484-6661 VALVES VALCO SUPPLY, INC. 630-A MAY AVE. NORFOLK VA 23504 (804) 623-9000 VALVES VALVATE ASSOCIATES 15925 MINNESOTA AVENUE PARAMOUNT CA 90723-4913 (213) 979-0505 VALVES VALVE RESEARCH & MFG. CO. 466 S. MILITARY TRAIL DEERFIELD BEACH FL 33442-3009 (305) 427-0404 VALVES WATER & WASTE WATER EQP. P.O. BOX 9405 BOISE ID 83707-3405 (208) 377-0440 VALVES WORLD TECHNOLOGIES, INC. 1500 WAVERLY AVE. CINCINNATI OH 45214-1212 (513) 921-3400 VALVES & SOLENOIDS YS CONTROLS 3325 E. MIRALOMA #127 ANAHEIM CA 92806 VALVES, BALL C & C PRODUCTS P.O. BOX 1267 FOREST PARK GA 30051 (404) 362-9293 VALVES, FLOW CONTROL G.E. MCCLAIN ENTERPRISES 160 E. MONTECITO AVE. SIERRA MADRE CA 91024-1937 (818) 355-2395 VALVES, INDUSTRIAL DE JAC ENTERPRISES BIRMINGHAM AL 35202 VEHICLES COASTAL FORD MOBILE AL 36601 VENTILATORS SBH FOUNDING COMPANY 256 MARCY AVENUE BROOKLYN NY 11211 (718) 397-7190 VOICE DATA EQUIPMENT COMMUNICATIONS INTL. NORCROSS GA 30091 WASHERS, PRESSURE INDUSTRIAL STEAM CLEANERS JACKSON MS 39205 WATER COOLERS C.C. DISTILLER WATER CO. 3930 BALDWIN BLVD. CORPUS CHRISTI TX 75237 WATER COOLERS DRINK CLEAN WATER MKT. CO. 2100 SPRUCE STREET TRENTON NJ 08638 (609) 883-2727 WATER COOLERS KELVARD REFRIGERATION 2080 E. FREMONT ST. STOCKTON CA 95205-5057 (209) 463-5070 PAGE -28- (SMDIS-C)
AVONDALE INDUSTRIES, INC.-SMALL DISADVANTAGED BUSINESS SOURCE LIST 10 MAY 1995
- ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ WATER COOLERS SELECTO, INC. 2258 NORTHWEST PKWY #A MARIETTA GA 30067-9304 (404) 956-7062 WATER/WASTE TREATMENT EQUP ANIBAL L. ARSUAGA, INC. P.O. BOX 71362 SAN JUAN PR 00936-7326 (809) 754-9494 WEBBING COMPONENTS FABRICATED TECHNOLOGY 4021 CONFLANS ROAD IRVING TX 75061 (214) 986-0640 WELDER, RESISTANCE LEDTRONICS, INC. TORRANCE CA 90509 WELDING ANIBAL L. ARSUAGA, INC. P.O. BOX 71362 SAN JUAN PR 00936-7326 (809) 754-9494 WELDING F & S MANUFACTURING CO. 232 COMMERCIAL GARLAND MN 55447-4852 (612) 353-1300 WELDING EQUIPMENT AM-VAK CORPORATION P.O. BOX 1320 ABBEVILLE LA 70511-1320 (318) 893-2638 WELDING EQUIPMENT TECNI-SISTEMAS, INC. 2636A DELAWARE AVE. KENNER LA 70062-5412 (504) 466-2313 WELDING RINGS IMPERIAL WELD RING CORP. 80-85 FRONT STREET ELIZABETH NJ 07206 (201) 354-0011 WELDING SUPPLIES GONZALEZ INDUSTRIAL SPLY 12631 LOCKHAVEN AVE BATON ROUGE LA 70815-6542 (504) 647-9848 WELDING SUPPLIES THE PRIDE CORPORATION 3900 TULANE AVE #117 NEW ORLEANS LA 70119-6939 (504) 738-0278 WELDING SUPPLIES WORLDWIDE WELDING, INC. P.O. BOX 217006 CHARLOTTE NC 28221 (704) 596-0123 WELDING TOOLS STAINLESS STUFF 26 SAGINAW CIRCLE SACRAMENTO CA 95833-1039 (916) 921-6308 WELDING WIRE WASHINGTON ALLOY COMPANY PUYALLUP WA 98371 WHEELS RAMAR MATERIAL HANDLING P.O. BOX 3396 SOUTH EL MONTE CA 91733-0396 (818) 350-0767 WINCHES MARINE SERVICE & SUPPLY P.O. BOX 140 HARVEY LA 70059-0140 (504) 340-8601 PAGE -29- (SMDIS-C)
LPD 17 PROPOSAL [AVONDALE LOGO APPEARS HERE] Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN D. Subcontracting With Women-Owned Small Business Concerns 1. Principal Product and Service Areas to be Subcontracted to or Solicited from Women-Owned Small Business Concerns Women-Owned Small Business concerns have been provided the opportunity to compete for subcontracts by their inclusion in the solicitation for the cost proposal for the Detail Design and Construction of LPD 17 in the following product and service areas, among others. . Joiner work . Piping materials . Machinery components and fittings . Electrical equipment . Outfitting components . Deck covering materials and installation . Welding materials . Construction services . Sheetmetal fittings . Insulation materials 2. Women-Owned Small Business Concerns Source List The Women-Owned Small Business concerns solicited during the pricing for the proposal for LPD 17 and the solicitation for procurement to follow were taken from Avondale's records and from PASS, including the listing of FIGURE 3, after page D-4. This list contains many concerns which are also listed in FIGURE 1, the Small Business Source List. 3. Goals for Subcontracting to Women-Owned Small Business Concerns Avondale's goals for subcontracting to Women-Owned Small Business concerns are as follows, expressed in terms of percentages of total planned subcontracting dollars. D-1 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL [AVONDALE LOGO APPEARS HERE] Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 3.1 Item 0001 - Detail Design and Construction of LPD 17 a. Total dollars to be subcontracted: $ 383,010,956.00 b. Percentage and dollar goals to be subcontracted to Women-Owned Small Business: 2%, $ 7,660,219.00 3.2 Item 0002 - OPTION - Ship Construction - LPD 18 a. Total dollars to be subcontracted: $ 230,832,545.00 b. Percentage and dollar goals to be subcontracted to Women-Owned Small Business: 2%, $ 4,616,651.00 3.3 Item 0003 - OPTION - Ship Construction - LPD 19 a. Total dollars to be subcontracted: $ 437,472,248.00 b. Percentage and dollar goals to be subcontracted to Women-Owned Small Business: 2%, $ 8,749,445.00 3.4 Item 0004 - LPD Familiarization (Not Separately Priced) 3.5 Item 0005 - Technical Manuals (Not Separately Priced) 3.6 Item 0006AA - LPD 17 Material (Firm Fixed Price Item) D-2 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL [AVONDALE LOGO APPEARS HERE] Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 3.7 Item 0006AB - OPTION - LPD 18 Material (Firm Fixed Price Item) 3.8 Item 0006AC - OPTION - LPD 19 Material (Firm Fixed Price Item) 3.9 Item 0007 - Perform Special Studies, Analyses, and Reviews (Cost Plus Fixed Fee Item) 3.10 Item 0008 - Perform Engineering and Industrial Services (Firm Fixed Price Item) 3.11 Item 0009 - OPTION - LPD 17 Class Life Cycle Support Planning - Post Detail Design and Construction a. Total dollars to be subcontracted: $ 1,723,635.00 b. Percentage and dollar goals to be subcontracted to Women- Owned Small Business: 2%, $ 34,473.00 3.12 Item 0010 - OPTION - Affordability Through Commonality (Firm Fixed Price Item) 3.13 Item 0011 - Cross Program Procurement (Firm Fixed Price Item) a. Total dollars to be subcontracted: $ 80,000.00 b. Percentage and dollar goals to be subcontracted to Women-Owned Small Business: 2%, $ 1,600.00 D-3 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL [AVONDALE LOGO APPEARS HERE] Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN 3.14 Item 0012 - Data for Items 0001, 0004, 0005, 0006AA, 0007, 0008, 0010 and 0011 (and if Options are exercised, Items 0002, 0003, 0006AB, 0006AC, and 0009) (Not Separately Priced) D-4 USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. LPD 17 PROPOSAL [AVONDALE LOGO APPEARS HERE] Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN FIGURE 3 WOMEN-OWNED SMALL BUSINESS SOURCE LIST USE OR DISCLOSURE OF DATE CONTAINED ON THIS SHEET SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION.
AVONDALE INDUSTRIES, INC. - WOMEN-OWNED SMALL BUSINESS SOURCE LIST 25 JUNE 1996 - ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ TEMPERATURE XMITTER A & B DEVILLE, INC. P.O. BOX 131 WATSON LA 70786 (504)665-4210 OILS, LUBRICANTS A & M PETROLEUM, INC. P.O. BOX F GULFPORT MS 39502 (601)863-1183 OFFICE SUPPLIES A-Z OFFICE SUPPLY 5606 JEFFERSON HYW. HARAHAN LA 70123 (504)733-3290 DECKING ACCESS FLOOR SYSTEMS 4060 HWY 59 MANDEVILLE LA 70448 (504)892-8535 ENGINEER SUB-CONTRACTOR ADDITIONAL TECHNICAL P.O. BOX 9018 WALTHAM MA 02254 (800)666-5601 AIR CONDITIONING ADRICK MARINE CORP. 141-D CENTRAL AVE. FARMINGDALE NY 11735 (516)420-4747 A/C FAN CONTROL UNIT ADRICK MARINE CORP. 141-D CENTRAL AVE. FARMINGDALE NY 11735 (516)420-4747 OFFICE SUPPLIES ADVANCE PAPER COMPANY P.O. BOX 52976 NEW ORLEANS LA 70152 (504)943-5591 PAPER SUPPLIES ADVANCE PAPER COMPANY P.O. BOX 52976 NEW ORLEANS LA 70152 (504)943-5591 WELDING EQUIPMENT AIRCO GAS & GEAR INC. 505 COMMERSE POINT JEFFERSON LA 70123 (504)736-9338 DOCK MACHINERY ALMON A. JOHNSON, INC. 615 HOPE ROAD, BLDG 1-B EATONTOWN NJ 07724 (908)935-9500 VENTILATION ANDERSON METAL IND. 1385 PITTSBURGH ROAD FRANKLIN PA 16323 (814)437-7814 DESIGN SERVICES APOLLO DESIGN SERVICE P.O. BOX 1883 HAVERHILL MA 01831 (800)878-2556 CABLE, ELECTRIC ATLANTIC CABLE INTL. 340 GARDEN OAKS BLVD. HOUSTON TX 77018 (800)245-5660 QUICK RELEASE PINS AVIBANK MFG. INC. P.O. BOX 391 BURBANK CA 91503 (818)843-4330 INSERTS/RIVET NUTS AVIBANK MFG. INC. P.O. BOX 391 BURBANK CA 91503 (818)843-4330 NAVIGATION EQUIPMENT BAKER, LYMAN & COMPANY P.O. BOX 838 METAIRIE LA 70004 (504)831-3685 GASKETS, HOSE, ETC. BUCKEYE RUBBER PRODUCT P.O. BOX 389 LIMA OH 45801 (419)228-4441 HOSES & FITTINGS C.V. HAROLD RUBBER CO. P.O. BOX 13688 NEW ORLEANS LA 70185 (504)821-5944 JOINTS, EXPANSION C.V. HAROLD RUBBER CO. P.O. BOX 13688 NEW ORLEANS LA 70185 (540)821-5944 ABRASIVE PRODUCTS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 CHAINS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 ELECTRONICS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 FASTENERS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 FITTINGS & FLANGES CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 HEATERS, ELECTRIC CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 HOSES & FITTINGS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 LUBRICANTS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 PIPE & FITTINGS CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 PLUMBING FIXTURES CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 TAPE CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 TOOLS, CUTTING CAL-WEST PRODUCTS 7538 TRADE STREET SAN DIEGO CA 92121 (619)566-8484 USED TRAILERS CANONS PARK INVESTMENT 4012 GEORGETOWN DRIVE METAIRIE LA 70001 (504)887-7431 ELECTRICAL CONNECTORS CENTRAL CONNECTORS 5 OLD WYCK COURT MANALAPAN NJ 07726 (908)972-2626 ELECTRICAL CONNECTORS COASTAL COMPONENT IN 1571 S. SUNKIST STREET #F ANAHEIM CA 92806 (714)978-0801 ELECTRICAL CONNECTORS CONTEC DISTRIBUTION 8401 CLAUDE THOMAS ROAD, ST 2 FRANKLIN OH 45005 (513)746-8252 TUBE FITTINGS CRS CONTROLS P.O. BOX 51869 NEW ORLEANS LA 70151 (504)522-9613 McMASTER CARE PARTS D & D SAW AND SUPPLY 6162 MISSION GARGE RD SAN DIEGO CA 92120 (800)876-5553 STRAP ASSY. DAVIS AIRCRAFT 1150 WALNUT AVE. BOHENIA NY 11716 (516)563-1500 TOWING E.N. BISSO & SON, INC. 2121 AIRLINE HWY., SUITE 503 METAIRE LA 70001 (504)828-3296 ELECTRIC WIRE & CABLE E.S. WIRE & CABLE 24612 E. HIGHWAY 50 CHRISTMAS FL 32709 (407)568-5753 INSULATION EAGLE, INC. P.O. BOX 51568 NEW ORLEANS LA 70151 (504)522-7781 RIGGING HARDWARE ELISHA WEBB & SON CO. 315 EAST HUNTING PARK AVE. PHILADELPHIA PA 19124 (215)535-2628 ADHISIVES SEALANTS ETC. EMULTEC, INC. 3500 GARDEN BROOK DR. DALLAS TX 75234 (214)247-7766 DIVERS (Under Water) EPIC DIVERS 1558 MacARTHUR AVE. HARVEY LA 70058 (504)340-5252 PAGE 1
AVONDALE INDUSTRIES, INC. - WOMEN-OWNED SMALL BUSINESS SOURCE LIST 25 JUNE 1996 - ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ QUICK RELEASE PINS ESP INDUSTRIES 4562 AVARADU CANYON RD. SAN DIEGO CA 92120-431 (800)932-8341 CANVAS CORNERS FOSTER CO., INC. P.O. BOX 3578 NEW ORLEANS LA 70177 (504)279-8253 BUNTING MATERIAL FOSTER CO., INC. P.O. BOX 3578 NEW ORLEANS LA 70177 (504)279-8253 EP2 GREASE CARTRIDGES GENERAL LUBRICANTS INC. P.O. BOX 20101 NEW ORLEANS LA 70141 (504)467-5486 GASKETS GULF BELTING & GASKET CO. P.O. BOX 51869 NEW ORLEANS LA 70151 (504)522-9613 GASKETS GULF BELTING & GASKET CO. P.O. BOX 51869 NEW ORLEANS LA 70151 (504)522-9613 JOINTS, EXPANSION GULF BELTING & GASKET CO. P.O. BOX 51869 NEW ORLEANS LA 70151 (504)522-9613 NOZZLES, FOG WATER GULF BELTING & GASKET CO. P.O. BOX 51869 NEW ORLEANS LA 70151 (504)522-9613 PLASTIC WRAP HIPP PLASTIC WRAP 4070 KEARNY MESA ROAD SAN DIEGO CA 92111 (619)541-2960 TELEPHONE EQUIPMENT HOSE-MCCANN TELEPHONE CO. 1241 WEST NEWPORT CENTER DR DEERFIELD BEA FL 33442 (305)429-1110 SWITCHBOARDS INTERNATIONAL SWITCH P.O. BOX 2001 SUGARLAND TX 77487 (713)565-7022 FILTERS, TOOLS, ETC. JESCO SALES P.O. BOX 443 WEST LAKE LA 70669 (318)433-3145 GREASES, OILS, LUBES JOHN W. STONE DISTRIBUTION P.O. BOX 2010 GRENTA LA (504)366-3401 ELECTRICAL EQUIPMENT L.C. DOANE COMPANY P.O. BOX 486 ESSEX CT 06426 (203)767-8295 LAB EQUIPMENT LECO CORPORATION 600 KENRICK DR. SUIT C-18 HOUSTON TX 77060 (713)931-0000 CABLE, ELECTRIC LONG ELECTRICAL SUPPLY P.O. BOX 30320 NEW ORLEANS LA 70190 (504)524-8383 ELECTRICAL EQUIPMENT LONG ELECTRICAL SUPPLY P.O. BOX 30320 NEW ORLEANS LA 70190 (504)524-8383 HEATERS, ELECTRIC LONG ELECTRICAL SUPPLY P.O. BOX 30320 NEW ORLEANS LA 70190 (504)524-8383 TRANSFORMERS LONG ELECTRICAL SUPPLY P.O. BOX 30320 NEW ORLEANS LA 70190 (504)524-8383 ANALYTICAL SERVICES LUBRIPORT LAB. 1650 AIRLINE HWY. KENNER LA 70062 (504)464-1734 LUMBER, HARDWARE LUMBER PRODUCTS, INC. P.O. BOX 9510 METAIRE LA 70055 (504)834-8444 GAGES, LIQUID LEVEL MARTIN BRASS WORKS 175-44 LIBERTY AVE. JAMAICA NY 11433 (718)523-3146 FILING SYSTEMS MATHEWS OFFICE SYSTEM 3300 28TH STREET METAIRIE LA 70002 (504)837-9496 OFFICE FURNITURE MATHEWS OFFICE SYSTEM 3300 28TH STREET METAIRIE LA 70002 (504)837-9496 (VENT) PREFILTERS FOR CBR MET-PRO CORP.(KEY. FIL. DI) 2385 NORTH PENN ROAD HATFIELD PA 19440 (215)822-1963 ENGINEERING SERVICES MINIT GROUP, INC. P.O. BOX 740685 NEW ORLEANS LA 70174 (504)529-6877 ALARM SYSTEMS MURRAY BENJAMIN CO. INC. 174 VANDERBILT AVENUE BROOKLYN NY 11205 (718)596-2100 AMPLIFIER, SYNCHRO SYSTEM MURRAY BENJAMIN CO. INC. 174 VANDERBILT AVENUE BROOKLYN NY 11205 (718)596-2100 CABLE, ELECTRIC MURRAY BENJAMIN CO. INC. 174 VANDERBILT AVENUE BROOKLYN NY 11205 (718)596-2100 LIGHT FIXTURES MURRAY BENJAMIN CO. INC. 174 VANDERBILT AVENUE BROOKLYN NY 11205 (718)596-2100 TAPE, SCOURING PADS OLIVER H. VAN HORN CO. P.O. BOX 50427 NEW ORLEANS LA 70150 (504)821-4100 THREADED INSERTS OLIVER H. VAN HORN CO. P.O. BOX 50427 NEW ORLEANS LA 70150 (504)821-4100 THERMOMETERS OMEGA ENGINEERING INC. ONE OMEGA DRIVE, P.O. BOX 404 STANFORD CT 06907 (203)359-1660 ENGINEERING SERVICES PCS TECHNICAL SERVICE P.O. BOX 126 OCEAN SPRING MS 39566 (601)875-9887 PHOTOLUMINESCENT KITS PLANTINUM SOUND 5150 S. PECOS ROAD LAS VEGAS NV 89120 (702)898-3510 ALARM SYSTEMS POTTER ELECTRIC, INC. 1401 THIRD STREET SAN FRANCISCO CA 94107 ELECTRONICS RALPH'S IND. ELECTRONICS P.O. BOX 107 BATON ROUGE LA 70821 (504)525-8871 COATINGS REILLY-BENTON CO. INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504)586-1711 FILTERS REILLY-BENTON CO. INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504)586-1711 FOAM, POLYURETHANE REILLY-BENTON CO. INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504)586-1711 INSULATION REILLY-BENTON CO. INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504)586-1711 VENTILATION EQUIPMENT REILLY-BENTON CO. INC. P.O. BOX 52346 NEW ORLEANS LA 70152 (504)586-1711 CANVAS CORNERS ROE AWNING & CANVAS P.O. BOX 1389 GRETNA LA 70054-1389 (504)367-0606 MARINE COATINGS SAN JACINTO PAINT MF P.O. BOX 300285 HOUSTON TX 77230 (713)433-6888 REFRIGERATED CLIMATE CHAMBE SCIENTIFIC CLIMATE SYSTEMS 9700 RICHMOND AVE., STE. 211 HOUSTON TX 77042 (713)781-6447 PAGE 2
AVONDALE INDUSTRIES, INC. - WOMEN-OWNED SMALL BUSINESS SOURCE LIST 25 JUNE 1996 - ------------------------------------------------------------------------------------------------------------------------------------ COMMODITY VENDOR ADDRESS CITY STATE/ZIP TELEPHONE - ------------------------------------------------------------------------------------------------------------------------------------ GASKETS/PACKING SEA-RO PACKING CO. P.O. BOX 225 WOODRIDGE NJ 07075 (201)478-7360 MARINE COATINGS SEAGUARD COATINGS 3560 ELM AVE. PORTSMOUTH VA 23704 (804)397-2223 FLANGES & PIPE FITTINGS SIMS & SIMS STAINLESS 1327 BENTON LANE DENHAM SPRIN LA 70726 (504)667-9497 TUBE FITTINGS SOUTHEAST FITTING 10434 MAMMOTH AVE. BATON ROUGE LA 70814 (504)925-8149 ELECTRONICS SOUTHERN ELECTRONICS 1909 TULANE AVE. NEW ORLEANS LA 70112 (504)524-2343 ILS/COSAL STEAMLINE BUSINESS 9173 WOODRUN PL PENSACOLA FL 32514 (904)479-4851 CLEANERS T & T CLEANERS 439 FIRST AVE. HARVEY LA 70058 (504)341-4821 ELECTRICAL, WIRE THE WINSAR CORPORATION P.O. BOX 880 MADISONVILLE LA 70447-0880 (504)845-8346 NSN ITEMS UNITED MARINE SUPPLY 23520 TELO AVE. #6 TORRANCE CA 90505 (310)784-1960 SPARE PARTS UNITED MARINE SUPPLY 23520 TELO AVE. #6 TORRANCE CA 90505 (310)784-1960 MEDICAL ITEMS VWR SCIENTIFIC P.O. BOX 5025 SUGAR LAND TX 77487 (713)240-4700 ALARM SYSTEMS YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504)581-6292 AMPLIFIER, SYNCHRO SYSTEM YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504)581-6292 ELECTRICAL EQUIPMENT YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504)581-6292 NAVIGATION EQUIPMENT YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504)581-6292 PANELS, ELECTRICAL YOUNG ENGINEERING CO. P.O. BOX 50327 NEW ORLEANS LA 70150 (504)581-6292 PAGE 3
LPD 17 PROPOSAL [AVONDALE LOGO APPEARS HERE] Solicitation N00024-96-R-2101 SMALL BUSINESS PLAN Flow-Down Clauses Pertaining to Small, Small Disadvantaged, and Women-Owned Small Business Concerns Avondale Industries, Inc., has teamed with three other companies to form the Avondale Alliance to meet the challenge of the LPD 17 program: Bath Iron Works (subcontractor); Hughes Aircraft Company (subcontractor); Intergraph Corporation (vendor). All four alliance member companies are major concerns. This Plan for subcontracting to Small Business, Small Disadvantaged Business, and Women-Owned Small Business concerns will be flowed down to the Alliance member companies. Also, the clauses of the Plan and the requirements of FAR 52.219-9 "Small, Small Disadvantaged, and Women-Owned Small Business Subcontracting Plan (October 1995) and Alternate II (March 1996)" will be flowed down to all companies to which Avondale will issue purchase orders and/or subcontracts. USE OR DISCLOSURE OF DATA CONTAINED ON THIS SHEET IS SUBJECT TO THE RESTRICTION ON THE TITLE PAGE OF THIS PROPOSAL OR QUOTATION. N00024-97-C-2202 ATTACHMENT J-0041 FINANCIAL ACCOUNTING DATA (FAD) SHEET
FINANCIAL ACCOUNTING DATA SHEET - NAVY - ---------------------------------------------------------------------------------------------------------------------------------- 1. CONTRACT NUMBER (CRITICAL) 2. SPIN (CRITICAL) 3. MOD (CRITICAL) 4. PR NUMBER N0002497C2202 BASIC N0002496R2101 - ---------------------------------------------------------------------------------------------------------------------------------- 5. 6. LINE OF ACCOUNTING ------------------------------------------------------------------------------------------------------------------------ A. B. C. D. E. F. G. H. I. J. K. CLIN/SLIN ACRN APPROPRIATION SUBHEAD OBJ AR RFM SA AAA TT PPA COST CODE (CRITICAL) (CRITICAL) (CRITICAL) CLA (CRITICAL) -------------------- PROJ PDLI UNIT MCC & SUF - ---------------------------------------------------------------------------------------------------------------------------------- 0001 AA 1761711 8317 000 WA WTB 0 068342 2D 000000 07207 200 0000 0011 AB 1761711 8317 000 WA WTB 0 068342 2D 000000 07207 200 0000 PAGE _ OF _ NAVY INTERNAL 7. AMOUNT USE ONLY (CRITICAL) REF DOC/ACRN - ------------------------------------------------------------------------------------------------------------------------------------ $581,109,833.00 NOOO2496AF28317 $2,375,885.00 N0002496AF28317 PAGE TOTAL $583,485,718.00 --------------- GRAND TOTAL - ------------------------------------------------------------------------------------------------------------------------------------ PREPARED/AUTHORIZED BY: COMPTROLLER APPROVAL: /s/ Jan Paul Hope /s/ V.H. Ackley ----------------------- ----------------------- DATE: 12-12-96 JAN PAUL HOPE, PMS317F DATE: 12/17/96 V.H. ACKLEY Deputy Commander/Comptroller - ------------------------------------------------------------------------------------------------------------------------------------
[AVONDALE LOGO APPEARS HERE] November 6, 1996 Department of the Navy Naval Sea Systems Command 02913 National Center Building #3 Room 5E40 2531 Jefferson Davis Highway Arlington, Virginia 22242-5160 Attention: Ms. Teresa J. Ryan, Code 02224 Contracting Officer Subject: Best and Final Offer (BAFO) to Solicitation N00024-96-R- 2101 for the LPD 17 Amphibious Transport Dock Ship Detail Design and Construction References: (a) NAVSEA letter 4200; Ser: 02224/2666 of November 1, 1996 (b) AII letter of October 18, 1996 (response to Amendment 14) Enclosures: (1) Two copies of SF33 packages (Sections A thru J) reflecting Contract Number N00024-97-C-2202 including Section B Pricing for the FPP and CPP propeller alternatives (2) Two bound hard copies of Price proposal response to Enclosure (2) of Reference (a). (3) Two electronic (CD-ROM) copies of Enclosure (2) and Section B pricing. (4) Two bound hard copies of Non-Price proposal responses to Enclosure (3) of Reference (a). (5) Two electronic (CD-ROM) copies of Enclosure (4). Dear Ms. Ryan: In response to reference (a): Enclosure (1), reflecting pricing identical to that provided by reference (b) in response to Amendment 14, is hereby provided. Department of the Navy Page 2 Attention: Ms. Teresa J. Ryan, Code 02224 November 6, 1996 In addition, enclosures (2) through (5) provide responses to the questions provided by reference (a). Enclosures (2) and (3) contain the Price proposal response. Enclosures (4) and (5) contain the Non-Price proposal responses. There are no changes to either the Non-Price or the Price proposals. Receipt of Amendments 0001 through 0016 is hereby acknowledged. Avondale recognizes the right of the Government to incorporate any portion of its proposal deemed advantageous to the Government into the resulting contract. Further, Avondale agrees that all responses to discussion questions are considered to be part of its BAFO proposal. This BAFO is valid until January 20, 1997. No exceptions are taken to the requirements of the solicitation. Very truly yours, AVONDALE INDUSTRIES, INC. /s/ Albert L. Bossier, Jr. - ---------------------------- Albert L. Bossier, Jr. Chairman, President, and Chief Executive Officer ECM:jm BEST AND FINAL OFFER NOVEMBER 6, 1996 SUBMITTAL PROGRAM SOLICITATION NUMBER: N00024-96-R-2101 [PICTURE APPEARS HERE] Prepared for: This proposal includes data that shall not NAVAL SEA SYSTEMS COMMAND be disclosed outside the Government and shall not be duplicated, used, or disclosed--in whole or in part--for any purpose other than to evaluate this proposal. If, however, a contract is awarded to this offeror as a result of--or in connection with--the submission of this data, the Government shall have the right to duplicate, use, or disclose the data to the extent provided in the resulting contract. This restriction does not limit the Government's right to use information Prepared by: contained in this data if it is obtained THE AVONDALE ALLIANCE from another source without restriction. 5100 River Road The data subject to this restriction are Avondale, Louisiana 70094 contained in all sheets. [AVONDALE LOGO] [BATH IRON WORKS LOGO] [HUGHES LOGO] [INTERGRAPH LOGO] PART 1 - THE SCHEDULE
SOLICITATION, OFFER AND AWARD 1. THIS CONTRACT IS A RATED ORDER RATING PAGE OF PAGES UNDER DPAS (15 CFR 350) DO-A3 1 0F 188 - -------------------------------------------------------------------------------------------------------------------------------- 2. CONTRACT NO. 3. SOLICITATION NO. 4. TYPE OF SOLICITATION 5. DATE ISSUED 6. REQ/PURCHASE N00024-97-C-2202 N00024-96-R-2101 ([_]) SEALED BID (IFB) 08 APRIL 96 ([X]) NEGOTIATED (RFP) - -------------------------------------------------------------------------------------------------------------------------------- 7. ISSUED BY N00024 6. ADDRESS OFFER TO (If other than Item 7) NAVAL SEA SYSTEMS COMMAND DEPARTMENT OF THE NAVY BUYER/SYMBOL: TERESA J. RYAN, 02224 NAVAL SEA SYSTEMS COMMAND, SEA 0291 2531 JEFFERSON DAVIS HWY 2531 JEFFERSON DAVIS HWY, RM 5E40 ARLINGTON, VA 22242-5160 ARLINGTON, VA 22242-5160 - -------------------------------------------------------------------------------------------------------------------------------- NOTE: In sealed bid solicitations "offer" and "offeror" mean "bid and Bidder" - --------------------------------------------------------------------------------------------------------------------------------- SOLICITATION - --------------------------------------------------------------------------------------------------------------------------------- 9. Sealed offers in original and one (1) signed copies for furnishing the supplies or services in the Schedule will be received at the place specified in Item 8, or if hand carried, in the depository located in Block 8 until 2:00 E.T. 06NOV96 --------- ------- (Hour) (Date) CAUTION - LATE Submissions. Modification, and Withdrawals: See Section L. Provision No. 52. 214-7 or 52. 215-10. All offers are subject to all terms contained in this solicitation. - ---------------------------------------------------------------------------------------------------------------------------------- 10. FOR INFORMATION A. NAME B. TELEPHONE NO. (Include area code) NO COLLECT CALLS TERESA J. RYAN (703) 602-3102 - ---------------------------------------------------------------------------------------------------------------------------------- 11. TABLE OF CONTENTS - ---------------------------------------------------------------------------------------------------------------------------------- X'd SEC. DESCRIPTION PAGE(S) X'd SEC. DESCRIPTION PAGE(S) - ---------------------------------------------------------------------------------------------------------------------------------- PART 1 - THE SCHEDULE PART II - CONTRACT CLAUSES - ---------------------------------------------------------------------------------------------------------------------------------- X A SOLICITATION/CONTRACT FORM 1 X I CONTRACT CLAUSES 152 - ---------------------------------------------------------------------------------------------------------------------------------- X B SUPPLIES OR SERVICES AND PRICES/COSTS 2 PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACH. - ---------------------------------------------------------------------------------------------------------------------------------- X C DESCRIPTION/SPECS/WORK STATEMENT 19 X J LIST OF ATTACHMENTS 186 - ---------------------------------------------------------------------------------------------------------------------------------- X D PACKAGING AND MARKING 106 PART IV - REPRESENTATIONS AND INSTRUCTIONS - ---------------------------------------------------------------------------------------------------------------------------------- X E INSPECTION AND ACCEPTANCE 109 K REPRESENTATIONS, CERTIFICATIONS - --------------------------------------------------------------------- AND OTHER STATEMENTS OF OFFERORS X F DELIVERIES OR PERFORMANCE 115 - ---------------------------------------------------------------------------------------------------------------------------------- X G CONTRACT ADMINISTRATION DATA 120 L INSTS., CONDS., AND NOTICES TO OFFERORS - ---------------------------------------------------------------------------------------------------------------------------------- X H SPECIAL CONTRACT REQUIREMENTS 121 M EVALUATION FACTORS FOR AWARD - ---------------------------------------------------------------------------------------------------------------------------------- OFFER (Must be fully completed by offeror) - ---------------------------------------------------------------------------------------------------------------------------------- NOTE: Item 12 does not apply if the solicitation includes the provisions at 52. 214-16. Minimum Bid Acceptance Period - ---------------------------------------------------------------------------------------------------------------------------------- 12. In compliance with the above, the undersigned agrees, if this offer is accepted within 75 calendar days (60 days unless a different period is inserted by the offeror) from the date for receipt of offers specified above, to furnish any or all items upon which prices are offered at the price set opposite each item, delivered at the designated point(s), within the time specified in the schedule. - ----------------------------------------------------------------------------------------------------------------------------------- 13. DISCOUNT FOR PROMPT PAYMENT 10 CALENDAR DAYS 20 CALENDAR DAYS 30 CALENDAR DAYS CALENDAR DAYS (See Section I, Clause No. 52. 232-8) % % % % - ----------------------------------------------------------------------------------------------------------------------------------- 14 ACKNOWLEDGEMENT OF AMENDMENTS AMENDMENT NO DATE AMENDMENT NO DATE (The offeror acknowledges receipt of -------------------------------------------------------------------------------------- amendments to the SOLICITATION for -------------------------------------------------------------------------------------- offers and related documents SEE ATTACHED SHEET SEE ATTACHED SHEET numbered and dated.) -------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- 15A NAME CAGE CODE ICC97 FACILITY 16. NAME AND TITLE OF PERSON AUTHORIZED TO AND DUNS:14-462-0747 Avondale Industries, Inc. SIGN OFFER (Type or print) ADDRESS CEC NO: Shipyards Division Albert L. Bossier, Jr. OF P.O. Box 50280 Chairman, President and OFFEROR TIN NO 39-1097012 New Orleans, LA 70150-0280 Chief Executive Officer - ----------------------------------------------------------------------------------------------------------------------------------- 15B. TELEPHONE NO. (Include 15C CHECK IF REMITTANCE ADDRESS 17. SIGNATURE 18. OFFER DATE area code) ([_]) IS DIFFERENT FROM ABOVE ENTER (504) 436-5001 SUCH ADDRESS IN SCHEDULE 6 NOV 1996 - ----------------------------------------------------------------------------------------------------------------------------------- AWARD (To be completed by Government) - ----------------------------------------------------------------------------------------------------------------------------------- 19. ACCEPTED AS TO ITEMS NUMBERED 20. AMOUNT 21. ACCOUNTING AND APPROPRIATION - ----------------------------------------------------------------------------------------------------------------------------------- 22. AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION: 23. SUBMIT INVOICES TO ADDRESS SHOWN IN ITEM [_] 10 U.S.C. 2304(c)( ) [_] 41 U.S.C. 253(c)( ) (4 copies unless otherwise specified) - ----------------------------------------------------------------------------------------------------------------------------------- 24. ADMINISTERED BY (If other than Item 7) CODE 25. PAYMENT WILL BE MADE BY CODE - ----------------------------------------------------------------------------------------------------------------------------------- 26. NAME OF CONTRACTING OFFICER (Type or print) 27. UNITED STATES OF AMERICA 28. AWARD DATE - ----------------------------------------------------------------------------------------------------------------------------------- IMPORTANT - Award will be made on this Form, or on Standard Form 26, or by other authorized official written notice. - ----------------------------------------------------------------------------------------------------------------------------------- NSN 7540-01-152-8064 33-133 STANDARD FORM 33 (REV. 4-85) PREVIOUS EDITION UNUSABLE Prescribed by GSA GPO 1985 0 461-275 (419) FAR (48 CFR) 53 214(c)
[LOGO OF AVONDALE APPEARS HERE] N00024-97-C-2202 AMENDMENT DATE RECEIVED A0001 Not Dated A0002 May 8, 1996 A0003 May 8, 1996 A0004 May 8, 1996 A0005 May 24, 1996 A0006 May 24, 1996 A0007 May 31, 1996 A0008 June 6, 1996 A0009 June 7, 1996 A0010 June 13, 1996 A0011 June 14, 1996 A0012 June 18, 1996 A0013 June 21, 1996 A0014 October 10, 1996 A0015 November 1, 1996 A0016 November 5, 1996 N00024-97-C-2202 SECTION B--PRICING NOTE: FOR (RRG/FPP) PROPULSION DRIVE TRAIN ITEM SUPPLIES OR SERVICES AMOUNT 0001: DETAIL DESIGN AND CONSTRUCTION EST COST: $582,080,529 OF LPD 17 (SCN) BASE FEE: $0 (See Note G) AWARD FEE: $ 57,981,969 CPAF: $640,062,498 0002: SHIP CONSTRUCTION--LPD 18 EST COST: $356,360,929 (OPTION) (SEE NOTE A & G) BASE FEE: $0 AWARD FEE: $ 35,484,505 CPAF: $391,845,434 0003: SHIP CONSTRUCTION--LPD 19 EST COST: $448,673,328 (OPTION) (SEE NOTE A & G) BASE FEE: $0 AWARD FEE: $ 44,549,193 CPAF: $493,222,521 0004: LPD FAMILIARIZATION $NSP (NSP-Not separately priced. Price to be included in the price of Item 0001, and if the options are exercised, Item(s) 0002 and 0003) 0005: TECHNICAL MANUALS $NSP (NSP-Not separately priced. Price to be included in the price of Line Item 001, and if the options are exercised, Item(s) 0002 and 0003) (SEE NOTE D) 0006: MATERIAL (See Note B and C) (Including COSAL MATERIAL, SHORE BASED SPARES, PROVISIONING ITEM ORDER) 0006AA LPD 17 MATERIAL 0006AB LPD 18 MATERIAL (OPTION) (SEE NOTE A) 2 N00024-97-C-2202 SECTION B--PRICING ITEM SUPPLIES OR SERVICES AMOUNT 0006AC LPD 19 MATERIAL (OPTION) (SEE NOTE A) 0007: PERFORM SPECIAL STUDIES, ANALYSES AND REVIEWS (SEE NOTE F) 0008: PERFORM ENGINEERING AND INDUSTRIAL SERVICES (SEE NOTES B AND C) 0009 LPD 17 CLASS LIFE CYCLE SUPPORT EST COST: $1,906,887 (OPTION) PLANNING--POST DETAIL DESIGN BASE FEE: $0 AND CONSTRUCTION (SEE NOTE A & G) AWARD FEE: $ 189,120 CPAF: $2,096,007 0010: AFFORDABILITY THROUGH COMMONALITY (R&D) (SEE NOTES B AND C) 0010: CROSS PROGRAM PROCUREMENT $2,375,885 (SEE NOTES B AND E) MAN-HOURS 80,000 0012: DATA FOR ITEMS 0001 $NSP 0004, 0005 AND 0006AA 0007, 0008, 0010 AND 0011 (and if options are exercised, Items 0002, 0003, 0006AB, 0006AC and 0009) NSP - Not Separately priced. The price of Item 0012 is to be included in the price of Items 0001, 0006AA, 0007, 0008, 0010 and 0011 (and if options are exercised, Items 0002, 0003, 0006AB, 0006AC, and 0009) The clause entitled "LIMITATION OF COST" (FAR 52.232-201) OR "LIMITATION OF FUNDS" (FAR 52.232-22), as appropriate, shall apply separately and independently to each separately identified estimated cost. 3 N00024-97-C-2202 SECTION B--PRICING NOTE: FOR (MRG/CPP) PROPULSION DRIVE TRAIN ITEM SUPPLIES OR SERVICES AMOUNT 0001: DETAIL DESIGN AND CONSTRUCTION EST COST: $581,109,833 OF LPD 17 (SCN) BASE FEE: $0 (See Note G) AWARD FEE: $ 57,884,907 CPAF: $638,994,740 0002: SHIP CONSTRUCTION--LPD 18 EST COST: $355,368,285 (OPTION) (SEE NOTE A & G) BASE FEE: $0 AWARD FEE $ 35,385,142 CPAF: $390,753,427 0003: SHIP CONSTRUCTION--LPD 19 EST COST: $447,484,350 (OPTION) (SEE NOTE A & G) BASE FEE: $0 AWARD FEE $ 44,430,185 CPAF: $491,914,535 0004: LPD FAMILIARIZATION $NSP (NSP - Not separately priced. Price to be included in the price of Item 0001, and if the options are exercised, Item(s) 0002 and 0003) 0005: TECHNICAL MANUALS $NSP (NSP - Not separately priced. Price to be included in the price of Line Item 0001, and if the options are exercised, Item(s) 0002 and 0003) (SEE NOTE D) 0006: MATERIAL (See Note B and C) (Including COSAL MATERIAL, SHORE BASED SPARES, PROVISIONING ITEM ORDER) 0006AA LPD 17 MATERIAL 0006AB LPD 18 MATERIAL (OPTION) (SEE NOTE A) 3A N00024-97-C-2202 SECTION B--PRICING ITEM SUPPLIES OR SERVICES AMOUNT 0006AC LPD 19 MATERIAL (OPTION) (SEE NOTE A) 0007: PERFORM SPECIAL STUDIES, ANALYSES AND REVIEWS (SEE NOTE F) 0008: PERFORM ENGINEERING AND INDUSTRIAL SERVICES (SEE NOTES B AND C) 0009 LPD 17 CLASS LIFE CYCLE SUPPORT EST COST: $1,906,887 (OPTION) PLANNING - POST DETAIL DESIGN BASE FEE: $0 AND CONSTRUCTION (SEE NOTE A & G) AWARD FEE $ 189,120 CPAF: $2,096,007 0010: AFFORDABILITY THROUGH COMMONALITY (R&D) (SEE NOTES B AND C) 0011: CROSS PROGRAM PROCUREMENT $2,375,885 (SEE NOTES B AND E) MAN-HOURS 80,000 0012 DATA FOR ITEMS 0001 $NSP 0004, 0005 AND 0006AA 0007, 0008, 0010 AND 0011 (and if options are exercised, Items 0002, 0003, 0006AB, 0006AC and 0009) (NSP - Not Separately priced. The price of Item 0012 is to be included in the price of Items 0001, 0006AA, 0007, 0008, 0010 and 0011 (and if options are exercised, Items 0002, 0003, 0006AC, and 0009) The clause entitled "LIMITATION OF COST" (FAR 52.232-201) or "LIMITATION OF FUNDS" (FAR 52.232-22), as appropriate, shall apply separately and independently to each separately identified estimated cost. 3B N00024-97-C-2202 NOTE A: Option Item to which "Section B--Additional Contract Requirements" requirement B-5 entitled "OPTIONS" is applicable and which is to be supplied only if and to the extent said option is exercised. NOTE B: These items are FIrm Fixed Price Items, the following requirements of this contract do not apply to these items: Contract Section Requirement Section B Payment of Fixed Fee Section B Determination of Fee Section H Payments FAR clause 52.232-16 "Progress Payments", as set forth in Section I applies to these items. NOTE C: Orders will be placed in accordance with the Special Contract Requirement in Section H, 5252.216-9110 "ORDERS (FIXED PRICE)". NOTE D: For the purpose of pricing the solicitation requirements for technical manuals, offerors shall assume Level III Electronic Interactive Technical Manuals. NOTE E: This item is to be incrementally funded is subject to the Section B requirement entitled "ALLOTMENT OF FUNDS--ALTERNATE I". NOTE F: Orders will be placed in accordance with the Special Contract Requirement in Section H, 5252.216-9112 "ORDERS (COST PLUS FIXED FEE)". NOTE G: For CLIN 0001 and option CLINs 0002, 0003, and 0009, an award fee pool of ten percent (10.0%) of the Estimated Cost excluding Cost of Money (COM) shall be established. N00024-97-C-2202 SECTION B - ADDITIONAL CONTRACT REQUIREMENTS B-1. REFUNDS (SPARES AND SUPPORT EQUIPMENT) (NAVSEA) (SEP 1990) (a) In the event that the price of a spare part or item of support equipment delivered under this contract significantly exceeds its intrinsic value, the Contractor agrees to refund the difference. Refunds will only be made for the difference between the intrinsic value of the item at the time an agreement on price was reached and the contract price. Refunds will not be made to recoup the amount of cost decreases that occur over time due to productivity gains (beyond economic purchase quantity considerations) or changes in market conditions. (b) For purposes of this requirement, the intrinsic value of an item is defined as follows: (1) If the item is one which is sold or is substantially similar or functionally equivalent to one that is sold in substantial quantities to the general public, intrinsic value is the established catalog or market price, plus the value of any unique requirements, including delivery terms, inspection, packaging, or labeling. (2) If there is no comparable item sold in substantial quantities to the general public, intrinsic value is defined as the price an individual would expect to pay for the item based upon an economic purchase quantity as defined in FAR 52.207-4, plus the value of any unique requirements, including delivery terms, inspection, packaging or labeling. (c) At any time up to two years after delivery of a spare part or item of support equipment, the Contracting Officer may notify the Contractor that based on all information available at the time of the notice, the price of the part or item apparently exceeds its intrinsic value. (d) If notified in accordance with paragraph (c) above, the Contractor agrees to enter into good faith negotiations with the Government to determine if, and in what amount, the Government is entitled to a refund. (e) If agreement pursuant to paragraph (d) above cannot be reached, and the Navy's return of the new or unused item to the 5 N00024-97-C-2202 Contractor is practical, the Navy, subject to the Contractor's agreement, may elect to return the item to the Contractor. Upon return of the item to its original point of Government acceptance, the Contractor shall refund in full the price paid. If no agreement pursuant to paragraph (d) above is reached, and return of the item by the Navy is impractical, the Contracting Officer may, with the approval of the Head of the Contracting Activity, issue a Contracting Officer's final decision on the matter, subject to Contracting Officer's final decision on the matter, subject to Contractor appeal as provided in the "DISPUTES" clause (FAR 52.233-1). (f) The Contractor will make refunds, as required under this requirement, in accordance with instructions from the Contracting Officer. (g) The Contractor shall not be liable for a refund if the Contractor advised the Contracting Officer in a timely manner that the price it would propose for a spare part or item of support equipment exceeded its intrinsic value, and with such advice, specified the estimated proposed price, the estimated intrinsic value and known alternative sources or item, if any, that can meet the requirement. (h) This requirement does not apply to any spare parts or items of support equipment whose price is determined through adequate price competition. This requirement also does not apply to any spare part or item of support equipment with a unit price in excess of $100,000; or in excess of $25,000 if the Contractor submitted, and certified the currency, accuracy and completeness of cost or pricing data applicable to the item. B-2. PAYMENTS OF FEE(S) (NAVSEA) (MAY 1993) (Applicable to Items 0001, 0004, 0005, 0007 (and if the options are exercised, Items 0002, 0003 and 0009) (a) For purposes of this contract, "fee" means "target fee" in cost-plus-incentive-fee type contracts, "base fee" in cost-plus-award-fee type contracts, or "fixed fee" in cost-plus-fixed-fee type contracts for level of effort type contracts. (b) The Government shall make payments to the Contractor, subject to and in accordance with the clause in this contract entitled "FIXED FEE" (FAR 52.216-8) or "INCENTIVE FEE", (FAR 6 N00024-97-C-2202 52.216-10), as applicable. Such payments shall be equal to zero percent (0%) of the allowable cost of each invoice submitted by and payable to the Contractor pursuant to the clause of this contract entitled "ALLOWABLE COST AND PAYMENT" (FAR 52.216-7), subject to the withholding terms and conditions of the "FIXED FEE" or "INCENTIVE FEE" clause, as applicable (percentage of fee is based on fee dollars divided by estimated cost dollars, including facilities capital cost of money). Total fee(s) paid to the Contractor shall not exceed the fee amount(s) set forth in this contract. (c) The fee(s) specified in SECTION B, and payment thereof, is subject to adjustment pursuant to paragraph (g) of the special contract requirement entitled "LEVEL OF EFFORT." If the fee(s)is reduced and the reduced fee(s) is less than the sum of all fee payments made to the Contractor under this contract, the Contractor shall repay the excess amount to the Government. If the final adjusted fee exceeds all fee payments made to the contractor under this contract, the Contractor shall be paid the additional amount, subject to the availability of funds. In no event shall the Government be required to pay the Contractor any amount in excess of the funds obligated under this contract at the time of the discontinuance of work. (d) Fee(s) withheld pursuant to the terms and conditions of this contract shall not be paid until the contract has been modified to reduce the fee(s) in accordance with the "LEVEL OF EFFORT" special contract requirement, or until the Procuring Contracting Officer has advised the paying office in writing that no fee adjustment is required. B-3. DETERMINATION OF FEE (NAVSEA) (OCT 1990) (Applicable to Items 0001, 0004, 0005 and, if the options are exercised, Items 0002, 0003 and 0009) (a) Minimum Fee the base (fixed) fee of this contract is zero (0) and; therefore there is no minimum fee to be paid for performance of this contract. (b) Award Fee In addition to the minimum (or base fee) to be paid hereunder, the Contractor may earn an award fee, as determined by 7 N00024-97-C-2202 an Evaluation Board established pursuant to paragraph (c) below. The Government's purpose in granting an award fee is to encourage and reward superior Contractor effort directed toward performance of this contract. The specifics for evaluation are set forth in paragraphs that follow. (c) Evaluation Board The Contractor's performance evaluation for each period will be conducted by an Evaluation Board consisting of the following members (or designated alternates): TBD (d) Approving Official The Approving Official, who will be the LPD 17 Program Executive Officer (PEO), shall make determinations of the award fee due to the Contractor upon the basis of the performance evaluation conducted by the Evaluation Board. (e) Award Fee Determination and Reclama Procedures (1) Within fifteen (15) days after the end of each evaluation period under the contract, the Contractor shall furnish to the Board such information as may be reasonably required, including a statement of cost incurred, to assist the Board in evaluating the Contractor's performance during that evaluation period. (2) (i) Within ten (10) days from receipt of such information, the Board shall prepare the performance evaluation and present it to the Approving Official. (ii) Within five (5) days from receipt of that evaluation, the Approving Official shall submit to the Contracting Officer his determination of award fee. (iii) Within five (5) days from receipt of that determination, the Contracting Officer shall notify the Contractor in writing of the Approving Official's determination. (3) (i) Within five (5) days from receipt of the Contracting Officer's notification, the Contractor may submit to the Contracting Officer any exception with respect thereto. In support of his reclama, the Contractor may furnish a written description of his performance during the period under consideration. This description shall clearly identify specific 8 N00024-97-C-2202 evaluating categories, factors and elements, and the Contractor's own rating thereof. (ii) Within five (5) days from receipt of the Contractor's reclama, the Contracting Officer shall submit it to the Approving Official. (iii) Within ten (10) days from receipt thereof, the approving Official shall provide to the Contracting Officer a final performance evaluation and determination of the award fee. (iv) Within five (5) days from receipt of that final determination, the Contracting Officer shall notify the Contractor in writing of that final determination. (v) Within five (5) days from the date of this notification, the Contracting Official shall issue a unilateral modification to the contract to provide for the award fee. (4) In the event that the Contractor submits no exception, the Approving Official's determination pursuant to sub-paragraphs (a) and (d) (2), above shall be final. Within ten (10) days after the date of the Contractor's notification of such determination, the Contracting Officer shall issue a unilateral modification to the contract to provide for the award fee. (f) Finality of Approving Official's Determination Determinations of the Approving Official with respect to the amount of award fee to be paid to the Contractor are final and shall not be subject to the "DISPUTES" clause of this contract. (g) Evaluation Categories and Factors: An initial list of the evaluation factors is provided as an attachment "Evaluation Categories and Factors Applicability Matrix". The Government may add additional factors at a later date in accordance with paragraph (h) (3) of this section. 9 N00024-97-C-2202 (h) Evaluation Periods Performance evaluations will be conducted in accordance with the schedule below: EVALUATION PERIODS* BEGINNING* END* One Contract * Award Two * * * * * To Be Determined Based On the Offeror Proposal (2) For the First evaluation period, the factors to be evaluated are identified by "X" in attached "Evaluation Categories and Factor Applicability Matrix". (3) Beginning with the second evaluation period, the Government will provide the Contractor with the specific factors and elements to be evaluated by the Evaluation Board 10 days prior to the subsequent evaluation period. (i) Award Fee Pool (1) Award Fee shall be available for the consideration of payment on the following basis: AWARD FEE POOL EVAL. PERIOD AWARD FEE POOL ($) AWARD FEE POOL % (AFP) TO BE DETERMINED TOTALS: $ 100.00% (2) One hundred percent (100%) of all unearned award fee for all CLINs except CLIN 0009 shall be carried over to Clause H-16 "Final Contract Performance Incentives". 10 N00024-97-C-2202 (j) Performance Ratings The award fee to be paid for each period shall be determined by applying the Adjective Ratings shown below to the factors to be evaluated by the Evaluation Board. Numerical Percentage of Available Numerical Award Fee Scoring Adjective Rating Adjective Definitions - --------- --------- ---------------- --------------------- (AAF) (NS) 80 - 100% 95 - 100 Outstanding (O) The Contractor's performance exceeds the minimum by a substantial margin, any needed improvements cited are of a minor nature. 50 - 79% 85 - 94 Excellent (E) The Contractor's performance exceeds the minimum in all areas; some areas for improvement cited, most of which are minor 20 - 49% 70 - 84 Good (G) The Contractor's performance generally exceeds the minimum; there are several areas for improvement, but these are offset by better performance in other areas. 00 - 19% 00 - 69 Minimally The Contractor's Acceptable (M) performance is 11 N00024-97-C-2202 about minimum; areas for significant improvement are approximately offset by better performance in other areas. (1) Calculation of Award Fee: Award fee under this contract will be computed using the following formula: Adjective Rating Formulae - ---------------- -------- 0.20 x (NS - 95) Outstanding (O) Award Fee = Award Fee Pool x (0.80 + ----------------) (100 - 95) 0.29 x (NS - 85) Excellent (E) Award Fee = Award Fee Pool x (0.50 + ----------------) (94 - 85) 0.29 x (NS - 70) Good (G) Award Fee = Award Fee Pool x (0.20 + ----------------) (84 - 70) Minimally Acceptable (M) For NS = 50 to 69 ----------------- 0.19 x (NS - 50) Award Fee = Award Fee Pool x (0.00 + ----------------) (69 - 50) For NS = 49 or Lower -------------------- Award Fee = 0 12 N00024-97-C-2202 AWARD FEE COMPUTATION CURVE 100 Outstanding 90 80 70 Excellent % Of 60 Award Fee 50 40 Good 30 20 10 Minimally Acceptable 00 00 05 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 Numerical Scoring
N00024-97-C-2202 (k) Maximum Fee In no event shall the total fee (base fee plus award fee) under this contract exceed 10% of the total estimated cost. B-4 ORDER OF PRECEDENCE (a) The terms and conditions of this contract are as follows and constitute the entire agreement of the parties: Part I - SCHEDULE Solicitation/Contract Form Section A Supplies/Services and Prices/Costs Section B Description/Specification/Work Statement Section C Packaging and Marking Section D Inspection and Acceptance Section E Deliveries or Performance Section F Contract Administration Data Section G Special Contract Requirements Section H Part II - CONTRACT CLAUSES Contract Clauses Section I Part III - List of Documents, Exhibits and Other Attachments List of Attachments Section J (b) The rights and obligations of the parties of this contract shall be subject to and governed by the contract as enumerated above. In the event of any inconsistency in this contract, the inconsistency shall be resolved by giving precedence in the order described herein. All hard copy information/data shall take precedence over information/data provided in digital format. (1) The Schedule (excluding the Section C); (2) contract clauses (Section I); (3) Section C (Statement of Work) (4) Ship Specifications including Addendum 1; Documents, Exhibits, and Other Attachments to the Contract identified in Section J (excluding contract drawings and Schedule C); (5) Schedule C (Attachment J0006) and contract drawings; (6) Ship Specification 14 Addendums 2 and 3; (7) first tier references to the ship specifications, including first tier references on Government drawings, except those references specified for guidance; B-5 OPTIONS The Government may require the delivery of the numbered line item(s)/subline item(s), identified in the Schedule as an option item(s), in the quantity and at the price(s) stated in the Schedule. If more than one option exists, each option is independent of any other option, and the Government has the right to unilaterally exercise any such option, in whole or in part up to the total quantity specified in the option item, whether or not it has exercised other options. Option(s) shall be exercised, if at all, by written or telegraphic notice(s) signed by the Contracting Officer and sent within the time(s) specified below: ITEM(S) LATEST OPTION EXERCISE DATE ------- ---------------------------- 0002 31 DEC 98 0003 31 DEC 99 0006AB 31 DEC 98 0006AC 31 DEC 99 0009 30 APR 00 15 N00024-97-C-2202 B-6 ALLOTMENT OF FUNDS - ALTERNATE I (MAY 1993) (APPLICABLE TO ITEM 0011) (a) This contract is incrementally funded. The amounts presently available and allotted to this contract for payment are set forth below. The amount(s) presently available and allotted to this contract for payment for incrementally funded CLINs/SLINs is set forth below. As provided in the clause of this contract entitled "LIMITATION OF FUNDS" (FAR 52.232-22), the CLINs/SLINs covered thereby, and the period of performance for which it is estimated the allotted amount(s) will cover are as follows: ESTIMATED ITEM(S) FUNDED AMOUNT PERIOD OF PERFORMANCE ------- ------------- --------------------- $ (b) The parties contemplate that the Government will allot additional amounts to this contract from time to time for the incrementally funded CLINs/SLINs by unilateral contract modification, and any such modification shall state separately the amounts(s) allotted for each CLINs/SLINs covered thereby, and the period of performance which the amount(s) are expected to cover. (c) CLINs/SLINs _____________________________ are fully funded and performance under these CLINs/SLINs is subject to the clause of this contract entitled "LIMITATION OF COST" (FAR 52.232-20), as applicable. (d) The Contractor shall segregate costs for the performance of incrementally funded CLINs/SLINs from the costs of performance of fully funded CLINs/SLINs. B-7 EXPEDITING CONTRACT CLOSEOUT (NAVSEA) (DEC 1995) (a0 As part of the negotiated fixed price or total estimated amount of this contract, both the Government and the Contractor have agreed to waive any entitlement that otherwise might accrue to either party in any residual dollar amount of $500 or less at the time of final contract closeout. The term "residual dollar amount" shall include all money that would otherwise be owed to either party at the end of the contract, except that, amounts 16 N00024-97-C-2202 connected in any way with taxation, allegations of fraud and/or antitrust violations shall be excluded. For purposes of determining residual dollar amounts, offsets of money owed by one party against money that would otherwise be paid by that party may be considered to the extent permitted by law. (b) This agreement to waive entitlement to residual dollar amounts has been considered by both parties. It is agreed that the administrative costs for either party associated with collecting such small dollar amounts could exceed the amount to be recovered. B-8 NAPS 5252.232-9001 SUBMISSION OF INVOICES (COST-REIMBURSEMENT, TIME-AND MATERIALS, LABOR-HOUR, OR FIXED PRICE INCENTIVE) (JUL 1992) (a) "Invoice" as used in this clause includes contractor requests for interim payments using public vouchers (SF 1034) but does not include contractor requests for progress payment under fixed price incentive contracts. (b) The Contractor shall submit invoices and any necessary supporting documentation, in an original and 4 copies, to the contract auditor at the following address: TBD unless delivery orders are applicable, in which case invoices will be segregated by individual order and submitted to the address specified in the order. In addition, an information copy shall be submitted to the Contracting Officer Representative (COR) identified in Section G. Following verification, the contract auditor will forward the invoice to the designated payment office for payment in the amount determined to be owing, in accordance with the applicable payment (and fee) clause(s) of this contract. (c) Invoices requesting interim payment shall be submitted no more than once every two weeks, unless another time period is specified in the Payments clause of this contract. For indefinite delivery type contracts, interim payment invoices shall be submitted no more than once every two weeks for each delivery order. There shall be a lapse of no more than 60 calendar days between performance and submission of an interim payment invoice. (d) In addition to the information identified in the Prompt Payment clause herein, each invoice shall contain the following information, as applicable: 17 N00024-97-C-2202 (1) Contract line item number (CLIN) (2) Subline item number (SLIN) (3) Accounting Classification Reference Number (ACRN) (4) Payment terms (5) Procuring activity (6) Date supplies provided or services performed (7) Costs incurred and allowable under the contract (8) Vessel (e.g., ship, submarine or other craft) or system which supply/service is provided. (e) A DD Form 250, "Material Inspection and Receiving Report", [ ] is required with each invoice submittal. [X] is required only with final invoice. [ ] is not required. (f) A Certificate of Performance [ ] shall be provided with each invoice submittal. [X] is not required. (g) The Contractor's final invoice shall be identified as such, and shall list all other invoices (if any) previously tendered under this contract. (h) Costs of performance shall be segregated, accumulated and invoiced to the appropriate ACRN categories to the extent possible. When such segregation of costs by ACRN is not possible for invoices submitted with CLINs/SLINs with more than on ACRN, an allocation ratio shall be established in the same ratio as the obligations cited in the accounting data so that costs are allocated on a proportional basis. 18 N00024-97-C-2202 9 SECTION C - DESCRIPTION/SPECIFICATION/WORK STATEMENT LPD 17 STATEMENT OF WORK EXECUTIVE SUMMARY The LPD 17 is a new class of amphibious warships that will perform various expeditionary warfare missions as described in Attachment J0002. The LPD 17 will incorporate state-of-the-art expeditionary warfare ship-self defense systems, radar cross section reduction, distributed system architecture, and total ship system integration, with emphasis upon reduced ownership costs. This Statement of Work provides the Full Service Contractor (FSC) with a description of the management structure and approach required for performing the detail design, ship systems integration, construction, testing, logistics and life cycle support planning for the LPD 17 lead ship and up to two option ships. The contract requirements are applicable independently and separately to each ship. FIGURE 1 TEAM 17 NOTIONAL IPPD [GRAPH APPEARS HERE] 19 N00024-97-C-2202 An Integrated Product and Process Development (IPPD) team approach shall be used for the performance of this contract. The management structure is notionally shown in Figure 1. It consists of co-located Government/Contractor personnel. The IPPD team shall be composed of persons possessing the appropriate disciplines, specialties and functions from both the Government and Contractor and shall include major subcontractors/vendors. The team members shall be delegated the responsibility, authority, and accountability for decision-making and management actions necessary for successful performance of the Contract. The IPPD team shall interact in accordance with the Contract requirements, the approved IPPD Plan, the Integrated Management Plan (IMP) (see Table 1), and the Master Integrated Resource and Work Schedule (MIRWS), (see Table 2). The IMP and the MIRWS are maintained as part of the common data environment called the Integrated Product Data Environment (IPDE). The IPDE is an information system capability which implements, through phases, the integration of a product model database with support and execution data in order to satisfy the information requirements for both the Government and Contractor. Figure 2 illustrates the concept which is described in greater detail in Attachment J0003. FIGURE 2 "IPDE CONCEPT" ACCESS DELIVERY View Only, Electronic To Contractor's [GRAPH APPEARS HERE] Notification Applications & Routing. Import/Maintain. Data Extract/File Transfer. LEVEL I - PRODUCT MODEL DATA (3D GEOMETRY + ATTRIBUTES) LEVEL II - SUPPORT DATA (VENDOR DRAWINGS, MANUALS, GFI, ETC.) LEVEL III - PROGRAM EXECUTION DATA (MIRWS, IMP, C/SCS, ETC.) The IPDE provides the capability to concurrently develop, capture, update and re-use data in electronic form. Figure 2 depicts the relationship between the product model data (Level I) and the other major components of the IPDE. Support data such as vendor drawings, GFI and other technical documentation (Level II) shall be integrated with the ship product model description and 20 N00024-97-C-2202 the associated data products. The products developed to support the IPPD team management function (Level III type data) shall be linked with the ship product model and support data descriptions, such that any changes to the product model and support data descriptions via the change control process (Government or Contractor) shall permit automatic visibility of the impact upon the level III data. Existing data repositories of support data shall be connected to function as part of the LPD 17 IPDE. The Contract requires a total ship systems integration effort. Through concurrent engineering practices, the Contractor shall provide an incremental design including ship systems integration, as well as construction, testing, logistics and life cycle approach to fulfill total ship functional requirements. The Contractor shall develop a comprehensive on-board training capability that will support readiness requirements and reduced cost of ownership. The Contractor's detail design shall be subjected to a Production Readiness Review (PRR), wherein the Contractor must satisfy mutually agreed upon PRR exit criteria, prior to the start of construction. The LPD 17 shall be constructed in accordance with the detail design developed by the Contractor. The Contractor shall be responsible for integration and installation of all Contractor Furnished Equipment (CFE) and Government Furnished Equipment (GFE) on the ship. The IPPD team shall charter a Combined Test Team (CTT) responsible for managing the Test and Evaluation Program (TEP). The Contract requires the implementation of an ILS program. Commencing with detail design, the Contractor shall incorporate supportability design criteria and characteristics, to reduce ships' life cycle costs while achieving the goals of reliability, maintainability, and availability. The Contractor shall develop a Configuration Management Program using the IPDE, which has the capability to manage and control the physical, functional, and data requirements of each ship throughout its life cycle. The Government anticipates establishing and maintaining a long term relationship with the FSC throughout the service life of the LPD 17 Class. The LPD 17 Class acquisition strategy includes a phased decision making process, beginning with the selection of an FSC and the FSC's cost reduction efforts initiated under CLIN 0001. The relationship will continue if the Government exercises option CLIN 0009. The decision to exercise CLIN 0009 will be made approximately 40 months after lead ship contract award. The Government's decision to exercise CLIN 0009 will be based on an assessment of the Contractor's achievements 21 N00024-97-C-2202 regarding life cycle cost performance under this Contract, as well as its proposed prices for the next ship construction contract. The Contractor's subsequent performance under CLIN 0009, as well its proposed prices for the final ship construction contract and the LPD 17 Class Planning Yard Contract, will provide the basis for the Government's decision to award an LPD 17 Class Planning Yard Contract to the FSC concurrently with the award of the final ship construction contract. 22 N00024-97-C-2202 TABLE 1 - IMP The Integrated Management Plan (IMP) shall include but not be limited to the following plans: a. Integrated Product and Process Development Plan b. Integrated Product Data Environment Implementation c. Subcontractor Management d. Detail Design e. Total Ship Integration f. Production g. Test and Evaluation h. Integrated Logistics Support i. Configuration Management j. Ship Survivability (including Radar Cross Section Reduction) k. Reliability and Maintainability l. Quality Assurance Program m. Human Engineering and System Safety n. Environmental and Hazardous Material Management o. Life Cycle Support Management p. Radio Communication System/Ship Signal Exploitation Space Implementation q. Data Management r. Hardware Development s. Operational Security t. Manpower Optimization u. Software Development Plan v. Software Quality Improvement w. Software Process Improvement x. Life Cycle Cost Estimating Program y. Class Maintenance and Modernization z. Standardization Plan aa. Shipboard Facilities Maintenance Improvement 23 N00024-97-C-2202 TABLE 2- MIRWS The Master Integrated Resource and Work Schedule (MIRWS) shall include but not be limited to the following schedules: a. Integrated Product Data Environment Development b. Contract Milestones and Key Events c. Detail Design and Total Ship Systems Integration Development d. Resource Summary Reports including variance analysis e. Engineering Drawing f. Master Production g. Material Ordering h. GFM Exception Report i. Compartment Close-Out j. Integrated Logistics Support k. Long Lead Material Ordering l. Test and Evaluation m. GFM/GFI Delivery n. Hardware and Software Development o. Outfitting p. PMS Schedule 24 N00024-97-C-2202 1.2 LPD 17 CLASS MISSION LPD 17 is the functional replacement for 41 ships of the LKA 113, LPD 4, LSD 36, and LST 1179 Classes of Ships. The LPD 17's primary mission will be amphibious warfare including embarkation, transportation, and debarkation of elements of a U.S. Marine Corps Landing Force by a combination of landing craft, such as Landing Craft Air Cushion (LCAC), amphibious vehicles such as Advanced Amphibious Assault Vehicle (AAAV) and Landing Craft Utility (LCU), and by Vertical Takeoff and Landing (VTOL) aircraft such as CH-46, CH-53E, AH-1, UH-1, MV-22, and AV-8B. 2. GENERAL SCOPE OF WORK (Applicable to Items 0001 (and if the options are exercised, Items 0002, and 0003) The prime Contractor named on the face page of this Contract is the FSC for the Contract and is responsible for all requirements contained herein. This Statement of Work (SOW) defines all efforts required for the detail design, ship systems integration, hardware and software development for CFE, integration of CFE and GFE, CFE procurement, construction, CFE and GFE installation, testing and evaluation, and planning for life cycle support of the LPD 17 lead ship and up to two follow ships. Reduced ownership cost shall be emphasized throughout the performance of this Contract. The requirements listed herein are applicable independently and separately to each ship. 2.1 DETAIL DESIGN AND INSTALLATION OF THE VERTICAL LAUNCH SYSTEM (VLS) The Contractor's detail design of the ship shall include all requirements regarding the VLS as specified in the Ship Specifications, Attachment J0001. The Contractor shall work with the manufacturer of the VLS to create a modular design which permits the installation of the VLS with minimal disruption to the existing ship structure. The ship detail design shall provide for the installation of cabling, ventilation, piping and foundations to support a VLS installation. The detail design of the ship shall not require modification of the VLS, unless it is more cost effective to modify the VLS than the ship. In that case, the Contractor shall work with the VLS manufacturer to obtain ECP approval from the Government. The Contractor shall not install the VLS system. Space, weight, services, cables and foundations, as defined in Attachment J0001, shall be provided by the Contractor. The weight reservation shall be 34,360 kg at a vertical center of gravity (VCG) of 15.3 m above baseline. 26 N00024-97-C-2202 2.2 DETAIL DESIGN AND INSTALLATION OF THE NATO SEA SPARROW MISSILE SYSTEM (NSSMS) The Contractor's detail design of the ship shall include all requirements regarding the NSSMS as specified in the Ship Specifications, Attachment J0001. The Contractor shall not install the NSSMS system. Space, weight, services cables and foundations as defined in Attachment J0001, shall be provided by the Contractor. The weight reservation shall be 10,750 kg at a vertical center of gravity (VCG) of 31.1 m above baseline. A. MANAGEMENT 3.0 INTEGRATED PROCESS AND PRODUCT DEVELOPMENT (IPPD) TEAM An Integrated Product and Process Development (IPPD) team approach shall be used for the performance of this Contract. The notional management structure is shown in Figure 1. 3.1 IPPD TEAM STRUCTURE 3.1.1 The IPPD team consists of co-located Government/Contractor personnel. Co- located means sharing the same floor, walls and overhead with no intervening walls. The IPPD team shall be composed of persons possessing the appropriate disciplines, specialties and functions from both Government and Contractor organizations and shall include subcontractor/vendor representation. Major subcontractors'/vendors' participation shall be addressed in the IPPD team Plan. Participation of other than major subcontractors/vendors shall be addressed in the IMP (Subcontractor Management). The Contractor shall select its team members, making certain they possess the requisite knowledge and experience in key functional areas. The team members shall be delegated the responsibility, authority, and accountability for decision-making and management actions necessary for successful performance of the Contract. NO MEMBER OF THE IPPD TEAM IS AUTHORIZED TO CHANGE THE SCOPE OF THE CONTRACT OTHER THAN THE PCO ASSIGNED TO THE TEAM. 3.1.2 The Contractor shall apply a multi-functional IPPD team approach to the integrated, concurrent development of the products and the associated processes applicable to the detail design, ship systems integration, construction, testing, logistics and life cycle planning support of the LPD 17 and in performance of all other efforts required by this Contract. The IPPD team shall operate in an environment that allows for verification of product and processes as they evolve. 27 N00024-97-C-2202 3.1.3 The IPPD team shall interact in accordance with Contract requirements, the approved IPPD Plan, the Integrated Management Plan (IMP), and the Master Integrated Resource and Work Schedule (MIRWS). The IMP and the MIRWS shall be maintained as part of the Integrated Product Data Environment (IPDE). The IPDE is an information capability which implements, through phases, the integration of a product model database with support and execution data, in order to satisfy the data and usage requirements of both the Government and Contractor. The IPDE provides the capability to concurrently develop, capture and reuse data in electronic form. 3.1.4 The Contractor shall provide the management effort necessary to ensure effective cost, schedule and technical performance under this Contract. The Contractor shall identify methods to be used to fully integrate major subcontractors/vendors to provide overall direction and guidance, track progress and status, and integrate products and services provided by major subcontractors/vendors' with the products and services provided by the FSC personnel. 3.1.5 The Contractor shall provide the members of the IPPD team with visibility into the detail design, ship systems integration, construction, testing, logistics and life cycle support planning effort. The Contractor shall identify problems and potential problems that could adversely impact ship performance, cost and/or delivery schedule accompanied by proposed solutions. 3.1.6 The Government will co-locate its members of the IPPD team at a mutually agreed upon Contractor site to participate in the LPD 17 Government/Contractor IPPD team. 3.1.7 The Government/Contractor IPPD team shall monitor the Contractor's quality assurance activities to verify conformance with the approved Quality Program of the IMP. 3.2 IPPD PLAN 3.2.1 Upon contract award, the Contractor shall implement its proposed IPPD Plan. Within 15 days after contract award, the Government will provide the Contractor with comments on the proposed plan. The Contractor shall incorporate the Government's required changes to the plan and provide a final plan for approval within 30 days after receipt of comments. Upon approval by the Government, the approved plan shall replace the plan submitted with the Contractor's proposal. The final plan shall be included in and implemented via the IMP. The Contractor shall implement the plan within 15 days after approval by the 28 N00024-97-C-2202 Government. The Contractor shall update the plan as required throughout the duration of the contract. NO ACTIONS OF THE IPPD TEAM SHALL RELIEVE THE CONTRACTOR OF THE RESPONSIBILITY TO PERFORM ALL CONTRACT REQUIREMENTS. 3.3 FACILITY/SUPPORT FOR IPPD TEAM 3.3.1 The Contractor shall provide all office space, office furniture, office equipment (phone, computer network interconnectivity, computer workstations, software applications, Video Tele-Conferencing, facsimile machine, photocopy machine, etc.) and parking facilities identified in the Contractor's approved IPPD Plan. The furnishings and equipment provided to the co-located Government members shall be equivalent to those provided for Contractor members of the IPPD team. The computer workstations, including software applications, provided shall, at a minimum, be equivalent to those currently in use by the LPD 17 Program Office as defined in Attachment J0025. 3.3.2 In addition to the facilities for the core Government IPPD team, the Contractor shall provide support and facilities for other than core Government personnel assigned to the Program Management Team (PMT), the Ship Design Team (SDT), the Ship Integration Group (SIG), the Ownership Team, the Cost Estimating Team (CET), Production and Quality Assurance Team, and the Combined Test Team (CTT), that will be required to be on site at the FSC and/or major subcontractors/vendors. Theses additional Government personnel will support the activities of the IPPD team and participate in IPPD team established working groups (proposed by the Contractor). The number of personnel in this category will vary depending upon the stage of detail design, ship systems integration, construction, testing, logistics and life cycle support planning. These Government personnel shall be co-located with the FSC and major subcontractor/vendor personnel assigned to or working on similar efforts. 3.3.3 The number of core Government IPPD team members will be approximately 25. The number of Government support staff at the FSC site may vary from 50 to 150. Additionally, the Government expects to place personnel on site at major subcontractor/vendor sites. This number will be a function of the Contractor's proposal. 3.4 IPPD TEAM TRAINING The contractor shall provide IPPD training to the Government/Contractor IPPD team. The team training shall commence within 20 days after contract award. The training shall address, at the minimum, the following topics: 29 N00024-97-C-2202 - Development of IPPD team Goals/Objectives - Development of IPPD team tools and metrics - Development of IPPD Core Team Worksite layout - Development of IPPD team rules of behavior and - Mapping of the key processes 3.5 RISK MANAGEMENT The Contractor shall implement a Risk Management system to be utilized by the IPPD team. The Risk Management system shall include, at a minimum, the processes used for risk identification, risk categorization, mitigation action identification, mitigation implementation and the periodicity of risk management reviews by the IPPD team. 4.0 INTEGRATED MANAGEMENT PLAN (IMP) 4.1 IMP The Contractor shall prepare an Integrated Management Plan (IMP). This plan shall provide the Contractor's integrated approach for detail design, ship systems integration, construction, testing, delivery and life cycle support planning for the LPD 17 lead ship and up to two follow ships. The IMP shall include, but not be limited to, the plans listed in Table 1, and shall follow the organization provided in the IMP Book Plan, Attachment J0009. 4.2 CONTENT OF THE PLAN The Contractor shall describe in the IMP how its program planning and implementation of that planning will manage concurrent and interactive efforts of all program disciplines affecting the LPD 17 detail design, ship systems integration, construction, testing, logistics and life cycle support 30 N00024-97-C-2202 processes. The IMP shall address how these processes will be validated. The IMP shall describe all new processes developed exclusively to meet the requirements of this Contract. The IMP shall address key events inherent to supporting the Contract Milestones and the exit criteria that must be achieved to meet Contract Milestones. 5.0 QUALITY ASSURANCE PROGRAM The Contractor shall develop an ISO 9000 compliant Quality Program in the IMP. This Program shall ensure compliance with Contract requirements and the specifications. The Quality Program shall specify the means (time, personnel, facilities, etc.) that will be used to enable the Government to perform procedure review, procedure evaluation, product verification inspections, test verifications, and obtain access to test data. 5.1 QUALITY METRICS Processes or indicators to be monitored and reported shall be agreed to by the IPPD team and shall be identified in the IMP. 5.2 CORRECTIVE ACTION The Contractor shall implement a unified corrective action process that integrates the quality metrics from 5.1 and is integrated with IPDE. It shall addresses all areas (detail design, ship system integration, construction, testing, logistics and life cycle support planning) of Contract performance. The Contractor shall respond to Government issued corrective action requests within 30 calendar days of receipt. Safety related issues shall be resolved within 7 calendar days. The Contractor shall include in its response to Government reported deficiencies, the date by which corrective action shall be initiated, and the date by which corrective action shall be completed. 5.3 GOVERNMENT NOTIFICATION OF TEST/INSPECTION EVENTS The Contractor shall notify the IPPD team in sufficient time to enable the Government to provide representation. 6.0 OPERATIONAL SECURITY (OPSEC) PROGRAM The Contractor shall develop, implement and maintain an OPSEC program in the IMP to protect classified and sensitive 31 N00024-97-C-2202 unclassified activities, information, equipment and material used or developed by the Contractor and any subcontractor during the performance of this Contract. The LPD 17 Program OPSEC Plan, Attachment J0013, is provided as guidance for use by the Contractor in development of the OPSEC Program. The Contractor shall be responsible for subcontractor implementation of the OPSEC requirements of this Contract. 7.0 MASTER INTEGRATED RESOURCE AND WORK SCHEDULE (MIRWS) 7.1 MIRWS IMPLEMENTATION 7.1.1 The Contractor shall prepare an event-based MIRWS that depicts all activities required for the performance of this Contract. This schedule shall include all program activities defined in the Contractor Work Breakdown Structure (CWBS) addressed below. The Contractor shall identify key events leading up to the Contract Milestones in the MIRWS and shall identify critical paths for completion of each Contract Milestone and key events. For each Contract Milestone, the Contractor shall propose exit criteria. Within 60 days after Contract award, the Government will provide the Contractor with the approved Contract Milestone and key events Schedule for incorporation into the MIRWS. 7.1.2 The MIRWS shall be kept current with schedule and resource modifications and completed tasks. Human resources provided by the prime and major sub-contractors shall be expressed in manhours. The Contractor shall provide Government on-line access to the MIRWS. 7.1.3 The MIRWS shall incorporate the reports and schedules shown in Table 2 at a minimum. The Contractor shall provide read only access to the Government IPPD Team members and access to report generators on a real time basis for all schedules contained in the MIRWS and shall train the IPPD team in their use. 32 N00024-97-C-2202 7.2 CONTRACT WORK BREAKDOWN STRUCTURE (CWBS) The Contractor shall develop, extend, update and maintain a Government approved CWBS providing clear traceability of all work. The Contractor may use MIL-STD-881B for guidance. If the Contractor teams with other firms to deliver the contract line items, the CWBS shall provide visibility of all work performed by the Contractor and each major subcontractor/vendor. The CWBS shall be developed to the fourth level at a minimum with the ship being the first level. The CWBS shall be used as the basis for organizing and reporting all work performed under this contract. The CWBS shall be consistent with the configuration baseline requirements of the Ship Specifications, Attachment J0001. The Contractor shall not change the approved CWBS, dictionary, or reporting elements without written approval by the Government. 7.3 EVENT BASED READINESS REVIEWS (EBRRs) EBRRs shall be held at the Contractor's facility. The purpose of these reviews is to demonstrate satisfactory achievement of the exit criteria for each Contract Milestone and supporting key events. The Contractor shall surface and resolve exit criteria problems prior to the scheduled EBRR. The Contractor shall host additional reviews as mutually agreed to. The Contractor shall provide all administrative support for all reviews. 7.4 COST/SCHEDULE CONTROL SYSTEMS (C/SCS) In the performance of this contract, the Contractor shall establish, maintain and use Cost/Schedule Control Systems meeting the criteria set forth in DOD FAR Supplement 252.234-7001, "COST SCHEDULE CONTROL SYSTEMS". If the Contractor does not have a DOD validated C/S management system, the Contractor shall be prepared to support a C/SCS review no later than three months after contract award. If the Contractor has a validated C/S system, the Government will conduct an Integrated Baseline Review (IBR) within six (6) months after the contract award. The IBR will assure the adequacy of planning and budgeting at the cost account level. If the Government determines that it is necessary from the IBR results, a subsequent application review of contractor's management system, surveillance, or cost and schedule data quality assessment may be performed in accordance with the ASN (RDA) memo of 8 May 1995, "Cost and Schedule Reporting and Cost and Schedule Control System Criteria Contractual Requirements". The Contractor shall utilize an earned value system as a management tool for cost, schedule and technical performance. 33 N00024-97-C-2202 The Government will use the earned value results as one of the evaluation factors in determining the contract award fee. The earned value data should be provided to the government via the DOD Electronic Data Interchange (EDI) for contract cost performance reporting, and in accordance with the ANSI X12 uniform standards as specified in the "DOD Electronic Data Interchange (EDI) Convention for the ASC X12 Transaction Set 839 Project Cost Reporting". The contractor shall provide quarterly, the variance analysis narrative of the five elements with potential impacts to the program as requested by the government program manager. The Contractor shall provide a report generator that will permit designated members of the IPPD team to extract cost, schedule and performance data from the IPDE (MIRWS) on a real time basis. The Contractor shall provide Cost Performance Reports. 8.0 INTEGRATED PRODUCT DATA ENVIRONMENT (IPDE) The IPDE is an information system capability- which implements, through phases, the integration of a central product model database, associated support data products such as drawings, technical manuals, GFI, training materials, and program execution information such as plans, schedules, and procedures in order to satisfy the data and usage requirements of both the Government and Contractor. The IPDE includes the capability to concurrently develop, capture, update and re-use data in electronic form in a fashion that leads to data integrity, efficiency, and configuration control throughout the life cycle of the ship. 34 N00024-97-C-2202 8.1 IPDE REQUIREMENT 8.1.1 The Contractor shall integrate the LPD 17 ship detail design, ship systems integration, construction, testing, logistics and life cycle support planning of the LPD 17 lead ship and up to two follow ships in a digital data environment utilizing an integrated product model database. The Contractor shall develop the IPDE in accordance with the requirements herein. The Contractor may use the Government Concept of Operations (GCO) in an IPDE, Attachment J0003, as guidance. ALL DATA REQUIRED FOR THE PERFORMANCE OF THIS CONTRACT SHALL BE INCORPORATED INTO THE IPDE. 8.1.2 The Contractor shall develop and provide an IPDE with the integration capability specified in the IPDE Integration Matrix, Attachment J0016. 8.1.3 Within 10 days after contract award, the Government will provide the Contractor with comments on the proposed IPDE Integration matrix. The contractor shall incorporate the Government's required changes to the IPDE Integration Matrix and provide a final IPDE Integration Matrix for approval within 15 days after receipt of comments. Upon approval by the Government, the approved IPDE Integration Matrix shall replace the matrix submitted with the Contractor's proposal. The approved IPDE Integration Matrix shall be included in and implemented via the IMP. The development and implementation of this IPDE shall be in accordance with the approved IPDE Integration Matrix. 8.1.4 The IPDE shall provide the capability to concurrently develop, capture, update and re-use data in electronic form. Figure 2 depicts the relationship between the product model data (Level I) and the other major components of the IPDE. Support data such as vendor drawings, GFI and other technical documentation (Level II) shall be integrated with the ship product model description and the associated data products. The products developed to support the IPPD team management function (Level III type data) shall be linked with the ship product model and support data descriptions, such that any changes to the product model and support data descriptions via the change control process (Government or Contractor) will permit automatic visibility of the impact to the Level III data. Existing data repositories of support data shall be connected to function as part of the LPD 17 IPDE. 8.1.5 The Contractor shall provide an on-line viewing capability of the IPDE structure and functions. This capability shall provide the following at a minimum: 35 N00024-97-C-2202 a. Database Design Description information, using MIL-STD-498 as guidance. b. A graphical representation of interrelationships of major data sources, links and database linkages, including delineation of IPDE Levels of Integration (I, II or III). This graphical representation shall also reflect external users and their function(s). c. Summary background information, IPDE Points of Contact and operator instructions. d. The Contractor shall provide a "Help Desk" service to assist IPPD Team users in resolving hardware, software and communications problems encountered when developing, accessing, or extracting data from the IPDE. The Contractor shall propose the content, format and access methods for this information as part of the IPDE Implementation Plan in the IMP. 8.2 IPDE SYSTEM CHARACTERISTICS 8.2.1 This information system shall be developed as an open architecture to allow connection to multiple databases and data repositories, to import existing data, and to support the evolution of newer technologies. The system shall support four modes of interaction: INTERACTION MODE ONE: The IPDE shall support the electronic location, access and retrieval of data products for review purposes. An electronic viewing capability shall support on-line access to Contractor data products from a variety of remote locations. All data products require view access. INTERACTION MODE TWO: Electronic data delivery shall be required to provide the various LPD 17 program support activities with specific data deliverables in specific formats. The primary product types in this category are those provided to support the fleet and other Navy infrastructure requirements. This interaction mode requires the actual transmission of data and/or data files either by electronic means or via non-paper physical media such as magnetic tape, cartridge tapes or optical disks. The product types requiring electronic routing include deliverables requiring action by the Government, such as; ECP's, Weapon System File formatted data, on-board data such as drawings and technical manuals. Where possible, data delivery shall be via standard neutral data formants. Where cost effective, data 36 N00024-97-C-2202 developed via Mutually Agreeable Commerical Software (MACS) shall be accepted. INTERACTION MODE THREE: The data interface required to support the integration of data products which may reside in a variety of locations including Navy Infrastructure activities and major sub-contractors/vendors supporting the FSC. INTERACTION MODE FOUR: Applications which are integrated within the IPDE, providing the IPPD team members with the ability to generate and/or use information contained in the IPDE. These include applications such as; product modeling, engineering analysis, and, Concurrent Engineering Supportability Analysis (CESA). The system shall support the total integration of data and access that allows entry and analysis of data from both a functional and task oriented perspective. 8.2.2 The Contractor shall accomplish the data integration objectives of the IPDE through development of a three-dimensional (3D) product model. The product model shall serve as the configuration source for each ship throughout its life cycle. 8.2.3 The IPDE shall provide the environment to support an object-oriented data organization and shall include the capability to support multiple product structures such as system, ship compartment/zone, subassembly, assembly, module, section and component views of data. The IPDE shall support ship configuration management and life cycle support functions. 8.2.4 The Contractor shall ensure that the system links the detail design, ship systems integration, construction, testing, logistics support, and all functional processes in order to provide an integrated, shared data (Government/Contractor) environment. The system shall support delivery of integrated acquisition, engineering, and logistics products. 8.2.5 The system shall have query capability to locate, access, view, or extract information from the IPDE. The system shall use a graphical user interface similar to Microsoft WINDOWS. 8.2.6 The system shall use report generators which shall assemble or group data or data elements into specific arrangement to facilitate the generation of data products required under this contract. 8.2.7 The IPDE shall contain a Data Element Dictionary so that any duplicate data elements are addressable by the system as the same data element. As a result, any changes to any data element shall change all duplicate elements throughout. Duplicate data elements shall always contain identical data. 37 N00024-97-C-2202 8.2.8 The IPDE shall have the capability to electronically convert Level I product model data to the Virtual Reality Modeling Language (VRML) version 1.0 or later format. 8.3 IPDE DATA ACCESS 8.3.1 The Contractor shall provide direct, on-line, instantaneous, 24 hour a day, electronic access to the IPDE for the Government and its designees. 8.3.2 The Contractor shall have the capability to provide data access through view-only (on-line), electronic notification, electronic routing, data extract/file transfer, import/maintain, on-line access, and video-teleconference applications: 8.3.2.1 View Only (On-line) This delivery-in-place mechanism shall provide controlled, on-line access to specific data products to authorized individuals/organizations. The user shall be provided electronic access to data products for the purposes of viewing and local printing of the data. The user shall not have the ability to modify the data. Electronic notification shall be provided to identify the availability of a data deliverable. Provisions shall exist to provide additional authorized users with view only access upon request. 38 N00024-97-C-2202 8.3.2.2 Electronic Notification Electronic notification shall be used to identify the availability of delivery-in-place data products. Electronic notification may be via electronic mail or other methods such as workflow as approved by the Government. Electronic notification shall be made to all individuals or organizations requiring on-line access for a given information deliverable. 8.3.2.3 Electronic Routing This data delivery mechanism shall employ electronic "workflow" methods to transfer electronic versions of data products to the appropriate individuals/organizations for review, comment and/or approval. The user will make electronic annotations and capture comments against data products using application software specific to their organizations. Exchanges of data to and from organizations shall be via standard interfaces. A standard interface mechanism for electronic routing shall be proposed by the Full Service Contractor for use in establishing interoperability between dissimilar workflow systems in use by other LPD 17 support activities. The Full Service Contractor shall evaluate available commercial off the shelf (COTS) workflow products and select and implement a workflow system solution for use by the IPPD team. The Full Service Contractor shall provide required hardware and workflow software licenses for each on-site IPPD team member and software licenses for up to 25 off-site program office staff. Workflow system administration and support for the onsite IPPD team will be provided by the Full Service Contractor. The workflow system provided shall include at a minimum, the following capabilities: The IPPD team workflow system provided shall be a Microsoft Windows, Windows 95 or Windows NT based product with a graphical user interface. The workflow system shall support seamless/transparent enterprise-wide workflow routing and status monitoring. The proposed system shall be fully integrated with external applications such as the Microsoft Office suite, electronic mail, etc. The system shall include an application programming interface (API) to enable programmable customization of system capabilities to support IPPD team requirements. The system shall support multi-level access control for implementing the requirements of the IPPD team. The capabilities of the workflow system provided shall include the routing of multiple document types including drawings, technical documentation, word processing, presentation graphics, spreadsheets, images, sound, and motion video. 39 N00024-97-C-2202 developed within the IPDE. The proposed system shall have a graphical editing tool for developing and modifying complex processes including Production, Ad Hoc and Administrative workflows. The workflow system shall include provisions for looping, voting, split decision paths and support for making dynamic changes (while a process is active). Additional workflow system capabilities shall include event action triggering, prerequisite suspension, role based processing and status monitoring/reporting for workflow jobs in progress. The workflow system capability shall include a document management functionality (software capability and supporting hardware) to enable execution of IPPD team workflow activities. These functions shall include, but not be limited to, electronic storage, retrieval, and archive of support documentation and correspondence, keyword and full text search capability, document scanning and optical character recognition (OCR), print and fax capability, simultaneous markup and viewing, and system backup and disaster recovery. 8.3.2.4 Data Extract/File Transfer This delivery mechanism shall provide for the extraction or transformation of data from the IPDE data sources into another form and/or media required for use by other Government Agencies. 8.3.2.5 Import/Maintain The Contractor shall provide the ability to import data into the IPDE. This may include the conversion of existing hardcopy data and/or the integration of existing products already in electronic formats, such as technical manuals for existing equipment. 8.3.2.6 On-line Access The Contractor shall provide on-line access to Contractor developed or owned applications. This capability shall allow authorized users to run contractor-hosted applications from remote locations. This capability shall support activities such as: the query of scheduling programs; accessing the 3D product model; viewing of simulations; viewing analysis results, RMA, CESA and other activities as required by the Government to effectively support the LPD 17 IPPD team. This capability shall support 150 concurrent off-site Government users. 8.3.2.7 Communications Server Access The Contractor shall provide remote system access to the communications server for at least twelve connections for the 40 N00024-97-C-2202 core Government IPPD users. The remote access shall use remote control software running on personal computer/communications server hardware with capabilities equivalent to those provided at IPPD workstations. At a minimum, the requirement is for 28.8K modems which are compatible with current and proposed laptops. Remote capabilities shall mirror on-site capabilities with exceptions granted for those applications which are not viable via modem. In order to ensure ready access, the Contractor shall provide a toll free connection with rollover capability to the communications server over independent "dedicated" phone lines. 8.3.2.8 Video-Teleconference Applications The Contractor shall provide the capability for multi-site personal computer video and document teleconferencing between Contractor sites, the LPD 17 program office, and other LPD 17 program participants. This capability shall incorporate remotely displayed data and data products from the IPDE to support video teleconferencing interactions. The video and document teleconferencing capability must support interactions between separate Local Area Networks across NAVSEA Enterprise Wide Network (NEWNET). The capability provided shall be an IP based VTC product running on an 802.3 Ethernet LAN and support ITU-T (International Telecommunications Union) standards for audio and video (Audio - G.711, G.722, and G.728 Video - H.261 and H.320). The teleconferencing capability must provide a minimum performance level of 12-17 frames/sec with a minimum 320x240 resolution (1/4 screen). The video and document teleconferencing capability shall support point-to-point VTC sessions and multi-point constant presence sessions for up to 3 different participants. The capability shall include software based bandwidth management utilities, support for external audio/video input and output, and shall have collaborating functions including; shared whiteboarding, document annotation (e.g., post-it notes, colored pen markers), and application sharing. 8.3.2.9 LPD 17 Wide Area Network (WAN) Connectivity The Full Service Contractor (FSC) shall provide network access and communicate LPD 17 data to off-site Navy activities via connectivity to the NEWNET. Network communication between the Full Service Contractor and its major sub-contractors shall be via other commercial communication mechanisms. 41 N00024-97-C-2202 8.4 IPDE SECURITY The Contractor shall establish, a security system and enforce data protection and integrity standards in accordance with DOD-5200.28 and DOD-5220.22-M. Controls to prevent unauthorized access shall be established such as control passwords and log-on IDs for authorized personnel. Individual access rights shall be approved by the IPPD team. The Contractor shall incorporate a system application that verifies user authorization at each access attempt. The Contractor shall identify all system security vulnerabilities and implement a disaster recovery plan. Any peculiar security software that must be resident on Government on-site access terminals shall be provided and maintained by the Contractor. Methodologies to handle sensitive, classified, and unclassified data shall be developed and certified for use on the LPD 17 program. The Contractor must comply with the data security requirements necessary to implement the IPDE, including the use of encryption devices where required, and the modification of business practices to support the LPD 17 program requirements. All new personal computers and workstations purchased for use on the LPD 17 program IPDE shall be capable of supporting at least two Personal Computer Memory Card International Association (PCMCIA) cards of the type II height configuration. To ensure compatibility with the Department of Defense (DOD) Multilevel Information Systems Security Initiative (MISSI) and other PCMCIA products, the following specifications shall be used: PCMCIA Standard Release 2.1 PC Card Standard Release 2.1 Socket Services Standard Release 2.1 Recommended Extensions Release 1.0 AT Adapter Release 1.02 Auto Indexing Mass Storage Release 1.01 8.5 IPDE USER AUTHENTICATION 8.5.1 The IPDE shall incorporate automated controls for applications that support the LPD 17 Program to verify the authorization of each user every time an access attempt is made. 8.5.2 The IPDE plan shall specify a method to provide traceability of changes to the existing baseline which is consistent with the Configuration Management Plan in the IMP. The objective is to ensure that only authorized changes to the baseline occur. 42 N00024-97-C-2202 8.6 IPDE WORKFLOW INTEGRATION The Contractor shall establish a system interface utilizing a "workflow" system to facilitate communication and to reduce product cycle times between IPPD team members and other supporting activities. 8.7 IPDE SYSTEM DEMONSTRATION The Contractor shall demonstrate system capabilities in accordance with the schedule contained in the Contractor's IPDE Implementation Plan contained in the IMP. The demonstration results will be taken into consideration for award fee purposes. The demonstration shall include, but is not limited to, data integration, data access, product locator, and report generation. 8.8 IPDE METRICS The Contractor shall propose and the IPPD shall agree to automated metrics capabilities for the IPDE. 8.9 IPDE EXTERNAL INTERFACES The Contractor shall establish an interface to all Government activities listed in Attachment J0004. Participating Government activities will establish network connectivity to facilitate exchange and on-line sharing of data. 8.10 IPDE SHIPBOARD IMPLEMENTATION 8.10.1 The Contractor shall ensure that the IPDE interfaces with all shipboard systems which utilize configuration and/or support data. The Contractor shall: a. Document the data format and content requirements of those ship systems. b. Correlate those data requirements with the data contained in IPDE. c. Analyze and document, in an IPPD environment, existing and projected Government infrastructures which deliver shipboard data products which are based on the IPDE. d. Propose for Government approval the process by which the data contained in IPDE will be transferred to the ship systems, both initially and for the life-cycle, identifying both technical mechanisms and Government/Contractor organizational responsibilities. 43 N00024-97-C-2202 e. Document the process by which these ship system data products are configuration managed, including the method by which ship modifications are, after completion, reflected in IPDE and are subsequently reflected in shipboard data products. f. Provide the mechanism to allow IPDE view-only access by the shipboard crew at a level at least equal to that of the IPPD. g. Include the plan for implementation of these requirements in the IPDE Implementation Plan of the IMP. h. Provide the required configuration data to shipboard systems. 8.10.2 Unless otherwise approved by the Government, the database contained in NTCSS shall be the reference for use by shipboard systems. At a minimum, such systems shall be linked to NTCSS for the purposes of ensuring that distributed data structures are coherent. 8.11 IPDE/DATA MANAGEMENT 8.11.1 The Contractor shall develop, implement, and maintain a data management capability within the IPDE for the integration, storage, access, management, delivery, and exchange of data furnished by the Government and its designated agents, or generated by the Contractor and its major subcontractors/vendors as part of the LPD 17 program. The system shall be capable of maintaining a record and reporting the status of data accession and data deliveries for each ship constructed under this contract. The system shall incorporate an automated metrics capability to assess the number of times a data product has been accessed. 8.11.2 The Contractor shall develop a data validation capability within the IPDE for assessing the validity of data generated for the LPD 17 contract. 8.11.3 The Contractor shall develop and maintain a Data Accession List (DAL) that will include all data acquired or developed in performance of the contract by either the Contractor or all subcontractors/vendors. 8.12 IPDE IN THE IN-SERVICE PHASE The IPDE shall support the execution of the Class Maintenance and Modernization Plan (CMMP) contained in the IMP. The system shall also identify the status of emergent work and impact on schedules via the MIRWS. The system shall provide the capability to generate the following: 44 N0024-97-C-2202 a. A current ship-by-ship priority list of all outstanding maintenance and modernization work in a format that permits rapid assembly of a work package. b. Continuous update of the DCACA program to record equipment/system reliability data. c. Corrective maintenance data reporting for work not requiring parts support. d. A Ship Alteration and Repair Package (SARP) tailored to the availability duration and location. All necessary information to execute work packages shall be identified/recommended including use of Alteration Installation Teams (AITs), rotatable pools, In-Service Engineering Agents (ISEAs), or other technical assistance, as well as variations and risks involved. e. Projected impact of maintenance and modernization work upon Operational Availability (Ao), maintenance manhour requirements, training, and total ship manning levels. f. The capability to interface with each ship's Current Ship's Maintenance Project (CSMP) to maintain a material history and up-to-date ship material condition. g. The capability to interface with Type Commander (TYCOM) work request screening systems. h. The capability to interface with the Fleet Modernization Program Management Information System (FMPMIS). i. The capability to provide inputs to advanced planning and authorization letters. j. The capability to record and report status on all alterations and changes as scheduled for each availability. 45 N00024-97-C-2202 B. TECHNICAL 9.0 ITEM 0001 - (AND IF THE OPTIONS ARE EXERCISED, ITEMS 0002, AND 0003) DETAIL DESIGN, TOTAL SHIP SYSTEMS INTEGRATION, CONSTRUCTION, TESTING, LOGISTICS AND LIFE CYCLE SUPPORT PLANNING 9.1 DEVELOP DETAIL DESIGN The Contractor shall develop a detail design for the construction of the LPD 17 that meets all the requirements in the contract. The LPD 17 shall incorporate state-of-the-art expeditionary warfare ship-self defense systems, radar cross section reduction, distributed system architecture, and total ship system integration, with emphasis upon reduced ownership costs. 9.1.1 The Contractor shall provide continuous access to the in-process detail design (working drawings, specifications, bill of materials, and any other technical data that is part of the detail design) and schedules to the Government. 9.1.2 The Contractor's detail design shall be subjected to a PRR, wherein the Contractor must satisfy the mutually agreed upon PRR exit criteria, prior to the start of construction. 9.1.3 The Contractor shall develop the detail design within the IPDE. 9.1.4 The Contractor shall develop and implement a Manpower Optimization Program in the IMP to ensure the most efficient allocation of human resources aboard ship and to reduce overall manning levels. 9.1.5 The Contractor shall incorporate into the Detail Design either the Reverse Reduction Gear/Fixed Pitch Propeller (RRG/FPP) or Main Reduction Gear/Controllable Pitch Propeller (MRG/CPP) propulsion train selected by the Government at the time of contract award. In the event that the MRG/CPP propulsion train option is selected, the requirements of Attachment J0038 will be substituted for the corresponding sections of Attachment J0001. The Contractor shall provide complete documentation regarding the interface between the CPP propeller blades and the propeller hub. 46 N0024-97-C-2202 9.2 TOTAL SHIP SYSTEMS INTEGRATION The Contractor shall be responsible for total ship integration efforts. Through concurrent engineering practices, the Contractor shall provide an incremental detail design, ship systems integration, construction, testing, logistics and life cycle planning approach to fulfill total ship functional requirements. Total ship system integration shall be performed as an integral part of th detail design process. The level of total ship system integration achieved prior to start of construction shall be an exit criteria for the PRR. 9.2.1 In order to facilitate the Government's goal of ensuring that technological evolution can be smoothly incorporated during detail design, ship systems integration, construction, testing, logistics and life cycle support planning, the Contractor shall develop and implement a process which: a. Minimizes the effect of GFE system nomenclature changes. b. Streamlines the ECP implementation process in the IPPD environment. c. Defines the level of detail and types of GFI required for preliminary, draft and final versions of GFI for each system. d. Makes use of the Associate Contractor Agreement clause C-6. e. Includes a no-cost change to Schedule A and Schedule C formats required to implement the approach. f. Maximizes use of the modular track system to decouple space design from GFE installation. g. Includes development and implementation of space design, construction, loadout and testing for CIC, Troop Operations Logistics Center, Debark Control Center, Joint Intelligence Center, Combat System Maintenance Central, Radar Rooms, and the CIC Unattended Equipment Room which allows "Just-In-Time" delivery and installation of GFE. This process shall also document and implement, for each of these spaces, the sequence of installation steps which must be completed prior to GFE equipment loadout. This process shall be documented in the IMP. 9.2.2 The Contractor shall participate in the development of the Operational Sequencing Systems. Cognizant Government activities will have the lead for co-chairing applicable working groups and for producing the 47 N0024-97-C-2202 documentation. The Contractor shall support this process in the IPDE environment by providing required design data and by generating operating and casualty procedures for CFE systems as required in Attachment J0001. The Contractor shall evaluate and implement an effective workstation based method for hosting applications which provide watchstanders access to OSS products. The Contractor shall integrate the cold and hot checks required to prove these procedures into the appropriate Ship Test Program stages. The Contractor's plan to implement the requirements of this paragraph and of other Attachment J0001 requirements relating to integration, and support of OSS procedures and products shall be documented in the IMP. 9.2.3 In support of these efforts the Contractor shall participate in approximately four fleet reviews which will be hosted by the Government in Norfolk, VA or San Diego, CA. 9.3 TOTAL SHIP INFORMATION MANAGEMENT INTEGRATION This section describes the following: a. Development of the Integration Functional Baseline b. Interface and integration planning c. Interface and integration development, including establishment of the Integration Allocated Baseline d. Interface and integration implementation e. Integration testing f. Use of the SDIA for interior voice requirements g. SWAN acquisition strategy h. Bridge integration requirements i. Video integration requirements 9.3.1 Within 30 days after contract award, a joint Government/Contractor sub-team of the IPPD shall be convened at a site determined by the Contractor to transition Government information and databases (Total Ship Information Management Specification (TSIMS), included in Attachment J0001) to the Contractor and to develop the process which shall be used to establish the LPD 17 Integration Functional Baseline (IFB). The Contractor shall expand the TSIMS documentation provided to include all of the total ship integration requirements, including integration requirements contained in Attachment J0001 but not documented in TSIMS Volume 2 or 3. The Contractor shall propose changes necessary to reflect its proposed Shipboard Wide Area Network (SWAN) approach and integration concepts. Upon approval by the Government, these changes shall be incorporated, and an Integration Functional Baseline (IFB) shall be established consisting of TSIMS volumes 1,2, and 3 no later than 120 days after contract award. 48 N0024-97-C-2202 9.3.2 For each physical and logical interface indicated by the intersections on the Communications Matrix in the IFB, the Contractor shall develop a plan which clearly delineates Contractor/Government tasks to be accomplished, describes Associate Contractor responsibilities, addresses schedules, refines GFE/GFI needs, identifies technical issues for resolution, establishes PRR exit criteria, documents SWAN integration requirements for the functional interface being discussed, and establishes the test strategy, including identification of required first article tests and critical item tests. Each plan shall also propose the evolution of the time of contract award through ship delivery. Following concurrence by the Government, each interface integration plan shall be incorporated into the Integrated Management Plan (IMP). The planning efforts shall be completed no later than 240 days after contract award. 9.3.3 Following the establishment of the IFB, the Contractor shall complete the establishment of integration requirements by developing the interface details for each element of the Communication Matrix, TSIMS volume 2, including SWAN integration requirements required to support each interface, as follows: a. CFE-to-CFE: Contractor has total responsibility to develop the interface implementation and capture the detail in the TSIMS and the Program Integrated Design Environment (TSIMS/PrIDE) database as defined in the Ship Specifications. b. CFE-to-GFE: (1) If a GFE detailed interface requirement is furnished, the Contractor shall implement that interface and capture the detail in the TSIMS/PrIDE database. The Contractor shall utilize Associate Contractor Agreements (ACA) to resolve issues associated with CFE-GFE interfaces. (2) If the Government provides a functional requirement, then the Contractor shall develop and negotiate the details of the interface with the designated Government vendor, using Associate Contractor Agreements. (3) Cost drivers associated with resolution CFE to GFE interfaces shall be identified to the Government as they arise. c. GFE-to-GFE: The Contractor shall incorporate the Government developed interface documentation into the TSIMS and participate as a member of the IPPD team in all technical activity during resolution of GFE-GFE issues which have an impact 49 N0024-97-C-2202 on LPD-17. Associate Contractor Agreements shall be used to facilitate this process. All interface definition efforts shall be completed within 360 days after Contract Award, at which time an Integration Allocated Baseline (IAB) consisting of TSIMS volumes 1 through 6, produced from the PrIDE database, shall be established. 9.3.4 During Total Ship Integration implementation, the Contractor shall develop, test and document the hardware and software design required to satisfy integration requirements, including the implementation of all SWAN connectivity necessary to meet Integration requirements. Specific requirements are as follows: a. CFE to CFE System Interfaces The Contractor shall design, develop and test the system in accordance with the Ship Specifications and IAB. The Contractor shall keep the TSIMS/PrIDE current. b. CFE to GFE System Interfaces The Contractor shall implement and maintain a process which provides for timely exchange of information between the Contractor and the Government's GFE vendors, utilizing the Associate Contractor Agreement provisions of Clause C-6. This process shall continue throughout the design, development, and system level testing phases. During the design phase, the Contractor shall maintain configuration control of the interface specification documentation. Concurrently with the PRR, the interface specification documentation will be placed under configuration control. c. GFE to GFE System Interfaces The Contractor shall monitor GFE system design, development, and implementation efforts. The Contractor shall keep the TSIMS current. 9.3.5 The Contractor shall demonstrate successful integration via the test program defined in the Ship Specifications. 9.3.6 The Government will designate to the Contractor the vendor which has been selected by the Navy, through a separate procurement, as the System Design and Integration Activity (SDIA) for integrated voice systems. The SDIA shall be the directed source for all hardware required to meet the requirements of Attachment J0001 Ship Spec Section 432 with the exception of those items associated with wire free communications, sound powered 50 N0024-97-C-2202 phones and land lines. The SDIA contract will contain options which the Contractor may exercise for, engineering services, documentation, training and spares related to hardware under its cognizance. The Contractor retains the responsibility for meeting the functional and integration requirements of Attachment J0001 Section 432. The Government's award of the SDIA contract might not support the FSC's schedule for accomplishing the requirements of ship specification section 432. If this situation occurs, the FSC will be required to perform the requirements of ship specification section 432 without the SDIA as a directed source. Therefore, the Contractor shall notify the Government, within 30 days after contract award, of the date by which it must be notified of this situation so that it can fulfill the contract requirements on its own without delay and disruption. All funding of SDIA activities required to support integrated voice shall be executed through the use of a subcontract between the Contractor and the SDIA. 9.3.7 In support of the implementation of the SWAN, the Contractor shall ensure that the equipments install are state-of-the-market at the time of preliminary acceptance. Within five months after contract award, the Contractor shall submit its strategy for SWAN acquisition for Government approval. Following approval, the Strategy shall be incorporated into the IMP. 9.3.8 The Contractor shall conduct an analysis of commercial and government systems to determine the most effective approach to meet the Bridge integration requirements of the Ship Specifications. The Government will identify a maximum of 5 Government systems/applications to be included in the analysis. At a minimum, the Government list will include the Joint Maritime Command Information System (JMCIS) including Navigation Sensor Subsystem Interface (NAVSSI), Advanced Combat Direction System (ACDS) and Ship Self Defense System (SSDS). The list of Government systems/applications will be provided one month after contract award. Not later than nine months after contract award, the Contractor shall submit for approval its recommended system implementation which shall: a. Demonstrate the technical approach will meet the requirements of the Ship Specifications, specifically addressing: data structures, required application programming interfaces, and system-to-system interfaces. b. Address the required implementation schedule, and any impact to MIRWS. c. Address any modifications to Schedule "A", Government Furnished Equipment for LPD 17, Attachment J0005. 51 N0024-97-C-2202 d. Address the Human Machine Interface, including assessment of touch screen, voice recognition, trackball and keyboard methods of data input. In support of this effort the Contractor shall participate in approximately four fleet reviews which will be hosted by the Government in Norfolk, VA or San Diego, CA. The Contractor shall document its approach to evaluation and implementation of Bridge integration requirements in the IMP> 9.3.9 The Contractor shall perform an analysis of video distribution options associated with the radar video and 23TV functional requirements contained in Attachment J0001. Options to be considered shall include, at a minimum, use of commercial video compression techniques, employment of X-Window architectures, and implementation of the systems as specified in Attachment J0001. The analysis will consider the requirements of all user systems and shall compare the options based on cost and performance. The Contractor shall recommend changes to Attachment J0001 that implement the video distribution requirements within 12 months after contract award. 9.4 IPDE AND TOTAL SHIP INTEGRATION The Contractor shall incorporate the Government furnished Total Ship Systems Information Management Specification/Program Integrated Design Environment (TSIMS/PrIDE) data structure into the IPDE as part of the Product Model (Level I). The incorporation of TSIMS/PrIDE shall permit the cross-referencing of all technical management information pertinent to the integration effort to the applicable system, including but not limited to: a. Approved physical/logical configuration (functional, allocated and product baselines) b. Status of interface development c. Software baseline documenting software Computer Software Configuration Item (CSCI) associated with each equipment d. Hardware development/delivery status e. Software development/delivery status f. Delineation of organizational responsibilities for systems documented in the TSIMS/PrIDE, including hardware, software and interface control 52 N0024-97-C-2202 g. Status of proposed physical/logical changes h. Test status, plans and trouble reports i. Documentation and status of all corrective action issues associated with Total Ship Integration. 9.5 HARDWARE DEVELOPMENT/SELECTION 9.5.1 Hardware selection shall meet the requirements of the Attachment J0001. Prior to the development of hardware, the Contractor shall conduct a market survey to identify candidate COTS/GOTS capable of achieving the performance requirements. The COTS/GOTS and other NDI selection criteria shall include the following factors listed in descending order: a. Ship Specifications compliance. b. Opens systems standards compliance c. Life Cycle Costs, including acquisition cost, and operational and support cost. d. Qualitative system considerations, including: (1) Market acceptability (2) Reprocurability, Obsolescence and upgradeability (3) Adequacy of available technical data and reprocurement data rights of the product (4) Availability of long term technical and part support from the OEM In cases where available technical data for a product is inadequate to determine if the product is suitable for its intended shipboard environment as defined in the Ship Specifications, the Contractor shall identify the additional testing required and the cost associated with this testing. In deciding between alternative solutions, the Contractor shall place the highest priority on meeting the Ship Specifications. The Contractor shall use its best business judgement to identify to the Government those cases where modifications to the Ship Specifications can reduce life cycle costs or reduce shipboard manning requirements (i.e., cost/benefit tradeoff). Such changes shall be proposed through the ECP process 53 N0024-97-C-2202 9.5.2 Whenever the "or equal" phrase appears in the Ship Specifications, the vendor(s) noted in Attachment J0001 may not be the only acceptable vendor(s) for that equipment. Where an alternative source is proposed the "or equal" procedures of J0001 shall be followed. 9.5.3 When hardware must be developed to meet system requirements, documentation shall be developed in a format consistent with the IPDE. The Contractor shall develop product and test specifications that incorporate the performance requirements for the Contractor-furnished systems to functionally significant items as defined in the Ship Specifications. The Contractor shall develop or procure product data and associated lists to document the design of all functionally significant items. These lists shall be included in the IPDE. All product data shall provide detail design, engineering, manufacturing, testing and quality support information necessary to permit a competent manufacturer to produce and test an interchangeable item which duplicates the physical and performance characteristics of the original design without additional design engineering or recourse to the original manufacturer. 9.5.4 The Contractor shall incorporate software and hardware development schedule and status information into MIRWS. 9.5.5 The Contractor shall develop and implement a process which ensures that CFE hardware which is installed on the ship is current technology at the time of installation. This process shall include a controlled evolution of hardware configurations during detail design, total ship system integration and equipment procurement and installation during ship construction. The Contractor shall document its overall approach to this requirement in the IMP, and shall develop a plan for the development of each CFE system identified in the Communications Matrix of the TSIMS Volume 2. Each plan shall propose the evolution of configuration change control authority for that hardware from the time of contract award through ship delivery and shall include identification of required first article tests and critical item tests. These plans shall be completed no later than 240 days after contract award, and after government concurrence shall be incorporated into the IMP. 9.6 EQUIPMENT AND COMPONENT STANDARDIZATION The Contractor shall develop a standardization process to enhance supportability and minimize life cycle costs through the 54 N0024-97-C-2202 selection of equipment and components of proven performance which are, to the maximum extent possible, common with equipment/components currently installed in U.S. Navy ships and fully supported within the Navy supply system. This process shall be developed in accordance with the requirements of Attachment J0001 and documented in the Contractors Standardization Plan which is part of the IMP. The objectives of standardization are to improve the operational readiness of the ship; to reduce costs and manpower needed to operate and maintain the ship and its systems; to optimize/minimize the variety of items used in logistics support; to enhance interchangeability, reliability, maintainability, and availability; and to ensure that products of requisite quality are procured that meet specified performance, safety, and environmental requirements. The primary objective is to ensure the use of identical equipment for similar functions on each ship. The secondary objective is to attain the maximum level of interchangeability of equipment and components installed throughout all ships of the LPD 17 Class. The tertiary objective is to obtain standardization with existing supported equipment and components in the Fleet while meeting all performance and other requirements. The Contractor's standardization process shall include at a minimum: a. Limit the range of different types of equipment and components on the ship. b. Limit the range of different types of equipment and components throughout the LPD 17 Class. c. Maximize the use of equipment which is currently installed on other Navy ships and which is fully supported in the Navy supply system. d. Provide the maximum use of common maintenance, test and support equipment and training material. e. Require all suppliers to comply with the standardization requirements of J0001 and herein and to convey them to their sub-tier suppliers when procuring equipment/components. f. Conduct event based reviews. These reviews shall address the coordination of standardization efforts with other design and ILS efforts. 55 N0024-97-C-2202 g. Establish a reporting process as part of the IPDE which provides maximum visibility of the standardization process and resulting key decisions to the IPPD. The Contractor shall develop a procedure for identifying to the IPPD team the degree of standardization being achieved during the detail design, ship systems integration, and construction of the ship. The Contractor shall include in this process the means to notify team members of instances where the available standard equipment is not the most effective design choice or best value (acquisition and life cycle costs considered) to the Government. Supporting rationale shall be provided for all equipment selection decisions including of specification compliance, total acquisition costs, life cycle support costs, RM&A data, and manpower, training, provisioning, depot supportability, safety, and environmental considerations. 9.7 SOFTWARE DEVELOPMENT The Contractor shall develop or procure software as required to meet the Ship Specifications. The Contractor shall conduct a market survey to identify candidate COTS/GOTS software capable of achieving the performance requirements of the Contractor-furnished systems, including conformance to the open systems standards and profiles contained in Attachment J0001. 9.7.1 For the development of the Engineering Control Systems software and software development efforts that are equivalent or greater in dollar value than the Engineering Control System software, the Contractor shall establish a Software Quality Improvement Program in accordance with Attachment J0001. 9.7.2 For Contractor developed software, the Contractor shall ensure software reuse is provided for technology insertion. For existing software, the Contractor shall identify opportunities to modify software products for reuse and shall evaluate the benefits and costs of these opportunities. 9.8 ENVIRONMENTAL AND HAZARDOUS MATERIAL MANAGEMENT The Contractor shall develop and implement an Environmental and Hazardous Material Management Plan (EHMMP) in accordance with National Aerospace Standard NAS 411 and consistent with the requirements in the Ship Specifications, Attachment J0001. The EHMMP shall address requirements for hazardous materials and elimination, substitution, and handling of hazardous pollutants 56 N0024-97-C-2202 and potential pollutants. The Contractor shall require its subcontractors to comply with the provisions of the EHMMP. 9.9 ELECTROMAGNETIC COMPATIBILITY ADVISORY BOARD (EMCAB) The Contractor shall participate in LPD 17 Class Electromagnetic Compatibility Advisory Board (EMCAB) to identify and resolve electromagnetic compatibility interface issues. The EMCAB will meet four times a year at the Contractor's facility. 9.10 BATTLE FORCE TACTICAL TRAINER (BFTT) The Contractor shall integrate, install and test the BFTT system accordance with Attachment J0001. 10.0 RELIABILITY AND MAINTAINABILITY (R&M) The Contractor shall identify its approach to the conduct of R&M early in the detail design and ship systems integration process to influence system/equipment selection and to identify life cycle support and initial procurement cost trade-offs. The Contractor shall identify to the Government those alternatives which provide the maximum cost benefit to the Government over the life cycle, considering standardization and other external factors. The Contractor shall use lessons learned by the Data Collection, Analysis and Corrective Action (DCACA) Program to Continuously improve the incorporation, accessibility, and maintainability of GFE and CFE throughout design, construction, and life cycle of the ship(s). 10.1 R&M METRICS The Contractor shall establish R&M processes and procedures which focus upon measurable benefits (metrics) to the Government, such as total ship Mean Time Between Failures (MTBF), Mean Time To Repair (MTTR), and Mean Logistics Delay Time (MLDT). A/o/ is a measure of the degree to which an item is in the operable and committable state at the start of a mission when the mission is called for at an unknown (random) time. The LPD 17 primary mission of amphibious warfare involving the embarking, transporting, and landing of Marines, requires total ship combat systems and HM&E equipment availability. Total Ship A/o/ is defined as (Uptime/Uptime+Downtime). Downtime includes corrective maintenance time and spares logistics delay. Preventive maintenance is performed so as not to interfere with the ship's mission and is therefore not included in downtime. 57 N0024-97-C-2202 A/o/ is quantified over the 120 day wartime Design Reference Mission (DRM), which is considered to fall within the first 6 month deployment of the Operational Schedule Timeline of Attachment J0002, using the NAVSEA TIGER RMA computer program (TIGER 9), employing the LPD 17 Amphibious Assault Ship Contract Design RMA Report 076-03D-TR-0031 as the starting baseline. Inherent availability (A/i/) is also quantified over the 120 day wartime DRM using the NAVSEA TIGER RMA computer program under the assumption that 100% of the range and depth of spares required for the mission are on-site and have no logistics delay times. A/i/ represents the maximum availability that can be expected from the inherent design of the system. Mission reliability is the ability of an item to perform its required functions for the duration of the specified assault phase "mission profile". The LPD 17 assault phase Reliability (R/5/) is defined as the probability that all required systems will be available during the first 5 hours of the amphibious assault. The Contractor shall achieve, through its R&M processes and procedures, the following: a. Total Ship Inherent Availability (A/i/) of 0.95; b. Operational Availability (A/o/) of 0.80; and, c. Assault Reliability (R/5/) of 0.86. which shall be verified through the RMA modeling shown above. The Contractor shall establish maintenance manhour per operating hour (MMOH/OH) goals for those systems/equipments identified in Attachment J0018. These goals shall reflect a reduction of MMOH/OH when compared with existing or like systems/equipments. 10.2 R&M IN IPDE The Contractor shall develop an automated capability to perform R&M tasks that are integrated with the detail design, ship systems integration, construction, testing, logistics support and life cycle planning processes. This capability shall be integrated with the IPDE, interfaced with the evolving detail design, and used to support design decisions. The Contractor shall develop, as part of the IPDE, a capability to maintain a complete reliability and maintenance history throughout the LPD 17 ship(s) life cycle. This capability shall, as a minimum, include: 58 N0024-97-C-2202 a. Automated R&M analysis procedures coupled to design, parts libraries, and to material characteristics databases; b. Automated R&M synthesis based on design rules and lessons learned from prior design experience, DCACA, and Fleet use; c. Fully characterized (tested and validated) component part performance and R&M characteristics database(s), d. Design decision traceability. 10.3 MAINTAINABILITY DESIGN ENGINEERING The Contractor shall conduct concurrent engineering to include automated fault detection, fault isolation, casualty control, human engineering factors, and operational sequencing capabilities in the ship's detail design. In order to reduce the maintenance burden of the ship, maintainability design engineering efforts shall address new technologies such as condition monitoring, sensor technology, and infrared imaging that improve system performance while achieving reduced ownership costs. The Contractor shall establish detail maintainability design criteria to minimize the maintenance manhours required for the ship. The criteria shall include accessibility, adequate work space, and work clearance for equipment maintenance. The maintainability design criteria shall also include compatibility with Automatic Test Equipment (ATE) and visual and physical access. 10.4 R&M TRACEABILITY The R&M program shall permit traceability of preventive and corrective maintenance tasks back to specific engineering failure modes identified during detail design. The Contractor shall develop an analysis of in service/operational shelf life and wearout data to support the Reliability Centered Maintenance analysis process. 10.5 BUILT IN TEST (BIT) The Contractor shall develop system and equipment level Built-in-Test (BIT) capabilities for electronic systems required by Attachment J0001. BIT shall provide a means of fault detection and isolation with minimal operator intervention. BIT shall be executed automatically and without interruption of normal system/equipment operation or need to remove circuit cards or connectors. 59 N0024-97-C-2202 BIT shall enable detection of faults in individual processors, data communication links and external data interfaces. BIT shall also provide fault indications of failed equipment even when redundant equipment remains operational and no loss of operational capability has occurred. To the extent practicable, BIT shall isolate faults to the lowest replaceable assembly level or to the individual data path. BIT shall be used to minimize or eliminate the use of Maintenance Assist Modules (MAMS). The Contractor shall provide system level fault isolation which integrates self test features for multiple equipments and systems. This system level fault isolation shall isolate faults to the sub-system and equipment level, shall provide automatic analysis of test results, and shall provide top-level fault summary reporting. The Contractor shall incorporate requirements for BIT and factory test of BIT in all purchase orders for electronic equipment. The Contractor shall conduct testing of BIT as part of BDT, BST and AT. 10.6 FAILURE MODES, EFFECTS AND CRITICALITY ANALYSIS (FMECA) The Contractor shall perform a FMECA in accordance with the Ship Specifications, Attachment J0001. The Contractor shall synchronize the identification of equipment specific potential failure modes and performance characteristics to support the timely development of ICAS software requirements of the Ship Specifications, Attachment J0001. 10.7 ILS INTERFACES The R&M Program and the ILS Program require many similar tasks to accomplish their objectives. For example, similar tasks are required to obtain data for FMECA and the Concurrent Engineering Supportability Analysis (CESA). R&M analyses use CESA report information to identify corrective maintenance tasks and their frequency. In order to make sure that the results of related tasks are made available to all related activities, it is required that information from the R&M Program be shared with the ILS Program and the ILS information brought forward to influence the design process and life cycle cost efforts. This shared data shall be created once to support multiple tasks as part of the IPDE. The Contractor shall identify the data elements required for this shared environment, identify their sources, and describe the 60 N0024-97-C-2202 input/output processing necessary to make the data available for R&M, ILS and design use. The Contractors plans for this shared environment shall be included in the R&M Implementation Plan and the R&M Program Plan. 10.8 PARM INTERFACE The Contractor shall assure that the PARMs for GFE are included in all R&M efforts. This includes participation in program planning, R&M tasks, reviews, and member participation on the Failure Review Board. The Contractor shall work with PARMs to develop the data connectivity required to interface the IPDE with PARM databases. 61 N0024-97-C-2202 C. CONSTRUCTION 11.0 PROCUREMENT OF LONG LEAD MATERIAL 11.1 DELIVERY The Contractor shall provide long lead time material to support the orderly construction of the lead ship. Delivery dates for the long lead time material shall be developed on the basis of the dates the items would be required in the shipbuilder's yard to support delivery of the lead ship in accordance with the MIRWS. 11.2 DOMESTIC SOURCE LIMITATIONS Pursuant to the Defense Authorization Act for FY 96, the following components of LPD 17 class ships must be procured from manufacturers which are part of the national technology and industrial base: a. Air circuit breakers b. Welded shipboard anchor and mooring chain with a diameter of four inches or less c. Vessel propellers with a diameter of six feet or more d. Gyrocompasses e. Electronic navigation chart systems f. Steering controls g. Pumps h. Propulsion and machinery control systems. Additionally, propellers for LPD 17 class ships can only be procured from manufacturers which pour and finish all castings incorporated into such propellers in the United States. 62 N0024-97-C-2202 11.3 LIST OF MATERIAL The Contractor shall submit to the Government a list of long lead material that must be ordered prior to completion of the PRR. This list shall be integrated into the MIRWS. 11.4 PROCUREMENT OF MEDICAL AND DENTAL EQUIPMENT The Contractor shall design the medical and dental spaces as specified in Section 652 of Attachment J0001. The Contractor shall be responsible for the procurement of all equipment required by Section 652 of Attachment J0001. However, in order to facilitate the installation of the latest medical and dental technology in the ships of the LPD 17 class, the Government and Contractor shall agree on the date when the Government will provide an updated listing of the medial and dental equipment identified in Attachment J0030. The Contractor shall procure the updated listing of equipment and install the equipment in the medical and dental spaces. For budgeting the purchase of medical and dental equipment, the Contractor shall price all the equipment listed in Section 652 of Attachment J0001. 11.5 DELIVERY OF MRG/CPP TEST ARTICLES In the event that the MRG/CPP propulsion train option is selected, the Contractor shall deliver the first production hub and specified hub attachments no later than sixteen (16) months after contract award to support Government testing. The Contractor shall deliver the first production hub to: Department of Navy; Naval Surface Warfare Center/Carderock Division; Carderock, Maryland. 12.0 CONSTRUCTION OF LPD 17 12.1 REQUIREMENTS The Contractor shall construct the LPD 17 ship in accordance with the detail design and ship systems integration developed by the Contractor. Construction shall comprise the total effort of building and testing the ship, including the preparation of work instructions, shop sketches, and other drawings, diagrams, schedules, plans and data incidental to the construction effort. The Contractor's attention is drawn to the radar cross section reduction requirements of the detail design and ship systems integration phase. The Contractor shall be responsible for the installation and integration of all GFE (listed in Attachment J0005) on the ship, as well as the procurement and installation of all CFE, the procurement and installation on board spares, 63 N0024-97-C-2202 repair parts, equipage, and tools and support equipment/documentation for all Contractor Furnished Equipment (CFE). Each requirement of this contract that is not included in the detail design shall nonetheless be satisfied by the Contractor unless specifically stated in the contract to be the responsibility of the Government. The Contractor shall prepare and integrate all plans and schedules required for construction of the ship into the IMP and the MIRWS. Both CFE and GFE delivery schedules shall be included in the MIRWS. Notwithstanding GFE/GFI schedules in the MIRWS, the Government's GFE/GFI delivery obligations shall be as indicated in Attachments J0005 and J0006. The Contractor shall deliver the LPD 17 in accordance with the delivery date specified elsewhere in this contract. 12.2 TURNKEY The Contractor shall comply with the Radio Communication System/Ship Signal Exploitation Space Implementation (RCS/SSES) Turnkey process described in the Ship Specifications. The RCS Management Plan, Attachment J0011 is provided for guidance. 12.3 PERSONAL COMPUTERS, PRINTERS AND PERIPHERALS In support of the implementation of Ship Specifications requirements for personal computers, printers and peripherals contained in Attachment J0001 Section 490, the Contractor shall ensure that the equipments installed are state-of-the-market at the time of preliminary acceptance. The Government and Contractor shall mutually agree upon a procurement baseline no later than 6 months prior to preliminary acceptance of the ship. These equipments shall be installed as part of the ship outfitting process. 12.4 AVAILABILITY PERIODS 12.4.1 Prior to Contract Milestone (Builders Sea Trail) but after Contract Milestone (Builders Dock Trial), the Contractor shall establish an availability period of not less than twelve (12) weeks to provide for cost effective incorporation of approved Engineering Change Proposals (ECPs) or Contractor deficiency corrections. 64 N0024-97-C-2202 12.4.2 Pursuant to Clause F-1, "DELIVERY OF COMPLETED VESSEL", the Contractor shall provide access to the ship for crew training for a maximum of four hours each day during the hours 0800-2000 for the period commencing upon completion of Acceptance Trials and ending at delivery. 12.4.3 During the conduct of crew familiarization training, the Contractor shall provide ship services such as power, cooling water, dry air, and air conditioning. The Contractor shall also provide technical and operator personnel as necessary to assist the crew and Government representatives. 12.5 POST DELIVERY AVAILABILITY 12.5.1 Immediately following delivery, the ship will commence a Post Delivery Availability of sixty days in duration at the Contractor's facility. During this period, the Government will perform deferred installation of GFE, conduct crew training and operate the ship for the purpose of conducting special tests and trials. In support of these efforts, the Contractor shall provide berthing space and pierside support for the ship including brows and landing platforms, as appropriate, utilities from shore connections (electricity, fresh water, compressed air, sewage, telephone) and crane services. The Contractor shall also provide convenient parking space and on-site transportation for ships company personnel as provided to the Nucleus Crew as well as access through the yard to ship's force personnel and their authorized visitors. 12.5.2 When ordered pursuant to Special Contract Requirement H-Clause "ORDERS", the Contractor shall provide industrial services for post-delivery work, industrial services to the Navy test team, and logistic support for the ship's commissioning ceremony. 13.0 TOTAL SHIP TEST PROGRAM 13.1 TEST AND EVALUATION PROGRAM 13.1.1 The Contractor shall develop and implement the Test and Evaluation Program (TEP) required by the Ship Specifications, Attachment J0001 and Test Documentation Booklet, Attachment J0023. The Contractor shall incorporate the TEP into the IMP. To accomplish design integration testing, the Contractor shall design and develop a National Test Network (NTN) as required by Attachment J0001. The Contractor is not precluded from proposing alternative approaches to accomplish design integration testing. 65 N0024-97-C-2202 Alternative approaches, if proposed, shall be more cost effective than developing an NTN, and shall not degrade the design integration testing requirements contained in J0001. Where testing of shipset hardware is required prior to Land On Ship (LOS), the NTN or other distributed testing methods, shall be use when cost effective. 13.1.2 The IPPD team shall include a Combined Test Team (CTT). The CTT is responsible to ensure that the TEP is integrated with all other plans and schedules of the IMP and the MIRWS. 13.1.3 The Contractor shall procure installation and checkout (INCO) spare parts needed to support the construction, installation, and testing of CFE. When required, INCO spares to support GFE will be provided by the Government. Upon completion of final ship testing, unused INCO spares shall be delivered to the Government. 13.1.4 The Contractor shall provide any test equipment needed to meet the requirements of the contract. 13.1.5 The LPD 17 "Lighting Off" (LO) Contract Milestones include Combat System Light Off (CSLO), Main Engine (MELO), Electrical Generator (EGLO) and Electronic Systems (ESLO). "LO" is defined as initial power up of equipment (Stage 3 Tests). Prior to light off(s) of any system, or component within a system, the ship compartments and support systems associated with that system must be completed to the degree required to support uninterrupted testing. Prior to system light off(s), the ship compartments containing the systems undergoing test shall be complete including final paint, air testing and final paint of supporting spaces such as fan rooms. Shipboard distributed systems shall be complete including completion of support systems test procedures. A modified list of ship compartments to support light off shall be updated by the Combined Test Team (CTT). The selected Stage 3 Tests to be conducted during LO are to be identified in the MIRWS. 66 N00024-97-C-2202 D. COST OF OWNERSHIP 14.0 CONFIGURATION MANAGEMENT 14.1 CONFIGURATION MANAGEMENT PROGRAM The Contractor shall develop a Configuration Management program for maintaining each ship's configuration baseline, identifying configuration items, maintaining configuration control, conducting functional and physical configuration audits as appropriate, and maintaining configuration status accounting. MIL-STD-00973 may be used as guidance. The Contractor shall prepare engineering change proposals (ECPs), requests for deviations (RFDs), and requests for waivers (RFWs) in accordance with Contract Requirements C-Clause "Configuration Management". 14.2 SHIP'S CONFIGURATION BASELINE The configuration baseline shall be established in the IPDE and maintained in accordance with Contract Requirements C-Clause "Configuration Management." 14.3 CONFIGURATION VALIDATION The Contractor shall validate the ship's configuration baseline in accordance with the Ship Specifications, Attachment J0001. 15.0 INTEGRATED LOGISTIC SUPPORT (ILS) PROGRAM 15.1 IMPLEMENTATION The Contractor shall implement an ILS program, as required by the Ship Specifications, Attachment J0001, that ensures supportability criteria and characteristics are considered throughout the detail design, ship systems integration, construction, testing, and life cycle support planning. The ship(s) shall be delivered with accurate and total logistic support in accordance with MIRWS. FOR THE PURPOSE OF EMPHASIS, IT IS RESTATED HERE THAT FOR LPD 17 ACQUISITION, THE CONTRACTOR MUST CONSIDER THE PRINCIPAL FACTORS OF THE SHIPS' OWNERSHIP COSTS FROM THE INCEPTION OF DETAIL DESIGN THROUGH DISPOSAL. THIS POINT IS MADE THROUGHOUT THE STATEMENT OF WORK TO ENSURE THAT THE CONTRACTOR FULLY UNDERSTANDS THAT THE INTENT OF THE GOVERNMENT IS TO AGGRESSIVELY SET A NEW STANDARD IN THE LPD 17 PROCUREMENT. 67 N00024-97-C-2202 The Contractor's IMP (Integrated Logistics Support) shall include a methodology to monitor and alert the Government of any potential increase in ship's manning, mission essential equipment maintenance workload and training requirements above those established in the LPD 17 baselines identified in Attachments J0010 and J0018. 15.2 PROVISIONING The Contractor shall integrate the provisioning effort with ship detail design and engineering, supportability analysis, and material selection processes to ensure that LPD 17 systems and equipment have optimum logistics support. The Contractor shall use Readiness Based Sparing system as required by Attachment J0001 to analyze allowance candidates and their associated cost and contribution to operational availability. 15.2.1 The Contractor shall use concurrent provisioning processes for development of Provisioning Technical Documentation (PTD) in accordance with the NAVSEA Program Manager's Guide. Specific requirements for LPD 17 concurrent provisioning will be tailored by the Provisioning Management Team after contract award. The Contractor's MIRWS shall include a PTD development schedule which shall be mutually agreed to by the Government and Contractor. This schedule shall depict the timely completion of PTD to allow for the establishment of organic supply support capability at ship delivery. PTD shall contain information relating parts to the block on the reliability block diagram. 15.2.2 The Contractor shall develop provisioning documentation as required by the Ship Specifications and shall furnish all provisioned items ordered by the Government in accordance with the Special Contract requirements H-Clause, "ORDERS". 15.3 FITTING-OUT SERVICES The Contractor, pursuant to Special Contract Requirement H-Clause, "ORDERS", shall outfit the ship(s) in accordance with the Ship Specifications and the IMP (Outfitting Operations). The ship(s), when delivered, shall be fully outfitted with equipment, technical data, and supply support material as defined by approved allowance and applicability lists. Supply support material includes all spare and repair parts (an approximate range of 14,000 and depth of 85,000 NSNs), equipage, special tools, support and test equipment, and on-board data and consumables, including fuels and lubricants. Ammunition, small arms, cryptographic equipment and pyrotechnics are excluded. Technical data includes electronic technical manuals, ship selected records, and Planned Maintenance System documentation. 68 N00024-97-C-2202 15.3.1 The Contractor shall prepare and retain lists of applicable items to be transferred (hard-copy drawings and technical publications, certifications, or miscellaneous items such as locks and keys to be placed aboard the ship). The Contractor and ship's Prospective Commanding Officer or his/her designated representative shall agree on the details of transfer. The Contractor shall obtain the signature of the Prospective Commanding Officer or his/her representative certifying that the Government has accepted custody of the items. 15.4 MAINTENANCE PLANNING The Contractor shall integrate maintenance planning with detail design, R & M, manpower optimization, human systems integration, material selection, and other logistics processes. The Contractor shall propose an Engineered Operating Cycle (EOC) for the LPD 17 Class which precludes regular ship overhauls (ROHs) and extends the interval between drydocking availabilities. The Contractor's EOC shall investigate reduced duration of all depot availabilities. The Contractor's EOC shall consider the Regional Maintenance Center (RMC) concept which combines maintenance afloat and maintenance ashore capabilities. The life cycle support of this ship shall be consistent with the Navy's Modified Phased Maintenance Program which emphasizes a continuous approach to performing maintenance to enable ships to undergo availabilities of shorter duration. The Contractor shall apply "condition based maintenance" strategies and associated electronic condition monitoring technology to ensure maximum readiness and greatly reduced organizational workloads for minimum expenditure of funds. The Contractor shall develop and implement a Shipboard Facilities Maintenance Improvement Plan as part of the LPD 17 Manpower Optimization Program. Requirements for the program shall be developed as part of the IMP. The Contractor shall undertake new and innovative means to reduce shipboard facility maintenance requirements in all habitability areas to reduce operating and support costs. The Contractor shall recommend to the Government areas of the ship where improvements can be accomplished and provide an assessment of the impact and cost to implement these improvements. The plan shall also include a description of how shipboard facilities maintenance requirements will be accomplished throughout the ships' service life. The Contractor shall use maintenance planning methods which assess the number of manhours required for individual tasks in determining the need for IETMs and interactive diagnostics to reduce MTTR. 69 N00024-97-C-2202 THE OVERALL OBJECTIVE OF MAINTENANCE PLANNING FOR THE SHIP IS TO USE NEW TECHNOLOGIES TO REDUCE THE NUMBER OF MANHOURS EXPENDED PERFORMING MAINTENANCE. 15.5 SUPPORT AND TEST EQUIPMENT The Contractor shall procure, calibrate, warehouse in secured storage, and outfit support and test equipment pursuant to orders placed in accordance with Special Contract Requirements H-Clause "ORDERS". 15.6 TRAINING AND PERSONNEL The Contractor shall be responsible for total shipboard training integration (including training and embarked troops) which shall be accomplished as an integral component of the detail design, ship system integration, testing, logistics, construction, and life cycle support planning. The training system capability shall promote cross-training, eliminate NECs, allow assignment of lowest level technician with high confidence, and reduce the organic training pipeline (number and length of courses required). The Contractor shall use enabling technologies that focus on reduced manning and improved readiness. Traditional systems as well as a full range of simulation and stimulation techniques and synthetic environments shall include: --Authoring Instructional Materials (AIM) --Computer Improved Instructor Training Aid (CIITA) and other evolving instructor tools, --Distributive Interactive Simulation (DIS) --Interactive Electronic Tech Manuals (IETM) with training linkages, --Interactive Courseware/Computer Based Training (ICW/CBT) --Distance Learning and the Electronic Classroom via Video Teleconferencing (VTC) --Training Effectiveness Evaluation (TEE) methods to continuously monitor and improve training capabilities. 16.0 LIFE CYCLE COST ESTIMATES 16.1 IMPLEMENTATION The Contractor shall implement a Life Cycle Cost Estimating Program (LCCEP) to ensure that cost of ownership is considered by the IPPD team throughout detail design, ship systems integration, construction, testing, logistics, and life cycle support 70 N00024-97-C-2202 planning. Within 90 days after contract award, the Contractor shall provide an initial baseline life cycle cost estimate for the lead ship. The baseline life cycle cost estimate shall be revised and issued quarterly thereafter to reflect the current configuration of the ship(s) under this contract. The estimate shall include projected life cycle cost estimates for anticipated future ships of the LPD 17 Class. The Contractor shall prepare life cycle cost estimates to support trade-off decisions by the IPPD team in selecting systems, equipment, components, and materials and other ship attributes for the ship(s) under this contract. 71 N00024-97-C-2202 16.2 LIFE CYCLE COST ESTIMATING METRICS The Contractor shall establish life cycle cost estimating processes and procedures that include metrics and relationships for identifying the time phasing of cost effects of ship attributes for each category of cost included in Attachment J0022 for all phases of the life cycle of each ship of the LPD 17 Class. The life cycle cost estimate for each ship shall include the estimated annual cost by cost category for each year of the ship from contract award through disposal. The life cycle cost estimate for each ship shall include the estimated cost of Government furnished items and Contractor furnished items, and shall separately identify the cost of these items within the life cycle cost estimate. Life cycle cost estimates shall be provided in then year dollars and in constant FY 1996 dollars. The life cycle cost estimating methodology shall include the capability to convert the annual cost streams to a net present value in FY 1996. The Life Cycle Cost Estimating Table, Attachment J0022, shall be used in performance of all Life Cycle Cost calculations. 16.3 LIFE CYCLE COST ESTIMATING IN IPDE The life cycle cost estimate is an attribute of the ship and is integral to the product model of the ship. The Contractor shall develop automated capabilities for performing life cycle cost estimating that are integrated with the IPDE, the CWBS, and the evolving ship configuration. The Contractor shall develop, as part of the IPDE, the capability to maintain a complete life cycle cost estimate history throughout the life cycle for each ship of the LPD 17 class. ITEM 0004 - FAMILIARIZATION The Contractor shall develop and conduct a familiarization program as delineated in the IMP (Integrated Logistics Support). ITEM 0005 - TECHNICAL MANUALS 17.0 TECHNICAL MANUALS The Contractor shall be responsible for supplying a full set of electronic technical manuals, authored in Standard American English, to support operation and maintenance of the entire ship. The Contractor shall provide technical manuals in accordance with the Ship Specifications, Attachment J0001. The Contractor shall be responsible for proposing delivery dates for Technical Manuals as part of the MIRWS (Integrated 72 N00024-97-C-2202 Logistics Support). The proposed dates shall support the familiarization training program. ITEM 0006 - MATERIAL (FFP) 18.0 MATERIAL The Contractor shall provide COSAL material and major shore based spares for the ship in accordance with Special Contract Requirement H-Clause entitled "ORDERS". ITEM 0007 - PERFORM SPECIAL STUDIES, ANALYSES AND REVIEWS (CPFF) 19.0 SPECIAL STUDIES, ANALYSES AND REVIEWS The Contractor shall perform special studies, design, analyses, and reviews, in support of the Design and Construction of LPD 17, in accordance with Special Contract Requirements H-Clause entitled "ORDERS". ITEM 0008 - PERFORM ENGINEERING AND INDUSTRIAL SERVICES (FFP) 20.0 ENGINEERING AND INDUSTRIAL SERVICES The Contractor shall perform engineering industrial services and provide material/equipment for the ship when issued a contract modification in accordance with Special Contract Requirements H-Clause entitled "ORDERS". ITEM 0009 - LPD 17 CLASS LIFECYCLE SUPPORT PLANNING - POST DETAIL DESIGN AND CONSTRUCTION (OPTION) (CPAF) 21.0 LIFE CYCLE SUPPORT PLANNING The Government anticipates establishing and maintaining a long term relationship with the FSC throughout the service life of the LPD 17 Class. The LPD 17 Class acquisition strategy includes a phased decision making process beginning with the selection of an FSC and the FSC's cost reduction efforts initiated under CLIN 0001. The process is sustained if the Government exercises CLIN 0009. The decision to exercise CLIN 0009 will be made approximately 40 months after lead ship contract award. The Government's decision to exercise CLIN 0009 will be based on an assessment of the Contractor's achievements regarding life cycle cost performance under this Contract, as 73 N00024-97-C-2202 well as its proposed prices for the next ship construction contract. The Contractor's subsequent performance under CLIN 0009, as well its proposed prices for the final ship construction contract and the LPD 17 Class Planning Yard Contract, will provide the basis for the Government's decision to award an LPD 17 Class Planning Yard Contract to the FSC concurrently with the award of the final ship construction contract. 21.1 LIFE CYCLE SUPPORT PLANNING The Contractor shall develop an LPD 17 Life Cycle Support Plan as part of the IMP that shall address planning for the ships' operation cycle, maintenance and modernization, homeporting, ILS life cycle, configuration data management, ADP system support and life cycle integration. 21.2 OPERATIONAL CYCLE PLANNING The Contractor shall develop methods and practices, not previously considered during detail design and construction, to continue to reduce the duration of availabilities. 21.3 MAINTENANCE AND MODERNIZATION PLANNING The Contractor, through the IPPD team, shall develop and update an LPD 17 Class Maintenance and Modernization Plan (CMMP), (which will ultimately be tailored for each ship), based upon continuous reliability and maintainability engineering efforts, planned mid-life and other warfighting upgrades, and alteration planning. The CMMP shall be a separate Annex of the IMP. The Class Maintenance Policy for Surface Ships Specification, NAVSEA SL790-AC-SPN-010/(CMP) Rev. A, 1 October 1995, may be used for guidance. The CMMP shall identify total maintenance requirements and all necessary support requirements (including plant industrial equipment, special test equipment, special facilities, and shore-based spares). The CMMP shall provide for an interface with the Navy's automated 3M system. The Contractor's CMMP shall provide for a central planning activity for all maintenance and modernization work to be performed during the ship(s) lifetime. The Contractor's plan shall include methods, techniques and metrics to monitor and measure results of reduced life cycle cost initiatives implemented during the detail design and construction phases. These methods, technique and metrics shall include, at a minimum, data from shipboard electronic condition monitoring systems. Additionally, the Contractor shall provide for the development and integration of a Hull Management System within IPDE to provide in-service support of LPD 17 ships to track 74 N00024-97-C-2202 individual maintenance and modernization plans/schedules and all engineering/alteration planning. This system shall be linked to the CMMP for each hull and shall indicate the readiness to execute each of the work items in the CMMP. 21.3.1 The Contractor's CMMP shall address: participation in the LPD 17 Class Change Control Process (CCP); accomplishment of backfit or other alterations for applicable ships; planning "forward fit" changes for follow ships; technical reviews of SCN-ship changes to determine applicability to operational ships; and, RM&A data to determine potential candidates for design change. The Contractor's plan shall address the maintenance of required characteristics throughout the life cycle of the ship. Specific attention shall be placed on configuration control in the area of radar cross section reduction and survivability and weight and moment control to ensure full life cycle capability. 21.3.2 The Contractor's plan shall address the capability within IPDE to track individual ship maintenance and modernization plans/schedules and EOC planning through the IMP and the MIRWS. 21.4 HOMEPORT PLANNING The Contractor CMMP shall provide on-site Homeport Troubleshooting Teams to provide technical assistance to ship's force and provide liaison between the ships, TYCOMs, PMS317 and other Government activities. 75 N00024-97-C-2202 21.5 ILS LIFE CYCLE PLANNING The Contractor CMMP shall address the continuous update and maintenance of all logistics products developed during design and construction. Elements of this plan shall include technical data (e.g., ship selected records, ETMS, IETMS, PMS, COSAL, DCB/DCS, ICAS). The Contractor shall include in the plan a method for the establishment of a Mobile Industrial Support Equipment (MISEP) Program. The Contractor shall perform cost benefit and analysis to determine if the MISEP would reduce ownership costs. 21.6 CONFIGURATION DATA MANAGEMENT PLANNING The Contractor CMMP shall address performance of Configuration Data Management (CDM) responsibility for the LPD 17 ship class. The plan shall address the maintenance of Weapon System File data and the integrity of the ships' SNAP database, and ship's configuration baselines. The plan shall also identify methods to be used to develop Configuration Overhaul Planning data. 21.7 SYSTEMS SUPPORT PLANNING The Contractor CMMP shall address the coordination of software updates/improvements and ship/equipment modernization throughout the ships' life cycle. The plan shall identify which shipboard systems require ISEA support and recommend, of those, which should have Contractor ISEA support. ITEM 0010 - AFFORDABILITY THROUGH COMMONALITY (FFP) 22.0 AFFORDABILITY THROUGH COMMONALITY In accordance with firm-fixed priced orders issued pursuant to H-11 "ORDER" the Contractor shall participate in a Research and Development effort to undertake ATC efforts authorized by the Government as described by Attachment J0021. The concept is to identify and develop ideas, technologies, materials, processes, methods, devices, or techniques which can be applied across Navy ship programs to achieve lower life cycle cost. These efforts shall explore the use of common architectures, modularization, standardization, and process simplification/improvement, including design for production. The generic development program for the Navy's Affordability Through COMMONALITY Program (ATC) efforts may encompass any discipline, functional area or suggested measure for the ATC life cycle cost reduction initiatives. 76 N00024-97-C-2202 ITEM 011 - CROSS PROGRAM PROCUREMENT (CPP) (FFP-LOE) 23.0 CROSS PROGRAM PROCUREMENT The Navy is implementing an initiative to achieve increased standardization and reduced logistics support costs across multiple ship programs. This initiative is known as Cross Program Procurement (CPP). In support of this initiative, the FSC shall negotiate options for designated LPD 17 equipment/systems that can be exercised by commercial or Government activities designated by the Government. For ships under this contract, these equipments shall be procured and installed under the appropriate construction Line Item(s). The equipment/systems designated below are included in the CPP initiative: 1. Firepumps-175psi and 150psi 1000 GPM (annual quantities 0-60) 2. Reverse Osmosis Desalinization Plants-12000 GPD (annual quantities 0-20) 3. Refrigeration Plants-1.5 ton, HFC 134 (annual quantities 0-15) 4. Air Conditioning Plants-200 ton, HFC 134 (annual quantities 0-35) The FSC shall negotiate options which contain a range of step ladder prices dependent on the quantities of systems/equipment procured in any Fiscal Year. The maximum annual quantities to be included in the options shall be as indicated above for each system/equipment. The quantities specified above include LPD 17 requirements. For each system/equipment, the unit price in any given Fiscal year shall be determined by the total quantity ordered during that Fiscal year. The options shall cover a period of 5 years with the initial year of procurement beginning FY97. Copies of option agreements shall be provided to activities as designated by the Government. 23.1 CONFIGURATION CONTROL FOR CPP SYSTEMS/EQUIPMENTS The FSC shall maintain baseline configuration control of CPP equipments/systems under this contract line item. The FSC shall develop, maintain and update configuration control procedures and the technical hardware and software configuration, shall control 77 N00024-97-C-2202 changes to these systems/equipments and provide configuration status accounting reports. 23.1.1 The FSC shall develop and maintain current configuration control procedures for CPP equipment to apply to the FSC, vendors and other procurement activities designated by the Government. These procedures shall be part of the overall Configuration Management Plan developed as part of the IMP. The FSC shall maintain configuration control procedures with cognizant vendors and implement configuration control procedures with the above organizations. The FSC shall assist in developing the procedures necessary to transition CPP configuration control from new construction to life cycle support. 23.2 CONFIGURATION CONTROL (a) The FSC shall review and evaluate proposed changes to CPP systems/equipment and identify mandatory and optional changes. Mandatory changes are those that must be accomplished for the safety of personnel or equipment, to obtain satisfactory equipment performance, or are required to satisfy an operational aspect of another ship change. For mandatory changes, the Contractor shall make recommendations for approval or revision and re-submittal. For optional changes, the Contractor shall evaluate the change for utility and real value offered to the Government and make recommendations for approval, revision and submittal or disapproval. (b) For each equipment change, the FSC shall determine potential interface impact upon the ship, impact upon delivery schedule of the equipment and identify "impact" and "no impact" changes. (c) For "impact" changes, the FSC shall provide the anticipated impact on ship interface or delivery schedule of the equipment and a recommended course of action to the Government, including recommended retrofit actions. The impact of the change on designated procuring activities shall also be obtained. When appropriate the FSC shall secure vendor information and or direct preparation of a vendor ECP. All "impact" changes will be considered Class I changes as defined in DOD-STD-480B. This impact summary shall be included as part of the FSC's ECP submittal. (d) For changes the FSC identifies as having no impact on ship interface or ship delivery schedule, the FSC shall classify proposed vendor changes as Class I or II as defined in DOD-STD- 78 N0024-97-C-2202 480B. Class I and Class II changes shall be submitted to the Navy for technical review and approval. Class II changes shall be submitted to the Navy for concurrence in classification. (e) The FSC shall, when authorized by the Navy, negotiate all changes with the vendors. The FSC shall negotiate price and terms with the vendor, shall compile results including the FSC's cost/price analysis, develop a recommended implementation plan, and shall submit these results to designated procurement activities for concurrence. Subsequent to receipt of procurement activities concurrence, the FSC shall submit the ECP package to the Government for approval. Appropriate requirements/procedures will be added to requiring activity contracts to support the process. (f) For all Navy approved changes the FSC shall direct vendor changes to drawings and documents. As applicable, proposed changes to drawings and documents, retrofit instructions and recommendations for six (6) months on- board repair parts shall be included in hardware ECPs. Recommendations for on board repair parts must be consistent with the maintenance concept for that equipment and required parts availability to support ship operations. (g) The FSC shall provide direction to vendors and ensure that purchase order addenda require that each retrofit kit contain Navy-approved installation instructions, the retrofit accomplishment report form, a complete packing list for the change kit and the requirement that the kit is externally identified by its proper identifying number. (h) The FSC shall receive and record, from various sources, Retrofit Accomplishment Reports which acknowledge the incorporation of changes into the hardware. (i) The FSC shall request retrofit schedules for installation of retrofit kits from the designated procurement activities and shall compile and maintain records thereof. (j) The FSC shall review all vendor furnished data requirements which undergo revision as the result of authorized changes. The work shall include the review of the revisions made to CPP Equipment data, follow-up with vendors on required corrections and resolution of any outstanding problems with changed data. The FSC shall negotiate, as necessary, changes to the Option agreement Purchase Order to incorporate approved changes. Further, the FSC shall provide the designated procurement activities necessary information to amend their purchase orders to incorporate the approved changes. 79 N0024-97-C-2202 (k) In support of this program, the FSC shall determine the need for any changes to affected equipment Test Procedures and shall submit the recommended changes to the Navy for approval. These changes shall be submitted as part of the FSC's impact summary described in (c) above. (1) The FSC shall maintain a financial accounting system to identify the costs associated with each CPP item, for all ships under all designated procurement activity contracts. This data shall include but not be limited to; option agreement prices, in-process changes not yet approved (to include both non-recurring and recurring costs), approved changes (to include non-recurring and recurring costs), and a running balance of the total cost of each CPP item. 23.3 Resolution of CPP Deficiencies The FSC shall assist the Navy by providing advice and recommendations on issues regarding CPP deficiencies. This shall pertain primarily, but not exclusively, to issues regarding classification as a quality problem, a vendor design problem, a non-vendor design problem or an installation problem. 23.3.1 CPP Vendor Contracts and Option Agreements The FSC shall perform the following in support of CPP vendor contract option agreements: 1. Be responsible for placing contracts with vendors which establish options to support out-year procurement and construction needs for all designated procurement activities. 2. Be responsible for maintaining, updating or renewing existing contracts and option agreements. 3. Update option agreements and/or contracts to reflect all approved CPP changes. The Contractor shall maintain a numbering system for CPP changes. 4. Identify and process modifications to CPP option agreements and/or requirements contracts to support the requirements of CPP configuration control. 23.3.2 Configuration Status Accounting for CPP: The FSC shall support Configuration Status Accounting for CPP as follows: 80 N00024-97-C-2202 1. Record reports of change incorporation from vendors, designated procurement activities and Navy retrofits. The FSC shall publish and distribute status reports periodically to the Navy, the designated procurement activities, and others designated by the Navy. The FSC shall develop and maintain a computer assisted configuration accounting system that will provide for change processing status, retrofit status, as built configuration data per equipment per hull, software change and status activity and shall be responsive to ad hoc reporting requirements. This shall be a part of the FSC's Configuration Management Information System. 2. Maintain a change history file consisting of baseline drawings plus changed drawings for each item of CPP. This history file shall be updated to reflect current approved changes to CPP. 3. Based on designated procurement activity inputs, track retrofit kit delivery and receipts among vendor, and designated procuring activities. 4. Provide other CPP program support software (e.g. ECPs, marked up drawings, technical manual changes, retrofit installation instructions, etc.) to designated activities as directed by the Navy. 23.3.4 Maintenance of CPP Procurement Specifications The FSC shall maintain CPP procurement specifications for the Navy. The FSC shall: (1) Control all revisions to the documents; (2) Track the status of all ECPs which impact CPP procurement specifications; (3) Maintain Master CPP Procurement Specifications for each program year; (4) Assemble baseline CPP Procurement Specifications as required to support RFP releases; and (5) Update and distribute CPP Procurement Specifications as required to support procurement and construction needs of all designated procurement activities. 81 N00024-97-C-2202 ITEM 0012 - DATA - ---------------- The data to be furnished hereunder shall be prepared in accordance with the Contract Data Requirements List, DD Form 1423, Exhibit(s) "A" attached hereto. 82 N00024-97-C-2202 PART 2 - GENERAL REQUIREMENTS C-1. ACCESS THE VESSEL(S) (AT) (NAVSEA) (JAN 1983) Officers, employees and associates of other prime Contractors with the Government and their subcontractors, shall, as authorized by the Supervisor, have, at all reasonable times, admission to the plant, access to the vessel(s) where and as required, and be permitted within the plant and on the vessel(s) to perform and fulfill their respective obligations to the Government. The Contractor shall make reasonable arrangements with the Government or Contractors of the Government, as shall have been identified and authorized by the Supervisor to be given admission to the plant and access to the vessel(s) for office space, work areas, storage or shop areas, or other facilities and services, necessary for the performance of the respective responsibilities involved, and reasonable to their performance. C-2. ACCESS TO VESSELS BY NON-U.S. CITIZENS (NAVSEA) (MAY 1993) (a) No person not known to be a U.S citizen shall be eligible for access to naval vessels, work sites and adjacent areas when said vessels are under construction, conversion, overhaul, or repair, except upon a finding by COMNAVSEA or his designated representative that such access should be permitted in the best interest of the United States. The Contractor shall establish procedures to comply with this requirement and NAVSEAINST 55OO.3 (series) in effect on the date of this contract or agreement. (b) If the Contractor desires to employ non-U.S. citizens in the performance of work under this contract or agreement that requires access as specified in paragraph (a) of this requirement, approval must be obtained prior to access for each contract or agreement where such access is required. To request such approval for non-U.S. citizens of friendly countries, the Contractor shall submit to the cognizant Contract Administration Office (CAO), an Access Control Plan (ACP) which shall contain as a minimum, the following information: (1) Badge or Pass oriented identification, access, and movement control system for non-U.S. citizen employees with the badge or pass to be worn or displayed on outer garments at all times while on the Contractor's facilities and when performing work aboard ship. (i) Badges must be of such design and appearance that permits easy recognition to facilitate quick and positive identification. 83 NOOO24-97-C-2202 (ii) Access authorization and limitations for the bearer must be clearly established and in accordance with applicable security regulations and instructions. (iii) A control system. which provides rigid accountability procedures for handling lost, damaged, forgotten or no longer required badges, must be established. (iv) A badge or pass check must be performed at all points of entry to the Contractor's facilities or by a site supervisor for work performed on vessels outside the Contractor's plant. (2) Contractor's plan for ascertaining citizenship and for screening employees for security risk. (3) Data reflecting the number, nationality, and positions held by non- U.S. citizen employees, including procedures to update data as non-U.S. citizen employee data changes, and pass to cognizant CAO. (4) Contractor's plan for ensuring subcontractor compliance with the provisions of the Contractor's ACP. (5) These conditions and controls are intended to serve as guidelines representing the minimum requirements of an acceptable ACP. They are not meant to restrict the Contractor in any way from imposing additional controls necessary to tailor these requirements to a specific facility. (c) To request approval for non-U.S. citizens of hostile and/or communist- controlled countries (listed in Department of Defense Industrial Security Manual, DOD 5220.22-M or available from cognizant CAO), Contractor shall include in the ACP the following employee data: name, place of birth, citizenship (if different from place of birth), date of entry to U.S., extenuating circumstances (if any) concerning immigration to U.S., number of years employed by Contractor, position, and stated intent concerning U.S. citizenship. COMNAVSEA or his designated representative will make individual determinations for desirability of access for above group. Approval of ACP's for access of non- U.S. citizens of friendly countries will not be delayed for approval of non-U.S. citizens of hostile communist-controlled countries. Until approval is received, Contractor must deny access to vessels for employees who are non-U.S. citizens of hostile and/or communist-controlled countries. (d) An ACP which has been approved for specific Master Ship Repair Agreement (MSRA) or Agreement for Boat Repair (ABR) or 84 N00024-97-C-2202 Basic Ordering Agreement (BOA), is valid and applicable to all job orders awarded under that agreement. (e) The Contractor shall fully comply with approved ACPs. Noncompliance by the Contractor or subcontractor serves to cancel any authorization previously granted, in which case the Contractor shall be precluded from the continued use of non-U.S. citizens on this contract or agreement until such time as the compliance with an approved ACP is demonstrated and upon a determination by the CAO that the Government's interests are protected. Further, the Government reserves the right to cancel previously granted authority when such cancellation is determined to be in the Government's best interest. Use of non-U.S. citizens, without an approved ACP or when a previous authorization has been canceled, will be considered a violation of security regulations. Upon confirmation by the CAO of such violation, this contract, agreement or any job order issued under this agreement may be terminated or default in accordance with the clause entitled "DEFAULT (FIXED-PRICE SUPPLY AND SERVICE)" (FAR 52.249-8), "DEFAULT (FIXED-PRICE RESEARCH AND DEVELOPMENT)" (FAR 52.249-9) or "TERMINATION (COST REIMSURSEMENT)" (FAR 52.249-6), as applicable. (f) Prime Contractors have full responsibility for the proper administration or the approved ACP for all work performed under this contract or agreement, regardless of the location of the vessel, and must ensure compliance by all subcontractors, technical representatives and other persons granted access to U.S. Navy vessels, adjacent areas, and work sites. (g) In the event the Contractor does not intend to employ non-U.S. citizens in the performance of the work under this contract, but has non-U.S. citizen employees, such employees must be precluded from access to the vessel and its work site and those shops where work on the vessel's equipment is being performed. The ACP must spell out how non-U.S. citizens are excluded from access to contract work areas. (h) The same restriction as in paragraph (g) above applies to other than non- U.S. citizens who have access to the Contractor's facilities (e.g., for accomplishing facility improvements, from foreign crewed vessels within its facility, etc.). C-3. ALTERNATIVES TO SPECIFICATIONS OR STANARDS (a) This contract contains military, federal and non-government specifications and standards. To assist in the standardization of military/commercial specifications and standards and to enable the Government to evaluate current commercial practices, the Contractor is encouraged to propose (1) alternatives to those 85 N00024-97-C-2202 military, federal or commercial specifications and standards listed in this contract and/or (2) tailoring of mandatory military or federal specifications and standards identified in this contract. (b) The contractor is encouraged to propose alternative commercial specifications and standards or specifications and standards as replacements for any mandatory military, federal or non-government specification and standard listed herein. The contractor's proposal must identify the mandatory specifications and standards proposed for replacement, include a copy of the proposed alternative commercial or tailored specification or standard, and provide supporting rationale for the recommended replacement, which explains why the proposed alternative is more advantageous to the government, but without compromise to mandatory contract performance requirements. (c) The Government will evaluate the proposed alternative specifications and standards to determine whether they meet/satisfy the contract requirements. If the Government accepts the proposed alternative specification and standards, the recommendation will be incorporated into the contract, either in whole or in part, at the Government's discretion. C-4. APPROVAL BY THE GOVERNMENT (NAVSEA) (JAN 1983) Approval by the Government as required under this contract and applicable specifications shall not relieve the Contractor of its obligations to comply with the specifications and with all other requirements of the contract, nor shall it impose upon the Government any liability it would not have had in the absence of such approval. C-5. ASSIGNMENT AND USE OF STOCK NUMBERS (NAVSEA) (SEP 1990) To the extent that National Stock Numbers (NSNs) or preliminary NSNs are assigned by the Government for the identification of parts, pieces, items, subassemblies or assemblies to be furnished under this contract, the contractor shall use such NSNs or preliminary NSNs in the preparation of provisioning lists, package labels, packing lists, shipping containers and shipping documents as required by applicable specifications, standards or Data Item Descriptions of the contract or as required by orders for spare and repair parts. The cognizant Government Contract Administration Office shall be responsible for providing the Contractor such NSNs or preliminary NSNs which may be assigned and which are not already in possession of the Contractor. NSNs are not required to appear on any equipment, parts or components (including spare and repair parts) to be furnished under this contract. 86 N00024-97-C-2202 C-6. ASSOCIATE CONTRACTOR AGREEMENT (ACA) The Contractor recognizes and agrees the performance under this contract must be coordinated with Government Furnished Equipment vendors. For this purpose, the Contractor shall enter into ACAs with the 'associate contractors' listed in Attachment J0031 in support of the LPD 17 program. These ACAs shall provide for completion of tasks detailed in the Statement of Work for exchange of data, and for such other interactions and cooperative effort among the contractors as may be necessary to achieve total ship systems integration. The Contractor shall fund the effort of Associate Contractors as necessary to meet the requirements of this clause. The ACAs listed in Attachment J0031 are categorized as either I, II or III in descending order of anticipated level of effort. The Contractor shall negotiate ACAs for each GFE item identified in Attachment J0031 in the amount (inclusive of fee) not to exceed $100,000 for Category I, $50,000 for Category II, and $25,000 for Category III. To assure the greatest degree of integration between the tasks called for under this contract and tasks under associated contracts, the contractor shall: a. Coordinate and exchange freely and directly with the associate contractors, all information pertinent and essential for the detail design, ship systems 87 N0024-97-C-2202 integration, construction, testing, logistics and life cycle support planning of the LPD 17 within the scope of this contract. b. Negotiate associate agreements with all associate contractors as identified above. The associate agreement shall address the following: -Identification of the data, data rights and information to be furnished between the prime contractor and associate contractors. -Services to be provided to each party. -Materials to be provided to each party. -Facilities to be provided by each party. -Delineation of respective interface responsibilities. -Provision for furnishing copies of communications relative to performance of prime or associate contractor responsibilities. -Marking and handling or proprietary information or data interchanged between the prime and associate contractors. -Participation and Attendance by Associate Contractors in the LPD 17 specific technical meetings. c. Work with associate contractor as necessary to resolve interface problems. Any disagreement which cannot be resolved between the prime Contractor and/or associate contractors shall be submitted to the Procuring Contracting Officer (PCO). The Contractor shall not be relieved of its obligations to make timely deliveries or to be entitled to any other adjustments because of failure of the 88 NOOO24-97-C-22O2 contractor to promptly refer matters to the PCO or because of failure to implement PCO directions. C-7. CONFIGURATION MANAGEMENT The Contractor shall provide and maintain configuration control throughout the performance of this contract. MIL-STD-O973A (Draft) may be used as guidance. The Contractor shall establish and maintain a configuration control baseline, and shall not depart from that baseline without the approval by the Government of formal change proposals. The ship's configuration baseline shall be the product model and shall include any drawings or documents, set forth or referenced in the ship's specifications and the Statement of Work. All formal change submittals shall contain a one page executive summary background and rationale for the change. The supporting data shall include a detailed technical description itemizing clearly both material deleted and material added as well as any difference in the labor involved or equivalent information for any change. The data shall also include estimates of the impact of the proposed change on (i) the estimated cost, base fee and award fee of the ship(s) construction, and (ii) revised constructions schedules. The data shall include sufficient detail to allow the government to discern how the cost of the change was determined. In addition, changes to life cycle support costs shall be included. Change proposals which do not contain adequate support data will be returned to the Contractor for resubmittal with no additional preparation costs to be borne by the Government. In addition to any submittal of an initial or revised formal engineering change proposal, the Contractor agrees to submit, upon request of the Contracting Officer, a completed and signed SF 1411 "Contract Pricing Proposal (Cover Sheet)", and a signed "Certificate of Current Cost or Pricing Data". Where SF 1411 is required, the change proposal number from block 5d of DD Form 1692 shall be entered in the "This proposal is submitted in response to", block of the SF 1411; the "Estimated Costs/Savings Under Contract", in block 21 of DD Form 1692 shall agree with the total "Net Cost of Change" shown on SF 1411 and the "Effect on Production Delivery" in block 19 of DD Form 1692 shall be restated under "Reference" on the SF 1411. In addition to formal engineering change proposals, the Contractor shall submit requests for major, critical, or minor deviations or waivers. 89 N00024-97-C-2202 The Contractor shall verify (by physical inspection including sight validation of the ship(s)) to the Government that all engineering change proposals, cost proposals, and non-engineering change proposals authorized by Field Modification Requests (FMRs) and Headquarters Modification Requests (HMRs) (including Government responsible trial items) have been incorporated into the ship(s). Verification shall include: a. List of all engineering change proposals authorized by HMRs or FMRs to date, b. List of those engineering change proposals authorized by HMRs or FMRs verified to be complete. c. List of those engineering change proposals authorized by HMRs or FMRs which are partially complete or not started with scheduled date for their completion. C-8. NOT USED. C-9. DEPARTMENT OF LABOR SAFETY AND HEALTH STANDARDS FOR SHIPBUILDING (AT) (NAVSEA) (JAN 1990) Attention of the Contractor is directed to Public Law 91-596, approved December 29, 1970 (84 Stat. 1590, 29 USC 655) known as the "OCCUPATIONAL SAFETY AND HEALTH ACT OF 1970" and to the "OCCUPATIONAL SAFETY AND HEALTH STANDARDS FOR SHIPYARD EMPLOYMENT" promulgated thereunder by the Secretary of Labor (29 CFR. 1910 and 1915). These regulations apply to all shipbuilding and related work, as defined in the regulations. Nothing contained in this contract shall be construed as relieving the Contractor from any obligations which it may have for compliance with the aforesaid regulations. C-10. DISCLAIMER ON CERTAIN GOVERNMENT PROVIDED INFORMATION As specified in various sections of this contract, Government information will be provided to the Contractor for use in performance of the contract requirements. This information is not warranted by the Government to be acceptable for use in the performance of this contract and the Government shall not assume any liability for its use by the Contractor. If the Contractor uses this information, the Contractor assumes any risk associated with its use. An itemized list of this information is as follows: - Attachment J0011 RCS Management Plan - Attachment J0026 Contract Guidance Drawings - Attachment J0027 Computer Aided Engineering Data 90 N00024-97-C-2202 - Attachment J0028 Affordability Through Commonality Data - Drawings specified for Guidance in Attachment J0001 - ICAS and DCS Software Documentation C-11. NOT USED. C-l2. NOT USED. C-13. INFORMATION AND DATA FURNISHED BY THE GOVERNMENT (COST TYPE) (a) Contract Specifications. The Government will furnish, if not included as an ----------------------- attachment to the contract, any unique contract specification set forth in Section C. (b) Contract Drawings and Data. The Government will furnish contract -------------------------- drawings, and/or other design data cited or referenced in Section C or in the contract specification as mandatory for use or for contract guidance. (c) Government Furnished Information (GFI). GFI is defined as that ------------------------------------- information essential for the installation, test, operation, and interface support of all Government Furnished Material enumerated on NAVSEA Form 4205/19 or Schedule A, as applicable, attached to the contract. The Government shall furnish only the GFI identified on the NAVSEA Form 4340/2 or Schedule C, as applicable, attached to the contract. The GFI furnished to the contractor need not be in any particular format. Further, the Government reserves the right to revise the listing of GFI on the NAVSEA Form 4340/2 or Schedule C, as applicable, as follows: (1) The Contracting Officer may at any time by written order: (i) delete, supersede, or revise, in whole or in part, data listed or specifically referenced in NAVSEA Form 4340/2 or Schedule C, as applicable; or (ii) add items of data or information to NAVSEA Form 4340/2 or Schedule C, as applicable; or (iii) establish or revise due dates for items of data or information in NAVSEA Form 4340/2 or Schedule C, as applicable. (2) If any action taken by the Contracting Officer pursuant to subparagraph (1) immediately above causes an increase or decrease in the costs of, or the time required for, performance of any part of the work under this contract, an equitable adjustment shall be made in the contract amount and 91 N00024-97-C-2202 delivery schedule in accordance with the procedures provided for in the clause of this contract entitled "CHANGES--COST-REIMBURSEMENT" (FAR 52.243-2) or "CHANGES--TIME-AND-MATERIALS OR LABOR-HOURS" (FAR 52.243-3). (d) Except for the Government information and data specified by paragraphs (a), (b), and (c) above, the Government will not be obligated to furnish the Contractor any specification, standard, drawing, technical documentation, or other publication, notwithstanding anything to the contrary in the contract specifications, the GFI listed on the NAVSEA Form 4340/2 or Schedule C, as applicable, the clause of this contract entitled "GOVERNMENT PROPERTY (COST- REIMBURSEMENT, TIME-AND-MATERIAl, OR LABOR-HOUR CONTRACTS)" (FAR 52.245-5), or any other term or condition of this contract. (e) Referenced Documentation. The Government will not be obligated to furnish ------------------------ Government specifications and standards, including Navy standard and type drawings and other technical documentation, which are referenced directly or indirectly in the contract specifications set forth in Section C and which are applicable to this contract as specifications. Such referenced documentation may be obtained from: Standardization Document Order Desk, Building 4, Section D 700 Robbins Avenue Philadelphia, Pennsylvania 19111-5094 Commercial specifications and standards, which may be referenced in the contract specification or any sub-tier specification or standard, are not available from Government sources and should be obtained from the publishers. C-14. NUCLEUS CREW The Nucleus Crew will total approximately 107 personnel. They shall have reasonable access to the Contractor's plant at all reasonable times for a period commencing approximately twelve (12) months prior to ship acceptance trials. The Contractor shall provide the Nucleus Crew with separate offices at the Contractor's plant, similar to those of the IPPD team, which include the necessary space, furnishings and facilities for a minimum of 12 officers and 95 enlisted men. The space allocation shall be at least 100 square feet per officer for officers, and 75 square feet per enlisted man for enlisted men. Concurrently, the Contractor shall make available telephone services, classified material and cash stowage facilities, ship's store, vending machine stowage, use of network supported classrooms, a 92 N00024-97-C-2202 network supported conference room for daily meetings, toilet facilities/rest rooms, and parking spaces adjacent to the offices for three official vehicles. The Contractor shall equip these spaces with the following: 1 paper shredders with crosscut capability 1 facsimile machine 1 modem 30 phone instruments and lines 2 photo reproduction machines (copiers) with collator, enlarge/reduce capability. The Contractor shall provide an office automation capability similar to that provided to the IPPD team. The Contractor shall provide 20 workstations and two high capacity laser printers. The Nucleus crew shall be provided with IPPD access. The Nucleus crew network shall have direct connectivity to the IPPD team network. The Nucleus crew network shall be expandable to accommodate the entire Nucleus crew. The Contractor shall provide the Nucleus crew network capabilities to use Electronic Technical Manuals. Nucleus Crew facilities shall be located contiguous to the ships under this contract such that no more than an approximate 15 minute walk or 5 minute motor vehicle/boat ride is required of nucleus crew members for access to the ship. Nucleus crew members shall also be permitted use of the facilities provided to IPPD team members. Nine months prior to ship acceptance trials, the Contractor shall provide the same space allocation for an additional 3 officers and 25 enlisted men. An additional 20 phone instruments and lines shall be provided. A minimum of 25 parking spaces in the shipyard employee parking lot shall be available to the Nucleus crew. If such parking spaces are distant from the Contractor's plant, any personnel transportation services available to shipyard personnel between parking lot and shipyard shall be available to the ship's personnel. The nucleus crew will be required to comply with the Contractor rules and regulations governing personnel at its shipyard relating to security and safety. Each prospective Commanding Officer shall be allowed access to the ship at all reasonable times, be permitted to attend IPPD team status meetings, and receive copies via the IPPD team or supervisor of all status reports transmitted. 93 N00024-97-C-2202 To the extent that each nucleus crew's activities will not interfere with the Contractor's obligations to deliver the ship in accordance with the contract terms and conditions, the nucleus crew shall be allowed reasonable access to the ship for the following activities: (1) Indoctrination and familiarization with the general arrangement and condition of the ship. (2) Participation during sea trials to the extent permitted by available ship's accommodations and consistent with INSURV requirements. (3) Assisting the Government's personnel in conducting inspections of the ship. (4) Participating as members of the Combined Test Team. The Contractor shall provide a minimum of 7500 square feet of secure, environmentally-controlled warehouse space to store pre-commissioning support material such as the medical allowance (AMAL), the dental allowance (ADAL), and the ship's recreation gear. This space shall include sufficient open area, with ventilation, to permit crew members to layout a work area in which to inventory, stencil, paint and label material as may be required. The Contractor shall furnish the warehouse with standard office furnishings, telephones, and a refrigerator (to store medical supplies). Transportation both within and outside the warehouse shall be provided (truck, forklift, etc.) along with management support to staff the warehouse for receipts, storage and delivery of material to the ship as needed. C-15. NOT USED 94 N00024-97-C-2202 PAGE INTENTIONALLY LEFT BLANK 95 N00024-97-C-2202 PAGE INTENTIONALLY LEFT BLANK 96 N00024-97-C-2202 C-16. PERMITS AND RESPONSIBILITIES (NAVSEA) (SEP 1990) The Contractor shall without additional expense to the Government, be responsible for obtaining any necessary licenses and permits, and for complying with any applicable Federal, State, and Municipal laws, codes, and regulations, in connection with any movement over the public highways of overweight/overdimensional materials. C-17. PLANT PROTECTION (NAVSEA) (SEP 1990) (a) The Contractor shall provide for its plant and the work in process under this contract such safeguards, including personnel, devices, and equipment, as would constitute reasonable protection under peacetime conditions (in the light of the size of the plant and the scope of its operations) against all hazards, including unauthorized entry, malicious mischief, theft, vandalism and fire. (b) In addition to the foregoing precautions, the Contractor shall provide such additional safeguards as may be required or approved by the Contracting Officer for the protection of its plant and the work in process under this contract against espionage, sabotage, and enemy action. The cost to the 97 N00024-97-C-2202 Contractor of all safeguards so required or approved shall, to the extent allocable to this contract, be reimbursed to the Contractor in the same manner as if the Contractor has furnished such safeguards pursuant to a change order issued under the clause of this contract entitled "CHANGES--FIXED-PRICE" (FAR 52.243-1) or "CHANGES--COST-REIMBURSEMENT" (FAR 52.243-2), as applicable. Such cost shall not include any allowance on account of overhead expense, except shop overhead charges incident to the construction or installation of such devices or equipment. (c) Upon payment by the Government of the cost to the Contractor of any device or equipment required or approved under paragraph (b) above, title thereto shall vest in the Government, and the Contractor shall comply with the instructions of the Contracting Officer respecting the identification and disposition thereof. No part or item of any such devices or equipment shall be or become a fixture by reason of affixation to any realty not owned by the Government. C-18. PROTECTION OF THE VESSEL (NAVSEA) (SEP 1990) (a) The Contractor shall exercise reasonable care, as agreed upon with the Supervisor, to protect the vessel from fire, and shall maintain a system of inspection over the activities of its welders, burners, riveters, painters, pipe fitters, and similar workers, and of its subcontractors, particularly where such activities are undertaken in the vicinity of the vessel's magazines, fuel oil tanks, or store rooms containing inflammable materials. All ammunition, fuel oil, motor fuels, and cleaning fluids shall have been off-loaded and the tanks cleaned, except as may be mutually agreed upon between the Contractor and the Supervisor prior to work on the vessel by the Contractor. Fire hose lines shall be maintained by the Contractor ready for immediate use on the vessel at all times while the vessel is berthed alongside the Contractor's pier or in dry dock. All tanks under alteration or repair shall be cleaned, washed, and steamed out or otherwise made safe to the extent necessary, and the Contractor shall furnish the vessel's Gas Free Officer and the Supervisor with a "Gas Chemists' Certificate" before any hot work is done. The Contractor shall maintain a fire watch aboard the vessel in areas where the Contractor is working. All other fire watches aboard the vessel shall be the responsibility of the Government. (b) Except as otherwise provided in contractually invoked technical specifications or NAVSEA furnished directives, while the vessel is at the Contractor's plant and when the temperature becomes as low as thirty-five degrees Fahrenheit, the Contractor shall assist the Government when requested in keeping all pipe-lines, fixtures, traps, tanks, and other receptacles on the 98 N00024-97-C-2202 vessel drained to avoid damage from freezing, or if this is not practicable, the vessel shall be kept heated to prevent such damage. The vessel's stern tube and propeller hubs shall be protected by the Contractor from frost damage by applied heat through the use of a salamander or other proper means. (c) The work shall, whenever practicable, be performed in such manner as not to interfere with the work performed by military personnel attached to the vessel, and provisions shall be made so that personnel assigned shall have access to the vessel at all times, it being understood that such personnel will not unduly interfere with the work of the Contractor's workmen. (d) The Contractor shall at all times keep the site of the work on the vessel free from accumulation of waste material or rubbish caused by its employees, or the work performed by the Contractor in accordance with this contract, and at the completion of such work shall remove all rubbish from and about the site of the work, and shall leave the work in its immediate vicinity "broom clean", unless more exactly specified by the Supervisor. C-19. RECOGNITION OF ELECTRONIC DELIVERABLES Data required to be delivered under the Contract Data Requirement List (CDRL) or this contract, that would be deemed Technical Data under DFARS 252.227-7013, if it were delivered in written form, shall not lose its status as Technical Data because access by the Government, or delivery by the Contractor, is by electronic means. The rights of the parties in said Technical Data shall be as specified in DFARS 252.227-7013. C-20. SPECIAL AGREEMENT REGARDING SWITCHBOARD SUBCONTRACTS (NAVSEA) (FEB 1991) (a) The Government has an interest in maintaining a competitive market for switchboards to be used on U.S. Naval vessels. The requirements of 10 U.S.C. 2507 result in a major component of certain switchboards (i.e. air circuit breakers) being available from a single domestic source who is also a competitor for such switchboards. Therefore, the Contractor shall evaluate subcontract proposals for such switchboards exclusive of air circuit breaker content or on some other basis that ensures an equitable switchboard competition. (b) Notwithstanding approval of the Contractor's purchasing system or the thresholds established in the "Subcontracts" clause the Contractor shall, in all cases involving subcontracts which contain air circuit breakers for switchboards, give advance notification to the contracting officer and obtain written 99 N00024-97-C-2202 consent of the contracting officer prior to placing any such subcontract. Such advance notification shall include all information required by the "SUBCONTRACTS (COST-REIMBURSEMENT AND LETTER CONTRACTS)" (FAR 52.244-2) clause. C-21. EVENT-BASED READINESS REVIEWS (EBRR) (a) The Contractor agrees to attend event-based progress meetings to be held at the Naval Sea Systems Command, or if the Government so elects, at the Contractor's plant, in accordance with Section C requirements. In addition to the requirements of Section C, the Contractor shall report progress, anticipated delays, cost experience in relation to budget and projected end costs, manning, schedules, receipt of Government-furnished 100 N00024-97-C-2202 property/Contractor-furnished material, production problems, and other related matters. (b) It is agreed and understood that the reports to be made by the Contractor pursuant to this requirement are additional to, and not in substitution for, reports and notices required to be made or given by the Contractor pursuant to other requirements of this contract, including, but not limited to, the "NOTIFICATION OF CHANGES" requirement. C-22. SUPERVISOR/SHIPS FORCE FACILITIES (a) The Contractor shall provide offices, and rooms and equipment for the reproduction of items such as plans, booklets, test memoranda, and allowance lists for the use of the Supervisor, his assistants, other Government employees, approximately twelve persons to support the ship and ship's crew as set forth herein. These spaces shall be of adequate size for such purposes and shall be furnished, ventilated, lighted, air-conditioned, and heated. The Contractor shall furnish all cleaning services for keeping the rooms, shower and toilet facilities, including soap and towels, in order and clean, Furniture (including locks) for stationery, file cases for cards, letters, plans inspection reports, test reports, and orders for material; safes, desks, chairs, stools and clothes lockers or hooks for clothing shall be furnished by the Contractor for offices, drafting and reproduction rooms. (b) The Contractor shall provide convenient automobile parking facilities for the Supervisor, his assistants, and other Government employees in proportion to those that are provided by the Contractor to his employees. (c) In lieu of providing the Supervisor with space and equipment for plan and correspondence reproduction, the Contractor may instead provide these services from his own facilities to the extent that it is necessary for the Supervisor to administer the contract. (d) The Contractor shall furnish and maintain telephones in the Supervisor's offices. Such telephones shall be connected to the Contractor's telephone system and the local telephone system. Toll charges for the Supervisor's telephone calls will be paid for by the Government. Separate lines for fax machines and computer dedicated modem lines, not through a switchboard, shall be furnished. 101 NOOO24-97-C-22O2 C-23. TESTS AND TRIALS - ALTERNATE I (NAVSEA) (MAY 1993) During the conduct of required tests and trials, the vessel shall be under the control of the Contractor and the Contractor's crew with representatives of the Contractor and the Government on board to determine whether or not the work done by the Contractor has been satisfactorily performed. The Contractor shall provide and install all fittings and appliances which may be necessary for dock and sea trials to enable the representatives of the Government to determine whether the requirements of the contract have been met, and the Contractor shall install and remove instruments and apparatus furnished by the Government for such trials, as required by the specifications. C-24. WEIGHT CONTROL (a) In accordance with the procedures set forth in Section 096 of the Specifications, the Contractor shall enter into agreement with the Government as to the Accepted Weight Estimate (AWE) for the ship(s) under this contract, and such agreement shall be set forth in a Supplemental Agreement. The parties agree that the Accepted Weight Estimate shall consist of a lightship weight estimate, including separate accounts for design and building margin, and the loads that are described herein. The AWE values for Full Load Displacement and vertical center of gravity above bottom of keel (KG) are the baseline for measuring Contractor responsibility within the meaning of this clause. The aforementioned AWE values including design and building margin for the ship(s) under this contract shall be equal to or less than the following Not-to-Exceed -------------------------------------------- (NTE) values: Full Load Displacement 25,153 metric tons Full Load KG 11.04 meters In the event an agreement on the AWE cannot be reached within four months after award of this contract, the NTE values become AWE values. (b) The net weight and moment effect of every change incorporated into this contract shall be agreed upon and set forth in a Supplemental Agreement. When the purpose of a change is the acceptance of a Value Engineering Change Proposal that has a favorable effect on weight or moment values, the weight and moment effect to be set forth in the Supplemental Agreement shall be one-half (1/2) of the amount of the related savings set forth in the accepted proposal. (c) One month prior to the inclining experiment, the net weight and moment differences to Government Furnished Material (GFM) since the AWE, that were beyond the control of the Contractor, 102 N00024-97-C-2202 excluding the effect of contract changes, shall be agreed upon and set forth in a Supplemental Agreement. All weight and moment differences to GFM resulting from the correction of data for which accurate information was available prior to the AWE or from the relocation of GFM at the discretion of the Contractor are considered to be within the control of the Contractor. (d) The Contractor shall be responsible for the Full Load Displacement and KG of the delivered ship(s) minus the weight and vertical moment values agreed upon for contract changes and differences to GFM beyond its control. Also, the Contractor shall be responsible for the delivery of the ship(s) with a trim and list within the tolerances specified in the Section 070h. of the ship specifications. The Contractor, however, will not be responsible for the net total adverse effect on trim or list caused by contract changes and differences to GFM beyond his control. (e) If the Contractor proposes contract changes solely for the purpose of ------ meeting the values of displacement, KG, trim, or list required by this contract, and if the Contracting Officer approves, the parties shall enter into a Supplemental Agreement implementing such changes and such Supplemental Agreement shall adjust the Estimated or Target Cost, the Fixed or Target Fee and delivery schedule pursuant to the "Changes" clause except that no increase in the Fixed or Target Fee or time for performance of the contract shall be considered in arriving at the adjustment for such changes. Changes described in this paragraph, as well as Value Engineering Changes that reduce weight, are not considered contract changes when computing the Contractor responsible condition described in paragraph (d) above. C-25. UPDATING SPECIFICATIONS AND STANDARDS (NAVSEA) (AUG 1994) If, during the performance of this or any other contract, the contractor believes that any contract contains outdated or different versions of any specifications or standards, the contractor may request that all of its contracts be updated to include the current version of the applicable specification or standard. Updating shall not affect the form, fit or function of any deliverable item or increase the cost/price of the item to the Government. The contractor should submit update requests to the Procuring Contracting Officer with copies to the Administrative Contracting Officer and cognizant program office representative for approval. The contractor shall perform the contract in accordance with the existing specifications and standards until notified of approval/disapproval by the Procuring Contracting Officer. Any approved alternate specifications or standards will be incorporated into the contract. 103 NOOO24-97-C-22O2 C-26. PROPULSION ENGINES FOR LPD 17 Pursuant to Section 8109 of the Defense Appropriations Act for Fiscal Year 1996, the propulsion engines for the LPD 17 class of ships must be diesel engines manufactured in the United States by a domestically operated entity; provided, that the Secretary of Defense may waive this restriction on a case-by-case basis by certifying in writing to the Committees on Appropriations of the House Of Representatives and the Senate that adequate domestic supplies are not available to meet Department of Defense requirements on a timely basis and that such an acquisition must be made in order to acquire capability for national security purposes or there exists a significant cost or quality difference. C-27. LOGISTIC SUPPORT REQUIREMENT (a) This requirement applies whenever the contract specifications, by reference to a Military Specification or otherwise, specify repair parts or stock components (hereinafter called "repair parts") for a ship component or item of equipment. (b) With respect to ship components or equipments manufactured other than in the United States or Canada, the Contractor agrees that, in addition to any other data required by this contract, it will furnish under this contract sufficient data so that the repair parts can be reproduced in the United States or Canada unless the suppliers of the ship components or equipments shall have made arrangements satisfactory to the Contractor and approved by the Contracting Officer for the manufacturing of repair parts in the United States or Canada. For the purpose of this requirement, "sufficient data" shall mean detail drawings and other technical information sufficiently extensive in detail to show design, construction, dimensions, and operation or function, manufacturing methods or processes, treatment or chemical composition of materials, plant layout and tooling. All data shall be in the English language and according to the system of weights and measures required by J000l, and drawings for components, assemblies, subassemblies and parts protected by U.S. patents shall contain a prominent notation to that effect fully identifying the patent or patents involved, and bearing the number of this contract. (C) In order to satisfy the requirements of paragraph (b), above, unless the supplier of the ship components or equipments shall have made arrangements, satisfactory to the Contractor and approved by the Contracting Officer, for the manufacture of such repair parts in the United States or Canada, the Contractor shall include in all subcontracts for the purchase of ship components or equipments from foreign sources a clause, acceptable to the 104 N00024-97-C-2202 Contracting Officer, granting to the United States Government for a period of seven (7) years, "Government Purpose License Rights" (GPLR) (as defined in paragraph (a) (14) of the clause of this contract entitled "RIGHTS IN TECHNICAL DATA AND COMPUTER SOFTWARE" (DFARS 252.227-70l3) in all technical data necessary to manufacture spare and repair parts for such components or equipments. C-28. FACILITIES NOT TO BE GOVERNMENT-FURNISHED (CT) (NAVSEA) (JAN 1990) The Contractor's obligation to perform this contract is in no way conditioned upon the providing by the Government of any facilities, except as may be otherwise expressly provided herein. Accordingly, no such facilities shall be either acquired by the Contractor for the account of the Government or furnished to the Contractor by the Government hereunder. For the purpose of this requirement, facilities means industrial property (other than material, special tooling, military property, and special test equipment) for production, maintenance, research, development or test, including real property and rights therein, buildings, structures, improvements, and plant equipment as defined in FAR 45.101 and 45.301 and DFARS 245.301. 105 N00024-97-C-2202 SECTION D: PACKAGING AND MARKING ITEM 0006 - The parts ordered hereunder shall be cleaned, preserved, packaged, packed and marked in accordance with instructions provided by the Contracting Officer, provisioning activity or ACO. When not otherwise instructed, spare and repair parts shall be cleaned, preserved, packaged, packed and marked Level A in accordance with Military Specification MIL-E-17555H(2), dated 2 November 1992. ITEM 0012 - Classified data, if applicable, shall be prepared for delivery in accordance with Department of Defense Industrial Security Manual for Safeguarding Classified Information, DoD 5220.22-M. Unclassified documentation shall be prepared for delivery in accordance with the contractor, standard commercial practice. D-1 IDENTIFICATION MARKING OF PARTS (a) Identification marking of individual parts within the systems, equipments, assemblies, subassemblies, components, and of spare and repair parts shall be done in accordance with applicable drawings. To the extent identification marking of such parts is not specified in applicable specifications or drawings, such marking shall be accomplished in accordance with the following: (1) Parts not manufactured to Government specifications shall be marked in accordance with generally accepted commercial practice. (2) Parts manufactured to Government specifications shall be marked as follows: (3) Electrical parts - that is, all repairables in electrical equipment and electrical parts when used in equipment which are not electrical in nature (e.g., electrical controls) - shall be identified and marked using any process that will not adversely affect the function of the finished part. Any paper, plastics or metal tags used shall have all burrs and rough edges removed. In addition: a. Markings shall remain legible following completion of all inspections specified in the acquisition document for the normal life expectancy of the part. b. Marking materials shall be nonfading. C. Paper labels for attachment to parts shall not be used. 106 N00024-97-C-2202 d. Symbols used in functional and part identification marking shall conform to ANSI Yl0.l9 or IEEE 315. e. Any other markings that may be applied to the part shall not interfere with, obscure, or confuse those specified herein. f. Whenever practicable, markings shall be located in such a manner so as to allow its being visible during normal operational use. g. Marking materials creating hazardous conditions shall not be used. Full Marking - All markings listed below shall be marked on the repairable part. - ------------ Where size, surface condition, or other design consideration will not allow full marking on the part, markings will be made in the order shown below: a. Sensitive Electronic Device (SED) Symbol; b. Identifying Number; c. Design Activity Code/Contractor And Government Entity (CAGE); d. "JAN" Brand, for military specifications only; e. Source Code; f. Date Inspection Code; g. Lot Symbol; h. Characteristics And Ratings; and i. Distributor's Symbol. Definitions for a through i above can be found in MIL-STD-1285B. Preferred Markings - The following preferred marking methods are provided as a - ------------------ guide and are not mandatory. Marking Method Recommended Use -------------- --------------- Metal Stamp Metal or nonmetal parts that will not deform under the stamping pressure required. Also the alteration of the surface roughness finish will be detrimental to proper functioning. Engraving Sheet Metal fabrication that will deform if metal stamped. Functional markings with color fill. Electrical Arc Pencil Sheet Metal fabrication that will deform if metal stamped, irregular surface. Embossing Thin sheet metal, plastic or nonfunctional surfaces. Cast or Forge Should be used on non-machined surfaces only. Molded Usually plastic or rubber. Electro-chemical/ Used on fine surface finishes without Electrolytic process protective coating, also high hardness parts. Rubber Stamp/Stencil Fabric, wood, plastic and protective metal 107 N00024-97-C-2202 finishes. Decal Instructional plates, part identification, and when other methods are not available. Tags When other methods are not available. Laser Engraving When exact marking control is required without penetrating plating. Warranted Items - Warranted items shall be marked in a conspicuous location to - --------------- give notice that the items are subject to a warranty. The marking shall contain, as a minimum, the statement "WARRANTED ITEM" and the period or conditions of the warranty. D-2 MARKING AND PACKING LIST(S) (a) Marking. Shipping containers shall be marked in accordance with Ship ------- Specification Section 083. (b) Packing List(s). A packing list (DD form 250 Material Inspection and --------------- Receiving Report may be used) identifying the contents of each shipping container shall be provided by the contractor with each shipment in accordance with Ship Specification Section 083 When a contract line item identified under a single stock number includes an assortment of related items such as kit or set components, detached parts or accessories, installation hardware or material, the packing list(s) shall identify the assorted items. Where DD Form 1348-1 or DD Form 1348-lA is applicable and an assortment of related items is included in the shipping container, a packing list identifying the contents shall be furnished. 108 N00024-97-C-2202 SECTION E: INSPECTION AND ACCEPTANCE ITEMS 0006AA, 0007, 0008, 0010 (AND IF THE OPTION(S) ARE EXERCISED, ITEMS 0006AB AND 0006AC) - Inspection and acceptance for supplies and services shall be in accordance with contract modifications issued pursuant to the "ORDERS" clause. ITEM 0012 - Inspection and acceptance of all data shall be as specified on the attached Contract Data Requirements List(s), DD Form 1423. E-1. PRELIMINARY ACCEPTANCE (AT) (NAVSEA) (JAN 1983) Upon satisfactory completion of the applicable trial requirements and upon delivery as provided in Section F of this contract, each vessel shall be preliminarily accepted. E-2. GUARANTY PERIOD (FT) (NAVSEA) (JAN 1990) (a) As used in this contract, the term "defects" includes any and all defects, deficiencies, deteriorations, and failure in the vessel(s). There shall be a guaranty period for each vessel beginning at the time of preliminary acceptance and ending nine (9) months after preliminary acceptance of the vessel, unless extended as provided in paragraph (b) below. (b) The guaranty period for each vessel shall be extended by the time during which such vessel is not available for unrestricted service by reason of any defects for which the Contracting Officer shall determine the Contractor to be responsible. During said period the vessel, after being fully equipped and armed and in all respects complete and ready for service, may be finally tried by and at the expense of the Government under conditions prescribed by the Secretary of the Navy. The Contractor may, with approval of the Contracting Officer, have an engineer on board such vessel during such period. Such engineer shall have every reasonable opportunity to inspect the working of such vessel in all its parts but shall have no power to direct or control its operation. E-3. FINAL ACCEPTANCE (AT) (NAVSEA) (JAN 1983) Each vessel shall be finally accepted upon the expiration of its guaranty period. 109 N00024-97-C-2202 E-4. INSPECTION FACILITIES (CT) (NAVSEA) (JAN 1990) The facilities to be provided pursuant to the requirement entitled "INSPECTION OF SUPPLIES AND CORRECTION OF DEFECTS" shall be equal to those provided by the Contractor for his use for generally similar purposes, and shall include offices and related equipment; drafting rooms; convenient parking facilities; equipment for reproduction of such items as plans, booklets, test memoranda and allowance lists; and telephones connected to the Contractor's and local telephone system. Toll charges for the Supervisor's calls will be paid by the Government. In lieu of providing reproduction equipment, the Contractor may provide reproduction services to the Supervisor. Assistance shall include services necessary in testing or handling machinery, equipment, and materials for the purpose of inspection or test. E-5. INSPECTION OF SUPPLIES AND CORRECTION OF DEFECTS (CT) (NAVSEA) (JAN 1990) (APPLICABLE TO ITEM 0001, AND IF OPTION(S) IS/ARE EXERCISED, ITEMS 0002 and 0003) (a) Definitions ----------- (1) Supplies: the word "supplies" as used in this requirement includes without limitation raw materials, components, intermediate assemblies, end products, and (when the contract does not include the clause entitled "WARRANTY OF DATA" (DFARS 252.246-7001)) technical data. (2) Defects: the word "defects" as used in this requirement, means any and all defects, deficiencies, deteriorations and failures, except deficiencies, deteriorations or failures caused by Government misuse or mishandling. (3) Acceptance: the word "acceptance" as used in this requirement is deemed to be preliminary acceptance as defined in the requirement of this contract entitled "PRELIMINARY ACCEPTANCE". (b) Inspection ---------- All supplies shall be subject to inspection and test by the Government, to the extent practicable at all times and places including the period of manufacture, and in any event prior to final acceptance. The Contractor shall provide and maintain an inspection system acceptable to the Government covering the supplies, fabricating methods, and special tooling hereunder. The Government, through any authorized representative, may 110 N00024-97-C-2202 inspect the plant or plants of the Contractor or of any of his subcontractors engaged in the performance of this contract. If any inspection or test is made by the Government on the premises of the Contractor or a subcontractor, the Contractor shall provide and shall require subcontractors to provide all reasonable facilities and assistance for the safety and convenience of the Government inspectors in the performance of their duties. All inspections and tests by the Government shall be performed in such a manner as will not unduly delay the work. Except as otherwise provided in this contract, acceptance of any supplies or lots of supplies shall be made as promptly as practicable after delivery thereof and shall be deemed to have been made no later than sixty (60) days after the date of such delivery, unless the Government has refused to accept all or any of the supplies or, if acceptance has not been made earlier within such period. (c) Guaranty -------- The Contractor guarantees that at any time during performance of this contract, and for a period of nine (9) months after acceptance of the vessel, all supplies furnished under this contract will be free from defects in material and workmanship and will conform with the specifications and all other requirements of this contract; provided, however that with respect to Government -------- furnished property, the Contractor's guarantee shall extend only to its proper installation, unless the Contractor performs some modification or other work on such property, in which case the Contractor's guarantee shall extend to such modification or other work. During the guaranty period, the Contractor shall have an engineer on board the vessel. Such engineer shall have every reasonable opportunity to inspect the working of the vessel in all its parts, but shall have no power to direct or control its operation. (d) Remedies -------- (1) Right to corrective or replacement action. In the event of a defect ----------------------------------------- within the scope of the Contractor's guarantee in paragraph (c) above, the Government may: (i) require the Contractor to repair or replace, at the Contractor's election, defective or nonconforming supplies, or (ii) require the Contractor to furnish such materials or parts and installation instructions as may be required to successfully accomplish the required correction or replacement. The Contractor shall also prepare and furnish to the Government data and reports applicable to any correction or replacement required under this clause (including revision and updating of all affected data called for under this contract). Except as otherwise provided in paragraph 111 N00024-97-C-2202 (3) hereof, the cost of any action taken pursuant to this subparagraph for replacement or correction shall be included in computing allowable cost determined as provided in the clause of this contract entitled "ALLOWABLE COST AND PAYMENT" (FAR 52.216-7), but no additional fee shall be payable with respect thereto. Such supplies or lots of supplies shall not be tendered thereafter for acceptance unless the former requirement of correction is disclosed. (2) Right if Contractor fails to proceed. If the Contractor fails to ------------------------------------ proceed with reasonable promptness to replace or correct such supplies or lots of supplies, the Government (i) may by contract or otherwise replace or correct such supplies and charge to the Contractor any increased cost occasioned the Government thereby, or may reduce any fee payable under this contract (or require repayment of any fee theretofore paid) in such amount as may be equitable under the circumstances, or (ii) may terminate this contract for default as provided in the clause of this contract entitled "TERMINATION (COST- REIMBURSEMENT)" (FAR 52.249-6). Failure to agree to the amount of any such increased cost to be charged to the Contractor or to such reduction in, or repayment of, the fee shall be a dispute within the meaning of the clause of this contract entitled "DISPUTES" (FAR 52.233-1). (3) Additional Remedy. Notwithstanding the provisions of paragraphs ----------------- (c) and (d) hereof, the Government may at any time require the correction or replacement by the Contractor, without cost to the Government, of supplies or lots of supplies which are defective in material or workmanship, or otherwise not in conformity with the requirements of this contract, if such defects or failures are due to fraud, lack of good faith, or willful misconduct on the part of any of the Contractor's directors or officers, or on the part of any of his managers, superintendents, or other equivalent representatives, who has supervision or direction of (i) all or substantially all of the Contractor's business, or (ii) all or substantially all of the Contractor's operations at any one plant or separate location in which this contract is being performed, or (iii) a separate and complete major industrial operation in connection with the performance of this contract. The Government may at any time also require correction or replacement by the Contractor, without cost to the Government, of any such defective supplies or lots of supplies if the defects or failures are caused by one or more individual employees selected or retained by the Contractor after any such supervisory personnel has reasonable grounds to believe that such employee is habitually careless or otherwise unqualified. (e) Corrected or Replaced Supplies. ------------------------------ 112 N00024-97-C-2202 (1) Any supplies or parts thereof corrected or furnished in replacement pursuant to this requirement shall also be subject to all the provisions of this requirement to the same extent as supplies initially delivered. The guarantee with respect to such supplies or parts thereof shall be six (6) months from the date of delivery and/or correction of such corrected or replaced supplies or until the expiration of the original guaranty period (whichever period is longer). (2) The guaranty period set forth in (c) above shall be extended by the time during which the vessel is not available for unrestricted service by reason of any breach of the guarantee in paragraph (c) above. This requirement applies to individual subcontractor furnished supplies only to the extent that each individual supply is the cause of the vessel not being available for such service. (f) Additional Provisions --------------------- (1) All implied warranties of merchantability and "fitness for a particular purpose" are hereby excluded from any obligation contained in this contract. (2) The rights and remedies of the Government provided in this requirement are in addition to and do not limit any rights afforded to the Government by any other requirement or clause of the contract. (3) The Contractor shall make its records of all inspection work available to the Government during the performance of this contract and for such longer period as may be specified in this contract. 113 N00024-97-C-2202 SECTION E CLAUSES INCORPORATED BY REFERENCE The following clauses are applicable to Items 0007 and 0009 FAR SOURCE TITLE AND DATE - ------ -------------- 52.246-3 INSPECTION OF SUPPLIES--COST-REIMBURSEMENT (APR 1984) 52.246-5 INSPECTION OF SERVICES--COST-REIMBURSEMENT (APR 1984) The following clause is applicable to Item 0006. FAR SOURCE TITLE AND DATE - ------ -------------- 52.246-2 INSPECTION OF SUPPLIES--FIXED PRICE (AUG 1996) The following clauses are applicable to Items 0008 and 0011. FAR SOURCE TITLE AND DATE - ------ -------------- 52.246-4 INSPECTION OF SERVICES--FIXED PRICE (AUG 1996) 52.246-16 RESPONSIBILITY FOR SUPPLIES (APR 1984) 114 N00024-97-C-2202 SECTION F - DELIVERIES OR PERFORMANCE ITEM 0001 (AND IF THE OPTIONS ARE EXERCISED, ITEM(S) 0002 AND 0003) - It is anticipated the Contractor should be ready for a PRR no earlier than twenty-four (24) months after contract award. The Contractor shall deliver the ship(s) to the Government at the Contractor's facility fully outfitted and tested in accordance with the provisions of this contract. The ship(s) shall be delivered in accordance with the following delivery schedule:
ITEM SHIP DELIVERY DATE ---- ---- ------------- 0001 LPD 17 59-71 Months after contract award OPTION ITEM SHIP DELIVERY DATE ---- ---- ------------- 0002 LPD 18 50-62 Months after option exercise 0003 LPD 19 56-68 Months after option exercise
(1) Post delivery availability for each ship shall be completed sixty (60) days after delivery of each ship. ITEM 0004 - The period of performance for LPD familiarization is from contract award or option exercise date, as applicable, through delivery of the applicable ship and in accordance with the applicable Exhibits of the Contract Data Requirements List (CDRL), DD Form 1423, attached hereto. ITEM 0005 - See Section C, paragraph 16.5. ITEM 0006AA, 0007, 0008 AND 0010 (AND IF THE OPTION(S) ARE EXERCISED, ITEMS 0006AB, AND 0006AC) - Supplies shall be delivered and services shall be performed in accordance with contract modifications issued pursuant to the "ORDERS" clause. Unless otherwise expressed in the unilateral or bilateral modification issued in accordance with the "ORDERS" clause, the supplies shall be delivered to the Contractor's facility. ITEM 0009 - The period of performance for Life Cycle Support Planning is from exercise option date through expiration of the guaranty period set forth in the contract clause entitled "GUARANTY PERIOD" of Item 0001 or if the options are exercised Items 0002 and 0003 whichever is later. 115 N00024-97-C-2202 ITEM 00l1 - The Contractor shall provide Cross Program Procurement efforts commencing with contract award and continuing through delivery of Item 0001, and if the options are exercised, Items 0002 and 0003. ITEM 0012 - All data to be furnished under this contract shall be delivered prepaid to the destination(s) and at the time(s) specified on the Contract Data Requirements List(s), DD Form 1423. F-1 DELIVERY OF COMPLETED VESSEL The term "vessel" as used in this requirement refers to each of the vessels to be constructed and delivered under this contract. (a) The vessel shall not be presented for acceptance trials until it is determined by the Government the Contractor has satisfactorily carried out those parts of the builder's trials for which the Contractor is responsible, including builder's dock and sea trials, and that the Contractor has: (i) Corrected all Contractor responsible deficiencies discovered before completion of all builder's sea trials, unless otherwise agreed to in writing by the Contracting Officer; and (ii) Corrected all Contractor responsible deficiencies discovered after completion of the builder's sea trials which are determined by the Contracting Officer to be necessary to avoid an adverse effect on the operational capability of the vessel. (b) The Contractor shall be responsible for scheduling an interval of a minimum of thirty (30) days between the satisfactory completion of acceptance trials and delivery of the vessel. During this period, the Contractor shall satisfactorily correct all Contractor responsible deficiencies, whether discovered before, during, or after completion of acceptance trials, which are determined by the Contracting Officer to be necessary to avoid an adverse effect on the operational capability of the vessel. (c) Prior to delivery of the vessel, to the extent necessary for tests, crew training, or operations which the Government is to perform and which do not require the Government to have control of the entire vessel, the Contractor shall make parts of the vessel available to the Government; to the extent necessary for tests, crew training, trials or operations which the Government is to perform and which require the Government to have control of the entire vessel, such as alongside training, fast cruise and 116 N00024-97-C-2202 underway trials, the Contractor shall make the entire vessel available to the Government at dockside, at the Contractor's plant, for such periods of time as are necessary for such trials and operations. During all periods of time when the entire vessel is made available to the Government, the Contractor shall, as requested by the Government, and required by the specifications, provide technical assistance and provide assistance necessary to correct defects which develop or are discovered during trials or operations of the vessel. Following the completion of each such trial or operation, the Government shall return the vessel to the Contractor at dockside, at the Contractor's plant, for the correction of defects, if any, and completion of construction in accordance with the terms of this contract. (d) Upon satisfactory completion of acceptance trials and of the correction of deficiencies as provided in paragraph (b) above, the Contractor shall deliver the vessel to the Government for preliminary acceptance. (e) Following preliminary acceptance, the Government may, during the guaranty period, make the vessel available to the Contractor, at the Contractor's plant for (i) correction of defects noted at the time of preliminary acceptance, or which are discovered during the guaranty period, and (ii) for the performance of any additional work required by change orders issued pursuant to the "CHANGES" clause of this contract prior to preliminary acceptance and not theretofore performed. If the Government elects to make the vessel(s) available to the Contractor, at the Contractor's plant, for the accomplishment of the above described post delivery work, the Contractor agrees to accept the vessel(s) and perform the work. The Contractor agrees to consider the accomplishment of additional work during the post-shakedown availability under a standard Government contract. If the post-shakedown availability period shall begin during but extend beyond the expiration of the guaranty period, the Government may during the extended period, leave the vessel at the Contractor's plant or return the vessel thereto for the correction of defects not previously corrected and for the performance of any additional work required by change orders issued pursuant to the "CHANGES" clause of this contract prior to preliminary acceptance and not theretofore performed. (f) The Contractor shall exercise reasonable care to protect the vessel at all times until the delivery of the vessel, and thereafter during such times as the vessel is at the Contractor's plant during the guaranty period or during the post-shakedown availability period if the latter shall extend beyond the expiration of the guaranty period, except for periods of time when the entire vessel is made available to the Government. 117 N00024-97-C-2202 During such periods, while the vessel is at the Contractor's plant, the Contractor shall provide assistance to protect and service the vessel, and shall effect any correction of defects or performance of uncompleted work, to the extent permitted or required by the Government. (g) In accordance with the inspection provisions of the contract, all actions of the Government pursuant to this requirement shall be performed in such a manner as to not unduly delay the work. F-2 CONTRACT MILESTONES (NAVSEA) (SEP 1990) (a) The Contractor shall identify dates for the successful accomplishment of the following Contract Milestones.
Contract Milestone Date ------------------- ------- 1. Integrated Allocated Baseline (IAB) * 12/1/97 2. Production Readiness Review (PRR) * 3/15/99 3. Launch * 9/2/00 4. Level 2 Test Readiness Review * 3/1/99 5. Electrical Generator Light-Off (EGLO) * 5/1/01 6. Main Engine Light-Off (MELO) * 8/1/01 7. Electronics Systems Light-Off (ESLO) * 11/1/01 8. Combat Systems Light-Off (CSLO) * 10/1/01 9. Builders' Dock Trials (BDT) * 11/16/01 10. Builders' Sea Trials (BST) * 2/26/02 11. Acceptance Trials * 4/10/02 12. Delivery * 7/1/02
* To be filled in by Offeror (b) The Contractor shall successfully accomplish the contract milestones on, or prior to, the dates listed above. (c) If any Contract Milestone is not accomplished by the date listed, and the failure to accomplish any such milestone event does not arise from a cause beyond the control and without fault or negligence of the Contractor, such failure may be deemed to constitute a failure to perform this contract in accordance with its terms within the meaning of the clause of this contract entitled "TERMINATION (COST REIMBURSEMENT)" (MAY 1986). 118 N00024-97-C-2202 CLAUSES INCORPORATED BY REFERENCE FAR SOURCE TITLE AND DATE - ------ -------------- 52.212-13 STOP-WORK ORDER (AUG 1989) 52.212-15 GOVERNMENT DELAY OF WORK (APR 1984) 52.247-29 F.O.B. ORIGIN (JUN 1988) 52.247-52 CLEARANCE AND DOCUMENTATION REQUIREMENTS--SHIPMENTS TO DOD AIR OR WATER TERMINAL TRANSSHIPMENT POINT (APR 1984) 52.247-55 F.O.B. POINT FOR DELIVERY OF GOVERNMENT-FURNISHED PROPERTY (APR 1984) 52.247-58 LOADING, BLOCKING AND BRACING OF FREIGHT CAR SHIPMENTS (APR 1984) 52.247-61 F.O.B. ORIGIN--MINIMUM SIZE OF SHIPMENTS (APR 1984) 52.247-65 F.O.B. ORIGIN, PREPAID FREIGHT--SMALL PACKAGE SHIPMENTS (JAN 1991) 119 N00024-97-C-22O2 SECTION G - CONTRACT ADMINISTRATION DATA (a) Enter below the Contractor's address for receipt of payment if such address is different from the address shown on the SF 26 or SF 33, as applicable. (b) Enter below the address (street and number, city, county, state and zip code) of the Contractor's facility which will administer the contract if such address is different from the address shown on the SF 26 or SF 33, as applicable. PURCHASING OFFICE REPRESENTATIVE: COMMANDER ATTN: Teresa J. Ryan, SEA 02224 NAVAL SEA SYSTEMS COMMAND 2531 JEFFERSON DAVIS HWY ARLINGTON VA 22242-5160 Telephone No. 703/602-3102 120 N00024-97-C-2202 SECTION H - SPECIAL CONTRACT REQUIREMENTS
NUMBER TITLE -------------------- ------------------ H-1. NAVSEA 5252.202-9101 ADDITIONAL DEFINITIONS H-2. NAVSEA 5252.249-9105 AWARD FEE DETERMINATION IN EVENT OF TERMINATION OR DISCONTINUANCE H-3. NAVSEA 5252.233-9l03 DOCUMENTATION OF REQUESTS FOR EQUITABLE ADJUSTMENT (AT) ALTERNATE I H-4. NAVSEA 5252.233-9107 EQUITABLE ADJUSTMENTS: WAIVER AND RELEASE OF CLAIMS H-5. NAVSEA 5252.225-9100 FOREIGN SHIPYARD CONSTRUCTION PROHIBITION H-6. NAVSEA 5252.227-9113 GOVERNMENT-INDUSTRY DATA EXCHANGE PROGRAM H-7. NAVSEA 5252.217-9121 INDEMNIFICATION FOR ACCESS TO VESSEL H-8. NAVSEA 5252.228-9106 INSURANCE-PROPERTY LOSS OR DAMAGE-LIABILITY TO THIRD PERSONS H-9. NOT USED H-10. NAVSEA 5252.243-9105 NOTIFICATION OF CHANGES H-11. NAVSEA 5252.216-9110 ORDERS - FIXED PRICE H-12. NAVSEA 5252.243-9113 OTHER CHANGE PROPOSALS H-13. NAVSEA 5252.216-9112 ORDERS - COST PLUS FIXED FEE H-14. NAVSEA 5252.249-9100 SPECIAL CONTRACT REQUIREMENT CONCERNING TERMINATION FOR CONVENIENCE OF THE GOVERNMENT H-15. NAVSEA 5252.247-9110 TUG AND PILOT SERVICES H-16. FINAL CONTRACT PERFORMANCE INCENTIVES
121 N00024-97-C-2202 H-1. NAVSEA 5252.202-9101 ADDITIONAL DEFINITIONS (MAY 1993) As used throughout this contract, the following terms shall have the meanings set forth below: (a) DEPARTMENT - means the Department of the Navy. (b) REFERENCES TO THE FEDERAL ACQUISITION REGULATION (FAR) All references to the FAR in this contract shall be deemed to also reference the appropriate sections of the Defense FAR Supplement (DFARS), unless clearly indicated otherwise. (c) REFERENCES TO ARMED SERVICES PROCUREMENT REGULATION OR DEFENSE ACQUISITION REGULATION - All references in this document to either the Armed Services Procurement Regulation (ASPR) or the Defense Acquisition Regulation (DAR) shall be deemed to be references to the appropriate sections of the FAR/DFARS. (d) NATIONAL STOCK NUMBERS - Whenever the term Federal Item Identification Number and its acronym FIIN or the term Federal Stock Number and its acronym FSN appear in the contract, order or their cited specifications and standards, the terms and acronyms shall be interpreted as National Item Identification Number (NIIN) and National Stock Number (NSN) respectively which shall be defined as follows: (1) National Item Identification Number (NIIN). The number assigned to ------------------------------------------ each approved Item Identification under the Federal Cataloging Program. It consists of nine numeric characters, the first two of which are the National Codification Bureau (NCB) Code. The remaining positions consist of a seven digit non-significant number. (2) National Stock Number (NSN). The National Stock Number (NSN) for an --------------------------- item of supply consists of the applicable four position Federal Supply Class (FSC) plus the applicable nine position NIIN assigned to the item of supply. 122 N00024-97-C-2202 H-2. NAVSEA 5252.249-9105 AWARD FEE DETERMINATION IN EVENT OF TERMINATION OR DISCONTINUANCE (CA) (JAN 1990) In the event that this contract is terminated in whole or pursuant to the contract clause entitled "TERMINATION (COST-REIMBURSEMENT)" (FAR 52.249-6) or in the event this contract is discontinued pursuant to the contract clause entitled "LIMITATION OF COST" (FAR 52.232-20), the last award fee period shall end with the effective date of such termination or discontinuance. In either of such events, the amount of award fee, if any, determined to be otherwise payable shall be adjusted or prorated to reflect the difference, if any, in award fee periods resulting from termination or discontinuance. H-3. NAVSEA 5252.233-9103 DOCUMENTATION OF REQUESTS FOR EQUITABLE ADJUSTMENT (AT) - ALTERNATE I (JAN 1990) (a) For the purposes of this requirement, the term "change" includes not only a change made pursuant to a written order designated as a "change order" but also (i) an engineering change proposed by the Government or the Contractor pursuant to the "Other Change Proposals" or other requirements of this contract and (ii) any act or omission to act on the part of the Government in respect of which a request is made for equitable adjustment under the "CHANGES" clause or any other article or requirement of this contract. (b) Whenever the Contractor requests or proposes an equitable adjustment of $500,000 or more per vessel in respect of a change made pursuant to a written order designated as a "change order" or in respect of a proposed engineering change and whenever the Contractor requests an equitable adjustment in any amount in respect of any other act or omission to act on the part of the Government, the proposal supporting such request shall include the following information for each individual item or element of the request: (1) A description (i) of the work required by the contract before the change, which has been deleted by the change, and (ii) of the work deleted by the change which already has been completed. The description is to include a list of identifiable components, equipment, and other identifiable property involved. Also, the status of manufacture, procurement, or installation of such property is to be indicated. Separate description is to be furnished for design and production work. Items of identifiable raw 123 N00024-97-C-2202 material, purchased parts, components and other identifiable hardware, which are made excess by the change and which are not to be retained by the Contractor, are to be listed for later disposition; (2) Description of work necessary to undo work already completed which has been deleted by the change; (3) Description of work which is substituted or added by the change. A list of identifiable components and equipment (not bulk materials or items) involved, should be included. Separate descriptions are to be furnished for design work and production work; (4) Description of interference and inefficiencies in performing the change; (5) Description of disruption attributable solely to the change; which description shall include the following information: (i) Description of each identifiable element of disruption and how work has been, or may be, disrupted; (ii) The calendar period of time during which disruption occurred, or may occur; (iii) Area(s) of the Contractor's operations where disruption occurred, or may occur; (iv) Trade(s) or functions disrupted, with a breakdown of manhours and material for each trade or function; (v) Scheduling of trades before, during, and after the period of disruption insofar as such scheduling may relate to or be affected by the estimated disruption; (vi) Description of any measures taken to lessen the disruptive effect of the change. (6) Delay in delivery attributable solely to the change; (7) Other work or increased costs attributable to the change; (8) Supplementing the foregoing, a narrative statement of the nature of the alleged Government act or omission, when the alleged Government act or omission occurred, and 124 N00024-97-C-2202 the "causal" relationship between the alleged Government act or omission and the claimed consequences therefor, cross-referenced to the detailed information provided as required above. (c) Each proposal submitted in accordance with this requirement shall include a copy of the Contractor's ship's labor budget at the cost class level in effect as of the date the event began, the cost incurred at the cost level as of the same date, and the proposed effect of the change at the cost class level. (d) It is recognized that an individual request for equitable adjustment may not include all of the factors listed in subparagraphs (b) (1) through (b) (8) above, or that the Contractor may not reasonably be able to furnish complete information on all of the factors listed in subparagraphs (b) (1) through (b) (8) above. Accordingly, the Contractor is only required to set forth in its request for equitable adjustment information with respect to those factors which are relevant to the individual request for equitable adjustment, or in the level of detail which is reasonably available to the Contractor. (e) In addition to any information required under paragraph (b) above, each proposal submitted in support of a claim for equitable adjustment, under any requirement of this contract, in an amount which requires certified cost or pricing data, if requested by the Contracting Officer, shall contain a duly executed Standard Form (SF) 1411 with respect to each individual claim item. The information furnished shall be in sufficient detail to permit the Contracting Officer to cross-reference the claimed increased costs, or delay in delivery, or both, as appropriate, as set forth in the SF 1411, with the information submitted pursuant to subparagraphs (b) (1) through (b) (8) hereof. (f) The certification requirements as set forth in the clause of this contract entitled "CERTIFICATION OF CLAIMS AND REQUESTS FOR ADJUSTMENT OR RELIEF" (DFARS 252.233-7000) shall be complied with. (g) Pursuant to 10 U.S.C. 2405, no price adjustment to this contract will be made for any amount set forth in a claim, request for equitable adjustment, or demand for payment under this contract (or incurred due to the preparation, submission, or adjudication of any such claim, request, or demand) arising out of events occurring more than seventy-two (72) months before the submission of the claim, request, or demand. A claim, request, or demand shall be considered 125 N00024-97-C-2202 to have been submitted only when the Contractor has provided the certification required by section 6(c) (1) of the Contract Disputes Act of 1978 (41 U.S.C. 6O5(c)(1)) and the supporting data for the claim, request, or demand. H-4. NAVSEA 5252.233-9107 EQUITABLE ADJUSTMENTS: WAIVER AND RELEASE OF CLAIMS (AT) (JAN 1983) (a) Whenever the Contractor, after receipt of a change made pursuant to the clause of this contract entitled "CHANGES" or after affirmation of a constructive change under the "NOTIFICATION OF CHANGES" requirement, submits any claim for equitable adjustment under the foregoing, such claim shall include all types of adjustments in the total amounts to which the foregoing entitle the Contractor, including but not limited to adjustments arising out of delays or disruptions or both caused by such change. (b) Further, the Contractor agrees (except as the parties may otherwise agree) that, if required by the Contracting Officer, it will execute a release, in form and substance satisfactory to the Contracting Officer, as part of the supplemental agreement setting forth the aforesaid equitable adjustment, and that such release shall discharge the Government, its officers, agents and employees, from any further claims including but not limited to further claims arising out of delays or disruptions or both, caused by the aforesaid change. H-5. NAVSEA 5252.225-9100 FOREIGN SHIPYARD CONSTRUCTION PROHIBITION (AT) (JAN 1983) Neither the vessel nor the hull, midbody, or other major fixed structural component of the vessel shall be constructed in a foreign shipyard. H-6. NAVSEA 5252.227-9113 GOVERNMENT-INDUSTRY DATA EXCHANGE PROGRAM (JUL 1995) (a) The Contractor shall participate in the appropriate interchange of the Government-Industry Data Exchange Program (GIDEP) in accordance with NAVSEA S0300-BU-GYD-010 dated November 1994. Data entered is retained by the program and provided to qualified participants. Compliance with this requirement shall not relieve the Contractor from complying with any other requirement of the contract. 126 N00024-97-C-2202 (b) The Contractor agrees to insert paragraph (a) of this requirement in any subcontract hereunder exceeding $500,000.00. When so inserted, the word "Contractor" shall be changed to "Subcontractor". H-7. NAVSEA 5252.217-9121 INDEMNIFICATION FOR ACCESS TO VESSEL (MAY 1989) Notwithstanding any provision in the "ACCESS TO VESSEL" clause, or any other clause of the contract, the Contractor agrees to allow officers, employees, and associates of the Government, or other prime contractors with the Government and their subcontractors, and officers, employees, and associates of offerors on other contemplated work, admission to the Contractor's facilities and access to the vessel without any further request for indemnification from any party, which has not previously been included in the contract price. H-8. NAVSEA 5252.228-9106 INSURANCE-PROPERTY LOSS OR DAMAGE-LIABILITY TO THIRD PERSONS (CT) (JAN 1990) (a) Unless otherwise directed by the Department, the Contractor shall procure and thereafter maintain with respect to each of the vessels Collision Liability and Protection and Indemnity Liabilities Insurance, if available, as set forth in the pamphlet entitled "Standard Forms of Marine Builders Risk (Navy Form Syndicate) and War Damage Insurance Policies, referred to in Vessel Contracts of the Bureau of Ships", dated 23 November 1942, in an amount equal to (i) eighty percent (80%) of the sum of the estimated cost of the vessel and an amount established by the Department to represent the value of materials and equipment furnished by the Government for installation by the Contractor, or (ii) Two Million Dollars ($2,000,000), whichever shall be less. The Government will indemnify the Contractor against liabilities (including expenses incidental thereto) to third persons which, but for the limitation on amount specified in this paragraph, would have been covered by such Collision Liability and Protection and Indemnity Liabilities Insurance, and which are not compensated for by insurance or otherwise, provided such liabilities are represented by final judgments or by settlements approved in writing by the Department. The Contractor shall not, however, be so indemnified against liabilities with respect to which the Contractor has failed to procure or maintain insurance, if available, as required or approved by the Department. The Contractor shall promptly notify the Department of each suit or action filed and each claim made against which the Contractor may be 127 N00024-97-C-2202 entitled to indemnification under this paragraph. The Contractor shall furnish the Department with copies of all papers received with respect to each suit, action or claim and, if requested by the Department, shall authorize representatives of the Government to settle, or direct or take charge of the defense of, such suit, action or claim. In the absence of such request, the Contractor shall diligently proceed with such defense. The Government's liability under this paragraph (a) and the Collision Liability and Protection and Indemnity Liabilities Insurance forms set forth in the pamphlet entitled "Standard Forms of Marine Builders Risk (Navy Form Syndicate) and War Damage Insurance Policies, referred to in Vessel Contracts of the Bureau of Ships, dated 23 November 1942, is subject to the availability of appropriated funds at the time a contingency occurs. Nothing in this contract shall be construed as implying that the Congress will, at a later date, appropriate funds sufficient to meet deficiencies. (b) The cost of the insurance required by paragraph (a) of this requirement is included in the estimated cost and the cost of all other insurance which may be required or approved pursuant to this requirement will reimbursed to the Contractor. If the Department should require or approve the cancellation of any insurance or any insurance is otherwise canceled, the Contractor will promptly pay to the Government the amount of all unearned premiums refunded to the Contractor, but only to the extent that such premiums shall have been reimbursed to the Contractor by the Government. (c) All insurance which is or may be required or approved pursuant to this requirement shall be in such form, in such amounts, for such periods of time, and with such insurers as the Department may from time to time require or approve, provided the Contractor and the Government shall be named as insureds and shall be entitled to payment of any loss or damage as its interests may appear. The policies or certificates of insurance shall be deposited with the Assistant Secretary of the Navy (R,D&A), Insurance Office, or as the Department may otherwise direct. (d) The indemnification afforded by the Government to the Contractor for the purposes of this requirement is without regard and as an exception to the clause of this contract entitled "LIMITATION OF COST" (FAR 52.232-20). H-10. NAVSEA 5252.243-9105 NOTIFICATION OF CHANGES (CT) (JAN 1983) 128 (a) Definitions. As used in this requirement, the term "Contracting Officer" ----------- does not include any representative of the Contracting Officer whether or not such representative is acting within the scope of his authority nor does it include any other individuals or activities that in any way communicate with the Contractor. As used in this requirement, the term "conduct" includes both actions and failures to act, and includes the furnishing of, or the failure to furnish, any item under any requirement of this contract. (b) Notice. The primary purpose of this requirement is to obtain prompt ------ reporting of any conduct which the Contractor considers would constitute or would require a change to this contract. The parties acknowledge that proper administration of this contract requires that potential changes be identified and resolved as they arise. Therefore, except for changes identified as such in writing and signed by the Contracting Officer, the Contractor shall notify the Contracting Officer of any conduct which the Contractor considers would constitute or would require a change to this contract. Such notice shall be provided promptly, and in any event within thirty (30) calendar days from the date the Contractor identifies any such conduct. The Notice shall be written and shall state, on the basis of the most accurate information available to the Contractor: (i) The date, nature, and circumstances of the conduct regarded as a change; (ii) The name, function, and activity of the individuals directly involved in or knowledgeable about such conduct; (iii) The identification of any documents and the substance of any oral communication involved in such conduct; (iv) The particular elements of contract performance for which the Contractor might seek an equitable adjustment under this requirement, including: (1) What ship(s) have been or might be affected by the potential change; (2) To the extent practicable, labor or materials or both which have been or might be added, deleted, or wasted by the potential change; 129 (3) To the extent practicable, the Contractor's preliminary order of magnitude estimate of cost and schedule effect of the potential change; and (4) What and in what manner are the particular technical requirements or contract requirements regarded as changed. (c) Continued Performance. Except as provided in paragraph (f) below, --------------------- following submission of notice, the Contractor shall take no action to implement a potential change until advised by the Contracting Officer in writing as provided in (d) below, unless the potential change was previously directed by the Contracting Officer, in which case the Contractor shall conform therewith. Nothing in this paragraph (c) shall excuse the Contractor from proceeding with contract work other than implementation of the potential change or from proceeding in accordance with directions issued by the Contracting Officer. (d) Government Response. The Contracting Officer shall promptly, and in any ------------------- event within twenty-one (21) calendar days after receipt of Notice, respond thereto in writing. In such response, the Contracting officer shall either: (i) Confirm that the conduct of which the Contractor gave notice would constitute a change, and when necessary, direct the mode of further performance, or; (ii) Countermand any conduct regarded by the Contractor as a change, or; (iii) Deny that the conduct of which the Contractor gave notice would constitute a change and, when necessary, direct the mode of further performance, or; (iv) In the event the Contractor's notice information is inadequate to make a decision under (i), (ii) or (iii) above, advise the Contractor what additional information is required. Failure of the Government to respond within the time required above shall be deemed a countermand under (d) (ii). (e) Equitable Adjustment. Equitable adjustments for changes confirmed or -------------------- countermanded by the Contracting Officer shall be made in accordance with the clause of this 130 contract entitled "CHANGES", or any other requirement of this contract which provides for an equitable adjustment. (f) Special Procedures. Paragraph (c) provides that the Contractor is to take ------------------ no action to implement a potential change pending the Contracting Officer's response to the Contractor's notice of the potential change, except where specifically directed by the Contracting Officer. In special situations, however, where (1) The circumstances do not allow sufficient time to notify the Contracting Officer of the facts prior to the need to proceed with the work, and; (2) The work must proceed to avoid hazards to personnel or property or to avoid additional cost to the Government, the Contractor may proceed with work in accordance with the potential change. In such special situations, the Contractor shall advise the Contracting Officer in writing within ten (10) days of the conduct giving rise to the potential change that the Contractor has proceeded and shall describe the nature of the special situation which required proceeding prior to notification. Within thirty (30) calendar days of the conduct giving rise to the potential change, the Contractor shall provide notice as required in (b) above. The Contracting Officer shall respond as set forth in (d) above. If the Contracting Officer determines that the conduct constitutes a change and countermands it, the Contractor shall be entitled to an equitable adjustment for performance in accordance with that change prior to the countermand including performance resulting from the countermand. (g) When the Contractor identifies any conduct which may result in delay to delivery of the ship(s), the Contractor shall promptly so inform the Contracting Officer thereof prior to providing the notice required by paragraph (b) above. (h) Despite good faith best efforts, occasions may arise in which the Contractor does not provide notice within the time periods specified in paragraphs (b) and (f) above. Accordingly, prior to the end of the first and third quarters of each calendar year through the period of performance of this contract, beginning with the * quarter of * , the Contractor shall ----- ----- deliver to the Government an executed bilateral contract modification, in the format set forth in Exhibit "A" to this requirement, 131 covering the six month period of time ending with the second and fourth quarters, respectively, of the preceding year, with such specific exceptions, if any, as are identified by the Contractor. If the Contractor cites specific exceptions to the release, the Contractor shall concurrently provide the Contracting Officer with notice, containing the information set forth in paragraph (b) of this requirement, for each item excepted from the release. However, the release required by this requirement shall not make unallowable any costs which are otherwise allowable under any other requirement of this contract. Within sixty (60) days of receipt of the release, the Contracting Officer shall sign and return a copy of the release to the Contractor. If the Contracting Officer fails to execute and return the release within the required time, then the release shall be deemed to be void and of no effect for the period involved. (i) If the release in accordance with paragraph (h) above is not provided to the Government by the Contractor in the time required, the Contracting Officer may execute the release as set forth in Exhibit "A" and send it to the Contractor. If the Contractor fails to execute the release and return it to the Government (with any specific exceptions) within sixty (60) days of receipt thereof, the required release shall then be deemed effective as if signed by the Contractor. Exhibit A to the Requirement entitled "NOTIFICATION OF CHANGES" - -------------------------------------------------------------- This modification reflects the agreement of the parties to the mutual full and final releases for the consequences of that conduct (as conduct is defined in the requirement entitled "NOTIFICATION OF CHANGES"), described below, except the conduct identified in Attachment A hereto is excluded and not covered by the terms of this release. 1. Except for the conduct listed in Attachment A by either party, neither the Contractor nor the Government shall be entitled to any equitable adjustment or to money damages and/or other relief for any conduct, as specified below. 2. In consideration of the foregoing the parties hereby agree to the following release: a. The Government, for itself, its assigns, vendors, suppliers, and contractors, hereby remises, releases, and forever discharges the Contractor, its officers, agents and 132 employees from any and all entitlement of the Government to equitable adjustment of the contract cost and fee and delivery schedule due to conduct under this contract, which occurred on or before * . ---- b. The Contractor, for itself, its successors, assigns, vendors, suppliers, and subcontractors, hereby remises, releases and forever discharges the Government, its officers, agents and employees from (i) any and all entitlement of the Contractor to equitable adjustment of the contract cost and fee and/or delivery schedule of this contract or of any other Government contract (with this or any other Contractor) or any contract between the Contractor and any third party by reason of any conduct which increases the Contractor's cost or time of performance of work under this contract and meets the following conditions (1) known to the Contractor, (2) occurred on or before * and (3) the Contractor failed to give notice prior to date of this release, - --- and (ii) any and all liabilities to the Contractor for money damages and/or other relief for the impact of any such conduct, upon this contract or any other Government contract (with this or any other Contractor) or any contract between the Contractor and any third party. H-11. NAVSEA 5252.216-9110 ORDERS (FIXED-PRICE) (MAY 1993) (APPLICABLE TO ITEMS 0006, 0008 AND 0010) (a) General. Orders for supplies or services specified in Section B of the ------- Schedule may be issued by the Contracting Officer at any time during the effective period of this agreement. Except as otherwise provided in paragraph (e) below, the Contractor agrees to accept and perform orders issued by the Contracting Officer within the scope of this agreement. It is understood and agreed that the Government has no obligation under the terms of this agreement to issue any orders. Except as otherwise provided in any order, the Contractor shall furnish all materials and services necessary to accomplish the work specified in each order issued hereunder; provided, however, that this agreement shall not be used for the furnishing of supplies or services which are covered by any "guaranty" or "warranty" clause(s) of the contract(s) under which the supplies were manufactured. In the event of any inconsistency between any order and this agreement, this agreement shall control. All requirements of this agreement shall be applicable to all orders issued hereunder. Wherever the word "contract" appears in this agreement, it shall be deemed to include within its meaning the word "order", and each order shall be considered a separate binding contract as of its effective date. The Contractor shall segregate the costs incurred in 133 the performance of any order issued hereunder from the costs of all other orders issued under this agreement. (b) Ordering. Orders and revisions thereto shall be made in writing and be -------- signed by any authorized Contracting Officer cited in paragraph (i). Each order shall: (1) set forth detailed specifications or requirements for the supplies or services being ordered, (or reference applicable specifications or requirements in Section C of this agreement), and, shall refer to the appropriate item under Section B of this agreement; (2) set forth quantities being ordered; (3) set forth preservation, packaging and packing instructions, if any; (4) set forth delivery or performance dates; (5) designate the place(s) where inspection and acceptance will be made by the Government; (6) set forth either the firm contract price or, in the case of an undefinitized order, the definitization schedule and both the monetary limitation on Government liability for the undefinitized order and the maximum ceiling amount at which the order may be definitized; (7) set forth appropriation and accounting data for the work being ordered; (8) set forth any discount offered for prompt payment; (9) be dated; (10) be identified by number in accordance with DFARS 204.7004; (11) set forth the property, if any, to be furnished by the Government and the date(s) such property is to be delivered to the Contractor; 134 (12) set forth the disbursing office where payment is to be made and other applicable contract administration data; (13) cite the applicable circumstance or exception and the justification control number. Orders for items not identified in the class justification, or an individual justification, and the basic ordering agreement are unauthorized; (14) be issued on an SF 26 or a DD Form 1155; and (15) set forth any other pertinent information. (c) Firm Priced Orders. Except as otherwise provided in paragraph (d) below, ------------------ the Contractor shall not begin any work on an order until a firm priced order is issued by the Contracting Officer. Upon receipt of a proposed order, the Contractor shall promptly submit to the Contracting Officer a price proposal for the work specified in the order. The Contractor agrees that it will submit a signed SF 1411 (Contract Pricing Proposal) or such other cost or pricing data as the Contracting Officer may require. Promptly after receipt of the Contractor's proposal and supporting cost or pricing data, the Contractor and the Contracting Officer shall negotiate and agree upon a price and delivery schedule for the work being ordered. The price and delivery schedule, as agreed upon, shall be set forth in the priced order and the order shall be signed by both the Contracting Officer and the Contractor. Upon receipt of the priced order, the Contractor shall promptly commence work and shall diligently complete it. (d) Undefinitized Orders. Whenever the Contracting Officer determines that -------------------- urgent demands or requirements prevent the issuance of a firm priced order, the Contracting Officer may issue an unpriced order. Such order may be unilateral or bilateral and shall establish a limitation on Government liability, a maximum ceiling amount and a schedule for definitization, as described in subparagraph (f) (2) below. Upon request, the Contractor shall submit a maximum ceiling amount proposal before the undefinitized order is issued. The maximum ceiling amount is the maximum price at which the order may be definitized. Except as provided in paragraph (e) below, the Contractor shall commence performance of the order upon receipt. The clause entitled "PRICE CEILING" (DFARS 252.217-7027) shall be included in any undefinitized order. 135 (e) Rejection of Unilateral Orders. The Contractor may reject any unilateral ------------------------------ order if the Contractor determines it cannot feasibly perform the order, or if it does not concur with the maximum ceiling amount. However, each unilateral order shall be deemed to have been accepted by the Contractor unless within fifteen (15) days of issuance of the order the Contractor notifies the Contracting Officer in writing of its rejection of the order. (f) Definitization of Undefinitized Orders. (1) The Contractor agrees that -------------------------------------- following the issuance of an undefinitized order, it will promptly begin negotiating with the Contracting Officer the price and terms of definitive order that will include: (A) all clauses required by regulation on the date of the order; (B) all clauses required by law on the date of execution of the definitive order; and, (C) other mutually agreeable clauses, terms and/or conditions. No later than sixty (60) days after the undefinitized order is issued, the Contractor shall submit a cost proposal with sufficient data to support the accuracy and derivation of its price; and, when required by FAR or the Contracting Officer, cost or pricing data, including SF 1411. If additional cost information is available prior to the conclusion of negotiations, the Contractor shall provide that information to the Contracting Officer. The price agreed upon shall be set forth in a bilateral modification to the order. In no event shall the price exceed the maximum ceiling amount specified in the undefinitized order. (2) Each undefinitized order shall contain a schedule for definitization which shall include a target date for definitization and dates for submission of a qualifying proposal, beginning of negotiations and, if appropriate, submission of make-or-buy and subcontracting plans and cost or pricing data. Submission of a qualifying proposal in accordance with the definitization schedule is a material element of the order. The schedule shall provide for definitization of the order by the earlier of: (i) specified target date which is not more than 180 days after the issuance of the undefinitized order. However, that target date may be extended by the Contracting Officer for up to 180 days after the Contractor submits a qualifying proposal as defined in DFARS 217.7401; or (ii) the date on which the amount of funds expended by the Contractor under the undefinitized order exceeds fifty percent 136 (50%) of the order's maximum ceiling amount, except as provided in subparagraph (f)(3) below. (3) If agreement on a definitive order is not reached within the time provided pursuant to subparagraph (f)(2) above, the Contracting Officer may, with the approval of the Head of the Contracting Activity, determine a reasonable price in accordance with Subpart 15.8 and Part 31 of the FAR, and issue a unilateral order subject to Contractor appeal as provided in the "DISPUTES" clause (FAR 52.233-1). In any event, the Contractor shall proceed with completion of the order, subject to the "LIMITATION OF GOVERNMENT LIABILITY" clause (FAR 52.216-24). (g) Limitation of Government Liability. (1) Each undefinitized order shall set ---------------------------------- forth the limitation of Government liability, which shall be the maximum amount that the Government will be obligated to pay the Contractor for performance of the order until the order is definitized. The Contractor is not authorized to make expenditures or incur obligations exceeding the limitation of Government liability set forth in the order. If such expenditures are made, or if such obligations are incurred, those expenditures and obligations will be at the Contractor's sole risk and expense. Further, the limitation of liability shall be the maximum Government liability if the order is terminated. The clause at FAR 52.216-24 shall be included in any undefinitized order. (2) Except for undefinitized orders for Foreign Military Sales; purchases of less than $25,000; special access programs; and Congressionally-mandated long lead procurements; and except as otherwise provided in subparagraph (g)(3) below, the limitation of Government liability shall not exceed fifty percent (50%) of the maximum ceiling amount of an undefinitized order. In the case of orders within these excepted categories, however, the procedures set forth herein shall be followed to the maximum extent practical. (3) If the Contractor submits a qualifying proposal, as defined in DFARS 217.7401, to definitize an order before the Contractor has incurred costs in excess of fifty percent (50%) of the maximum ceiling amount, the Contracting Officer may increase the limitation of Government liability up to no more than seventy-five percent (75%) of the maximum ceiling amount or up to seventy-five percent (75%) of the price proposed by the Contractor, whichever is less. 137 (4) If at any time the Contractor believes that its expenditures under an order will exceed the limitation of Government liability, the Contractor shall so notify the Contracting Officer, in writing, and propose an appropriate increase in the limitation of Government liability of such order. Within thirty (30) days of such notice, the Contracting Officer will either (i) notify the Contractor in writing of such appropriate increase, or (ii) instruct the Contractor how and to what extent the work shall be continued; provided, however, that in no event shall the Contractor be obligated to proceed with work on an undefinitized order beyond the point where its costs incurred plus a reasonable profit exceed the limitation of Government liability, and provided also that in no event shall the Government be obligated to pay the Contractor any amount in excess of the limitation of Government liability specified in any such order prior to definitization. (h) Initial Spares. The limitations set forth in paragraph (d) and -------------- subparagraphs (f) (2), (g) (2) and (g) (3), do not apply to undefinitized orders for the purchase of initial spares. (i) Ordering Activities. The following activities are authorized to issue orders ------------------- hereunder: -NAVSEA PMS 317 -Supervisor of Shipbuilding Conversion and Repair, USN (TBD) The Contracting Officer of the Ordering Activity shall forward a copy of each executed order marked "DD-350", to the Commander, Naval Sea Systems Command, ATTN: SEA 0294. H-12. NAVESEA 5252. 243-9113 OTHER CHANGE PROPOSALS (CT) (JAN 1990) (a) The Contracting Officer, in addition to proposing engineering changes pursuant to other requirements of this contract, and in addition to issuing changes pursuant to the clause of this contract entitled "CHANGES", may propose other changes within the general scope of this contract as set forth below. Within forty-five (45) days from the date of receipt of any such proposed change, or within such further time as the Contracting Officer may allow, the Contractor shall submit the proposed scope of work, plans and sketches, and its estimate of: (A) the cost, (B) the weight and moment effect, (C) effect on delivery dates of the vessel(s), and (D) status of work on the vessels 138 affected by the proposed change. The proposed scope of work and estimate of cost shall be in such form and supported by such reasonably detailed information as the Contracting Officer may require. Within sixty (60) days from the date of receipt of the Contractors's estimate, the Contractor agrees to either (A) enter into a supplemental agreement covering the estimate as submitted, or (B) if the estimate as submitted is not satisfactory to the Contracting Officer, enter into negotiations in good faith leading to the execution of a bilateral supplemental agreement. In either case, the supplemental agreement shall cover an equitable adjustment in the contract cost and fee including an equitable adjustment for the preparatory work set forth above, scope, and all other necessary equitable adjustments. The Contractor's estimate referred to in this subparagraph shall be a firm offer for sixty (60) days from and after the receipt thereof by the Contracting Officer having cognizance thereof, unless such period of time is extended by mutual consent. (b) Pending execution of a bilateral agreement or the direction of the Contracting Officer pursuant to the "CHANGES" clause, the Contractor shall proceed diligently with contract performance without regard to the effect of any such proposed change. (c) In the event that a change proposed by the Contracting Officer is not incorporated into the contract, the work done by the Contractor in preparing the estimate in accordance with subparagraph (a) above shall be treated as if ordered by the Contracting Officer under the "CHANGES" clause. The Contractor shall be entitled to an equitable adjustment in the contract cost and fee for the effort required under subparagraph (a), but the Contractor shall not be entitled to any adjustment in delivery date. Failure to agree to such equitable adjustment in the contract cost and fee shall be a dispute within the meaning of the clause of this contract entitled "DISPUTES" (FAR 52.233-1). H-13. NAVSEA 5252.216-9112 ORDERS (COST-PLUS-FIXED-FEE) (MAY 1993) (APPLICABLE TO ITEM 0007) (a) General. Orders for supplies or services specified in Section B of the ------- Schedule may be issued by the Contracting Officer at any time during the effective period of this agreement. Except as otherwise provided in paragraph (e) of this clause, the Contractor agrees to accept and perform orders issued by the Contracting Officer within the scope of this agreement. It is understood and agreed that the 139 Government has no obligation under the terms of this agreement to issue any orders. Except as otherwise provided in any order, the Contractor shall furnish all materials and services necessary to accomplish the work specified in each order issued hereunder; provided, however, that this agreement shall not be used for the furnishing of supplies or services which are covered by any "guaranty" or "warranty" clause(s) of the contract(s) under which the supplies were manufactured. In the event of any inconsistency between any order and this agreement, this agreement shall control. All the requirements of this agreement shall be applicable to all orders issued hereunder. Wherever the word "contract" appears in this agreement, it shall be deemed to include within its meaning the word "order", and each order shall be considered a separate binding contract as of its effective date. The Contractor shall segregate the costs incurred in the performance of any order issued hereunder from the costs of all other orders issued under this agreement. (b) Ordering. Orders and revisions thereto shall be made in writing and be -------- signed by any authorized Contracting Officer cited in paragraph (i). Each order shall: (1) set forth detailed specifications or requirements for the supplies or services being ordered, (or reference applicable specifications or requirements in Section C of this agreement), and, if applicable, shall refer to appropriate item under Section B of this agreement; (2) set forth quantities being ordered; (3) set forth preservation, packaging and packing instructions, if any; (4) set forth delivery or performance dates; (5) designate the place(s) where inspection and acceptance will be made by the Government; (6) set forth the estimated cost and fixed fee or, in the case of an undefinitized order, the definitization schedule and both the monetary limitation on Government liability for the undefinitized order and the maximum ceiling amount at which the order may be definitized; 140 (7) set forth appropriation and accounting data for the work being ordered; (8) be dated; (9) be identified by number in accordance with DFARS 204.7004; (10) set forth the property, if any, to be furnished by the Government and the date(s) such property is to be delivered to the Contractor; (11) set forth the disbursing office where payment is to be made and other applicable contract administration data. (12) cite the applicable circumstance or exception and the justification control number. Orders for items not identified in the class justification, or an individual justification and the basic ordering agreement are unauthorized; (13) be issued on an SF 26 or DD Form 1155; and (14) set forth any other pertinent information. (c) Priced Orders. Except as otherwise provided in paragraph (d) below, the ------------- Contractor shall not being any work on an order until the estimated cost and fixed fee for the order have been agreed upon by the Contracting Officer and Contractor and an order is issued by the Contracting Officer. Upon receipt of a proposed order, the Contractor shall promptly submit to the Contracting Officer a cost proposal for the work specified in the order. The Contractor shall submit a signed SF 1411 (Contract Pricing Proposal) or such other cost or pricing data as the Contracting Officer may require. Promptly after receipt of the Contractor's proposal and supporting cost or pricing data, the Contractor and the Contracting Officer shall negotiate and agree upon the estimated cost, fixed fee, and delivery schedule for the work being ordered. The estimated cost, fixed fee, and delivery schedule, as agreed upon, shall be set forth in the priced order and the order shall be signed by both the Contracting Officer and the Contractor. Upon receipt of the priced order, the Contractor shall promptly commence work and shall diligently complete it. 141 (d) Undefinitized Orders. Whenever the Contracting Officer determines that -------------------- urgent demands or requirements prevent the issuance of a priced order, the Contracting Officer may issue an unpriced order. Such order may be unilateral or bilateral and shall establish a limitation on Government liability, a maximum ceiling amount, and a schedule for definitization of the order, as described in subparagraph (f) (2) below. Upon request, the Contractor shall submit a maximum ceiling amount proposal before the undefinitized order is issued. The maximum ceiling amount is the maximum amount (including fee) at which the order may be definitized. Except as provided in paragraph (e) below, the Contractor shall commence performance of the order upon receipt. The clause entitled "PRICE CEILING" (DFARS 252.217-7027) shall be included in any undefinitized order. (e) Rejection of Unilateral Orders. The Contractor may reject any unilateral ------------------------------ order if the Contractor determines that it cannot feasibly perform the order or if it does not concur with the maximum ceiling amount. However, each unilateral order shall be deemed to have been accepted by the Contractor unless within fifteen (15) days of issuance of the order the Contractor notifies the Contracting Officer in writing of its rejection of the order. (f) Definitization of Undefinitized Orders. (1) The Contractor agrees that -------------------------------------- following the issuance of an undefinitized order, it will promptly begin negotiating with the Contracting Officer the CPFF and terms of a definitive order that will include: (A) all clauses required by regulation on the date of the order; (B) all clauses required by law on the date of execution of the definitive order; and (C) other mutually agreeable clauses, terms and/or conditions. No later than sixty (60) days after the undefinitized order is issued, the Contractor shall submit a cost proposal with sufficient data to support the accuracy and derivation of its CPFF proposal; and, when required by FAR or the Contracting Officer, cost or pricing data, including SF 1411. If additional cost information is available prior to the conclusion of negotiations, the Contractor shall provide that information to the Contracting Officer. The CPFF agreed upon shall be set forth in a bilateral modification to the order. In no event shall the CPFF exceed the maximum ceiling amount specified in the undefinitized order. (2) Each undefinitized order shall contain a schedule for definitization which shall include a target date for definitization and dates for submission of a qualifying proposal, beginning of negotiations and, if appropriate, 142 submission of make-or-buy and subcontracting plans and cost or pricing data. Submission of a qualifying proposal in accordance with the definitization schedule is a material element of the order. The schedule shall provide for definitization of the order by the earlier of: (i) a specified target date which is not more than 180 days after the issuance of the undefinitized order. However, that target date may be extended by the Contracting Officer for up to 180 days after the Contractor submits a qualifying proposal as defined in DFARS 217.7401; or (ii) the date on which the amount of funds expended by the Contractor under the undefinitized order exceeds fifty percent (50%) of the order's maximum ceiling amount, except as provided in subparagraph (f)(3) below. (3) If agreement on a definitive order is not reached within the time provided pursuant to subparagraph (f)(2) above, the Contracting Officer may, with the approval of the Head of the Contracting Activity, determine a reasonable CPFF in accordance with Subpart 15.8 and Part 31 of the FAR, and issue a unilateral order subject to Contractor appeal as provided in the "DISPUTES" clause (FAR 52.233-1). In any event, the Contractor shall proceed with completion of the order, subject to the "LIMITATION OF GOVERNMENT LIABILITY" clause (FAR 52.216-24). (g) Limitation of Government Liability. (1) Each undefinitized order shall ---------------------------------- set forth the limitation of Government liability, which shall be the maximum amount that the Government will be obligated to pay the Contractor for performance of the order until the order is definitized. The Contractor is not authorized to make expenditures or incur obligations exceeding the limitation of Government liability set forth in the order. If such expenditures are made or if such obligations are incurred, those expenditures and obligations will be at the Contractor's sole risk and expense, Further, the limitation of liability shall be the maximum Government liability if the order is terminated. The clause at FAR 52.216-24 shall be included in any undefinitized order. (2) Except for undefinitized orders for Foreign Military Sales; purchases of less than $25,000; special access programs; and Congressionally-mandated long-lead 143 procurements; and except as otherwise provided in subparagraph (g)(3) below, the limitation of Government liability shall not exceed fifty percent (50%) of the maximum ceiling amount of an undefinitized order. In the case of orders within these excepted categories, however, the procedures set forth herein shall be followed to the maximum extent practical. (3) If the Contractor submits a qualifying proposal, as defined in DFARS 217.7401 to definitize an order before the Contractor has incurred costs in excess of fifty percent (50%) of the maximum ceiling amount, the Contracting Officer may increase the limitation of Government Liability up to no more than seventy-five percent (75%) of the maximum ceiling amount or up to seventy-five percent (75%) of the total CPFF proposed by the Contractor, whichever is less. (4) If at any time the Contractor believes that its expenditure under an order will exceed the limitation of Government liability, the Contractor shall so notify the Contracting Officer, in writing, and propose an appropriate increase in the limitation of Government liability of such order. Within thirty (30) days of such notice, the Contracting Officer will either (i) notify the Contractor in writing of such appropriate increase, or (ii) instruct the Contractor how and to what extent the work shall be continued; provided, however, that in no event shall the Contractor be obligated to proceed with work on an undefinitized order beyond the point where its costs incurred plus a reasonable profit exceed the limitation of Government liability, and provided also that in no event shall the Government be obligated to pay the Contractor any amount in excess of the limitation of Government liability specified in any such order prior to definitization. (h) Initial Spares. The limitations set forth in paragraph (d) and -------------- subparagraphs (f)(2), (g)(2) and (g)(3) do not apply to undefinitized orders for the purchase of initial spares. (i) Ordering Activities. The following activities are authorized to issue ------------------- orders hereunder: - NAVSEA PMS 317 - Supervisor of Shipbuilding Conversion and Repair, USN (TBD) The Contracting Officer of the Ordering Activity shall forward a copy of each executed order marked "DD-350", to the Commander, Naval Sea Systems Command, ATTN: SEA 0294. 144 H-14. NAVSEA 5252.249-9100 SPECIAL CONTRACT REQUIREMENT CONCERNING TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (SEP 1990) If this contract is terminated pursuant to the clause entitled "TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (FIXED-PRICE)" (FAR 52.249-2), the Contractor shall arrange for the return to its plant(s) or for other disposition of its engineers assigned to this contract and affected by such termination. To the extent terminated, the Government shall be liable only for payment in accordance with the payment and compensation requirements of this contract, for services of engineers assigned to this contract which are rendered prior to the effective date of termination and during the next thirty (30) days, or until the engineers' periods of service under this contract are terminated, whichever is earlier. H-15. NAVSEA 5252.247-9110 TUG AND PILOT SERVICES (SEP 1990) The Contractor shall provide necessary tug and pilot services to move the vessel(s) from the fairway of the plant to the pier or dock, and upon completion of all work from the pier or dock, to the fairway of the plant. H-16 FINAL CONTRACT PERFORMANCE INCENTIVES ------------------------------------- 1.0 Nature of Incentive: ------------------- The intent of this incentive is to provide an added inducement above and beyond the Award fee for the Contractor to design and build a trouble free ship capable of uninterrupted exceptional performance. This incentive shall be based solely on the overall operation and required maintenance of the Lead Ship (LPD 17), First Option Ship (LPD 18), and Second Option Ship (LPD 19). 2.0 Evaluation Factors: ------------------ The ship's performance shall be evaluated on the following factors: 1. How well each ship performed its required mission. Mission effectiveness is defined as the time of ship operation free of mission degrading (CAT 3 or 4) 145 system casualties as a fraction of total operation time. 2. Predicted vs. actual Total Maintenance Man-Hours (TMMH), preventive and corrective, for selected mission essential equipment. 3. Predicted vs. actual Operational Availability for selected mission essential equipment. 4. Predicted vs. actual Operational and Support (O&S) Maintenance, Manpower and Training Costs. 5. Overall effectiveness of operations at sea of the ship(s). 6. IPDE effectiveness in Shipboard environment. The Government may revise these factors and/or add additional factors in this section. 3.0 Incentive Periods: ----------------- Performance evaluations will be conducted in accordance with the schedule below: 3.1 Incentive Period for Lead ship (LPD 17): The incentive period --------------------------------------- shall commence at the conclusion of the ship Guaranty Period and conclude three (3) years later. 3.2 Incentive Period for Option ship(s) (LPD 18, and 19): The ---------------------------------------------------- incentive period shall commence at the conclusion of the applicable Option ship Guaranty Period and conclude three (3) years later. 4.0 Performance Incentive Board: --------------------------- Within thirty (30) days of the completion of each three (3) year performance period, the board specified below shall meet and determine what performance incentives, if any, shall be paid to the Contractor. The Performance Incentive Board (PIB) shall consist of no less than six of the following member (or designated alternates): (1) PMS 317 LPD 17 Program Manager, Chairman (2) PMS 317 Director of Acquisition (3) PMS 317 Director of LPD 17 Fleet Operation, Support & Modernization (4) PMS 317 Director of Logistics and Fleet Support (5) Commanding Officer(s) as applicable (6) Representative of President, Board of Inspection and Surveys (7) COMNAVSURFLANT/PAC Representative as applicable 146 (8) USMC Representative (9) Procuring Contracting Officer or designated representative 4.1 Approving Official ------------------ The Approving Official, who will be the LPD 17 Program Manager, shall make determinations of the incentive fee due to the Contractor upon the basis of the performance evaluation conducted by the PIB. 5.0 Calculation of Incentive: ------------------------- 5.1 Incentive for Evaluation Factors 1, 2, & 3: ----------------------------------------------- For Lead Ship (LPD 17): ---------------------- For Evaluation Factor 1: ----------------------- (T17a - T17p) Avail. Incentive = --------------- x 0.20 x Incentive (100 - T17p) for LPD 17 or .20 of available incentive, whichever is less. Where: T17a = Actual Time of Operation Free of C3 or C4 CASREPS (Expressed in percent) T17p = Predicted Time of Operation Free of C3 or C4 CASREPS (Expressed in percent) For Evaluation Factor 2: ----------------------- (TMMH17p-TMMH17a) Avail. Incentive = 2 x ------------------ x 0.20 x Incentive TMMH17p for LPD 17 or .20 of available incentive, whichever is less. Where: TMMH17a = Actual Total Maintenance Man-Hours, preventive and corrective, for selected mission essential equipment on the LEAD SHIP (LPD 17) 147 TMMH17p = Predicted Total Maintenance Man-Hours, preventive and corrective, for selected mission essential equipment on the LEAD SHIP (LPD 17) For Evaluation Factor 3: ----------------------- (A\o\17a - (A\o\17p) Avail. Incentive = --------------------- X 0.20 X Incentive for (1.00 - A\o\17p) Lead Ship (LPD 17) or .20 of available incentive, whichever is less. Where: Ao17a = Actual Ao for selected mission essential equipment on the Lead Ship (LPD 17) Ao17p = Predicted Ao for selected mission essential equipment on the Lead Ship (LPD 17) For First Option Ship (LPD 18): ------------------------------ For Evaluation Factor 1: ----------------------- [(T17a+T18a)/2] - T18p Avail. Incentive Incentive = ------------------ X 0.20 X for First Option (100 - T18p) Ship (LPD 18) or .20 of available incentive, whichever is less. Where: T18a = Actual Time of Operation Free of C3 or C4 CASREPS for First Option Ship (LPD 18) (Expressed in percent) T18p = T17p, or T17a, or prediction for LPD 18 whichever is greater (Expressed in percent) For Evaluation Factor 2: ----------------------- (TMMH18p-[(TMMH17a+TMMH18a)]/2) Avail. 148 Incentive = 2 x _________________________________ x 0.20 x Incentive for TMMH18P First Option Ship (LPD 18) or .20 of available incentive, whichever is less. Where: TMMH18a = Actual Total Maintenance Man-Hours, preventive and corrective, for selected mission essential equipment on the OPTION SHIP(LPD 18) TMMH18p = TMMH17p, or TMMH17a, or prediction for LPD 18 whichever is lower. For Evaluation Factor 3: ------------------------ Incentive = [(A/o/17a+A/o/18a)]/2- A/o/ 18p Avail. Incentive ----------------------------- x 0.20 x for First Option (1.00 - A/o/18p) Ship (LPD 18) or .20 of available incentive, whichever is less. Where: Ao18a = Actual Ao for selected mission essential equipment on the First Option Ship (LPD 18) Ao18p = Ao17p, or Ao17a, or predicted Ao for LPD 18, whichever is greater. For Second Option Ship (LPD 18): -------------------------------- For Evaluation Factor 1: ------------------------ [(T17a+T18a+T19a)]/3 - T19p Avail. Incentive = -------------------------- x 0.20 x Incentive for (100 - T19p) Second Option Ship (LPD 19) or .20 of available incentive, whichever is less. Where: 149 T19a = Actual Time of Operation Free of C3 or C4 CASREPS for Second Option Ship (LPD 19) (Expressed in percent) T19p = T17p, T17a, T18p, T18a, or prediction for LPD 19, whichever is greater. (Expressed in percent) For Evaluation Factor 2: ----------------------- TMMH19p - [(TMMH17a - TMMH18a +TMMH19a)]/3 Avail Incentive = 2 x --------------------------------------------- x 0.20 x Incentive TMMH19p for Option Ship (LPD 19) or .20 of available incentive, whichever is less. Where: TMMH19a = Actual Total Maintenance Man-Hours, preventive and corrective, for selected mission essential equipment on the OPTION SHIP (LPD 19) TMMH19p = TMMH17a, TMMH17p, TMMH18a, TMMH18p, or prediction for LPD 19 whichever is lower. For Evaluation Factor 3: ----------------------- [(A/o/7a+A/o/18a+A/o/19a)]/3- A/o/19p Avail Incentive = --------------------------------------X 0.20 X Incentive for Option Ship (LPD 19) or .20 of available incentive, whichever is less. Where: Ao19a = Actual Ao for selected mission essential equipment on Second Option Ship (LPD 19) Ao19p = Ao17p, or Ao17a, or Ao18p, or Ao18a, or predicted Ao for LPD 19, whichever is greater. 5.2 Evaluation 4, 5, 6 and 7: ------------------------ 150 The remaining incentive pool available after computing the incentive for factors 1, 2, and 3 will be available as the incentive pool for factors 4, 5, 6 and 7. 6.0 Incentive Pools: --------------- One hundred percent (100%) of all unearned award fee for CLINs 0001, 0002 and 0003, as calculated pursuant to Contract Requirement B-3 entitled "Determination of Fee (NAVSEA) (OCT 1990) ", up to a maximum of $10,000,000 per ship, shall be forward for this incentive pool. 7.0 Finality of Incentive Decision: ------------------------------ Determinations with respect to the amount of incentives to be paid to the Contractor are final and shall not be subject to the "DISPUTES" Clause of this Contract. 151 SECTION I - CONTRACT CLAUSES SECTION I-1 - CLAUSES INCORPORATED BY REFERENCE 1. FEDERAL ACQUISITION REGULATION (48 CFR CHAPTER 1) CLAUSES: APPLICABLE TO ITEMS 0006,0008,0010 AND 0011 FAR SOURCE TITLE AND DATE - ------ -------------- 52.202-1 DEFINITIONS (OCT 1995) 52.203-3 GRATUITIES (APR 1984) 52.203-5 COVENANT AGAINST CONTINGENT FEES (APR 1984) 52.203-6 RESTRICTIONS ON SUBCONTRACTOR SALES TO THE GOVERNMENT (JUL 1995) 52.203-7 ANTI-KICKBACK PROCEDURES (JUL 1995) 52.203-10 PRICE OR FEE ADJUSTMENT FOR ILLEGAL OR IMPROPER ACTIVITY (SEP 1990) 52.203-12 LIMITATION ON PAYMENTS TO INFLUENCE CERTAIN FEDERAL TRANSACTIONS (JAN 1990) (Applies if this contract exceeds $100,000.) 52.203-13 PROCUREMENT INTEGRITY-SERVICE CONTRACTING (SEP 1990) 52.204-2 SECURITY REQUIREMENTS (AUG 1996) 52.204-4 PRINTING/COPYING DOUBLE-SIDED ON RECYCLED PAPER (JUNE 1996) 52.208-1 REQUIRED SOURCES FOR JEWEL BEARINGS AND RELATED ITEMS (APR 1984) 52.209-6 PROTECTING THE GOVERNMENT'S INTEREST WHEN SUBCONTRACTING WITH CONTRACTORS DEBARRED, SUSPENDED, OR PROPOSED FOR DEBARMENT (JUL 1995) Fixed-Price Supply (Negotiated) 21 October 1996 Updated through FAC 90-42 and DAC 91-11 152 FAR SOURCE TITLE AND DATE - ------ -------------- 52.211-5 NEW MATERIAL (MAY 1995) 52.211-7 OTHER THAN NEW MATERIAL, RESIDUAL INVENTORY, AND FORMER GOVERNMENT SURPLUS PROPERTY (MAY 1995) 52.211-15 DEFENSE PRIORITY AND ALLOCATION REQUIREMENTS (SEP 1990) 52.215-2 AUDIT AND RECORDS-NEGOTIATION (AUG 1996) 52.215-22 PRICE REDUCTION FOR DEFECTIVE COST OR PRICING DATA (OCT 1995) 52.215-23 PRICE REDUCTION FOR DEFECTIVE COST OR PRICING DATA--MODIFICATIONS (OCT 1995) 52.215-24 SUBCONTRACTOR COST OR PRICING DATA (OCT 1995) 52.215-25 SUBCONTRACTOR COST OR PRICING DATA--MODIFICATIONS (OCT 1995) 52.215-26 INTEGRITY OF UNIT PRICES (OCT 1995)(Applies if contract award was based on full and open competition.) 52.215-26 INTEGRITY OF UNIT PRICES (OCT 1995) AND ALTERNATE I (APR and Alt I 1991)(Applies if contract award was not based on full and open competition.) 52.215-27 TERMINATION OF DEFINED BENEFIT PENSION PLANS (MAR 1996) 52.215-39 REVERSION OR ADJUSTMENT OF PLANS FOR POST-RETIREMENT BENEFITS OTHER THAN PENSIONS (PRB)(MAR 1996) 52.215-40 NOTIFICATION OF OWNERSHIP CHANGES (FEB 1995) 153 FAR SOURCE TITLE AND DATE - ------ -------------- 52.219-8 UTILIZATION OF SMALL, SMALL DISADVANTAGED AND WOMEN-OWNED SMALL BUSINESS CONCERNS (OCT 1995) 52.219-9 SMALL, SMALL DISADVANTAGED AND WOMEN-OWNED SMALL BUSINESS SUBCONTRACTING PLAN (AUG 1996) 52.219-9 SMALL, SMALL DISADVANTAGED AND WOMEN-OWNED and Alt II SMALL BUSINESS SUBCONTRACTING PLAN (AUG 1996) AND ALTERNATE II (MAR 1996) 52.219-16 LIQUIDATED DAMAGES--SUBCONTRACTING PLAN (OCT 1995) 52.222-1 NOTICE TO THE GOVERNMENT OF LABOR DISPUTES (APR 1984) 52.222-3 CONVICT LABOR (AUG 1996) 52.222-4 CONTRACT WORK HOURS AND SAFETY STANDARDS ACT--OVERTIME COMPENSATION (JUL 1995) 52.222-20 WALSH-HEALEY PUBLIC CONTRACTS ACT (DEC 1995) (Deviation 95-00009 dated 15 Dec 1995 deletes the words "representation and" from paragraph (a) of the APR 1984 clause.) 52.222-26 EQUAL OPPORTUNITY (APR 1984) 52.222-28 EQUAL OPPORTUNITY PREAWARD CLEARANCE OF SUBCONTRACTS (APR 1984) (Applies if this contract is $1,000,000 or more.) (As used in the foregoing clause, the term "Contracting Officer" shall be deemed to mean the "Administrative Contracting Officer (ACO)".) 52.222-35 AFFIRMATIVE ACTION FOR SPECIAL DISABLED AND VIETNAM ERA VETERANS (APR 1984) 52.222-36 AFFIRMATIVE ACTION FOR HANDICAPPED WORKERS (APR 1984) 52.222-37 EMPLOYMENT REPORTS ON SPECIAL DISABLED VETERANS AND VETERANS OF THE VIETNAM ERA (JAN 1988) 154 FAR SOURCE TITLE AND DATE - ------ -------------- 52.223-2 CLEAN AIR AND WATER (APR 1984) 52.223-6 DRUG-FREE WORKPLACE (JUL 1990) 52.223-11 OZONE-DEPLETING SUBSTANCES (JUN 1996) 52.223-12 REFRIGERATION EQUIPMENT AND AIR CONDITIONERS (MAY 1995) 52.223-14 TOXIC CHEMICAL RELEASE REPORTING (OCT 1996) 52.225-10 DUTY-FREE ENTRY (APR 1984) (Applies if this contract exceeds $100,000.) 52.225-11 RESTRICTIONS ON CERTAIN FOREIGN PURCHASES (OCT 1996) 52.225-14 INCONSISTENCY BETWEEN ENGLISH VERSION AND TRANSLATION OF CONTRACT (AUG 1989) 52.226-1 UTILIZATION OF INDIAN ORGANIZATIONS AND INDIAN-OWNED ECONOMIC ENTERPRISES (SEP 1996) 52.227-1 AUTHORIZATION AND CONSENT (JUL 1995) 52.227-2 NOTICE AND ASSISTANCE REGARDING PATENT AND COPYRIGHT INFRINGEMENT (AUG 1996) 52.227-10 FILING OF PATENT APPLICATIONS--CLASSIFIED SUBJECT MATTER (APR 1984) 52.229-3 FEDERAL, STATE, AND LOCAL TAXES (JAN 1991) 52.229-4 FEDERAL, STATE, AND LOCAL TAXES (NON-COMPETITIVE CONTRACTS) (JAN 1991) 52.229-5 TAXES--CONTRACTS PERFORMED IN U.S. POSSESSIONS OR PUERTO RICO (APR 1984) 52.230-2 COST ACCOUNTING STANDARDS (APR 1996) 52.230-3 DISCLOSURE AND CONSISTENCY OF COST ACCOUNTING PRACTICES (APR 1996) 155 FAR SOURCE TITLE AND DATE - ------ -------------- 52.230-65 ADMINISTRATION OF COST ACCOUNTING STANDARDS (APR 1996) 52.232-1 PAYMENTS (APR 1984) 52.232-8 DISCOUNTS FOR PROMPT PAYMENT (APR 1989) 52.232-9 LIMITATION ON WITHHOLDING OF PAYMENTS (APR 1984) 52.232-11 EXTRAS (APR 1984) 52.232-16 PROGRESS PAYMENTS (JUL 1991) (Applies if the Contractor is other than a Small Business Concern.) 52.232-16 PROGRESS PAYMENTS (JUL 1991) AND ALTERNATE I (AUG 1987) (Applies and Alt I if the Contractor is a Small Business Concern.) 52.232-17 INTEREST (JUN 1996) 52.232-23 ASSIGNMENT OF CLAIMS (JAN 1986) AND ALTERNATE I (APR 1984) and Alt I 52.232-25 PROMPT PAYMENT (MAR 1994) 52.232-33 MANDATORY INFORMATION FOR ELECTRONIC FUNDS TRANSFER PAYMENT (AUG 1996) 52.233-1 DISPUTES (OCT 1995) AND ALTERNATE I (DEC 1991) and Alt I 52.233-3 PROTEST AFTER AWARD (AUG 1996) AND ALTERNATE I (JUN 1985) and Alt I 52.234-1 INDUSTRIAL RESOURCES DEVELOPED UNDER DEFENSE PRODUCTION ACT TITLE III (FEB 1995) 52.237-8 RESTRICTION ON SEVERANCE PAYMENTS TO FOREIGN NATIONALS (OCT 1995) 52.242-3 PENALTIES FOR UNALLOWABLE COSTS (OCT 1995) 52.242-10 F.O.B. ORIGIN--GOVERNMENT BILLS OF LADING OR PREPAID POSTAGE (APR 1984) 156 SOURCE TITLE AND DATE - ------ -------------- 52.242-11 F.O.B. ORIGIN--GOVERNMENT BILLS OF LADING OR INDICIA MAIL (FEB 1993) 52.242-12 REPORT OF SHIPMENT (REPSHIP) (JUL 1995) 52.242-13 BANKRUPTCY (JUL 1995) 52.243-1 CHANGES--FIXED-PRICE (AUG 1987) AND ALTERNATE and Alt II II (APR 1984) 52.243-6 CHANGE ORDER ACCOUNTING (APR 1984) 52.244-5 COMPETITION IN SUBCONTRACTING (JAN 1996) 52.245-2 GOVERNMENT PROPERTY (FIXED-PRICE CONTRACTS) (DEC 1989 (DEVIATION) (SEP 1995) (The language "special tooling accountable to the contract is subject to the provisions of the special tooling clause and not the provisions of the Government Property (Fixed-Price Contracts) clause" in paragraph 52.245-2(c) is waived for a period of one year, ending 16 October 1996, or until the FAR is changed, whichever occurs first.) (This clause applies if contract award was based on full and open competition.) 52.245-2 GOVERNMENT PROPERTY (FIXED-PRICE CONTRACTS) (DEC 1989) AND and Alt I ALTERNATE I (APR 1984) (DEVIATION) (SEP 1995) (The language "special tooling accountable to the contract is subject to the provisions of the special tooling clause and not the provisions of the Government Property (Fixed-Price Contracts) clause" in paragraph 52.245-2(c) is waived for a period of one year, ending 16 October 1996, or until the FAR is changed, whichever occurs first.) (This clause applies if contract award was not based on full and open competition.) 52.244-6 SUBCONTRACTS FOR COMMERCIAL ITEMS AND COMMERCIAL COMPONENTS (OCT 1995) 157 FAR SOURCE TITLE AND DATE - ------ -------------- 52.246-23 LIMITATION OF LIABILITY (APR 1984) 52.246-24 LIMITATION OF LIABILITY--HIGH VALUE ITEMS (APR 1984) 52.246-25 LIMITATION OF LIABILITY--SERVICES (APR 1984) 52.247-1 COMMERCIAL BILL OF LADING NOTATIONS (APR 1984) 52.248-1 VALUE ENGINEERING (MAR 1989) (Applies if this contract equals or exceeds $100,000.) 52.249-1 TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (FIXED-PRICE) (SHORT FORM) (APR 1984) (Applies if this contract is $100,000 or less.) 52.249-2 TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (FIXED-PRICE) (SEP 1996) (Applies if this contract exceeds $100,000.) 52.249-8 DEFAULT (FIXED-PRICE SUPPLY AND SERVICE) (APR 1984) 52.253-1 COMPUTER GENERATED FORMS (JAN 1991) 158 II. DEFENSE FAR SUPPLEMENT (48 CFR CHAPTER 2) CLAUSES: DFARS SOURCE TITLE AND DATE - ------------ -------------- 252.203-7000 STATUTORY PROHIBITIONS ON COMPENSATION TO FORMER DEPARTMENT OF DEFENSE EMPLOYEES (NOV 1995)(Applies if this contract exceeds $100,000.) 252.203-7001 SPECIAL PROHIBITION ON EMPLOYMENT (NOV 1995) 252.203-7002 DISPLAY OF DOD HOTLINE POSTER (DEC 1991) (Applies if this contract exceeds $5,000,000.) 252.204-7000 DISCLOSURE OF INFORMATION (DEC 1991) 252.204-7003 CONTROL OF GOVERNMENT PERSONNEL WORK PRODUCT (APR 1992) 252.205-7000 PROVISION OF INFORMATION TO COOPERATIVE AGREEMENT HOLDERS (DEC 1991) (Applies if this contract exceeds $500,000.) 252.209-7000 ACQUISITION FROM SUBCONTRACTORS SUBJECT TO ON-SITE INSPECTION UNDER THE INTERMEDIATE- RANGE NUCLEAR FORCES (INF) TREATY (NOV 1995) 252.209-7004 REPORTING OF COMMERCIAL TRANSACTIONS WITH THE GOVERNMENT OF A TERRORIST COUNTRY (SEP 1994) 252.211-7000 ACQUISITION STREAMLINING (DEC 1991) 252.215-7000 PRICING ADJUSTMENTS (DEC 1991) 252.215-7002 COST ESTIMATING SYSTEM REQUIREMENTS (DEC 1991) 252.219-7003 SMALL, SMALL DISADVANTAGED AND WOMEN-OWNED SMALL BUSINESS SUBCONTRACTING PLAN (DoD CONTRACTS) (APR 1996) 252-222-7001 RIGHT OF FIRST REFUSAL OF EMPLOYMENT-CLOSURE OF MILITARY INSTALLATIONS (APR 1993) 252-223-7004 DRUG-FREE WORK FORCE (SEP 1988) 159 DFARS SOURCE TITLE AND DATE - ------------ -------------- 252.225-7001 BUY AMERICAN ACT AND BALANCE OF PAYMENTS PROGRAM (JAN 1994) 252.225-7002 QUALIFYING COUNTRY SOURCES AS SUBCONTRACTORS (DEC 1991) 252.225-7009 DUTY-FREE ENTRY-QUALIFYING COUNTRY END PRODUCTS AND SUPPLIES (DEC 1991) 252.225-7010 DUTY-FREE ENTRY-ADDITIONAL PROVISIONS (DEC 1991) 252.225-7012 PREFERENCE FOR CERTAIN DOMESTIC COMMODITIES (NOV 1995) 252.225-7014 PREFERENCE FOR DOMESTIC SPECIALTY METALS (NOV 1995,) AND and Alt I ALTERNATE I (DEC 1991) 252.225-7015 PREFERENCE FOR DOMESTIC HAND OR MEASURING TOOLS (DEC 1991) 252.225-7016 RESTRICTION ON ACQUISITION OF BALL AND ROLLER BEARINGS (SEP 1996) 252.225-7017 PREFERENCE FOR UNITED STATES AND CANADIAN VALVES AND MACHINE TOOLS (APR 1995) 252.225-7022 RESTRICTION ON ACQUISITION OF POLYACRYLONITRILE (PAN) BASED CARBON FIBER (DEC 1991) 252.225-7025 FOREIGN SOURCE RESTRICTIONS (SEP 1996) 252.225-7026 REPORTING OF CONTRACT PERFORMANCE OUTSIDE THE UNITED STATES (NOV 1995) (Applies if this contract exceeds $500,000 or is modified to exceed $500,000.) 252.225-7028 EXCLUSIONARY POLICIES AND PRACTICES OR FOREIGN GOVERNMENTS (DEC 1991) 252.225-7029 PREFERENCE FOR UNITED STATES OR CANADIAN AIR CIRCUIT BREAKERS (APR 1995) 252.225-7031 SECONDARY ARAB BOYCOTT OF ISRAEL (JUN 1992) 252.225-7034 RESTRICTION ON ACQUISITION OF COAL PETROLEUM PITCH CARBON FIBER (MAY 1994) 160 DFARS SOURCE TITLE AND DATE - ------------ -------------- 252.227-7013 RIGHTS IN TECHNICAL DATA--NONCOMMERCIAL ITEMS (NOV 1995) 252.227-7014 RIGHTS IN NONCOMMERCIAL COMPUTER SOFTWARE AND NONCOMMERCIAL COMPUTER SOFTWARE DOCUMENTATION (JUN 1995) 252.227-7015 TECHNICAL DATA - COMMERCIAL ITEMS (N0V 1995) 252.227-7016 RIGHTS IN BID OR PROPOSAL INFORMATION (JUN 1995) 252.227-7019 VALIDATION OF ASSERTED RESTRICTIONS--COMPUTER SOFTWARE (JUN 1995) 252.227-7025 LIMITATIONS ON THE USE OR DISCLOSURE OF GOVERNMENT-FURNISHED INFORMATION MARKED WITH RESTRICTIVE LEGENDS (JUN 1995) 252.227-7027 DEFERRED ORDERING OF TECHNICAL DATA AND COMPUTER SOFTWARE (APR 1988) 252.227-7030 TECHNICAL DATA--WITHHOLDING OF PAYMENT (OCT 1988) 252.227-7036 CERTIFICATION OF TECHNICAL DATA CONFORMITY (MAY 1987) 252.227-7037 VALIDATION OF RESTRICTIVE MARKINGS ON TECHNICAL DATA (NOV 1995) 252.231-7000 SUPPLEMENTAL COST PRINCIPLES (DEC 1991) 252.232-7004 DOD PROGRESS PAYMENTS RATES (FEB 1996) 252.232-7006 REDUCTION OR SUSPENSION OF CONTRACT PAYMENTS UPON FINDING OF FRAUD (AUG 1992) 252.233-7000 CERTIFICATION OF CLAIMS AND REQUESTS FOR ADJUSTMENT OR RELIEF (MAY 1994) 252.242-7000 POSTAWARD CONFERENCE (DEC 1991) 252.242-7003 APPLICATION FOR U.S. GOVERNMENT SHIPPING DOCUMENTATION/INSTRUCTIONS (DEC 1991) 161 DFARS SOURCE TITLE AND DATE - ------------ -------------- 252.242-7004 MATERIAL MANAGEMENT AND ACCOUNTING SYSTEM (SEP 1996) (Applies if this contract provides progress payments, unless it is set aside exclusively for a small disadvantaged business concern.) 252.243-7001 PRICING OF CONTRACT MODIFICATIONS (DEC 1991) 252.245-7001 REPORTS OF GOVERNMENT PROPERTY (MAY 1994) 252.246-7000 MATERIAL INSPECTION AND RECEIVING REPORT (DEC 1991) 252.246-7001 WARRANTY OF DATA (EDC 1991) & ALT II 252.249-7001 NOTIFICATION OF SUBSTANTIAL IMPACT ON EMPLOYMENT (DEC 1991) (Applies if this contract equals or exceeds $5 million.) 252.249-7002 NOTIFICATION OF PROPOSED PROGRAM TERMINATION OR REDUCTION (MAY 1995) 162 SECTION I - CONTRACT CLAUSES SECTION I-1 - CLAUSES INCORPORATED BY REFERENCE I. FEDERAL ACQUISITION REGULATION (48 CFR CHAPTER 1) CLAUSES: APPLICABLE TO ITEMS 0001, 0004, 0005, 0007, 0009, 0012 AND, IF THE OPTIONS ARE EXERCISED, ITEMS 0002 AND 0003 FAR SOURCE TITLE AND DATE - ------ -------------- 52.202-1 DEFINITIONS (OCT 1995) 52.203-3 GRATUITIES (APR 1984) 52.203-5 COVENANT AGAINST CONTINGENT FEES (APR 1984) 52.203-6 RESTRICTIONS ON SUBCONTRACTOR SALES TO THE GOVERNMENT (JUL 1995) 52.203-7 ANTI-KICKBACK PROCEDURES (JUL 1995) 52.203-10 PRICE OR FEE ADJUSTMENT FOR ILLEGAL OR IMPROPER ACTIVITY (SEP 1990) 52.203-12 LIMITATION ON PAYMENTS TO INFLUENCE CERTAIN FEDERAL TRANSACTIONS (JAN 1990) (Applies if this contract exceeds $100,000.) 52.203-13 PROCUREMENT INTEGRITY--SERVICE CONTRACTING (SEP 1990) 52.204-2 SECURITY REQUIREMENTS (AUG 1996) 52.204-4 PRINTING/COPYING DOUBLE-SIDED ON RECYCLED PAPER (JUN 1996) 52.208-1 REQUIRED SOURCES FOR JEWEL BEARINGS AND RELATED ITEMS (APR 1984) 52.209-6 PROTECTING THE GOVERNMENT'S INTEREST WHEN SUBCONTRACTING WITH CONTRACTORS DEBARRED, SUSPENDED, OR PROPOSED FOR DEBARMENT (JUL 1995) Cost-Reimbursement Supply - 21 October 1996 Updated through FAC 90-42 and DAC 91-11 163 FAR SOURCE TITLE AND DATE - ------ -------------- 52.211-5 NEW MATERIAL (MAY 1995) 52.211-7 OTHER THAN NEW MATERIAL, RESIDUAL INVENTORY, AND FORMER GOVERNMENT SURPLUS PROPERTY (MAY 1995) 52.211-15 DEFENSE PRIORITY AND ALLOCATION REQUIREMENTS (SEP 1990) 52.215-2 AUDIT AND RECORDS--NEGOTIATION (AUG 1996) 52.215-22 PRICE REDUCTION FOR DEFECTIVE COST OR PRICING DATA (OCT 1995) 52.215-23 PRICE REDUCTION FOR DEFECTIVE COST OR PRICING DATA--MODIFICATIONS (OCT 1995) 52.215-24 SUBCONTRACTOR COST OR PRICING DATA (OCT 1995) 52.215-25 SUBCONTRACTOR COST OR PRICING DATA--MODIFICA-TIONS (OCT 1995) 52.215-27 TERMINATION OF DEFINED BENEFIT PENSION PLANS (MAR 1996) 52.215-39 REVERSION OR ADJUSTMENT OF PLANS FOR POST-RETIREMENT BENEFITS (PRB) OTHER THAN PENSIONS (MAR 1996) 52.215-40 NOTIFICATION OF OWNERSHIP CHANGES (FEB 1995) 52.219-8 UTILIZATION OF SMALL, SMALL DISADVANTAGED AND WOMEN-OWNED BUSINESS CONCERNS (OCT 1995) 52.219-9 SMALL, SMALL DISADVANTAGED AND WOMEN-OWNED SMALL BUSINESS SUBCONTRACTING PLAN (AUG 1996) 52.219-9 SMALL, SMALL DISADVANTAGED AND WOMEN-OWNED SMALL BUSINESS and Alt II SUBCONTRACTING PLAN (AUG 1996) AND ALTERNATE II (AUG 1996) 164 FAR SOURCE TITLE AND DATE - ------ -------------- 52.219-16 LIQUIDATED DAMAGES--SUBCONTRACTING PLAN (OCT 1995) 52.222-1 NOTICE TO THE GOVERNMENT OF LABOR DISPUTES (APR 1984) 52.222-3 CONVICT LABOR (AUG 1996) 52.222-4 CONTRACT WORK HOURS AND SAFETY STANDARDS ACT--OVERTIME COMPENSATION (JUL 1995) 52.222-20 WALSH-HEALEY PUBLIC CONTRACTS ACT (DEC 1995) (Deviation 95- 00009 dated 15 Dec 1995 deletes the words "representation and" from paragraph (a) of the APR 1984 clause.) 52.222-26 EQUAL OPPORTUNITY (APR 1984) 52.222-28 EQUAL OPPORTUNITY PREAWARD CLEARANCE OF SUBCONTRACTS (APR 1984) (Applies if this contract is $1,000,000 or more.) (As used in the foregoing clause, the term "Contracting Officer" shall be deemed to mean the "Administrative Contracting Officer (ACO)".) 52.222-35 AFFIRMATIVE ACTION FOR SPECIAL DISABLED AND VIETNAM ERA VETERANS (APR 1984) 52.222-36 AFFIRMATIVE ACTION FOR HANDICAPPED WORKERS (APR 1984) 52.222-37 EMPLOYMENT REPORTS ON SPECIAL DISABLED VETERANS AND VETERANS OF THE VIETNAM ERA (JAN 1988) 52.223-2 CLEAN AIR AND WATER (APR 1984) 52.223-6 DRUG-FREE WORKPLACE (JUL 1990) 52.223-11 OZONE-DEPLETING SUBSTANCES (JUN 1996) 52.223-12 REFRIGERATION EQUIPMENT AND AIR CONDITIONERS (MAY 1995) 165 FAR SOURCE TITLE AND DATE - ------ -------------- 52.223-14 TOXIC CHEMICAL RELEASE REPORTING (OCT 1996) 52.225-10 DUTY-FREE ENTRY (APR 1984) (Applies if this contract exceeds $100,000.) 52.225-11 RESTRICTIONS ON CERTAIN FOREIGN PURCHASES (OCT 1996) 52.225-14 INCONSISTENCY BETWEEN ENGLISH VERSION AND TRANSLATION OF CONTRACT (AUG 1989) 52.226-1 UTILIZATION OF INDIAN ORGANIZATIONS AND INDIAN-OWNED ECONOMIC ENTERPRISES (SEP 1996) 52.227-1 AUTHORIZATION AND CONSENT (JUL 1995) AND ALTERNATE I (APR 1984) and Alt I 52.227-2 NOTICE AND ASSISTANCE REGARDING PATENT AND COPYRIGHT INFRINGEMENT (AUG 1996) 52.227-10 FILING OF PATENT APPLICATIONS--CLASSIFIED SUBJECT MATTER (APR 1984) 52.228-7 INSURANCE--LIABILITY TO THIRD PERSONS (MAR 1996) 52.229-8 TAXES-FOREIGN COST REIMBURSEMENT CONTRACTS (MAR 1990) 52.230-2 COST ACCOUNTING STANDARDS (APR 1996) 52.230-3 DISCLOSURE AND CONSISTENCY OF COST ACCOUNTING PRACTICES (APR 1996) 52.230-65 ADMINISTRATION OF COST ACCOUNTING STANDARDS (APR 1996) 52.232-9 LIMITATION ON WITHHOLDING OF PAYMENTS (APR 1984) 52.232-17 INTEREST (JUN 1996) 52.232-20 LIMITATION OF COST (APR 1984) (Applies if this contract contains fully funded line items.) 166 FAR SOURCE TITLE AND DATE - ------ -------------- 52.232-22 LIMITATION OF FUNDS (APR 1984) (Applies if this contract contains incrementally funded line items.) 52.232-23 ASSIGNMENT OF CLAIMS (JAN 1986) AND ALTERNATE I (APR 1984) and Alt I 52.232-25 PROMPT PAYMENT (MAR 1994) 52.232-33 MANDATORY INFORMATION FOR ELECTRONIC FUNDS TRANSFER PAYMENT (AUG 1996) 52.233.1 DISPUTES (OCT 1995) AND ALTERNATE I (DEC 1991) and Alt I 52.233-3 PROTEST AFTER AWARD (AUG 1996) AND ALTERNATE I (JUN 1985) and Alt I 52.231-1 INDUSTRIAL RESOURCES DEVELOPED UNDER DEFENSE PRODUCTION ACT TITLE III (FEB 1995) 52.237-3 CONTINUITY OF SERVICES (JAN 1991) 52.237-8 RESTRICTION ON SEVERANCE PAYMENTS TO FOREIGN NATIONALS (OCT 1995) 52.242-1 NOTICE OF INTENT TO DISALLOW COSTS (APR 1984) 52.242-3 PENALTIES FOR UNALLOWABLE COSTS (OCT 1995) (Applies if this contract exceeds $500,000.) 52.242-10 F.O.B. ORIGIN--GOVERNMENT BILLS OF LADING OR PREPAID POSTAGE (APR 1984) 52.242-11 F.O.B. ORIGIN--GOVERNMENT BILLS OF LADING OR INDICIA MAIL (FEB 1993) 52.242-12 REPORT OF SHIPMENT (REPSHIP) (JUL 1995) 52.242-13 BANKRUPTCY (JUL 1995) 52.243-2 CHANGES--COST-REIMBURSEMENT (AUG 1987) AND ALTERNATE II (APR and Alt II 1984) 52.243-6 CHANGE ORDER ACCOUNTING (APR 1984) 167 FAR SOURCE TITLE AND DATE - ------ -------------- 52.244-5 COMPETITION IN SUBCONTRACTING (JAN 1996) 52.244-6 SUBCONTRACTS FOR COMMERCIAL ITEMS AND COMMERCIAL COMPONENTS (OCT 1995) 52.245-5 GOVERNMENT PROPERTY (COST-REIMBURSEMENT, TIME-AND- MATERIAL, OR LABOR-HOUR CONTRACTS) (JAN 1986) 52.246-23 LIMITATION OF LIABILITY (APR 1984) 52.246-24 LIMITATION OF LIABILITY-HIGH VALUE ITEMS (APR 1984) 52.246-25 LIMITATION OF LIABILITY--SERVICES (APR 1984) 52.247-1 COMMERCIAL BILL OF LADING NOTATIONS (APR 1984) 52.248-1 VALUE ENGINEERING (MAR 1989) (Applies if this contract equals or exceeds ($100,000.) 52.249-6 TERMINATION (COST-REIMBURSEMENT) (MAY 1986) 52.249-14 EXCUSABLE DELAYS (APR 1984) 52.251-1 GOVERNMENT SUPPLY SOURCES (APR 1984) 52.253-1 COMPUTER GENERATED FORMS (JAN 1991) 168 II. DEFENSE FAR SUPPLEMENT (48 CFR CHAPTER 2) CLAUSES: DFARS SOURCE TITLE AND DATE - ------------ -------------- 252.201-7000 CONTRACTING OFFICER'S REPRESENTATIVE (DEC 1991) (Applies if this contract requires a Contracting Officer's Representative (COR).) 252.203-7000 STATUTORY PROHIBITIONS ON COMPENSATION TO FORMER DEPARTMENT OF DEFENSE EMPLOYEES (NOV 1995) (Applies if this contract exceeds $100,000.) 252.203-7001 SPECIAL PROHIBITION ON EMPLOYMENT (NOV 1995) 252.203-7002 DISPLAY OF DOD HOTLINE POSTER (DEC 1991) (Applies if this contract exceeds $5,000,000.) 252.204-7000 DISCLOSURE OF INFORMATION (DEC 1991) 252.204-7003 CONTROL OF GOVERNMENT PERSONNEL WORK PRODUCT (APR 1992) 252.205-7000 PROVISION OF INFORMATION TO COOPERATIVE AGREEMENT HOLDERS (DEC 1991) (Applies if this contract exceeds $500,000.) 252.209-7000 ACQUISITION FROM SUBCONTRACTORS SUBJECT TO ON-SITE INSPECTION UNDER THE INTERMEDIATE-RANGE NUCLEAR FORCES (INF) TREATY (NOV 1995) 252.209-7004 REPORTING OF COMMERCIAL TRANSACTIONS WITH THE GOVERNMENT OF A TERRORIST COUNTRY (SEP 1994) 252.211-7000 ACQUISITION STREAMLINING (DEC 1991) 252.215-7000 PRICING ADJUSTMENTS (DEC 1991) 252.215-7002 COST ESTIMATING SYSTEM REQUIREMENTS (DEC 1991) 252.219-7003 SMALL, SMALL DISADVANTAGED AND WOMEN-OWNED SMALL BUSINESS SUBCONTRACTING PLAN (DoD CONTRACTS) (APR 1996) 169 DFARS SOURCE TITLE AND DATE - ------------ -------------- 252.222-7001 RIGHT OF FIRST REFUSAL OF EMPLOYMENT--CLOSURE OF MILITARY INSTALLATIONS (APR 1993) 252.223-7004 DRUG-FREE WORK FORCE (SEP 1988) 252.221-7001 BUY AMERICAN ACT AND BALANCE OF PAYMENTS PROGRAM (JAN 1994) 252.225-7002 QUALIFYING COUNTRY SOURCES AS SUBCONTRACTORS (DEC 1991) 252.225-7009 DUTY-FREE ENTRY--QUALIFYING COUNTRY END PRODUCTS *AND SUPPLIES (DEC 1991) 252.225-7010 DUTY-FREE ENTRY-ADDITIONAL PROVISIONS (DEC 1991) 252.225-7012 PREFERENCE FOR CERTAIN DOMESTIC COMMODITIES (NOV 1995) 252.225-7014 PREFERENCE FOR DOMESTIC SPECIALTY METALS (NOV 1995) AND ALTERNATE and Alt I I (DEC 1991) 252.225-7015 PREFERENCE FOR DOMESTIC HAND OR MEASURING TOOLS (DEC 1991) 252.225-7016 RESTRICTIONS ON ACQUISITION OF BALL AND ROLLER BEARINGS (SEP 1996) 252.225-7017 PREFERENCE FOR UNITED STATES AND CANADIAN VALVES AND MACHINE TOOLS (APR 1995) 252.225-7019 RESTRICTION ON ACQUISITION OF FOREIGN ANCHOR AND MOORING CHAIN (DEC 1991) 252.225-7022 RESTRICTION ON ACQUISITION OF POLYACRYLONITRILE (PAN) BASED CARBON FIBER (DEC 1991) 252.225-7025 FOREIGN SOURCE RESTRICTIONS (SEP 1996) 252.225-7026 REPORTING OF CONTRACT PERFORMANCE OUTSIDE THE UNITED STATES (NOV 1995) (Applies if this contract exceeds $500,000 or is modified to exceed $500,000.) 252.225-7028 EXCLUSION POLICIES AND PRACTICES OF FOREIGN GOVERNMENTS (DEC 1991) 252.225-7029 PREFERENCE FOR UNITED STATES OR CANADIAN AIR CIRCUIT BREAKERS (APR 1995) 170 DFARS SOURCE TITLE AND DATE - ------------ -------------- 252.225-7031 SECONDARY ARAB BOYCOTT OF ISRAEL (JUN 1992) 252.225-7034 RESTRICTION ON ACQUISITION OF COAL PETROLEUM PITCH CARBON FIBER (MAY 1994) 252.227-7013 RIGHTS IN TECHNICAL DATA--NONCOMMERCIAL ITEMS (NOV 1995) 252.227-7014 RIGHTS IN NONCOMMERCIAL COMPUTER SOFTWARE AND NONCOMMERCIAL COMPUTER SOFTWARE DOCUMENTATION (JUN 1995) 252.227-7015 TECHNICAL DATA - COMMERCIAL ITEMS (NOV 1995) 252.227-7016 RIGHTS IN BID OR PROPOSAL INFORMATION (JUN 1995) 252.227-7019 VALIDATION OF ASSERTED RESTRICTIONS--COMPUTER SOFTWARE (JUN 1995) 252.227-7025 LIMITATIONS ON THE USE OR DISCLOSURE OF GOVERNMENT-FURNISHED INFORMATION MARKED WITH RESTRICTIVE LEGENDS (JUN 1995) 252.227-7027 DEFERRED ORDERING OF TECHNICAL DATA AND COMPUTER SOFTWARE (APR 1988) 252.227-7030 TECHNICAL DATA--WITHHOLDING OF PAYMENT (OCT 1988) 252.227-7036 CERTIFICATION OF TECHNICAL DATA CONFORMITY (MAY 1987) 252.227-7037 VALIDATION OF RESTRICTIVE MARKINGS ON TECHNICAL DATA (NOV 1995) 252.231-7000 SUPPLEMENTAL COST PRINCIPLES (DEC 1991) 252.232-7006 REDUCTION OR SUSPENSION OF CONTRACT PAYMENTS UPON FINDING OF FRAUD (AUG 1992) 252.233-7000 CERTIFICATION OF CLAIMS AND REQUESTS FOR ADJUSTMENT OR RELIEF (MAY 1994) 252.242-7000 POSTAWARD CONFERENCE (DEC 1991) 252.242-7003 APPLICATION FOR U.S. GOVERNMENT SHIPPING DOCUMENTATION/INSTRUCTIONS (DEC 1991) 171 DFARS SOURCE TITLE AND DATE - ------------ -------------- 252.242-7004 MATERIAL MANAGEMENT AND ACCOUNTING SYSTEM (SEP 1996) (Applies if this contract exceeds $25,000, unless it is set aside exclusively for a small business or small disadvantaged business concern.) 252.245-7001 REPORTS OF GOVERNMENT PROPERTY (MAY 1994) 252.246-7000 MATERIAL INSPECTION AND RECEIVING REPORT (DEC 1991) 252.246-7001 WARRANTY OF DATA (DEC 1991) 252.249-7001 NOTIFICATION OF SUBSTANTIAL IMPACT ON EMPLOYMENT (DEC 1991) (Applies if this contract equals or exceeds $5 million.) 252.249-7002 NOTIFICATION OF PROPOSED PROGRAM TERMINATION OR REDUCTION (MAY 1995) 172 SECTION 1.2. CLAUSES INCORPORATED IN FULL TEXT FAR 52.203-9 REQUIREMENT FOR CERTIFICATE OF PROCUREMENT INTEGRITY-MODIFICATION (SEP 1995) (a) Definitions. The definitions set forth in FAR 3.104-4 are hereby ----------- incorporated in this clause. (b) The Contractor agrees that it will execute the certification set forth in paragraph (c) of this clause when requested by the Contracting Officer in connection with the execution of any modification of this contract. (c) Certification. As required in paragraph (b) of this clause, the officer or ------------- employee responsible for the modification proposal shall execute the following certification. The certification in paragraph (c)(2) of this clause is not required for a modification which procures commercial items. CERTIFICATE OF PROCUREMENT INTEGRITY--MODIFICATION (NOV 1990) - ------------------------------------------------------------- (1) I, __________ (Name of certifier), am the officer or employee responsible for the preparation of this modification proposal and hereby certify that, to the best of my knowledge and belief, with the exception of any information described in this certification, I have no information concerning a violation or possible violation of subsection 27(a), (b), (d), or (f) of the Office of Federal Procurement Policy Act, as amended* (41 U.S.C. 423). (hereinafter referred to as "the Act"), as implemented in the FAR, occurring during the conduct of this procurement ___________ (Contract and modification number). (2) As required by subsection 27(e)(1)(B) of the Act, I further certify that to the best of my knowledge and belief, each officer, employee, agent, representative, and consultant of _____________ (Name of Offeror) who has participated personally and substantially in the preparation or submission of this proposal has certified that he or she is familiar with, and will comply with, the requirements of subsection 27(a) of the Act, as implemented in the FAR, and will report immediately to me any information concerning a violation or possible violation of subsections 27(a), (b), (d), or (f) of the Act, as implemented in the FAR, pertaining to this procurement. (3) Violations or possible violations: (Continue on plain bond paper if necessary and label Certificate of Procurement Integrity--Modification (Continuation Sheet), ENTER "NONE" IF NONE EXISTS) (Signature of the officer or employee responsible for the modification proposal and date) (Typed name of the officer or employee responsible for the modification proposal) *Subsection 27(a), (b), and (d) are effective on December 1, 1990. Subsection 27(f) is effective on June 1, 1991. THIS CERTIFICATE CONCERNS A MATTER WITHIN THE JURISDICTION OF AN AGENCY OF THE UNITED STATES AND THE MAKING OF A FALSE, FICTITIOUS, OR FRAUDULENT CERTIFICATION MAY RENDER THE MAKER SUBJECT TO PROSECUTION UNDER TITLE 18, UNITED STATES CODE, SECTION 1001. (End of certification) (d) In making the certification in paragraph (2) of the certificate, the officer or employee of the competing Contractor responsible for the offer or bid, may rely upon a one-time certification from each individual 173 required to submit a certification to the competing Contractor, supplemented by periodic training. These certifications shall be obtained at the earliest possible date after an individual required to certify begins employment or association with the contractor. If a Contractor decides to rely on a certification executed prior to the suspension of section 27 (i.e., prior to December 1, 1989), the Contractor shall ensure that an individual who has so certified is notified that section 27 has been reinstated. These certifications shall be maintained by the Contractor for a period of 6 years from the date a certifying employee's employment with the company ends or, for an agency, representative, or consultant, 6 years from the date such individual ceases to act on behalf of the contractor. (e) The certification required by paragraph (c) of this clause is a material representation of fact upon which reliance will be placed in executing this modification. FAR 52.216-7 ALLOWABLE COST AND PAYMENT (AUG 1996) (a) Invoicing. The Government shall make payments to the Contractor when requested as work progresses, but (except for small business concerns) not more than once every 2 weeks, in amounts determined to be allowable by the Contracting Officer in accordance with Subpart 31.2 of the Federal Acquisition Regulation (FAR) in effect on the date of this contract and the terms of this contract. The Contractor may submit to an authorized representative of the Contracting Officer, in such form and reasonable detail as the representative may require, an invoice or voucher supported by a statement of the claimed allowable cost for performing this contract. (b) Reimbursing costs. (1) For the purpose of reimbursing allowable costs (except as provided in subparagraph (2) below, with respect to pension, deferred profit sharing, and employee stock ownership plan contributions), the term "costs" includes only- (i) Those recorded costs that, at the time of request for reimbursement, the Contractor has paid by cash, check, or other form of actual payment for items or services purchased directly for the contract. (ii) When the Contractor is not delinquent in paying costs of contractor performance in the ordinary course of business, costs incurred, but not necessarily paid, for- (A) Materials issued from the Contractor's inventory and placed in the production process for use on the contract; (B) Direct labor; (C) Direct travel; (D) Other direct in-house costs; and (E) Properly allocable and allowable indirect costs, as shown in the records maintained by the Contractor for purposes of obtaining reimbursement under Government contracts; and (iii) The amount of progress payments that have been paid to the Contractor's subcontractors under similar cost standards. (2) Contractor contributions to any pension or other postretirement benefit, profit-sharing or employee stock ownership plan funds that are paid quarterly or more often may be included in indirect costs for payment purposes, provided that the Contractor pays the contribution to the fund within 30 days after the close of the period covered. Payments made 30 days or more after the close of a period shall not be 174 included until the Contractor actually makes the payment. Accrued costs for such contributions that are paid less often than quarterly shall be excluded from indirect costs for payment purposes until the Contractor actually makes the payment. (3) Notwithstanding the audit and adjustment of invoices or vouchers under paragraph (g) below, allowable indirect costs under this contract shall be obtained by applying indirect cost rates established in accordance with paragraph (d) below. (4) Any statements in specifications or other documents incorporated in this contract by reference designating performance of services or furnishing of materials at the Contractor's expense or at no cost to the Government shall be disregarded for purposes of cost-reimbursement under this clause. (c) Small business concerns. A small business concern may be paid more often than every 2 weeks and may invoice and be paid for recorded costs for items or services purchased directly for the contract, even though the concern has not yet paid for those items or services. (d) Final indirect cost rates. (1) Final annual indirect cost rates and the appropriate bases shall be established in accordance with Subpart 42.7 of the Federal Acquisition Regulation (FAR) in effect for the period covered by the indirect cost rate proposal. (2) The Contractor shall, within 90 days after the expiration of each of its fiscal years, or by a later date approved by the Contracting Officer, submit to the cognizant Contracting Officer responsible for negotiating its final indirect cost rates and, if required by agency procedures, to the cognizant audit activity proposed final indirect cost rates for that period and supporting cost data specifying the contract and/or subcontract to which the rates apply. The proposed rates shall be based on the Contractor's actual cost experience for that period. The appropriate Government representative and Contractor shall establish the final indirect cost rates as promptly as practical after receipt of the Contractor's proposal. (3) The Contractor and the appropriate Government representative shall execute a written understanding setting forth the final indirect cost rates. The understanding shall specify (i) the agreed-upon final annual indirect cost rates, (ii) the bases to which the rates apply, (iii) the periods for which the rates apply, (iv) any specific indirect cost items treated as direct cost in the settlement, and (v) the affected contract and/or subcontract, identifying any with advance agreements or special terms and the applicable rates. The understanding shall not change any monetary ceiling, contract obligations, or specific cost allowance or disallowance provided for in this contract. The understanding is incorporated into this contract upon execution. (4) Within 120 days after settlement of the final indirect cost rates covering the year in which this contract is physically complete, the Contractor shall submit a completion invoice or voucher to reflect the settled amounts and rates. (5) Failure by the parties to agree on a final annual indirect cost rate shall be a dispute within the meaning of the Disputes clause. (e) Billing rates. Until final annual indirect cost rates are established for any period, the Government shall reimburse the Contractor at billing rates established by the Contracting Officer or by an authorized representative (the cognizant auditor), subject to adjustment when the final rates are established. These billing rates- (1) Shall be the anticipated final rates, and (2) May be prospectively or retroactively revised by mutual agreement, at either party's request, to prevent substantial overpayment or underpayment. 175 (f) Quick-closeout procedures. Quick-closeout procedures are applicable when the conditions in FAR 42.708(a) are satisfied. (g) Audit. At any time or times before final payment, the Contracting Officer may have the Contractor's invoices or vouchers and statements of cost audited. Any payment may be (1) reduced by amounts found by the Contracting Officer not to constitute allowable costs or (2) adjusted for prior overpayments or underpayments. (h) Final payment. (1) Upon approval of a completion invoice or voucher submitted by the Contractor in accordance with (d)(4), and upon the Contractor's compliance with all terms of this contract, the Government shall promptly pay any balance of allowable costs and that part of the fee (if any) not previously paid. (2) The Contractor shall pay to the Government any refunds, rebates, credits, or other amounts (including interest, if any) accruing to or received by the Contractor or any assignee under this contract, to the extent that those amounts are properly allocable to cost for which the Contractor has been reimbursed by the Government. Reasonable expenses incurred by the Contractor for securing refunds, rebates, credits, or other amounts shall be allowable costs if approved by the Contracting Officer. Before final payment under this contract, the Contractor and each assignee whose assignment is in effect at the time of final payment shall execute and deliver- (i) An assignment to the Government, in form and substance satisfactory to the Contracting Officer, of refunds, rebates, credits, or other amounts (including interest, if any) properly allocable to costs for which the Contractor has been reimbursed by the Government under this contract, and (ii) A release discharging the Government, its officers, agents, and employees from all liabilities, obligations, and claims arising out of or under this contract, except- (A) Specified claims stated in exact amounts, or in estimated amounts when the exact amounts are not known; (B) Claims (including reasonable incidental expenses) based upon liabilities of the Contractor to third parties arising out of the performance of this contract; provided, that the claims are not known to the Contractor on the date of the execution of the release, and that the Contractor gives notice of the claims in writing to the Contracting Officer within 6 years following the release date or notice of final payment date, whichever is earlier, and (C) Claims for reimbursement of costs, including reasonable incidental expenses, incurred by the Contractor under the patent clauses of this contract, excluding, however, any expenses arising from the Contractor's indemnification of the Government against patent liability. FAR 52.222-2 PAYMENT FOR OVERTIME PREMIUMS (JUL 1990) (a) The use of overtime is authorized under this contract if the overtime premium cost does not exceed __________ dollars or the overtime premium is paid for work- (1) Necessary to cope with emergencies such as those resulting from accidents, natural disasters, breakdowns of production equipment, or occasional production bottlenecks of a sporadic nature; (2) By indirect-labor employees such as those performing duties in connection with administration, protection, transportation, maintenance, standby plant protection, operation of utilities, or accounting; 176 (3) To perform tests, industrial processes, laboratory procedures, loading or unloading of transportation conveyances, and operations in flight or afloat that are continuous in nature and cannot reasonably be interrupted or completed otherwise; or (4) That will result in lower overall costs to the Government. (b) Any request for estimated overtime premiums that exceeds the amount specified above shall include all estimated overtime for contract completion and shall- (1) Identify the work unit; e.g., department or section in which the requested overtime will be used, together with present workload, staffing, and other data of the affected unit sufficient to permit the Contracting Officer to evaluate the necessity for the overtime; (2) Demonstrate the effect that denial of the request will have on the contract delivery or performance schedule; (3) Identify the extent to which approval of overtime would affect the performance or payments in connection with other Government contracts, together with identification of each effected contract; and (4) Provide reasons why the required work cannot be performed by using multishift operations or by employing additional personnel. FAR 52.244-2 SUBCONTRACTS (COST-REIMBURSEMENT AND LETTER CONTRACTS) (MAR 1996) AND ALTERNATE (AUG 1996) (a) "Subcontract," as used in this clause, includes but is not limited to purchase orders, and changes and modifications to purchase orders. The Contractor shall notify the Contracting Officer reasonably in advance of entering into any Subcontract if- (1) The proposed subcontract is of the cost-reimbursement, time-and- materials, or labor-hour type; (2) The proposed subcontract is fixed-price and exceeds the greater of (i) the simplified acquisition threshold, or (ii) 5 percent of the total estimated cost of this contract; (3) The proposed subcontract has experimental, developmental, or research work as one of its purposes; (4) This contract is not a facilities contract and the proposed subcontract provides for the fabrication, purchase, rental, installation, or other acquisition of special test equipment valued in excess of $25,000 or of any items of facilities. (b)(1) In the case of a proposed subcontract that (i) is of the cost-reimbursement, time-and-materials, or labor-hour type and is estimated to exceed $25,000, including any fee, (ii) is proposed to exceed $100,000, or (iii) is one of a number of subcontracts with a single subcontractor, under this contract, for the same or related supplies or services that, in the aggregate, are expected to exceed $100,000, the advance notification required by paragraph (a) above shall include the information specified in subparagraph (2) below. (2)(i) A description of the supplies or service to be subcontracted; (ii) Identification of the type of subcontract to be used; 177 (iii) Identification of the proposed subcontractor and an explanation of why and how the proposed subcontractor was selected, including the competition obtained; (iv) The proposed subcontractor price and the Contractor's cost or price analysis; (v) The subcontractor's current, complete, and accurate cost or pricing data and Certificate of Current Cost or Pricing Data, if required by other contract provisions; (vi) The subcontractor's Disclosure Statement or Certificate relating to Cost Accounting Standards when such data are required by other provisions of this contract; and (vii) A negotiation memorandum reflecting- (A) The principal elements of the subcontract price negotiations; (B) The most significant considerations controlling establishment of initial or revised prices; (C) The reason cost or pricing data were or were not required; (D) The extent, if any, to which the Contractor did not rely on the subcontractor's cost or pricing data in determining the price objective and in negotiating the final price; (E) The extent, if any, to which it was recognized in the negotiation that the subcontractor's cost or pricing data were not accurate, complete, or current; the action taken by the Contractor and subcontractor; and the effect of any such defective data on the total price negotiated; (F) The reasons for any significant difference between the Contractor's price objective and the price negotiated; and (G) A complete explanation of the incentive fee or profit plan when incentives are used. The explanation shall identify each critical performance element, management decisions used to quantify each incentive element, reasons for the incentives, and summary of all trade-off possibilities considered. (c) The Contractor shall obtain the Contracting Officer's written consent before placing any subcontract for which advance notification is required under paragraph (a) above. However, the Contracting Officer may ratify in writing any such subcontract. Ratification shall constitute the consent of the Contracting Officer. (d) If the Contractor has an approved purchasing system and the subcontract is within the scope of such approval, the Contractor may enter into the subcontracts described in subparagraphs (a)(1) and (a)(2) of this clause without the consent of the Contracting Officer. (e) Even if the Contractor's purchasing system has been approved, the Contractor shall obtain the Contracting Officer's written consent before placing subcontracts identified below: (f) Unless the consent or approval specifically provides otherwise, neither consent by the Contracting Officer to any subcontract nor approval of the Contractor's purchasing system shall constitute a determination (1) of the acceptability of any subcontract terms or conditions, (2) of the acceptability of any subcontract price or of any amount paid under any subcontract, or (3) to relieve the Contractor of any responsibility for performing this contract. (g) No subcontract placed under this contract shall provide for payment on a cost-plus-a-percentage-of-cost basis, and any fee payable under cost-reimbursement subcontracts shall not exceed the fee limitations in subsection 15.903(d) of the Federal Acquisition Regulation (FAR). 178 (h) The Contractor shall give the Contracting Officer immediate written notice of any action or suit filed and prompt notice of any claim made against the Contractor by any subcontractor or vendor that, in the opinion of the Contractor, may result in litigation related in any way to this contract, with respect to which the Government may be entitled to reimbursement from the Government. (i)(1) The Contractor shall insert in each price redetermination or incentive price revision subcontract under this contract the substance of the paragraph "Quarterly limitation on payments statement" of the clause at 52.216-5, Price Redetermination--Prospective, 52.216-6, Price Redetermination--Retroactive, 52.216-16 Incentive Price Revision--Firm Target, or 52.216-17, Incentive Price Revision-Successive Targets, as appropriate, modified in accordance with the paragraph entitled "Subcontracts" of that clause. (2) Additionally, the Contractor shall include in each cost-reimbursement subcontract under this contract a requirement that the subcontractor insert the substance of the appropriate modified subparagraph referred to in subparagraph (1) above in each lower tier price redetermination or incentive price revision subcontract under that subcontract. (j) To facilitate small business participation in subcontracting, the Contractor agrees to provide progress payments on subcontracts under this contract that are fixed-price subcontracts with small business concerns in conformity with the standards for customary progress payments stated in FAR 32.502-1 and 32.504(f), as in effect on the date of this contract. The Contractor further agrees that the need for such progress payments will not be considered a handicap or adverse factor in the award of subcontracts. (k) The Government reserves the right to review the Contractor's purchasing system as set forth in FAR Subpart 44.3. 179 FAR 52.249-8 DEFAULT (FIXED-PRICE SUPPLY AND SERVICE) (FT) (APR 1984) (DEVIATION 89-915-29 JUN 1989) Modify the clause as follows: (a) Wherever the word `supplies' is used, it shall include `vessels'. (b) At the end of paragraph (b), add the following: `In addition to its other remedies, the Government may, with respect to work terminated as permitted in this clause, proceed with the completion of the vessels and supplies at such plant or plants, including that of the Contractor, as may be designated by the Contracting Officer. If the vessels are to be completed at the Contractor's plant, the Government may use all tools, machinery, facilities and equipment of the Contractor determined by the Contracting Officer to be necessary for that purpose. If the cost to the Government of the vessels and supplies therefor so procured or completed (after adjusting such cost to exclude the effect of changes in the plans and specifications made subsequent to the date of termination) exceeds the price fixed for such vessels and supplies under this contract (after adjusting such price on account of changes in the plans and specifications made prior to the date of termination) the Contractor, or its surety, if any, shall be liable for such excess.' (c) In the first sentence of paragraph (c), after the word `costs', insert the phrase `or other damages'. (d) In the first sentence of paragraph (d), after the word `title', insert the phrase `(insofar as not previously transferred)'." FAR 52.252-2 CLAUSES INCORPORATED BY REFERENCE (JUN 1988) This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. FAR 52.252-6 AUTHORIZED DEVIATIONS IN CLAUSES (APR 1984) (a) The use in this solicitation or contract of any Federal Acquisition Regulation (48 CFR Chapter 1) clause with an authorized deviation is indicated by the addition of "(DEVIATION)" after the date of the clause. (b) The use in this solicitation or contract of any Defense FAR Supplement (48 CFR Chapter 2) clause with an authorized deviation is indicated by the addition of "(DEVIATION)" after the name of the regulation. 180 DFARS 252.247-7023 TRANSPORTATION OF SUPPLIES BY SEA (NOV 1995) (a) Definitions. As used in this clause-- (1) "Components" means articles, materials, and supplies incorporated directly into end products at any level of manufacture, fabrication or assembly by the Contractor or any subcontractor. (2) "Department of Defense" (DoD) means the Army, Navy, Air Force, Marine Corps, and defense agencies. (3) "Foreign flag vessel" means any vessel that is not a U.S.-flag vessel. (4) "Ocean transportation" means any transportation aboard a ship, vessel, boat barge, or ferry through international waters. (5) "Subcontractor" means a supplier, materialman, distributor, or vendor at any level below the prime contractor whose contractual obligation to perform results from, or is conditioned upon, award of the price contract and who is performing any part of the work or other requirement of the prime contract. However, effective May 1, 1996, the term does not include a supplier, materialman, distributor, or vendor of commercial items or commercial components. (6) "Supplies" means all property, except land and interests in land, that is clearly identifiable for eventual use by or owned by the DoD at the time of transportation by sea. (i) An item is clearly identifiable or eventual use by the DoD if, for example, the contract documentation contains a reference to a DoD contract number or a military destination. (ii) "Supplies" include (but is not limited to) public works, buildings and facilities; ships; floating equipment and vessels of every character, type, and description, with parts, subassemblies, accessories, and equipment; machine tools, material; equipment; stores of all kinds; end items; construction materials; and the components of the foregoing. (7) "U.S.-flag vessel" means a vessel of the United States or belonging to the United States, including any vessel registered or having national status under the laws of the United States. (b) The Contractor shall employ U.S.-flag vessels in the transportation by sea of any supplies to be furnished in the performance of this contract. The Contractor and its subcontractors may request that the Contracting Officer authorize shipment in foreign-flag vessels, or designate available U.S.-flag vessels, if the Contractor or a subcontractor believes that-- 181 (1) U.S.-flag vessels are not available for timely shipment; (2) The freight charges are excessive or unreasonable; or (3) Freight charges are higher than charges to private persons for transportation of like goods. (c) The Contractor must submit any request for use of other than U.S.-flag vessels in writing to the Contracting Officer at least 45 days prior to the sailing date necessary to meet its delivery schedule. The Contracting Officer will process requests submitted after such date(s) as expeditiously as possible, but the Contracting Officer's failure to grant approvals to meet the shipper's sailing date will not of itself constitute a compensable delay under this or any other clause of this contract. Requests shall contain a minimum-- (1) Type, weight, and cube of cargo; (2) Required shipping date; (3) Special handling and discharge requirements; (4) Loading and discharge points; (5) Name of shipper and consignee; (6) Prime contract number, and (7) A documented description of efforts made to secure U.S.-flag vessels, including points of contact (with names and telephone numbers) with at least two (2) U.S.-flag carriers contacted. Copies of telephone notes, telegraphic and facsimile messages or letters will be sufficient for this purpose. (d) The Contractor shall, within thirty (30) days after shipment covered by this clause, provide the Contracting Officer and the Division of National Cargo, Office of Market Development, Maritime Administration, U.S. Department of Transportation, Washington, DC 20590, one copy of the rated on board vessel operating carrier's ocean bill of lading, which shall contain the following information-- (1) Prime contract number; (2) Name of vessel; (3) Vessel flag of registry; (4) Date of loading; (5) Port of loading; (6) Port of final discharge; (7) Description of commodity; (8) Gross weight in pounds and cubic feet if available; (9) Total ocean freight in U.S. dollars; and (10) Name of the steamship company. (e) The Contractor agrees to provide with its final invoice under this contract a representation that to the best of its knowledge and belief-- 182 (1) No ocean transportation was used in the performance of this contract; (2) Ocean transportation was used and only U.S.-flag vessels were used for all ocean shipments under this contract; (3) Ocean transportation was used, and the Contractor had the written consent of the Contracting Officer for all non-U.S.-flag ocean transportation; or (4) Ocean transportation was used and some or all of the shipments were made on non-U.S.-flag vessels without the written consent of the Contracting Officer. The Contractor shall describe these shipments in the following form: ITEM CONTRACT DESCRIPTION LINE ITEMS QUANTITY Total (f) If the final invoice does not include the required representation, the Government will reject and return it to the Contractor as an improper invoice for the purposes of the Prompt Payment clause of this contract. In the event there has been unauthorized use of non-U.S.-flag vessels in the performance of this contract, the Contracting Officer is entitled to equitably adjust the contract, based on the unauthorized use. (g) The Contractor shall include this clause, including this paragraph (g), in all subcontracts under this contract, which exceed the small purchase limitation of section 13.000 of the Federal Acquisition Regulation. DFARS 252.247-7204 NOTIFICATION OF TRANSPORTATION OF SUPPLIES BY SEA (NOV 1995) (a) The Contractor has indicated by the response to the solicitation provision, Representation of Extent of Transportation by Sea, that it did not anticipate transporting by sea any supplies. If, however, after the award of this contract, the Contractor learns that supplies, as defined in the Transportation of Supplies by Sea clause of this contract, will be transported by sea, the Contractor-- (1) Shall notify the Contracting Officer of that fact; and (2) Hereby agrees to comply with all the terms and conditions of the Transportation of Supplies by Sea clause of this contract. (b) The Contractor shall include this clause, including this paragraph (b), revised as necessary to reflect the relationship of the contracting parties, in all subcontracts hereunder, except (effective May 1, 1996) subcontracts for the acquisition of commercial items or components. NAPS 5252.243-9001 REQUIREMENTS FOR ADEQUATE SUPPORTING DATA AND CERTIFICATION OF ANY CLAIM, REQUEST FOR EQUITABLE ADJUSTMENT, OR DEMAND FOR PAYMENT (JUN 1996) (a) This contract is subject to 10 U.S.C. 2405; therefore, no price adjustment will be made under this contract for an amount set forth in a claim, request for equitable adjustment, or demand for payment (or incurred due to the preparation, submission, or adjudication of any such claim, request, or demand) arising out of events occurring more than six years before the submission of the claim, request, or demand. (b) A claim, request for equitable adjustment, or demand for payment is considered to be submitted on the date the contractor's submission is received by the contracting officer accompanied by adequate supporting data for the claim, request or demand, and the certification required by Section 6(c)(1) of the Contract Disputes Act, if the claim, request or demand is over $50,000. 183 (c) Adequate supporting data includes data which is adequate to apprise the contracting officer of the underlying facts and the theory upon which the contractor relies in support of its entitlement to a price adjustment. Adequate supporting data is that data which fulfills these purposes in accordance with the requirements of the Contract Disputes Act. A submission containing the following information will be deemed to have been submitted with adequate supporting data: (1) A narrative statement of the nature of the event(s), the time when the event(s) occurred (including the factual basis supporting the contractor's designation of the time the event(s) occurred), and the casual relationship between the event(s) and the impact on the cost of performance of the contract, including a description of how the event(s) affected scheduled performance; (2) A description of the relevant effort the contractor was required to perform in the absence of the event(s); (3) A description of the relevant effort the contractor was actually required or will be required to perform; (4) A description of components, equipment, and other property involved; (5) A cost breakdown of the additional effort by element in accordance with the contractor's normal procedures for pricing of changes; (6) A description of all property which will no longer be needed by the contractor; (7) A description of any delay caused by the event(s); (8) A description of any disruption caused by the event(s). (d) Certification of the claim, request for equitable adjustment, or demand for payment is required if the requested price adjustment is over $50,000. The certification requirements are those set forth in the CDA and implementing regulations. (e) For the purpose of this clause, the following terms have the meanings set forth below. (1) "Claim" means a written demand or written assertion by the contractor seeking, as a matter of right, a price adjustment under the contract. The theory upon which the contractor seeks the price adjustment does not determine whether a particular matter is a claim. The term includes a submission asserting any theory supporting a price adjustment, including but not limited to constructive change, breach of contract or mistake, which, if valid, would result in contractor entitlement to a price adjustment. A voucher, invoice or other routine request for payment that is not in dispute when submitted is not a claim. A claim does not include a request for equitable adjustment or demand for payment, as defined below. (2) "Demand for payment" means a written demand for payment, the granting of which results in a price adjustment under the contract. A demand for payment does not include a routine request for payment in accordance with the payment terms of the contract. (3) "Events" means the Government action(s), Government inaction(s), Government conduct, or occurrence(s) which give rise to the contractor's claim, request for equitable adjustment, or demand for payment. The term events does not require the incurrence of costs and/or performance of additional work resulting from the action(s), inaction(s), conduct or occurrence(s) except where a contractor's commencement of the correction of defective GFI/GFP constitutes the final occurrence. For the purpose of this subpart, the date of the final Government action, Government inaction, Government conduct or occurrence is the date on which the six year period commences. 184 (4) "Know or should have known" includes the totality of the combined actual and constructive knowledge of all agents or employees (including a subcontractor, its agents and employees, where and to the extent a subcontractor is involved). (5) "Price adjustment" means an increase in the fixed price, target price, ceiling price, or final price of a fixed price type contract, or an increase in the fee structure of a cost reimbursement type contract, or monetary damages or other payment resulting from a contractor claim, request for equitable adjustment, or demand for payment. An adjustment to the sharing ratio or to any other pricing formula, procedure or provision, which has the effect of increasing the fixed price, target price, ceiling price, final price, or fee of the contract, is a price adjustment. A schedule adjustment, whether requested as part of a submission seeking a price adjustment or as the sole relief, or an adjustment for any matter which, pursuant to the terms of the contract is separate from or not included in the fixed price contract or the fee structure of a cost reimbursement contract, is not a price adjustment. The bilateral definitization of a maximum-price modification within the maximum price is not a price adjustment. A routine invoice or other request for payment or reimbursement in accordance with the terms of the contract, even if in dispute, which, if paid, would not result in an increase in the price of the contract is not a price adjustment. For the purpose of this subpart, relief granted pursuant to a request for extraordinary contractual relief under Public Law 85-804 does not constitute a price adjustment. (6) "Request for equitable adjustment" means a written request for a price adjustment under the contract. 185 SECTION J - LIST OF ATTACHMENTS This document consists of the following parts and the attachments described below: Disclosure of Lobbying SF LLL - 3 pages. Request For Assignment of a Commercial and Government Entity (CAGE) Code, DD Form 2051 - 2 pages. Contract Security Classification Form, DD Form 254 pages. J-0001: LPD 17 Ship Specifications, 9 October 19968 April 1996. J-0002: Amphibious Transport Dock General Description Of Operational Capability, 24 May 1996. J-0003: Government Concept Of Operations In An Integrated Product Data Environment (IPDE) For The LPD 17 Program, 8 April 1996. J-0004: Contract Data Requirements List, DD Form 1423, Exhibit A, 9 October 1996. J-0005: Schedule "A" Government Furnished Equipment for LPD 17, 9 October 1996. J-0006: Schedule "C" Government Furnished Information for LPD 17, 9 October 1996. J-0007: Not Used. J-0008: Not Used. J-0009: Book Plan for Integration Management Plan (IMP), 8 April 1996. J-0010: Preliminary Ship Manning Document (PSMD), 8 April 1996. J-0011: Draft Radio Communication System Management Plan, 8 April 1996. J-0012: Not Used. 186 J-0013: Operation Security Plan, 8 April 1996. J-0014: Not Used. J-0015: Not Used. J-0016: Integrated Product Data Environment (IPDE) Integration Matrix, 9 October 1996. J-0017: Not Used. J-0018: List of Mission Essential Equipment For Maintenance Manhour Per Operating Hour (MMH/OH) Initiative, 8 April 1996. J-0019: Past Performance Information Form, 8 April 1996. J-0020: Factors and Values for Developing Variable Loads, 8 April 1996. J-0021: Affordability Through Commonality (ATC) Implementation Program, 8 April 1996. J-0022: Life Cycle Cost Estimate, 8 April 1996. J-0023: Test Documentation Booklet, 8 April 1996. J-0024: Not Used. J-0025: Current LPD 17 Program Office Automated Information System Capability, 8 April 1996. J-0026: Contract Guidance Drawing List, 8 April 1996. J-0027: Computer Aided Engineering Data List, 8 April 1996 (Preliminary). J-0028: Affordability Through Commonality Sketches, 8 April 1996. J-0029: LPD 17 Type Advanced Degaussing System Controller Interface Requirements, V 1.0, 8 April 1996. J-0030: Selected Medical and Dental Equipment, 8 April 1996. J-0031: Associate Contractor Agreement Vendor List, 8 April 1996. J-0032: Deleted. 187 J-0033: Navy Shock Data Base (FOUO) (Provided separately) J-0034: Weights For Government Furnished Equipment, 9 October 1996 J-0035: Deleted J-0036: Deleted J-0037: "Contract Security Classification Specification" DD254 J-0038: Substitute Ship Specifications to be used for Controllable Pitch Propeller (CPP) Propulsion Train, 9 October 1996 188 EX-10 6 EXHIBIT 10.3(C) AMENDMENT NUMBER FOUR TO AVONDALE INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN WHEREAS, Avondale Industries, Inc., a corporation organized and existing under the laws of the State of Louisiana, adopted the Avondale Industries, Inc. Employee Stock Ownership Plan (the "Plan") effective September 1, 1985, said Plan has been amended from time to time, said Plan was amended and restated on December 28, 1994 effective January 1, 1989; WHEREAS, Avondale Industries, Inc. reserved the right to amend the Plan by resolution of the Board of Directors; WHEREAS, it is desirable to amend the Plan as required or allowed by the Family and Medical Leave Act of 1993, the Uniformed Services Employment and Reemployment Rights Act of 1994, and the Small Business Job Protection Act of 1996; to clarify the employees who are eligible to participate; to revise the commencement of participation date; to change "Year of Service" from an elapsed time method to an Hours of Service method; and to make further clarifications: NOW, THEREFORE, as authorized by Section 11.1, the Plan is hereby amended, effective as of the date executed, unless stated otherwise, as follows: I. The family aggregation rules under Code Sections 401(a)(17) and 414(q)(6) are hereby deleted for all Plan Years beginning after 1996. This applies to the last two sentences of the second paragraph of Section 1.9, Compensation, and the sixth paragraph of Section 1.19, Highly Compensated Employee. These provisions continue to apply for Plan Years beginning prior to January 1, 1997. II. Article I, Section 1.9, Compensation is amended, effective October 13, 1994, to add the following paragraph at the end, to read as follows: The Compensation of a Returning Veteran for a prior year in which a makeup contribution is required under the Uniformed Services Employment and Reemployment Rights Act shall be (a) the pay the Returning Veteran would have received if not in the Uniformed Services (including wage increases and bonuses) or (b) if it is not "reasonably certain" what the pay rate during the Uniformed Services would have been, the Returning Veteran's average earnings during the twelve months (or shorter period, if applicable) prior to the Service in the Uniformed Services. III. Article I is amended to add the following Section 1.12A to read in its entirety as follows: 1.12A An Eligible Employee shall mean any Employee of a Participating Employer; provided, however, that an Eligible Employee shall not include: (a) any Employee who is included in a unit of employees covered by a negotiated collective bargaining agreement which does not provide for his participation in this Plan; (b) any Employee who is providing services pursuant to an oral or written contract or leasing arrangement with an unrelated employer, including any Employee who under a Participating Employer's standard personnel practices, is deemed a subcontractor or a leased employee; (c) any Employee who is a Leased Employee; (d) any Employee who, under a Participating Employer's standard personnel practices, is deemed an independent contractor (without regard to such person's status for Federal income tax purposes and without regard to any subsequent determination that such person is a common law employee) and (e) any Employee who, under a Participating Employer's standard personnel practices, is deemed a contractor, jobber, or a consultant. All determinations shall be made in the sole discretion of the Participating Employer in a uniform non-discriminatory manner. IV. Section 1.13, Employee, is amended and restated to read as follows: 1.13 Employee shall mean any person who is employed by a Participating Employer or Non-Participating Employer as a common law employee receiving remuneration subject to withholding for purposes of the Federal Insurance Contribution Act (except that Leased Employees as described in Section 414(n)(2) of the Code shall be considered Employees solely for purposes of determining whether the requirements of Section 414(n)(3) of the Code are satisfied). A director of the Company is not eligible for participation in the Plan unless he is also an Employee. V. Article I is amended to add Section 1.15A, effective with respect to each Employee as of the first Employment Year beginning on or after January 1, 1997, to read as follows: 1.15A Employment Year shall mean the twelve consecutive month period of employment commencing on the date the Employee performs his first Hour of Service for the Employer and each anniversary thereof. VI. Article I, Section 1.16, Entry Date, is amended and restated to read as follows: 1.16 Entry Date shall mean January 1 or July 1 for anyone whose first Employment Year begins on or after January 1, 1997. An Employee hired before this date will become a Participant on the first day of the month coincident with or next following the date on which he meets the eligibility requirements that were in effect at the time his employment began. VII. Article I, Section 1.19, Highly Compensated Employee, is amended , effective January 1, 1997, to add the following paragraph at the end, to read as follows: Highly Compensated Employee, as determined for any Plan Year after the Plan Year ending December 31, 1996, means any Employee who (a) was a 5% owner (as defined at Section 416(i)(1)(B)(i) of the Code) at any time during the current year or the previous year or (b) received Compensation in excess of $80,000 (as adjusted after 1997 under Code Section 414(q)(1)) in the preceding Plan Year and was one of the highest-paid 20% of Employees. VIII. Article I, Section 1.20, Hour of Service, is amended to add a new paragraph (d), effective October 13, 1994, to read as follows: (d) If an Employee is absent from his or her employment with the Employer for any period on account of (i) Parental Absence, or (ii) any period of leave recognized under the Family and Medical Leave Act of 1993, such Employee shall be credited with sufficient Hours of Service (not in excess of 501 in any Plan Year) so that a Break in Service does not occur in either the Employment Year in which such absence begins (if credit is required to preclude a Break in Service in such year) or in the immediately following Employment Year (if no credit was awarded in the preceding year). If a Returning Veteran was absent from his or her employment with the Employer on account of Services in the Uniformed Service the Returning Veteran shall be credited with sufficient Hours of Services so that a Break in Services does not occur. For purposes of computing Hours of Service credited under this paragraph (d), an Employee shall be credited with (i) Hours of Service which would otherwise be credited to such Employee without regard to the absence, or (ii) 8 Hours of Service for each day of the absence. The Committee, in its sole discretion, may require (i) evidence that the absence is on account of a reason enumerated in this paragraph (d), and (ii) evidence as to the duration of the absence. IX. Article I, Section 1.20(b), Hour of Service, is amended, effective October 13, 1994 to delete the phrase "military service" and to restate the last paragraph, to read as follows: To the extent not credited above, Hours of Service will also be credited, for vesting purposes, based on the customary work week of the Employee for periods of Service in the Uniformed Services (as required by applicable law). X. Article I is amended to add Section 1.21A, to read as follows: 1.21A A Leased Employee shall mean any person (excluding a person who is a common law employee of the Participating Employer or Non-Participating Employer) who, pursuant to an agreement between a Participating Employer (or an Affiliated Company) and any other person ("leasing organization") has performed services for the Participating Employer (or an Affiliated Company) and related persons determined in accordance with Section 414(n)(6) of the Code, on a "substantially full-time basis" for a period of at least one year and: for Plan Years after 1996, such services are performed under the primary direction or control of a Participating Employer (or an Affiliated Employer); for Plan Years prior to 1997, such services are of the type historically performed, in the business field of the Participating Employer (or an Affiliated Employer) by employees. A person is considered to have performed services on a "substantially full-time basis" for a period of at least one year if: (a) during any consecutive 12-month period such person has performed at least 1,500 Hours of Service for the Employer or (b) during any consecutive 12-month period such person performed services for the Employer for a number of Hours of Service at least equal to 75% of the average number of hours that are customarily performed by an employee of the Employer in the particular position. Such a person will not be a Leased Employee if the person (a) is covered by a money purchase pension plan providing (i) a nonintegrated employer contribution rate of at least 10% of such person's W-2 wages, (ii) immediate participation, and (iii) full and immediate vesting, and (b) provided, the Leased Employee, determined without regard to whether such person is a participant in the above described money purchase plan, do not constitute more than 20 percent of the recipient's nonhighly compensated workforce. In the event that any Leased Employee subsequently becomes an Eligible Employee, then unless the Plan is otherwise excluded by applicable Treasury Regulations from the requirements of Code Section 414(n), the total period that such former Leased Employee provided services to the Participating Employer shall be treated under the Plan, for participation eligibility and vesting purposes as though he had been an Employee of the Participating Employer or Non- Participating Employer. XI. Article I, Section 1.27, One Year Break in Service, is amended, effective with respect to each Employee as of his first Employment Year beginning on or after January 1, 1997, to read as follows: One Year Break in Service shall mean an Employment Year in which a Participant has 500 or less Hours of Service. XII. Article I, Section 1.29, Participant, is amended and restated to read as follows: Participant shall mean (a) any Eligible Employee who satisfies the participation requirements set forth in Article II, and (b) any former Employee on whose behalf an Account continues to be maintained in the Plan pursuant to Article II. In the event the Plan fails to pass the coverage requirements of Section 410(b) of the Code for a Plan Year, certain Employees will be given "Eligible Employee" status in a number necessary to satisfy the coverage requirements of Section 410(b) of the Code. "Eligible Employee" status will be given to certain Employees beginning first with the Employee who has both satisfied the participation requirements of Article II and has the most recent original employment date and continuing in descending original employment date order, to the extent necessary for the Plan to pass the coverage requirements of Section 410(b) of the Code. If two or more Employees have satisfied the participation requirements of Article II and have the same original employment date, Employees will be given "Eligible Employee" status determined in alphabetical order of the Employees' last names until the coverage requirements are met. Coverage under this paragraph only applies to the year in question. XIII. Article I is amended to add the following Section 1.32A, effective October 13, 1994, to read in its entirety as follows: Section 1.32A Returning Veteran means a reemployed Employee who gave notice to the Company of his impending service in the Uniformed Services, (unless such notice was precluded by military necessity or was otherwise impossible or unreasonable), and the cumulative length of absence from the Company by reason of Service in the Uniformed Services does not exceed five years. XIV. Article I is amended to add the following Section 1.32B, effective October 13, 1994, to read in its entirety as follows: Section 1.32B Service in the Uniformed Services means the performance of duty on a voluntary or involuntary basis in a "Uniformed Service" and includes: active duty, active duty for training, initial active duty for training, inactive duty training, full-time National Guard duty, and a period for which a person is absent from a position of employment for the purpose of an examination to determine the fitness of the person to perform any such duty. The "Uniformed Services" include the Armed Forces, the Army National Guard, and the Air National Guard when engaged in active duty for training, inactive duty training, or full-time National Guard duty; the commissioned corps of the Public Health Service; and any other category of persons designated by the President of the United States in time of war or emergency. XV. Article I, Section 1.33, Service Termination Date is deleted effective with respect to each Employee as of his first Employment Year beginning on or after January 1, 1997. XVI. Article I, Section 1.40, Year of Service, is amended to read as follows: 1.40 Year of Service shall mean any Employment Year beginning on or after January 1, 1997 in which an Employee completes 1000 Hours of Service with the Employer. An Employee's Years of Service include all periods counted as the Employee's Years of Service earned prior to 1997 under Plan provisions then in effect. All the Employee's Years of Service with the Employer shall be taken into account including service prior to the year the Employee meets the definition of Eligible Employee, for purposes of satisfying the Plan's eligibility requirements and for calculating a Participant's Vested Interest in his Employer Contribution Account unless such periods of service are disregarded pursuant to Section 2.3 of the Plan. XVII. The second paragraph of Article II, Section 2.1, Commencement of Participation, is amended and restated, effective January 1, 1997, to read as follows: Each person who is an Eligible Employee shall become a Participant on the Entry Date which coincides with or immediately follows the date (a) on which such Eligible Employee attains age 21 and (b) on which such Eligible Employee completes one Year of Service, provided he is employed by the Employer on such date. Notwithstanding the foregoing, no Employee shall become a Participant prior to the effective date of the adoption of the Plan by his Employer. XVIII. Article II, Section 2.3, Participation Following Reemployment, is amended and restated to read as follows: If an Eligible Employee terminates employment but is reemployed before a One Year Break in Service occurs, he shall be treated as if his employment was not broken. If an Eligible Employee (whether or not a Participant) terminates employment and is later reemployed by a Participating Employer, he shall be treated as a new Employee for purposes of determining eligibility to participate in the Plan, if the Employee has no vested interest and his consecutive One- Year Breaks in Service exceed the greater of five or the Years of Service prior to a Break in Service. However, if a fully vested Participant has terminated employment and is later reemployed by a Participating Employer, he shall automatically become a Participant as of the date he first performs an Hour of Service following reemployment regardless of the number of One-Year Breaks in Service prior to reemployment. XIX. Article V, Section 5.3, Allocation of Employer Contributions and Forfeitures, is amended, effective October 13, 1994, to add the following at the end of the first paragraph, to read as follows: The Returning Veteran who is entitled to an allocation under the Uniformed Services Employment and Reemployment Rights Act (the "Act") shall receive an allocation of the employer contribution that he or she would have received if he or she had been employed. The Returning Veteran will not be eligible for (i) an allocation of earnings before such contributions are made, or (ii) forfeitures allocated during the period of military service. The allocation will be made no later than the time allowed under the Internal Revenue Service's interpretation of the Act. XX. Article V, Section 5.12(a), Limitation on Annual Additions, is amended, effective October 13, 1994, to add the following paragraph at the end: However, makeup contributions for Returning Veterans will be subject to this limitation with respect to the year in which the contributions relate but not in the year in which the contributions were made. XXI. Article V, Section 5.12(d), Limitation on Annual Additions, is amended, effective January 1, 1997, to add the following new paragraph at the end: Beginning in Plan Year 1997, for purposes of this Section 5.12, Participant's compensation, as defined in Section 415(c)(3) of the Code and Regulation, is defined above but includes any amount an Employee contributes to a qualified plan under Section 401(k) or Section 125 of the Code. XXII. The first paragraph of Article VII, Section 7.1, Time of Payment, is amended and restated, effective January 1, 1997, to read as follows: 7.1 Time of Payment. Subject to the temporary non-payment provisions of Section 7.6, the payment of a Participant's Vested Interest shall be made, or commence, as soon as administratively practicable following the Participant's Normal Retirement Date or death (but not later than 60 days after the end of the Plan Year in which the Participant attains his Normal Retirement Date or dies); provided, however, that no distribution shall commence later than the Required Beginning Date, as defined as Section 7.10. XXIII. Article VII, Section 7.2(b) is amended to change the phrase "Company Stock Account" to "Company Stock Subaccount." XXIV. Article VII is amended to add Section 7.10, Minimum Required Distribution, effective January 1, 1997, to read as follows: 7.10 Minimum Required Distributions. The following provisions apply in the event that a Participant reaches his Required Beginning Date, as defined below: (a) Such Participant is required to receive a benefit. (b) If the Participant elects a lump- sum benefit or an annuity, the date as of which an annuity benefit or lump sum benefit is required to begin, shall be no later than the Participant's Required Beginning Date. (c) If the Participant elects to be paid in annual installments, two annual installments may be made in the year of the Participant's Required Beginning Date. Subsequent annual installments must be made by the December 31 of that year. The first payment applicable to the year in which the Participant attained age 70 1/2 or, if later, retired, cannot be made later than the Participant's Required Beginning Date. The second annual installment must be made by the December 31 immediately following the Participant's Required Beginning Date. Required Beginning Date shall mean, effective January 1, 1997, for anyone other than a 5% owner (as defined in Code Section 416(i)(1)(B)(i)) April 1st of the calendar year following the later of (a) the calendar year in which the employee attains age 70 1/2, or (b) the calendar year in which the Employee terminates employment with the Employer. For Plan Years beginning prior to January 1, 1997, Required Beginning Date shall mean April 1st of the calendar year following the calendar year in which a Participant attains age 70 1/2. If minimum required distributions commenced prior to December 31, 1996 to a Participant who remains employed by a Participating Employer, such Participant may elect, at any time during the Plan Year ending December 31, 1997, to cease further distributions until he has terminated employment. IN WITNESS WHEREOF, Avondale Industries, Inc. has caused this amendment to be executed in multiple originals by its officers thereunto duly authorized and its corporate seal to be hereunto affixed, as of the 31st day of December, 1996. ---- -------- WITNESS: AVONDALE INDUSTRIES, INC /s/ JOY T. RINALDI BY: /s/ THOMAS M. KITCHEN ------------------ --------------------- Thomas M. Kitchen, Secretary /s/ JACKIE H. WALKER -------------------- ATTEST /s/ BL HICKS, ASST. SECRETARY ----------------------------- (Corporate Seal) ACKNOWLEDGMENT STATE OF LOUISIANA PARISH OF JEFFERSON BEFORE ME, the undersigned Notary Public, personally came and appeared Thomas M. Kitchen, who being by me sworn did depose and state that he signed the foregoing Amendment Number Four to the Avondale Industries, Inc. Employee Stock Ownership Plan as a free act and deed on behalf of Avondale Industries, Inc. for the purposes therein set forth. WITNESS: /s/ JOY T. RINALDI /s/ THOMAS M. KITCHEN ------------------ --------------------- Thomas M. Kitchen /s/ JACKIE H. WALKER -------------------- SWORN TO AND SUBSCRIBED BEFORE ME THIS 31st DAY ---- OF DECEMBER, 1996. /s/ A. BLOMKALNS ---------------- NOTARY PUBLIC EX-10 7 EXHIBIT 10.3(D) AMENDMENT NUMBER THREE TO AVONDALE INDUSTRIES, INC. PENSION PLAN WHEREAS, Avondale Industries, Inc., a corporation organized and existing under the laws of the State of Louisiana, adopted the Avondale Industries, Inc. Pension Plan (the "Plan") effective September 1, 1985, said Plan has been amended from time to time, and said Plan was amended and restated on December 28, 1994, effective January 1, 1989; WHEREAS, Avondale Industries, Inc. reserved the right to amend the Plan by resolution of the Board of Directors; WHEREAS, it is desirable to amend the Plan as required or allowed by the Family and Medical Leave Act of 1993, the Uniformed Services Employment and Reemployment Rights Act of 1994, the Retirement Protection Act of 1994, and the Small Business Job Protection Act of 1996; to clarify the employees who are eligible to participate; to revise the commencement of participation date; to change "Year of Service" from an elapsed time method to an Hours of Service method for the purpose of eligibility and vesting; and to make further clarifications: NOW, THEREFORE, as authorized by Section 11.1 and resolution of the Board of Directors, the Plan is hereby amended, effective as of the date executed, unless stated otherwise, as follows: I. Article I, Section 1.2, Actuarial Equivalent, is amended and restated, effective January 1, 1997, to read as follows: 1.2 Actuarial Equivalent shall mean a benefit of equivalent current value to the benefit which otherwise would have been provided to the Participant, determined on the basis of (a) the UP-1984 Mortality Table set forward one year for males, set back four years for females and weighted 95% male and 5% female and (b) 7.0% annual interest. Provided, however, that the interest factor used in determining a lump sum value shall be as follows: (i) prior to 1997, the interest rate used by the Pension Benefit Guaranty Corporation as of January 1 of the calendar year in which the determination date occurs; and (ii) on or after January 1, 1997, the Applicable Interest Rate. The Applicable Interest Rate is the annual rate of interest on 30-year Treasury securities for the second calendar month preceding the Plan Year in which the date of determination occurs. Further, on or after January 1, 1997, the determination of a lump sum benefit shall be based on the Applicable Mortality Table. The Applicable Mortality Table is the mortality table prescribed in Revenue Ruling 95-6 or any successor publication of the Service. However, the determination of the annuitized value of the Participant's account under the Avondale ESOP for purposes of Section 4.1(a)(iv) and Section 4.1(b)(iii) of the Plan shall be based on no mortality and 7% annual interest for the period, if any, from (i) the date the Participant terminates employment with the Participating Employer or Non-Participating Employer, retires or becomes totally and permanently disabled, whichever is earlier, to (ii) the Participant's Normal Retirement Date. II. The family aggregation rules under Code Section 401(a)(17) and 414(q)(6) are hereby deleted for all Plan Years beginning after 1996. This applies to the third and fourth sentence of the third paragraph of Section 1.10, Compensation. These sentences continue to apply for Plan Years beginning prior to January 1, 1997. III. Article I, Section 1.10, Compensation is amended, effective October 13, 1994, to add the following paragraph at the end, to read as follows: The Compensation of a Returning Veteran for a prior year in which a makeup contribution is required under the Uniformed Services Employment and Reemployment Rights Act shall be (a) the pay the Returning Veteran would have received if not in the Uniformed Services (including wage increases and bonuses) or (b) if it is not "reasonably certain" what the pay rate during the Uniformed Services would have been, the Returning Veteran's average earnings during the twelve months (or shorter period, if applicable) prior to the Service in the Uniformed Services. IV. Article I, Section 1.11, Compensation Year, is amended and restated, effective January 1, 1997, to read as follows: 1.11 Compensation Year shall mean each calendar year in which an Employee employed by a Participating Employer or Non- Participating Employer on December 31st of such year, or if not employed on such date is reemployed by a Participating Employer or Non-Participating Employer within 12 months of his termination of employment. V. Article I, Section 1.16, is amended and restated, to read as follows: 1.16 An Eligible Employee shall mean any Employee of a Participating Employer; provided, however, that an Eligible Employee shall not include: (a) any Employee who is included in a unit of employees covered by a negotiated collective bargaining agreement which does not provide for his participation in this Plan; (b) any Employee who is providing services pursuant to an oral or written contract or leasing arrangement with an unrelated employer, including any Employee who under a Participating Employer's standard personnel practices, is deemed a subcontractor or a leased employee; (c) any Employee who is a Leased Employee; (d) any Employee who, under a Participating Employer's standard personnel practices, is deemed an independent contractor (without regard to such person's status for Federal income tax purposes and without regard to any subsequent determination that such person is a common law employee) and (e) any Employee who, under a Participating Employer's standard personnel practices, is deemed a contractor, jobber, or a consultant. All determinations shall be made in the sole discretion of the Participating Employer in a uniform non-discriminating manner. VI. Section 1.17, Employee, is amended and restated, to read as follows: 1.17 Employee shall mean any person who is employed by a Participating Employer or Non-Participating Employer as a common law employee receiving remuneration subject to withholding for purposes of the Federal Insurance Contribution Act (except that Leased Employees as described in Section 414(n)(2) of the Code shall be considered Employees solely for purposes of determining whether the requirements of Section 414(n)(3) of the Code are satisfied). A director of the Company is not eligible for participation in the Plan unless he is also an Employee. VII. Article I is amended to add Section 1.18A, effective with respect to each Employee as of the first Employment Year beginning on or after January 1, 1997, to read as follows: 1.18A Employment Year shall mean the twelve consecutive month period of employment commencing on the date the Employee performs his first Hour of Service for the Employer and each anniversary thereof. VIII. Article I, Section 1.18B, Entry Date, is amended and restated to read as follows: 1.18B Entry Date shall mean January 1 or July 1 for anyone whose first Employment Year begins on or after January 1, 1997. An Employee hired before this date will become a Participant on the first day of the month coincident with or next following the date on which he meets the eligibility requirements that were in effect at the time his employment began. IX. Article I, Section 1.21, Hour of Service, is amended to add a new paragraph (d), effective October 13, 1994, to read as follows: (d) If an Employee is absent from his or her employment with the Employer for any period on account of (i) Parental Absence, or (ii) any period of leave recognized under the Family and Medical Leave Act of 1993, such Employee shall be credited with sufficient Hours of Service (not in excess of 501 in any Plan Year) so that a Break in Service does not occur in either the Employment Year in which such absence begins (if credit is required to preclude a Break in Service in such year) or in the immediately following Employment Year (if no credit was awarded in the preceding year). If a Returning Veteran was absent from his or her employment with the Employer on account of Service in the Uniformed Services, the Returning Veteran shall be credited with sufficient Hours of Service so that a Break in Service does not occur. For purposes of computing Hours of Service credited under this paragraph (d), an Employee shall be credited with (i) Hours of Service which would otherwise be credited to such Employee without regard to the absence, or (ii) 8 Hours of Service for each day of the absence. The Committee, in its sole discretion, may require (i) evidence that the absence is on account of a reason enumerated in this paragraph (d), and (ii) evidence as to the duration of the absence. X. Article I, Section 1.21(b), Hour of Service, is amended, effective October 13, 1994 to delete the phrase "military service" and to restate the last paragraph, to read as follows: To the extent not credited above, Hours of Service will also be credited, for vesting purposes, based on the customary work week of the Employee for periods of Service in the Uniformed Services (as required by applicable law). XI. Article I is amended to add Section 1.22A, to read as follows: 1.22A A Leased Employee shall mean any person (excluding a person who is a common law employee of the Participating Employer or Non-Participating Employer) who, pursuant to an agreement between a Participating Employer (or an Affiliated Company) and any other person ("leasing organization") has performed services for the Participating Employer (or an Affiliated Company) and related persons determined in accordance with Section 414(n)(6) of the Code, on a "substantially full-time basis" for a period of at least one year and: for Plan Years after 1996, such services are performed under the primary direction or control of a Participating Employer (or an Affiliated Employer); for Plan Years prior to 1997, such services are of the type historically performed, in the business field of the Participating Employer (or an Affiliated Employer) by employees. A person is considered to have performed services on a "substantially full-time basis" for a period of at least one year if: (a) during any consecutive 12-month period such person has performed at least 1,500 Hours of Service for the Employer or (b) during any consecutive 12-month period such person performed services for the Employer for a number of Hours of Service at least equal to 75% of the average number of hours that are customarily performed by an employee of the Employer in the particular position. Such a person will not be a Leased Employee if the person (a) is covered by a money purchase pension plan providing (i) a nonintegrated employer contribution rate of at least 10% of such person's W-2 wages, (ii) immediate participation, and (iii) full and immediate vesting, and (b) provided, the Leased Employee, determined without regard to whether such person is a participant in the above described money purchase plan, do not constitute more than 20 percent of the recipient's nonhighly compensated workforce. In the event that any Leased Employee subsequently becomes an Eligible Employee, then unless the Plan is otherwise excluded by applicable Treasury Regulations from the requirements of Code Section 414(n), the total period that such former Leased Employee provided services to the Participating Employer shall be treated under the Plan, for participation eligibility and vesting purposes as though he had been an Employee of the Participating Employer or Non- Participating Employer. XII. Article I, Section 1.25, One Year Break in Service for Benefit Accrual, is amended, effective with respect to each Employee as of his first Employment Year beginning on or after January 1, 1997, to read as follows: 1.25 One Year Break in Service for Benefit Accrual, for purposes of benefit accrual, shall mean a 12-month consecutive period following an Employee's Service Termination Date during which the Employee fails to be credited with an Hour of Service. XIII. Article I, Section 1.25A, One Year Break in Service, is amended, effective with respect to each Employee as of his first Employment Year beginning on or after January 1, 1997 to add a new Section 1.25A, to read in its entirety as follows: 1.25A One Year Break in Service, for purposes of eligibility to participate and vesting, shall mean an Employment Year in which a Participant has 500 or less Hours of Service. XIV. Article I, Section 1.27, Participant, is amended and restated, to read as follows: 1.27 Participant shall mean (a) any Eligible Employee who satisfies the participation requirements set forth in Article II, and (b) any former Employee on whose behalf an Account continues to be maintained in the Plan pursuant to Article II. In the event the Plan fails to pass the coverage requirements of Section 410(b) of the Code for a Plan Year, certain Employees will be given "Eligible Employee" status in a number necessary to satisfy the coverage requirements of Section 410(b) of the Code. "Eligible Employee" status will be given to certain Employees beginning first with the Employee who has both satisfied the participation requirements of Article II and has the most recent original employment date and continuing in descending original employment date order, to the extent necessary for the Plan to pass the coverage requirements of Section 410(b) of the Code. If two or more Employees have satisfied the participation requirements of Article II and have the same original employment date, Employees will be given "Eligible Employee" status determined in alphabetical order of the Employees' last names until the coverage requirements are met. Coverage under this paragraph only applies to the year in question. XV. Article I is amended to add the following Section 1.30A, effective October 13, 1994, to read in its entirety as follows: Section 1.30A Returning Veteran means a reemployed Employee who gave notice to the Company of his impending service in the Uniformed Services, (unless such notice was precluded by military necessity or was otherwise impossible or unreasonable), and the cumulative length of absence from the Company by reason of Service in the Uniformed Services does not exceed five years. XVI. Article I is amended to add the following Section 1.30B, effective October 13, 1994, to read in its entirety as follows: Section 1.30B Service in the Uniformed Services means the performance of duty on a voluntary or involuntary basis in a "Uniformed Service" and includes: active duty, active duty for training, initial active duty for training, inactive duty training, full-time National Guard duty, and a period for which a person is absent from a position of employment for the purpose of an examination to determine the fitness of the person to perform any such duty. The "Uniformed Services" include the Armed Forces, the Army National Guard, and the Air National Guard when engaged in active duty for training, inactive duty training, or full-time National Guard duty; the commissioned corps of the Public Health Service; and any other category of persons designated by the President of the United States in time of war or emergency. XVII. Article I, Section 1.38, Year of Service, is amended, effective January 1, 1997, to read as follows: 1.38 Year of Service shall mean any Employment Year beginning on or after January 1, 1997 in which an Employee completes 1000 Hours of Service with the Employer. An Employee's Years of Service include all periods counted as the Employee's Years of Service earned prior to 1997 under Plan provisions then in effect. All of the Employee's Years of Service with the Employer shall be taken into account including service prior to the year the Employee meets the definition of Eligible Employee, for purposes of satisfying the Plan's eligibility requirements and for calculating a Participant's Vested Interest in his Employer Contribution Account unless such periods of service are disregarded pursuant to Section 2.5 of the Plan. XVIII. Article I, is amended to add a new Section 1.38A, Year of Benefit Service, to read as follows, effective January 1, 1997: Year of Benefit Service shall mean a 12- month period commencing on the date the Eligible Employee completes one Hour of Service, but counting only months while an Eligible Employee, (or such later date of participation as specified in Appendix A) or anniversary thereof during which he is employed by a Participating Employer, provided that: a. An Employee shall be credited with one Year of Benefit Service for each 12 complete months of employment, whether or not consecutive. b. An Employee who is not absent from work due to a Parental Absence shall cease accruing Years of Service on his Service Termination Date, except if such Employee performs an Hour of Service within the 12 month period commencing on his Service Termination Date, his period of absence shall be treated as employment. c. Years of Benefit Service shall include any one or more of the following, if they occur while the Employee is an Eligible Employee: i. any period of absence because of Service in the Uniformed Services for a Returning Veteran; ii. any period of layoff not in excess of one year in duration; iii. any period while the Eligible Employee is on an approved leave of absence with or without pay (including any leave of absence for maternity or paternity reasons); iv. any other period of absence approved by a Participating Employer or Non-Participating Employer including paid holidays, paid vacations and sick leaves; v. any other period of absence during which the Eligible Employee does not incur a One Year Break in Service for Benefit Accrual; provided the Employee returns to work as an Eligible Employee with a Participating Employer or Non- Participating Employer within the one-year period after his Service Termination Date; vi. to the extent not otherwise credited above, the first 12 months of a Parental Absence if the Employee provides the Committee with any evidence it may reasonably require to determine that the absence is on account of such Parental Absence. Except as otherwise specifically provided under this Section 1.38A, a month shall be determined be dividing the number of days of employment, whether or not consecutive, by 30. Notwithstanding anything in the Plan to the contrary, the Years of Service of any Participant determined as of January 1, 1988, shall not be less than the number of years he would have had on such date under the terms of a Prior Plan as in effect on December 31, 1987. XIX. The first sentence of Article III, Section 3.3, Early Retirement Date, is amended and restated to read as follows: 3.3 Early Retirement Date. A Participant who has completed at least ten Years of Benefit Service may retire on the first day of any month following his 55th birthday, such date being known as his Early Retirement Date; provided, however, that such Participant provides the Committee with written notice at least 60 days prior to his Early Retirement Date. XX. The references in Paragraphs 4.1(a)(ii) and 4.1(b)(i) and (ii) to "Years of Service" are amended to be references to "Years of Benefit Service", effective January 1, 1997. XXI. Article II, Section 2.1, Eligible Class, is amended and restated to read as follows: 2.1 Eligibility Requirements. An Employee is eligible to participate only after he (a) attains age 21; (b) has completed one Year of Service; and (c) is an Eligible Employee. XXII. The first paragraph of Article II, Section 2.2, Commencement of Participation, is amended and restated to read as follows: 2.2 Commencement of Participation. An Employee shall become a Participant on the first Entry Date on which he is an Eligible Employee and which coincides with or immediately follows the completion of the requirements set forth in Section 2.1. However, no Employee shall become a Participant prior to the effective date of the adoption of the Plan by his Employer. XXIII. The last paragraph of paragraph a. of Article IV, Section 4.6, Maximum Retirement Income, is amended and restated, effective January 1, 1997, to read as follows: For the purpose of determining the Actuarial Equivalent amount described in (v), above, or in (iii) above if the benefit is payable prior to the Social Security Retirement Age, the interest rate shall be the greater of 5% or the rate specified in Section 1.2 of the Plan. To determine the Actuarial Equivalent amount in (iii) above if the benefit is payable after the Social Security Retirement Age, the interest rate shall be the lesser of 5%, or the rate specified in Section 1.2 of the Plan, with no mortality. In any event, the mortality table shall be as set forth in Revenue Ruling 95-6 or any successor publication of the Service. If the standard rate for determining Actuarial Equivalent benefits under Section 1.2 is modified, the above "greater of" rate will change accordingly. If the rate specified in Code Section 415(b)(2)(E) is modified the above "lesser of" rate will change accordingly. XXIV. The second paragraph of Article VI, Section 6.7 is amended, to add the following sentence: Effective January 1, 1997, distribution of benefits to a Participant shall commence no later than the Required Beginning Date, as defined in Section 6.9. XXV. Article VI, is amended to add a new section 6.9, effective January 1, 1997, to read as follows: 6.9 Minimum Required Distributions. The following provisions apply in the event that a Participant reaches his Required Beginning Date, as defined below: (a) Such Participant is required to receive a benefit. (b) If the Participant elects a lump- sum benefit or an annuity, the date as of which an annuity benefit or lump sum benefit is required to begin, shall be no later than the Participant's Required Beginning Date. (c) If the Participant elects to be paid in annual installments, two annual installments may be made in the year of the Participant's Required Beginning Date. Subsequent annual installments must be made by the December 31 of that year. The first payment applicable to the year in which the Participant attained age 70 1/2 or, if later, retired, cannot be made later than the Participant's Required Beginning Date. The second annual installment must be made by the December 31 immediately following the Participant's Required Beginning Date. Required Beginning Date shall mean, effective January 1, 1997, for anyone other than a 5% owner (as defined in Code Section 416(i)(1)(B)(i)) April 1st of the calendar year following the later of (a) the calendar year in which the employee attains age 70 1/2, or (b) the calendar year in which the Employee terminates employment with the Employer. For Plan Years beginning prior to January 1, 1997, Required Beginning Date shall mean April 1st of the calendar year following the calendar year in which a Participant attains age 70 1/2. If minimum required distributions commenced prior to December 31, 1996 to a Participant who remains employed by a Participating Employer, such Participant may elect, at any time during the Plan Year ending December 31, 1997, to cease further distributions until he has terminated employment. IN WITNESS WHEREOF, Avondale Industries, Inc. has caused this amendment to be executed in multiple originals by its officers thereunto duly authorized and its corporate seal to be hereunto affixed, as of the 31st day of December, 1996. ---- -------- WITNESSES: AVONDALE INDUSTRIES, INC /s/ JOY T. RINALDI BY: /s/ THOMAS M. KITCHEN ------------------ --------------------- Thomas M. Kitchen, Secretary /s/ JACKIE H. WALKER -------------------- ATTEST /s/ BL HICKS ------------ (Corporate Seal) ACKNOWLEDGMENT STATE OF LOUISIANA PARISH OF JEFFERSON BEFORE ME, the undersigned Notary Public, personally came and appeared Thomas M. Kitchen, who being by me sworn did depose and state that he signed the foregoing Amendment Number Three to the Avondale Industries, Inc. Pension Plan as a free act and deed on behalf of Avondale Industries, Inc. for the purposes therein set forth. /s/ THOMAS M. KITCHEN --------------------- Thomas M. Kitchen SWORN TO AND SUBSCRIBED BEFORE ME THIS 31st DAY ---- OF DECEMBER, 1996. -------- /s/ A. BLOMKALNS ---------------- NOTARY PUBLIC -2- EX-10 8 EXHIBIT 10.3(J) AVONDALE INDUSTRIES, INC. 401(k) SAVINGS PLAN (Effective January 1, 1996) AVONDALE INDUSTRIES, INC. 401(k) SAVINGS PLAN TABLE OF CONTENTS Article Contents Section I. DEFINITIONS Accounts 1.1 Active Participant 1.2 Affiliated Company 1.3 Beneficiary 1.4 Board of Directors 1.5 Code 1.6 Committee 1.7 Company 1.8 Compensation 1.9 Plan Compensation Section 415 Compensation Total Compensation Disability 1.10 Disability Retirement Date 1.11 Eligible Employee 1.12 Employee 1.13 Employee-Deferral or Employee-Deferral Contribution 1.14 Employee-Deferral Account 1.15 Employee-Deferral Agreement 1.16 Employer 1.17 Employer Contribution 1.18 Employer Contribution Account 1.19 Employer Discretionary Contribution 1.20 Entry Date 1.21 ERISA 1.22 Highly Compensated Employee 1.23 Hour of Service 1.24 Matching Contribution 1.25 Non-Highly Compensated Employee 1.26 Non-Participating Employer 1.27 Normal Retirement Date and Normal Retirement Age 1.28 One-Year Break-in-Service 1.29 Parental Absence 1.30 Participant 1.31 Participating Employer 1.32 Plan 1.33 Plan Year 1.34 Rollover Contribution Account 1.35 Service Termination Date 1.36 Trust or Trust Agreement 1.37 Trustee 1.38 Trust Fund 1.39 Valuation Date 1.40 Vested Interest 1.41 Year of Service 1.42 II.PARTICIPATION Commencement of Participation 2.1 Termination of Participation 2.2 Participation Following Reemployment 2.3 III.EMPLOYEE-DEFERRALS Employee-Deferrals 3.1 Delivery of Employee-Deferral Contributions 3.2 Changes in and Discontinuance of Employee-Deferrals 3.3 Dollar Limitation 3.4 Return of Excess Deferral Amounts 3.5 Non-Discrimination Rules 3.6 Return of Excess Contributions 3.7 Rollover Contributions 3.8 IV.MATCHING CONTRIBUTIONS Matching Contributions 4.1 Forfeitures 4.2 Delivery of Contributions 4.3 Adjustments if Employee-Deferral Contributions Adjusted 4.4 Discrimination Test-Matching Contributions 4.5 Qualified Matching Contributions, Qualified Nonelective Contributions 4.6 V.EMPLOYER DISCRETIONARY CONTRIBUTIONS Employer Discretionary Contributions 5.1 Allocation of Employer Discretionary Contributions 5.2 Top-Heavy Contributions 5.3 VI.VESTING Employee-Deferral Account 6.1 Rollover Contribution Account 6.2 Employer Contribution Account 6.3 Forfeitures 6.4 Reemployment Before Break in Service 6.5 Reemployment After Break in Service 6.6 VII.ALLOCATIONS Allocation of Contributions 7.1 Definitions 7.2 Annual Additions 7.3 Limitation for Other Defined Contribution Plans 7.4 Limitation for Defined Benefit Plan 7.5 VIII.TRUST FUND Plan Assets 8.1 Separate Accounts 8.2 Valuation 8.3 Investment Funds 8.4 Investment of Contributions 8.5 Transfer of Amounts Among Investment Funds 8.6 Liability for Investment Decisions 8.7 Accounting Procedures 8.8 IX.BENEFITS Normal Retirement Date 9.1 Disability Retirement Date 9.2 Nonalienation of Benefits 9.3 Qualified Domestic Relations Order 9.4 X.PAYMENT OF BENEFITS Time of Payment 10.1 Death Benefit 10.2 Form of Distribution 10.3 Temporary Non-Payment of Benefits 10.4 Direct Rollover Rules 10.5 Notice 10.6 XI.IN-SERVICE DISTRIBUTION AND LOANS Distribution after Attaining Age 59 1/2 11.1 Financial Hardship 11.2 Loans to Participant 11.3 XII.ADMINISTRATION Board of Directors 12.1 401(k) Administrative Committee 12.2 Committee's Duties and Responsibilities 12.3 Committee's Powers 12.4 Chairman of the Committee 12.5 Claims Review Procedure 12.6 Information from Participants Beneficiaries and Alternate Payees 12.7 Actions 12.8 Bond 12.9 Indemnification 12.10 XIII.AMENDMENT OF THE PLAN Right to Amend or Suspend Contributions 13.1 Amendment by Committee 13.2 Restriction on Amendment 13.3 Retroactivity 13.4 Merger 13.5 XIV.TERMINATION OF THE PLAN Events Constituting Termination 14.1 Partial Termination 14.2 Disposition of Accounts After a Termination 14.3 Internal Revenue Service Approval for Distribution 14.4 XV.STAND-BY TOP-HEAVY PROVISIONS Top Heavy Plan 15.1 Definitions 15.2 Vesting 15.3 Minimum Contribution 15.4 Limitation on Contributions 15.5 Other Plans 15.6 XVI.GENERAL PROVISIONS Plan Voluntary 16.1 Payments to Minors and Incompetents 16.2 Missing Payee 16.3 Required Information 16.4 Subject to Trust Agreement 16.5 Communications to Committee 16.6 Communications from Employer or Committee 16.7 Action 16.8 Liability for Benefits 16.9 Named Fiduciary 16.10 Gender 16.11 Captions 16.12 Applicable Law 16.13 Reversion of Employer Contributions 16.14 Expenses 16.15 PREAMBLE Effective January 1, 1996, Avondale Industries, Inc. hereby establishes a 401(k) (the "Plan") governed by the provisions of this Plan document and any amendments hereto. The Plan and its related Trust are intended to qualify as a profit-sharing plan and a cash-or-deferred arrangement under Sections 401(a), 501(a), 401(k) and 401(m) of the Internal Revenue Code of 1986, as amended. Any ambiguity shall be resolved by giving effect to these intentions. The purpose of this Plan is to encourage Employees to save and invest systematically a portion of their current compensation in order that they may have an additional source of income upon their retirement or disability. The benefits provided by the Plan are paid from the Trust Fund established by the Employer and are in addition to the benefits Employees are entitled to receive under any other programs of the Employer and the United States Social Security Administration. The Plan and the Trust forming a part hereof are maintained for the exclusive benefit of the Participants and their Beneficiaries. ARTICLE I DEFINITIONS All capitalized terms used in this Plan shall have the meaning set forth in this Article I, unless a different meaning is plainly required by the context: 1.1 Accounts shall mean each of a Participant's Employee- Deferral Account, Employer Contribution Account and Rollover Contribution Account (including subaccounts established from time to time under each such Account) established and maintained to record the interest of a Participant in the Trust Fund as more fully described in Sections 1.15, 1.18 and 1.35. 1.2 Active Participant shall mean an Eligible Employee who is employed by a Participating Employer through the last payroll period ending within the Plan Year. 1.3 Affiliated Company means the Company and all other entities required to be aggregated with the Company under Sections 414(b), (c), (m) or (o) of the Code. 1.4 Beneficiary shall mean the person or persons designated by a Participant to receive the amount, if any, payable under the Plan in the event of a Participant's death. Each Beneficiary designation shall be in the form prescribed by the Committee. If the Participant is married and designates someone other than his legal spouse, his Beneficiary designation must include the written consent of his spouse at the time the designation is made. Such written consent must approve the Beneficiary designated and acknowledge the effect of such designation and must be notarized by a notary public. If it is established to the satisfaction of the Committee that the Participant has no spouse or that the spouse's consent cannot be obtained because the spouse cannot be located, or because of such other circumstances as may be prescribed in regulations issued pursuant to Section 417 of the Code, such written consent shall not be required. If no valid Beneficiary designation is in effect at the time of the Participant's death, then, to the extent, if any, benefits are payable under the Plan after such death, Beneficiary shall mean the Participant's legal spouse, if he is married at the time of his death, otherwise the Participant's estate. 1.5 Board of Directors shall mean the Board of Directors of Avondale Industries, Inc. 1.6 Code shall mean the Internal Revenue Code of 1986, as amended from time to time. Reference to any Section of the Code shall include any successor provision thereto. 1.7 Committee shall mean the 401(k) Administrative Committee designated by the Company to administer the Plan in accordance with Section 12.2 or a person or entity designated by the 401(k) Administrative Committee. 1.8 Company shall mean Avondale Industries, Inc. and any successor company that may continue the Plan. 1.9 Compensation. The term "Compensation" as modified below, has the following meaning for each respective purpose under the Plan: (a) Plan Compensation. For purposes of determining contributions to the Plan, Plan Compensation means base pay plus overtime, bonuses and short- term Disability payments, if any, and shall exclude permanent Disability payments and any other extra compensation in any form paid to the Employee by the Employer during the Plan Year. Plan Compensation will include any amount which is contributed by the Employer pursuant to a salary reduction agreement and which is not includible in the gross income of an Employee under Sections 125 or 402(e)(3). (b) Section 415 Compensation. For the purpose of applying the limitations of Section 415 of the Code, Section 415 Compensation means the Participant's wages, within the meaning of Section 3401(a) of the Code and all other payments of compensation to the Participant by the Employer (in the course of the Employer's trade or business) for which the Employer is required to furnish the Participant a written statement under Sections 6041(d), 6051(a)(3) and 6052 of the Code. (c) Total Compensation means Section 415 Compensation plus all amounts contributed by an Employer on behalf of the Participant pursuant to a salary reduction agreement which are not includible in the gross income of the Participant under Sections 125, 402(e)(3), and 402(h)(1)(B) of the Code. The amount of a Participant's annual Compensation that can be taken into account under any of Subparagraphs (a) - (c) for any Plan Year shall not exceed $150,000, as adjusted from time to time in accordance with Section 401(a)(17) of the Code. In determining the Compensation of a Participant for purposes of this limitation, the rules of Code Section 414(q)(6) shall apply, except in applying these rules, "family" will include only the Participant's spouse and any lineal descendants of the Participant who have not attained age 19 before the close of the year. If, as a result of the application of these rules, the adjusted $150,000 limit is exceeded then the limit will be prorated among the affected individuals determined under this section before this limit is applied. 1.10 Disability of a Participant shall mean the total and permanent incapacity of a Participant to engage in any substantial gainful employment, as determined by the Committee and which qualifies him for commencement of benefits for permanent and total disability under Federal Old Age and Survivor Insurance. 1.11 Disability Retirement Date shall have the meaning set forth in Section 9.2. 1.12 Eligible Employee is defined at Section 2.1. 1.13 Employee shall mean a person employed by an Employer, excluding any employee who is included in a unit of employees covered by a collective bargaining agreement which does not provide for his participation in the Plan. However, any Employee who is providing services to the Employer under a contract with an unrelated employer shall not be considered an Eligible Employee under this Plan. 1.14 Employee-Deferral or Employee-Deferral Contribution shall mean the amount contributed by the Employer on behalf of a Participant in accordance with Article III. 1.15 Employee-Deferral Account shall mean the Account maintained for a Participant to record the Employee- Deferrals under Article III, and any contributions under Section 4.6, contributed by the Employer on such Participant's behalf. 1.16 Employee-Deferral Agreement shall mean the agreement described in Article III. 1.17 Employer shall mean a Participating Employer or a Non- Participating Employer. Appendix A lists each Participating Employer. 1.18 Employer Contribution means any (a) Matching Contributions, (b) Employer Discretionary Contributions and (c) contributions required on account of a Top-Heavy Plan Year. 1.19 Employer Contribution Account shall mean the account established for a Participant which is funded by Employer Contributions. 1.20 Employer Discretionary Contribution shall mean a contribution by an Employer to the Trust Fund as described in Article V. 1.21 Entry Date shall mean February 1, 1996 and the first day of each month thereafter and any other date during the Plan Year specified by the Committee. 1.22 ERISA shall mean the Employee Retirement Income Security Act of 1974, as amended from time to time. References to any section of ERISA include any successor provision thereto. 1.23 Highly Compensated Employee shall mean any highly compensated active Employee and any highly compensated former Employee as described in this Section 1.23. A highly compensated active Employee includes any Employee who performs service for the Employer during the determination year and who, during the look-back year: (i) received Total Compensation from the Employer in excess of $75,000 (as adjusted pursuant to section 415(d) of the Code); (ii) received Total Compensation from the Employer in excess of $50,000 (as adjusted pursuant to section 415(d) of the Code) and was a member of the top-paid group for such year; or (iii) was an officer of the Employer and received Total Compensation during such year that is greater than 50 percent of the dollar limitation in effect under section 415(b)(1)(A) of the Code. The term Highly Compensated Employee also includes: (i) Employees who are both described in the preceding sentence if the term "determination year" is substituted for the term "look-back year" and the Employee is one of the 100 Employees who received the most Total Compensation from the Employer during the determination year; and (ii) Employees who are 5 percent owners at any time during the look-back year or determination year. If no officer has satisfied the compensation requirement of (iii) above during either a determination year or look-back year, the highest paid officer for such year shall be treated as a Highly Compensated Employee. For purposes of this Section 1.23, the determination year shall be the Plan Year. The look-back year shall be the twelve-month period immediately preceding the determination year. A Highly Compensated former Employee includes any Employee who separated from service (or was deemed to have separated) prior to the determination year, performs no service for the Employer during the determination year, and was a highly compensated active Employee for either the separation year or any determination year ending on or after the Employee's 55th birthday. If an Employee is, during a determination year or look-back year, a family member of either a five percent (5%) owner who is an active or former Employee or a Highly Compensated Employee who is one of the ten (10) most Highly Compensated Employees ranked on the basis of Total Compensation paid by the Employer during such year, then the family member and the five percent (5%) owner or top-ten Highly Compensated Employee shall be aggregated. In such case, the family member and five percent (5%) owner or top-ten (10) Highly Compensated Employee shall be treated as a single Employee receiving compensation and Plan contributions or benefits equal to the sum of such compensation and contributions or benefits of the family member and five percent (5%) owner or top-ten Highly Compensated Employee. For purposes of this Section 1.23, family member includes the spouse, lineal ascendants and descendants of the Employee or former Employee and the spouses of such lineal ascendants and descendants. The determination of who is a Highly Compensated Employee, including the determinations of the number and identity of Employees in the top-paid group, the top one hundred (100) Employees, and number of Employees treated as officers and the compensation that is considered, will be made in accordance with Section 414(q) of the Code and the Regulations thereunder. 1.24 Hour of Service shall mean: (a) Each hour for which an Employee is directly or indirectly paid or entitled to payment by a Participating Employer or Non-Participating Employer for the performance of duties, including periods of vacation and holidays; (b) Each hour for which an Employee is directly or indirectly paid or entitled to payment by a Participating Employer or Non-Participating Employer (including payments made or due from a trust fund or insurer to which the Participating Employer or Non-Participating Employer contributes or pays premiums) on account of a period of time during which no duties are performed (irrespective of whether the employment relationship has terminated) due to vacation, holiday, illness, incapacity (including disability), layoff, jury duty, military duty, or leave of absence, provided that: (i) no more than 501 Hours of Service shall be credited under this paragraph (b) to an Employee on account of any single continuous period during which the Employee performs no duties; and (ii) Hours of Service shall not be credited under this paragraph (b) to an Employee for a payment which solely reimburses the Employee for medically-related expenses incurred by the Employee or which is made or due under a plan maintained solely for the purpose of complying with applicable worker's compensation, unemployment compensation or disability insurance laws; (c) Each hour not already included under this Section 1.24 above for which back pay, irrespective of mitigation of damages, is either awarded or agreed to by such Employer, provided that crediting of Hours of Service under this Section 1.24 with respect to periods described in this Section 1.24 above shall be subject to the limitation therein set forth; and (d) Solely for purposes of determining whether a Break in Service, as defined in Section 1.29, for participation and vesting purposes has occurred in a computation period, if an Employee is away from work on a Parental Absence, he shall receive credit for the Hours of Service which would otherwise have been credited to such individual but for such absence, or in any case in which such hours cannot be determined, 8 Hours of Service per day of such absence. The Hours of Service credited under this Section 1.24(d) shall be credited (1) in the computation period in which the absence begins if the crediting is necessary to prevent a Break in Service in that period, or (2) in all other cases, in the following computation period. To the extent not credited above, Hours of Service will also be credited based on the customary work week of the Employee for periods of military duty (as required by applicable law) and approved leaves of absence. The number of Hours of Service to be credited under this Section 1.24 above on account of a period during which an Employee performs no duties, and the Plan Years to which Hours of Service shall be credited under this Section 1.24 above shall be determined by the Committee in accordance with Sections 2530.200b-2(b) and (c) of the Regulations of the U.S. Department of Labor. 1.25 Matching Contribution shall mean a contribution by an Employer to the Trust Fund as described in Article IV. 1.26 Non-Highly Compensated Employee shall mean an Employee who is not a Highly Compensated Employee. 1.27 Non-Participating Employer shall mean an Affiliated Company which is not a Participating Employer. 1.28 Normal Retirement Date shall have the meaning set forth in Section 9.1. Normal Retirement Age means the Participant's sixty-fifth (65th) birthday. 1.29 One-Year Break-in-Service or Break in Service shall mean a twelve-month consecutive period following an Employee's Service Termination Date, as defined in Section 1.36, during which the Employee fails to be credited with an Hour of Service. For purposes of this One-Year Break in Service rule, in determining the level of vesting of an Employee who is absent from work for maternity or paternity reasons, the period between the first and second anniversaries of the first day of such absence shall not be treated as either a Break in Service or a Year of Service. The Service Termination Date is the second anniversary of the first date of such absence. An absence from work for maternity or paternity reasons is defined in Section 1.30. 1.30 Parental Absence shall mean an Employee's absence from work for any of the following reasons: (i) the pregnancy of the Employee, (ii) the birth of the Employee's child, (iii) the adoption of a child by the Employee, or (iv) the need to care for the Employee's child immediately following its birth or adoption; provided, however, that the Committee, in its sole discretion, may require evidence that any absence is on account of a reason enumerated herein and evidence as to the duration of such absence. 1.31 Participant shall mean (i) any Eligible Employee for whom Employee-Deferral Contributions have been made or (ii) any former Eligible Employee on whose behalf an Account continues to be maintained in the Plan pursuant to Article II. An Eligible Employee remains a Participant as long as he has an Account balance, as provided in Section 2.2. 1.32 Participating Employer shall mean the Company, Avondale Services Corporation, and any Affiliated Company that adopts this Plan pursuant to authorization by the Board of Directors of the Company and the board of directors of the newly- adopting entity. By authorizing the adoption of this Plan, the governing body of any Participating Employer expressly recognizes and delegates to the Company and its Board of Directors the right to exercise on the behalf of the Participating Employer all power and authority conferred by the Plan to the Company or its Board of Directors. 1.33 Plan shall mean the Avondale Industries, Inc. 401(k) Savings Plan, as set forth in this document and as amended from time to time. 1.34 Plan Year shall mean the calendar year. 1.35 Rollover Contribution Account shall mean the Account maintained for a Participant to record his rollover contribution made pursuant to Section 3.8. 1.36 Service Termination Date shall mean the earlier of the following: (a) the date on which by reason of an Employee's resignation, discharge, retirement or death the Employee is no longer employed by any Employer; or (b) the first anniversary of the date on which an Employee is laid off, starts an authorized leave of absence, or is absent from work for any other reason (other than those instances covered under paragraphs (a), including holidays, paid vacations, sick leaves and absence on account of disability. 1.37 Trust or Trust Agreement shall mean the agreement and any and all amendments and supplements thereto entered into between the Company and the Trustee. The Trust Agreement shall be deemed to be part of this Plan as if all the terms and provisions were fully set forth herein. 1.38 Trustee shall mean the person or persons appointed by the Board of Directors to be Trustee under the Trust Agreement. 1.39 Trust Fund shall mean all assets held by the Trustee in accordance with the Trust Agreement. 1.40 Valuation Date shall mean the last day of each quarter during the Plan Year or any other date or dates during the Plan Year specified by the Committee upon which the assets of the Trust Fund are valued as described in Article VIII. The Annual Valuation Date shall mean the last day of the Plan Year. 1.41 Vested Interest shall mean the portion of a Participant's Accounts which has become vested and nonforfeitable, under Section 6.3. 1.42 Year of Service shall mean a 12-month period commencing on the first day on which an Employee is credited with an Hour of Service (or, for vesting and participation purposes, such Employee's date of rehire if such Employee has no vested interest and his consecutive One-Year Breaks in Service exceed the greater of five or the Years of Service prior to a Break in Service), provided that: (a) An Employee shall be credited with one Year of Service for each 12 complete months of employment, whether or not consecutive, commencing no later than the employee's employment commencement date, or reemployment commencement date, whichever is applicable. (b) An Employee shall cease accruing Years of Service on his Service Termination Date; except that if such Employee performs an Hour of Service within the 12-month period commencing on his Service Termination Date, his period of absence shall be treated as employment. (c) Years of Service shall include any one or more of the following: (i) any period of absence because of service in the military forces of the United States, provided the Employee returns to work within 90 days after first becoming eligible for discharge from active duty; (ii) any period of layoff not in excess of one year in duration; (iii) any period while the Employee is on an approved leave of absence with or without pay (including any Parental Absence); (iv) any other period of absence approved by an Employer including paid holidays, paid vacations and sick leaves; (v) any other period of absence provided the Employee returns to work with an Employer within the one-year period after his Service Termination Date; (vi) to the extent not otherwise credited above, the first 12 months of a Parental Absence if the Employee provides the Committee with any evidence it may reasonably require to determine that the absence is on account of such Parental Absence. Except as otherwise specifically provided under this Section 1.42, a month shall be determined by dividing the number of days of employment, whether or not consecutive, by 30. All of an Employee's Years of Service with the Employer shall be taken into account, including service prior to the year the Employee meets the definition of Employee, for purposes of satisfying the Plan's eligibility requirements and for calculating a Participant's Vested Interest in his Employer Contribution Account unless such periods of service are disregarded pursuant to Section 2.3 of the Plan (for participation purposes), or Section 6.6 of the Plan (for vesting purposes). ARTICLE II PARTICIPATION 2.1 Commencement of Participation. Each Employee shall become an Eligible Employee as of the first Entry Date on which he is employed by a Participating Employer and which coincides with or immediately follows the date as of which such Employee has both (a) attained age 21 and (b) completed one Year of Service. 2.2 Termination of Participation. An Eligible Employee or Participant who (i) has a Service Termination Date (ii) becomes a member of a group of employees covered by a negotiated collective bargaining agreement which does not provide for participation in the Plan or (iii) becomes an Employee of a Non-Participating Employer shall no longer be an Eligible Employee but shall continue as a Participant in the Plan entitled to share in the earnings and losses of the Trust Fund and to exercise the rights of a Participant hereunder until his Vested Interest has been distributed and the non-vested portion of his Accounts, if any, has been forfeited pursuant to Section 6.4. The participation of any Participant shall end when (i) no further benefits are payable to him or his Beneficiary under the Plan and (ii) no further amounts are credited to his Accounts. 2.3 Participation Following Reemployment. If an Employee has a Service Termination Date but is reemployed before a One Year Break in Service occurs, he shall be treated as if his employment was not broken. Such Employee shall automatically become an Eligible Employee again and the Committee shall allow him to elect to make Employee-Deferrals pursuant to Section 3.1. If an Employee (whether or not a Participant) has a Service Termination Date and is later reemployed by a Participating Employer, he shall be treated as a new Employee for purposes of determining eligibility to participate in the Plan, if the Employee has no vested interest and his consecutive One- Year Breaks in Service exceed the greater of five or the Years of Service prior to a Break in Service. However, if a fully vested Participant has terminated employment and is later reemployed by a Participating Employer, he shall automatically become a Participant as of the date he first performs an Hour of Service following reemployment regardless of the number of One-Year Breaks in Service prior to reemployment. ARTICLE III EMPLOYEE-DEFERRALS 3.1 Employee-Deferrals. An Eligible Employee may enter into an Employee-Deferral Agreement with his Employer on such form or forms as the Committee shall prescribe or through a voice response system after such Participant has entered his personal identification number. In the Employee-Deferral Agreement the Eligible Employee shall agree to accept a deferral of his Plan Compensation expressed as a whole percentage no less than 1% and no more than 13%. The Employee-Deferral Agreement shall remain in effect until changed or discontinued as provided in Section 3.3. An Employee's election under this Section 3.1 can be made when the Employee becomes an Eligible Employee effective as of the next payroll period provided the Participant has given the Committee advance notice of such change in such form and within such time period preceding the effective date of the change as the Committee may prescribe. No Employee-Deferral may be paid to the Plan by the Employer on behalf of a Participant after he ceases to be an Employee or during any period when such Participant is not receiving Plan Compensation from the Employer. 3.2 Delivery of Employee-Deferral Contributions. The Employee-Deferral made by the Employer on behalf of any Participant shall be transmitted to the Trustee by the Employer as soon as practicable; provided, however, that no Employee-Deferral for any portion of a Plan Year shall be delivered to the Trustee later than 90 days after the close of the month in which the amount was deducted from Participant's Plan Compensation. 3.3 Changes in and Discontinuance of Employee-Deferrals. A Participant may change the rate of Employee-Deferrals or discontinue Employee-Deferrals paid by his Employer to the Plan on his behalf effective as of the next payroll period provided the Participant has given the Committee advance notice of such change in such form and within such time period preceding the effective date of the change as the Committee may prescribe. 3.4 Dollar Limitation. In no event shall a Participant's Employee-Deferral Contributions for a Participant's taxable year exceed $9,500, or such larger amount as allowed under Code Section 402(g) to reflect increases in the cost of living. 3.5 Return of Excess Deferral Amounts. If a Participant's Employee-Deferral Contributions under the Plan should exceed the dollar limitation under Section 3.4 for a Plan Year, the excess amount and the earnings thereon shall be distributed to the Participant no later than the April 15 following the calendar year of the excess deferral. If a Participant notifies the Committee in writing no later than March 1 following the calendar year of the excess deferral that he was also a participant in a plan of an unrelated employer governed by the Code Section 402(g) dollar limitation described in Section 3.4, that the total deferrals under the plans exceeded the dollar limitation described in Section 3.4, and that he has allocated some or all of the excess deferrals to this Plan, then the excess allocated to this Plan (and the earnings thereon) shall be distributed to the Participant no later than the following April 15. Any returned excess deferrals must include income or loss for the calendar year of the excess deferral, and must include income or loss for the "gap period" between the end of that year and the date of distribution. The gain or loss allocable to the Excess Deferral Amount for the preceding calendar year shall be determined by any reasonable method, provided that such method does not violate Section 401(a)(4) of the Code, is consistently applied, and is used for allocating income to Participants' Accounts. Any Matching Contributions attributable to returned Employee-Deferrals shall be forfeited. The amount of excess deferrals to be distributed shall be reduced by Excess Contributions previously distributed for the taxable year ending in the same Plan Year, as provided in Section 3.7. 3.6 Non-Discrimination Rules (a) Definition. The term "Actual Deferral Percentage" (hereinafter "ADP") as used in this Section 3.6 shall mean, for each specified group of Eligible Employees for a Plan Year, the average of the ratios (calculated separately for each Eligible Employee in such group) of (1) the amount of Employee-Deferrals actually delivered to the Trustee for the Eligible Employee for the Plan Year to (2) the Eligible Employee's Total Compensation for the portion of such Plan Year (during which) the Employee was an Eligible Employee. The ADP shall be calculated separately for the group consisting of Highly Compensated Employees and the group consisting of Non-Highly Compensated Employees. (b) An Eligible Employee who fails to make Employee- Deferrals shall be included in the testing with a ratio of zero. (c) The Tests. In each Plan Year the Plan must satisfy one of the following tests: (i) The ADP for Eligible Employees who are Highly Compensated Employees for the Plan Year shall not exceed the ADP for Eligible Employees who are Non-Highly Compensated Employees for the same Plan Year multiplied by 1.25; or (ii) The ADP for Eligible Employees who are Highly Compensated Employees for the Plan Year shall not exceed the ADP for Eligible Employees who are Non-Highly Compensated Employees for the same Plan Year multiplied by 2.0, provided that the ADP for Eligible Employees who are Highly Compensated Employees does not exceed the ADP for Eligible Employees who are Non-Highly Compensated Employees by more than two (2) percentage points. (d) Special Rules in Connection with ADP Testing: (i) The ADP for any Eligible Employee who is a Highly Compensated Employee for the Plan Year and who is eligible to have Employee- Deferrals allocated to his accounts under two or more arrangements described in Code Section 401(k), that are maintained by one or more Employers, shall be determined as if such contributions were made under a single arrangement. If a Highly Compensated Employee participates in two or more cash or deferred arrangements that have different plan years, all cash or deferred arrangements ending with or within the same calendar year shall be treated as a single arrangement. (ii) In the event that this Plan satisfies the requirements of Code Sections 401(k), 401(a)(4), or 410(b) only if aggregated with one or more other plans, or if one or more other plans satisfy the requirements of such Code Sections only if aggregated with this Plan, then this Section 3.6 shall be applied by determining the ADP of Employees as if all such plans were a single plan. (iii) For purposes of determining the ADP of an Eligible Employee who is a five (5%) owner or one of the ten (10) most highly-paid Highly Compensated Employees, the Employee- Deferrals and Total Compensation of such Eligible Employee shall include the Employee-Deferrals and Total Compensation for the Plan Year of members of the Eligible Employee's Family (as defined at Section 1.9). Family members with respect to such Highly Compensated Employees shall be disregarded as separate Employees in determining the ADP both for Eligible Employees who are Non-Highly Compensated Employees and for Eligible Employees who are Highly Compensated Employees. (iv) For purposes of determining the ADP test, Employee-Deferrals shall be taken into account only if: paid to the Trust before the last day of the twelve (12) month period immediately following the Plan Year to which the contributions relate; and which relate to Total Compensation which would have been received by the Eligible Employee in the Plan Year (but for the deferral election) or which is attributable to services performed by the Eligible Employee in the Plan Year and would have been received by the Eligible Employee within 2 1/2 months after the close of the Plan Year (but for the deferral election). (v) The determination and treatment of the ADP amounts of any Eligible Employee shall satisfy such other requirements as may be prescribed by the Secretary of the Treasury. (vi) In the event that the ADP of the Highly Compensated Employees for the Plan Year determined as a date prior to the last day of the Plan Year indicates that the Plan for the year will not otherwise comply with either ADP test, the Committee has the authority to reduce the Employee-Deferral rate for the remainder of the Plan Year for all or a portion of the Highly Compensated Employees in an equitable manner to increase the likelihood that one of the ADP tests will be satisfied. 3.7 Return of Excess Contributions (a) Definition. "Excess Contributions" for a Highly Compensated Employee shall be determined in the following manner. First, the actual deferral ratio (ADR) of the Highly Compensated Employee with the highest ADR is reduced to the extent necessary to satisfy the ADP test or cause such ratio to equal the ADR of the next Highly Compensated Employee with the highest ratio. Second, this process is repeated until the ADP test is satisfied. The amount of Excess Contributions is the total of Employee Deferrals, plus Qualified Nonelective Contributions and Qualified Matching Contributions taken into account in determining the employee's ADR minus the amount determined by multiplying the employee's ADR by the employee's Total Compensation. (b) Determination of Income or Loss. The income or loss allocable to Excess Contributions shall be determined pursuant to Section 8.3. Earnings must include income or loss for the "gap period" between the end of the taxable year and the date of distribution. (c) Distribution of Excess Contributions. Notwithstanding any other provision of this Plan, Excess Contributions, plus any income and minus any loss allocable thereto, shall be distributed no later than the last day of the Plan Year to Participants to whose accounts such Excess Contributions were allocated for the preceding Plan Year. Such distributions shall be made to Highly Compensated Employees on the basis of the respective portions of the Excess Contributions attributable to each of such Employees. With respect to Participants who are subject to the family member aggregation rules of Code Section 414(q)(6), the ADP of such Participants shall be reduced in accordance with the "leveling" method described in Section 1.401(k)-1(f)(2) of the regulations and the Excess Contributions of such Participants shall be allocated among the family members in proportion to the contributions of each family member. Excess Contributions shall be treated as Annual Additions under the Plan. The amount of Excess Contributions to be distributed shall be reduced by excess deferrals previously distributed for the same year pursuant to Section 3.5 and any Matching Contributions with respect to such distributed Excess Contributions (and the earnings thereon) shall be forfeited. 3.8 Rollover Contributions. A Participant who has entered into an Employee-Deferral Agreement may contribute to the Plan any amount distributed from the Participant's individual retirement account, individual retirement annuity, or qualified plan which qualifies under either of Code Sections 402(c) or 408(d)(3)(A)(ii), which is transferred within the required time, and which meets all other requirements of law for a rollover to the Plan. The Employer, the Committee, and the Trustee shall rely upon the Participant's written certification that the transfer is a permitted rollover meeting all the above requirements. Such a contribution shall be held in a separate Rollover Contribution Account for the Participant. If the Committee should learn that the rollover did not meet all the aforesaid requirements, the value of the Participant's Rollover Contribution Account as of the preceding Valuation Date (or the date of the rollover, if later) shall be returned to him. ARTICLE IV MATCHING CONTRIBUTIONS 4.1 Matching Contributions. The Board of Directors shall annually determine the amount of a Matching Contribution, if any, to be contributed for the Plan Year. The Matching Contribution shall be allocated based on the ratio of each Active Participant's Employee-Deferrals for the Plan Year to the total of Employee-Deferrals made by all Active Participants for the year. For purposes of this allocation, Participant Employee- Deferrals in excess of 6% of each Participant's Plan Compensation shall be disregarded. 4.2 Forfeitures. Forfeitures shall be allocated in the same manner as Matching Contributions under Section 4.1. 4.3 Delivery of Contributions. An Employer's Matching Contributions shall be delivered to the Trustee at such time as the Employer determines, but in no event shall any contribution for a Plan Year be made later than the deadline, including extensions, for the filing of the Company's tax return for that year. 4.4 Adjustments if Employee-Deferral Contributions Adjusted. If under Section 3.5 or Section 3.7 a Participant's Employee-Deferral Contributions are returned to him, and as a result the net Employee-Deferral Contributions for the Plan Year are a smaller percentage of Plan Compensation than the amount taken into account in making Matching Contributions, the amount of the Matching Contributions shall be reduced accordingly. The reduction in the Matching Contribution (and any earnings attributable to the reduction) shall be treated as a Forfeiture under the provisions of Section 4.2. 4.5 Discrimination Test - Matching Contributions. (a) Definitions: (i) "Average Contribution Percentage" or "ACP" shall mean the average of the Contribution Percentages of the Eligible Employees in a group. (ii) "Contribution Percentage" shall mean the ratio (expressed as a percentage) of an Eligible Employee's Contribution Percentage Amounts to the Eligible Employee's Total Compensation for the portion of the Plan Year in which he was eligible to make Employee-Deferrals. (iii) "Contribution Percentage Amounts" shall mean the Matching Contributions and Forfeitures under the Plan on behalf of the Eligible Employee for the Plan Year. The Employer may elect to use Employee- Deferrals in the Contribution Percentage Amounts so long as the ADP test is met before the Employee-Deferrals are used in the ACP test and continues to be met following the exclusion of those Employee- Deferrals that are used to meet the ACP test. (b) If an Eligible Employee makes no Employee Deferrals and receives no Matching Contributions, the contribution ratio that is to be included in determining the ACP is zero. (c) The Tests. In each Plan Year the Plan must satisfy one of the following tests: (i) The ACP for Eligible Employees who are Highly Compensated Employees for the Plan Year shall not exceed the ACP for Eligible Employees who are Non-Highly Compensated Employees for the same Plan Year multiplied by 1.25; or (ii) The ACP for Eligible Employees who are Highly Compensated Employees for the Plan Year shall not exceed the ACP for Eligible Employees who are Non-Highly Compensated Employees for the same Plan Year multiplied by two (2), provided that the ACP for Eligible Employees who are Highly Compensated Employees does not exceed the ACP for Eligible Employees who are Non- Highly Compensated Employees by more than two (2) percentage points. (d) Special Rules: (i) (A) "Aggregate Limit" shall mean the greater of (A) or (B) below: (1)The sum of a) one hundred twenty-five percent (125%) of the greater of the ADP or the ACP of the Non-Highly Compensated Employees in the same Plan Year, plus b) Two (2) percentage points plus the lesser of such ADP or ACP of Non-Highly Compensated Employees in the same Plan Year, provided, however, that in no event shall this amount exceed two hundred percent (200%) of the lesser of the ADP or the ACP of Non-Highly Compensated Employees, and (2)The sum of a) one hundred twenty-five percent (125%) of the lesser of the ADP or the ACP of the Non-Highly Compensated Employees in the same Plan Year, plus b) Two (2) percentage points plus the greater of the ADP or the ACP of Non-Highly Compensated Employees in the same Plan Year, provided, however, that in no event shall this amount exceed two hundred percent (200%) of the greater of the ADP or the ACP of Non-Highly Compensated Employees. (B) Multiple Use: If the sum of the ADP and ACP of the Highly Compensated Employees exceeds the Aggregate Limit, then the ACP of the Highly Compensated Employees will be reduced (beginning with the Highly Compensated Employee whose ACP is the highest) so that the limit is not exceeded. If the Employer elects to reduce the ACP of the Highly Compensated Employee, the required reduction shall be treated as an Excess Aggregate Contribution described below. The ADP and ACP of the Highly Compensated Employees are determined after any corrections required to meet the ADP and ACP tests. Multiple use does not occur if both the ADP and ACP of the Highly Compensated Employees does not exceed 1.25 multiplied by the ADP and ACP of the Non-Highly Compensated Employees. (ii) For purposes of this section, the Contribution Percentage for any Eligible Employee who is a Highly Compensated Employee and who is eligible to have Contribution Percentage Amounts allocated to his account under two (2) or more plans described in Code Section 401(a), or arrangements described in Code Section 401(k) that are maintained by one or more Employers, shall be determined as if the total of such Contribution Percentage Amounts was made under each plan. If a Highly Compensated Employee participates in two (2) or more cash or deferred arrangements under Code Section 401(k) ("CODA"), that have different plan years, all CODAs ending with or within the same calendar year shall be treated as a single arrangement. (iii) In the event that this Plan satisfies the requirements of Code Sections 401(m), 401(a)(4) or 410(b) only if aggregated with one or more other plans, or if one or more other plans satisfy the requirements of such Code Sections only if aggregated with this Plan, then this section shall be applied by determining the Contribution Percentages of Eligible Employees as if all such plans were a single plan. (iv) For purposes of determining the Contribution Percentage of an Eligible Employee who is a five percent (5%) owner or one of the ten (10) most highly-paid Highly Compensated Employees, the Contribution Percentage Amounts and Total Compensation of such Eligible Employee shall include the Contribution Percentage Amounts and Total Compensation for the Plan Year of Family members. Family members, with respect to Highly Compensated Employees, shall be disregarded as separate Employees in determining the Contribution Percentage both for Eligible Employees who are Non-Highly Compensated Employees and for Eligible Employees who are Highly Compensated Employees. (v) For purposes of determining the Average Contributions Percentage test, Employer Matching Contributions will be considered made for a Plan Year only if (i) paid to the trust no later than the end of the twelve (12) month period beginning on the day after the close of the Plan Year and (ii) made on account of the Employee's Employee-Deferral for the Plan Year. (e) Excess Aggregate Contributions. The Excess Aggregate Contributions for a Highly Compensated Employee shall be determined as follows: First, the actual contribution ratio (ACR) of the Highly Compensated Employee with the highest ACR is reduced to the extent necessary to satisfy the ACP test or cause such ratio to equal the ACR of the Highly Compensated Employee with the next highest ratio. Second, this process is repeated until the ACP test is satisfied. For each Highly Compensated Employee, the amount of the Excess Aggregate Contributions is equal to the total Employee Deferrals and Matching Contributions, plus Qualified Nonelective Contributions and other contributions taken into account in determining the ACR minus the amount determined by multiplying the employee's ACR by the employee's Total Compensation. If the Plan fails to satisfy the ACP Test, Excess Aggregate Contributions and income or loss allocable thereto for the Plan Year in which the ACP Test is failed, shall be treated as follows: (i) Disposition of Excess Aggregate Contributions. Notwithstanding any other provision of this Plan, Excess Aggregate Contributions, plus any income and minus any loss allocable thereto, shall be distributed, no later than the last day of each Plan Year, to Highly Compensated Employees or forfeited, where otherwise appropriate, from the accounts of Participants in which such Excess Aggregate Contributions were allocated for the preceding Plan Year. Excess Aggregate Contributions shall be allocated to Participants who are subject to the family member aggregation rules of Code Section 414(q)(6), the ACP of such Participants shall be reduced in accordance with the "leveling" method described in Section 1.401(m)-1(e)(2) of the regulations and the Excess Contributions of such Participants shall be allocated among the family members in proportion to the contributions of each family member that have been combined. (ii) Determination of Income or Loss. Excess Aggregate Contributions shall be adjusted for any income or loss attributable thereto in the year in which the contribution was made. The income or loss allocable to Excess Aggregate Contributions shall be determined pursuant to Section 8.3. (iii) Accounting for Excess Aggregate Contributions. Excess Aggregate Contributions shall be distributed on a pro-rata basis from the Participant's Employer Contribution Account (and, if applicable, the Participant's Employee- Deferral Account). 4.6 Qualified Matching Contributions, Qualified Nonelective Contributions. The Company may, in its sole discretion, use the following contributions to enable the Plan to satisfy the nondiscrimination requirements of Section 3.6 and/or Section 4.5: (a) Qualified Matching Contributions. A Qualified Matching Contribution may be made by the Employers on the basis of either a specified dollar amount or a specified percentage of Plan Compensation of the Employee who is eligible for such contribution under the nondiscrimination tests. Such Qualified Matching Contributions shall be nonforfeitable when made and shall be subject to the same restrictions on distribution that apply to Employee-Deferrals. (b) Qualified Nonelective Contributions. A Qualified Nonelective Contribution may be made by the Employer on the basis of either a specified dollar amount or a specified percentage of Plan Compensation of the Employee who is eligible for such contribution under the nondiscrimination tests. Such Qualified Nonelective Contributions shall be nonforfeitable and shall be subject to the same restrictions on distribution that apply to Employee-Deferrals. (c) Qualified Matching Contributions and/or Qualified Nonelective Contributions may be treated as Employee Deferrals only if the conditions described in Section 1.401(k)-1(b)(5) are satisfied. Qualified Nonelective Contributions may be treated as Matching Contributions if the conditions described in Section 1.401(m)-1(b)(5) of the regulations are satisfied. (d) The Employer will maintain records sufficient to demonstrate compliance with this section, including the extent to which Qualified Nonelective Contributions and Qualified Matching Contributions are taken into account to satisfy the ADP and ACP tests. (e) The use of contributions described above shall be as provided in regulations under Section 401(k) and Section 401(m) of the Code. ARTICLE V EMPLOYER DISCRETIONARY CONTRIBUTIONS 5.1 Employer Discretionary Contributions. The Board of Directors shall annually determine the amount of Employer Discretionary Contributions, if any, to be contributed for the Plan Year. The Company may contribute all or part of the entire amount due on behalf of one or more Participating Employers and charge the amount thereof to the Participating Employers responsible therefor. In no event shall the contribution, when added to the other contributions under the Plan, exceed the maximum amount which may be claimed as a deduction by the Company for federal income tax purposes under Code Section 404(a)(3). The contribution, if any, shall be delivered in one or more installments to the Trustee no later than the due date (including extensions) of the Company's federal income tax return for its fiscal year ending with or during the Plan Year for which the contribution is made. 5.2 Allocation of Employer Discretionary Contributions. As of each Annual Valuation Date, the Employer Discretionary Contribution, if any, shall be allocated to the Employer Contribution Accounts of all Active Participants in the proportion that each such Active Participant's Total Compensation bears to the Total Compensation for all Active Participants for such year. Notwithstanding any other provision, each Employee shall become an Eligible Employee, for purposes of receiving an allocation of an Employer Discretionary Contribution, as of the day the Employee has both (a) attained age 21 and (b) completed one Year of Service. 5.3 Top-Heavy Contributions. As of the end of any Plan Year in which the Plan is Top-Heavy, the Employer shall contribute to the Employer Contribution Account of each Participant who is a Non-Key Employee the amount required under Article XV. ARTICLE VI VESTING 6.1 Employee-Deferral Account. The interest of a Participant in his Employee-Deferral Account shall be fully vested and nonforfeitable at all times. 6.2 Rollover Contribution Account. The interest of a Participant in his Rollover Contribution Account shall be fully vested and nonforfeitable at all times. 6.3 Employer Contribution Account. The interest of a Participant in his Employer Contribution Account shall be fully vested and nonforfeitable upon such Participant's death prior to termination of employment, attainment of the Normal Retirement Age while still employed, or termination of employment by reason of Disability. When a Participant's employment is terminated for any other reason, the vested and nonforfeitable interest of such Participant shall be determined in accordance with the following schedule: ---------------------------------------- Years of Service Vested % Less than 5 years 0 5 years or more 100 ---------------------------------------- 6.4 Forfeitures. (a) For purposes of this Section 6.4, if a Participant's account is 0% vested upon his Service Termination Date, he shall be deemed to have received a distribution of his account balance (and therefore a forfeiture results) as of the end of the Plan Year in which the Service Termination Date occurred. (b) The forfeitures shall be applied in accordance with Section 4.2. (c) A Participant can have a forfeiture restored after reemployment, but only under the circumstances described in Section 6.6. 6.5 Reemployment Before Break in Service. If an Employee has a Service Termination Date and is reemployed before a One- Year Break in Service occurs, he will be treated for vesting purposes as if the termination had not occurred. 6.6 Reemployment After Break in Service. The following special rules apply if an Employee has a One-Year Break in Service and is later reemployed by an Employer. (a) His Years of Service prior to the Break in Service shall be taken into account for purposes of determining the vested portion of such Participant's Employer Contribution Account funded after reemployment (i) if any portion of the Participant's Employer Contribution Account is vested at the time of the Break in Service, or (ii) if he incurs fewer than five consecutive one-year Breaks in Service. (b) His Years of Service which accrue after the Break in Service shall be taken into account for purposes of determining the vested portion of such Participant's Employer Contribution Account funded prior to the Break in Service, provided such Participant is reemployed by the Employer before he incurs five (5) consecutive one-year Breaks in Service. (c) (i) If a Participant has a Service Termination Date and receives a distribution of the balance of his Employer Contribution Account, he will be credited with the full value of his forfeited account balance, determined as of the date of the distribution, provided the Participant repays the amount of the distribution before the earlier of (1) five (5) years after the first day on which an Employee is subsequently reemployed by the Employer, or (2) the close of the first period of five (5) consecutive Breaks in Service. Any Participant who terminates employment with zero vesting shall be credited with the full value of his Employer Contribution Account determined as of the date of the deemed distribution under Paragraph 6.4(a) if the Participant is reemployed before he incurs five (5) consecutive One-Year Breaks in Service. (ii) If any credit is required under this Paragraph (c), the credit shall be made at the close of the Plan Year in which occurs the later of the reemployment or the repayment. The credit shall be satisfied first from Forfeitures, second from Employer Discretionary Contributions. ARTICLE VII ALLOCATIONS 7.1 Allocation of Contributions. Contributions to the Plan shall be allocated in the following manner: (a) Employee-Deferral Contributions shall be allocated to the Employee-Deferral Account of each Participant in accordance with the provisions of Article III. (b) Employer Discretionary Contributions shall be allocated to the Employer Contribution Account of each Participant in accordance with the provisions of Article V. (c) Matching Contributions shall be allocated to the Employer Contribution Account of each Participant in accordance with the provisions of Article IV. (d) Qualified Matching Contributions and Qualified Nonelective Contributions shall be allocated to the Employee-Deferral Account of each Participant in accordance with the provisions of Section 4.6. 7.2 Definitions. For purposes of this Article VII, the term Accounts shall mean a Participant's Employee-Deferral Account and Employer Contribution Account. The term Annual Addition shall mean, for any Limitation Year, the sum of (a) Matching Contributions, (b) Employee- Deferral Contributions, (c) Employer Discretionary Contributions, Qualified Matching Contributions, Qualified Non-elective Contributions and (d) forfeitures. The term Defined Benefit Plan Fraction shall mean, for any year, a fraction (a) the numerator of which is the projected annual benefit of the Participant under any defined benefit plan maintained by the Employer (determined as of the close of the Plan Year), and (b) the denominator of which is the lesser of (i) the product of 1.25 multiplied by the maximum dollar limitation in effect under Code Section 415(b)(1)(A) for such year, or (ii) the product of 1.4 multiplied by the amount which may be taken into account under Code Section 415(b)(1)(B) for such year. The term Defined Contribution Plan Fraction shall mean, for any year, a fraction (a) the numerator of which is the sum of the Annual Additions to the Participant's Accounts as of the close of the Plan Year, and (b) the denominator of which is the sum of the lesser of the following amounts determined for such year and each prior year of service with a Employer: (i) the product of 1.25 multiplied by the dollar limitation in effect under Code Section 415(c)(1)(A) for such year (determined without regard to Code Section 415(c)(6)), or (ii) the product of 1.4 multiplied by the amount which may be taken into account under Code Section 415(c)(1)(B) for such year. The term Employer includes the group of Employers, if any, which constitute a controlled group of corporations, trades or businesses under common control (within the meaning of Code Sections 1563(a) or 414(b) as modified by 415(h) and 414(c)), or an affiliated service group (within the meaning of Code Sections 414(m) and 318) with an Employer. All such Employers shall be treated as a single Employer for purposes of applying the Code Section 415 limitations. The term Limitation Year shall mean the Plan Year or any other twelve-month period designated by the Board of Directors. 7.3 Annual Additions. No contribution or forfeiture shall be allocated to the Accounts of an Employee for a Limitation Year in excess of an amount which, when expressed as an Annual Addition to such Employee's Accounts, is equal to the lesser of (a) $30,000 or such larger amount equal to 1/4 of the defined benefit dollar limitation as adjusted for cost-of-living increases pursuant to Code Sections 415(c)(1), 415(d)(1) and 415(d)(3), or (b) twenty-five percent of such Employee's Section 415 Compensation for such limitation. 7.4 Limitation for Other Defined Contribution Plans. In the event that the Annual Addition which would otherwise be made to an Employee's accounts under all defined contribution plans maintained by the Employer for any Limitation Year exceeds the limitations set forth in this Article VII, the excess Annual Addition shall be attributed first to the Plan, and the Employer shall treat such excess as follows: (a) First, the Employee-Deferral Contributions in excess of six percent of Plan Compensation shall be returned to the Employee to the extent necessary. (b) Second, the portion of the excess consisting of Matching Contributions shall be allocated and reallocated to the Employer Contribution Accounts of other Participants in accordance with Section 4.1 to the extent such allocations would not cause Annual Additions to each Participant's Accounts to exceed the limitations of this Section 7.4 (c) Third, the portion of the excess consisting of Employer Discretionary Contributions shall be allocated and reallocated to the Employer Contribution Accounts of other Participants in accordance with Section 5.2 to the extent such allocations would not cause Annual Additions to each Participant's Accounts to exceed the limitation of this Section 7.4. (d) If treated in accordance with subparagraphs (a) through (c) above, the excess amounts shall not be deemed Annual Additions in that limitation year if the excess amounts are a result of the allocation of forfeitures, a reasonable error in estimating a Participant's annual Plan Compensation, a reasonable error in determining the amount of elective deferrals (within the meaning of Section 402(g)(3)) that may be made with respect to any individual under the limits of Section 415 or under other limited facts and circumstances that the Commissioner finds justify the availability of the rules set forth in this subparagraph. (e) To the extent excess Annual Additions exist after the distributions described in subparagraphs (a) through (c), such excess amounts shall be allocated to a Section 415 Suspense Account. All amounts in the Section 415 Suspense Account must be used to reduce Matching Contributions, contributions required on account of a Top-Heavy Plan Year, or Employer Discretionary Contributions in succeeding Limitation Years. In the event of termination of the Plan, the balance of the Section 415 Suspense Account shall revert to the Company to the extent it may not then be allocated to any Participants' Accounts. 7.5 Limitation for Defined Benefit Plan. If an Employee is also a Participant in one or more defined benefit plans maintained by the Employer (or an Employee was a Participant in any defined benefit plan previously maintained by an Employer), the sum of such Employee's Defined Benefit Plan Fraction and Defined Contribution Plan Fraction (as determined pursuant to Code Section 415(e)) for any Limitation Year may not exceed 1.0. In the event that the sum of an Employee's Defined Contribution Plan and Defined Benefit Plan Fractions would otherwise exceed 1.0 for any Limitation Year, the benefit accrual which would otherwise be made under all applicable defined benefit plans for such Employee shall be considered not to have accrued, to the extent necessary, so that the sum of such fractions does not exceed 1.0. If after all such adjustments the sum of the fractions would still exceed 1.0, then the annual addition which would otherwise be made with respect to such Employee shall be reduced in this Plan pursuant to Section 7.4 and finally under any applicable defined contribution plan to the extent necessary so that the sum does not exceed 1.0. ARTICLE VIII TRUST FUND 8.1 Plan Assets. Avondale Industries, Inc. and the Trustee have entered into a Trust Agreement, which agreement provides for the establishment of a single Trust for the purpose of holding and administering all amounts contributed to Accounts under the Plan. All contributions, and the earnings on such amounts, shall be delivered to the Trustee and held and administered pursuant to the provisions of the Plan and the Trust Agreement. 8.2 Separate Accounts. A separate Employee-Deferral Account and Employer Contribution Account and Rollover Contribution Account shall be maintained by the Trustee or a recordkeeping agent appointed by the Plan Administrator for each Participant. 8.3 Valuation. The fair market value of the assets comprising the Trust shall be determined as of each Valuation Date, in accordance with generally-accepted valuation methods and accounting practices. As of each Valuation Date, the value of each Account shall be adjusted to reflect the effect on each sub-account of any change in the value of each Investment Fund since the preceding Valuation Date, as well as the effect of any deposits, withdrawals, distributions, or other transactions occurring since the last Valuation Date. The Committee shall provide to each Participant, Beneficiary and alternate payee as of the end of each calendar quarter a statement of the value of each Account in which such person has an interest. 8.4 Investment Funds. (a) The Committee shall determine what investment funds to offer under the Plan and may, from time to time, change the investment funds offered hereunder. As of the Effective Date of this Plan, the investment funds are Merrill Lynch Retirement Preservation Trust, Merrill Lynch Capital Fund, Merrill Lynch Corporate Bond Fund Investment Grade, AIM Constellation Fund, AIM Value Fund, and Templeton Growth Fund. (b) As of each Valuation Date, the Trustee shall perform a valuation of each Investment Fund in order to determine the value of each Investment Fund and to reconcile the Investment Funds from the prior Valuation Date. Such valuation shall recognize any appreciation or depreciation in the fair market value of all securities or other property held by each respective Investment Fund, any cash and accrued earnings and shall take into account any accrued expenses and proper charges against the Investment Fund as of such Valuation Date. 8.5 Investment of Contributions. (a) A Participant may direct that his Employee- Deferral Contributions, Employer Contributions and Rollover Contributions, if any, be allocated to one or more of the Investment Funds then available, in multiples of one percent (1%), by providing voice consent after such Participant has accessed a voice response system by entering his personal identification number in accordance with limitations reasonably determined by the Committee, or in writing on a form acceptable to the Committee. The total of all such allocations shall equal one hundred percent of the Participant's interest in his Accounts. The Committee will provide, upon Participant's request, a written confirmation of his written investment instructions. (b) If no investment direction exists the Participant's affected interest shall automatically be invested in a short term income fund until adequate instructions are received through a voice response system or in writing on an acceptable form; provided that such investment will not result in violation of ERISA. (c) Each Participant must consent to the allocation of his contributions among the Investment Funds. Such direction shall continue in effect until such time as the Participant consents to a different allocation. The investment of future contributions may be changed daily, provided such change is received by the Committee within such time period preceding the effective date as shall be prescribed by the Committee. 8.6 Transfer of Amounts Among Investment Funds (a) A Participant may elect to transfer amounts from one Investment Fund to another in increments of one percent (1%). Any such change shall be by providing voice consent after the Participant has accessed a voice response system by entering his personal identification number, or in writing on a form acceptable to the Committee. Such election shall be effective on the business day transacted if requested via the voice response system before 3 p.m. Eastern Standard Time or as soon as administratively feasible if requested on a written form. Transfers out of an investment fund can be processed in terms of dollars, shares, or percentages. Dollar and percent transfers will be converted into shares, traded based on the previous night's price, and processed based on the current night's price. (b) In the event an acceptable form is not received by the Committee for all or any portion of a Participant's Accounts, the current investment direction shall continue in effect until adequate instructions are received through a voice response system or in writing on an acceptable form. (c) The timing and frequency of transfers among investment options may be further restricted if such restrictions are required by the institution handling or providing the investment fund. 8.7 Liability for Investment Decisions. This Plan is intended to constitute a plan described in Section 404(c) of ERISA, and Title 29 of the Code of Federal Regulations Section 2550.404c-1. Fiduciaries of the Plan may be relieved of liability for any losses which are the direct and necessary result of investment instructions given by each Participant or Beneficiary. Neither the Employer, the Trustee nor the Committee shall be responsible for any loss which may result from a Participant's exercise of control over the investment of his Accounts. Each Participant shall have exclusive responsibility for and control over the investment of amounts allocated to his Accounts. Neither the Employers, the Trustee nor the Committee shall have any duty, responsibility or right to question a Participant's investment directions or to advise a Participant with respect to the investment of his accounts. The Committee will be obligated to follow the Participant's investment directions except when the instructions: (a) are not in accordance with this Plan document and instruments governing this Plan insofar as such documents and instruments are consistent with the provisions of Title I of ERISA; (b) would result in a prohibited transaction described in ERISA section 406 or Code section 4975 that is not otherwise exempted by statute or regulation; (c) would generate income that would be taxable to this Plan; (d) would cause a fiduciary to maintain the indicia of ownership of any assets of the Plan outside the jurisdiction of the district courts of the United States other than as permitted by section 404(b) of ERISA and related regulations; (e) would jeopardize the Plan's tax qualified status under the Code; or (f) could result in a loss in excess of the Account balance. 8.8 Accounting Procedures. The Committee shall establish such equitable accounting procedures as may be required to make (a) allocations, (b) valuations, and (c) adjustments to Partici- pants' accounts in accordance with the provisions of the Plan. The Plan Administrator may modify its accounting procedures, from time to time, for the purpose of achieving equitable and non- discriminatory allocations. ARTICLE IX BENEFITS 9.1 Normal Retirement Date. The Normal Retirement Date shall be the later of (a) the Participant's Normal Retirement Age or (b) the first day of the month coincident with or next following a Participant's fourth anniversary of commencement of participation in the Plan. Any Participant who remains an Employee beyond Normal Retirement Date, or becomes a Participant after such date, shall participate in the contributions and benefits of the Plan in the same manner as any other Participant. 9.2 Disability Retirement Date. Any Participant who has incurred a Disability, as determined by the Committee, may retire on a Disability Retirement Date by making written application to the Committee specifying a Disability Retirement Date which is the first day of a month not more than 90 days following the date of the filing of the application. Former Employees shall not be eligible for Disability Retirement unless the Disability was determined to have occurred during the course of such former Employee's employment with the Employer. Subject to Section 12.6 the determination of the Committee as to whether a Participant has a Disability and the date of such Disability shall be final, binding and conclusive. 9.3 Nonalienation of Benefits. Except with respect to federal income tax withholding and federal tax levies, benefits payable under this Plan shall not be subject in any manner to anticipation, alienation, sale, transfer, assignment, pledge, encumbrance, charge, garnishment, execution or levy of any kind, either voluntary or involuntary, including any such liability which is for alimony or other payments for the support of a spouse or former spouse or for any other relative of the Employee, prior to actually being received by the person entitled to the benefit under the terms of the Plan; and any attempt to anticipate, alienate, sell, transfer, assign, pledge, encumber, charge or otherwise dispose of any right to benefits payable hereunder, shall be void. The Trust Fund shall not in any manner be liable for, or subject to, the debts, contracts, liabilities, engagements or torts of any person entitled to benefits hereunder. Notwithstanding the above, the Committee shall direct the Trustee to comply with a qualified domestic relations order described in Section 9.4. 9.4 Qualified Domestic Relations Order. All rights and benefits, including election rights, provided to Participants pursuant to this Plan, are subject to the rights afforded to any "alternate payee" pursuant to a "qualified domestic relations order," as those terms are defined below. Payment to an "alternate payee" pursuant to a "qualified domestic relations order" shall be made at such time as determined pursuant to the qualified domestic relations order, based on the value of the alternate payee's interest in the account as of the Valuation Date preceding the date the payment is made. No payment to an alternate payee can be made later than when the Participant's benefit is paid to him as a result of his termination of employment. If the Participant has a loan as an investment of his account, such Participant will continue to be responsible for the entire loan. The Plan Administrator is authorized to establish any additional rules necessary to determine the rights of alternate payees under qualified domestic relations orders. Pursuant to the provisions of Section 414(p) of the Code, a "qualified domestic relations order" shall mean a judgment, decree or order (including approval of a property settlement agreement) made pursuant to a state domestic relations law (including a community property law) that relates to the provision of child support, alimony payments, or marital property rights to a spouse, former spouse, child or other dependent of a Participant ("alternate payee") and which: (a) creates or recognizes the existence of an alternate payee's right to, or assigns to an alternate payee the right to, receive all or a portion of the benefits payable to a Participant under this Plan; and (b) specifies (i) the name and last known mailing address (if any) of the Participant and each alternate payee covered by the order, (ii) the amount or percentage of the Participant's benefits under the Plan to be paid to each such alternate payee, or the manner in which such amount or percentage is to be determined and, (iii) the number of payments or the period to which the order applies; and (c) does not require this Plan to: (i) provide any type or form of benefit, or any option, not otherwise provided hereunder; (ii) pay any benefits to any alternate payee prior to the earlier of: (A) the earliest date benefits are payable hereunder to a Participant, or (B) the later of the date the Participant attains age 50 or the earliest date on which the Participant could obtain a distribution under the Plan if the Participant terminated employment; (iii) pay any benefits which are not vested under the Plan; (iv) provide increased benefits; or (v) pay benefits to an alternate payee which are required to be paid to another alternate payee under a prior qualified domestic relations order. Upon receipt of any judgment, decree or order (including approval of a property settlement agreement) relating to the provision of payment by the Plan to an alternate payee pursuant to a state domestic relations law, the Committee shall promptly notify the affected Participant and any person identified in the document as an alternate payee of the receipt of such judgment, decree order and shall notify the affected Participant and any such designated alternate payee of the Committee's procedure for determining whether or not the judgment, decree or order is a qualified domestic relations order. The Committee shall establish procedures to determine the status of a judgment, decree or order as a qualified domestic relations order and to administer Plan distributions in accordance with any such qualified domestic relations order. Such procedures shall be in writing, shall include provisions specifying the notification requirements enumerated in the preceding paragraph, shall permit an alternate payee to designate a representative for receipt of communications from the Committee, and shall include such other provisions as the Committee shall determine, including such provisions required under Treasury Regulations. In the event that the Committee is informed in writing of a claim by a person (a "Claimant") that may result in the rendering of a qualified domestic relations order with respect to a Participant's Accounts in the Plan, the Committee is authorized to suspend any payments from those Accounts until receipt of a judgment, decree or order setting forth the rights of Claimant as an alternate payee, or upon receipt of an order or written release by the Claimant evidencing that the Claimant has no further claim to the Participant's interest in the Plan. If the judgment, decree or order is determined to be a qualified domestic relations order within the 18-month period following the receipt by the Committee of the qualified domestic relations order, then payment of the amount shall be paid to the appropriate alternate payee at the time and in the form specified in such order. If such a determination is not made within the 18-month period, the amount shall be returned to the Participant's Accounts under the Plan and shall be paid at the time and in the manner provided under the Plan as if no order, judgment or decree had been received by the Committee. ARTICLE X PAYMENT OF BENEFITS 10.1 Time of Payment. A Participant shall be eligible to receive a distribution of his Vested Interest when he has had a Service Termination Date. Such a Participant shall be entitled to receive his Vested Interest at any time, provided that payment cannot be made sooner than 30 days following his Service Termination Date and no later than the later of the Participant's Normal Retirement Age or his Service Termination Date. A distribution is based upon the value of the Participant's Vested Interest as of the Valuation Date coincident with or immediately preceding the date of distribution. The foregoing notwithstanding: (a) If the value of a Participant's Vested Interest is less than $3,500, the Vested Interest will be distributed as soon as administratively practicable following the Service Termination Date; (b) If the value of a Participant's Vested Interest is greater than $3,500, the Participant must consent to the distribution; (c) Notwithstanding (b) above, if an Employee is employed on the March 31 following the year in which he attains age 70 1/2, the payment of his Vested Interest shall be made no later than that date. In no event shall a distribution occur while a Participant remains in the employ of an Employer, except in the event of a withdrawal by reason of Financial Hardship or after age 59 1/2, as described in Sections 11.1 and 11.2, below. The distribution rules that apply to an "alternate payee" pursuant to a "qualified domestic relations order" are stated in Section 9.4 herein. 10.2 Death Benefit. If a Participant dies with a balance in his Accounts, the interest of such Participant shall be distributed to the Participant's Beneficiary in a single-sum payment as soon as administratively practicable after 90 days from the Participant's death. 10.3 Form of Distribution. Distributions shall be made in a single-sum payment. 10.4 Temporary Non-Payment of Benefits. (a) Unless the Participant elects otherwise in writing, the payment of his Vested Interest shall commence no later than the sixtieth (60th) day after the close of the Plan Year in which the last of the following occurs: (i) the Participant achieves Normal Retirement Age, or (ii) the Participant terminates his service with the Employer, whichever is the latest. (b) If a Participant or Beneficiary fails to furnish information reasonably requested by the Committee which is necessary to determine whether such Participant or Beneficiary has satisfied all requirements for payment of benefits, the Committee shall delay payment of benefits until the requested information is furnished and shall make reasonable efforts to obtain such information. 10.5 Direct Rollover Rules. Notwithstanding any provision of the Plan to the contrary that would otherwise limit a Distributee's election under this Article, the Distributee may elect, at the time and in the manner prescribed by the Committee, to have any portion of an Eligible Rollover Distribution paid directly to an Eligible Retirement Plan specified by the Distributee in a Direct Rollover. Definitions are as follows: (a) The term Eligible Rollover Distribution means any distribution of all or any portion of the balance to the credit of the Distributee, except that an Eligible Rollover Distribution does not include: any distribution that is one of a series of substantially equal periodic payments (not less frequently than annually) made for the life (or life expectancy) of the Distributee or the joint lives (or joint life expectancies) of the Distributee and the Distributee's designated beneficiary, or for a specified period of ten years or more; any distribution to the extent such distribution is required under Section 401(a)(9) of the Code; and the portion of any distribution that is not includible in gross income (determined without regard to the exclusion for net unrealized appreciation with respect to employer securities). (b) An Eligible Retirement Plan includes an individual retirement account described in Section 408(a) of the Code, an individual retirement annuity described in Section 408(b) of the Code, an annuity plan described in Section 403(a) of the Code, or a qualified trust described in Section 401(a) of the Code, that accepts the Distributee's Eligible Rollover Distribution. However, in the case of an Eligible Rollover Distribution to the surviving spouse, an eligible retirement plan is an individual retirement account or individual retirement annuity. (c) The term Distributee includes an employee or former employee. In addition, the employee's or former employee's surviving spouse and the employee's or former employee's spouse or former spouse who is the alternate payee under a qualified domestic relations order, as defined in Section 414(p) of the Code, are Distributees with regard to the interest of the spouse or former spouse. (d) The term Direct Rollover means a payment by the plan to the eligible retirement plan specified by the Distributee. 10.6 Notice. The notice required by section 1.411(a)-11(c) of the Income Tax Regulations must be provided to a Participant no less than 30 days and no more than 90 days before the date of distribution. The notice explains a Participant's right to defer receipt of the distribution if his Vested Interest exceeds $3,500. A Participant will also receive an explanation of his distribution options no less than 30 days and no more than 90 days before the date of distribution. The distribution may commence no less than 30 days after the notice required under section 1.411(a)-11(c) of the Income Tax Regulations is given, provided that: (a) the Committee clearly informs the Participant that the Participant has a right to a period of at least 30 days after receiving the notice to consider the decision of whether or not to elect a distribution, and (b) the Participant, after receiving the notice, affirmatively elects a distribution. ARTICLE XI IN-SERVICE DISTRIBUTION AND LOANS 11.1 Distribution after Attaining Age 59 1/2. A Participant who is still an Employee and has attained age 59 1/2 shall be entitled to make withdrawal(s) from his Employee- Deferral Account, Rollover Account and the vested portion of the Participant's Employer Contribution Account by notifying the Committee. 11.2 Financial Hardship. Prior to a Participant's termination of employment or age 59 1/2 he may apply to the Committee for a withdrawal of funds held in his Rollover Contribution Account and Employee-Deferral Account on account of a Financial Hardship. The total of such withdrawals from a Participant's Employee-Deferral Account shall not exceed the total of his Employee-Deferral Contributions. The withdrawal shall be made only under the following conditions: (a) The withdrawal may be made only to meet one of the following needs: (i) Medical expenses described in Code Section 213(d), incurred by the Participant, the Participant's spouse, or any dependent (as defined in Code Section 152) of the Participant; (ii) Purchase (excluding mortgage payments) of a principal residence for the Participant; (iii) Payment for all or a portion of the next twelve (12) months of post-secondary education for the Participant, his spouse, children, or dependents; (iv) To prevent the eviction of the Participant from his principal residence or foreclosure on the mortgage of the Participant's principal residence; or (v) Any other need permitted under Code Section 401(k) and the regulations issued thereunder and authorized by the Committee. (b) The Participant provides to the Committee a letter containing the following: (i) A statement of the amount needed and the purpose for which it is needed; (ii) A representation that the expense will not be paid for by insurance or other source specific to the expense, that the Participant and his spouse (and the Participant's minor child, if the expense is for the child's benefit) have no assets he can liquidate to pay for the expense without creating a new hardship, and that ceasing Employee Deferrals will not suffice to satisfy the needs; (iii) A representation that the Participant has not been able to borrow from commercial sources on reasonable commercial terms in an amount sufficient to satisfy the need; and (iv) A promise that the funds will be used only for the specified purpose. (c) The withdrawal cannot exceed the amount necessary to satisfy the need described at paragraph (a), plus any amounts necessary to pay federal or state income taxes or penalties reasonably anticipated to result from the distribution. (d) The Participant has obtained all distributions, other than hardship distributions, and all non- taxable loans currently available under all "plans" (as contemplated by U.S. Treasury Regulation Section 1.401(k)-1(d)(2)(iii)), maintained by the Employer. (e) The Participant shall not be allowed to make Employee-Deferral Contributions until the Entry Date next following the 12-month anniversary of the withdrawal. (f) The Participant's limit on Employee-Deferral Contributions in the year immediately following the year of the withdrawal shall be the limit under Section 3.4 for that year, less the amount of the Participant's Employee-Deferral Contributions made in the year of the hardship withdrawal. 11.3 Loans to Participant. A Participant who is an Employee may make a loan from the Plan, subject to the following rules and limitations: (a) The total amount of a Participant's loan when added to the outstanding balance of all the Participant's prior loans from the Plan during the one year period ending the day before the loan is made shall not exceed $50,000, nor shall the total amount of the loan when added to the outstanding balance of the Participant's loans under the Plan exceed one-half the Participant's Vested Interest under the Plan. Amounts set aside for an alternate payee shall not be included. The Plan Administrator can establish uniform nondiscriminatory policies further limiting the amount or frequency of Employee loans. (b) Each loan shall be deemed an investment of the account of the Participant receiving the loan. Loan disbursements shall be pro rated across all funds. (c) Each loan shall bear a reasonable rate of interest as determined by the Trustee. (d) A Participant can have no more than two (2) loans outstanding at anytime if a Participant makes a final payment on one of two outstanding loans, a new loan can be obtained after a 30-day delay following that final payment. (e) Each loan may not be less than $1,000. (f) The Plan Administrator shall provide each loan applicant with a clear statement of the charges with respect to each loan transaction. Such statement shall include the dollar amount and annual interest rate or the finance charge. (g) The term of a loan shall be determined by the Participant but shall not be less than 12 months or exceed five years. (h) A loan made pursuant to this Article XI shall be repaid in accordance with a schedule established by the Committee which schedule shall call for payments of interest and amortized payments of principal over the term of the loan. (i) Each loan shall be evidenced by the Participant's promissory note for the amount of the loan, including interest, payable to the order of the Trust, and each loan shall be secured by collateral. The collateral shall consist of the assignment of the Participant's right, title and interest in the Participant's Vested Interest in the Trust. (j) During paid employment each loan shall be repaid by withholding from the Participant's pay. Upon termination of employment, the Participant has 90 days to pay the loan in full. If the Participant terminates employment and receives an immediate lump sum distribution, any promissory note held by the Plan for his account shall be distributed to him. While on an unpaid leave, the Participant shall pay to the Trustee all amounts due on the repayment frequency on which the loan is amortized. Payments must be made by certified or bank check. Except as provided in this Paragraph, the failure to make timely payment of any one payment causes the full amount of the note to become due, and if permitted by law the note shall be distributed to the Participant. (k) Repayments shall be credited to the Participant's accounts out of which the loan was made, and allocated among the Investment Funds pursuant to the Participant's most recent allocation election. ARTICLE XII ADMINISTRATION 12.1 Board of Directors. The Board of Directors shall have the following duties and responsibilities in connection with the administration of the Plan: (a) making decisions with respect to contributions to the Plan; (b) making decisions with respect to amending or terminating the Plan; (c) making decisions with respect to the selection, retention and removal of the Trustee and the members of the Committee; (d) periodically reviewing the performance of the Trustee and the members of the Committee; and (e) performing such additional duties as are imposed by law. The Board of Directors will have all powers and authority necessary or appropriate to carry out its duties and responsibilities with respect to the administration of the Plan. The Board of Directors may by written resolution allocate its duties and responsibilities to one or more of its members or delegate such duties and responsibilities to any other persons, provided, however, that any such allocation or delegation shall be terminable upon such notice as the Board of Directors deems reasonable and prudent under the circumstances. 12.2 401(k) Administrative Committee. The 401(k) Administrative Committee (the "Committee") shall administer the Plan and is designated as the "administrator" within the meaning of Section 3(16) of ERISA. The Committee shall have not less than three nor more than five members, who shall be appointed by the Board of Directors and who may be removed by the Board of Directors at any time with or without cause. A Committee member may resign at any time by filing his written resignation with the Board of Directors. All members of the Committee are designated as agents of the Plan for the service of legal process. The Company will notify the Trustee in writing of each Committee member's appointment, and the Trustee may assume such appointment continues in effect until written notice to the contrary is given by the Company. 12.3 Committee's Duties and Responsibilities. The Committee shall have the following duties and responsibilities in connection with the administration of the Plan: (a) interpreting and construing the provisions of the Plan; (b) determining all questions of eligibility to participate, eligibility for benefits, the allocation of contributions, and the status and rights of Participants, Beneficiaries and alternate payees; (c) complying with the reporting and disclosure requirements established by ERISA; (d) determining and deciding any dispute arising under the Plan and administering the Plan's claims procedures; (e) directing the Trustee concerning all payments to be made out of the Trust in accordance with the provisions of the Plan; (f) establishing procedures for withholding of federal income tax from distributions; (g) establishing procedures to prevent the Plan from engaging in transactions described in Section 406 of ERISA and transactions described in Section 4975(c) of the Code; (h) establishing equitable accounting methods and designating additional Valuation Dates; (i) communicating with Participants, Beneficiaries and alternate payee; (j) reviewing the investment performance of the Trustee; (k) reviewing the performance of any advisors appointed by the Committee; (l) selecting and reviewing selected investment funds; (m) making recommendations to the Board of Directors with respect to the amendment or termination of the Plan; and (n) keeping minutes to record its proceedings, acts and decisions pertaining to the administration of the Plan. 12.4 Committee's Powers. The Committee will have all powers and authority necessary or appropriate to carry out its duties and responsibilities with respect to the operation and administration of the Plan. It shall interpret and apply all provisions of the Plan and may supply any omission or reconcile any inconsistency or ambiguity in such manner as it deems advisable, including the adoption of interpretative memoranda. All determinations and any actions of the Committee will be conclusive and binding upon all persons, except as otherwise provided herein or by law; provided, however, that the Committee may revoke or modify a determination or action previously made in error. The Committee shall exercise all powers and authority given to it in a nondiscriminatory manner, and will apply uniform administrative rules of general application in order to assure similar treatment to persons in similar circumstances. The Committee may delegate to any such agent or any sub- committee or member of the Committee its authority to perform any duty or responsibility specified in Section 12.3, including those matters involving the exercise of discretion, provided that such delegation shall be subject to revocation at any time at the discretion of the Committee. Any member of the Committee, any sub-committee or agent to whom the Committee delegates any authority, and any other person or group of persons, may serve in more than one fiduciary capacity (including service as both Committee member and Trustee) with respect to the Plan. Any action or decision concurred in by a majority of the Committee members, either at a meeting or in writing without a meeting, will constitute an action or decision of the Committee. The Committee may adopt and amend such rules for the conduct of its business and administration of the Plan as it deems advisable. 12.5 Chairman of the Committee. The Committee shall elect any Committee member to serve as Chairman, and may remove him at any time. The Chairman, or a majority of the Committee members then in office, will have the authority to execute all instruments or memoranda necessary or appropriate to carry out the actions and decisions of the Committee; and any person may rely upon any instrument or memoranda so executed as evidence of the Committee's action or decision indicated thereby. 12.6 Claims Review Procedure. If a Participant (Beneficiary or alternate payee) believes a benefit or distribution is due under the Plan, he may request the distribution of such benefit, in writing, on forms acceptable to the Committee. At such time, the Participant (or Beneficiary) will be given the information and materials necessary to complete any request for the distribution of a benefit. If the request for distribution is disputed or denied, the following action shall be taken: (a) First, the Participant (or Beneficiary) will be notified, in writing, of the dispute or denial as soon as possible (but no later than 90 days) after receipt of the request for a distribution. The notice will set forth the specific reasons for the denial, including any relevant provisions of the Plan. The notice will also explain the claims review procedure of the Plan. (b) Second, the Participant (or Beneficiary) shall be entitled to a full review of his request for a distribution. A Participant (or Beneficiary) desiring a review of the dispute or denial must request such a review, in writing, no later than 60 days after notification of the dispute or denial is received. During the review, the Participant (or Beneficiary) may be represented and will have the right to inspect all documents pertaining to the dispute or denial. Any such review may include a hearing for the Participant or his designated representative. (c) The Committee shall render its decision within 60 days after receipt of the request for the review. In the event special circumstances require an extension of time, the Committee shall notify the Participant (or Beneficiary), and the decision will be rendered no later than 120 days after the receipt of the request. The decision of the Committee shall be in writing. The decision shall include specific reasons for the action taken and specific references to the Plan provisions on which the decision is based. 12.7 Information from Participants, Beneficiaries and Alternate Payees. Each Participant, Beneficiary and alternate payee shall be required to furnish to the Committee, in the form prescribed by it, such personal data, affidavits, authorization to obtain information, and other information as the Committee may deem appropriate for the proper administration of the Plan. 12.8 Actions. Any action taken by the Plan Administrator or Committee on matters within its discretion shall be final and binding on the parties and on all Participants, Beneficiaries or other persons claiming any right or benefit under the Plan, in the Trust, or in the administration of the Plan. All decisions of the Plan Administrator or Committee shall be uniform and made in a nondiscriminatory manner. 12.9 Bond. The Company shall purchase a bond for the Plan Administrator or Committee and any other fiduciaries of the Plan in accordance with the requirements of the Code and ERISA. 12.10 Indemnification. The Company shall defend and indemnify to the full extent permitted by law (including ERISA), which indemnification shall include, but not be limited to, attorney's fees and any tax imposed as a result of a claim asserted by any person, persons or entity (including a governmental entity), any individual serving as a member of the Committee made or threatened to be made a part to any action, suit or proceeding, whether criminal, civil, administrative or investigative, by reason of the fact that such individual is or was a member of the Committee. ARTICLE XIII AMENDMENT OF THE PLAN 13.1 Right to Amend or Suspend Contributions. Subject to the provisions of Section 13.3, the Board of Directors reserves the right to amend the Plan or Trust or suspend contributions to the Plan, in whole or in part, at any time and for any reason without the consent of any Participating Employer, Participant, Beneficiary, or alternate payee. Each amendment of the Plan shall be in writing, executed by order of the Board of Directors and shall be effective on the date specified therein. Notice of any amendment, modification or suspension of contributions to the Plan shall be given by the Board of Directors to the Committee, the Trustee, and to all Participating Employers. 13.2 Amendment by Committee. Notwithstanding Section 13.1 the Committee may adopt any amendment which may be necessary or appropriate to facilitate the administration, management and interpretation of the Plan or to conform the Plan thereto, or to qualify or maintain the Plan and Trust as a plan and trust meeting the requirements of Sections 401(a), 501(a), 401(k) and 401(m) of the Code or any other applicable section of law and the Regulations issued thereunder, provided said amendment does not have any material effect on the currently estimated cost to the Employer maintaining the Plan. Such amendment shall be in writing, executed by a majority of the Committee members and shall be effective on the date specified therein. Notice of any amendment by the Committee shall be given to the Board of Directors, the Trustee and to all Participating Employers within a reasonable time. 13.3 Restriction on Amendment. No amendment under Sections 13.1 or 13.2 shall: (a) authorize or permit any part of the Plan assets (other than such part as is required to pay taxes, if any, and administrative expenses as provided in Section 16.16) to be used for or diverted to purposes other than for the exclusive benefit of the Participants and that Beneficiaries and alternate payees under the Plan prior to the satisfaction of all liabilities of the Plan; and (b) deprive a Participant of his nonforfeitable right to benefits accrued as of the date of such amendment. If the vesting schedule of the Plan is amended in such a way that an Employee might in any Plan Year have less vesting credit under the new schedule than under the schedule prior to the amendment, each Employee with at least three Years of Service may elect to have his nonforfeitable percentage computed without regard to such amendment. The period during which such election may be made shall commence with the date the amendment is adopted and shall end on the later of (i) sixty days after the amendment is adopted, (ii) sixty days after the amendment becomes effective, or (iii) sixty days after the Employee or Participant is provided with written notice of the amendment. 13.4 Retroactivity. Any amendment or modification of any provisions of the Plan may be made retroactively if necessary or appropriate to qualify or maintain the Plan or the Trust as a plan and trust meeting the requirements of Section 401(a), 501(a), 401(k), or 401(m) of the Code or any other applicable section of law (including ERISA) and the Regulations issued thereunder. 13.5 Merger. The Plan may be merged or consolidated with, or its assets and liabilities may be transferred to any other plan only if the benefits which would be received by a Participant in the event of a termination of the Plan immediately after such transfer, merger or consolidation are at least equal to the benefit such Participant would have received if the Plan had terminated immediately prior to the transfer, merger or consolidation. ARTICLE XIV TERMINATION OF THE PLAN 14.1 Events Constituting Termination. It is expressly declared to be the desire and intention of each Participating Employer to continue the Plan in existence for an indefinite period of time. However, circumstances not now anticipated or foreseeable may arise in the future, as a result of which a Participating Employer may deem it impractical or unwise to continue the Plan established hereunder, and each Participating Employer therefore reserves the right to terminate the Plan at any time insofar as it affects its Employees. Any Participating Employer may terminate its participation in the Plan by action of its board of directors. Such termination shall be evidenced by an instrument of termination executed by an officer of the Participating Employer pursuant to authorization by its board of directors and shall be delivered to the Board of Directors, the Committee and to each other Participating Employer. To the maximum extent permitted by ERISA, the termination of the Plan as to any Participating Employer shall not in any way affect any other Participating Employer's participation in the Plan. With respect to any Participating Employer which has adopted the Plan, its adjudication of bankruptcy or insolvency by any court of competent jurisdiction, its making of a general assignment for the benefit of creditors, its dissolution, merger, consolidation, other reorganization or discontinuance of business, unless coverage for its Employees under the Plan is continued by a successor company, or its complete discontinuance of contributions, shall operate to terminate the Plan with respect to such Participating Employer. The Committee may require any Participating Employer to withdraw from the Plan for failure of the Participating Employer to make proper contributions or to comply with any other provision of the Plan. 14.2 Partial Termination. Upon the withdrawal of one or more Participating Employers or upon the termination of active participation of a group of Employees, the Committee shall determine, upon the advice of counsel to the Plan and under applicable law, whether a partial termination has occurred with respect to a group of Participants. 14.3 Disposition of Accounts After a Termination. Upon termination or partial termination of the Plan or upon complete discontinuance of contributions, the Accounts of all affected Participants shall become fully vested and nonforfeitable. Upon the termination or partial termination or upon complete discontinuance of contributions, the Committee shall continue to administer the Plan, the Trustee shall continue to administer the Trust Fund, and all payments to Participants shall continue in accordance with the provisions of Article X; provided, however, that in the event of a partial termination the Committee may direct the Trustee to segregate the assets attributable to the Accounts of the affected Participants and apply such segregated assets for the benefit of such Participants. After a Plan termination, the assets of the Plan shall be distributed to the Participants (and others for whose benefits accounts are then maintained) at such time as the Committee determines. No distribution shall be made of Employee-Deferral Account balances as a result of a termination of the Plan unless the Plan is terminated without the establishment or maintenance of another defined contribution plan, as provided in Code Sections 401(k)(2)(B)(i)(II) and 401(k)(10)(A)(i). Notwithstanding the foregoing paragraph, upon or after the termination of the Plan, the Board of Directors shall have the power to terminate the Trust. 14.4 Internal Revenue Service Approval for Distribution. In the event that the Committee applies to the Internal Revenue Service for a determination that the termination of the Plan does not disqualify it, no person shall have any right or claim to any assets of the Trust Fund before the Internal Revenue Service shall determine that the Plan is qualified through the proposed distribution of assets under this Article XIV. ARTICLE XV STAND-BY TOP-HEAVY PROVISIONS 15.1 Top Heavy Plan. The Plan will be considered a Top Heavy Plan for any Plan Year if it is determined to be a Top Heavy Plan as of the last day of the preceding Plan Year. Notwithstanding any other provisions in the Plan, the provisions of this Article XV shall apply and supersede all other provisions in the Plan with respect to a Plan Year for which the Plan is a Top Heavy Plan. 15.2 Definitions. For purposes of this Article XV and as otherwise used in this Plan, the following terms shall have the meanings set forth below: (a) "Aggregation Group" shall mean the group composed of each qualified retirement plan of a Participating Employer or an Affiliated Company in which a Key Employee is a Participant and each other qualified retirement plan of a Participating Employer or an Affiliated Company which enables a plan of a Participating Employer or an Affiliated Company in which a Key Employee is a Participant to satisfy Sections 401(a)(4) or 410 of the Code. In addition, the Company may choose to treat any other qualified retirement plan as a member of the Aggregation Group if such Aggregation Group will continue to satisfy Sections 401(a)(4) and 410 of the Code with such plan being taken into account. (b) "Key Employee" shall mean a "Key Employee" as defined in Section 416(i)(1) and (5) of the Code or Regulations. For purposes of determining which employee is a Key Employee, compensation shall mean "compensation" as defined in Section 1.415- 2(d) of the Regulations but including employer contributions made pursuant to a salary reduction arrangement. (c) This Plan shall be a "Top Heavy Plan" for any Plan Year if, as of the Determination Date (as defined in paragraph (d) below), the aggregate of the Accounts under the Plan for Participants who are Key Employees (as defined in paragraph (b), above) exceeds 60% of the aggregate of the Accounts of all Participants or if this Plan is required to be in an Aggregation Group (as defined in paragraph (a), above) which for such Plan Year is a top-heavy group. (d) "Determination Date" means for any Plan Year the last day of the immediately preceding Plan Year. 15.3 Vesting. If the Plan is a Top Heavy Plan with respect to any Plan Year, the Vested Interest of each Participant who has performed one Hour of Service on or after the date the Plan becomes a Top Heavy Plan shall not be less than the percentage determined in accordance with the following vesting schedule: ---------------------------------------- Years of Service Vested Interest Less than 2 years 0% 2 years but less than 3 20% 3 years but less than 4 40% 4 years but less than 5 60% 5 years but less than 6 80% 6 years or more 100% The following additional rules shall apply: (a) The Top-Heavy vesting schedule set forth in this Section shall apply to the entire balance of such accounts, including benefits which accrued before the Plan became Top-Heavy. (b) In the event the Plan ceases to be Top-Heavy, the vested and nonforfeitable percentage of each Participant's Employer Contribution Account shall not be reduced by a change in the Plan's vesting schedule. (c) The Top-Heavy vesting schedule set forth above shall not apply to the Employer Contribution Account of any Participant who does not have an Hour of Service after the Plan initially becomes Top-Heavy. The vested interest of such Participant in his or her Employer Contribution Account shall be determined without regard to this Section. (d) If the Plan ceases to be Top-Heavy, the vesting schedule set forth in this Section shall apply to all Employer Contributions attributable to Plan Years after the Plan ceases to be Top-Heavy. Such change in the vesting schedule shall be treated as an amendment and the provisions of Section 13.3 shall apply. 15.4 Minimum Contribution. For each Plan Year that the Plan is a Top Heavy Plan, the Employer Contribution (including forfeitures but excluding rollovers pursuant to Section 3.8) allocable to the Accounts of each Participant who has performed an Hour of Service at the end of the Plan Year and who is not a Key Employee, shall not be less than the lesser of (i) 3% of such Participant's compensation, within the meaning of Section 415 of the Code, or (ii) the percentage at which contributions and forfeitures for such Plan Year are made and allocated on behalf of the Key Employee for whom such percentage is the highest. Such allocation shall be made for each Participant who is not a Key Employee and who is employed by the Employer through the last payroll period ending within the Plan Year. For the purpose of determining the appropriate percentage under clause (i), all defined contribution plans required to be included in an Aggregation Group shall be treated as one plan. Clause (ii) shall not be applicable if the Plan is required to be included in an Aggregation Group which enables a defined benefit plan also required to be included in said Aggregation Group to satisfy Sections 401(a)(4) or 410 of the Code. Compensation, for purposes of determining a minimum contribution, is Section 415 Compensation. 15.5 Limitations on Contributions. For each Plan Year that the Plan is a Top Heavy Plan, 1.0 shall be substituted for 1.25 as the multiplicand of the dollar limitation in determining the denominator of the defined benefit plan fraction and of the defined contribution plan fraction for purposes of Section 415(e) of the Code. If, after substituting 90 percent for 60 percent wherever the latter appears in Section 416(g) of the Code, the Plan is not determined to be a Top Heavy Plan, the provisions of this Section 15.5 shall not be applicable if the minimum Employer Contribution (including forfeitures) allocable to the Accounts of any Participant who is not a Key Employee is determined by substituting "4" for "3". If the Participant is a participant in both a defined contribution plan and a defined benefit plan, the benefit from the defined contribution plan minimum shall be comparable to a 3% defined benefit plan benefit. 15.6 Other Plans. The Committee shall, to the extent permitted by the Code and in accordance with the Regulations, apply the provisions of this Article XV by taking into account the benefits payable and the contributions made under any other plans maintained by a Participating Employer or Affiliated Company which are qualified under Section 401(a) of the Code to prevent inappropriate omissions or required duplication of minimum benefits or contributions by making a comparability analysis to prove that the defined contribution plan is providing a benefit at least equal to the minimum benefit under the defined benefit plan. ARTICLE XVI GENERAL PROVISIONS 16.1 Plan Voluntary. Although it is intended that the Plan shall be continued indefinitely, this Plan is entirely voluntary on the part of the Participating Employers and the continuance of this Plan and the payment of contributions hereunder are not to be regarded as contractual obligations of the Participating Employers. The Plan shall not be deemed to constitute a contract between a Participating Employer and any Employee or to be a consideration for, or an inducement for, the employment of an Employee by an Employer. Nothing contained in the Plan shall be deemed to give any Employee the right to be retained in the service of an Employer or to interfere with the right of an Employer to discharge or to terminate the service of any Employee at any time without regard to the effects such discharge or termination may have on any rights under the Plan. 16.2 Payments to Minors and Incompetents. If a Participant, Beneficiary or alternate payee entitled to receive any benefits hereunder is a minor or is deemed by the Committee, or is adjudged, to be legally incapable of giving valid receipt and discharge for such benefits, such benefits will be paid to such person or institution as the Committee may designate or to the duly appointed guardian. Such payment shall, to the extent made, be deemed a complete discharge of any liability for such payment under the Plan. 16.3 Missing Payee. The Committee shall retain the address of each Participant, Beneficiary or alternate payee. Any notice sent to the last address filed with the Plan Administrator or for the last address indicated on an Employer's records will be binding upon a Participant or Beneficiary. 16.4 Required Information. Each Participant shall file with the Committee such pertinent information concerning himself, his spouse and his Beneficiary as the Committee may specify, and no Participant, or Beneficiary, or other person shall have any rights or be entitled to any benefits under the Plan unless and until such information is filed by or with respect to him. 16.5 Subject to Trust Agreement. Any and all rights or benefits accruing to any persons under the Plan shall be subject to the terms of the Trust Agreement. 16.6 Communications to Committee. All elections, designations, requests, notices, instructions, and other communications from an Employee, a Participant, Beneficiary, or alternate payee to the Committee required or permitted under the Plan (i) shall be in such form as is prescribed from time to time by the Committee, (ii) shall be mailed by first-class mail or delivered to such location as shall be specified by the Committee, and (iii) shall be deemed to have been given and delivered only upon actual receipt thereof by the Committee at such location. 16.7 Communications from Employer or Committee. All notices, statements, reports and other communications from an Employer or the Committee to any Employee, Participant, Beneficiary or alternate payee shall be deemed to have been duly given when delivered to, or when mailed by first-class mail, postage prepaid and addressed to, such Employee, Participant, Beneficiary or alternate payee at his address last appearing on the records of the Committee or Company, or when posted by the Company or the Committee as permitted by law. 16.8 Action. Except as may be specifically provided herein, any action required or permitted to be taken by an Employer may be taken on behalf of the Employer by any authorized officer of the Employer. 16.9 Liability for Benefits. Neither the Trustee, the Employers, the Committee nor the Plan Administrator guarantee the Trust from loss or depreciation, nor do they guarantee any payment to any person. The liability of the Trustee, the Employers, the Committee and the Plan Administrator to make any payment is limited to the available assets of the Trust. 16.10 Named Fiduciary. The "named fiduciaries" of the Plan within the meaning of ERISA Section 403 shall be (a) the Employer, (b) the Plan Administrator, (c) the Trustee, and (d) the Committee. 16.11 Gender. Whenever used in the Plan the masculine gender includes the feminine. 16.12 Captions. The captions preceding the sections of the Plan have been inserted solely as a matter of convenience and in no way define or limit the scope or intent of any provisions of the Plan. 16.13 Applicable Law. The Plan and all rights thereunder shall be governed by and construed in accordance with ERISA and the laws of the State of Louisiana. 16.14 Reversion of Employer Contributions. In no event shall the assets of the Plan revert to the benefit of the Employer. Notwithstanding any provision of the Plan to the contrary, however, all contributions by Employers are conditioned upon the deductibility of such contribution under Code Section 404. To the extent that a deduction is disallowed for an Employer's contribution, the Trustee shall return the principal amount of such contribution upon the demand of the Employee. Any such demand shall be made within one year following the final determination of the disallowance. Further, notwithstanding any provision of the Plan to the contrary, any contribution which is made by the Employer on account of a good faith mistake of fact may be returned to the Employer. The Employer shall notify the Trustee, in writing, of such mistake within one year of the contribution. The Trustee shall return the principal amount of the Employer Contribution as soon as possible, but in any event within 60 days after written notification by the Employer. The maximum amount that may be returned to an Employer in the case of a mistake of fact or the disallowance of a deduction is the excess of (a) the amount contributed, over, as relevant, (b)(i) the amount that would have been contributed had no mistake of fact occurred, or (ii) the amount that would have been contributed had the contribution been limited to the amount that is deductible after any disallowance by the Internal Revenue Service. Earnings attributable to the excess contribution may not be returned to the Employer, but losses attributable thereto must reduce the amount to be so returned. Furthermore, if the withdrawal of the amount attributable to the mistaken or nondeductible contribution would cause the balance of the individual account of any Participant to be reduced to less than the balance which would have been in the account had the mistaken or nondeductible amount not been contributed, then the amount to be returned to the Employer must be limited so as to avoid such reduction. 16.15 Expenses. All expenses of administration shall be paid from the Trust unless paid directly by the Employer. The Employer may reimburse the Trust for any administrative expense paid by the Trust; such reimbursement shall not be treated as an Employer Contribution under the terms of the Plan. EXECUTED in multiple originals in New Orleans, Louisiana, effective as of the 20th day of September, 1996. ---- --------- WITNESSES: AVONDALE INDUSTRIES, INC. /s/ JACKIE H. WALKER BY: /s/ THOMAS M. KITCHEN -------------------- --------------------- /s/ BL HICKS ------------ ACKNOWLEDGMENT STATE OF LOUISIANA PARISH OF ORLEANS BEFORE ME, the undersigned Notary Public, personally came and appeared Thomas M. Kitchen, who being by me sworn did ----------------- depose and state that he signed the foregoing Avondale Industries, Inc. 401(k) Savings Plan as a free act and deed on behalf of Avondale Industries, Inc. for the purposes therein set forth. BY: /s/ THOMAS M. KITCHEN --------------------- Print Name: Thomas M. Kitchen ----------------- Title: VP & CFO -------- SWORN TO AND SUBSCRIBED BEFORE ME THIS 23rd DAY ---- OF September, 1996. --------- /s/ A. BLOMKALNS ---------------- NOTARY PUBLIC Appendix "A" Participating Employers The following Participating Employers have entered under this Plan as of the following dates: ----------------------------------------------------------------- Participating Employer Date of Participation ----------------------------------------------------------------- Avondale Gulfport Marine Inc. January 1, 1996 Avondale Industries of New York, Inc. January 1, 1996 Avondale Services Corp. January 1, 1996 Avondale Shipyards of Texas, Inc. January 1, 1996 Avondale Transportation Company, Inc. January 1, 1996 Avondale Enterprises, Inc. January 1, 1996 Avondale Construction Management, Inc. January 1, 1996 EX-10 9 EXHIBIT 10.3(J) AMENDMENT NUMBER ONE TO AVONDALE INDUSTRIES, INC. 401(K) SAVINGS PLAN WHEREAS, Avondale Industries, Inc., ("Employer") is the sponsor of the Avondale Industries, Inc. 401(k) Savings Plan (the "Plan") which was adopted effective January 1, 1996; WHEREAS, the Plan can be amended by the Employer. WHEREAS, it is desirable to amend the Plan as required or allowed by the Family and Medical Leave Act of 1993, the Uniformed Services Employment and Reemployment Rights Act of 1994, and the Small Business Job Protection Act of 1996; to clarify the employees who are eligible to participate; to change "Year of Service" from an elapsed time method to an Hours of Service method; and to make further clarifications: NOW, THEREFORE, as authorized by Section 13.1, the Plan is hereby amended, effective as of the date executed, unless stated otherwise, as follows: I. The family aggregation rules under Code Sections 401(a)(17) and 414(q)(6) are hereby deleted for all Plan Years beginning after 1996. This applies to the last two sentences of the last paragraph of Section 1.9, Compensation, and the sixth paragraph of Section 1.23, Highly Compensated Employee. These provisions continue to apply for Plan Years beginning prior to January 1, 1997. II. Article I, Section 1.9, Compensation is amended, effective January 1, 1996, to add the following paragraph at the end, to read as follows: The Compensation of a Returning Veteran for a prior year in which a makeup contribution is required under the Uniformed Services Employment and Reemployment Rights Act shall be (a) the pay the Returning Veteran would have received if not in the Uniformed Services (including wage increases and bonuses) or (b) if it is not "reasonably certain" what the pay rate during the Uniformed Services would have been, the Returning Veteran's average earnings during the twelve months (or shorter period, if applicable) prior to the Service in the Uniformed Services. III. Article I, Section 1.9(b) is amended, effective January 1, 1997, to add the following sentence at the end: Beginning in Plan Year 1997, the reference to an Employee's Section 415 Compensation includes any amount an Employee contributes to a qualified plan under Section 401(k) or Section 125 of the Code. IV. Article I, Section 1.12 is amended and restated to read as follows: 1.12 An Eligible Employee shall mean any Employee of a Participating Employer; provided, however, that an Eligible Employee shall not include: (a) any Employee who is included in a unit of employees covered by a negotiated collective bargaining agreement which does not provide for his participation in this Plan; (b) any Employee who is providing services pursuant to an oral or written contract or leasing arrangement with an unrelated employer, including any Employee who under a Participating Employer's standard personnel practices, is deemed a subcontractor or a leased employee; (c) any Employee who is a Leased Employee; (d) any Employee who, under a Participating Employer's standard personnel practices, is deemed an independent contractor (without regard to such person's status for Federal income tax purposes and without regard to any subsequent determination that such person is a common law employee) and (e) any Employee who, under a Participating Employer's standard personnel practices, is deemed a contractor, jobber, or a consultant. All determinations shall be made in the sole discretion of the Participating Employer in a uniform non-discriminatory manner. V. Article I, Section 1.13, Employee, is amended and restated to read as follows: 1.13 Employee shall mean any person who is employed by a Participating Employer or Non-Participating Employer as a common law employee receiving remuneration subject to withholding for purposes of the Federal Insurance Contribution Act (except that Leased Employees as described in Section 414(n)(2) of the Code shall be considered Employees solely for purposes of determining whether the requirements of Section 414(n)(3) of the Code are satisfied). A director of the Company is not eligible for participation in the Plan unless he is also an Employee. VI. Article I is amended to add Section 1.20A, effective with respect to each Employee as of the first Employment Year beginning on or after January 1, 1997, to read as follows: 1.20A Employment Year shall mean the twelve consecutive month period of employment commencing on the date the Employee performs his first Hour of Service for the Employer and each anniversary thereof. VII. Article I, Section 1.23, Highly Compensated Employee, is amended, effective January 1, 1997, to add the following paragraph at the end, to read as follows: Highly Compensated Employee, as determined for any Plan Year after the Plan Year ending December 31, 1996, means any Employee who (a) was a 5% owner (as defined at Section 416(i)(1)(B)(i) of the Code) at any time during the current year or the previous year or (b) received Compensation in excess of $80,000 (as adjusted after 1997 under Code Section 414(q)(1)) in the preceding Plan Year and was one of the highest-paid 20% of Employees. VIII. Article I, Section 1.24, Hour of Service, is amended to add a new paragraph (d), effective January 1, 1996, to read as follows: (d) If an Employee is absent from his or her employment with the Employer for any period on account of (i) Parental Absence, or (ii) any period of leave recognized under the Family and Medical Leave Act of 1993 such Employee shall be credited with sufficient Hours of Service (not in excess of 501 in any Plan Year) so that a Break in Service does not occur in either the Employment Year in which such absence begins (if credit is required to preclude a Break in Service in such year) or in the immediately following Employment Year (if no credit was awarded in the preceding year). If a Returning Veteran was absent from his or her employment with the Employer on account of Service in the Uniformed Services, the Returning Veteran shall be credited with sufficient Hours of Service so that a Break in Service does not occur. For purposes of computing Hours of Service credited under this paragraph (d), an Employee shall be credited with (i) Hours of Service which would otherwise be credited to such Employee without regard to the absence, or (ii) 8 Hours of Service for each day of the absence. The Committee, in its sole discretion, may require (i) evidence that the absence is on account of a reason enumerated in this paragraph (d), and (ii) evidence as to the duration of the absence. IX. Article I, Section 1.24(b), Hour of Service, is amended, effective January 1, 1996 to delete the phrase "military service" and to restate the second to the last paragraph, to read as follows: To the extent not credited above, Hours of Service will also be credited, for vesting purposes, based on the customary work week of the Employee for periods of Service in the Uniformed Services (as required by applicable law). X. Article I is amended to add Section 1.24A, to read in its entirety as follows: 1.24A A Leased Employee shall mean any person (excluding a person who is a common law employee of the Participating Employer or Non-Participating Employer) who, pursuant to an agreement between a Participating Employer (or an Affiliated Company) and any other person ("leasing organization") has performed services for the Participating Employer (or an Affiliated Company) and related persons determined in accordance with Section 414(n)(6) of the Code, on a "substantially full-time basis" for a period of at least one year and: for Plan Years after 1996, such services are performed under the primary direction or control of a Participating Employer (or an Affiliated Employer); for Plan Years prior to 1997, such services are of the type historically performed, in the business field of the Participating Employer (or an Affiliated Employer) by employees. A person is considered to have performed services on a "substantially full-time basis" for a period of at least one year if: (a) during any consecutive 12-month period such person has performed at least 1,500 Hours of Service for the Employer or (b) during any consecutive 12-month period such person performed services for the Employer for a number of Hours of Service at least equal to 75% of the average number of hours that are customarily performed by an employee of the Employer in the particular position. Such a person will not be a Leased Employee if the person (a) is covered by a money purchase pension plan providing (i) a nonintegrated employer contribution rate of at least 10% of such person's W-2 wages, (ii) immediate participation, and (iii) full and immediate vesting, and (b) provided, the Leased Employee, determined without regard to whether such person is a participant in the above described money purchase plan, do not constitute more than 20 percent of the recipient's nonhighly compensated workforce. In the event that any Leased Employee subsequently becomes an Eligible Employee, then unless the Plan is otherwise excluded by applicable Treasury Regulations from the requirements of Code Section 414(n), the total period that such former Leased Employee provided services to the Participating Employer shall be treated under the Plan, for participation eligibility and vesting purposes as though he had been an Employee of the Participating Employer or Non- Participating Employer. XI. Article I, Section 1.29, One Year Break in Service or Break in Service, is amended, effective with respect to each Employee as of his first Employment Year beginning on or after January 1, 1997, to read as follows: One Year Break in Service or Break in Service shall mean an Employment Year in which a Participant has 500 or less Hours of Service. XII. Article I, Section 1.31, Participant, is amended and restated to read as follows: Participant shall mean (a) any Eligible Employee who satisfies the participation requirements set forth in Article II, and (b) any former Employee on whose behalf an Account continues to be maintained in the Plan pursuant to Article II. An Eligible Employee remains a Participant as long as he has an Account balance, as provided in Section 2.2. In the event the Plan fails to pass the coverage requirements of Section 410(b) of the Code for a Plan Year, certain Employees will be given "Eligible Employee" status in a number necessary to satisfy the coverage requirements of Section 410(b) of the Code. "Eligible Employee" status will be given to certain Employees beginning first with the Employee who has both satisfied the participation requirements of Article II and has the most recent original employment date and continuing in descending original employment date order, to the extent necessary for the Plan to pass the coverage requirements of Section 410(b) of the Code. If two or more Employees have satisfied the participation requirements of Article II and have the same original employment date, Employees will be given "Eligible Employee" status determined in alphabetical order of the Employees' last names until the coverage requirements are met. Coverage under this paragraph only applies to the year in question. XIII. Article I is amended to add the following Section 1.34A, effective January 1, 1996, to read in its entirety as follows: Section 1.34A Returning Veteran means a reemployed Employee who gave notice to the Company of his impending service in the Uniformed Services, (unless such notice was precluded by military necessity or was otherwise impossible or unreasonable), and the cumulative length of absence from the Company by reason of Service in the Uniformed Services does not exceed five years. XIV. Article I, is amended to add a new Section 1.34B, Required Beginning Date to read in its entirety as follows: 1.34B Required Beginning Date shall mean, effective January 1, 1997, for anyone other than a 5% owner (as defined in Code Section 416(i)(1)(B)(i)) April 1st of the calendar year following the later of (a) the calendar year in which the employee attains age 70 1/2, or (b) the calendar year in which the Employee terminates employment with the Employer. For Plan Years beginning prior to January 1, 1997, Required Beginning Date shall mean April 1st of the calendar year following the calendar year in which a Participant attains age 70 1/2. XV. Article I is amended to add the following Section 1.34C, effective January 1, 1996, to read in its entirety as follows: Section 1.34C Service in the Uniformed Services means the performance of duty on a voluntary or involuntary basis in a "Uniformed Service" and includes: active duty, active duty for training, initial active duty for training, inactive duty training, full-time National Guard duty, and a period for which a person is absent from a position of employment for the purpose of an examination to determine the fitness of the person to perform any such duty. The "Uniformed Services" include the Armed Forces, the Army National Guard, and the Air National Guard when engaged in active duty for training, inactive duty training, or full-time National Guard duty; the commissioned corps of the Public Health Service; and any other category of persons designated by the President of the United States in time of war or emergency. XVI. Article I, Section 1.36, Service Termination Date is deleted effective with respect to each Employee as of his first Employment Year beginning on or after January 1, 1997. XVII. All references to Service Termination Date throughout the Plan are changed to termination of employment with the Employer. XVIII. Article I, Section 1.42, Year of Service, is amended to read as follows: 1.42 Year of Service shall mean any Employment Year beginning on or after January 1, 1997 in which an Employee completes 1000 Hours of Service with the Employer. An Employee's Years of Service include all periods counted as the Employee's Years of Service earned prior to 1997 under Plan provisions then in effect. All the Employee's Years of Service with the Employer shall be taken into account including service prior to the year the Employee meets the definition of Eligible Employee, for purposes of satisfying the Plan's eligibility requirements and for calculating a Participant's Vested Interest in his Employer Contribution Account unless such periods of service are disregarded pursuant to Section 2.3 of the Plan. XIX. The phrase "Service Termination Date" in Article II, Section 2.3 is replaced with "terminated employment." XX. Article III, Section 3.4, Dollar Limitation, is amended, effective January 1, 1996, to add the following paragraph at the end: However, a Returning Veteran is allowed to make the Employee Deferrals that he or she could have made if employed during the period of Service in the Uniformed Services. The makeup Employee Deferrals can be made over a period of years equal to three times the period of Uniformed Service, not to exceed five years. The makeup Employee Deferrals cannot exceed the amount that the Returning Veteran could have contributed during his Service in the Uniformed Services, and shall be deemed to apply to the earliest period of such service first. XXI. Article III, Section 3.6, Non-Discrimination Rules, paragraph (d) Special Rules in Connection with ADP Testing, is amended, effective January 1, 1996 to add the following subparagraph: (vii)Makeup Employee Deferrals made by a Returning Veteran shall not be subject to the ADP test. XXII. Article IV, Section 4.1, Matching Contribution, is amended, effective October 13, 1996, to add the following paragraph at the end: If a Returning Veteran makes makeup Employee Deferrals described in Section 3.4, the Company will make the Matching Contributions, if any, that would have been made to the account of the Returning Veteran if he or she had made the Employee Deferrals in the years to which they apply. The Returning Veteran will not be eligible for (i) an allocation of earnings before such contributions are made, or (ii) forfeitures allocated during the period of military service. The allocation of Matching Contributions will be made no later than the time allowed under the Internal Revenue Service's interpretation of the Act. XXIII. Article IV, Section 4.2, Forfeitures, is amended and restated to read as follows: 4.2 Forfeitures. After a forfeiture occurs, the forfeiture shall be applied to reduce matching contributions, determined by the Board of Directors pursuant to Section 4.1, until the forfeitures are used up. Until applied in this way, the forfeitures are held in the Trust and will continue to share in the allocation of earnings. XXIV. Article IV, Section 4.5, Discrimination Test - Matching Contributions, paragraph (d) Special Rules, is amended, effective January 1, 1996, to add a new subparagraph, to read as follows: (vi) Makeup Matching Contributions to a Returning Veteran are not subject to the ACP test. XXV. The last sentence of Article V, Section 5.2, Allocation of Employer Discretionary Contributions, is deleted. XXVI. Article V, Section 5.2, Allocation of Employer Discretionary Contributions, is amended, effective January 1, 1996, to add the following at the end of the first paragraph, to read as follows: The Returning Veteran who is entitled to an allocation under the Uniformed Services Employment and Reemployment Rights Act (the "Act") shall receive an allocation of the employer contribution that he or she would have received if he or she had been employed. The Returning Veteran will not be eligible for (i) an allocation of earnings before such contributions are made, or (ii) forfeitures allocated during the period of military service. The allocation will be made no later than the time allowed under the Internal Revenue Service's interpretation of the Act. 27. Article VI, Section 6.4(a), Forfeitures, is amended and restated to read as follows: (a) The non-vested portion of a Participant's Accounts shall be forfeited at the end of the Plan Year in which he incurs 5 consecutive One Year Breaks in Service, and shall be reallocated among the Accounts of Active Participants as provided in Section 4.2. 28. The last sentence of Article VI, Section 6.6(c)(i) is hereby deleted. 29. Article VII, Section 7.3, Annual Additions, is amended, effective January 1, 1996, to add the following sentence at the end of the first paragraph: Makeup contributions by and for Returning Veterans will be subject to this limitation with respect to the year to which the contributions relate, not in the year in which the contributions are made. 30. Article X, Section 10.1 is amended and restated, effective January 1, 1997, to read as follows: 10.1 Time of Payment. A Participant shall be eligible to receive a distribution of his Vested Interest when he has terminated employment. Such a Participant shall be entitled to receive his Vested Interest at any time that he elects, provided that payment cannot be made sooner than 30 days following his date of termination and no later than the later of the Participant's Normal Retirement Age or his date of termination of employment. A distribution is based upon the value of the Participant's Vested Interest as of the Valuation Date coincident with or immediately preceding the date of distribution. The foregoing notwithstanding: a. If the value of a Participant's Vested Interest is less than $3,500, the Vested Interest will be distributed as soon as administratively practicable following the termination date; b. If the value of a Participant's Vested Interest is greater than $3,500, the Participant must consent to the distribution; c. A Participant's Vested Interest shall be distributed no later than the Participant's Required Beginning Date. In no event shall a distribution occur while a participant remains in the employ of an Employer, except in the event of a withdrawal by reason of Financial Hardship or after age 59 1/2, as described in Sections 11.1 and 11.2, below. The distribution rules that apply to an "alternate payee" pursuant to a "qualified domestic relations order" are stated in Section 9.4 herein. 31. Article XI, Section 11.3, Loans to Participants, is amended, effective January 1, 1996, to add a new paragraph (l) to read as follows: (l) Any loan repayment suspension for a Participant will not be taken into account for purposes of Code sections taxing unpaid loans for any part of any period during which such Participant is in the Service in the Uniformed Services, will not be considered in testing for discriminatory benefits or treated as a "prohibited transaction" between the Plan and Participant. IN WITNESS WHEREOF, Avondale Industries, Inc. has caused this amendment to be executed in multiple originals by its officers thereunto duly authorized and its corporate seal to be hereunto affixed, as of the 31st day of December, 1996. ---- -------- WITNESS: AVONDALE INDUSTRIES, INC /s/ JOY T. RINALDI BY: /s/ THOMAS M. KITCHEN ------------------ --------------------- Thomas M. Kitchen, Secretary /s/ JACKIE H. WALKER -------------------- ATTEST BL HICKS -------- (Corporate Seal) ACKNOWLEDGMENT STATE OF LOUISIANA PARISH OF JEFFERSON BEFORE ME, the undersigned Notary Public, personally came and appeared Thomas M. Kitchen, who being by me sworn did depose and state that he signed the foregoing Amendment Number One to the Avondale Industries,Inc. 401(k) Savings Plan as a free act and deed on behalf of Avondale Industries, Inc. for the purposes therein set forth. WITNESS: /s/ JOY T. RINALDI /s/ THOMAS M. KITCHEN ------------------ --------------------- Thomas M. Kitchen /s/ JACKIE H. WALKER -------------------- SWORN TO AND SUBSCRIBED BEFORE ME THIS 31st DAY ---- OF DECEMBER, 1996. /s/ A. BLOMKALNS ---------------- NOTARY PUBLIC EX-10 10 EXHIBIT 10-8(E) SUBCONTRACT FOR LPD-17 CLASS WORK by and between AVONDALE INDUSTRIES INC. and BATH IRON WORKS CORPORATION PREAMBLE This "Subcontract" is made and entered into by and between AVONDALE INDUSTRIES INC., a corporation organized and existing under the laws of the State of Louisiana ("Avondale" or "Prime Contractor") and BATH IRON WORKS CORPORATION, a corporation organized and existing under the laws of the State of Maine ("BIW" or "Subcontractor"). WHEREAS, the U.S. Naval Sea Systems Command ("NAVSEA", the "Government") has issued Solicitation No. N00024-96-R-2101 (the RFP) for the design and construction of up to three (3) vessels of the LPD-17 Class (the "Project"); and WHEREAS, Avondale and BIW, in view of their complimentary capabilities have determined that they would mutually benefit from the teaming of their respective organizations to develop and to submit to NAVSEA a proposal in response to the RFP (the "Proposal") in accordance with the existing Teaming Agreement dated May 23, 1996 between the parties; and if the Proposal results in a contract award (the "Contract" or "Prime Contract"), to perform the services and work, and to provide the supplies required under the Contract, with Avondale acting as the prime contractor and BIW participating as one of two principal subcontractors; and, BATH IRON WORKS COMPANY CONFIDENTIAL 1 WHEREAS, Avondale has entered into a similar subcontract with the other principal subcontractor, Hughes Aircraft Company ("Hughes") for enhancing the respective capabilities of all the parties for a successful Proposal; and WHEREAS, an objective of the Alliance is the cooperative performance and completion of the Project for the Government and thereby earning and sharing the highest possible award fees and incentives; THEREFORE, in consideration of the premises, and the expectation that NAVSEA will award the Contract to Avondale, the parties hereto agree to this Subcontract. SECTION A SPECIAL PROVISIONS A-1. AUTHORITY The existence of this Subcontract is contingent upon the precedent condition of successful negotiations between NAVSEA and Avondale for the award of the Prime Contract to Avondale. This Subcontract shall have no force or effect unless and until Avondale and NAVSEA have executed the Prime Contract. A-2. RELATIONSHIP OF THE PARTIES 2.1 Pursuant to their Statements of Work (SOW), for the purposes of this Subcontract, the term "Alliance" shall mean the Avondale/BIW/Hughes cooperative joint work effort. 2.2 Subcontractor obligations stated in this Subcontract shall be read, interpreted and understood, to mean the required performance of the incremental obligations of the Subcontractor pursuant to its Statement of Work, which performance is sufficient for acceptance by the Government pursuant to the Prime Contract. BATH IRON WORKS COMPANY CONFIDENTIAL 2 2.3 Avondale, as the Prime Contractor, is the principal interface with the Government for the Alliance. Any communications of a contractual nature initiated by the Subcontractor with the Government regarding the Project, whether written or oral, shall be communicated and coordinated in advance with Avondale. In the event that the Government initiates such communication with the Subcontractor regarding the Project, Subcontractor will promptly notify Avondale of the event and the contents of the communications. 2.4 Members of the Alliance accept and endorse the relationship of teaming and cooperation established between them by this Subcontract. The Alliance members agree to cooperate and further their mutual interests in completing the Prime Contract. BIW will make all reasonable, cooperative efforts to exchange technical information with other Avondale subcontractors to facilitate performance of the work. A-3. DELIVERY Except as specifically indicated otherwise in this Subcontract, and except for the construction, test and delivery of the third vessel at the Subcontractor's Bath, Maine shipyard, all deliverables shall be delivered to Avondale's main shipyard. A-4. COMPLIANCE WITH LAWS, CERTIFICATIONS AND APPROVALS Except as otherwise provided in this Subcontract, each party shall be responsible for obtaining any required certifications and approvals with respect to such party's Statement of Work from the relevant classification societies or regulatory bodies having jurisdiction. Each party, for their part, will be responsible for ensuring compliance with all applicable laws, regulations, and classification society rules and regulations in the performance of the work. BATH IRON WORKS COMPANY CONFIDENTIAL 3 A-5. PRIME CONTRACT REQUIREMENTS 5.1 Particular provisions of the Prime Contract have been incorporated (either in full text or by reference) into this Subcontract. For purposes of Sections B through J, the terms "Contracting Officer", "Contracting Officer's Representative", "the Government", "the Navy", "NAVSEA", "Contracting Administration Office", and the like shall mean the Prime Contractor unless in such context the terms can only refer to the Government. The incorporated terms "Contractor" or "Offeror" shall mean Subcontractor unless in such context the term can only refer to the Prime Contractor. Instructions or requirements for documentation, certification or other writing reasonably applicable to the Subcontractor, shall be submitted by the Subcontractor to the Prime Contractor, unless otherwise required by federal law or by express provision of the Subcontract. 5.2 Any and all clauses or provisions which are required by the Federal Acquisition Regulation, 48 C.F.R. Part 1 (FAR), the Department of Defense FAR Supplement ("DFARS"), and the Navy FAR Supplement to be included in the Prime Contract are hereby incorporated in this Subcontract by reference. 5.3 Notwithstanding any provision of this Subcontract to the contrary, the following clauses or subclauses shall apply only if the Government shall exercise its rights under these clauses with respect to the Prime Contractor. FAR 52.249-1 TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (FIXED- PRICE)(SHORT FORM)(APR 1984)(Applies if this contract is $100,000 or less) FAR 52.249-2 TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (FIXED PRICE)(APR 1984)(Applies if this Contract exceeds $100,000) PARAGRAPH a.1 of FAR 52.249-6 TERMINATION (COST-REIMBURSEMENT)(MAY 1986) DFAR 252.246-7001 WARRANTY OF DATA (DEC 1991) DFAR 252.227-7030 TECHNICAL DATA-WITHHOLDING OF PAYMENT (OCT 1988) except as provided in paragraph 5.4 below BATH IRON WORKS COMPANY CONFIDENTIAL 4 5.4 With respect to the clause of this Subcontract entitled DFAR 252.227-7030 "Technical Data--Withholding of Payment" the parties agree that the following limitations will apply if an action is taken hereunder, and the Government has not taken an associated action under the Prime Contract. i) If Avondale suffers delay in actual ship construction as a result of BIW's failure to deliver technical data in accordance with its Subcontract obligations; and ii) If Avondale is able to demonstrate harm and provide the specifics of the delay and the technical data giving rise to the action; and iii) If BIW's failure is the result of some action or inaction of BIW and not the result of performance of Avondale or one of its subcontractors; and iv) If prior to exercising any of its rights pursuant to this clause Avondale shall notify the Subcontractor by written notice to the contact point listed in Section G of this subcontract via certified mail. Such notice shall specify the failure (including identification of the technical data) giving rise to the intended action. Subcontractor shall be afforded a period of not less than 10 days from Subcontractor's receipt of the notice to cure the failure before Avondale shall implement any withholding of funds pursuant thereto. In the event the conditions specified above exist, then Avondale may exercise its rights hereunder, however, the amount to be withheld shall not exceed $500,000 in aggregate for all occurrences. A-6. ASSIGNMENT AND SUBCONTRACTING 6.1 This Subcontract may not be assigned or otherwise transferred by either party, in whole or in part, without the express, prior written consent of the other party, which BATH IRON WORKS COMPANY CONFIDENTIAL 5 consent shall not be unreasonably withheld. The foregoing shall not apply in the event either party shall change its corporate name or merge with another corporation. 6.2 Subject to any approval of the Prime Contractor with respect to Engineering Services or Structural Unit Fabrication, and any relevant provisions contained herein, including without limitation any required approvals of the Government, Subcontractor shall be entitled to subcontract any portion of its responsibilities under the SOW. Subcontractor shall not by reason of any such subcontract be relieved of its responsibilities and liabilities under this Subcontract. In the event of such subcontract, Subcontractor shall without delay notify Avondale in writing of the name of its proposed subcontractor and the details of the portion of its SOW to be subcontracted. A-7. DISPUTES 7.1 If during performance of the Subcontract, disputes arise between the Prime Contractor and/or the Subcontractor and the Government concerning any of the work, the parties agree to follow the disputes resolution procedure defined in FAR clause 52.233-1 (Reference Clause). Either party may assert a claim arising out of such a dispute with the Government. 7.2 Notwithstanding any provision herein to the contrary, if a decision on any question arising under the Contract is made by the Contracting Officer and such question is also related to this Subcontract, said decision, if binding upon Avondale under the Contract, shall in turn be binding upon the Subcontractor insofar as it relates to this Subcontract. If Avondale elects not to appeal such a decision pursuant to the "Disputes" clause in the Contract, Avondale may permit (and such permission will not be unreasonably withheld) the Subcontractor to assert in Avondale's name at Subcontractor's expense, Avondale's right to appeal such a decision under the "Disputes" clause in the Contract. Any decision upon such an appeal if binding upon BATH IRON WORKS COMPANY CONFIDENTIAL 6 Avondale under the Contract shall in turn be binding upon Subcontractor insofar as it relates to this Subcontract. The decision of the Contracting Officer regarding any such question or subsequent appeal shall be conclusive between Avondale and Subcontractor except that Avondale may permit (and such permission will not be unreasonably withheld) Subcontractor to submit the question to a court of competent jurisdiction if Subcontractor desires to assert in Avondale's name and at Subcontractor's expense, Avondale's rights described in the "Disputes" clause of the Contract to have the question decided by the courts, and any final judgment by the courts, if binding upon Avondale under the Contract, shall in turn be binding upon Subcontractor insofar as it relates to this Subcontract. 7.3 It is the intent of the parties to engage in cooperative decision-making and communication of information as set forth in this Subcontract. In the event that a dispute arises between Avondale and BIW that cannot be resolved by the individuals involved in the performance of the Contract, such matter shall be referred to the highest levels of management of each company for resolution. Should these individuals be unable to resolve any claim, controversy or dispute between the parties involving issues of either law or fact arising under or relating to this Subcontract, it shall be finally resolved by binding arbitration pursuant to this provision. 7.4 Any arbitration contemplated by this Subcontract shall be conducted in New York, New York in accordance with the Rules (the "Rules") of the American Arbitration Association (the "AAA"). The arbitration will be before a panel of three arbitrators, one selected by Avondale, one selected by BIW, and one who will be selected by the aforementioned selected arbitrators. Each arbitrator shall be knowledgeable about the United States shipbuilding industry and federal procurement laws, regulations and practices, and shall not have any direct or indirect, past, present, or expected future association with either or both of the parties, and who shall otherwise be BATH IRON WORKS COMPANY CONFIDENTIAL 7 neutral. The parties shall share equally the costs of the arbitration as provided in the Rules of the AAA. 7.5 The decision of the arbitrators shall be rendered in writing and the reasons shall be given therefore. The decision of the arbitrators shall be final and conclusive on the parties, unless determined by the United States District Court for the Southern District of New York to be subject to being vacated, modified, or corrected on any of the grounds specified or referred to in the Uniform Arbitration Act, or for "manifest disregard of law" as judicially defined by that court. Judgment upon an award rendered by the arbitrators may be entered in any court of competent jurisdiction. Except as specifically provided for in this clause, or as may be necessary to enforce an award of the arbitrators, neither party shall institute any action or proceeding against the other in any court with respect to any claim, controversy, or dispute which is or could be subject to this provision. Neither party may interpose any objection to the procedures set forth herein or otherwise seek directly or indirectly to challenge the application thereof to any such claim, controversy or dispute, or any decision thereunder, in any court. 7.6 Pending the final disposition of any arbitration proceeding initiated pursuant to this provision, the parties shall at all times proceed diligently with the performance of this Subcontract. A-8. AMENDMENT/WAIVER This Subcontract shall not be amended or modified unless set forth in a document executed by duly authorized representatives of both Avondale and the Subcontractor. The failure of either party to exercise any right provided under this Subcontract shall not be deemed to be a waiver of such right for any future purpose. BATH IRON WORKS COMPANY CONFIDENTIAL 8 A-9. ENTIRE AGREEMENT AND SEVERABILITY 9.1 This Subcontract contains the entire agreement between the parties with respect to the Project and supersedes any prior oral or written agreements, drafts of this agreement, commitments, understandings, or communications with respect to the Project exclusive of any non-disclosure agreements between the parties. 9.2 If any part, term, or provision of this Subcontract shall be held void, illegal, unenforceable, or in conflict with any law of a federal, state or local government having jurisdiction over this Subcontract, the validity of the remaining portions or provisions shall not be affected thereby. 9.3 Section headings in this Subcontract are for convenience only and shall not be used in interpreting any provision hereof. A-10. ORDER OF PRECEDENCE In the event of any inconsistency in this Subcontract, the inconsistency shall be resolved by giving precedence in the order described herein: 1 Section A - Special Provisions 2 Section B - Supplies, Services, and Pricing 3 Section C - Description, Specification, Statement of Work (exclusive of the Statement of Work) 4 Section D - Packaging and Marking Section E - Inspection and Acceptance Section F - Deliveries or Performance Section G - Contract Administration Data Section H - Special Contract Requirements 5 Section I - Contract Clauses 6 Statement of Work and Exhibits thereto 7 Section J - List of Attachments BATH IRON WORKS COMPANY CONFIDENTIAL 9 A-11. CONSEQUENTIAL, SPECIAL, AND INCIDENTAL DAMAGES No party shall be liable to the other party under this Subcontract for any claim for loss of profits or consequential, special, punitive or indirect damages suffered by the other party. A-12. INDEPENDENT CONTRACTOR This Subcontract shall not be construed as creating a joint venture, agency, partnership, or any other form of business organization, nor does it constitute a merger into any form of corporation or other business enterprise of the Prime Contractor, the Subcontractor or the Alliance. At all times, each party is and will remain an independent contractor. Each party is responsible for its own officers, employees, agents and parent and subsidiary business elements. Except as otherwise provided expressly in this Subcontract, each party is solely and separately responsible for its costs, expenses, profits, losses, causes of action, suits, damages, demands, liabilities, and obligations of any kind whatsoever. A-13. LIABILITIES - NOT USED A-14. RESTRICTIONS ON HIRING During the term of this Subcontract, the parties agree that the Prime Contractor and the Subcontractor will not solicit to hire either party's employees who are assigned to work on the Project, without the prior written approval of the affected party. There is no restriction on the open solicitation in public media for recruitment of personnel. No employee, officer, agent, supplier, subcontractor, or vendor of either party will be restricted from pursuing employment or business opportunities on their own initiative. A-15. PAYMENT This clause applies to payment for work performed under this Subcontract for CLINS 0001, 0002, 0003, 0004, 0005, 0007, 0009 and 0012 exclusive of award fee payments, which are covered under Special Provision A-16 - Distribution of Award Fee. BATH IRON WORKS COMPANY CONFIDENTIAL 10 15.1 Interim Payments: BIW will submit invoices to Avondale as work progresses, but not more frequently than once every two weeks, in amounts determined to be allowable in accordance with Subpart 31.2 of the Federal Acquisition Regulation (FAR). Avondale will include BIW's invoice in it's next bill to the NAVSEA and funds will be provided to BIW accordingly. Invoices will be prepared on a per vessel basis and shall reflect the total allowable costs in the performance of work, as certified by BIW. For purposes of this clause, the term "costs" shall include those items listed in FAR 52.216-7(b). No payment, however, shall be made in an amount that, when added to the total of all payments previously made, exceeds one hundred percent (100%) of the cumulative allowable costs certified by BIW. Each invoice submitted by BIW shall include the following information: (1) Applicable contract line item numbers (CLIN's) (2) Date supplies provided or services performed (3) Costs incurred and allowable by CLIN, as follows: (a) Cumulative allowable costs incurred (by cost element), less (b) Previously billed allowable costs, giving (c) Current billing amount (4) An estimate at completion (EAC) by CLIN In addition, BIW will provide, with each invoice, a certificate, signed by a Company Officer or his designee, verifying, to the best of his knowledge and belief, the allowability of all billed costs, consistent with FAR Subpart 31.2. BIW will provide Avondale with a listing of those employees authorized to sign the certificate that accompanies each invoice. The certificate will not apply to the CLIN EAC provided with the invoice. BATH IRON WORKS COMPANY CONFIDENTIAL 11 Prior to submitting the first invoice, BIW shall submit a sample billing format and sample certificate for review and approval by Avondale. Avondale and BIW agree that invoice submission and/or payment may take place electronically. The parties agree to work together to determine the appropriate means of providing supporting documentation in the event of such electronic transmissions and/or payments. 15.2 Final Payment: Upon completion of the guarantee period of the final ship in the contract, BIW will prepare a final invoice by CLIN that incorporates 1) all allowable costs incurred plus 2) an estimate of projected allowable costs to complete the contract close-out process. Such allowable costs shall incorporate indirect costing rates approved by the Administrative Contracting Officer in connection with BIW's prime contracts with the Government. Any projected allowable costs shall be subject to the prior agreement of the Government and approval by Avondale, which approval shall not be unreasonably withheld. 15.3 Potential Alternative Approach to Payments: Avondale has stated an intent, which BIW supports, to approach the Government after Contract award to establish an alternative approach to payments. Under such an alternative approach, Avondale, with data provided by BIW (and Hughes), would prepare a "combined invoice," which clearly reflects the allowable costs incurred by each Alliance member. NAVSEA then would distribute funds directly to the each party in the amounts specified in the combined invoice. Should NAVSEA accept this concept in a manner also mutually acceptable to BIW, Avondale, and Hughes, BIW and Avondale agree to modify Special Provision A15 to incorporate such an approach. A-16. DISTRIBUTION OF AWARD FEE 16.1 The award fee, as paid by the Government to the Alliance, shall be distributed among Avondale, Hughes, and BIW, on the basis of a) earned value and b) BATH IRON WORKS COMPANY CONFIDENTIAL 12 performance, as described below. A sample calculation of the formula is attached as Table 16-1. a) Earned Value: Seventy (70) percent of the cumulative award fee payment by the Government shall be assigned to the Earned Value Pool. The portion of this pool then distributed to each of Avondale, Hughes, and BIW shall be based on the Cumulative Earned Value Weighting of each team member. The Cumulative Earned Value Weighting for each team member shall equal the Cumulative Earned Value for that team member divided by the sum of Cumulative Earned Values for all team members. The Cumulative Earned Value for each team member shall equal the product of 1) the Baseline Value Weighting and 2) the Cumulative Percent Complete. . The Baseline Value Weighting for each team member shall equal to the contractual cost baseline (original contract award plus signed contract modifications) of that team member divided by the total contractual cost baseline for all team members. . The Cumulative Percent Complete for each team member shall equal the weighted progress (reflecting labor, overhead, facilities cost of capital, and material) at the end of the evaluation period. Such weighted progress for each team member shall be determined by an earned value system, approved by the Government in accordance with Department of Defense Instruction (DODI) 5000.2. The current amount of the Earned Value award fee component assigned to each team member shall equal the Cumulative Earned Value Weighting multiplied by the Cumulative Earned Value Pool (70 percent of the cumulative award fee paid by the Government) less the prior period cumulative Earned Value. BATH IRON WORKS COMPANY CONFIDENTIAL 13 b) Performance: Thirty (30) percent of the award fee paid by the Government in each period shall be assigned to the Performance Pool. The portion of this pool then distributed to teach of Avondale, Hughes, and BIW shall be determined by normalizing the Weighted Performance Score of each team member. The Weighted Performance Score for each team member shall equal the product of 1) the Baseline Value Weighting (as defined above) and 2) the Normalized Performance Score. The Performance Award Fee for each team member shall equal the product of 1) Weighted Performance Scores of each team member and 2) the current period performance pool. The Normalized Performance Score for each team member shall reflect the Performance Scores provided by the intra-team Performance Evaluation Board (PEB). 16.2 The intra-team PEB shall consist of the Chief Executive Officers from each of Avondale, Hughes, and BIW. The PEB will meet within three business days after each Navy award fee session. At the PEB meeting, each CEO will provide a performance score (from 0 to 100) to each member of the Alliance. Such scoring shall reflect, in the judgment of each CEO, the performance of each team member during the evaluation period. For each evaluation period, the Performance Score shall equal the simple average of the scores given by members of the PEB. Weighted criteria that each CEO will use to determine such scoring will be established within 30 days after the start of the evaluation period via Memorandum of Agreement. 16.3 For each team member, the total award fee payment in any given evaluation period shall equal the sum of the Earned Value and Performance components, as calculated above. 16.4 The attached example (Table 16-1) illustrates the calculation described in this clause. In the event of a conflict between the example and the text of this clause the example shall take precedence. BATH IRON WORKS COMPANY CONFIDENTIAL 14 16.5 Within five business days after each PEB meeting, Avondale shall issue to each of the other team members a contract modification that specifies the current amount payable, as calculated above. Avondale will then issue payment to each team member within two business days after receipt of the funds from the customer. 16.6 The Final Contract Performance Incentive paid by the Government to the Prime Contractor shall be distributed between Avondale, Bath, and Hughes as the final percentage determined for the Distribution of Award Fee of Article 16 of this Subcontract. BATH IRON WORKS COMPANY CONFIDENTIAL 15 A-17. RECIPROCAL FACILITIES Avondale and BIW shall provide office facilities at their respective principal places of business for each others personnel engaged in the Project. Such facilities shall be equivalent to those provided for its own employees for similar purposes. These facilities shall include telephone, photocopy machines and FAX machine access, and the use of other similar office equipment. Each shall also provide vehicle parking facilities consistent with the facilities provided for its own employees for similar purposes. A-18. APPLICABLE LAW Irrespective of the place of performance, this Subcontract shall be construed and interpreted according to the federal common law of government contracts. To the extent that the federal common law of government contracts is not dispositive, the laws of the State of New York shall apply. Any civil action pursuant to this Subcontract shall be brought in the United States District Court for the Southern District of New York. In witness hereof, the parties hereto have executed this Subcontract on the indicated dates. BATH IRON WORKS CORPORATION AVONDALE INDUSTRIES, INC. By: /s/ Allan C. Cameron By: /s/ Albert L. Bossier, Jr. --------------------------- ---------------------------- Allan C. Cameron Albert L. Bossier, Jr. Title: President and Title: Chairman, President and Chief Executive Officer Chief Executive Officer Date: 23 June 1996 Date: 24 June 1996 -------------------------- -------------------------- EX-10 11 EXHIBIT 10-8(F) SUBCONTRACT FOR LPD-17 CLASS WORK By and Between AVONDALE INDUSTRIES INC. and HUGHES AIRCRAFT CO PREAMBLE This Subcontract ("Subcontract") is made and entered into by and between AVONDALE INDUSTRIES INC., a corporation organized and existing under the laws of the State of Louisiana ("Avondale" or "Prime Contractor") and HUGHES AIRCRAFT CO, a corporation organized and existing under the laws of the State of Delaware ("Hughes" or "Subcontractor"). WHEREAS, the U.S. Naval Sea Systems Command ("NAVSEA", the "Government") has issued Solicitation No. N00024-96-R-2101 (the RFP) for the design and construction of up to three (3) vessels of the LPD-17 Class (the "Project"); and WHEREAS, Avondale and Hughes, in view of their complimentary capabilities have determined that they would mutually benefit from the teaming of their respective organizations to develop and to submit to NAVSEA a proposal in response to the RFP (the "Proposal") in accordance with the existing Teaming Agreement 29, March, 1996 between the parties; and if the Proposal results in a contract award (the "Contract" or "Prime Contract"), to perform the services and work, and to provide the supplies required under the Contract, with Avondale acting as the prime contractor and Hughes participating as one of two principal subcontractors; and, WHEREAS, Avondale has entered into a similar subcontract with the other principal subcontractor, Bath Iron Works (Bath) for enhancing the respective capabilities of all the 1 parties for a successful Proposal; and WHEREAS, an objective of the Alliance is the cooperative performance and completion of the Project for the Government and thereby earning and sharing the highest possible award fees and incentives; THEREFORE, in consideration of the premises, and the expectation that NAVSEA will award the Contract to Avondale, the parties hereto agree to this Subcontract. SECTION A SPECIAL PROVISIONS A-1. AUTHORITY The existence of this Subcontract is contingent upon the precedent condition of successful negotiations between NAVSEA and Avondale for the award of the Prime Contract to Avondale. This Subcontract shall have no force or effect unless and until Avondale and NAVSEA have executed the Prime Contract. A-2 RELATIONSHIP OF THE PARTIES 2.1 Pursuant to their Statements of Work (SOW), for the purposes of this Subcontract, the term "Alliance" shall mean the Avondale/Bath/Hughes cooperative joint work effort. 2.2 Subcontractor obligations stated in this Subcontract shall be read, interpreted and understood, to mean the required performance of the incremental obligations of the Subcontractor pursuant to its Statement of Work, which performance is sufficient for acceptance by the Government pursuant to the Prime Contract. 2.3 Avondale, as the Prime Contractor, is the principal interface with the Government for the Alliance. Any communications of a contractual nature initiated by the Subcontractor with the Government regarding the Project, whether written or oral, 2 shall be communicated and coordinated in advance with Avondale. In the event that the Government initiates such communication with the Subcontractor regarding the Project, Subcontractor will promptly notify Avondale of the event and the contents of the communications. 2.4 Members of the Alliance accept and endorse the relationship of teaming and cooperation established between them by this Subcontract. The Alliance members agree to cooperate and further their mutual interests in completing the Prime Contract. Hughes will make all reasonable, cooperative efforts to exchange technical information with other Avondale subcontractors to facilitate performance of the work. A-3. DELIVERY Except as specifically indicated otherwise in this Subcontract, and except for the construction, test and delivery of the third vessel at the Alliance member's Bath, Maine shipyard, all deliverables shall be delivered to Avondale's main shipyard. A-4. COMPLIANCE WITH LAWS, CERTIFICATIONS AND APPROVALS Except as otherwise provided in this Subcontract, each party shall be responsible for obtaining any required certifications and approvals with respect to such party's Statement of Work from the relevant classification societies or regulatory bodies having jurisdiction. Each party, for their part, will be responsible for ensuring compliance with all applicable laws, regulations, and classification society rules and regulations in the performance of the work. A-5. PRIME CONTRACT REQUIREMENTS 5.1 Particular provisions of the Prime Contract have been incorporated (either in full text or by reference) into this Subcontract. For purposes of Sections B through J, the terms "Contracting Officer", "Contracting Officer's Representative", "the Government", "the Navy", "NAVSEA", "Contracting Administration Office", and 3 the like shall mean the Prime Contractor unless in such context the term can only refer to the Government. The incorporated terms "Contractor" or "Offeror" shall mean Subcontractor unless in such context the term can only refer to the Prime Contractor. Instructions or requirements for documentation, certification or other writing reasonably applicable to the Subcontractor, shall be submitted by the Subcontractor to the Prime Contractor, unless otherwise required by federal law or by express provision of the Subcontract. 5.2 Any and all clauses or provisions which are required by the Federal Acquisition Regulation, 48 C.F.R. Part 1 (FAR), the Department of Defense FAR Supplement ("DFARS"), and the Navy FAR Supplement to be included in major subcontracts in the Prime Contract are hereby incorporated in this Subcontract by reference. 5.3 Notwithstanding any provision of this Subcontract to the contrary, the Prime Contractor may exercise its rights under the following clauses or subclauses only if the Government exercises its rights under these clauses with respect to the Prime Contractor: FAR 52.249-1 TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (FIXED- PRICE)(SHORT FORM)(APR 1984) (Applies if this contract is $100,000 or less) FAR 52.249-2 TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (FIXED PRICE)(APR 1984) (Applies if this Contract exceeds $100,000) Paragraph (a)(1) of FAR 52.249-6 TERMINATION (COST-REIMBURSEMENT) (MAY 1986) DFAR252.246-7001 WARRANTY OF DATA (DEC 1991) DFAR252.227-7030 TECHNICAL DATA-WITHHOLDING OF PAYMENT (OCT 1988) except as provided in paragraph 5.4 below 5.4 With respect to the clause of this Subcontract entitled DFAR 252.227-7030 "Technical Data - Withholding of Payment" the parties agree that the following limitations will apply if an action is taken hereunder, and the Government has not taken an associated action under the Prime Contract. 4 i) If Avondale suffers delay in actual ship construction as a result of Hughes' failure to deliver technical data in accordance with its Subcontract obligations; and ii) If Avondale is able to demonstrate harm and provide the specifics of the delay and the technical data giving rise to the action; and iii) Hughes' failure is the result of some action or inaction of Hughes and not the result of performance of Avondale or one of its subcontractors; and iv) If prior to exercising any of its rights pursuant to this clause Avondale shall notify the Subcontractor by written notice to the contract point listed in Section G of this Subcontract via certified mail. Such notice shall specify the failure (including identification of the technical data) giving rise to the intended action. Subcontractor shall be afforded a period of not less than 10 days from Subcontractor's receipt of the notice to cure the failure before Avondale shall implement any withholding of funds pursuant thereto. In the event the conditions specified above exist, then Avondale may exercise its rights hereunder, however, the amount to be withheld shall not exceed $500,000 in aggregate for all occurrences. A-6. ASSIGNMENT AND SUBCONTRACTING 6.1 This Subcontract may not be assigned or otherwise transferred by either party, in whole or in part, without the express, prior written consent of the other party, which consent shall not be unreasonably withheld. The foregoing shall not apply in the event either party shall change its corporate name or merge with another corporation. 6.2 Subject to any approval of the Prime Contractor, and any relevant provisions contained herein, including without limitation any required approvals of the Government, Subcontractor shall be entitled to subcontract any portion of its responsibilities under the SOW. Subcontractor shall not by reason of any such subcontract be relieved of its responsibilities and liabilities under this Subcontract. 5 In the event of such subcontract, Subcontractor shall without delay notify Avondale in writing of the name of its proposed subcontractor and the details of the portion of its SOW to be subcontracted. A-7. DISPUTES 7.1 If during performance of this Subcontract, disputes arise between the Prime Contractor and/or the Subcontractor and the Government concerning any of the work, the parties agree to follow the disputes resolution procedure defined FAR clause 52.233-1 (Reference Clause). Either party may assert a claim arising out of such a dispute with the Government. 7.2 Notwithstanding any provision herein to the contrary, if a decision on any question arising under the Contract is made by the Contracting Officer and such question is also related to this Subcontract, said decision, if binding upon Avondale under the Contract, shall in turn be binding upon the Subcontractor insofar as it relates to this Subcontract. If Avondale elects not to appeal such a decision pursuant to the "Disputes" clause in the Contract, Avondale may permit (and such permission will not be unreasonably withheld) the Subcontractor to assert in Avondale's name at Subcontractor's expense, Avondale's right to appeal such a decision under the "Disputes" clause in the Contract. Any decision upon such an appeal if binding upon Avondale under the Contract shall in turn be binding upon Subcontractor insofar as it relates to this Subcontract. The decision of the Contracting Officer regarding any such question or subsequent appeal shall be conclusive between Avondale and Subcontractor except that Avondale may permit (and such permission will not be unreasonably withheld) Subcontractor to submit the question to a court of competent jurisdiction if Subcontractor desires to assert in Avondale's name and at Subcontractor's expense, Avondale's rights described in the "Disputes" clause of the Contract to have the question decided by the courts, and any final judgment by the courts, if binding upon Avondale under the Contract, shall in turn be binding upon Subcontractor insofar as it relates to this Subcontract. 6 7.3 It is the intent of the parties to engage in cooperative decision-making and communication of information as set forth in this Subcontract. In the event that a dispute arises between Avondale and Hughes that cannot be resolved by the individuals involved in the performance of the Contract, such matter shall be referred to the highest levels of management of each company for resolution. Should these individuals be unable to resolve any claim, controversy or dispute between the parties involving issues of either law or fact arising under or relating to this Subcontract, it shall be finally resolved by binding arbitration pursuant to this provision. 7.4 Any arbitration contemplated by this Subcontract shall be conducted in New York, New York, in accordance with the Rules (the "Rules")of the American Arbitration Association (the "AAA"). The arbitration will be before a panel of three arbitrators, one selected by Avondale, one selected by Hughes, and one who will be selected by the aforementioned selected arbitrators. Each arbitrator shall be knowledgeable about the United States shipbuilding industry and federal procurement laws, regulations and practices, and shall not have any direct or indirect, past, present, or expected future association with either or both of the parties, and who shall otherwise be neutral. The parties shall share equally the costs of the arbitration as provided in the Rules of the AAA. 7.5 The decision of the arbitrators shall be rendered in writing and the reasons shall be given therefore. The decision of the arbitrators shall be final and conclusive on the parties, unless determined by the United States District Court for the Southern District of New York to be subject to being vacated, modified, or corrected on any of the grounds specified or referred to in the Uniform Arbitration Act, or for "manifest disregard of law" as judicially defined by that court. Judgment upon an award rendered by the arbitrators may be entered in any court of competent jurisdiction. Except as specifically provided for in this clause, or as may be necessary to enforce an award of the arbitrators, neither party shall institute any 7 action or proceeding against the other in any court with respect to any claim, controversy, or dispute which is or could be subject to this provision. Neither party may interpose any objection to the procedures set forth herein or otherwise seek directly or indirectly to challenge the application thereof to any such claim, controversy or dispute, or any decision thereunder, in any court. 7.6 Pending the final disposition of any arbitration proceeding initiated pursuant to this provision, the parties shall at all times proceed diligently with the performance of this Subcontract. A-8. AMENDMENT/WAIVER This Subcontract shall not be amended or modified unless set forth in a document executed by duly authorized representatives of both Avondale and the Subcontractor. The failure of either party to exercise any right provided under this Subcontract shall not be deemed to be a waiver of such right for any future purpose. A-9. ENTIRE AGREEMENT AND SEVERABILITY 9.1 This Subcontract contains the entire agreement between the parties with respect to the Prime Contract and supersedes any prior oral or written agreements, drafts of this agreement, commitments, understandings, or communications. The Teaming Agreement shall remain in effect between the parties for potential future work of the LPD-17 class of vessels for construction, planning yard services and related solicitations. 9.2 If any part, term, or provision of this Subcontract shall be held void, illegal, unenforceable, or in conflict with any law of a federal, state or local government having jurisdiction over this Subcontract, the validity of the remaining portions or provisions shall not be affected thereby. 8 9.3 Section headings in this Subcontract are for convenience only and shall not be used interpreting any provision hereof. A-10. ORDER OF PRECEDENCE In the event of any inconsistency in this Subcontract, the inconsistency shall be resolved by giving precedence in the order described herein: 1 Section A - Special Provisions 2 Section B - Supplies, Services, and Pricing 3 Section C - Description, Specification, Statement of Work (exclusive of the Statement of Work) 4 Section D - Packaging and Marking Section E - Inspection and Acceptance Section F - Deliveries or Performance Section G - Contract Administration Data Section H - Special Contract Requirements 5 Section I - Contract Clauses 6 Statement of Work and Exhibits thereto 7 Section J - List of Attachments A-11. CONSEQUENTIAL, SPECIAL, AND INCIDENTAL DAMAGES Neither party shall be liable to the other party under this Subcontract for any claim for loss of profits or consequential, special, punitive or indirect damages suffered by the other party. A-12. INDEPENDENT CONTRACTOR This Subcontract shall not be construed as creating a joint venture, agency, partnership, or any other form of business organization, nor does it constitute a merger into any form of corporation or other business enterprise of the Prime Contractor, the Subcontractor or the Alliance. At all times each party is and will remain an independent contractor. Each 9 party is responsible for its own officers, employees, agents and parent and subsidiary business elements. Except as otherwise provided expressly in this Subcontract, each party is solely and separately responsible for its costs, expenses, profits, losses, causes of action, suits, damages, demands, liabilities, and obligations of any kind whatsoever. A-13. LIABILITIES For all claims occurring in connection with or arising out of the meetings, inspections, and/or visits to their respective premises in the performance of the Project, Prime Contractor and Subcontractor shall defend, indemnify and hold harmless each other and their officers, directors, employees and agents for injury to, death of, their respective employees, subcontractors, guests and visitors, whether or not caused by the acts or omissions or the sole or concurrent negligence of an indemnified party. The party seeking indemnity shall provide prompt notice to the other of any event which gives rise to its claim under the this provision, fully cooperate in its defense and assign the right to defend and/or settle any such claim to the responsible party. A-14 RESTRICTIONS ON HIRING During the term of this Subcontract, the parties agree that the Prime Contractor and the Subcontractor will not solicit to hire either party's employees who are assigned to work on the Project, without the prior written approval of the affected party. There is no restriction on the open solicitation in public media for recruitment of personnel. No employee, officer, agent, supplier, subcontractor, or vendor of either party will be restricted from pursuing employment or business opportunities on their own initiative. A-15. PAYMENT This clause applies to payment for work performed under this Subcontract for CLINS 0001, 0002, 0003, 0004, 0005, 0007, 0009 and 0012 exclusive of award fee payments, which are covered under Special Provision A-16 - Distribution of Award Fee. 10 15.1 Interim Payments: Hughes will submit invoices to Avondale as work progresses, but not more frequently than once every two weeks, in amounts determined to be allowable in accordance with Subpart 31.2 of the Federal Acquisition Regulation (FAR). Avondale will include Hughe's invoice in it's next bill to the NAVSEA and funds will be provided to Hughes accordingly. Invoices will be prepared on a per vessel basis and shall reflect the total allowable costs in the performance of work, as certified by Hughes. For purposes of this clause, the term "costs" shall include those items listed in FAR 52.216-7(b). No payment, however, shall be made in an amount that, when added to the total of all payments previously made, exceeds one hundred precent (100%) of the cumulative allowable costs certified by Hughes. Each invoice submitted by Hughes shall include the following information: (1) Applicable contract line item numbers (CLIN's) (2) Date supplies provided or services performed (3) Costs incurred and allowable by CLIN, as follows: (a) Cumulative allowable costs incurred (by cost element), less (b) Previously billed allowable costs, giving (c) Current billing amount (4) An estimate at completion (EAC) by CLIN In addition, Hughes will provide, with each invoice, a certificate, signed by a Company Officer or his designee, verifying, to the best of his knowledge and belief, the allowability of all billed costs, consistent with FAR Subpart 31.2 Hughes will provide Avondale with a listing of those employees authorized to sign the certificate that accompanies each invoice. The certificate will not apply to the CLIN EAC provided with the invoice. 11 Prior to submitting the first invoice, Hughes shall submit a sample billing format and sample certificate for review and approval by Avondale. Avondale and Hughes agree that invoice submission and/or payment may take place electronically. The parties agree to work together to determine the appropriate means of providing supporting documentation in the event of such electronic transmissions and/or payments. 15.2 Final Payment: Upon completion of the guarantee period of the final vessel in the contract, Hughes will prepare a final invoice by CLIN that incorporates 1) all allowable costs incurred plus 2) an estimate of projected allowable costs to complete the contract closeout process. Such allowable costs shall incorporate indirect costing rates approved by the Administrative Contracting Officer in connection with Hughes' prime contracts with the Government. Any projected allowable costs shall be subject to the prior agreement of the Government and approval by Avondale, which approval shall not be unreasonably withheld. 15.3 Potential Alternative Approach to Payments: Avondale has stated an intent, which Hughes supports, to approach the Government after Prime Contract award to establish an alternative approach to payments. Under such an alternative approach, Avondale, with data provided by Hughes (and Bath), would prepare a "combined invoice," which clearly reflects the allowable costs incurred by each Alliance member. The NAVSEA then would distribute funds directly to each party in the amounts specified in the combined invoice. Should NAVSEA accept this concept in a manner also mutually acceptable to Hughes, Avondale, and Bath. Hughes and Avondale agree to modify this Special Provision A-15 to incorporate such an approach. 12 A-16. DISTRIBUTION OF AWARD FEE 16.1 The award fee, as paid by the Government to the Alliance, shall be distributed among Avondale, Hughes, and Bath, on the basis of a) earned value and b) performance, as described below. A sample calculation of the formula is attached as Table 16-1. a) Earned Value: Seventy (70) percent of the cumulative award fee payment by the Government shall be assigned to the Earned Value Pool. The portion of this pool then distributed to each of Avondale, Hughes, and HUGHES shall be based on the Cumulative Earned Value Weighting of each Alliance member. The Cumulative Earned Value Weighting for each Alliance member shall equal the Cumulative Earned Value for that Alliance member divided by the sum of Cumulative Earned Values for all Alliance members. The Cumulative Earned Value for each Alliance member shall equal the product of 1) the Baseline Value Weighting and 2) the Cumulative Percent Complete. . The Baseline Value Weighting for each Alliance member shall equal the contractual cost baseline (original contract award plus signed contract modifications) of that Alliance member divided by the total contractual cost baseline for all Alliance members. . The Cumulative Percent Complete for each Alliance member shall equal the weighted progress (reflecting labor, overhead, facilities cost of capital, and material) at the end of the evaluation period. Such weighted progress for each Alliance member shall be determined by an earned value system, approved by the Government in accordance with Department of Defense Instruction (DODI) 5000.2. The current amount of the Earned Value award fee component assigned to each Alliance member shall equal the Cumulative Earned Value Weighting multiplied by the Cumulative Earned Value Pool (70 percent of the cumulative award fee paid 13 by the Government) less the prior period cumulative Earned Value. b) Performance: Thirty (30) percent of the award fee paid by the Government in each period shall be assigned to the Performance Pool. The portion of this pool then distributed to each of Avondale, Hughes, and Bath shall be determined by normalizing the Weighted Performance Score of each Alliance member. The Weighted Performance Score for each Alliance member shall equal the product of 1) the Baseline Value Weighting (as defined above) and 2) the Normalized Performance Score. The Performance Award Fee for each Alliance member shall equal the product of 1) Weighted Performance Scores of each Alliance member and 2) the current period performance pool. The Normalized Performance Score for each Alliance member shall reflect the Performance Scores provided by the intra-Alliance Performance Evaluation Board (PEB). 16.2 The intra-Alliance PEB shall consist of the Chief Executive Officers from each of Avondale, Hughes, and Bath. The PEB will meet within three business days after each NAVSEA award fee session. At the PEB meeting, each CEO will provide a performance score (from 0 to 100) to each member of the Alliance. Such scoring shall reflect, in the judgment of each CEO, the performance of each Alliance member during the evaluation period. For each evaluation period, the Performance Score shall equal the simple average of the scores given by members of the PEB. Weighted criteria that each CEO will use to determine such scoring will be established within 30 days after the start of the evaluation period via Memorandum of Agreement. 16.3 For each Alliance member, the total award fee payment in any given evaluation period shall equal the sum of the Earned Value and Performance components, as calculated above. 14 16.4 The attached example (Table 16-1) illustrates the calculation described in this clause. In the event of a conflict between the example and the text of this clause the example shall take precedence. 16.5 Within five business days after each PEB meeting, Avondale shall issue to each of the other Alliance members a contract modification that specifies the current amount payable, as calculated above. Avondale will then issue payment to each Alliance member within two business days after receipt of the funds from the customer. (Remainder of page intentionally left blank) 15 A-17 FINAL CONTRACT PERFORMANCE INCENTIVES The Final Contract Performance Incentive paid by the Government to the Prime Contractor shall be distributed between Avondale, Bath and Hughes as the final percentage determined for the Award Fee of Special Provision A-16 of this Subcontract. A-18. RECIPROCAL FACILITIES Avondale and HUGHES shall provide office facilities at their respective principal places of business for each others personnel engaged in the Project. Such facilities shall be equivalent to those provided for its own employees for similar purposes. These facilities shall include telephone, photocopy machines and FAX machine access, and the use of other similar office equipment. Each shall also provide vehicle parking facilities consistent with the facilities provided for its own employees for similar purposes. A-19. APPLICABLE LAW Irrespective of the place of performance, this Subcontract shall be construed and interpreted according to the federal common law of government contracts. To the extent that the federal common law of government contracts is not dispositive, the laws of the State of New York shall apply. Any civil action pursuant to this Subcontract shall be brought in the United States District Court for the Southern District of New York. In witness hereof, the parties hereto have executed this Subcontract on the indicated dates. HUGHES AIRCRAFT CO. AVONDALE INDUSTRIES, INC. /s/ R. J. ABBOTT /s/ ALBERT L. BOSSIER, JR. - --------------------------------- --------------------------------- BY: R. J. Abbott BY: Albert L. Bossier, Jr. ------------------------------ ------------------------------ TITLE: Contracts Manager TITLE: President, Chairman & CEO --------------------------- --------------------------- Naval & Maritime Systems Business Unit DATE: June 20, 1996 DATE: June 20, 1996 ---------------------------- ---------------------------- 19 EX-10 12 EXHIBIT 10.9(D) SIXTH AMENDMENT TO REVOLVING CREDIT AGREEMENT THIS SIXTH AMENDMENT TO REVOLVING CREDIT AGREEMENT (this "Amendment") is entered into as of October 30, 1996, by and among AVONDALE INDUSTRIES, INC., a Louisiana corporation (the "'Company"), the various financial institutions signatory hereto (collectively, the "Banks," and, individually, a "Bank"), and BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION, as LC Issuer and as successor agent to BANK OF AMERICA ILLINOIS (successor-in-interest to CONTINENTAL BANK), as agent for the Banks (the "Agent"). Words and phrases having defined meanings in the Credit Agreement referred to below shall have the same respective meanings when used herein, unless otherwise expressly defined herein. WITNESSETH: WHEREAS, the parties hereto have entered into a Revolving Credit Agreement dated as of May 10, 1994 as amended by that certain First Amendment and Waiver to Revolving Credit Agreement dated as of May 31, 1994, that certain Second Amendment to Revolving Credit Agreement dated as of February 9, 1995, that certain Third Amendment, Waiver and Consent to Revolving Credit Agreement dated as of May 10, 1995, that certain Fourth Amendment and Consent to Revolving Credit Agreement dated as of September 1, 1995, and that certain Fifth Amendment to Revolving Credit Agreement dated as of November 17, 1995 (collectively, the "Existing Agreement" and as amended by this Amendment, the "Credit Agreement"), relating to a revolving credit facility in an amount not to exceed $42,500,000 for the Company's ongoing working capital and general corporate needs; and WHEREAS, the Company has requested that the Banks agree to certain amendments and modifications to the terms of the Existing Agreement; NOW THEREFORE, in consideration of the premises and the mutual agreements set forth herein and for other consideration the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows; 1. Amendment to the Existing Agreement. Subject to and conditioned upon the fulfillment of each of the conditions precedent set forth in Section 2 hereof, the Existing Agreement is hereby amended as follows: Section 7.7 of the Existing Agreement is hereby amended to delete the terms thereof in their entirety and to insert the following therefor: Section 7.7 Limitation on Capital Expenditures. Incur Capital Expenditures which, in the aggregate for the Company and its Subsidiaries taken as a whole, exceed $7,500,000 for the Company's fiscal year ending December 31, 1994, $25,000,000 for the Company's fiscal year ending December 31, 1995, $14,000,000 for the Company's fiscal year ending December 31, 1996 and $9,000,000 for any fiscal year thereafter. 2. Conditions Precedent to Effectiveness of Amendments and Consent. The amendments and modifications set forth in Section 1 hereof shall become effective upon, and are expressly conditioned upon, the fulfillment of each of the following conditions precedent: (a) Amendment. The Agent shall have received this Amendment, duly executed and delivered by an authorized officer of the Company and each of the Banks. (b) Subsidiary Guarantor Consent. The Agent shall have received (with a copy for each of the Banks) from each of the Subsidiary Guarantors a reaffirmation of the Subsidiary Guarantee executed by it in the form attached hereto. (c) Material Adverse Change. In the opinion of the Banks (as evidenced by their execution of this Amendment), no event or condition shall have occurred or exist which could reasonably be expected to have a Material Adverse Effect. (d) Other Documents. The Agent shall have received such other documents, instruments and agreements as it shall have reasonably requested in connection with the transactions contemplated by this Amendment. 3. Representations, Warranties and Covenants. In order to induce the Agent and the Banks to enter into this Amendment, the Company hereby represents, warrants and covenants to the Agent and the Banks as follows: (a) The execution, delivery and performance by the Company of this Amendment (i) are within the Company's corporate powers, (ii) have been duly authorized by all necessary corporate action, (iii) require no action by or in respect of, or filing with, any governmental body, agency or official, (iv) do not contravene, or constitute a default under, any provision of any applicable law, statute, ordinance, regulation, rule, order or other governmental restriction or of the Certificate or Articles of Incorporation or By-Laws of the Company, (v) do not contravene, or constitute a default under, any agreement, judgment, injunction, order, decree, indenture, contract, lease, instrument or other commitment to which the Company is a party or by which the Company or any of its assets are bound and (vi) will not result in the creation or imposition of any Lien upon any asset of the Company under any existing indenture, mortgage, deed of trust, loan or credit agreement or other agreement or instrument to which the Company is a party or by which it or any of its assets may be bound or affected. (b) This Amendment and the Credit Agreement are the legal, valid and binding obligations of the Company, and are enforceable against the Company in accordance with their terms. (c) The representations and warranties contained in the Credit Agreement and the other Loan Documents are true and correct in all material respects on and as of the date hereof as though made on the date hereof, except to the extent that such representations expressly relate solely to an earlier date (in which case such representations and warranties were true and accurate on and as of such earlier date). (d) No Default or Event of Default has occurred and is continuing. 4. Reference to and Effect Upon the Credit Agreement. Upon the effectiveness of this Amendment, each reference in the Existing Agreement to "the Agreement", "hereunder", "hereof", "herein", or words of like import, shall mean and be a reference to the Credit Agreement, as amended hereby and each reference to the Existing Agreement in any other Loan Document shall mean and be a reference to the Credit Agreement, as amended hereby. 5. Reaffirmation; Expenses. The Company hereby reaffirms to the Agent and each of the Banks that, except as modified hereby, the Credit Agreement and all of the Loan Documents remain in full force and effect and have not been otherwise waived, modified or amended. Except as expressly modified hereby, all of the terms and conditions of the Credit Agreement shall remain unaltered and in full force and effect. The Company acknowledges that all reasonable legal fees and expenses of the Agent related to this Amendment shall be paid by the Company. 6. Confirmation of Collateral Documents. The Company hereby (i) ratifies and confirms its obligations under the Collateral Documents and acknowledges and agrees that the Collateral Documents to which the Company is a party are the legal, valid and binding obligations of the Company, enforceable against it in accordance with their terms; and (ii) agrees that the Obligations (for purposes of each of such Collateral Documents) shall include, without limitation, the Obligations under and as defined in the Credit Agreement as amended by this Amendment. 7. Choice of Law. THIS AMENDMENT SHALL BE GOVERNED BY AND INTERPRETED IN ACCORDANCE WITH THE INTERNAL LAWS (AS OPPOSED TO CONFLICTS OF LAW PROVISIONS) OF THE STATE OF ILLINOIS AND ANY DISPUTE ARISING OUT OF, CONNECTED WITH, RELATED TO, OR INCIDENTAL TO THE RELATIONSHIP ESTABLISHED BETWEEN THE COMPANY, THE SUBSIDIARIES, THE AGENT AND THE BANKS IN CONNECTION WITH THIS AMENDMENT, AND WHETHER ARISING IN CONTRACT, TORT, EQUITY OR OTHERWISE, SHALL BE RESOLVED IN ACCORDANCE WITH THE INTERNAL LAWS AND DECISIONS OF THE STATE OF ILLINOIS. 8. Counterparts. This Amendment may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. One or more counterparts of this Amendment may be delivered by telecopier, and if so delivered shall be deemed to be delivered with the intention that they shall have the same effect as an original counterpart hereof. Any party delivering any such counterpart by telecopy shall promptly forward to the Agent an original counterpart hereof. [Signature Pages Follow] IN WITNESS WHEREOF, the parties hereto have caused their duly authorized officers to execute and deliver this Agreement as of the date first above written. AVONDALE INDUSTRIES, INC. By /s/ THOMAS M. KITCHEN --------------------- Name: Thomas M. Kitchen Title:Vice President [SIGNATURES CONTINUED ON THE FOLLOWING PAGE] BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION, as Agent By /s/ W. THOMAS BARNETT --------------------- Name: W. Thomas Barnett Title:Vice President THE BANKS: BANK OF AMERICA ILLINOIS, successor-in-interest to CONTINENTAL BANK, as a Bank and as LC Issuer By /s/ W. THOMAS BARNETT --------------------- Name: W. Thomas Barnett Title:Vice President BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION, as LC Issuer By /s/ W. THOMAS BARNETT --------------------- Name: W. Thomas Barnett Title:Vice President [SIGNATURES CONTINUED ON THE FOLLOWING PAGE] WHITNEY NATIONAL BANK By /s/ ELMER H. HEMPHILL, JR. -------------------------- Name: Elmer H. Hemphill, Jr. Title: Senior Vice President [SIGNATURES CONTINUED ON THE FOLLOWING PAGE] WELLS FARGO BANK (TEXAS), NATIONAL ASSOCIATION, successor to FIRST INTERSTATE BANK OF TEXAS, N.A. By /s/ DAVID M. ANDERSON --------------------- Name: David Anderson Title: Vice President [SIGNATURES CONTINUED ON THE FOLLOWING PAGE] FIRST NATIONAL BANK OF COMMERCE By /s/ AD KOCEN --------------- Name: A. David Kocen Title: Banking Officer CONSENT By Subsidiary Guarantee dated as of May 10, 1994 (the "Guarantee"), the undersigned (the "Guarantor") guaranteed to the Secured Parties (as defined therein), subject to the terms, conditions and limitations set forth therein, the prompt payment and performance of all of the Obligations (as defined therein). The Guarantor consents to the Company's execution of the foregoing Sixth Amendment to Revolving Credit Agreement and acknowledges the continued validity, enforceability and effectiveness of the Guarantee with respect to all loans, advances and extensions of credit to the Company, whether heretofore or hereafter made, together with all interest thereon and all expenses in connection therewith. AVONDALE GULFPORT MARINE, INC. By /s/ THOMAS M. KITCHEN --------------------- Title: Vice President, Secretary & Treasurer Dated as of October 30, 1995 CONSENT By Subsidiary Guarantee dated as of May 10, 1994 (the "Guarantee"), the undersigned (the "Guarantor") guaranteed to the Secured Parties (as defined therein), subject to the terms, conditions and limitations set forth therein, the prompt payment and performance of all of the Obligations (as defined therein). The Guarantor consents to the Company's execution of the foregoing Sixth Amendment to Revolving Credit Agreement and acknowledges the continued validity, enforceability and effectiveness of the Guarantee with respect to all loans, advances and extensions of credit to the Company, whether heretofore or hereafter made, together with all interest thereon and all expenses in connection therewith. AVONDALE TECHNICAL SERVICES, INC. By /s/ BL HICKS ------------ Title: Secretary & Treasurer Dated as of October 30, 1995 CONSENT By Subsidiary Guarantee dated as of May 10, 1994 (the "Guarantee"), the undersigned (the "Guarantor") guaranteed to the Secured Parties (as defined therein), subject to the terms, conditions and limitations set forth therein, the prompt payment and performance of all of the Obligations (as defined therein). The Guarantor consents to the Company's execution of the foregoing Sixth Amendment to Revolving Credit Agreement and acknowledges the continued validity, enforceability and effectiveness of the Guarantee with respect to all loans, advances and extensions of credit to the Company, whether heretofore or hereafter made, together with all interest thereon and all expenses in connection therewith. CRAWFORD TECHNICAL SERVICES, INC. By /s/ BL HICKS ------------ Title: Secretary & Treasurer Dated as of October 30, 1995 CONSENT By Subsidiary Guarantee dated as of May 10, 1994 (the "Guarantee"), the undersigned (the "Guarantor") guaranteed to the Secured Parties (as defined therein), subject to the terms, conditions and limitations set forth therein, the prompt payment and performance of all of the Obligations (as defined therein). The Guarantor consents to the Company's execution of the foregoing Sixth Amendment to Revolving Credit Agreement and acknowledges the continued validity, enforceability and effectiveness of the Guarantee with respect to all loans, advances and extensions of credit to the Company, whether heretofore or hereafter made, together with all interest thereon and all expenses in connection therewith. GENCO INDUSTRIES, INC. By /s/ BL HICKS ------------ Title: Secretary & Treasurer Dated as of October 30, 1995 CONSENT By Subsidiary Guarantee dated as of February 9, 1995 (the "Guarantee"), the undersigned (the "Guarantor") guaranteed to the Secured Parties (as defined therein), subject to the terms, conditions and limitations set forth therein, the prompt payment and performance of all of the Obligations (as defined therein). The Guarantor consents to the Company's execution of the foregoing Sixth Amendment to Revolving Credit Agreement and acknowledges the continued validity, enforceability and effectiveness of the Guarantee with respect to all loans, advances and extensions of credit to the Company, whether heretofore or hereafter made, together with all interest thereon and all expenses in connection therewith. AVONDALE PROPERTIES, INC. By /s/ THOMAS M. KITCHEN --------------------- Title: Vice President & Secretary Dated as of October 30, 1995 CONSENT By Subsidiary Guarantee dated as of February 9, 1995 (the "Guarantee"), the undersigned (the "Guarantor") guaranteed to the Secured Parties (as defined therein), subject to the terms, conditions and limitations set forth therein, the prompt payment and performance of all of the Obligations (as defined therein). The Guarantor consents to the Company's execution of the foregoing Sixth Amendment to Revolving Credit Agreement and acknowledges the continued validity, enforceability and effectiveness of the Guarantee with respect to all loans, advances and extensions of credit to the Company, whether heretofore or hereafter made, together with all interest thereon and all expenses in connection therewith. AVONDALE LAND MANAGEMENT COMPANY, a Louisiana general partnership By Avondale Industries, Inc., a general partner By /s/ THOMAS M. KITCHEN --------------------- Name: Thomas M. Kitchen Title: Vice President, Chief Financial Officer and Secretary By Avondale Properties, Inc., a general partner By /s/ THOMAS M. KITCHEN --------------------- Name: Thomas M. Kitchen Vice President and Secretary Dated as of October 30, 1995 EX-21 13 EXHIBIT 21 LIST OF SUBSIDIARIES OF THE COMPANY Avondale Properties, Inc. Avondale Services Corporation Avondale Transportation Company, Inc. Avondale Shipyard of Texas, Inc. Avondale Construction Management, Inc. Avondale Gulfport Marine, Inc. Avondale Industries of New York, Inc. Avondale Enterprises, Inc. Avondale Technical Services, Inc. Crawford Technical Services, Inc. Genco Industries, Inc. M & D Steel Fabrication, Inc. AAA Quality Construction, Inc. Genco Industries of Lufkin, Inc. EX-23 14 EXHIBIT 23 CONSENT OF DELOITTE & TOUCHE LLP INDEPENDENT AUDITORS' CONSENT We consent to the incorporation by reference in Registration Statement No. 33-31984 of Avondale Industries, Inc. on Forms S-8 and S-3 of our report dated February 17, 1997, appearing in this Annual Report on Form 10-K of Avondale Industries, Inc. for the year ended December 31, 1996. DELOITTE & TOUCHE LLP New Orleans, Louisiana March 12, 1997 EX-27 15 ARTICLE 5 FINANCIAL DATA SCHEDULE 1996 FORM 10-K
5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM AVONDALE INDUSTRIES, INC.'S ANNUAL REPORT FILED ON FORM 10-K FOR THE YEAR ENDED DECEMBER 31, 1996 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. 1,000 YEAR DEC-31-1996 DEC-31-1996 48,944 0 119,139 0 21,785 222,490 254,611 (127,009) 362,872 103,015 54,866 0 0 15,927 165,926 362,872 624,929 624,929 543,102 543,102 0 0 4,986 34,495 3,700 30,795 0 0 0 30,795 2.13 2.13
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