Speeches and Statements
Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:
Speeches and Statements Table
Speaker
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Date: | Title: Air Dancers and Flies: Statement on Adoption of the Latest Round of Money Market Fund Reforms |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Proposed Amendments to Exchange Act Rule 15c3-3 |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Proposed Amendments to the Customer Protection Rule |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on the Adoption of Money Market Fund Reforms |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on Proposed Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Statement on Final Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Improving the Effectiveness of the Customer Protection Rule |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Strengthening the Resiliency of Money Market Funds |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Statement Regarding Amicus Brief Filing in Murray v. UBS Securities, LLC |
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda |
Type:Statement |
Date: | Title: Statement on the Expiration of the SEC Staff No-Action Letter re: MiFID II |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Statement on Insider Trading Enforcement Actions Announced on June 29, 2023 |
Speaker:
Gurbir S. Grewal, Director, Division of Enforcement |
Type:Statement |
Date: | Title: Statement Concerning Certain IAC Recommendations |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Perpetual Personal Penny Stock Prohibitions: Statement on the Recent Orders Imposing Bars in the Public Interest |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Jury’s Verdict in Trial of Robert Hillis Miller |
Speaker:
Gurbir S. Grewal, Director, Division of Enforcement |
Type:Statement |
Date: | Title: Statement on the Spring 2023 Regulatory Agenda |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Statement Regarding In the Matter of DF Growth REIT II, LLC |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Statement Regarding In the Matter of American CryptoFed DAO LLC |
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda |
Type:Statement |
Date: | Title: Statement on Removing References of Credit Ratings from Regulation M |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Statement on Final Rule to Implement Section 939A(b) of the Dodd-Frank Act |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on the Removal of References to Credit Ratings from Regulation M |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on the Adoption of Rule 939A Amendments to Regulation M |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Ending SEC Reliance on Credit Ratings |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Statement on Rule 9j-1 and Rule 15fh-4(c) |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Flexibility at the Expense of Clarity: Statement on Adoption of Exchange Act Rules 9j-1 and 15fh-4(c) |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on the Adoption of Rules 9J-1 and 15fh-4(c) |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on Rules Regarding Prohibitions Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps and Against Undue Influence over Chief Compliance Officers |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Preventing Fraud and Manipulation in the Swaps Market and Bolstering Gatekeepers |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Second Commission Statement Relating to Certain Administrative Adjudications |
Speaker:
The Commission |
Type:Statement |
Date: | Title: Commission Statement on the Passing of Former Chairman Harvey Pitt |
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce Commissioner Caroline A. Crenshaw Commissioner Mark T. Uyeda Commissioner Jaime Lizárraga |
Type:Statement |
Date: | Title: Statement on Clearinghouse Resiliency, Recovery, and Wind-Down |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Statement on Proposed Amendments to Covered Clearing Agency Standards |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Living Wills for Clearing Agencies |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Covered Clearing Agency Resilience and Recovery and Wind-Down Plans |
Speaker:
Haoxiang Zhu, Director, Division of Trading and Markets |
Type:Statement |
Date: | Title: Covered Clearing Agency Resilience and Recovery and Wind-Down Plans |
Speaker:
Elizabeth Fitzgerald, Assistant Director, Division of Trading and Markets, Office of Clearance and Settlement |
Type:Statement |
Date: | Title: Joint Statement relating to In the Matter of Classic Asset Management, LLC |
Speaker:
Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga |
Type:Statement |
Date: | Title: Statement on Current Market Events |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Statement on Form PF |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: The Changing Nature of Form PF: Statement on Amendments to Form PF |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Amendments to Form PF |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on Final Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Enhancing Financial Stability and Fulfilling Our Investor Protection Mandate |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Statement on Share Repurchase Disclosure Modernization |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: No Repurchase Left Behind: Dissenting Statement on Share Repurchase Modernization Rule |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |
Date: | Title: Statement on Share Repurchases Adoption |
Speaker:
Commissioner Caroline A. Crenshaw
|
Type:Statement |
Date: | Title: Statement on the Final Rule: Share Repurchase Disclosure Modernization |
Speaker:
Commissioner Mark T. Uyeda
|
Type:Statement |
Date: | Title: Modernizing Share Repurchase Disclosures |
Speaker:
Commissioner Jaime Lizárraga
|
Type:Statement |
Date: | Title: Statement on Alternative Trading Systems and the Definition of an Exchange |
Speaker:
Chair Gary Gensler
|
Type:Statement |
Date: | Title: Rendering Innovation Kaput: Statement on Amending the Definition of Exchange |
Speaker:
Commissioner Hester M. Peirce
|
Type:Statement |