Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Statement on Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 Regarding the Definition of “Exchange” Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 regarding the Definition of “Exchange” Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Promoting Fair and Competitive Markets Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Staff Statement on the Holding Foreign Companies Accountable Act and the Consolidated Appropriations Act, 2023 Speaker:

Division of Corporation Finance and Division of Trading and Markets[1]

 Type:Statement
Date: Title: Staff statement regarding the risk legend used by non-transparent exchange-traded funds operating in reliance of an exemptive order under the Investment Company Act of 1940 Speaker:

Division of Investment Management Staff

 Type:Statement
Date: Title: Statement on Electronic Filing Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Trading and Markets Proposal to Move from Paper to Electronic Filing Under Various Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Proposed Expansion of Electronic Filing Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Electronic Filing of Certain Forms and Other Filings Under Securities Exchange Act of 1934; Technical Amendments Regarding FOCUS Report Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Modernizing the Filing Process for Market Participants Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Retail Options Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Responsibilities of Lead Auditors to Conduct High-Quality Audits When Involving Other Auditors Speaker: Paul Munter, Chief Accountant
Type:Statement
Date: Title: Statement on Amendments to Regulation SCI Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Comments on Proposed Expansion of Regulation SCI Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Proposed Amendments to Regulation Systems Compliance and Integrity Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Enhanced Cybersecurity for Market Entities Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Proposed Cybersecurity Rule 10 and Form SCIR Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Amendments to Regulation S-P, Cybersecurity Risk Management, and Amendments to Regulation SCI Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Proposed Cybersecurity Risk Management Rule for Market Entities Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Protecting Investors from Cyberattacks and Enhancing Cybersecurity in U.S. Capital Markets Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Amendments to Regulation S-P Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Regulation SP: Privacy of Consumer Financial Information and Safeguarding Customer Information Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Proposed Amendments to Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Opening Statement before the March 15 Commission Meeting Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement by SEC Chair Gary Gensler on Current Market Events Speaker:

Chair Gary Gensler

 Type:Statement
Date: Title: Statement Regarding the Commission’s Disapproval of a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Op-Ed: Getting Crypto Firms to Do Their Work Within the Bounds of the Law Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement Regarding Huntleigh Advisors, Inc. and Datatex Investment Services, Inc. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Final Rule on Extending Form 144 EDGAR Filing Hours and Celebrating the EDGAR System on its 30th Anniversary Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Proposed Rules Regarding Investment Adviser Custody Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Safeguarding Advisory Client Assets Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Safeguarding Advisory Client Assets Proposal Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Proposed Rule Regarding the Safeguarding of Advisory Client Assets Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Protecting Investors’ Assets Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Adopting Rules Regarding the Settlement Cycle Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Timing Matters: Statement on Shortening the Settlement Cycle Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Rule Amendments Shortening the Settlement Cycle Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Final Rule on Shortening the Securities Transaction Settlement Cycle Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Increasing Market Fairness and Efficiency for Investors Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Accounting Standard Setting in a Rapidly Evolving Business Environment: A Focus on the Timely Delivery of Investor Priorities Speaker: Paul Munter, Chief Accountant
Type:Statement
Date: Title: Kraken Down: Statement on SEC v. Payward Ventures, Inc., et al. Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: The SEC Levels Up: Statement on In re Activision Blizzard Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement of Renee Jones on her Tenure as Director of the Division of Corporation Finance Speaker: Renee Jones , Former Director, Division of Corporation Finance
Type:Statement
Date: Title: Statement on Prohibiting Conflicts of Interest in Securitizations Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Proposed Rule: “Prohibition Against Conflicts of Interest in Certain Securitizations” Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Prohibition against Conflicts of Interest in Certain Securitizations Re-proposal Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Proposed Rule: Prohibition against Conflicts of Interest in Certain Securitizations Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Prohibiting Conflicts of Interest in Certain Securitizations Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on In the Matter of Bloomberg Finance, L.P. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Jury’s Verdict in Trial of Bernard Findley and Halitron Inc Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
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