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NASDAQ OMX PHLX, Inc. (Phlx) Rulemaking Archive: 2011

We encourage the public to submit comments on the following NASDAQ OMX PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Phlx File Number List for 2011

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-Phlx-2011-129
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68
See also:  Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65434
Comments received are available for this notice.

SR-Phlx-2011-177
34-66037 Dec. 22, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX
Comments due:  January 19, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-118
34-66023 Dec. 21, 2011 Order Approving Proposed Rule Change Relating to Transfer of Positions Off the Floor
See also:  Notice: Rel. No. 34-65666

SR-Phlx-2011-136
34-66022 Dec. 21, 2011 Order Approving Proposed Rule Change Relating to Transfer of Exchange House Accounts
See also:  Notice: Rel. No. 34-65667

SR-Phlx-2011-164
34-66016 Dec. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule for Co-Location Services
Comments due:  January 17, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-142
34-66011 Dec. 20, 2011 Order Approving a Proposed Rule Change to Modify its Co-Location Fee Schedule Regarding Low Latency Network Connections
See also:  Correction: Rel. No. 34-65689A and Notice: Rel. No. 34-65689

SR-Phlx-2011-174
34-66005 Dec. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Executions and the Monthly Cap
Comments due:  January 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-155
34-66004 Dec. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Stock Execution Clerks and the Trading Floor Personnel Registration Fee
Comments due:  January 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-175
34-65986 Dec. 16, 2011 Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options
Comments due:  January 12, 2012
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-66285

SR-Phlx-2011-172
34-65976 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due:  January 11, 2012

SR-Phlx-2011-168
34-65946 Dec. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Option Floor Broker Subsidy
Comments due:  January 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-171
34-65945 Dec. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  January 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-162
34-65940 Dec. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  January 6, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-170
34-65934 Dec. 9, 2011 Notice of Filing of Proposed Rule Change to Request Permanent Approval of the Pilot Program to Permit NASDAQ OMX PSX to Accept Inbound Orders that Nasdaq Execution Services, LLC Routes in its Capacity as a Facility of The NASDAQ Stock Market LLC
Comments due:  January 5, 2012
See also:  Order: Rel. No. 34-66178

SR-Phlx-2011-141
34-65926 Dec. 9, 2011 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Introduce the Minimum Life Order as a New Order Type
See also:  Notice: Rel. No. 34-65610

SR-Phlx-2011-166
34-65925 Dec. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permit Fees
Comments due:  January 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-167
34-65924 Dec. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit Fee
Comments due:  January 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-142
34-65689A Dec. 9, 2011 Notice of Filing of Proposed Rule Change to Modify its Co-Location Fee Schedule Regarding Low Latency Network Connections; Correction
See also:  Order: Rel. No. 34-66011 and Notice: Rel. No. 34-65706

SR-Phlx-2011-143
34-65917 Dec. 8, 2011 Notice of Withdrawal of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security
See also:  Notice: Rel. No. 34-65706

SR-Phlx-2011-163
34-65897 Dec. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  January 3, 2012

SR-Phlx-2011-160
34-65888 Dec. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Firm Related Equity Option Cap
Comments due:  December 30, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-154
34-65883 Dec. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Routing Fees for PSX
Comments due:  December 30, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-161
34-65869 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due:  December 29, 2011

SR-Phlx-2011-157
34-65853 Nov. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Active Specialized Quote Feed Port Fee
Comments due:  December 27, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-156
34-65852 Nov. 30, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period to Allow Cabinet Trading to Take Place Below $1 Per Option Contract
Comments due:  December 27, 2011

SR-Phlx-2011-140
34-65841 Nov. 28, 2011 Order Approving Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc.
See also:  Notice: Rel. No. 34-65605

SR-Phlx-2011-159
34-65832 Nov. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation of a Recently Effective Modification to the Operation of the Minimum Quantity Order on the NASDAQ OMX PSX
Comments due:  December 23, 2011

SR-Phlx-2011-158
34-65813 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude All Rights and Warrants from the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility
Comments due:  December 21, 2011

SR-Phlx-2011-150
34-65790 Nov. 18, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce Transaction Fees for Members Engaging in Certain Accommodation Transactions
Comments due:  December 16, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-152
34-65779 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Perform a Test of Routing Functionality
Comments due:  December 14, 2011

SR-Phlx-2011-151
34-65777 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Professional Routing Fee to the BATS Exchange, Inc.
Comments due:  December 14, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-131
34-65776 Nov. 17, 2011 Order Granting Approval of Proposed Rule Change Expanding the Short Term Option Series Program
See also:  Notice: Rel. No. 34-65529

SR-Phlx-2011-129
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68
See also:  Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65434
Comments received are available for this proposal.

SR-Phlx-2011-153
34-65764 Nov. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Good-till-Cancelled and Discretionary Orders
Comments due:  December 13, 2011

SR-Phlx-2011-149
34-65745 Nov. 14, 2011 Notice of Filing of Proposed Rule Change Relating to the Exchange Rule 795, Member Officer or Director
Comments due:  December 12, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-66097

SR-Phlx-2011-146
34-65727 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to C2
Comments due:  December 8, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-147
34-65720 Nov. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Complex Order Rebates and Fees for Adding and Removing Liquidity
Comments due:  December 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-148
34-65719 Nov. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  December 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-143
34-65706 Nov. 8, 2011 Notice of Filing of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security
Comments due:  December 5, 2011
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-65917
Comments received are available for this proposal.

SR-Phlx-2011-142
34-65689 Nov. 4, 2011 Notice of Filing of Proposed Rule Change to Modify its Co-Location Fee Schedule Regarding Low Latency Network Connections
Comments due:  December 1, 2011
Additional Materials:   Exhibit 5
See also:  Correction: Rel. No. 34-65689A and  Notice: Rel. No. 34-66011

SR-Phlx-2011-144
34-65670 Nov. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due:  November 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-136
34-65667 Nov. 2, 2011 Notice of Filing of Proposed Rule Change Relating to Transfer of Exchange House Accounts
Comments due:  November 29, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-66022

SR-Phlx-2011-118
34-65666 Nov. 2, 2011 Notice of Filing of Proposed Rule Change Relating to Transfer of Positions Off the Floor
Comments due:  November 29, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-66023

SR-Phlx-2011-123
34-65644 Oct. 27, 2011 Order Granting Approval of Proposed Rule Change Relating to the Quarterly Trading Requirements Applicable to Registered Options Traders
See also:  Notice: Rel. No. 34-65257

SR-Phlx-2011-137
34-65641 Oct. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange Rule 703 (Financial Responsibility and Reporting)
Comments due:  November 23, 2011

SR-Phlx-2011-141
34-65610 Oct. 24, 2011 Notice of Filing of Proposed Rule Change to Introduce the Minimum Life Order as a New Order Type
Comments due:  November 18, 2011
See also:  Order: Rel. No. 34-65926
Comments received are available for this proposal.

SR-PHLX-2011-140
34-65605 Oct. 21, 2011 Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  November 18, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-65841

SR-Phlx-2011-135
34-65586 Oct. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Tether Monthly Service Fee
Comments due:  November 14, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-133
34-65576 Oct. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the RSQT Fee
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-134
34-65574 Oct. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit Fee and the Inactive Nominee Fee
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-139
34-65552 Oct. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Period for Receiving Orders Routed from The NASDAQ Stock Market LLC into NASDAQ OMX PSX
Comments due:  November 9, 2011

SR-Phlx-2011-138
34-65553 Oct. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the NASDAQ OMX PSX Facility to Accept Inbound Orders Routed from the NASDAQ OMX BX Equities Market of NASDAQ OMX BX, Inc.
Comments due:  November 9, 2011

SR-Phlx-2011-132
34-65537 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Minimum Quantity Order
Comments due:  November 8, 2011

SR-Phlx-2011-131
34-65529 Oct. 11, 2011 Notice of Filing of Proposed Rule Change to Expand the Short Term Option Program
Comments due:  November 7, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-65776

SR-Phlx-2011-130
34-65478 Oct. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SQT Fees
Comments due:  November 1, 2011

SR-Phlx-2011-108
34-65469 Oct. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Functionality on NASDAQ OMX
Comments due:  October 28, 2011
Third Quarter

SR-Phlx-2011-129
34-65434 Sep. 28, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  October 25, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this notice.

SR-Phlx-2011-128
34-65420 Sep. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Simplification of the Exchange’s $1 Strike Price Program
Comments due:  October 25, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-111
34-65399 Sep. 26, 2011 Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting NASDAQ OMX PHLX to Receive Inbound Routes by NOS
See also:  Notice: Rel. No. 34-65135

SR-Phlx-2011-101
34-65389 Sep. 23, 2011 Order Approving Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders
See also:  Notice: Rel. No. 34-65050

SR-Phlx-2011-127
34-65373 Sep. 21, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Maximum Number of Quoters ("MNQ") Permitted to be Assigned in Equity Options
Comments due:  October 18, 2011

SR-Phlx-2011-126
34-65312 Sep. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Complex Orders
Comments due:  October 6, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-123
34-65257 Sep. 2, 2011 Notice of Filing of Proposed Rule Change Relating to the Quarterly Trading Requirements Applicable to Registered Options Traders
Comments due:  September 30, 2011
See also:  Order: Rel. No. 34-65644

SR-Phlx-2011-121
34-65253 Sep. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clarifying Amendments to Direct Connectivity Services
Comments due:  September 30, 2011

SR-Phlx-2011-122
34-65233 Aug. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for NASDAQ OMX PSX
Comments due:  September 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-119
34-65228 Aug. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reversal and Conversion Strategies
Comments due:  September 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-124
34-65206 Aug. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  September 23, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-120
34-65203 Aug. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Change the Name of the PSX Ouch BBO Feed to the PSX MatchView Feed and to Modify its Contents
Comments due:  September 22, 2011

SR-Phlx-2011-90
34-65201 Aug. 25, 2011 Order Approving Proposed Rule Change Relating to Board of Director Qualifications
See also:  Notice: Rel. No. 34-64845

SR-Phlx-2011-117
34-65195 Aug. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee and the Order Entry Port Fee
Comments due:  September 21, 2011
Additional Materials:   Exhibit 5

SR-PHLX-2011-115
34-65174 Aug. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish and Adopt Fees for the new PSX Pre-Trade Risk Management Service
Comments due:  September 16, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-89
34-65149 Aug. 17, 2011 Order Granting Approval of Proposed Rule Change Relating to Alpha Index Options
See also:  Notice: Rel. No. 34-64788

SR-Phlx-2011-116
34-65140 Aug. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due:  September 12, 2011

SR-Phlx-2011-112
34-65142 Aug. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Amendments to the Rule Book
Comments due:  September 12, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-111
34-65135 Aug. 15, 2011 Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit NASDAQ OMX PHLX to Receive Inbound Routes by Nasdaq Options Services
Comments due:  September 9, 2011
* Submit comments on SR-Phlx-2011-111
See also:  Order: Rel. No. 34-65399

SR-Phlx-2011-114
34-65106 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-102
34-65098 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on ETFS Gold Trust
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-113
34-65083 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks
Comments due:  September 6, 2011

SR-Phlx-2011-110
34-65058 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  September 6, 2011

SR-Phlx-2011-106
34-65069 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct a Typographical Error in Exchange Rule 1080
Comments due:  September 6, 2011

SR-Phlx-2011-105
34-65046 Aug. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee
Comments due:  September 1, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-104
34-65043 Aug. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL
Comments due:  September 1, 2011

SR-Phlx-2011-103
34-65049 Aug. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  September 1, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-101
34-65050 Aug. 5, 2011 Notice of Filing of Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders
Comments due:  September 1, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-65389

SR-Phlx-2011-100
34-65010 Aug. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member and Member Organization Participation
Comments due:  August 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-93
34-64938 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Service Fee on QCC Orders and Floor QCC Orders
Comments due:  August 16, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-99
34-64900 Jul. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options Rule 1080(m)
Comments due:  August 12, 2011

SR-Phlx-2011-98
34-64891 Jul. 14, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct a Typographical Error in Rule 1020
Comments due:  August 11, 2011

SR-Phlx-2011-94
34-64863 Jul. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Subsidy
Comments due:  August 8, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-90
34-64845 Jul. 8, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Board of Director Qualifications
Comments due:  August 4, 2011
See also:  Order: Rel. No. 34-65201

SR-Phlx-2011-97
34-64842 Jul. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Extend the Waiver of Certain Co-Location Installation Fees for an Additional Month
Comments due:  August 4, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-95
34-64833 Jul. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due:  August 3, 2011

SR-Phlx-2011-91
34-64822 Jul. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change relating to routing priority
Comments due:  August 2, 2011

SR-Phlx-2011-88
34-64803 Jul. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Fee Schedule Regarding Co-Location Fees to Establish Fees for Access to Market Data Feeds from the Toronto Stock Exchange and the TSX Venture Exchange
Comments due:  August 1, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-84
34-64790 Jul. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Transaction Fees
Comments due:  July 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-89
34-64788 Jul. 1, 2011 Notice of Filing of Proposed Rule Change Relating to Alpha Index Options
Comments due:  July 29, 2011
See also:  Order: Rel. No. 34-65149
Second Quarter

SR-Phlx-2011-87
34-64770 Jun. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Listing and Trading Various Russell Products
Comments due:  July 27, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-86
34-64745 Jun. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Regarding Co-Location Fees For Additional Power and Cable Options
Comments due:  July 21, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-65
34-64741 Jun. 24, 2011 Order Granting Approval of Proposed Rule Change Regarding Opening Index Option Months and Series
See also:  Notice: Rel. No. 34-64480

SR-Phlx-2011-64
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06
See also:  Notice: Rel. No. 34-64419

SR-Phlx-2011-85
34-64733 Jun. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  July 19, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-83
34-64705 Jun. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Remote Specialist Fee
Comments due:  July 15, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-58
34-64695 Jun. 17, 2011 Order Granting Approval of Proposed Rule Change to Increase the Position Limit for Options on the Standard and Poor's® Depositary Receipts (SPDRs®)
See also:  Notice: Rel. No. 34-64348

SR-Phlx-2011-56
34-64688 Jun. 16, 2011 Order Granting Approval of Proposed Rule Change Establishing a Qualified Contingent Cross Order for Execution on the Floor of the Exchange
See also:  Notice: Rel. No. 34-64415

SR-Phlx-2011-80
34-64677 Jun. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Opening Orders
Comments due:  July 12, 2011

SR-Phlx-2011-81
34-64645 Jun. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Routing Fees
Comments due:  July 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-77
34-64629 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Amend the Fee Schedule Regarding Fees Assessed for the Installation of Certain Co-Location Services
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-76
34-64594 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Appeal Fee
Comments due:  June 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-79
34-64591 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Qualified Exchange Members to Act as Off-Floor Option Specialists in One or More Options Classes
Comments due:  June 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-74
34-64589 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes
Comments due:  June 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-69
34-64584 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Conform Exchange Rules
Comments due:  June 29, 2011

SR-Phlx-2011-73
34-64580 Jun. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Customer Complex Orders
Comments due:  June 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-71
34-64578 Jun. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Correction of an Inadvertent Error in the Fee Schedule
Comments due:  June 28, 2011

SR-Phlx-2011-72
34-64571 May 31, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Allow Cabinet Trading to Take Place Below $1 Per Option Contract
Comments due:  June 27, 2011

SR-Phlx-2011-70
34-64563 May 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Functionality of NASDAQ OMX PSX's Post-Only Order
Comments due:  June 24, 2011
Additional Materials:   Text of Proposed Rule Change

SR-Phlx-2011-46
34-64549 May 26, 2011 Order Granting Approval of Proposed Rule Change to Expand the Number of Components in the PHLX Gold/Silver SectorSM known as XAUSM, on Which Options are Listed and Traded
See also:  Notice: Rel. No. 34-64244

SR-Phlx-2011-68
34-64539 May 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Market Access Provider Fee
Comments due:  June 21, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-66
34-64520 May 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Qualified Contingent Cross Fees
Comments due:  June 14, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-65
34-64480 May 12, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Opening Index Option Months and Series
Comments due:  June 8, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-64741

SR-Phlx-2011-28
34-64478 May 12, 2011 Order Approving Proposed Rule Change to Expand the Number of Components in the PHLX Oil Service SectorSM known as OSXSM, and Changing the Weighting Methodology from Price-Weighted to Capitalization-Weighted
See also:  Notice: Release No. 34-64282 and Notice: Release No. 34-64075

SR-Phlx-2011-59
34-64451 May 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominees
Comments due:  June 6, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-63
34-64447 May 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity
Comments due:  June 3, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-62
34-64446 May 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Options Floor Broker Subsidy
Comments due:  June 3, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-60
34-64441 May 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Modify Fees for Non Co-Location Services
Comments due:  June 6, 2011

SR-Phlx-2011-64
34-64419 May 6, 2011 Notice of Filing of Proposed Rule Change to Amend Rule 3100(a)(4) to Include Additional Securities in the Pilot by which Such Rule Operates
Comments due:  June 2, 2011
See also:  Order: Rel. No. 34-64735

SR-Phlx-2011-56
34-64415 May 5, 2011 Notice of Filing of Proposed Rule Change to Establish a Qualified Contingent Cross Order for Execution on the Floor of the Exchange
Comments due:  June 2, 2011
See also:  Order: Rel. No. 34-64688
Comments received are available for this notice.

SR-Phlx-2011-55
34-64401 May 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to In-Crowd Priority
Comments due:  May 31, 2011

SR-Phlx-2011-57
34-64381 May 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fees
Comments due:  May 31, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-58
34-64348 Apr. 27, 2011 Notice of Filing of Proposed Rule Change to Increase the Position Limit for Options on the Standard and Poor's® Depositary Receipts (SPDRs®)
Comments due:  May 24, 2011
See also:  Order: Rel. No. 34-64695
Comments received are available for this notice.

SR-Phlx-2011-54
34-64346 Apr. 27, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
Comments due:  May 24, 2011

SR-Phlx-2011-13
34-64338 Apr. 25, 2011 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations
See also:  Notice: Release No. 34-63981; Order: Release No. 34-64276

SR-Phlx-2011-51
34-64305 Apr. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Alpha Index Options
Comments due:  May 13, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-52
34-64300 Apr. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Customer Complex Orders
Comments due:  May 11, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-53
34-64294 Apr. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amending the Option Floor Procedures Advice F-14 Regarding Executing Hedge and Synthetic Options Orders Containing Stock Components
Comments due:  May 9, 2011

SR-Phlx-2011-50
34-64286 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed and Multiply Listed Indexes
Comments due:  May 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-48
34-64284 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Provisions Regarding the Dress Code and Trade Verification
Comments due:  May 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-28
34-64282 Apr. 8, 2011 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Expand the Number of Components in the PHLX Oil Service Sector known as OSX, on Which Options are Listed and Traded
See also:  Notice: Release No. 34-64075 and Order: Release No. 34-64478

SR-Phlx-2011-13
34-64276 Apr. 8, 2011 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations
See also:  Notice: Release No. 34-63981; Order: Release No. 34-64338

SR-Phlx-2011-43
34-64265 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permit Fees
Comments due:  May 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-47
34-64249 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Establish a Qualified Contingent Cross Order
Comments due:  May 4, 2011

SR-Phlx-2011-49
34-64248 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDA OMX PHLX LLC to Amend Phlx rule 1001A, Position Limits
Comments due:  May 4, 2011

SR-Phlx-2011-46
34-64244 Apr. 7, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand the Number of Components in the PHLX Gold/Silver SectorSM known as XAUSM, on Which Options are Listed and Traded
Comments due:  May 4, 2011
See also:  Order: Rel. No. 34-64549

SR-Phlx-2011-45
34-64239 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  May 4, 2011

SR-Phlx-2011-44
34-64175 Apr. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  April 29, 2011

SR-Phlx-2011-39
34-64165 Apr. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to QQQQ
Comments due:  April 28, 2011
Additional Materials:   Exhibit 5
First Quarter

SR-Phlx-2011-15
34-64157 Mar. 31, 2011 Order Granting Approval of Proposed Rule Change to Expand the $2.50 Strike Price Program
See also:  Notice: Rel. No. 34-63914

SR-Phlx-2011-40
34-64151 Mar. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  April 26, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-38
34-64150 Mar. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ETNs
Comments due:  April 26, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-32
34-64141 Mar. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Inactive Nominees and Dividend and Merger Strategy Definitions
Comments due:  April 25, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-37
34-64137 Mar. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Complex Order Fees
Comments due:  April 22, 2011

SR-Phlx-2011-03
34-64122 Mar. 24, 2011 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendment to Rule 862 Relating to Discretionary Proxy Voting on Executive Compensation Matters
Comments due:  April 20, 2011

SR-Phlx-2011-36
34-64113 Mar. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Equity Options Monthly Cap
Comments due:  April 19, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-35
34-64108 Mar. 22, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Extend the FLEX No Minimum Value Pilot Program
Comments due:  April 18, 2011

SR-Phlx-2011-34
34-64096 Mar. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options
Comments due:  April 13, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-28
34-64075 Mar. 11, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand the Number of Components in the The PHLX Oil Service SectorSM known as OSXSM, on Which Options are Listed and Traded
Comments due:  April 7, 2011
See also:  Notice: Rel. No. 34-64282 and Order: Release No. 34-64478

SR-Phlx-2011-30
34-64061 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due:  April 4, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-29
34-64056 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due:  April 4, 2011

SR-Phlx-2011-26
34-64010 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominee Fee
Comments due:  March 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-23
34-63985 Feb. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Changes to Rules 607 and 3202 Concerning the Application and Collection of the Covered Sale Fee
Comments due:  March 25, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-13
34-63981 Feb. 25, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations
Comments due:  March 25, 2011
See also:  Notice: Release No. 34-64276; Order: Release No. 34-64338

SR-Phlx-2011-21
34-63979 Feb. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quality Opening Markets
Comments due:  March 25, 2011

SR-Phlx-2011-25
34-63978 Feb. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 3303 to Implement the Amendments to Regulation SHO
Comments due:  March 25, 2011

SR-Phlx-2011-27
34-63967 Feb. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amendments to Rules 200(g) and 201 of Regulation SHO Applicable to Complex Orders
Comments due:  March 25, 2011

SR-Phlx-2011-24
34-63958 Feb. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  March 23, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-20
34-63957 Feb. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Dividend and Merger Strategies
Comments due:  March 23, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-15
34-63914 Feb. 15, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand the $2.50 Strike Price Program
Comments due:  March 15, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-64157

SR-Phlx-2011-17
34-63905 Feb. 14, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish and Adopt Fees for the new Short Sale Monitor Service and PSX Data Add-On
Comments due:  March 11, 2011
Comments received are available for this notice.

SR-Phlx-2011-12
34-63880 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders
Comments due:  March 9, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-183
34-63875 Feb. 9, 2011 Order Granting Approval of Proposed Rule Change by NASDAQ OMX PHLX LLC Expanding Its Short Term Option Program
See also:  Notice: Rel. No. 34-63594

SR-Phlx-2011-16
34-63873 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due:  March 8, 2011

SR-Phlx-2010-176
34-63860 Feb. 7, 2011 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Alpha Index Options
See also:  Notice: Rel. No. 34-63575

SR-Phlx-2011-11
34-63838 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Modify Fees for NASDAQ OMX PSX
Comments due:  March 3, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-14
34-63810 Feb. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding the Listing of Option Series with $1 Strike Prices
Comments due:  February 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-08
34-63786 Jan. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File Nos.:  SR-NASDAQ-2011-013, SR-BX-2011-04
Comments due:  February 24, 2011

SR-Phlx-2011-009
34-63781 Jan. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Entry Port Fee
Comments due:  February 23, 2011

SR-Phlx-2011-007
34-63780 Jan. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Related Equity Option Cap, Active SQF Port Fees and Other Membership Fees
Comments due:  February 23, 2011

SR-Phlx-2010-157
34-63777 Jan. 26, 2011 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders
See also:  Notice: Rel. No. 34-63509

SR-Phlx-2011-005
34-63718 Jan. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  February 14, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-145
34-63717 Jan. 14, 2011 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Establishment of Remote
Specialists

Comments due:  February 14, 2011
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-63192

SR-Phlx-2011-01
34-63712 Jan. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Cap on Dividend, Merger and Short Stock Interest Strategies
Comments due:  February 10, 2011

SR-Phlx-2011-04
34-63700 Jan. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Option Expiration Months and Series of Options Open for Trading on the Exchange
Comments due:  February 8, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-163
34-63692 Jan. 11, 2011 Order Granting Approval of Proposed Rule Change Relating to Obvious Errors Respecting Complex Trades
See also:  Notice: Rel. No. 34-63367

SR-Phlx-2010-187
34-63679 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  February 4, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-02
34-63658 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program
Comments due:  February 2, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-158
34-63654 Jan. 6, 2011 Order Granting Approval of Proposed Rule Change Establishing a $5 Strike Price Program

SR-Phlx-2010-148
34-63647 Jan. 5, 2011 Order Granting Approval of a Proposed Rule Change Relating to Certain Membership Rules Including Affiliations and Lapse of Membership Applications

Phlx File Number List for 2011
Release No. Date Details

SR-Phlx-2011-189
34-66145 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  February 8, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-187
34-66111 Jan. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive PSX Port Pair Fees for Certain Newly-Added Routable Port Pairs
Comments due:  February 1, 2012

SR-Phlx-2011-186
34-66122 Jan. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX
Comments due:  February 7, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-185
34-66100 Jan. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  January 31, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-Phlx-2011-184
34-66099 Jan. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  January 31, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-182
34-66087 Jan. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX Market Exhaust Functionality
Comments due:  January 30, 2012

SR-Phlx-2011-181
34-66086 Jan. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Access Service Fees
Comments due:  January 30, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-180
34-66085 Jan. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  January 30, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-179
34-66420 Feb. 17, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of MSCI EM Index Options
34-66077 Jan. 3, 2012 Notice of Filing of Proposed Rule Change Relating to the MSCI EM Index
Comments due:  January 27, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-178
34-66430 Feb. 21, 2012 Order Approving Proposed Rule Change Relating to Stock Execution Clerks
34-66079 Jan. 3, 2012 Notice of Filing of Proposed Rule Change Relating to Stock Execution Clerks
Comments due:  January 30, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-177
34-66037 Dec. 22, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Applicable to the Trading of NMS Stocks Through NASDAQ OMX PSX
Comments due:  January 19, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-175
34-66285 Feb. 1, 2012 Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options
34-65986 Dec. 16, 2011 Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options
Comments due:  January 12, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-174
34-66005 Dec. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Executions and the Monthly Cap
Comments due:  January 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-172
34-65976 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due:  January 11, 2012

SR-Phlx-2011-171
34-65945 Dec. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  January 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-170
34-66178 Jan. 18, 2012 Order Approving A Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting NASDAQ OMX PSX to Accept Inbound Orders that Nasdaq Execution Services, LLC Routes in its Capacity as a Facility of the NASDAQ Stock Market LLC
34-65934 Dec. 9, 2011 Notice of Filing of Proposed Rule Change to Request Permanent Approval of the Pilot Program to Permit NASDAQ OMX PSX to Accept Inbound Orders that Nasdaq Execution Services, LLC Routes in its Capacity as a Facility of The NASDAQ Stock Market LLC
Comments due:  January 5, 2012

SR-Phlx-2011-168
34-65946 Dec. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Option Floor Broker Subsidy
Comments due:  January 9, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-167
34-65924 Dec. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit Fee
Comments due:  January 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-166
34-65925 Dec. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permit Fees
Comments due:  January 5, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-164
34-66016 Dec. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule for Co-Location Services
Comments due:  January 17, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-163
34-65897 Dec. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  January 3, 2012

SR-Phlx-2011-162
34-65940 Dec. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  January 6, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-161
34-65869 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due:  December 29, 2011

SR-Phlx-2011-160
34-65888 Dec. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Firm Related Equity Option Cap
Comments due:  December 30, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-159
34-65832 Nov. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation of a Recently Effective Modification to the Operation of the Minimum Quantity Order on the NASDAQ OMX PSX
Comments due:  December 23, 2011

SR-Phlx-2011-158
34-65813 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude All Rights and Warrants from the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility
Comments due:  December 21, 2011

SR-Phlx-2011-157
34-65853 Nov. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Active Specialized Quote Feed Port Fee
Comments due:  December 27, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-156
34-65852 Nov. 30, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period to Allow Cabinet Trading to Take Place Below $1 Per Option Contract
Comments due:  December 27, 2011

SR-Phlx-2011-155
34-66004 Dec. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Stock Execution Clerks and the Trading Floor Personnel Registration Fee
Comments due:  January 13, 2012
Additional Materials:   Exhibit 5

SR-Phlx-2011-154
34-65883 Dec. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Routing Fees for PSX
Comments due:  December 30, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-153
34-65764 Nov. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Good-till-Cancelled and Discretionary Orders
Comments due:  December 13, 2011

SR-Phlx-2011-152
34-65779 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Perform a Test of Routing Functionality
Comments due:  December 14, 2011

SR-Phlx-2011-151
34-65777 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Professional Routing Fee to the BATS Exchange, Inc.
Comments due:  December 14, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-150
34-65790 Nov. 18, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce Transaction Fees for Members Engaging in Certain Accommodation Transactions
Comments due:  December 16, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-149
34-66097 Jan. 4, 2012 Order Approving Proposed Rule Change to Delete Exchange Rule 795 "Member Officer or Director"
34-65745 Nov. 14, 2011 Notice of Filing of Proposed Rule Change Relating to the Exchange Rule 795, Member Officer or Director
Comments due:  December 12, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-148
34-65719 Nov. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  December 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-147
34-65720 Nov. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Complex Order Rebates and Fees for Adding and Removing Liquidity
Comments due:  December 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-146
34-65727 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to C2
Comments due:  December 8, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-144
34-65670 Nov. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due:  November 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-143
34-65917 Dec. 8, 2011 Notice of Withdrawal of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security
34-65706 Nov. 8, 2011 Notice of Filing of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security
Comments due:  December 5, 2011
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-Phlx-2011-142
34-66011 Dec. 20, 2011 Order Approving a Proposed Rule Change to Modify its Co-Location Fee Schedule Regarding Low Latency Network Connections
See also:  Notice: Rel. No. 34-65689
34-65689A Dec. 9, 2011 Notice of Filing of Proposed Rule Change to Modify its Co-Location Fee Schedule Regarding Low Latency Network Connections; Correction
34-65689 Nov. 4, 2011 Notice of Filing of Proposed Rule Change to Modify its Co-Location Fee Schedule Regarding Low Latency Network Connections
Comments due:  December 1, 2011
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-65689A

SR-Phlx-2011-141
34-65926 Dec. 9, 2011 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Introduce the Minimum Life Order as a New Order Type
34-65610 Oct. 24, 2011 Notice of Filing of Proposed Rule Change to Introduce the Minimum Life Order as a New Order Type
Comments due:  November 18, 2011
Comments received are available for this proposal.

SR-Phlx-2011-140
34-65841 Nov. 28, 2011 Order Approving Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc.
34-65605 Oct. 21, 2011 Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  November 18, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-139
34-65552 Oct. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Period for Receiving Orders Routed from The NASDAQ Stock Market LLC into NASDAQ OMX PSX
Comments due:  November 9, 2011

SR-Phlx-2011-138
34-65553 Oct. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the NASDAQ OMX PSX Facility to Accept Inbound Orders Routed from the NASDAQ OMX BX Equities Market of NASDAQ OMX BX, Inc.
Comments due:  November 9, 2011

SR-Phlx-2011-137
34-65641 Oct. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange Rule 703 (Financial Responsibility and Reporting)
Comments due:  November 23, 2011

SR-Phlx-2011-136
34-66022 Dec. 21, 2011 Order Approving Proposed Rule Change Relating to Transfer of Exchange House Accounts
34-65667 Nov. 2, 2011 Notice of Filing of Proposed Rule Change Relating to Transfer of Exchange House Accounts
Comments due:  November 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-135
34-65586 Oct. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Tether Monthly Service Fee
Comments due:  November 14, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-134
34-65574 Oct. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit Fee and the Inactive Nominee Fee
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-133
34-65576 Oct. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the RSQT Fee
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-132
34-65537 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Minimum Quantity Order
Comments due:  November 8, 2011

SR-Phlx-2011-131
34-65776 Nov. 17, 2011 Order Granting Approval of Proposed Rule Change Expanding the Short Term Option Series Program
34-65529 Oct. 11, 2011 Notice of Filing of Proposed Rule Change to Expand the Short Term Option Program
Comments due:  November 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-130
34-65478 Oct. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SQT Fees
Comments due:  November 1, 2011

SR-Phlx-2011-129
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68
Comments due:  June 27, 2012
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68
Comments received are available for this notice.
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68
34-65434 Sep. 28, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  October 25, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.
* Submit comments on SR-Phlx-2011-129

SR-Phlx-2011-128
34-65420 Sep. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Simplification of the Exchange’s $1 Strike Price Program
Comments due:  October 25, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-127
34-65373 Sep. 21, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Maximum Number of Quoters ("MNQ") Permitted to be Assigned in Equity Options
Comments due:  October 18, 2011

SR-Phlx-2011-126
34-65312 Sep. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Complex Orders
Comments due:  October 6, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-124
34-65206 Aug. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  September 23, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-123
34-65644 Oct. 27, 2011 Order Granting Approval of Proposed Rule Change Relating to the Quarterly Trading Requirements Applicable to Registered Options Traders
34-65257 Sep. 2, 2011 Notice of Filing of Proposed Rule Change Relating to the Quarterly Trading Requirements Applicable to Registered Options Traders
Comments due:  September 30, 2011

SR-Phlx-2011-122
34-65233 Aug. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for NASDAQ OMX PSX
Comments due:  September 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-121
34-65253 Sep. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clarifying Amendments to Direct Connectivity Services
Comments due:  September 30, 2011

SR-Phlx-2011-120
34-65203 Aug. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Change the Name of the PSX Ouch BBO Feed to the PSX MatchView Feed and to Modify its Contents
Comments due:  September 22, 2011

SR-Phlx-2011-119
34-65228 Aug. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reversal and Conversion Strategies
Comments due:  September 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-118
34-66023 Dec. 21, 2011 Order Approving Proposed Rule Change Relating to Transfer of Positions Off the Floor
34-65666 Nov. 2, 2011 Notice of Filing of Proposed Rule Change Relating to Transfer of Positions Off the Floor
Comments due:  November 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-117
34-65195 Aug. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee and the Order Entry Port Fee
Comments due:  September 21, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-116
34-65140 Aug. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due:  September 12, 2011

SR-PHLX-2011-115
34-65174 Aug. 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish and Adopt Fees for the new PSX Pre-Trade Risk Management Service
Comments due:  September 16, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-114
34-65106 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-113
34-65083 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks
Comments due:  September 6, 2011

SR-Phlx-2011-112
34-65142 Aug. 16, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Amendments to the Rule Book
Comments due:  September 12, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-111
34-65399 Sep. 26, 2011 Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting NASDAQ OMX PHLX to Receive Inbound Routes by NOS
34-65135 Aug. 15, 2011 Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit NASDAQ OMX PHLX to Receive Inbound Routes by Nasdaq Options Services
Comments due:  September 9, 2011

SR-Phlx-2011-110
34-65058 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  September 6, 2011

SR-Phlx-2011-108
34-65469 Oct. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Functionality on NASDAQ OMX
Comments due:  October 28, 2011

SR-Phlx-2011-106
34-65069 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct a Typographical Error in Exchange Rule 1080
Comments due:  September 6, 2011

SR-Phlx-2011-105
34-65046 Aug. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fee
Comments due:  September 1, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-104
34-65043 Aug. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL
Comments due:  September 1, 2011

SR-Phlx-2011-103
34-65049 Aug. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  September 1, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-102
34-65098 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on ETFS Gold Trust
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-101
34-65389 Sep. 23, 2011 Order Approving Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders
34-65050 Aug. 5, 2011 Notice of Filing of Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders
Comments due:  September 1, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-100
34-65010 Aug. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member and Member Organization Participation
Comments due:  August 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-99
34-64900 Jul. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options Rule 1080(m)
Comments due:  August 12, 2011

SR-Phlx-2011-98
34-64891 Jul. 14, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct a Typographical Error in Rule 1020
Comments due:  August 11, 2011

SR-Phlx-2011-97
34-64842 Jul. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Extend the Waiver of Certain Co-Location Installation Fees for an Additional Month
Comments due:  August 4, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-95
34-64833 Jul. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due:  August 3, 2011

SR-Phlx-2011-94
34-64863 Jul. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Subsidy
Comments due:  August 8, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-93
34-64938 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Service Fee on QCC Orders and Floor QCC Orders
Comments due:  August 16, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-91
34-64822 Jul. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change relating to routing priority
Comments due:  August 2, 2011

SR-Phlx-2011-90
34-65201 Aug. 25, 2011 Order Approving Proposed Rule Change Relating to Board of Director Qualifications
34-64845 Jul. 8, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Board of Director Qualifications
Comments due:  August 4, 2011

SR-Phlx-2011-89
34-65149 Aug. 17, 2011 Order Granting Approval of Proposed Rule Change Relating to Alpha Index Options
34-64788 Jul. 1, 2011 Notice of Filing of Proposed Rule Change Relating to Alpha Index Options
Comments due:  July 29, 2011

SR-Phlx-2011-88
34-64803 Jul. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Fee Schedule Regarding Co-Location Fees to Establish Fees for Access to Market Data Feeds from the Toronto Stock Exchange and the TSX Venture Exchange
Comments due:  August 1, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-87
34-64770 Jun. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Listing and Trading Various Russell Products
Comments due:  July 27, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-86
34-64745 Jun. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Regarding Co-Location Fees For Additional Power and Cable Options
Comments due:  July 21, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-85
34-64733 Jun. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  July 19, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-84
34-64790 Jul. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Transaction Fees
Comments due:  July 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-83
34-64705 Jun. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Remote Specialist Fee
Comments due:  July 15, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-81
34-64645 Jun. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Routing Fees
Comments due:  July 7, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-80
34-64677 Jun. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing of Opening Orders
Comments due:  July 12, 2011

SR-Phlx-2011-79
34-64591 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Qualified Exchange Members to Act as Off-Floor Option Specialists in One or More Options Classes
Comments due:  June 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-77
34-64629 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Amend the Fee Schedule Regarding Fees Assessed for the Installation of Certain Co-Location Services
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-76
34-64594 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Appeal Fee
Comments due:  June 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-74
34-64589 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used To Calculate Volatility Indexes
Comments due:  June 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-73
34-64580 Jun. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Customer Complex Orders
Comments due:  June 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-72
34-64571 May 31, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Allow Cabinet Trading to Take Place Below $1 Per Option Contract
Comments due:  June 27, 2011

SR-Phlx-2011-71
34-64578 Jun. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Correction of an Inadvertent Error in the Fee Schedule
Comments due:  June 28, 2011

SR-Phlx-2011-70
34-64563 May 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Functionality of NASDAQ OMX PSX's Post-Only Order
Comments due:  June 24, 2011
Additional Materials:   Text of Proposed Rule Change

SR-Phlx-2011-69
34-64584 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Conform Exchange Rules
Comments due:  June 29, 2011

SR-Phlx-2011-68
34-64539 May 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Market Access Provider Fee
Comments due:  June 21, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-66
34-64520 May 19, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Qualified Contingent Cross Fees
Comments due:  June 14, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-65
34-64741 Jun. 24, 2011 Order Granting Approval of Proposed Rule Change Regarding Opening Index Option Months and Series
34-64480 May 12, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Opening Index Option Months and Series
Comments due:  June 8, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-64
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06
34-64419 May 6, 2011 Notice of Filing of Proposed Rule Change to Amend Rule 3100(a)(4) to Include Additional Securities in the Pilot by which Such Rule Operates
Comments due:  June 2, 2011

SR-Phlx-2011-63
34-64447 May 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity
Comments due:  June 3, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-62
34-64446 May 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Options Floor Broker Subsidy
Comments due:  June 3, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-60
34-64441 May 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Modify Fees for Non Co-Location Services
Comments due:  June 6, 2011

SR-Phlx-2011-59
34-64451 May 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominees
Comments due:  June 6, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-58
34-64695 Jun. 17, 2011 Order Granting Approval of Proposed Rule Change to Increase the Position Limit for Options on the Standard and Poor's® Depositary Receipts (SPDRs®)
34-64348 Apr. 27, 2011 Notice of Filing of Proposed Rule Change to Increase the Position Limit for Options on the Standard and Poor's® Depositary Receipts (SPDRs®)
Comments due:  May 24, 2011
Comments received are available for this notice.

SR-Phlx-2011-57
34-64381 May 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Active SQF Port Fees
Comments due:  May 31, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-56
34-64688 Jun. 16, 2011 Order Granting Approval of Proposed Rule Change Establishing a Qualified Contingent Cross Order for Execution on the Floor of the Exchange
34-64415 May 5, 2011 Notice of Filing of Proposed Rule Change to Establish a Qualified Contingent Cross Order for Execution on the Floor of the Exchange
Comments due:  June 2, 2011
Comments received are available for this notice.

SR-Phlx-2011-55
34-64401 May 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to In-Crowd Priority
Comments due:  May 31, 2011

SR-Phlx-2011-54
34-64346 Apr. 27, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
Comments due:  May 24, 2011

SR-Phlx-2011-53
34-64294 Apr. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amending the Option Floor Procedures Advice F-14 Regarding Executing Hedge and Synthetic Options Orders Containing Stock Components
Comments due:  May 9, 2011

SR-Phlx-2011-52
34-64300 Apr. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Customer Complex Orders
Comments due:  May 11, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-51
34-64305 Apr. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Alpha Index Options
Comments due:  May 13, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-50
34-64286 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed and Multiply Listed Indexes
Comments due:  May 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-49
34-64248 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDA OMX PHLX LLC to Amend Phlx rule 1001A, Position Limits
Comments due:  May 4, 2011

SR-Phlx-2011-48
34-64284 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Provisions Regarding the Dress Code and Trade Verification
Comments due:  May 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-47
34-64249 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Establish a Qualified Contingent Cross Order
Comments due:  May 4, 2011

SR-Phlx-2011-46
34-64549 May 26, 2011 Order Granting Approval of Proposed Rule Change to Expand the Number of Components in the PHLX Gold/Silver SectorSM known as XAUSM, on Which Options are Listed and Traded
34-64244 Apr. 7, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand the Number of Components in the PHLX Gold/Silver SectorSM known as XAUSM, on Which Options are Listed and Traded
Comments due:  May 4, 2011

SR-Phlx-2011-45
34-64239 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due:  May 4, 2011

SR-Phlx-2011-44
34-64175 Apr. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  April 29, 2011

SR-Phlx-2011-43
34-64265 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permit Fees
Comments due:  May 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-40
34-64151 Mar. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  April 26, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-39
34-64165 Apr. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to QQQQ
Comments due:  April 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-38
34-64150 Mar. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ETNs
Comments due:  April 26, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-37
34-64137 Mar. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Complex Order Fees
Comments due:  April 22, 2011

SR-Phlx-2011-36
34-64113 Mar. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Equity Options Monthly Cap
Additional Materials:   Exhibit 5
Comments due:  April 19, 2011

SR-Phlx-2011-35
34-64108 Mar. 22, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Extend the FLEX No Minimum Value Pilot Program
Comments due:  April 18, 2011

SR-Phlx-2011-34
34-64096 Mar. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options
Comments due:  April 13, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-32
34-64141 Mar. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Inactive Nominees and Dividend and Merger Strategy Definitions
Comments due:  April 25, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-30
34-64061 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due:  April 4, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-29
34-64056 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due:  April 4, 2011

SR-Phlx-2011-28
34-64478 May 12, 2011 Order Approving Proposed Rule Change to Expand the Number of Components in the PHLX Oil Service SectorSM known as OSXSM, and Changing the Weighting Methodology from Price-Weighted to Capitalization-Weighted
34-64282 Apr. 8, 2011 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Expand the Number of Components in the PHLX Oil Service Sector known as OSX, on Which Options are Listed and Traded
34-64075 Mar. 11, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand the Number of Components in the The PHLX Oil Service SectorSM known as OSXSM, on Which Options are Listed and Traded
Comments due:  April 7, 2011

SR-Phlx-2011-27
34-63967 Feb. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amendments to Rules 200(g) and 201 of Regulation SHO Applicable to Complex Orders
Comments due:  March 25, 2011

SR-Phlx-2011-26
34-64010 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inactive Nominee Fee
Comments due:  March 29, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-25
34-63978 Feb. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 3303 to Implement the Amendments to Regulation SHO
Comments due:  March 25, 2011

SR-Phlx-2011-24
34-63958 Feb. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  March 23, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-23
34-63985 Feb. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Clarifying Changes to Rules 607 and 3202 Concerning the Application and Collection of the Covered Sale Fee
Comments due:  March 25, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-21
34-63979 Feb. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quality Opening Markets
Comments due:  March 25, 2011

SR-Phlx-2011-20
34-63957 Feb. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Dividend and Merger Strategies
Comments due:  March 23, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-17
34-63905 Feb. 14, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish and Adopt Fees for the new Short Sale Monitor Service and PSX Data Add-On
Comments due:  March 11, 2011
Comments received are available for this notice.

SR-Phlx-2011-16
34-63873 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due:  March 8, 2011

SR-Phlx-2011-15
34-64157 Mar. 31, 2011 Order Granting Approval of Proposed Rule Change to Expand the $2.50 Strike Price Program
34-63914 Feb. 15, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand the $2.50 Strike Price Program
Comments due:  March 15, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-14
34-63810 Feb. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding the Listing of Option Series with $1 Strike Prices
Comments due:  February 28, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-13
34-64338 Apr. 25, 2011 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations
34-64276 Apr. 8, 2011 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations
34-63981 Feb. 25, 2011 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company Agreement, By-Laws, Rules, Advices and Regulations
Comments due:  March 25, 2011

SR-Phlx-2011-12
34-63880 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders
Comments due:  March 9, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-11
34-63838 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Modify Fees for NASDAQ OMX PSX
Comments due:  March 3, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-009
34-63781 Jan. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Entry Port Fee
Comments due:  February 23, 2011

SR-Phlx-2011-08
34-63786 Jan. 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File Nos.:  SR-NASDAQ-2011-013, SR-BX-2011-04
Comments due:  February 24, 2011

SR-Phlx-2011-007
34-63780 Jan. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Related Equity Option Cap, Active SQF Port Fees and Other Membership Fees
Comments due:  February 23, 2011

SR-Phlx-2011-005
34-63718 Jan. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  February 14, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-04
34-63700 Jan. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Option Expiration Months and Series of Options Open for Trading on the Exchange
Comments due:  February 8, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-03
34-64122 Mar. 24, 2011 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendment to Rule 862 Relating to Discretionary Proxy Voting on Executive Compensation Matters
Comments due:  April 20, 2011

SR-Phlx-2011-02
34-63658 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program
Comments due:  February 2, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2011-01
34-63712 Jan. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Cap on Dividend, Merger and Short Stock Interest Strategies
Comments due:  February 10, 2011

 

http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2011.shtml


Modified: 07/19/2012