Date: Oct. 26, 2022
Title: Statement on Listing Standards for Recovery of Erroneously Awarded Compensation
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 26, 2022
Title: Statement on the Final Rule Related to Listing Standards for Recovery of Erroneously Awarded Compensation
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 26, 2022
Title: Statement on Listing Standards for Recovery of Erroneously Awarded Compensation:
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 13, 2022
Title: Statement on Staff’s FAQ Relating to Investment Adviser Considerations of DEI Factors
Speaker:
Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 13, 2022
Title: Ecosystems and IPOs: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 12, 2022
Title: Statement on Final Rule Amendments to Electronic Recordkeeping Requirements
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 12, 2022
Title: Statement on Updates to Electronic Recordkeeping Requirements for Broker-Dealers and Security-Based Swap Entities
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 12, 2022
Title: Statement on Amended Recordkeeping Requirements
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 12, 2022
Title: Burying the Technologically Primitive WORM: Open Meeting on Broker-Dealer Electronic Recordkeeping Requirements
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 12, 2022
Title: Statement on Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 11, 2022
Title: The Auditor’s Responsibility for Fraud Detection
Speaker:
Paul Munter , Acting Chief Accountant
Type: Statement
Date: Oct. 7, 2022
Title: Sus and Yeet: Remarks before the University of California Irvine Audit Committee Summit
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Sept. 21, 2022
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Sept. 21, 2022
Title: Remarks at the Meeting of the SEC Investor Advisory Committee (IAC)
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Sept. 21, 2022
Title: Remarks at the Meeting of the Investor Advisory Committee
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Sept. 20, 2022
Title: Statement Regarding In the Matter of Toews Corporation
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Sept. 15, 2022
Title: Laudable Ends, Poorly Pursued: Statement Regarding Recent Pay-to-Play Rule Settlements
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Sept. 14, 2022
Title: Statement on Proposed Rules Regarding Treasury Clearing
Speaker:
Chair Gary Gensler
Type: Statement
Date: Sept. 14, 2022
Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Sept. 14, 2022
Title: Statement on Treasury Clearing
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Sept. 14, 2022
Title: Treasury Clearing Standards for Membership Requirements and Risk Management
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Sept. 14, 2022
Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Sept. 6, 2022
Title: Audit Quality and Investor Protection under the Holding Foreign Companies Accountable Act
Speaker:
Paul Munter , Acting Chief Accountant
Type: Statement
Date: Aug. 29, 2022
Title: Auditor Independence and Ethical Responsibilities: Critical Points to Consider When Contemplating an Audit Firm Restructuring
Speaker:
Paul Munter , Acting Chief Accountant
Type: Statement
Date: Aug. 26, 2022
Title: Statement on Final Amendments to the Whistleblower Program
Speaker:
Chair Gary Gensler
Type: Statement
Date: Aug. 26, 2022
Title: On the Consequences of an Inconsequential Rulemaking: Statement Regarding Amendments to Whistleblower Program Rules
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 26, 2022
Title: Statement on the Final Rules Related to the Whistleblower Program
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Aug. 26, 2022
Title: Statement on the PCAOB Agreement with China and Hong Kong
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Aug. 26, 2022
Title: Statement on Agreement Governing Inspections and Investigations of Audit Firms Based in China and Hong Kong
Speaker:
Chair Gary Gensler
Type: Statement
Date: Aug. 25, 2022
Title: Statement on Final Rule Regarding Pay Versus Performance
Speaker:
Chair Gary Gensler
Type: Statement
Date: Aug. 25, 2022
Title: Neither Pay nor Performance
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 25, 2022
Title: Statement on Pay versus Performance:
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Aug. 25, 2022
Title: Late Summer Sunshine: Statement on the Adoption of Pay Versus Performance
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Aug. 25, 2022
Title: Statement on the Final Rule Related to Pay Versus Performance
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Aug. 19, 2022
Title: Op-Ed: The SEC Treats Crypto Like the Rest of the Capital Markets
Speaker:
Chair Gary Gensler
Type: Statement
Date: Aug. 12, 2022
Title: Statement on PCAOB Amendments to Strengthen Auditing Standards for Audits Involving Multiple Firms
Speaker:
Chair Gary Gensler
Type: Statement
Date: Aug. 12, 2022
Title: Statement on Amendments to Auditing Standards Governing the Planning and Supervision of Audits Involving Other Auditors and Dividing Responsibility for the Audit with Another Accounting Firm
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Aug. 10, 2022
Title: Statement on Proposed Joint Amendments to Form PF
Speaker:
Chair Gary Gensler
Type: Statement
Date: Aug. 10, 2022
Title: Statement on Proposed Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 10, 2022
Title: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Aug. 10, 2022
Title: Statement on Proposed Amendments to Form PF
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Aug. 10, 2022
Title: Enhancing Private Fund Adviser Reporting Data
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Aug. 8, 2022
Title: Statement on Proposal to Enhance Clearing Agency Governance
Speaker:
Chair Gary Gensler
Type: Statement
Date: Aug. 8, 2022
Title: Statement on Clearing Agency Governance and Conflicts of Interest
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Aug. 8, 2022
Title: Dissenting from Stakeholder Governance for Clearing Agencies
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 2, 2022
Title: Statement on Jury’s Verdict in Trial of Christopher Nohl, Michael Hull, and Entities They Owned or Controlled
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: July 29, 2022
Title: Statement on Re-Proposed Amendments Regarding Exemption from National Securities Association Membership
Speaker:
Chair Gary Gensler
Type: Statement
Date: July 29, 2022
Title: Statement in Honor of National Whistleblower Day
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: July 29, 2022
Title: Statement of Commissioners Hester M. Peirce and Mark T. Uyeda on Proposed Amendments to Exchange Act Rule 15b9-1
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: July 28, 2022
Title: Statement Regarding In the Matter of Aegis Capital Corporation
Speaker:
Commissioner Hester M. Peirce
Type: Statement