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U.S. Securities and Exchange Commission

List of Participants and Moderators for SEC Roundtable on Money Market Funds and Systemic Risk, May 10, 2011

Participants and Moderators

SEC Hosts

Representatives of the Financial Stability Oversight Council

Chairman Sheila C. Bair
Federal Deposit Insurance Corporation

Chairman Gary Gensler
Commodity Futures Trading Commission

Chairman Deborah Matz
National Credit Union Administration

Governor Daniel K. Tarullo
Member, Board of Governors of the Federal Reserve System

Under Secretary Jeffrey A. Goldstein
United States Treasury, Domestic Finance

Mr. Mario L. Ugoletti
Special Advisor, Office of the Director
Federal Housing Finance Agency

SEC Moderators

Director Eileen P. Rominger
Division of Investment Management

Associate Director Robert E. Plaze
Division of Investment Management

Additional Participants

Travis Barker
Institutional Money Market Funds Association
Global Business Manager, Front Office
HSBC Global Asset Management

Seth P. Bernstein
Managing Director
Global Head of Fixed Income
J.P. Morgan Asset Management

Robert P. Brown
Money Market Group
Fidelity Management & Research Company

David Certner
Legislative Counsel and Director of Legislative Policy for Government Relations and Advocacy

Carol A. DeNale
Senior Vice President and Treasurer
CVS Caremark

John D. Hawke, Jr.
Arnold & Porter LLP

Kathryn L. Hewitt
Harford County, MD
Government Finance Officers Association

Lance Pan
Investment Research and Strategy
Capital Advisors Group

Brian Reid
Chief Economist
Investment Company Institute

Erik R. Sirri
Professor of Finance
Babson College

Bill Stouten
Senior Portfolio Manager
Thrivent Financial

René M. Stulz
Everett D. Reese Chair of Banking and Monetary Economics
The Ohio State University

Paul Tucker
Deputy Governor, Financial Stability
Bank of England

Paul A. Volcker
Former Chairman, Board of Governors of the Federal Reserve System



Modified: 05/09/2011