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Topaz Exchange Rulemaking

The Topaz Exchange has changed its name to ISE Gemini, LLC. All filings by ISE Gemini, LLC, will be posted to the ISE Gemini page. Filings filed with "Topaz" as part of the file number will be posted on the Topaz Exchange page.

We encourage the public to submit comments on the following Topaz Exchange, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

Topaz File Number List for 2014

Additional Archives

Chronological List
Release No. Date Details
Second Quarter

SR-Topaz-2013-20
34-71862 Apr. 3, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
See also: Notice: Rel. No. 34-71562, Notice: Rel. No. 34-71209
First Quarter

SR-Topaz-2014-06
34-71586 Feb. 20, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Topaz Exchange, LLC's Constitution, Certificate of Formation, Limited Liability Company Agreement, Rules and Schedule of Fees to change the Name of the Exchange to ISE Gemini, LLC
Comments due: March 19, 2014
Additional Materials:  Exhibit 5A-D and Exhibit 5E

SR-Topaz-2013-20
34-71562 Feb. 18, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
See also:  Notice: Rel. No. 34-71209

SR-Topaz-2014-07
34-71527 Feb. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-Topaz-2014-04
34-71447 Jan. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: February 26, 2014

SR-Topaz-2014-05
34-71405 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections
Comments due: February 21, 2014
Additional Materials:  Exhibit 5

SR-Topaz-2014-03
34-71388 Jan. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 20, 2014
Additional Materials:  Exhibit 5

SR-Topaz-2014-02
34-71296 Jan. 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Billing Dispute Practice
Comments due: February 11, 2014
Additional Materials:  Exhibit 5

SR-Topaz-2014-01
34-71259 Jan. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 4, 2014
Additional Materials:  Exhibit 5

SR-Topaz-2013-18
34-71229 Jan. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial Changes to its Rules
Comments due: January 29, 2014
Additional Materials:  Exhibit 5


Topaz File Number List for 2014
Release No. Date Details

SR-Topaz-2014-07
34-71527 Feb. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-Topaz-2014-06
34-71586 Feb. 20, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Topaz Exchange, LLC's Constitution, Certificate of Formation, Limited Liability Company Agreement, Rules and Schedule of Fees to change the Name of the Exchange to ISE Gemini, LLC
Comments due: March 19, 2014
Additional Materials:  Exhibit 5A-D and Exhibit 5E

SR-Topaz-2014-05
34-71405 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections
Comments due: February 21, 2014

SR-Topaz-2014-04
34-71447 Jan. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: February 26, 2014

SR-Topaz-2014-03
34-71388 Jan. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 20, 2014
Additional Materials:  Exhibit 5

SR-Topaz-2014-02
34-71296 Jan. 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Billing Dispute Practice
Comments due: February 11, 2014
Additional Materials:  Exhibit 5

SR-Topaz-2014-01
34-71259 Jan. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 4, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/topaz.shtml


Modified: 04/15/2014