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SCCP Rulemaking Archive: 2011

We encourage the public to submit comments on the following Stock Clearing Corporation of Philadelphia (SCCP) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

SCCP File Number List for 2011

Additional Archives


Chronological List

Release No. Date Details
Fourth Quarter

SR-SCCP-2011-03
34-65884 Dec. 5, 2011 Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
See also:  Notice: Rel. No. 34-65614

SR-SCCP-2011-003
34-65614 Oct. 24, 2011 Notice of Filing of Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  November 18, 2011
See also:  Order: Rel. No. 34-65884
Third Quarter
No proposals are available.
Second Quarter

SR-SCCP-2011-002
34-64355 Apr. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due:  May 25, 2011
First Quarter

SR-SCCP-2011-001
34-63830 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File No.:  SR-BSECC-2011-001
Comments due:  March 2, 2011
Comments received are available for this notice.

File Number List

Release No. Date Details

SR-SCCP-2011-003
34-65884 Dec. 5, 2011 Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
34-65614 Oct. 24, 2011 Notice of Filing of Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  November 18, 2011

SR-SCCP-2011-002
34-64355 Apr. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due:  May 25, 2011

SR-SCCP-2011-001
34-63830 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File No.:  SR-BSECC-2011-001
Comments due:  March 2, 2011
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/sccp/sccparchive/sccp2011.shtml


Modified: 07/24/2012