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SCCP Rulemaking Archive: 2006
We encourage the public to submit comments on the following Stock Clearing Corporation of Philadelphia (SCCP) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
SCCP File Number List for 2006
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Release No. |
Date |
Details |
Fourth Quarter |
SR-SCCP-2006-04 |
34-55016 |
Dec. 28, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated with the Trade Processing of Equity Securities in Connection with XLE
Comments due: January 29, 2007
|
SR-SCCP-2006-03 |
34-54756 |
Nov. 15, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Recording and Value Fees and NMS Linkage
Comments due: December 13, 2006
|
SR-SCCP-2006-02 |
34-54734 |
Nov. 9, 2006 |
Order Granting Approval of a Proposed Rule Change Relating to the Definition of a Margin Member
See also: Notice: Rel. No. 34-54488
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Third Quarter |
SR-SCCP-2006-02 |
34-54488 |
Sep. 22, 2006 |
Notice of Filing of a Proposed Rule Change Relating to the Definition of a Margin Member
Comments due: October 20, 2006
See also: Order: Rel. No. 34-54734
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SR-SCCP-2006-01 |
34-54325 |
Aug. 16, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Value Fees for RIO Accounts and to Remove Reference to Electronic Communications Networks From its Fee Schedule
Comments due: September 13, 2006
|
Second Quarter |
No releases were posted to website. |
First Quarter |
No releases were posted to website. |
Release No. |
Date |
Details |
SR-SCCP-2006-04 |
34-55016 |
Dec. 28, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated with the Trade Processing of Equity Securities in Connection with XLE
Comments due: January 29, 2007
|
SR-SCCP-2006-03 |
34-54756 |
Nov. 15, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Recording and Value Fees and NMS Linkage
Comments due: December 13, 2006
|
SR-SCCP-2006-02 |
34-54734 |
Nov. 9, 2006 |
Order Granting Approval of a Proposed Rule Change Relating to the Definition of a Margin Member
|
34-54488 |
Sep. 22, 2006 |
Notice of Filing of a Proposed Rule Change Relating to the Definition of a Margin Member
Comments due: October 20, 2006
|
SR-SCCP-2006-01 |
34-54325 |
Aug. 16, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Value Fees for RIO Accounts and to Remove Reference to Electronic Communications Networks From its Fee Schedule
Comments due: September 13, 2006
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http://www.sec.gov/rules/sro/sccp/sccparchive/sccp2006.shtml
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