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NASDAQ OMX PHLX, Inc. (Phlx) Rulemaking Archive: 2010
We encourage the public to submit comments on the following NASDAQ OMX PHLX, Inc. (Phlx) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
Phlx File Number List for 2010
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Release No. |
Date |
Details |
Fourth Quarter |
SR-Phlx-2010-153 |
34-63627 |
Dec. 30, 2010 |
Order Approving a Proposed Rule Change to Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Must Begin to Electronically Quote After Assignment
See also:
Notice: Rel. No. 34-63305
|
SR-Phlx-2010-185 |
34-63626 |
Dec. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for Cabinet Trading Below $1.00 Per Contract Until June 1, 2011
Comments due: January 27, 2011
|
SR-Phlx-2010-181 |
34-63619 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as modified by Amendment No. 1 Thereto Relating to Active SQF Port Fee
Comments due: January 26, 2011
|
SR-Phlx-2010-180 |
34-63603 |
Dec. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Floor Qualification Examination
Comments due: January 20, 2011
|
SR-Phlx-2010-179 |
34-63595 |
Dec. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due: January 19, 2011
|
SR-Phlx-2010-183 |
34-63594 |
Dec. 21, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand Its Short Term Option Program
Comments due: January 18, 2011
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-63875
|
SR-Phlx-2010-176 |
34-63575 |
Dec. 17, 2010 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Alpha Index Options
Comments due: January 18, 2011
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-63860
|
SR-Phlx-2010-178 |
34-63569 |
Dec. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule
Comments due: January 18, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-177 |
34-63562 |
Dec. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Options Overlying QNET
Comments due: January 13, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-175 |
34-63522 |
Dec. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Change Implementation Date for Direct Access Fees
Comments due: January 6, 2011
|
SR-Phlx-2010-157 |
34-63509 |
Dec. 9, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due: January 5, 2011
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-63777
|
SR-Phlx-2010-174 |
34-63504 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due: January 5, 2011
|
SR-Phlx-2010-171 |
34-63495 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Collection of Exchange Fees
Comments due: January 5, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-172 |
34-63492 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Changing the Starting Time for NASDAQ OMX PSX
Comments due: January 5, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-173 |
34-63491 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due: January 5, 2011
|
SR-Phlx-2010-170 |
34-63443 |
Dec. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due: January 3, 2011
|
SR-Phlx-2010-166 |
34-63436 |
Dec. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 3, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-164 |
34-63412 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: December 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-169 |
34-63411 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Modify Fees for NASDAQ OMX PSX
Comments due: December 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-165 |
34-63406 |
Dec. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Billing and Other Clarifying Amendments
Comments due: December 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-168 |
34-63402 |
Dec. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due: December 28, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-167 |
34-63395 |
Nov. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement, on a Semi-Annual Basis, of Penny Pilot Issues that have been Delisted
Comments due: December 27, 2010
|
SR-Phlx-2010-162 |
34-63372 |
Nov. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Price Improvement (PIXL) Fees
Comments due: December 22, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-163 |
34-63367 |
Nov. 23, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Obvious Errors Respecting Complex Trades
Comments due: December 22, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-63692
Comments received
are available
for this notice.
|
SR-Phlx-2010-154 |
34-63351 |
Nov. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the PHOTO Historical Data Product
Comments due: December 20, 2010
Comments received
are available
for this notice.
|
SR-Phlx-2010-156 |
34-63350 |
Nov. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due: December 20, 2010
|
SR-Phlx-2010-158 |
34-63339 |
Nov. 18, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a $5 Strike Price Program
Comments due: December 15, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-159 |
34-63334 |
Nov. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes
Comments due: December 15, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-148 |
34-63318 |
Nov. 16, 2010 |
Notice of Filing of Proposed Rule Change Relating to Certain Membership Rules
Comments due: December 13, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-153 |
34-63305 |
Nov. 10, 2010 |
Notice of Filing of Proposed Rule Change to Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Begin to Electronically Quote After Assignment
Comments due: December 8, 2010
See also:
Order: Rel. No. 34-63627
|
SR-Phlx-2010-155 |
34-63257 |
Nov. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for use of the Testing Facility
Comments due: December 3, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-150 |
34-63252 |
Nov. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
Comments due: December 3, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-152 |
34-63219 |
Nov. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Revenue Sharing Program with Correlix, Inc. and Free Trial Period for New Users
Comments due: November 26, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-151 |
34-63198 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: November 24, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-145 |
34-63192 |
Oct. 27, 2010 |
Notice of Filing of Proposed Rule Change to Establish Remote Specialists
Comments due: November 23, 2010
See also:
Notice/Order: Rel. No. 34-63717
|
SR-Phlx-2010-146 |
34-63188 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Prices for Co-Location Services
Comments due: November 23, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-144 |
34-63158 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: November 17, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-143 |
34-63145 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Active SQF Port Fee
Comments due: November 17, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-141 |
34-63140 |
Oct. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain FLEX Options to Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis
Comments due: November 16, 2010
|
SR-Phlx-2010-149 |
34-63134 |
Oct. 20, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the $0.50 Strike Price Program
Comments due: November 16, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-118 |
34-63132 |
Oct. 19, 2010 |
Order Approving Proposed Rule Change to expand the $.50 Strike Price Program
See also:
Notice: Rel. No. 34-62799
|
SR-Phlx-2010-119 |
34-63121 |
Oct. 18, 2010 |
Order Approving Proposed Rule Change to Amend Exchange Rule 652 ("Limitation of Exchange Liability and Reimbursement of Certain Expenses") to Require Member Organizations on the Exchange's Trading Floor to Procure and Maintain Liability Insurance
See also:
Notice: Rel. No. 34-62892
|
SR-Phlx-2010-130 |
34-63082 |
Oct. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to PIXL Fees
Comments due: November 8, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-139 |
34-63071 |
Oct. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities
Comments due: November 8, 2010
|
SR-Phlx-2010-129 |
34-63070 |
Oct. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity
Comments due: November 5, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-136 |
34-63064 |
Oct. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1015
Comments due: November 5, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-135 |
34-63051 |
Oct. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Collars for Unpriced Orders
Comments due: November 4, 2010
|
SR-Phlx-2010-137 |
34-63050 |
Oct. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anti-Internalization Functionality for NASDAQ OMX PSX
Comments due: November 4, 2010
|
SR-Phlx-2010-131 |
34-63036 |
Oct. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule 1014
Comments due: November 2, 2010
|
SR-Phlx-2010-124 |
34-63034 |
Oct. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Send Certain Information Over the Specialized Quote Feed
Comments due: October 29, 2010
|
SR-Phlx-2010-108 |
34-63027 |
Oct. 1, 2010 |
Order Granting Approval to a Proposed Rule Change Relating to a Proposed Price Improvement System, Price Improvement XL
See also:
Notice: Rel. No. 34-62678
|
Third Quarter |
SR-Phlx-2010-134 |
34-63024 |
Sep. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, LLC Relating to Exchange Disseminated Quotations
Comments due: October 27, 2010
|
SR-Phlx-2010-125 |
34-63023 |
Sep. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearly Erroneous Transactions
Comments due: October 27, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-126 |
34-63004 |
Sep. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Individual Stock Trading Pauses
Comments due: October 26, 2010
|
SR-Phlx-2010-123 |
34-62900 |
Sep. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New FLEX Options Pilot Program
Comments due: October 8, 2010
|
SR-Phlx-2010-121 |
34-62887 |
Sep. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Feeds
Comments due: October 8, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-119 |
34-62892 |
Sep. 10, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Limitation of Exchange Liability
Comments due: October 8, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-63121
|
SR-Phlx-2010-79 |
34-62877 |
Sep. 9, 2010 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
See also:
Notice: Rel. No. 34-62519
|
SR-Phlx-2010-120 |
34-62876 |
Sep. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish Fees for NASDAQ OMX PSX
Comments due: October 7, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-122 |
34-62867 |
Sep. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify What Information Must be Entered Into the Exchange's Options Floor Broker Management System
Comments due: October 6, 2010
|
SR-Phlx-2010-118 |
34-62799 |
Aug. 30, 2010 |
Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the $.50 Strike Price Program
Comments due: September 29, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-63132
|
SR-Phlx-2010-104 |
34-62783 |
Aug. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Conversion of NASDAQ OMX PHLX, Inc. to a Limited Liability Company
Comments due: September 24, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-91 |
34-62776 |
Aug. 26, 2010 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Phlx Rule 604 Relating to Registration and Qualification Requirements for PSX
See also:
Notice: Rel. No. 34-62509
|
SR-Phlx-2010-115 |
34-62775 |
Aug. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Amendment to Rule 862 Relating to, Among Other Things, Eliminate Broker Discretionary Voting for All Elections of Directors, Except for Companies Registered under the Investment Company Act of 1940
Comments due: September 22, 2010
|
SR-Phlx-2010-117 |
34-62766 |
Aug. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees, the Monthly Cap and Electronic Auctions
Comments due: September 21, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-112 |
34-62760 |
Aug. 24, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trade Reporting
Comments due: September 20, 2010
Comments received
are available
for this notice.
|
SR-Phlx-2010-111 |
34-62759 |
Aug. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Automated Opening System
Comments due: September 20, 2010
|
SR-Phlx-2010-113 |
34-62745 |
Aug. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due: September 16, 2010
|
SR-Phlx-2010-105 |
34-62744 |
Aug. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due: September 16, 2010
|
SR-Phlx-2010-109 |
34-62710 |
Aug. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend Exchange Rules Related to the Cut-off Time for Contrary Exercise Advice Submissions
Comments due: September 8, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-108 |
34-62678 |
Aug. 10, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX Phlx, Inc. Relating to a Proposed Price Improvement System, Price Improvement XL (PIXLSM)
Comments due: September 7, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-63027
Comments received
are available
for this notice.
|
SR-Phlx-2010-110 |
34-62661 |
Aug. 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Billing Policies
Comments due: September 3, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-89 |
34-62639 |
Aug. 4, 2010 |
Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections
See also:
Notice: Rel. No. 34-62394
|
SR-Phlx-2010-102 |
34-62631 |
Aug. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: August 31, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-107 |
34-62628 |
Aug. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Sponsored Access Pilot Program Permanent
Comments due: August 31, 2010
|
SR-Phlx-2010-100 |
34-62619 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: August 30, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-103 |
34-62616 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: August 27, 2010
|
SR-Phlx-2010-98 |
34-62562 |
Jul. 23, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due: August 19, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-95 |
34-62534 |
Jul. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Re-Entry
Comments due: August 16, 2010
|
SR-Phlx-2010-96 |
34-62530 |
Jul. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities
Comments due: August 16, 2010
|
SR-Phlx-2010-79 |
34-62519 |
Jul. 16, 2010 |
Notice of Filing of Proposed Rule Change Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
Comments due: August 16, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-62877
|
SR-Phlx-2010-90 |
34-62518 |
Jul. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders
Comments due: August 13, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-91 |
34-62509 |
Jul. 15, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc., as Modified by Amendment No. 1 Thereto, Relating to Registration and Qualification Requirements for PSX
Comments due: August 12, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-62776
|
SR-Phlx-2010-93 |
34-62504 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions
Comments due: August 12, 2010
|
SR-Phlx-2010-94 |
34-62472 |
Jul. 8, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity
Comments due: August 5, 2010
Additional Materials:
Exhibit 5
|
Second Quarter |
SR-Phlx-2010-88 |
34-62423 |
Jun. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due: August 2, 2010
|
SR-Phlx-2010-72 |
34-62420 |
Jun. 30, 2010 |
Order Granting Approval of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Expand Its $1 Strike Program to 150 Classes
See also:
Notice: Rel. No. 34-62151
|
SR-Phlx-2010-80 |
34-62403 |
Jun. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Floor Broker Subsidy
Comments due: July 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-18 |
34-62395 |
Jun. 28, 2010 |
Order Approving a Proposed Rule Change to Codify Prices for Co-Location Services
See also:
Notice: Rel. No. 34-61486
|
SR-Phlx-2010-89 |
34-62394 |
Jun. 28, 2010 |
Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due: July 23, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-62639
|
SR-Phlx-2010-87 |
34-62379 |
Jun. 25, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for FLEX Equity Options
Comments due: July 22, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-85 |
34-62325 |
Jun. 18, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Equity Options
Comments due: July 16, 2010
|
SR-Phlx-2010-83 |
34-62320 |
Jun. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Rules Relating to Directed Orders and Eligible Orders
Comments due: July 15, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-84 |
34-62296 |
Jun. 15, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish a Short Term Option Program
Comments due: July 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-81 |
34-62294 |
Jun. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due: July 14, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-82 |
34-62269 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security
Comments due: July 8, 2010
|
SR-Phlx-2010-78 |
34-62234 |
Jun. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Foreign Currency Options under Rule 133
Comments due: July 6, 2010
|
SR-Phlx-2010-73 |
34-62196 |
Jun. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity
Comments due: June 30, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-48 |
34-62194 |
May 28, 2010 |
Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees
See also:
Notice: Rel. No. 34-61878
|
SR-Phlx-2010-77 |
34-62179 |
May 26, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule
Comments due: June 24, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-67 |
34-62155 |
May 24, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Risk Management Interface
Comments due: June 18, 2010
|
SR-Phlx-2010-72 |
34-62151 |
May 21, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Make Changes to Expand the $1 Strike Program
Comments due: June 18, 2010
See also:
Order: Rel. No. 34-62420
|
SR-Phlx-2010-43 |
34-62147 |
May 21, 2010 |
Order Approving a Proposed Rule Change Relating to Quote Spread Parameters and Batching of Violations
See also:
Notice: Rel. No. 34-61862
|
SR-Phlx-2010-69 |
34-62140 |
May 20, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Applicability of Fees
Comments due: June 17, 2010
|
SR-Phlx-2010-71 |
34-62105 |
May 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Routing Fees
Comments due: June 11, 2010
|
SR-Phlx-2010-66 |
34-62069 |
May 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Comments due: June 7, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-68 |
34-62060 |
May 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to One Cent Strike Price Intervals of Foreign Currency Options
Comments due: June 7, 2010
|
SR-Phlx-2010-65 |
34-62028 |
May 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-Phlx-2010-64 |
34-62009 |
Apr. 30, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity
Comments due: June 1, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-58 |
34-61994 |
Apr. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due: May 27, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-60 |
34-61984 |
Apr. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to QNET Sector Index Option Fees
Comments due: May 24, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-62 |
34-61971 |
Apr. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: May 21, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-61 |
34-61961 |
Apr. 22, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 21, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-40 |
34-61943 |
Apr. 20, 2010 |
Order Granting Accelerated Approval of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
See also:
Notice: Rel. No. 34-61695
|
SR-Phlx-2010-56 |
34-61933 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 14, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-51 |
34-61932 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for "Professional"
Comments due: May 14, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-55 |
34-61905 |
Apr. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for "Professionals"
Comments due: May 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-48 |
34-61878 |
Apr. 8, 2010 |
Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees
Comments due: May 7, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-62194
Comments received
are available
for this notice.
|
SR-Phlx-2010-54 |
34-61863 |
Apr. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for Participation in NASDAQ OMX PSX
Comments due: May 7, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-43 |
34-61862 |
Apr. 7, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Quote Spread Parameters and Batching of Violations
Comments due: May 7, 2010
See also:
Order: Rel. No. 34-62147
|
SR-Phlx-2010-52 |
34-61828 |
Apr. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Price Protection Strategy
Comments due: April 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-47 |
34-61822 |
Apr. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment of the Fee Schedule
Comments due: April 28, 2010
Additional Materials:
Exhibit 5
|
First Quarter |
SR-Phlx-2010-49 |
34-61812 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet IndexSM
Comments due: April 28, 2010
|
SR-Phlx-2010-05 |
34-61802 |
Mar. 30, 2010 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Professional Orders
Comments due: April 26, 2010
See also:
Notice: Rel. No. 34-61426
|
SR-Phlx-2010-20 |
34-61796 |
Mar. 29, 2010 |
Order Granting Approval of Proposed Rule Change to Expand the Number of Components in the PHLX Semiconductor SectorSM Known as SOXSM, on which Options are Listed and Traded
See also:
Notice: Rel. No. 34-61539
|
SR-Phlx-2010-44 |
34-61776 |
Mar. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due: April 21, 2010
|
SR-Phlx-2010-46 |
34-61764 |
Mar. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to U.S. Dollar-Settled Foreign Currency Options
Comments due: April 20, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-37 |
34-61711 |
Mar. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Controller Space Fee
Comments due: April 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-42 |
34-61699 |
Mar. 12, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: April 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-40 |
34-61695 |
Mar. 12, 2010 |
Notice of Filing of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due: April 6, 2010
See also:
Order: Rel. No. 34-61943
|
SR-Phlx-2010-41 |
34-61686 |
Mar. 10, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: April 8, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-39 |
34-61685 |
Mar. 10, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Exchange Fees
Comments due: April 8, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-33 |
34-61684 |
Mar. 10, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: April 8, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-36 |
34-61667 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Procedures to Prevent Informational Advantages Resulting From the Affiliation Between PHLX and NOS
Comments due: April 2, 2010
|
SR-Phlx-2010-25 |
34-61665 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Reestablishing Certain Fees
Comments due: April 2, 2010
|
SR-Phlx-2010-32 |
34-61664 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: April 2, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-26 |
34-61630 |
Mar. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program
Comments due: March 31, 2010
|
SR-Phlx-2010-22 |
34-61617 |
Mar. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Pilot
Comments due: March 30, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2009-113 |
34-61590 |
Feb. 25, 2010 |
Order Granting Approval of Proposed Rule Change Relating to Index Option Position Limits
See also:
Notice: Rel. No. 34-61326
|
SR-Phlx-2010-23 |
34-61583 |
Feb. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Linkage Rules
Comments due: March 25, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-19 |
34-61570 |
Feb. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Routing Fees
Comments due: March 22, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-16 |
34-61558 |
Feb. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modification of Fees
Comments due: March 19, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-14 |
34-61547 |
Feb. 19, 2010 |
Order of Summary Abrogation of Three Proposed Rule Changes
See also:
Notice: Rel. No. 34-61480
|
SR-Phlx-2009-116 |
34-61547 |
Feb. 19, 2010 |
Order of Summary Abrogation of Three Proposed Rule Changes
See also:
Notice: Rel. No. 34-61398
|
SR-Phlx-2009-104 |
34-61547 |
Feb. 19, 2010 |
Order of Summary Abrogation of Three Proposed Rule Changes
See also:
Notice: Rel. No. 34-61337
|
SR-Phlx-2010-20 |
34-61539 |
Feb. 18, 2010 |
Notice of Filing of Proposed Rule Change to Expand the Number of Components in the PHLX Semiconductor SectorSM Known as SOXSM, on Which Options are Listed and Traded
Comments due: March 18, 2010
See also:
Order: Rel. No. 34-61796
|
SR-Phlx-2010-17 |
34-61529 |
Feb. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Regulatory Fee
Comments due: March 17, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-15 |
34-61509 |
Feb. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: March 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-10 |
34-61492 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Exchange's Quote Lock Counting Period
Comments due: March 3, 2010
|
SR-Phlx-2010-18 |
34-61486 |
Feb. 3, 2010 |
Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: March 2, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-62395
|
SR-Phlx-2010-14 |
34-61480 |
Feb. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options
Comments due: March 2, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-61547
|
SR-Phlx-2010-12 |
34-61454 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: March 1, 2010
|
SR-Phlx-2010-13 |
34-61438 |
Jan. 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Amending Rule 1092, Obvious Errors and Catastrophic Errors
Comments due: February 25, 2010
|
SR-Phlx-2010-05 |
34-61426 |
Jan. 26, 2010 |
Notice of Filing of Proposed Rule Change Relating to Professional Orders
Comments due: February 23, 2010
See also:
Notice/Order: Rel. No. 34-61802
|
SR-Phlx-2009-116 |
34-61398 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as modified by Amendment No. 1 thereto, by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options Overlying Standard and Poor's Depositary Receipts ("SPDRs")
Comments due: February 19, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-61547
|
SR-Phlx-2010-07 |
34-61397 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening
Comments due: February 19, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2009-101 |
34-61405 |
Jan. 21, 2010 |
Order Approving a Proposed Rule Change Relating to Collection of Exchange Fees
See also:
Notice: Rel. No. 34-61141
|
SR-Phlx-2010-01 |
34-61374 |
Jan. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due: February 16, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-04 |
34-61372 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due: February 16, 2010>
|
SR-Phlx-2009-104 |
34-61337 |
Jan. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
Comments due: February 9, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-61547
|
SR-Phlx-2009-113 |
34-61326 |
Jan. 11, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Index Option Position Limits
Comments due: February 9, 2010
See also:
Order: Rel. No. 34-61590
|
SR-Phlx-2009-110 |
34-61282 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Option Series to Quote in Penny Increments
Comments due: February 1, 2010
|
SR-Phlx-2009-108 |
34-61277 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due: February 1, 2010
|
Phlx File Number List for 2010 |
Release No. |
Date |
Details |
SR-Phlx-2010-187 |
34-63679 |
Jan. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 4, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-185 |
34-63626 |
Dec. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for Cabinet Trading Below $1.00 Per Contract Until June 1, 2011
Comments due: January 27, 2011
|
SR-Phlx-2010-183 |
34-63875 |
Feb. 9, 2011 |
Order Granting Approval of Proposed Rule Change by NASDAQ OMX PHLX LLC Expanding Its Short Term Option Program
|
34-63594 |
Dec. 21, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand Its Short Term Option Program
Comments due: January 18, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-181 |
34-63619 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as modified by Amendment No. 1 Thereto Relating to Active SQF Port Fee
Comments due: January 26, 2011
|
SR-Phlx-2010-180 |
34-63603 |
Dec. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Floor Qualification Examination
Comments due: January 20, 2011
|
SR-Phlx-2010-179 |
34-63595 |
Dec. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due: January 19, 2011
|
SR-Phlx-2010-178 |
34-63569 |
Dec. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule
Comments due: January 18, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-177 |
34-63562 |
Dec. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Options Overlying QNET
Comments due: January 13, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-176 |
34-63860 |
Feb. 7, 2011 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Alpha Index Options
|
34-63575 |
Dec. 17, 2010 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Alpha Index Options
Comments due: January 18, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-175 |
34-63522 |
Dec. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Change Implementation Date for Direct Access Fees
Comments due: January 6, 2011
|
SR-Phlx-2010-174 |
34-63504 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due: January 5, 2011
|
SR-Phlx-2010-173 |
34-63491 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due: January 5, 2011
|
SR-Phlx-2010-172 |
34-63492 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Changing the Starting Time for NASDAQ OMX PSX
Comments due: January 5, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-171 |
34-63495 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Collection of Exchange Fees
Comments due: January 5, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-170 |
34-63443 |
Dec. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due: January 3, 2011
|
SR-Phlx-2010-169 |
34-63411 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Modify Fees for NASDAQ OMX PSX
Comments due: December 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-168 |
34-63402 |
Dec. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due: December 28, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-167 |
34-63395 |
Nov. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement, on a Semi-Annual Basis, of Penny Pilot Issues that have been Delisted
Comments due: December 27, 2010
|
SR-Phlx-2010-166 |
34-63436 |
Dec. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 3, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-165 |
34-63406 |
Dec. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Billing and Other Clarifying Amendments
Comments due: December 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-164 |
34-63412 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: December 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-163 |
34-63692 |
Jan. 11, 2011 |
Order Granting Approval of Proposed Rule Change Relating to Obvious Errors Respecting Complex Trades
|
34-63367 |
Nov. 23, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Obvious Errors Respecting Complex Trades
Comments due: December 22, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-162 |
34-63372 |
Nov. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Price Improvement (PIXL) Fees
Comments due: December 22, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-159 |
34-63334 |
Nov. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes
Comments due: December 15, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-158 |
34-63654 |
Jan. 6, 2011 |
Order Granting Approval of Proposed Rule Change Establishing a $5 Strike Price Program
|
34-63339 |
Nov. 18, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a $5 Strike Price Program
Comments due: December 15, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-157 |
34-63777 |
Jan. 26, 2011 |
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders
|
34-63509 |
Dec. 9, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due: January 5, 2011
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-156 |
34-63350 |
Nov. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due: December 20, 2010
|
SR-Phlx-2010-155 |
34-63257 |
Nov. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for use of the Testing Facility
Comments due: December 3, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-154 |
34-63351 |
Nov. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the PHOTO Historical Data Product
Comments due: December 20, 2010
Comments received
are available
for this notice.
|
SR-Phlx-2010-153 |
34-63627 |
Dec. 30, 2010 |
Order Approving a Proposed Rule Change to Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Must Begin to Electronically Quote After Assignment
|
34-63305 |
Nov. 10, 2010 |
Notice of Filing of Proposed Rule Change to Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Begin to Electronically Quote After Assignment
Comments due: December 8, 2010
|
SR-Phlx-2010-152 |
34-63219 |
Nov. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Revenue Sharing Program with Correlix, Inc. and Free Trial Period for New Users
Comments due: November 26, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-151 |
34-63198 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: November 24, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-150 |
34-63252 |
Nov. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
Comments due: December 3, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-149 |
34-63134 |
Oct. 20, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the $0.50 Strike Price Program
Comments due: November 16, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-148 |
34-63647 |
Jan. 5, 2011 |
Order Granting Approval of a Proposed Rule Change Relating to Certain Membership Rules Including Affiliations and Lapse of Membership Applications
|
34-63318 |
Nov. 16, 2010 |
Notice of Filing of Proposed Rule Change Relating to Certain Membership Rules
Comments due: December 13, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-146 |
34-63188 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Prices for Co-Location Services
Comments due: November 23, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-145 |
34-63717 |
Jan. 14, 2011 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Establishment of Remote
Specialists
Comments due: February 14, 2011
Additional Materials:
Exhibit 5
|
34-63192 |
Oct. 27, 2010 |
Notice of Filing of Proposed Rule Change to Establish Remote Specialists
Comments due: November 23, 2010
|
SR-Phlx-2010-144 |
34-63158 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: November 17, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-143 |
34-63145 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Active SQF Port Fee
Comments due: November 17, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-141 |
34-63140 |
Oct. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain FLEX Options to Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis
Comments due: November 16, 2010
|
SR-Phlx-2010-139 |
34-63071 |
Oct. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities
Comments due: November 8, 2010
|
SR-Phlx-2010-137 |
34-63050 |
Oct. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anti-Internalization Functionality for NASDAQ OMX PSX
Comments due: November 4, 2010
|
SR-Phlx-2010-136 |
34-63064 |
Oct. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1015
Comments due: November 5, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-135 |
34-63051 |
Oct. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Collars for Unpriced Orders
Comments due: November 4, 2010
|
SR-Phlx-2010-134 |
34-63024 |
Sep. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, LLC Relating to Exchange Disseminated Quotations
Comments due: October 27, 2010
|
SR-Phlx-2010-131 |
34-63036 |
Oct. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule 1014
Comments due: November 2, 2010
|
SR-Phlx-2010-130 |
34-63082 |
Oct. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to PIXL Fees
Comments due: November 8, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-129 |
34-63070 |
Oct. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity
Comments due: November 5, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-126 |
34-63004 |
Sep. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Individual Stock Trading Pauses
Comments due: October 26, 2010
|
SR-Phlx-2010-125 |
34-63023 |
Sep. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearly Erroneous Transactions
Comments due: October 27, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-124 |
34-63034 |
Oct. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Send Certain Information Over the Specialized Quote Feed
Comments due: October 29, 2010
|
SR-Phlx-2010-123 |
34-62900 |
Sep. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New FLEX Options Pilot Program
Comments due: October 8, 2010
|
SR-Phlx-2010-122 |
34-62867 |
Sep. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify What Information Must be Entered Into the Exchange's Options Floor Broker Management System
Comments due: October 6, 2010
|
SR-Phlx-2010-121 |
34-62887 |
Sep. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Feeds
Comments due: October 8, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-120 |
34-62876 |
Sep. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish Fees for NASDAQ OMX PSX
Comments due: October 7, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-119 |
34-63121 |
Oct. 18, 2010 |
Order Approving Proposed Rule Change to Amend Exchange Rule 652 ("Limitation of Exchange Liability and Reimbursement of Certain Expenses") to Require Member Organizations on the Exchange's Trading Floor to Procure and Maintain Liability Insurance
|
34-62892 |
Sep. 10, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Limitation of Exchange Liability
Comments due: October 8, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-118 |
34-63132 |
Oct. 19, 2010 |
Order Approving Proposed Rule Change to expand the $.50 Strike Price Program
|
34-62799 |
Aug. 30, 2010 |
Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the $.50 Strike Price Program
Comments due: September 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-117 |
34-62766 |
Aug. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees, the Monthly Cap and Electronic Auctions
Comments due: September 21, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-115 |
34-62775 |
Aug. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Amendment to Rule 862 Relating to, Among Other Things, Eliminate Broker Discretionary Voting for All Elections of Directors, Except for Companies Registered under the Investment Company Act of 1940
Comments due: September 22, 2010
|
SR-Phlx-2010-113 |
34-62745 |
Aug. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due: September 16, 2010
|
SR-Phlx-2010-112 |
34-62760 |
Aug. 24, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trade Reporting
Comments due: September 20, 2010
Comments received
are available
for this notice.
|
SR-Phlx-2010-111 |
34-62759 |
Aug. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Automated Opening System
Comments due: September 20, 2010
|
SR-Phlx-2010-110 |
34-62661 |
Aug. 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Billing Policies
Comments due: September 3, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-109 |
34-62710 |
Aug. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend Exchange Rules Related to the Cut-off Time for Contrary Exercise Advice Submissions
Comments due: September 8, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-108 |
34-63027 |
Oct. 1, 2010 |
Order Granting Approval to a Proposed Rule Change Relating to a Proposed Price Improvement System, Price Improvement XL
|
34-62678 |
Aug. 10, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX Phlx, Inc. Relating to a Proposed Price Improvement System, Price Improvement XL (PIXLSM)
Comments due: September 7, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-107 |
34-62628 |
Aug. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Sponsored Access Pilot Program Permanent
Comments due: August 31, 2010
|
SR-Phlx-2010-105 |
34-62744 |
Aug. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due: September 16, 2010
|
SR-Phlx-2010-104 |
34-62783 |
Aug. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Conversion of NASDAQ OMX PHLX, Inc. to a Limited Liability Company
Comments due: September 24, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-103 |
34-62616 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: August 27, 2010
|
SR-Phlx-2010-102 |
34-62631 |
Aug. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: August 31, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-100 |
34-62619 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: August 30, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-98 |
34-62562 |
Jul. 23, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due: August 19, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-96 |
34-62530 |
Jul. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities
Comments due: August 16, 2010
|
SR-Phlx-2010-95 |
34-62534 |
Jul. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Re-Entry
Comments due: August 16, 2010
|
SR-Phlx-2010-94 |
34-62472 |
Jul. 8, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity
Comments due: August 5, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-93 |
34-62504 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions
Comments due: August 12, 2010
|
SR-Phlx-2010-91 |
34-62776 |
Aug. 26, 2010 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Phlx Rule 604 Relating to Registration and Qualification Requirements for PSX
|
34-62509 |
Jul. 15, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc., as Modified by Amendment No. 1 Thereto, Relating to Registration and Qualification Requirements for PSX
Comments due: August 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-90 |
34-62518 |
Jul. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders
Comments due: August 13, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-89 |
34-62639 |
Aug. 4, 2010 |
Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections
|
34-62394 |
Jun. 28, 2010 |
Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due: July 23, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-88 |
34-62423 |
Jun. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due: August 2, 2010
|
SR-Phlx-2010-87 |
34-62379 |
Jun. 25, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for FLEX Equity Options
Comments due: July 22, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-85 |
34-62325 |
Jun. 18, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Equity Options
Comments due: July 16, 2010
|
SR-Phlx-2010-84 |
34-62296 |
Jun. 15, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish a Short Term Option Program
Comments due: July 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-83 |
34-62320 |
Jun. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Rules Relating to Directed Orders and Eligible Orders
Comments due: July 15, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-82 |
34-62269 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security
Comments due: July 8, 2010
|
SR-Phlx-2010-81 |
34-62294 |
Jun. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due: July 14, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-80 |
34-62403 |
Jun. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Floor Broker Subsidy
Comments due: July 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-79 |
34-62877 |
Sep. 9, 2010 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
|
34-62519 |
Jul. 16, 2010 |
Notice of Filing of Proposed Rule Change Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
Comments due: August 16, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-78 |
34-62234 |
Jun. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Foreign Currency Options under Rule 133
Comments due: July 6, 2010
|
SR-Phlx-2010-77 |
34-62179 |
May 26, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule
Comments due: June 24, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-73 |
34-62196 |
Jun. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity
Comments due: June 30, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-72 |
34-62420 |
Jun. 30, 2010 |
Order Granting Approval of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Expand Its $1 Strike Program to 150 Classes
|
34-62151 |
May 21, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Make Changes to Expand the $1 Strike Program
Comments due: June 18, 2010
|
SR-Phlx-2010-71 |
34-62105 |
May 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Routing Fees
Comments due: June 11, 2010
|
SR-Phlx-2010-69 |
34-62140 |
May 20, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Applicability of Fees
Comments due: June 17, 2010
|
SR-Phlx-2010-68 |
34-62060 |
May 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to One Cent Strike Price Intervals of Foreign Currency Options
Comments due: June 7, 2010
|
SR-Phlx-2010-67 |
34-62155 |
May 24, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Risk Management Interface
Comments due: June 18, 2010
|
SR-Phlx-2010-66 |
34-62069 |
May 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Comments due: June 7, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-65 |
34-62028 |
May 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-Phlx-2010-64 |
34-62009 |
Apr. 30, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity
Comments due: June 1, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-62 |
34-61971 |
Apr. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: May 21, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-61 |
34-61961 |
Apr. 22, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 21, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-60 |
34-61984 |
Apr. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to QNET Sector Index Option Fees
Comments due: May 24, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-58 |
34-61994 |
Apr. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due: May 27, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-56 |
34-61933 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 14, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-55 |
34-61905 |
Apr. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for "Professionals"
Comments due: May 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-54 |
34-61863 |
Apr. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for Participation in NASDAQ OMX PSX
Comments due: May 7, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-52 |
34-61828 |
Apr. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Price Protection Strategy
Comments due: April 29, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-51 |
34-61932 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for "Professional"
Comments due: May 14, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-49 |
34-61812 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet IndexSM
Comments due: April 28, 2010
|
SR-Phlx-2010-48 |
34-62194 |
May 28, 2010 |
Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees
|
34-61878 |
Apr. 8, 2010 |
Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees
Comments due: May 7, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-47 |
34-61822 |
Apr. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment of the Fee Schedule
Comments due: April 28, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-46 |
34-61764 |
Mar. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to U.S. Dollar-Settled Foreign Currency Options
Comments due: April 20, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-44 |
34-61776 |
Mar. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due: April 21, 2010
|
SR-Phlx-2010-43 |
34-62147 |
May 21, 2010 |
Order Approving a Proposed Rule Change Relating to Quote Spread Parameters and Batching of Violations
|
34-61862 |
Apr. 7, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Quote Spread Parameters and Batching of Violations
Comments due: May 7, 2010
|
SR-Phlx-2010-42 |
34-61699 |
Mar. 12, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: April 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-41 |
34-61686 |
Mar. 10, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: April 8, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-40 |
34-61943 |
Apr. 20, 2010 |
Order Granting Accelerated Approval of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
|
34-61695 |
Mar. 12, 2010 |
Notice of Filing of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due: April 6, 2010
|
SR-Phlx-2010-39 |
34-61685 |
Mar. 10, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Exchange Fees
Comments due: April 8, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-37 |
34-61711 |
Mar. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Controller Space Fee
Comments due: April 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-36 |
34-61667 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Procedures to Prevent Informational Advantages Resulting From the Affiliation Between PHLX and NOS
Comments due: April 2, 2010
|
SR-Phlx-2010-33 |
34-61684 |
Mar. 10, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: April 8, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-Phlx-2010-32 |
34-61664 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: April 2, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-26 |
34-61630 |
Mar. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program
Comments due: March 31, 2010
|
SR-Phlx-2010-25 |
34-61665 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Reestablishing Certain Fees
Comments due: April 2, 2010
|
SR-Phlx-2010-23 |
34-61583 |
Feb. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Linkage Rules
Comments due: March 25, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-22 |
34-61617 |
Mar. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Pilot
Comments due: March 30, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-20 |
34-61796 |
Mar. 29, 2010 |
Order Granting Approval of Proposed Rule Change to Expand the Number of Components in the PHLX Semiconductor SectorSM Known as SOXSM, on which Options are Listed and Traded
|
34-61539 |
Feb. 18, 2010 |
Notice of Filing of Proposed Rule Change to Expand the Number of Components in the PHLX Semiconductor SectorSM Known as SOXSM, on Which Options are Listed and Traded
Comments due: March 18, 2010
|
SR-Phlx-2010-19 |
34-61570 |
Feb. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Routing Fees
Comments due: March 22, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-18 |
34-62395 |
Jun. 28, 2010 |
Order Approving a Proposed Rule Change to Codify Prices for Co-Location Services
|
34-61486 |
Feb. 3, 2010 |
Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: March 2, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-17 |
34-61529 |
Feb. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Regulatory Fee
Comments due: March 17, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-16 |
34-61558 |
Feb. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modification of Fees
Comments due: March 19, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-15 |
34-61509 |
Feb. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: March 12, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-14 |
34-61547 |
Feb. 19, 2010 |
Order of Summary Abrogation of Three Proposed Rule Changes
|
34-61480 |
Feb. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options
Comments due: March 2, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-13 |
34-61438 |
Jan. 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Amending Rule 1092, Obvious Errors and Catastrophic Errors
Comments due: February 25, 2010
|
SR-Phlx-2010-12 |
34-61454 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: March 1, 2010
|
SR-Phlx-2010-10 |
34-61492 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Exchange's Quote Lock Counting Period
Comments due: March 3, 2010
|
SR-Phlx-2010-07 |
34-61397 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening
Comments due: February 19, 2010
Additional Materials:
Exhibit 5
|
SR-Phlx-2010-05 |
34-61802 |
Mar. 30, 2010 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Professional Orders
Comments due: April 26, 2010
|
34-61426 |
Jan. 26, 2010 |
Notice of Filing of Proposed Rule Change Relating to Professional Orders
Comments due: February 23, 2010
|
SR-Phlx-2010-04 |
34-61372 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due: February 16, 2010
|
SR-Phlx-2010-01 |
34-61374 |
Jan. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due: February 16, 2010
Additional Materials:
Exhibit 5
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http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2010.shtml
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