Date: Jan. 19, 2024
Title: Staff Statement on Rule 6c-11(c)(1)(i)(C) Regarding Description of Foreign Currency Holdings
Speaker:
Division of Investment Management Staff
Type: Statement
Date: Jan. 12, 2024
Title: Statement on Unauthorized Access to the SEC’s @SECGov X.com Account
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 10, 2024
Title: Statement on the Approval of Spot Bitcoin Exchange-Traded Products
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 10, 2024
Title: Out, Damned Spot! Out, I Say! [1] : Statement on Omnibus Approval Order for List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 10, 2024
Title: Statement Dissenting from Approval of Proposed Rule Changes to List and Trade Spot Bitcoin Exchange-Traded Products
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Jan. 10, 2024
Title: Statement Regarding the Commission’s Approval of Proposed Rule Changes to List and Trade Shares of Spot Bitcoin Exchange-Traded Products
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 15, 2023
Title: Statement Regarding Denial of Petition for Rulemaking
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 15, 2023
Title: Statement on the Denial of a Rulemaking Petition Submitted on behalf of Coinbase Global, Inc.
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 14, 2023
Title: Cybersecurity Disclosure [*]
Speaker:
Erik Gerding , Director, Division of Corporation Finance
Type: Statement
Date: Dec. 14, 2023
Title: Statement on Jury's Verdict in Trial of Mykalai Kontilai and Collectors Coffee Inc.
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: Dec. 13, 2023
Title: Statement on PCAOB 2024 Budget
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 13, 2023
Title: Twenty Years, Forty %?: Statement on the 2024 Final Budget and Accounting Support Fee for the Public Company Accounting Oversight Board
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 13, 2023
Title: Statement in Support of the PCAOB’s 2024 Budget
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 13, 2023
Title: Statement on 2024 PCAOB Budget
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 13, 2023
Title: Robust Financial Reporting and Effective Gatekeepers: In Support of the PCAOB’s FY 2024 Budget
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Dec. 13, 2023
Title: Statement on Final Rules Regarding Treasury Clearing
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 13, 2023
Title: Careening Toward Clearing: Statement on Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 13, 2023
Title: Statement on Adoption of Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule with Respect to U.S. Treasury Securities
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 13, 2023
Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 13, 2023
Title: The Treasury Market: Improving Transparency and Stability
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Dec. 6, 2023
Title: Statement on the Fall 2023 Regulatory Agenda
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 4, 2023
Title: The Statement of Cash Flows: Improving the Quality of Cash Flow Information Provided to Investors
Speaker:
Paul Munter , Chief Accountant
Type: Statement
Date: Nov. 30, 2023
Title: Statement on PCAOB Enforcement Actions Regarding China-based Firms
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 27, 2023
Title: Statement on Final Rule Prohibiting Conflicts of Interest in Securitizations
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 27, 2023
Title: Unsettling End of an Era: Statement on Adoption of Rule Prohibiting Conflicts of Interest in Certain Securitizations
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 27, 2023
Title: Statement on the Final Rule: Prohibition Against Conflicts of Interest in Certain Securitizations
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 27, 2023
Title: Prohibiting Conflicts of Interest in ABS Securitizations
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Nov. 16, 2023
Title: High Stakes: Comments on the Adoption of a Rule Related to Clearing Agency Governance and Conflicts of Interest
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 16, 2023
Title: Statement on Final Rules Regarding Clearing Agency Governance
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 16, 2023
Title: Statement on Clearing Agency Governance and Conflicts of Interest
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 14, 2023
Title: The SEC’s Swiss Army Statute: Statement on Charter Communications, Inc.
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 2, 2023
Title: Statement on Registration of Security-Based Swap Execution Facilities
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 2, 2023
Title: Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 27, 2023
Title: Overdue: Statement of Dissent on LBRY
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 18, 2023
Title: Statement on Exchanges’ Volume-Based Rebates and Fees
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 18, 2023
Title: Fears for Tiers: Statement on Proposed Volume-Based Exchange Transaction Pricing for NMS Stocks
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 18, 2023
Title: Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 18, 2023
Title: Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 18, 2023
Title: Fairer and More Competitive Public Markets
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Final Rules Regarding Short Sale Activity
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Short Sale Disclosure
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 13, 2023
Title: Statement Regarding the Reporting of Securities Loans (Rule 10c-1a) and Short Position and Activity Reporting (Rule 13f-2)
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Short Position and Short Activity Reporting by Institutional Investment Managers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 13, 2023
Title: Short Sale Disclosure: Striking the Right Balance
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Final Rule Regarding Securities Lending
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 13, 2023
Title: Reporting of Securities Loans
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Reporting of Securities Loans
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 13, 2023
Title: Shining a Light on Securities Lending
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 10, 2023
Title: Statement on Final Rules Regarding Beneficial Ownership
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 10, 2023
Title: Appropriating Appropriate Asymmetries: Statement on Modernization of Beneficial Ownership Reporting Rule
Speaker:
Commissioner Hester M. Peirce
Type: Statement
