Other
Investor Advisory Committee Members Biographies
May 30, 2024
Officers
Officer |
Biography |
![]() |
Brian L. Schorr, Chair Brian L. Schorr is a Partner and has been Chief Legal Officer and a member of the investment team of Trian Fund Management, L.P. (“Trian Partners”) since November 2005. Schorr oversees Trian Partners’ legal matters. Trian Partners is an investment management firm based in New York City. Trian Partners manages capital for institutional investors, including pension plans, endowments/foundations, sovereign wealth funds, funds of funds and family offices. Read more Membership Term: May 27, 2022 – May 26, 2026 |
![]() |
Colleen Honigsberg, Secretary Colleen Honigsberg is a Professor of Law and Associate Dean of Curriculum at Stanford Law School, where her research is focused on the empirical study of corporate and securities law. Read more Membership Term: May 27, 2022 – May 26, 2026 |
Brian A. Hellmer, CFA, CIPM, Assistant Secretary Brian A. Hellmer, CFA, CIPM is the Chief Investment Officer at Mendota Financial Group, where he oversees the development and implementation of the firm’s client portfolio solutions, target allocations and risk management. Read more Membership Term: November 27, 2020 – November 26, 2024 |
Members
Member |
Biography |
Jamila Abston Mayfield, CPA, CFE Jamila Abston Mayfield, CPA, CFE, is the founder and CEO of The Jamila Mayfield Group, LLC. The Jamila Mayfield Group provides consulting services on compliance, risk, and regulatory matters to financial services clients. She is a former Partner at Ernst & Young LLP in the FSO Consulting Financial Services Risk Management practice. Jamila has a BA in Accounting from Florida A&M University, an MS in Accountancy from the University of Virginia, and an MBA from Yale University. Membership Term: November 27 , 2020 – November 26, 2024 |
|
Cambria Allen-Ratzlaff Cambria Allen-Ratzlaff is Chief RI Ecosystems Officer for the Americas and APAC, where she is responsible for leading the PRI’s responsible investment ecosystems teams in these markets. The RI ecosystems teams are responsible for supporting signatories as they progress their responsible investment activities, building communities of responsible investment practice, and supporting productive regulatory efforts to ensure capital markets are fair, transparent and efficient for the protection of investor signatories and their beneficiaries and clients. Read More Membership Term: November 27 , 2020 – November 26, 2024 |
|
![]() |
James Andrus James leads the Global Sustainability Strategy Team at Franklin Templeton. The team focuses on stewardship, data and research, communications, innovation and impact in product development, and financial policy engagement. Read More Membership Term: May 27, 2022 – May 26, 2026 |
Cristina Martin Firvida Cristina Martin Firvida was appointed as the Investor Advocate and Director of the Office of the Investor Advocate at the U.S. Securities and Exchange Commission (SEC) in January of 2023. As the Investor Advocate, Ms. Martin Firvida leads an office that advocates for investors, assists retail investors in interactions with the Commission and with self-regulatory organizations (SROs), analyzing the impact on investors of proposed rules and regulations, identifying problems that investors have with financial service providers and investment products, and proposing legislative or regulatory changes to promote the interests of investors. Read More Membership Term: Statutory |
|
![]() |
Gina-Gail S. Fletcher Gina-Gail S. Fletcher, a scholar of complex financial instruments and market regulation, is a Professor of Law at Duke University School of Law. Professor Fletcher is nationally recognized for her research on financial regulation and market manipulation. Her recent scholarship focuses on the interplay between public regulation and private ordering in balancing financial innovation against market stability and integrity. Read more Membership Term: May 27, 2022 – May 26, 2026 |
![]() |
Christine Lazaro Christine Lazaro is a Professor of Clinical Legal Education and Director of the Law School’s Securities Arbitration Clinic. She came to St. John’s in 2007 as the Clinic's Supervising Attorney. She is also a faculty advisor for the Corporate and Securities Law Society. Lazaro holds a B.A. from New York University and a J.D. from Fordham Law School. Read more Membership Term: May 27, 2022 – May 26, 2026 |
Nancy LeaMond Nancy LeaMond is a nationally recognized leader on health, retirement security and other issues important to older Americans. Her career spans nearly 40 years in the government and nonprofit sectors and as AARP’s chief advocacy and engagement officer, she is responsible for driving the organization’s social mission on behalf of Americans 50-plus and their families. Read more Membership Term: Statutory |
|
![]() |
Andrew Park Andrew Park is a Senior Policy Analyst at Americans for Financial Reform where leads the organization's work around non-bank financial institutions such as hedge funds and private equity firms. Read more Membership Term: May 27, 2022 – May 26, 2026 |
Sandra J. Peters, CPA, CFA Sandra Peters leads the Financial Reporting Policy Group at CFA Institute where she oversees a team responsible for tracking all financial reporting issues of interest to investors. She serves as spokesperson for CFA Institute to financial reporting standard setters and regulators including the IASB, FASB, and the U.S. Securities and Exchange Commission, and conducts outreach to other professional organizations and the media to discuss and promote financial reporting policies. Read more Membership Term: November 27, 2020 – November 26, 2024 |
|
Dr. David Rhoiney, D.O. United States Naval Academy graduate, former two-sport NCAA Division 1 athlete, applied mathematician, cryptologist, cyber security specialist, and robotic general surgeon all before the age of 35, Dr. David Rhoiney arose from poverty and homelessness as a child to create a type of success that serves as a blueprint for others to follow. Dr. David is a passionate advocate for the voiceless who uses his life experience and talents to help others navigate the complexities of life and achieve their dreams. His life’s mission is to leave a lasting legacy that helps decrease the wealth gap and ease the barriers to a successful life that exists in the United States. Read more Membership Term: May 27, 2022 – May 26, 2026 |
|
![]() |
Paul F. Roye In January 2022, Paul retired from Capital Research and Management Company (“Capital”), headquartered in Los Angeles, CA. Capital is one of the largest asset managers in the world with over $3.6 trillion under management. Until his retirement, Paul served as a member of the firm’s Executive Committee and Board of Directors. Read more Membership Term: May 27, 2022 – May 26, 2026 |
Paul Sommerstad Paul Sommerstad is a Partner in the Cerity Partner’s Retirement Plan Services Group. He has more than 15 years of experience in the retirement plan industry and specializes in helping organizations understand how plan design can improve their employees’ ability to successfully retire and how proper governance can limit personal fiduciary liability. Read more Membership Term: November 27, 2020 – November 26, 2024 |
|
Alice Stinebaugh, JD Alice Stinebaugh, J.D., is the Chair of the Social Studies Department at Parkland School District in Allentown, PA. She is also an adjunct instructor in Economics at the University of Scranton. Alice holds a BA in Economics from Vanderbilt University and received her law degree from Indiana University—Purdue University at Indianapolis. Membership Term: November 27, 2020 – November 26, 2024 |
|
Leslie Van Buskirk Leslie Van Buskirk was appointed the Administrator of the Division of Securities at the State of Wisconsin Department of Financial Institutions (DFI) in 2016. She joined the Division of Securities’ Enforcement Bureau as an attorney in 2002, and was promoted to attorney supervisor in 2008. Before joining DFI, Van Buskirk was in private practice for more than twelve years at a Milwaukee civil litigation law firm. She received her undergraduate degree from the University of Illinois at Urbana-Champaign and her law degree from Marquette University. Membership Term: Statutory |
|
Joanne Yoo Joanne Yoo is a Partner at Development Partners International (DPI), a leading venture capital and private equity investment firm with over $3 billion under management targeting high growth, impact-driven and innovation-led companies in emerging markets. Ms. Yoo serves on various Advisory Boards and Investment Committees, including the endowment of the Executive Leadership Council. In 2020, Ms. Yoo was appointed by the Chairman of the U.S. Securities and Exchange Commission (SEC) to the Investor Advisory Committee. Read more Membership Term: November 27, 2020 – November 26, 2024 |