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U.S. Securities and Exchange Commission

SEC has adopted a rule requiring municipal advisors to register with the agency

Other information:

SEC Creates Specialized Unit to Focus on Muni Market

New Unit Chief Explains Priorities

Other Resources:

SEC Office of Municipal Securities

EMMA - Public Access to Information on Municipal Securities

Municipal Rulemaking Securities Board (MSRB)














Enforcement tips - how to send tips to the SEC's Division of Enforcement

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