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NASDAQ OMX PHLX LLC (Phlx) Rulemaking Archive: 2012

We encourage the public to submit comments on the following NASDAQ OMX PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Phlx File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-Phlx-2012-143
34-68534 Dec. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues that Have Been Delisted
Comments due: January 22, 2013

SR-Phlx-2012-136
34-68517 Dec. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Distribution of Auction Messages
Comments due: January 22, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-142
34-68513 Dec. 21, 2012 Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due: January 22, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-68823

SR-Phlx-2012-140
34-68473 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit and Order Entry Port Fee
Comments due: January 16, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-138
34-68406 Dec. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-137
34-68402 Dec. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-134
34-68393 Dec. 10, 2012 Notice of Filing and Immediate Effectiveness of a Proposal with Respect to the Authority of the Exchange or Nasdaq Options Services LLC ("NOS") to Cancel Options Orders when a Technical or System Issue Occurs and to Describe the Operation of an Error Account for NOS
Comments due: January 4, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-139
34-68376 Dec. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-135
34-68375 Dec. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-132
34-68293 Nov. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EEM Options Position Limits
Comments due: December 24, 2012
Additional Materials:  Exhibit 5

SR-Phlx-2012-133
34-68267 Nov. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 3218
Comments due: December 18, 2012

SR-Phlx-2012-130
34-68217 Nov. 13, 2012 Notice of Filing of Proposed Rule Change Relating to SQT and RSQT Evaluations
Comments due: December 10, 2012
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-68574

SR-Phlx-2012-125
34-68216 Nov. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to References in the Exchange's Pricing Schedule With Respect to Non-Electronic Transactions
Comments due: December 10, 2012
Additional Materials:  Exhibit 5

SR-Phlx-2012-129
34-68213 Nov. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: December 10, 2012

SR-Phlx-2012-131
34-68201 Nov. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Cabinet Trading Pilot Program in Rule 1059
Comments due: December 7, 2012

SR-Phlx-2012-54
34-68202 Nov. 9, 2012 Notice of Filing of Amendments No. 1, and Order Granting Accelerated Approval for Proposed Rule Changes as Modified by Amendments No. 1 Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due: December 7, 2012
Additional File No.: SR-Phlx-2012-27
See also:  Notice: Rel. No. 34-67825, Notice: Rel. No. 34-66884, Notice: Rel. No. 34-66883

SR-Phlx-2012-27
34-68202 Nov. 9, 2012 Notice of Filing of Amendments No. 1, and Order Granting Accelerated Approval for Proposed Rule Changes as Modified by Amendments No. 1 Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due: December 7, 2012
Additional File No.: SR-Phlx-2012-54
See also:  Notice: Rel. No. 34-67825, Notice: Rel. No. 34-66884, Notice: Rel. No. 34-66551

SR-Phlx-2012-128
34-68196 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed Under Section VII. C. of the Pricing Schedule
Comments due: December 6, 2012

SR-Phlx-2012-124
34-68127 Nov. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Branch Offices
Comments due:  November 28, 2012
Additional Materials:  Exhibit 3, Exhibit 5

SR-Phlx-2012-126
34-68132 Nov. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due:  November 28, 2012
Comments received are available for this proposal.

SR-Phlx-2012-123
34-68058 Oct. 16 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess a Monthly Fee for Subscription to the QView Service
Comments due:  November 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-119
34-68052 Oct. 12 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlx’s Fee Schedule Governing Order Execution on its NASDAQ OMX PSX Facility
Comments due:  November 8, 2012

SR-Phlx-2012-121
34-68047 Oct. 12 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Customer Rebate Program, Multiply Listed Options Transaction Charges and PIXL
Comments due:  November 8, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-115
34-68012 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Further That the Provisions of the Rule 800 Series Are Not Effective to Permit the Listing of Securities and Include a Reference on the Need to Comply with Rule 10C-1 under the Securities Exchange Act of 1934 Should the Exchange List Equity Securities in the Future
Comments due:  November 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-120
34-68008 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM
Comments due:  November 6, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-122
34-67999 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Position Limits for SPY Options on a Pilot Basis
Comments due:  November 2, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-118
34-67996 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange
Comments due:  November 2, 2012

SR-Phlx-2012-116
34-67991 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 3315(a)(1)(A) to Reflect a Change in its Routing Functionality to Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order
Comments due:  November 2, 2012

SR-Phlx-2012-105
34-67976 Oct. 4, 2012 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Treasury Securities Options
See also:   Notice: Rel. No. 34-67683

SR-Phlx-2012-117
34-67966 Oct. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Members and Member Organizations the Ability to Pay a Regulatory Fine Pursuant to an Installment Plan
Comments due:  October 30, 2012

SR-Phlx-2012-114
34-67951 Oct. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer the QView Service
Comments due:  October 26, 2012
Additional Materials:   Exhibit 5
Third Quarter

SR-Phlx-2012-113
34-67866 Sep. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Electronic Firm Fee Discount
Comments due:  October 11, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-111
34-67831 Sep. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM
Comments due:  October 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-112
34-67830 Sep. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  October 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-54
34-67825 Sep. 11, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Additional File No.:  SR-Phlx-2012-27
See also:   Notice: Rel. No. 34-68202, Order: Rel. No. 34-66884, and Notice: Rel. No. 34-66883

SR-Phlx-2012-27
34-67825 Sep. 11, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Additional File No.:  SR-Phlx-2012-54
See also:   Notice: Rel. No. 34-68202, Order: Rel. No. 34-66884, and Notice: Rel. No. 34-66551

SR-Phlx-2012-106
34-67780 Sep. 5, 2012 Notice of Withdrawal of Proposed Rule Change to Modify Exchange Rule 3307 to Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX
See also:   Notice: Rel. No. 34-67680

SR-Phlx-2012-110
34-67776 Sep. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of a Reversal and Conversion Fee Cap
Comments due:  October 1, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-95
34-67760 Aug. 30, 2012 Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2012-01, SR-BX-2012-052, SR-NASDAQ-2012-072, and SR-SCCP-2012-001
See also:   Notice: Rel. No. 34-67434

SR-Phlx-2012-78
34-67753 Aug. 29, 2012 Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program
See also:   Notice: Rel. No. 34-67446

SR-Phlx-2012-107
34-67701 Aug. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Client Information About Agency Orders of Floor Brokers
Comments due:  September 17, 2012

SR-Phlx-2012-108
34-67700 Aug. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Rule 1014
Comments due:  September 17, 2012

SR-Phlx-2012-105
34-67683 Aug. 17, 2012 Notice of Filing of Proposed Rule Change Regarding Treasury Securities Options
Comments due:  September 13, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67976

SR-Phlx-2012-106
34-67680 Aug. 17, 2012 Notice of Filing of Proposed Rule Change to Modify Exchange Rule 3307 to Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX
Comments due:  September 13, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67780

SR-Phlx-2012-81
34-67654 Aug. 14, 2012 Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs on the Exchange's NASDAQ OMX PSX Facility and To Describe the Operation of an Error Account for NES
See also:   Notice: Rel. No. 34-67343

SR-Phlx-2012-104
34-67633 Aug. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing in Select Symbols and Multiply-Listed Options
Comments due:  September 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-101
34-67630 Aug. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Arrangements
Comments due:  September 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-102
34-67601 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlx's Fee Schedule Governing Order Execution on its NASDAQ OMX PSX Facility
Comments due:  August 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-97
34-67563 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date of Non-Display of Primary Pegged Orders with an Offset Amount
Comments due:  August 28, 2012

SR-Phlx-2012-100
34-67538 Jul. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  August 24, 2012

SR-Phlx-2012-99
34-67537 Jul. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due:  August 24, 2012

SR-Phlx-2012-96
34-67515 Jul. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Trading Floor Qualification Examination
Comments due:  August 23, 2012

SR-Phlx-2012-98
34-67508 Jul. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Terminate Revenue Sharing Agreement and Delete Associated Fee Schedule
Comments due:  August 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-92
34-67469 Jul. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 1014, 1051, and OFPA F-2
Comments due:  August 15, 2012

SR-Phlx-2012-93
34-67466 Jul. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Managed Data Solution for PHLX Top of Options
Comments due:  August 15, 2012
Comments received are available for this proposal.

SR-Phlx-2012-78
34-67446 Jul. 16, 2012 Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Option Program
Comments due:  August 10, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67753
Comments received are available for this proposal.

SR-Phlx-2012-90
34-67439 Jul. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing in Select Symbols and Multiply-Listed Options
Comments due:  August 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-95
34-67434 Jul. 13, 2012 Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. ("NASDAQ OMX")
Comments due:  August 9, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67760

SR-Phlx-2012-94
34-67399 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL
Comments due:  August 7, 2012

SR-Phlx-2012-91
34-67412 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price to Comply Order
Comments due:  August 7, 2012

SR-Phlx-2012-88
34-67398 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to BX Options
Comments due:  August 7, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-87
34-67387 Jul. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlx’s Fee Schedule Governing Order Execution on its NASDAQ OMX PSX facility
Comments due:  August 6, 2012

SR-Phlx-2012-83
34-67352 Jul. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Distributor Fees for Two Related Options Market Data Products
Comments due:  August 1, 2012

SR-Phlx-2012-84
34-67351 Jul. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Functioning of the Post-Only Order in NASDAQ OMX PSX
Comments due:  August 1, 2012

SR-Phlx-2012-81
34-67343 Jul. 3, 2012 Notice of Filing of Proposed Rule Change with Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs on the Exchange's NASDAQ OMX PSX Facility and to Describe the Operation of an Error Account for NES
Comments due:  July 31, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67654
Second Quarter

SR-Phlx-2012-86
34-67326 Jun. 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues that Have Been Delisted
Comments due:  July 27, 2012
Comments received are available for this proposal.

SR-PHLX-2012-68
34-67294 Jun. 28, 2012 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Accept Inbound Orders from NASDAQ OMX BX’s New Options Market
See also:   Notice: Rel. No. 34-67026

SR-Phlx-2012-85
34-67271 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Excess Order Fee
Comments due:  July 24, 2013

SR-Phlx-2012-80
34-67245 Jun. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical and Conforming Amendments to the Pricing Schedule
Comments due:  July 19, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-77
34-67189 Jun. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Participant Categories, Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Multiply Listed Options
Comments due:  July 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-40
34-67169 Jun. 8, 2012 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Quarterly Trading Requirements Applicable to Registered Options Traders
See also:   Notice: Rel. No. 34-66767

SR-Phlx-2012-72
34-67147 Jun. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee
Comments due:  July 3, 2012

SR-Phlx-2012-75
34-67123 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  July 3, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-73
34-67121 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies
Comments due:  July 2, 2012

SR-Phlx-2012-74
34-67106 Jun. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Allow Cabinet Trading to Take Place Below $1 Per Option Contract
Comments due:  June 29, 2012

SR-Phlx-2012-76
34-67094 Jun. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend its FLEX No Minimum Value Pilot Program
Comments due:  June 28, 2012

SR-Phlx-2011-129
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68
Comments due:  June 27, 2012
See also:  Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65434

SR-Phlx-2012-67
34-67071 May 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the MSCI EAFE Index
Comments due:  June 25, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-70
34-67047 May 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Relating to Reversal and Conversion Strategies
Comments due:  June 21, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-71
34-67053 May 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 616, Electronic Filing Requirements for Uniform Forms
Comments due:  June 21, 2012

SR-PHLX-2012-68
34-67026 May 18, 2012 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by NASDAQ OMX PHLX LLC to Accept Inbound Orders from NASDAQ OMX BX's New Options Market
Comments due:  June 14, 2012
See also:   Order: Rel. No. 34-67294

SR-Phlx-2012-64
34-67004 May 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute an Excess Order Fee
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-63
34-66993 May 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Direct Market Data Product, PHLX Orders
Comments due:  June 11, 2012

SR-Phlx-2012-62
34-66992 May 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price to Comply Order
Comments due:  June 11, 2012

SR-Phlx-2012-61
34-66985 May 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Equity Options Fees
Comments due:  June 8, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-57
34-66968 May 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols
Comments due:  June 7, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-60
34-66967 May 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the PHLX Depth of Market Data Product
Comments due:  June 7, 2012

SR-Phlx-2012-58
34-66935 May 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Pricing Schedule Regarding the Co-Location Super High Density Cabinet Monthly Fee
Comments due:  June 1, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-56
34-66926 May 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlx's Fee Schedule Governing Routing from its NASDAQ OMX PSX Facility
Comments due:  May 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-53
34-66925 May 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule
Comments due:  May 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-54
34-66884 Apr. 30, 2012 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due:  May 25, 2012
Rebuttal comments due:  June 8, 2012
Additional File No.:  SR-Phlx-2012-27
See also:   Notice: Rel. No. 34-68202, Notice: Rel. No. 34-67825, and Notice: Rel. No. 34-66883
Comments received are available for this proposal.

SR-Phlx-2012-27
34-66884 Apr. 30, 2012 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due:  May 25, 2012
Rebuttal comments due:  June 8, 2012
Additional File No.:  SR-Phlx-2012-54
See also:   Notice: Rel. No. 34-68202, Notice: Rel. No. 34-67825, and Notice: Rel. No. 34-66551
Comments received are available for this proposal.

SR-Phlx-2012-54
34-66883 Apr. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols
Comments due:  May 25, 2012
See also:   Notice: Rel. No. 34-68202, Notice: Rel. No. 34-67825, and Order: Rel. No. 34-66884

SR-Phlx-2012-28
34-66861 Apr. 26, 2012 Order Granting Approval of a Proposed Rule Change Relating to the Listing and Trading of MSCI EAFE Index Options
See also:   Notice: Rel. No. 34-66569

SR-Phlx-2012-52
34-66859 Apr. 25, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Account Fee
Comments due:  May 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-23
34-66840 Apr. 20, 2012 Order Approving Proposed Rule Change to Amend Registration, Qualification, and Continuing Education Requirements for Associated Persons
See also:   Notice: Rel. No. 34-66497

SR-Phlx-2012-50
34-66838 Apr. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  May 17, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-49
34-66806 Apr. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1014
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-Phlx-2012-46
34-66805 Apr. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-47
34-66800 Apr. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-38
34-66799 Apr. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FINRA Fees
Comments due:  May 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-40
34-66767 Apr. 6, 2012 Notice of Filing of Proposed Rule Change Relating to Quarterly Trading Requirements Applicable to Registered Options Traders
Comments due:  May 4, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67169

SR-Phlx-2012-45
34-66757 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates for Adding and Removing Liquidity in SPY
Comments due:  May 3, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-43
34-66756 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  May 3, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-42
34-66755 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  May 3, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-41
34-66754 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Non-Customer Orders
Comments due:  May 3, 2012

SR-Phlx-2012-34
34-66721 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-44
34-66711 Apr. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the FLEX No Minimum Value Pilot Program
Comments due:  April 27, 2012
First Quarter

SR-Phlx-2012-39
34-66697 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders with an Offset Amount
Comments due:  April 26, 2012

SR-Phlx-2011-129
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68
See also:  Order: Rel. No. 34-67090; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65434

SR-Phlx-2012-35
34-66668 Mar. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Options Fees and Singly Listed Option Fee
Comments due:  April 24, 2012

SR-Phlx-2012-36
34-66664 Mar. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  April 23, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-37
34-66645 Mar. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Proprietary Traders Qualification Examination ("Series 56") Program
Comments due:  April 19, 2012

SR-Phlx-2012-11
34-66616 Mar. 16, 2012 Order Granting Approval of Proposed Rule Change Regarding the Listing and Trading of PHLX FOREX OptionsTM
See also:   Notice: Rel. No. 34-66257

SR-Phlx-2012-29
34-66610 Mar. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Certain Select Symbols from the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  April 12, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-31
34-66602 Mar. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptable Complex Execution ("ACE") Parameter Order Protection Feature
Comments due:  April 11, 2012

SR-Phlx-2012-30
34-66593 Mar. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the 100MB Connectivity Option and Fee
Comments due:  April 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-26
34-66584 Mar. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Options Fees
Comments due:  April 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-32
34-66583 Mar. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Price Improvement XL ("PIXLSM")
Comments due:  April 9, 2012

SR-Phlx-2012-28
34-66569 Mar. 9, 2012 Notice of Filing of Proposed Rule Change Relating to the MSCI EAFE Index
Comments due:  April 5, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66861

SR-Phlx-2012-27
34-66551 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due:  April 5, 2012
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-68202, Notice: Rel. No. 34-67825, and Order: Rel. No. 34-66884

SR-Phlx-2012-25
34-66543 Mar. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX
Comments due:  April 4, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-23
34-66497 Mar. 1, 2012 Notice of Filing of Proposed Rule Change to Amend Registration and Qualification Requirements
Comments due:  March 28, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66840

SR-Phlx-2012-22
34-66488 Feb. 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due:  March 27, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-24
34-66484 Feb. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Administrative Fee for the Payment For Order Flow Program
Comments due:  March 26, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-19
34-66451 Feb. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  March 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-16
34-66438 Feb. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain External and Inter-Cabinet Connectivity Fees
Comments due:  March 20, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-178
34-66430 Feb. 21, 2012 Order Approving Proposed Rule Change Relating to Stock Execution Clerks
See also:   Notice: Rel. No. 34-66079

SR-Phlx-2012-20
34-66429 Feb. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Connectivity Options and Fees
Comments due:  March 19, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-17
34-66426 Feb. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule to Define a Market Maker
Comments due:  March 19, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-179
34-66420 Feb. 17, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of MSCI EM Index Options
See also:   Notice: Rel. No. 34-66077

SR-Phlx-2012-21
34-66407 Feb. 16, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Exchange Rule 705 (Fidelity Bonds)
Comments due:  March 15, 2012

SR-Phlx-2012-15
34-66367 Feb. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  March 7, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-13
34-66362 Feb. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds)
Comments due:  March 7, 2012

SR-Phlx-2012-12
34-66315 Feb. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Disseminated Quotations
Comments due:  February 29, 2012
Comments received are available for this proposal.

SR-Phlx-2011-175
34-66285 Feb. 1, 2012 Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options
See also:   Notice: Release No. 34-65986

SR-Phlx-2012-04
34-66284 Feb. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a New Product, TradeInfo PHLX, and amend the Fee Schedule to Add a Related Subscription Fee
Comments due:  February 28, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-11
34-66257 Jan. 26, 2012 Notice of Filing of Proposed Rule Change Regarding Listing and Trading of PHLX FOREX OptionsTM
Comments due:  February 22, 2012
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-66616

SR-Phlx-2012-10
34-66252 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  February 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-09
34-66251 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Document Removal Fee
Comments due:  February 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-08
34-66224 Jan. 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  February 21, 2012

SR-Phlx-2012-07
34-66216 Jan. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due:  February 17, 2012

SR-Phlx-2012-02
34-66209 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reformatting the Fee Schedule
Comments due:  February 16, 2012

SR-Phlx-2012-06
34-66208 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Real-time Risk Management Fee and Other Clarifying Amendments
Comments due:  February 16, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-170
34-66178 Jan. 18, 2012 Order Approving A Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting NASDAQ OMX PSX to Accept Inbound Orders that Nasdaq Execution Services, LLC Routes in its Capacity as a Facility of the NASDAQ Stock Market LLC
See also:   Notice: Rel. No. 34-65934

SR-Phlx-2012-01
34-66155 Jan. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  February 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-189
34-66145 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  February 8, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-186
34-66122 Jan. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX
Comments due:  February 7, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-187
34-66111 Jan. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive PSX Port Pair Fees for Certain Newly-Added Routable Port Pairs
Comments due:  February 1, 2012

SR-Phlx-2011-185
34-66100 Jan. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  January 31, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-Phlx-2011-184
34-66099 Jan. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  January 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-149
34-66097 Jan. 4, 2012 Order Approving Proposed Rule Change to Delete Exchange Rule 795 "Member Officer or Director"
See also:   Notice: Rel. No. 34-65745

SR-Phlx-2011-182
34-66087 Jan. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX Market Exhaust Functionality
Comments due:  January 30, 2012

SR-Phlx-2011-181
34-66086 Jan. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Access Service Fees
Comments due:  January 30, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-180
34-66085 Jan. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  January 30, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-178
34-66079 Jan. 3, 2012 Notice of Filing of Proposed Rule Change Relating to Stock Execution Clerks
Comments due:  January 30, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66430

SR-Phlx-2011-179
34-66077 Jan. 3, 2012 Notice of Filing of Proposed Rule Change Relating to the MSCI EM Index
Comments due:  January 27, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66420


Phlx File Number List for 2012
Release No. Date Details

SR-Phlx-2012-146
34-68582 Jan. 4, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Caps
Comments due: January 31, 2013

SR-Phlx-2012-145
34-68576 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule for the Following Direct Data Feed Products: Top of Phlx Options Data Feed, the Top of Phlx Options Plus Orders Data Feed, the PHLX Orders Data Feed and the PHLX Depth of Market Data Feed
Comments due: January 30, 2013

SR-Phlx-2012-143
34-68534 Dec. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues that Have Been Delisted
Comments due: January 22, 2013

SR-Phlx-2012-142
34-68823 Feb. 4, 2013 Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2012-002, SR-BX-2012-075, SR-NASDAQ-2012-142, SR-SCCP-2012-02
34-68513 Dec. 21, 2012 Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc.
Comments due: January 22, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-141
34-68577 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Professional Options Transaction Charges
Comments due: January 30, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-140
34-68473 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit and Order Entry Port Fee
Comments due: January 16, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-139
34-68376 Dec. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-138
34-68406 Dec. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-137
34-68402 Dec. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-136
34-68517 Dec. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Distribution of Auction Messages
Comments due: January 22, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-135
34-68375 Dec. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-134
34-68393 Dec. 10, 2012 Notice of Filing and Immediate Effectiveness of a Proposal with Respect to the Authority of the Exchange or Nasdaq Options Services LLC ("NOS") to Cancel Options Orders when a Technical or System Issue Occurs and to Describe the Operation of an Error Account for NOS
Comments due: January 4, 2013
Additional Materials:  Exhibit 5

SR-Phlx-2012-133
34-68267 Nov. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 3218
Comments due: December 18, 2012

SR-Phlx-2012-132
34-68293 Nov. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EEM Options Position Limits
Comments due: December 24, 2012
Additional Materials:  Exhibit 5

SR-Phlx-2012-131
34-68201 Nov. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Cabinet Trading Pilot Program in Rule 1059
Comments due: December 7, 2012

SR-Phlx-2012-130
34-68574 Jan. 3, 2013 Order Approving Proposed Rule Change to Amend Performance Evaluations with Respect to Quote Submissions of Streaming Quote Traders and Remote Streaming Quote Traders
34-68217 Nov. 13, 2012 Notice of Filing of Proposed Rule Change Relating to SQT and RSQT Evaluations
Comments due: December 10, 2012
Additional Materials:  Exhibit 5

SR-Phlx-2012-129
34-68213 Nov. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: December 10, 2012

SR-Phlx-2012-128
34-68196 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed Under Section VII. C. of the Pricing Schedule
Comments due: December 6, 2012

SR-Phlx-2012-126
34-68132 Nov. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due:  November 28, 2012
Comments received are available for this proposal.

SR-Phlx-2012-125
34-68216 Nov. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to References in the Exchange's Pricing Schedule With Respect to Non-Electronic Transactions
Comments due: December 10, 2012
Additional Materials:  Exhibit 5

SR-Phlx-2012-124
34-68127 Nov. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Branch Offices
Comments due:  November 28, 2012
Additional Materials:  Exhibit 3, Exhibit 5

SR-Phlx-2012-123
34-68058 Oct. 16 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess a Monthly Fee for Subscription to the QView Service
Comments due:  November 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-122
34-67999 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Position Limits for SPY Options on a Pilot Basis
Comments due:  November 2, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-121
34-68047 Oct. 12 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Customer Rebate Program, Multiply Listed Options Transaction Charges and PIXL
Comments due:  November 8, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-120
34-68008 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM
Comments due:  November 6, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-119
34-68052 Oct. 12 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlx’s Fee Schedule Governing Order Execution on its NASDAQ OMX PSX Facility
Comments due:  November 8, 2012

SR-Phlx-2012-118
34-67996 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange
Comments due:  November 2, 2012

SR-Phlx-2012-117
34-67966 Oct. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Members and Member Organizations the Ability to Pay a Regulatory Fine Pursuant to an Installment Plan
Comments due:  October 30, 2012

SR-Phlx-2012-116
34-67991 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 3315(a)(1)(A) to Reflect a Change in its Routing Functionality to Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order
Comments due:  November 2, 2012

SR-Phlx-2012-115
34-68012 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Further That the Provisions of the Rule 800 Series Are Not Effective to Permit the Listing of Securities and Include a Reference on the Need to Comply with Rule 10C-1 under the Securities Exchange Act of 1934 Should the Exchange List Equity Securities in the Future
Comments due:  November 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-114
34-67951 Oct. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer the QView Service
Comments due:  October 26, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-113
34-67866 Sep. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Electronic Firm Fee Discount
Comments due:  October 11, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-112
34-67830 Sep. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  October 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-111
34-67831 Sep. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM
Comments due:  October 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-110
34-67776 Sep. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of a Reversal and Conversion Fee Cap
Comments due:  October 1, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-108
34-67700 Aug. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Rule 1014
Comments due:  September 17, 2012

SR-Phlx-2012-107
34-67701 Aug. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Client Information About Agency Orders of Floor Brokers
Comments due:  September 17, 2012

SR-Phlx-2012-106
34-67780 Sep. 5, 2012 Notice of Withdrawal of Proposed Rule Change to Modify Exchange Rule 3307 to Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX
34-67680 Aug. 17, 2012 Notice of Filing of Proposed Rule Change to Modify Exchange Rule 3307 to Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX
Comments due:  September 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-105
34-67976 Oct. 4, 2012 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Treasury Securities Options
34-67683 Aug. 17, 2012 Notice of Filing of Proposed Rule Change Regarding Treasury Securities Options
Comments due:  September 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-104
34-67633 Aug. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing in Select Symbols and Multiply-Listed Options
Comments due:  September 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-102
34-67601 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlx's Fee Schedule Governing Order Execution on its NASDAQ OMX PSX Facility
Comments due:  August 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-101
34-67630 Aug. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Arrangements
Comments due:  September 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-100
34-67538 Jul. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  August 24, 2012

SR-Phlx-2012-99
34-67537 Jul. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due:  August 24, 2012

SR-Phlx-2012-98
34-67508 Jul. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Terminate Revenue Sharing Agreement and Delete Associated Fee Schedule
Comments due:  August 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-97
34-67563 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date of Non-Display of Primary Pegged Orders with an Offset Amount
Comments due:  August 28, 2012

SR-Phlx-2012-96
34-67515 Jul. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Trading Floor Qualification Examination
Comments due:  August 23, 2012

SR-Phlx-2012-95
34-67760 Aug. 30, 2012 Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2012-01, SR-BX-2012-052, SR-NASDAQ-2012-072, and SR-SCCP-2012-001
34-67434 Jul. 13, 2012 Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. ("NASDAQ OMX")
Comments due:  August 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-94
34-67399 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL
Comments due:  August 7, 2012

SR-Phlx-2012-93
34-67466 Jul. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Managed Data Solution for PHLX Top of Options
Comments due:  August 15, 2012
Comments received are available for this proposal.

SR-Phlx-2012-92
34-67469 Jul. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 1014, 1051, and OFPA F-2
Comments due:  August 15, 2012

SR-Phlx-2012-91
34-67412 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price to Comply Order
Comments due:  August 7, 2012

SR-Phlx-2012-90
34-67439 Jul. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing in Select Symbols and Multiply-Listed Options
Comments due:  August 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-88
34-67398 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to BX Options
Comments due:  August 7, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-87
34-67387 Jul. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlx’s Fee Schedule Governing Order Execution on its NASDAQ OMX PSX facility
Comments due:  August 6, 2012

SR-Phlx-2012-86
34-67326 Jun. 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues that Have Been Delisted
Comments due:  July 27, 2012
Comments received are available for this proposal.

SR-Phlx-2012-85
34-67271 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Excess Order Fee
Comments due:  July 24, 2013

SR-Phlx-2012-84
34-67351 Jul. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Functioning of the Post-Only Order in NASDAQ OMX PSX
Comments due:  August 1, 2012

SR-Phlx-2012-83
34-67352 Jul. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Distributor Fees for Two Related Options Market Data Products
Comments due:  August 1, 2012

SR-Phlx-2012-81
34-67654 Aug. 14, 2012 Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs on the Exchange's NASDAQ OMX PSX Facility and To Describe the Operation of an Error Account for NES
34-67343 Jul. 3, 2012 Notice of Filing of Proposed Rule Change with Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs on the Exchange's NASDAQ OMX PSX Facility and to Describe the Operation of an Error Account for NES
Comments due:  July 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-80
34-67245 Jun. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical and Conforming Amendments to the Pricing Schedule
Comments due:  July 19, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-78
34-67753 Aug. 29, 2012 Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program
34-67446 Jul. 16, 2012 Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Option Program
Comments due:  August 10, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-Phlx-2012-77
34-67189 Jun. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Participant Categories, Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Multiply Listed Options
Comments due:  July 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-76
34-67094 Jun. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend its FLEX No Minimum Value Pilot Program
Comments due:  June 28, 2012

SR-Phlx-2012-75
34-67123 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  July 3, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-74
34-67106 Jun. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Allow Cabinet Trading to Take Place Below $1 Per Option Contract
Comments due:  June 29, 2012

SR-Phlx-2012-73
34-67121 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies
Comments due:  July 2, 2012

SR-Phlx-2012-72
34-67147 Jun. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee
Comments due:  July 3, 2012

SR-Phlx-2012-71
34-67053 May 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 616, Electronic Filing Requirements for Uniform Forms
Comments due:  June 21, 2012

SR-Phlx-2012-70
34-67047 May 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Relating to Reversal and Conversion Strategies
Comments due:  June 21, 2012
Additional Materials:   Exhibit 5

SR-PHLX-2012-68
34-67294 Jun. 28, 2012 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Accept Inbound Orders from NASDAQ OMX BX’s New Options Market
34-67026 May 18, 2012 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by NASDAQ OMX PHLX LLC to Accept Inbound Orders from NASDAQ OMX BX's New Options Market
Comments due:  June 14, 2012

SR-Phlx-2012-67
34-67071 May 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the MSCI EAFE Index
Comments due:  June 25, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-64
34-67004 May 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute an Excess Order Fee
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-63
34-66993 May 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Direct Market Data Product, PHLX Orders
Comments due:  June 11, 2012

SR-Phlx-2012-62
34-66992 May 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price to Comply Order
Comments due:  June 11, 2012

SR-Phlx-2012-61
34-66985 May 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Equity Options Fees
Comments due:  June 8, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-60
34-66967 May 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the PHLX Depth of Market Data Product
Comments due:  June 7, 2012

SR-Phlx-2012-58
34-66935 May 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Pricing Schedule Regarding the Co-Location Super High Density Cabinet Monthly Fee
Comments due:  June 1, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-57
34-66968 May 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols
Comments due:  June 7, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-56
34-66926 May 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlx's Fee Schedule Governing Routing from its NASDAQ OMX PSX Facility
Comments due:  May 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-54
34-68202 Nov. 9, 2012 Notice of Filing of Amendments No. 1, and Order Granting Accelerated Approval for Proposed Rule Changes as Modified by Amendments No. 1 Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due: December 7, 2012
Additional File No.: SR-Phlx-2012-27
34-67825 Sep. 11, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Additional File No.:  SR-Phlx-2012-27
34-66884 Apr. 30, 2012 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due:  May 25, 2012
Rebuttal comments due:  June 8, 2012
Additional File No.:  SR-Phlx-2012-27
Comments received are available for this proposal.
34-66883 Apr. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols
Comments due:  May 25, 2012

SR-Phlx-2012-53
34-66925 May 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule
Comments due:  May 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-52
34-66859 Apr. 25, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Account Fee
Comments due:  May 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-50
34-66838 Apr. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  May 17, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-49
34-66806 Apr. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1014
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-Phlx-2012-47
34-66800 Apr. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-46
34-66805 Apr. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-45
34-66757 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates for Adding and Removing Liquidity in SPY
Comments due:  May 3, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-44
34-66711 Apr. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the FLEX No Minimum Value Pilot Program
Comments due:  April 27, 2012

SR-Phlx-2012-43
34-66756 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  May 3, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-42
34-66755 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  May 3, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-41
34-66754 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Non-Customer Orders
Comments due:  May 3, 2012

SR-Phlx-2012-40
34-67169 Jun. 8, 2012 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Quarterly Trading Requirements Applicable to Registered Options Traders
34-66767 Apr. 6, 2012 Notice of Filing of Proposed Rule Change Relating to Quarterly Trading Requirements Applicable to Registered Options Traders
Comments due:  May 4, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-39
34-66697 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders with an Offset Amount
Comments due:  April 26, 2012

SR-Phlx-2012-38
34-66799 Apr. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FINRA Fees
Comments due:  May 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-37
34-66645 Mar. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Proprietary Traders Qualification Examination ("Series 56") Program
Comments due:  April 19, 2012

SR-Phlx-2012-36
34-66664 Mar. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  April 23, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-35
34-66668 Mar. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Options Fees and Singly Listed Option Fee
Comments due:  April 24, 2012

SR-Phlx-2012-34
34-66721 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-32
34-66583 Mar. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Price Improvement XL ("PIXLSM")
Comments due:  April 9, 2012

SR-Phlx-2012-31
34-66602 Mar. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptable Complex Execution ("ACE") Parameter Order Protection Feature
Comments due:  April 11, 2012

SR-Phlx-2012-30
34-66593 Mar. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the 100MB Connectivity Option and Fee
Comments due:  April 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-29
34-66610 Mar. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Certain Select Symbols from the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  April 12, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-28
34-66861 Apr. 26, 2012 Order Granting Approval of a Proposed Rule Change Relating to the Listing and Trading of MSCI EAFE Index Options
34-66569 Mar. 9, 2012 Notice of Filing of Proposed Rule Change Relating to the MSCI EAFE Index
Comments due:  April 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-27
34-68202 Nov. 9, 2012 Notice of Filing of Amendments No. 1, and Order Granting Accelerated Approval for Proposed Rule Changes as Modified by Amendments No. 1 Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due: December 7, 2012
Additional File No.: SR-Phlx-2012-54
34-67825 Sep. 11, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Additional File No.:  SR-Phlx-2012-54
34-66884 Apr. 30, 2012 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due:  May 25, 2012
Rebuttal comments due:  June 8, 2012
Additional File No.:  SR-Phlx-2012-54
Comments received are available for this proposal.
34-66551 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due:  April 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-26
34-66584 Mar. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Options Fees
Comments due:  April 10, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-25
34-66543 Mar. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX
Comments due:  April 4, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-24
34-66484 Feb. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Administrative Fee for the Payment For Order Flow Program
Comments due:  March 26, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-23
34-66840 Apr. 20, 2012 Order Approving Proposed Rule Change to Amend Registration, Qualification, and Continuing Education Requirements for Associated Persons
34-66497 Mar. 1, 2012 Notice of Filing of Proposed Rule Change to Amend Registration and Qualification Requirements
Comments due:  March 28, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-22
34-66488 Feb. 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Comments due:  March 27, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-21
34-66407 Feb. 16, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Exchange Rule 705 (Fidelity Bonds)
Comments due:  March 15, 2012

SR-Phlx-2012-20
34-66429 Feb. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Connectivity Options and Fees
Comments due:  March 19, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-19
34-66451 Feb. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  March 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-17
34-66426 Feb. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule to Define a Market Maker
Comments due:  March 19, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-16
34-66438 Feb. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain External and Inter-Cabinet Connectivity Fees
Comments due:  March 20, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-15
34-66367 Feb. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  March 7, 2012

SR-Phlx-2012-13
34-66362 Feb. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds)
Comments due:  March 7, 2012

SR-Phlx-2012-12
34-66315 Feb. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Disseminated Quotations
Comments due:  February 29, 2012
Comments received are available for this proposal.

SR-Phlx-2012-11
34-66616 Mar. 16, 2012 Order Granting Approval of Proposed Rule Change Regarding the Listing and Trading of PHLX FOREX OptionsTM
34-66257 Jan. 26, 2012 Notice of Filing of Proposed Rule Change Regarding Listing and Trading of PHLX FOREX OptionsTM
Comments due:  February 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-10
34-66252 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  February 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-09
34-66251 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Document Removal Fee
Comments due:  February 22, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-08
34-66224 Jan. 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  February 21, 2012>

SR-Phlx-2012-07
34-66216 Jan. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due:  February 17, 2012

SR-Phlx-2012-06
34-66208 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Real-time Risk Management Fee and Other Clarifying Amendments
Comments due:  February 16, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-04
34-66284 Feb. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a New Product, TradeInfo PHLX, and amend the Fee Schedule to Add a Related Subscription Fee
Comments due:  February 28, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2012-02
34-66209 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reformatting the Fee Schedule
Comments due:  February 16, 2012

SR-Phlx-2012-01
34-66155 Jan. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  February 10, 2012
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2012.shtml


Modified: 10/16/2014