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NASDAQ OMX PHLX, Inc. (Phlx) Rulemaking Archive: 2008

The Philadelphia Stock Exchange, Inc. has changed its name to NASDAQ OMX PHLX, Inc. All filings by NASDAQ OMX PHLX, Inc., as well as filings by the Philadelphia Stock Exchange made before the name change, will be posted to this page.

We encourage the public to submit comments on the following NASDAQ OMX PHLX, Inc. (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Phlx File Number List for 2008

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-Phlx-2008-82
34-59166 Dec. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1028 (Confirmations)
Comments due:  January 26, 2009

SR-Phlx-2008-79
34-59081 Dec. 11, 2008 Order Granting Accelerated Approval of a Proposed Rule Change Relating to Reduction of Option Limit Order Exposure Periods from Three Seconds to One Second
See also:  Notice: Rel. No. 34-58949

SR-Phlx-2008-58
34-59055 Dec. 4, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust
Comments due:  December 31, 2008
Additional File Nos.:   SR-Amex-2008-68; SR-BSE-2008-51; SR-CBOE-2008-72; SR-ISE-2008-58; SR-NYSEArca-2008-66

SR-Phlx-2008-80
34-59030 Dec. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to XLE® Fees
Comments due:  December 29, 2008

SR-Phlx-2008-74
34-58995 Nov. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX Phlx, Inc. Relating to Automated Openings in Index Options
Comments due:  December 22, 2008

SR-Phlx-2008-79
34-58949 Nov. 14, 2008 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Reducing the Exposure Time for Option Limit Orders to One Second
Comments due:  December 10, 2008
See also:  Order: Rel. No. 34-59081

SR-Phlx-2008-78
34-58943 Nov. 13, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Temporarily Increasing the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options
Comments due:  December 11, 2008

SR-Phlx-2008-75
34-58929 Nov. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Definition of "Market for the Underlying Security"
Comments due:  December 9, 2008

SR-Phlx-2008-68
34-58915 Nov. 7, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. Relating to Settlement Values and Spot Prices for Foreign Currency Options
Comments due:  December 8, 2008

SR-Phlx-2008-76
34-58906 Nov. 6, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Increase in the Maximum Number of Quoters Permitted in an Option
Comments due:  December 4, 2008

SR-Phlx-2008-72
34-58772 Oct. 10, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the NASDAQ OMX PHLX, Inc. Relating to a Surcharge Fee
Comments due:  November 12, 2008

SR-Phlx-2008-71
34-58755 Oct. 8, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to Deleting Unnecessary Fees
Comments due:  November 5, 2008

SR-Phlx-2008-67
34-58733 Oct. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to Clarification Regarding Capitalization-Weighting of Indexes
Comments due:  October 31, 2008

SR-Phlx-2008-70
34-58728 Oct. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Order Entry Port Fee
Comments due:  October 30, 2008
Third Quarter

SR-Phlx-2008-69
34-58691 Sep. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Phlx XL Risk Monitor Mechanism
Comments due:  October 27, 2008

SR-Phlx-2008-64
34-58658 Sep. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due:  October 24, 2008

SR-Phlx-2008-65
34-58613 Sep. 22, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Administration and Enforcement of Certain Rules Pertaining to XLE
Comments due:  October 22, 2008

SR-Phlx-2008-66
34-58582 Sep. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quotation Size Decrementation
Comments due:  October 15, 2008

SR-Phlx-2008-60
34-58571 Sep. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. to Enable the Listing and Trading of Options on Index-Linked Securities
Comments due:  October 15, 2008

SR-Phlx-2008-62
34-58420 Aug. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Exchange's Fee Schedule Concerning Complex Orders
Comments due:  September 19, 2008

SR-Phlx-2008-53
34-58410 Aug. 22, 2008 Order Approving Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
See also:  Notice: Rel. No. 34-58168

SR-Phlx-2008-63
34-58405 Aug. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution Fees on the XLE Fee Schedule
Comments due:  September 23, 2008

SR-Phlx-2008-61
34-58380 Aug. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changing Its Name
Comments due:  September 12, 2008

SR-Phlx-2008-50
34-58361 Aug. 14, 2008 Order Approving a Proposed Rule Change Relating to the Electronic Handling of Complex Orders
See also:  Notice: Rel. No. 34-58099

SR-Phlx-2007-33
34-58340 Aug. 11, 2008 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 thereto, Relating to Margining
See also:  Notice: Rel. No. 34-58045

SR-Phlx-2008-55
34-58234 Jul. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Pilot Programs in Connection with Linkage P/A Orders
Comments due:  August 25, 2008

SR-Phlx-2008-57
34-58218 Jul. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to its Certificate of Incorporation and By-Laws
Comments due:  August 20, 2008

SR-Phlx-2008-47
34-58194 Jul. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties
Comments due:  August 14, 2008

SR-Phlx-2008-54
34-58185 Jul. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders
Comments due:  August 13, 2008

SR-Phlx-2008-31
34-58179 Jul. 17, 2008 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Changes to Phlx's Governing Documents in Connection with the Acquisition of Phlx by The NASDAQ OMX Group, Inc.
Comments due:  August 13, 2008
See also:  Notice: Rel. No. 34-57703

SR-Phlx-2008-12
34-58175 Jul. 16, 2008 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption from Examination Requirements for Off-Floor Traders
See also:  Notice: Rel. No. 34-57923

SR-Phlx-2008-53
34-58168 Jul. 16, 2008 Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
Comments due:  August 12, 2008
See also:  Order: Rel. No. 34-58410

SR-Phlx-2008-49
34-58144 Jul. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders
Comments due:  August 8, 2008

SR-Phlx-2008-50
34-58099 Jul. 3, 2008 Notice of Filing of a Proposed Rule Change Relating to Complex Orders
Comments due:  July 31, 2008
See also:  Order: Rel. No. 34-58361
Second Quarter

SR-Phlx-2008-46
34-58049 Jun. 27, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Options on the Full-Size Nasdaq 100 Index and Options on the Mini Nasdaq 100 Index
Comments due:  July 24, 2008

SR-Phlx-2007-33
34-58045 Jun. 26, 2008 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 thereto and 2, Relating to Margining
Comments due:  21 days after publication in the Federal Register
See also:  Order: Rel. No. 34-58340

SR-Phlx-2008-44
34-58039 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due:  July 24, 2008

SR-Phlx-2008-42
34-58002 Jun. 23, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors
Comments due:  July 18, 2008

SR-Phlx-2008-45
34-57953 Jun. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Maximum Number of Quoters in options overlying the SPDR Gold Trust
Comments due:  July 9, 2008

SR-Phlx-2008-36
34-57936 Jun. 6, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to List and Trade Options on Full and Reduced Values of the Nasdaq-100 Index
Comments due:  July 3, 2008

SR-Phlx-2008-12
34-57923 Jun. 4, 2008 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption from Examination Requirements for Off-Floor Traders
Comments due:  July 3, 2008
See also:  Notice: Rel. No. 34-58175

SR-Phlx-2008-40
34-57899 Jun. 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties and the Listing of $2.50 Strikes for Options on the SIG KCI Coal Index™
Comments due:  June 27, 2008

SR-Phlx-2008-17
34-57894 May 30, 2008 Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust
Comments due:  21 days after publication in the Federal Register

SR-Phlx-2008-27
34-57872 May 27, 2008 Order Approving Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor
See also:  Notice: Rel. No. 34-57683

SR-Phlx-2008-37
34-57871 May 27, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share
Comments due:  June 23, 2008

SR-Phlx-2008-38
34-57851 May 22, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program
Comments due:  June 20, 2008

SR-Phlx-2008-39
34-57844 May 21, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Permanent Approval of the Exchange’s Directed Order Program
Comments due:  June 19, 2008

SR-Phlx-2008-33
34-57834 May 19, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Notes
Comments due:  June 13, 2008

SR-Phlx-2008-35
34-57824 May 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to FLEX Equity Option Opening Transactions
Comments due:  June 12, 2008

SR-Phlx-2008-34
34-57806 May 9, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due:  June 6, 2008

SR-Phlx-2008-28
34-57737 Apr. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust
Comments due:  May 27, 2008

SR-Phlx-2008-30
34-57715 Apr. 25, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due:  May 21, 2008

SR-Phlx-2007-69
34-57712 Apr. 24, 2008 Order Granting Approval of a Proposed Rule Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors
See also:  Notice: Rel. No. 34-57482

SR-Phlx-2008-31
34-57703 Apr. 23, 2008 Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The Nasdaq Stock Market, Inc.
Comments due:  May 20, 2008
Additional Materials:  Exhibit 5A, Exhibit 5B, and Exhibit 5C
See also:  Notice/Order: Rel. No. 34-58179
* Submit comments on SR-Phlx-2008-31

SR-Phlx-2008-27
34-57683 Apr. 18, 2008 Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor
Comments due:  May 15, 2008
See also:  Order: Rel. No. 34-57872

SR-Phlx-2008-22
34-57608 Apr. 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Floor Broker Charge and Specialist Unit Credit in Connection with Linkage P/A Orders
Comments due:  April 29, 2008

SR-Phlx-2008-24
34-57597 Apr. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on IWM Options
Comments due:  April 28, 2008
First Quarter

SR-Phlx-2008-23
34-57583 Mar. 31, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend the Quarterly Options Series Pilot Program to Permit the Listing of Additional Series
Comments due:  April 25, 2008

SR-Phlx-2008-06
34-57575 Mar. 28, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices See also:  Notice: Rel. No. 34-57361

SR-Phlx-2008-25
34-57567 Mar. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program
Comments due:  April 23, 2008

SR-Phlx-2008-18
34-57528 Mar. 19, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations
Comments due:  April 15, 2008

SR-Phlx-2008-21
34-57515 Mar. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the SIG Energy MLP Index™ to Rules 1101A and 1104A
Comments due:  April 14, 2008

SR-Phlx-2007-69
34-57482 Mar. 12, 2008 Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors
Comments due:  April 8, 2008
See also:  Order: Rel. No. 34-57712

SR-Phlx-2008-13
34-57473 Mar. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 715 and Rule 716
Comments due:  April 7, 2008

SR-Phlx-2008-19
34-57434 Mar. 5, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Option Transaction Charge Credit Pilot Program
Comments due:  April 2, 2008

SR-Phlx-2008-16
34-57420 Mar. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Program
Comments due:  March 31, 2008

SR-Phlx-2008-14
34-57418 Mar. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program That Increases Position and Exercise Limits on Equity Options
Comments due:  March 28, 2008

SR-Phlx-2008-02
34-57386 Feb. 27, 2008 Order Granting Approval of Proposed Rule Change to Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50
See also:  Notice: Rel. No. 34-57155

SR-Phlx-2008-06
34-57361 Feb. 20, 2008 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices
Comments due:  March 19, 2008
See also:  Order: Rel. No. 34-57575

SR-Phlx-2008-07
34-57359 Feb. 20, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption from Equity Options Position Limits
Comments due:  March 21, 2008

SR-Phlx-2008-10
34-57313 Feb. 12, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Linkage P/A Orders
Comments due:  March 12, 2008

SR-Phlx-2008-09
34-57277 Feb. 6, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs
Comments due:  March 6, 2008

SR-Phlx-2007-68
34-57265 Feb. 4, 2008 Order Granting Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Customized U.S. Dollar-Settled Foreign Currency Options
See also:  Notice: Rel. No. 34-57018

SR-Phlx-2007-91
34-57263 Feb. 4, 2008 Order Approving a Proposed Rule Change to Require a Non-Streaming Quote Trader Registered Option Traders ("non-SQT ROT") to Submit a List of Options for Intended Assignment
See also:  Notice: Rel. No. 34-57034

SR-Phlx-2008-08
34-57253 Feb. 1, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program
Comments due:  February 28, 2008

SR-Phlx-2008-03
34-57224 Jan. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing Standards for Index-Linked Securities
Comments due:  February 25, 2008

SR-Phlx-2008-02
34-57155 Jan. 15, 2008 Notice of Filing of Proposed Rule Change to Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50
Comments due:  February 13, 2008
See also:  Order: Rel. No. 34-57386

SR-Phlx-2005-68
34-57134 Jan. 11, 2008 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts
See also:  Notice: Rel. No. 34-55256

SR-Phlx-2007-95
34-57116 Jan. 9, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Securities with Restricted Trading Sessions on XLE
Comments due:  February 6, 2008

SR-Phlx-2008-01
34-57111 Jan. 8, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand and Permanently Adopt the $1 Strike Pilot Program Comments due:  February 4, 2008

SR-Phlx-2007-94
34-57090 Jan. 3, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Examinations Fee
Comments due:  January 30, 2008

SR-Phlx-2007-90
34-57086 Jan. 2, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the $1 Strike Pilot Program
Comments due:  January 22, 2008
* Submit comments on SR-Phlx-2007-90

Phlx File Number List for 2008
Release No. Date Details

SR-Phlx-2008-87
34-59247 Jan. 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Phlx Fee Schedule
Comments due:  February 12, 2009

SR-Phlx-2008-86
34-59243 Jan. 13, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Phlx Fee Schedule
Comments due:  February 13, 2009

SR-Phlx-2008-82
34-59166 Dec. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1028 (Confirmations)
Comments due:  January 26, 2009

SR-Phlx-2008-80
34-59030 Dec. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to XLE® Fees
Comments due:  December 29, 2008

SR-Phlx-2008-79
34-59081 Dec. 11, 2008 Order Granting Accelerated Approval of a Proposed Rule Change Relating to Reduction of Option Limit Order Exposure Periods from Three Seconds to One Second
34-58949 Nov. 14, 2008 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Reducing the Exposure Time for Option Limit Orders to One Second
Comments due:  December 10, 2008

SR-Phlx-2008-78
34-58943 Nov. 13, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Temporarily Increasing the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options
Comments due:  December 11, 2008

SR-Phlx-2008-76
34-58906 Nov. 6, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Increase in the Maximum Number of Quoters Permitted in an Option
Comments due:  December 4, 2008

SR-Phlx-2008-75
34-58929 Nov. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Definition of "Market for the Underlying Security"
Comments due:  December 9, 2008

SR-Phlx-2008-74
34-58995 Nov. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX Phlx, Inc. Relating to Automated Openings in Index Options
Comments due:  December 22, 2008

SR-Phlx-2008-72
34-58772 Oct. 10, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the NASDAQ OMX PHLX, Inc. Relating to a Surcharge Fee
Comments due:  November 12, 2008

SR-Phlx-2008-71
34-58755 Oct. 8, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to Deleting Unnecessary Fees
Comments due:  November 5, 2008

SR-Phlx-2008-70
34-58728 Oct. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Order Entry Port Fee
Comments due:  October 30, 2008

SR-Phlx-2008-69
34-58691 Sep. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Phlx XL Risk Monitor Mechanism
Comments due:  October 27, 2008

SR-Phlx-2008-68
34-58915 Nov. 7, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. Relating to Settlement Values and Spot Prices for Foreign Currency Options
Comments due:  December 8, 2008

SR-Phlx-2008-67
34-58733 Oct. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to Clarification Regarding Capitalization-Weighting of Indexes
Comments due:  October 31, 2008

SR-Phlx-2008-66
34-58582 Sep. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quotation Size Decrementation
Comments due:  October 15, 2008

SR-Phlx-2008-65
34-58613 Sep. 22, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Administration and Enforcement of Certain Rules Pertaining to XLE
Comments due:  October 22, 2008

SR-Phlx-2008-64
34-58658 Sep. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due:  October 24, 2008

SR-Phlx-2008-63
34-58405 Aug. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution Fees on the XLE Fee Schedule
Comments due:  September 23, 2008

SR-Phlx-2008-62
34-58420 Aug. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Exchange's Fee Schedule Concerning Complex Orders
Comments due:  September 19, 2008

SR-Phlx-2008-61
34-58380 Aug. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changing Its Name
Comments due:  September 12, 2008

SR-Phlx-2008-60
34-58571 Sep. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. to Enable the Listing and Trading of Options on Index-Linked Securities
Comments due:  October 15, 2008

SR-Phlx-2008-58
34-59055 Dec. 4, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust
Comments due:  December 31, 2008
Additional File Nos.:   SR-Amex-2008-68; SR-BSE-2008-51; SR-CBOE-2008-72; SR-ISE-2008-58; SR-NYSEArca-2008-66

SR-Phlx-2008-57
34-58218 Jul. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to its Certificate of Incorporation and By-Laws
Comments due:  August 20, 2008

SR-Phlx-2008-55
34-58234 Jul. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Pilot Programs in Connection with Linkage P/A Orders
Comments due:  August 25, 2008

SR-Phlx-2008-54
34-58185 Jul. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders
Comments due:  August 13, 2008

SR-Phlx-2008-53
34-58410 Aug. 22, 2008 Order Approving Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
34-58168 Jul. 16, 2008 Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
Comments due:  August 8, 2008

SR-Phlx-2008-50
34-58361 Aug. 14, 2008 Order Approving a Proposed Rule Change Relating to the Electronic Handling of Complex Orders
34-58099 Jul. 3, 2008 Notice of Filing of a Proposed Rule Change Relating to Complex Orders
Comments due:  July 31, 2008

SR-Phlx-2008-49
34-58144 Jul. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders
Comments due:  August 8, 2008

SR-Phlx-2008-47
34-58194 Jul. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties
Comments due:  August 14, 2008

SR-Phlx-2008-46
34-58049 Jun. 27, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Options on the Full-Size Nasdaq 100 Index and Options on the Mini Nasdaq 100 Index
Comments due:  July 24, 2008

SR-Phlx-2008-45
34-57953 Jun. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Maximum Number of Quoters in options overlying the SPDR Gold Trust
Comments due:  July 9, 2008

SR-Phlx-2008-44
34-58039 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due:  July 24, 2008

SR-Phlx-2008-42
34-58002 Jun. 23, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors
Comments due:  July 18, 2008

SR-Phlx-2008-40
34-57899 Jun. 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties and the Listing of $2.50 Strikes for Options on the SIG KCI Coal Index™
Comments due:  June 27, 2008

SR-Phlx-2008-39
34-57844 May 21, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Permanent Approval of the Exchange’s Directed Order Program
Comments due:  June 19, 2008
* Submit comments on SR-Phlx-2008-39

SR-Phlx-2008-38
34-57851 May 22, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program
Comments due:  June 20, 2008

SR-Phlx-2008-37
34-57871 May 27, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share
Comments due:  June 23, 2008

SR-Phlx-2008-36
34-57936 Jun. 6, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to List and Trade Options on Full and Reduced Values of the Nasdaq-100 Index
Comments due:  July 3, 2008

SR-Phlx-2008-35
34-57824 May 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to FLEX Equity Option Opening Transactions
Comments due:  June 12, 2008

SR-Phlx-2008-34
34-57806 May 9, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due:  June 6, 2008

SR-Phlx-2008-33
34-57834 May 19, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Notes
Comments due:  June 13, 2008

SR-Phlx-2008-31
34-58179 Jul. 17, 2008 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Changes to Phlx's Governing Documents in Connection with the Acquisition of Phlx by The NASDAQ OMX Group, Inc.
Comments due:  August 13, 2008
34-57703 Apr. 23, 2008 Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The Nasdaq Stock Market, Inc.
Comments due:  May 20, 2008
Additional Materials:  Exhibit 5A, Exhibit 5B, and Exhibit 5C
* Submit comments on SR-Phlx-2008-31

SR-Phlx-2008-30
34-57715 Apr. 25, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due:  May 21, 2008

SR-Phlx-2008-28
34-57737 Apr. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust
Comments due:  May 27, 2008

SR-Phlx-2008-27
34-57872 May 27, 2008 Order Approving Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor
34-57683 Apr. 18, 2008 Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor
Comments due:  May 15, 2008

SR-Phlx-2008-25
34-57567 Mar. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program
Comments due:  April 23, 2008

SR-Phlx-2008-24
34-57597 Apr. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on IWM Options
Comments due:  April 28, 2008

SR-Phlx-2008-23
34-57583 Mar. 31, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend the Quarterly Options Series Pilot Program to Permit the Listing of Additional Series
Comments due:  April 25, 2008

SR-Phlx-2008-22
34-57608 Apr. 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Floor Broker Charge and Specialist Unit Credit in Connection with Linkage P/A Orders
Comments due:  April 29, 2008

SR-Phlx-2008-21
34-57515 Mar. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the SIG Energy MLP Index™ to Rules 1101A and 1104A
Comments due:  April 14, 2008

SR-Phlx-2008-19
34-57434 Mar. 5, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Option Transaction Charge Credit Pilot Program
Comments due:  April 2, 2008

SR-Phlx-2008-18
34-57528 Mar. 19, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations
Comments due:  April 15, 2008

SR-Phlx-2008-17
34-57894 May 30, 2008 Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust
Comments due:  21 days after publication in the Federal Register

SR-Phlx-2008-16
34-57420 Mar. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Program
Comments due:  March 31, 2008

SR-Phlx-2008-14
34-57418 Mar. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program That Increases Position and Exercise Limits on Equity Options
Comments due:  March 28, 2008

SR-Phlx-2008-13
34-57473 Mar. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 715 and Rule 716
Comments due:  April 7, 2008

SR-Phlx-2008-12
34-58175 Jul. 16, 2008 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption from Examination Requirements for Off-Floor Traders
34-57923 Jun. 4, 2008 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption from Examination Requirements for Off-Floor Traders
Comments due:  July 3, 2008

SR-Phlx-2008-10
34-57313 Feb. 12, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Linkage P/A Orders
Comments due:  March 12, 2008

SR-Phlx-2008-09
34-57277 Feb. 6, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs
Comments due:  March 6, 2008

SR-Phlx-2008-08
34-57253 Feb. 1, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program
Comments due:  February 28, 2008

SR-Phlx-2008-07
34-57359 Feb. 20, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption from Equity Options Position Limits
Comments due:  March 21, 2008

SR-Phlx-2008-06
34-57575 Mar. 28, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices
34-57361 Feb. 20, 2008 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices
Comments due:  March 19, 2008

SR-Phlx-2008-03
34-57224 Jan. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing Standards for Index-Linked Securities
Comments due:  February 25, 2008

SR-Phlx-2008-02
34-57386 Feb. 27, 2008 Order Granting Approval of Proposed Rule Change to Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50
34-57155 Jan. 15, 2008 Notice of Filing of Proposed Rule Change to Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50
Comments due:  February 13, 2008

SR-Phlx-2008-01
34-57111 Jan. 8, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand and Permanently Adopt the $1 Strike Pilot Program Comments due:  February 4, 2008

 

http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2008.shtml


Modified: 10/16/2014