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SCCP Rulemaking Archive: 2006

We encourage the public to submit comments on the following Stock Clearing Corporation of Philadelphia (SCCP) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

SCCP File Number List for 2006

Additional Archives


Chronological List

Release No. Date Details
Fourth Quarter

SR-SCCP-2006-04
34-55016 Dec. 28, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated with the Trade Processing of Equity Securities in Connection with XLE
Comments due:  January 29, 2007

SR-SCCP-2006-03
34-54756 Nov. 15, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Recording and Value Fees and NMS Linkage
Comments due:  December 13, 2006

SR-SCCP-2006-02
34-54734 Nov. 9, 2006 Order Granting Approval of a Proposed Rule Change Relating to the Definition of a Margin Member
See also:  Notice: Rel. No. 34-54488
Third Quarter

SR-SCCP-2006-02
34-54488 Sep. 22, 2006 Notice of Filing of a Proposed Rule Change Relating to the Definition of a Margin Member
Comments due:  October 20, 2006
See also:  Order: Rel. No. 34-54734

SR-SCCP-2006-01
34-54325 Aug. 16, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Value Fees for RIO Accounts and to Remove Reference to Electronic Communications Networks From its Fee Schedule
Comments due:  September 13, 2006
Second Quarter
No releases were posted to website.
First Quarter
No releases were posted to website.

File Number List

Release No. Date Details

SR-SCCP-2006-04
34-55016 Dec. 28, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated with the Trade Processing of Equity Securities in Connection with XLE
Comments due:  January 29, 2007

SR-SCCP-2006-03
34-54756 Nov. 15, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Recording and Value Fees and NMS Linkage
Comments due:  December 13, 2006

SR-SCCP-2006-02
34-54734 Nov. 9, 2006 Order Granting Approval of a Proposed Rule Change Relating to the Definition of a Margin Member
34-54488 Sep. 22, 2006 Notice of Filing of a Proposed Rule Change Relating to the Definition of a Margin Member
Comments due:  October 20, 2006

SR-SCCP-2006-01
34-54325 Aug. 16, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Value Fees for RIO Accounts and to Remove Reference to Electronic Communications Networks From its Fee Schedule
Comments due:  September 13, 2006

 

http://www.sec.gov/rules/sro/sccp/sccparchive/sccp2006.shtml


Modified: 10/16/2014