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Phlx Rulemaking Archive: 2006

We encourage the public to submit comments on the following Philadelphia Stock Exchange (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Phlx File Number List for 2006

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-Phlx-2006-90
34-55028 Dec. 29, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees
Comments due:  February 1, 2007

SR-Phlx-2006-53
34-55027 Dec. 29, 2006 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol
See also:  Notice: Rel. No. 34-54807
Comments received are available for this notice.

SR-Phlx-2006-34
34-54989 Dec. 21, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to U.S. Dollar-Settled Foreign Currency Options
Comments due:  January 19, 2007
Additional Release No.:   International Series Release 1299
See also:  Notice: Rel. No. 34-54652

SR-Phlx-2006-86
34-54981 Dec. 20, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Imposing a License Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  January 18, 2007

SR-Phlx-2006-63
34-54978 Dec. 20, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Philadelphia Board of Trade Enterprise License Fee For Dissemination of Certain Market Data
Comments due:  January 18, 2007
* Submit comments on SR-Phlx-2006-63

SR-Phlx-2006-82
34-54973 Dec. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addition of the Hapoalim Israeli American Index to Rule 1101A
Comments due:  January 18, 2007

SR-Phlx-2006-83
34-54960 Dec. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Clarifying Changes to Phlx Rules Governing Registration
Comments due:  January 17, 2007

SR-Phlx-2006-70
34-54941 Dec. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Fees for the Trading of Equity Securities on XLE
Comments due:  January 12, 2007

SR-Phlx-2006-81
34-54914 Dec. 11, 2006 Notice of Filing of Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange
Comments due:  January 8, 2007
See also:  Order: Rel. No. 34-55114

SR-Phlx-2006-59
34-54890 Dec. 7, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee
Comments due:  January 3, 2007
See also:  Order: Rel. No. 34-55111

SR-Phlx-2006-80
34-54889 Dec. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Assignment of Options Trading Privileges to Streaming Quote Traders and Remote Streaming Quote Traders
Comments due:  January 3, 2007

SR-Phlx-2006-74
34-54886 Dec. 6, 2006 Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program to Quote and Trade Options in Penny Increments
Comments due:  January 3, 2007
See also:  Order: Rel. No. 34-55153

SR-Phlx-2006-78
34-54874 Dec. 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees
Comments due:  January 5, 2007

SR-Phlx-2006-51
34-54859 Dec. 1, 2006 Notice of Filing of Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders
Comments due:  January 2, 2007
See also:  Order: Rel. No. 34-55080

SR-Phlx-2006-69
34-54834 Nov. 29, 2006 Notice of Filing of Proposed Rule Change Relating to a Direct Registration System
Comments due:  December 28, 2006
See also:  Order: Rel. No. 34-55482

SR-Phlx-2006-53
34-54807 Nov. 21, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol
Comments due:  December 20, 2006
See also:  Order: Rel. No. 34-55027
Comments received are available for this notice.
* Submit comments on SR-Phlx-2006-53

SR-Phlx-2006-72
34-54802 Nov. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange’s Foreign Currency Options Floor
Comments due:  December 19, 2006

SR-Phlx-2006-77
34-54788 Nov. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities
Comments due:  December 19, 2006

SR-Phlx-2006-76
34-54760 Nov. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 185A, Intermarket Sweep Orders – Temporary
Comments due:  December 13, 2006

SR-Phlx-2006-73
34-54749 Nov. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Core Session for XLE
Comments due:  December 12, 2006

SR-Phlx-2006-71
34-54746 Nov. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying its Payment for Order Flow Program as it Relates to Order Flow Providers
Comments due:  December 11, 2006

SR-Phlx-2006-62
34-54688 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PACE Equity Transaction Charge and NMS Linkage
Comments due:  November 30, 2006

SR-Phlx-2006-67
34-54659 Oct. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Cap Registered Options Trader and Specialist Equity Option Comparison and Transaction Charges when Certain Requirements Are Met
Comments due:  November 24, 2006

SR-Phlx-2006-34
34-54652 Oct. 25, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to U.S. Dollar-Settled Foreign Currency Options
Other Release No.:  International Series Release 1298
Comments due:  November 24, 2006
See also:  Notice: Rel. No. 34-54989

SR-Phlx-2006-52
34-54648 Oct. 24, 2006 Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations
See also:  Notice: Rel. No. 34-54429
Comments received are available for this notice.

SR-Phlx-2006-57
34-54576 Oct. 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Appeals from a Hearing Officer or Hearing Panel Decision
Comments due:  November 7, 2006

SR-Phlx-2006-60
34-54555 Oct. 2, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to NMS Linkage and Phlx's Covered Sale Fee
Comments due:  October 31, 2006
Third Quarter

SR-Phlx-2006-58
34-54548 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69
Comments due:  October 27, 2006

SR-Phlx-2006-43
34-54538 Sep. 28, 2006 Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Exchange's New Equity Trading System, XLE
Comments due:  October 27, 2006
See also:  Notice: Rel. No. 34-54329
Comments received are available for this notice.

SR-Phlx-2006-56
34-54485 Sep. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 “Firm Related” Equity Option and Index Option Cap
Comments due:  October 19, 2006

SR-Phlx-2006-52
34-54429 Sep. 12, 2006 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations
Comments due:  October 10, 2006
See also:  Order: Rel. No. 34-54648
Comments received are available for this notice.

SR-Phlx-2006-55
34-54424 Sep. 11, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Dividend, Merger, and Short Stock Interest Strategy Program
Comments due:  October 10, 2006

SR-Phlx-2006-54
34-54423 Sep. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Broker/Dealer (Non-AUTOM-Delivered) Equity Option Transaction Charge
Comments due:  October 10, 2006

SR-Phlx-2006-48
34-54387 Aug. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due:  September 28, 2006

SR-Phlx-2006-50
34-54381 Aug. 29, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Extending Its Pilot Programs for Dividend, Merger, and Short Stock Interest Strategies
Comments due:  September 27, 2006

SR-Phlx-2006-43
34-54329 Aug. 17, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to The Exchange’s New Equity Trading System, XLE
Comments due:  September 15, 2006
Additional Materials:  Exhibit 5
Comments received are available for this notice.
* Submit comments on SR-Phlx-2006-43

SR-Phlx-2006-28
34-54312 Aug. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Deletion of Obsolete Provisions from Exchange Rules
Comments due:  September 8, 2006

SR-Phlx-2006-41
34-54298 Aug. 9, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period
Comments due:  September 6, 2006

SR-Phlx-2006-47
34-54297 Aug. 9, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Equity Payment for Order Flow Program
Comments due:  September 6, 2006

SR-Phlx-2006-42
34-54267 Aug. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority for In-Crowd Participants Respecting Crossing, Facilitation and Solicited Orders in Open Outcry Transactions
Comments due:  August 31, 2006

SR-Phlx-2006-46
34-54257 Aug. 1, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Specialist Option Transaction Charge Credit Pilot Program
Comments due:  August 29, 2006

SR-Phlx-2006-39
34-54237 Jul. 28, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Conforming Changes to Its By-Laws
Comments due:  August 24, 2006

SR-Phlx-2006-44
34-54233 Jul. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2006

SR-Phlx-2006-45
34-54199 Jul. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Equity Transaction Charge
Comments due:  August 24, 2006

SR-Phlx-2006-30
34-54190 Jul. 21, 2006 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Reducing Staffing Requirements for Options Specialist Units
See also:  Notice: Rel. No. 34-53979

SR-Phlx-2006-40
34-54174 Jul. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Short Stock Interest, Dividend, and Merger Strategy Programs
Comments due:  August 15, 2006

SR-Phlx-2006-17
34-54158 Jul. 17, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options
Comments due:  August 14, 2006

SR-Phlx-2006-35
34-54138 Jul. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Options Floor Broker Management System
Comments due:  August 9, 2006
Second Quarter

SR-Phlx-2005-73
34-54070 Jun. 29, 2006 Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange’s Obvious Error Rule
See also:  Notice: Rel. No. 34-53776

SR-Phlx-2006-37
34-54050 Jun. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry
Comments due:  July 26, 2006

SR-Phlx-2005-61
34-54036 Jun. 23, 2006 Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules
See also:  Notice: Rel. No. 34-53795

SR-Phlx-2006-38
34-54017 Jun. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders
Comments due:  July 18, 2006

SR-Phlx-2005-42
34-54009 Jun. 16, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee"
See also:  Notice: Rel. No. 34-53548
Comments received are available for this notice.

SR-Phlx-2005-65
34-54011 Jun. 16, 2006 Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange’s Business Conduct Committee and Disciplinary Rules
See also:  Notice: Rel. No. 34-53846

SR-Phlx-2005-69
34-53981 Jun. 14, 2006 Order Approving Proposed Rule Change to Amend Phlx Rule 784, Reports of Options
See also:  Notice: Rel. No. 34-53757

SR-Phlx-2006-30
34-53979 Jun. 14, 2006 Notice of Filing of Proposed Rule Change Relating to Reducing Staffing Requirements for Options Specialist Units
Comments due:  July 11, 2006
See also:  Order: Rel. No. 34-54190

SR-Phlx-2006-36
34-53938 Jun. 5, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  July 5, 2006

SR-Phlx-2006-29
34-53933 Jun. 1, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX/KBW Bank Index
Comments due:  June 29, 2006

SR-Phlx-2006-18
34-53874 May 25, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority in Options
Comments due:  June 23, 2006

SR-Phlx-2006-27
34-53870 May 25, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Extension of the Exchange’s Directed Order Flow Pilot Program
Comments due:  June 22, 2006

SR-Phlx-2005-65
34-53846 May 19, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Business Conduct Committee and Disciplinary Rules
Comments due:  June 12, 2006
See also:  Order: Rel. No. 34-54011

SR-Phlx-2006-33
34-53841 May 19, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Pilot Program
Comments due:  June 16, 2006

SR-Phlx-2006-26
34-53831 May 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Services Agreements
Comments due:  June 15, 2006

SR-Phlx-2006-32
34-53822 May 17, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options
Comments due:  June 13, 2006

SR-Phlx-2005-61
34-53795 May 12, 2006 Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules
Comments due:  June 8, 2006
See also:  Order: Rel. No. 34-54036

SR-Phlx-2006-04
34-53790 May 11, 2006 Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values
See also:  Notice: Rel. No. 34-53584

SR-Phlx-2005-73
34-53776 May 9, 2006 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Exchange’s Obvious Error Rule
Comments due:  June 5, 2006
See also:  Order: Rel. No. 34-54070

SR-Phlx-2006-20
34-53761 May 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Establishing a Pilot Option Transaction Charge Credit for Specialists that Send Certain Principal Acting as Agent Orders for Execution Via the Intermarket Option Linkage
Comments due:  June 2, 2006

SR-Phlx-2005-69
34-53757 May 3, 2006 Notice of Filing of Proposed Rule Change to Amend Phlx Rule 784, Reports of Options
Comments due:  May 31, 2006
See also:  Order: Rel. No. 34-53981

SR-Phlx-2006-25
34-53754 May 3, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program
Comments due:  May 31, 2006

SR-Phlx-2005-93
34-53734 Apr. 27, 2006 Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6 and 7, Relating to Amendments to its By-Laws and Charter in Connection with a Restructuring of its Board of Governors
Comments due:  May 26, 2006
See also:  Notice: Rel. No. 34-53518

SR-Phlx-2005-62
34-53692 Apr. 20, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registrations
Comments due:  May 18, 2006
See also:  Notice: Rel. No. 34-53496

SR-Phlx-2006-24
34-53688 Apr. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Associated with Participation in the Web Central Registration Depository
Comments due:  May 18, 2006

SR-Phlx-2005-80
34-53673 Apr. 18, 2006 Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders
See also:  Notice: Rel. No. 34-53514

SR-Phlx-2006-21
34-53670 Apr. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delaying Implementation of Its Cancellation Fee
Comments due:  May 15, 2006

SR-Phlx-2006-22
34-53650 Apr. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees
Comments due:  May 11, 2006

SR-Phlx-2006-23
34-53643 Apr. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Fees Related to Off-Floor Traders
Comments due:  May 10, 2006

SR-Phlx-2006-15
34-53612 Apr. 6, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Registration Filing Requirements and Reporting Requirements
Comments due:  May 3, 2006

SR-Phlx-2006-19
34-53604 Apr. 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Marked Sell Short Entered Before the
Opening

Comments due:  May 3, 2006
First Quarter

SR-Phlx-2006-04
34-53584 Mar. 31, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dissemination of Index Values
Comments due:  April 24, 2006
See also:  Order: Rel. No. 34-53790

SR-Phlx-2005-42
34-53548 Mar. 24, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee"
Comments due:  April 21, 2006
See also:  Order: Rel. No. 34-54009
Comments received are available for this notice.

SR-Phlx-2006-16
34-53529 Mar. 21, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Dividend Spread and Merger Spread Program
Comments due:  April 18, 2006

SR-Phlx-2005-93
34-53518 Mar. 20, 2006 Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, 4 and 5 Thereto to Amend its By-Laws and Charter in Connection with a Restructuring of its Board of Governors
Comments due:  April 13, 2006
See also:  Order: Rel. No. 34-53734

SR-Phlx-2005-80
34-53514 Mar. 17, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders
Comments due:  April 17, 2006
See also:  Order: Rel. No. 34-53673

SR-Phlx-2005-62
34-53496 Mar. 16, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  April 13, 2006
See also:  Order: Rel. No. 34-53692

SR-Phlx-2005-70
34-53462 Mar. 9, 2006 Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 454
See also:  Notice: Rel. No. 34-53188

SR-Phlx-2005-45
34-53449 Mar. 8, 2006 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Automatic Execution of Option Transactions During Crossed Markets
Comments due:  April 5, 2006
See also:  Notice: Rel. No. 34-52082

SR-Phlx-2006-12
34-53407 Mar. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Expansion of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices
Comments due:  April 3, 2006

SR-Phlx-2006-13
34-53388 Feb. 28, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due:  March 28, 2006

SR-Phlx-2004-37
34-53356 Feb. 23, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to Its Audit Committee
Comments due:  March 23, 2006
See also:  Notice: Rel. No. 34-52777

SR-Phlx-2006-10
34-53287 Feb. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Imposing Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  March 15, 2006

SR-Phlx-2006-01
34-53247 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Phlx's Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options
Comments due:  March 8, 2006

SR-Phlx-2005-43
34-53243 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Index Option Strike Prices
Comments due:  March 6, 2006

SR-Phlx-2006-11
34-53242 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Quoting Obligations for Directed Streaming Quote Traders and Directed Remote Streaming Quote Traders and Changes to the Exchange’s Opening Rule
Comments due:  March 6, 2006

SR-Phlx-2005-91
34-53228 Feb. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Equity Option Specialist Deficit (Shortfall) Fee
Comments due:  March 3, 2006

SR-Phlx-2005-92
34-53226 Feb. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fees
Comments due:  March 6, 2006

SR-Phlx-2006-08
34-53197 Jan. 31, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 715
Comments due:  February 28, 2006

SR-Phlx-2005-70
34-53188 Jan. 30, 2006 Notice of Filing of Proposed Rule Change Relating to the Deletion of Phlx Rule 454, "Limitations on Members' Trading Because of Options, etc."
Comments due:  February 27, 2006
See also:  Order: Rel. No. 34-53462

SR-Phlx-2005-90
34-53180 Jan. 26, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Program
Comments due:  February 22, 2006

SR-Phlx-2006-05
34-53166 Jan. 23, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Phlx XL Risk Monitor Mechanism
Comments due:  February 17, 2006

SR-Phlx-2006-02
34-53147 Jan. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Split of the PHLX Housing SectorSM Index Option
Comments due:  February 15, 2006

SR-Phlx-2005-67
34-53139 Jan. 18, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention, and Furnishing of Books, Records, and Other Information Regarding Payment for Order Flow
See also:  Notice: Rel. No. 34-52903

SR-Phlx-2005-82
34-53115 Jan. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Dividend Spread Strategy Program License Fees
Comments due:  February 13, 2006

SR-Phlx-2005-84
34-53095 Jan. 10, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Phlx Rule 1009 to Reference the Exchange's "designated staff" or "designated department" Instead of its "Department of Securities"
Comments due:  February 8, 2006

SR-Phlx-2005-75
34-53094 Jan. 10, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dividend Spread and Merger Spread Strategy Rebate Request Forms
Comments due:  February 8, 2006

SR-Phlx-2005-88
34-53078 Jan. 9, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the 500 Contract Cap on Payment for Order Flow Fees
Comments due:  February 3, 2006

SR-Phlx-2005-63
34-53070 Jan. 6, 2006 Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding
See also:  Notice: Rel. No. 34-52834

SR-Phlx-2005-87
34-53068 Jan. 6, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange’s Covered Sale Fee and Exchange Rule 607
Comments due:  February 3, 2006

SR-Phlx-2005-89
34-53046 Jan. 3, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Account Fee
Comments due:  January 30, 2006

Phlx File Number List for 2006

Release No. Date Details

SR-Phlx-2006-92
34-55044 Jan. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Benchmark and Qualified Contingent Trades in Nasdaq Securities Before the Trading Phase Date of Regulation NMS
Comments due:  February 1, 2007

SR-Phlx-2006-90
34-55028 Dec. 29, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees
Comments due:  February 1, 2007

SR-Phlx-2006-88
34-55254 Feb. 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 712, Independent Audit
Comments due:  March 7, 2007

SR-Phlx-2006-87
34-55877 Jun. 7, 2007 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Options Exchange Officials
34-55552 Mar. 29, 2007 Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 thereto, Relating to Options Exchange Officials
Comments due:  April 27, 2007

SR-Phlx-2006-86
34-54981 Dec. 20, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Imposing a License Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  January 18, 2007

SR-Phlx-2006-85
34-55321 Feb. 21, 2007 Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes
34-55173 Jan. 25, 2007 Notice of Filing of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes
Comments due:  February 15, 2007

SR-Phlx-2006-84
34-55071 Jan. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Adopt an Appeal Fee
Comments due:  February 7, 2007

SR-Phlx-2006-83
34-54960 Dec. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Clarifying Changes to Phlx Rules Governing Registration
Comments due:  January 17, 2007

SR-Phlx-2006-82
34-54973 Dec. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addition of the Hapoalim Israeli American Index to Rule 1101A
Comments due:  January 18, 2007

SR-Phlx-2006-81
34-55114 Jan. 17, 2007 Order Granting Approval to Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange
34-54914 Dec. 11, 2006 Notice of Filing of Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange
Comments due:  January 8, 2007

SR-Phlx-2006-80
34-54889 Dec. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Assignment of Options Trading Privileges to Streaming Quote Traders and Remote Streaming Quote Traders
Comments due:  January 3, 2007

SR-Phlx-2006-79
34-55211 Jan. 31, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Amendment to the Generic Listing Standards for Trust Shares
Comments due:  March 5, 2007

SR-Phlx-2006-78
34-54874 Dec. 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees
Comments due:  January 5, 2007

SR-Phlx-2006-77
34-54788 Nov. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities
Comments due:  December 19, 2006

SR-Phlx-2006-76
34-54760 Nov. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 185A, Intermarket Sweep Orders – Temporary
Comments due:  December 13, 2006

SR-Phlx-2006-74
34-55153 Jan. 23, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program to Quote Options in Penny Increments
34-54886 Dec. 6, 2006 Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program to Quote and Trade Options in Penny Increments
Comments due:  January 3, 2007

SR-Phlx-2006-73
34-54749 Nov. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Core Session for XLE
Comments due:  December 12, 2006

SR-Phlx-2006-72
34-54802 Nov. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange’s Foreign Currency Options Floor
Comments due:  December 19, 2006

SR-Phlx-2006-71
34-54746 Nov. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying its Payment for Order Flow Program as it Relates to Order Flow Providers
Comments due:  December 11, 2006

SR-Phlx-2006-70
34-54941 Dec. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Fees for the Trading of Equity Securities on XLE
Comments due:  January 12, 2007

SR-Phlx-2006-69
34-55482 Mar. 15, 2007 Order Granting Approval of a Proposed Rule Change Amending Rules Relating to the Direct Registration System
34-54834 Nov. 29, 2006 Notice of Filing of Proposed Rule Change Relating to a Direct Registration System
Comments due:  December 28, 2006

SR-Phlx-2006-67
34-54659 Oct. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Cap Registered Options Trader and Specialist Equity Option Comparison and Transaction Charges when Certain Requirements Are Met
Comments due:  November 24, 2006

SR-Phlx-2006-65
34-55305 Feb. 15, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000® Index
Comments due:  March 16, 2007

SR-Phlx-2006-63
34-55424 Mar. 8, 2007 Notice of Filing of Amendment No. 3 to the Proposed Rule Change, and Order Granting Accelerated Approval of Proposed Rule Change as Amended, Relating to a Philadelphia Board of Trade Enterprise License Fee for Dissemination of Certain Market Data
Comments due:  21 days after publication in the Federal Register
34-54978 Dec. 20, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Philadelphia Board of Trade Enterprise License Fee For Dissemination of Certain Market Data
Comments due:  January 18, 2007
* Submit comments on SR-Phlx-2006-63

SR-Phlx-2006-62
34-54688 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PACE Equity Transaction Charge and NMS Linkage
Comments due:  November 30, 2006

SR-Phlx-2006-61
34-55812 May 24, 2007 Order Approving Proposed Rule Change and Amendments No. 2 and No. 4 Thereto Relating to Order and Decorum Regulations
34-55492 Mar. 20, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 2 Thereto Relating to Order and Decorum Regulations
Comments due:  April 17, 2007

SR-Phlx-2006-60
34-54555 Oct. 2, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to NMS Linkage and Phlx's Covered Sale Fee
Comments due:  October 31, 2006

SR-Phlx-2006-59
34-55111 Jan. 16, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee
34-54890 Dec. 7, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee
Comments due:  January 3, 2007

SR-Phlx-2006-58
34-54548 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69
Comments due:  October 27, 2006
See also:  Order: Rel. No. 34-55111

SR-Phlx-2006-57
34-54576 Oct. 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Appeals from a Hearing Officer or Hearing Panel Decision
Comments due:  November 7, 2006

SR-Phlx-2006-56
34-54485 Sep. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 “Firm Related” Equity Option and Index Option Cap
Comments due:  October 19, 2006

SR-Phlx-2006-55
34-54424 Sep. 11, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Dividend, Merger, and Short Stock Interest Strategy Program
Comments due:  October 10, 2006

SR-Phlx-2006-54
34-54423 Sep. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Broker/Dealer (Non-AUTOM-Delivered) Equity Option Transaction Charge
Comments due:  October 10, 2006

SR-Phlx-2006-53
34-55027 Dec. 29, 2006 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol
34-54807 Nov. 21, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol
Comments due:  December 20, 2006
Comments received are available for this notice.

SR-Phlx-2006-52
34-54648 Oct. 24, 2006 Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations
34-54429 Sep. 12, 2006 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations
Comments due:  October 10, 2006
Comments received are available for this notice.

SR-Phlx-2006-51
34-55080 Jan. 10, 2007 Order Granting Approval to Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders
34-54859 Dec. 1, 2006 Notice of Filing of Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders
Comments due:  January 2, 2007

SR-Phlx-2006-50
34-54381 Aug. 29, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Extending Its Pilot Programs for Dividend, Merger, and Short Stock Interest Strategies
Comments due:  September 28, 2006

SR-Phlx-2006-48
34-54387 Aug. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due:  September 28, 2006

SR-Phlx-2006-47
34-54297 Aug. 9, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Equity Payment for Order Flow Program
Comments due:  September 6, 2006

SR-Phlx-2006-46
34-54257 Aug. 1, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Specialist Option Transaction Charge Credit Pilot Program
Comments due:  August 29, 2006

SR-Phlx-2006-45
34-54199 Jul. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Equity Transaction Charge
Comments due:  August 24, 2006

SR-Phlx-2006-44
34-54233 Jul. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2006

SR-Phlx-2006-43
34-54538 Sep. 28, 2006 Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Exchange's New Equity Trading System, XLE
Comments due:  October 27, 2006
Comments received are available for this notice.
34-54329 Aug. 17, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to The Exchange’s New Equity Trading System, XLE
Comments due:  September 15, 2006
Additional Materials:  Exhibit 5
Comments received are available for this notice.

SR-Phlx-2006-42
34-54267 Aug. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority for In-Crowd Participants Respecting Crossing, Facilitation and Solicited Orders in Open Outcry Transactions
Comments due:  August 31, 2006

SR-Phlx-2006-41
34-54298 Aug. 9, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period
Comments due:  September 6, 2006

SR-Phlx-2006-40
34-54174 Jul. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Short Stock Interest, Dividend, and Merger Strategy Programs
Comments due:  August 15, 2006

SR-Phlx-2006-39
34-54237 Jul. 28, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Conforming Changes to Its By-Laws
Comments due:  August 24, 2006

SR-Phlx-2006-38
34-54017 Jun. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders
Comments due:  July 18, 2006

SR-Phlx-2006-37
34-54050 Jun. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry
Comments due:  July 26, 2006

SR-Phlx-2006-36
34-53938 Jun. 5, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  July 5, 2006

SR-Phlx-2006-35
34-54138 Jul. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Options Floor Broker Management System
Comments due:  August 9, 2006

SR-Phlx-2006-34
34-54989 Dec. 21, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to U.S. Dollar-Settled Foreign Currency Options
Comments due:  January 19, 2007
Additional Release No.:   International Series Release 1299
34-54652 Oct. 25, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to U.S. Dollar-Settled Foreign Currency Options
Other Release No.:   International Series Release 1298
Comments due:  November 24, 2006

SR-Phlx-2006-33
34-53841 May 19, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Pilot Program
Comments due:  June 16, 2006

SR-Phlx-2006-32
34-53822 May 17, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options
Comments due:  June 13, 2006

SR-Phlx-2006-31
34-55375 Feb. 28, 2007 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to Electronically Submitted Limit Orders
34-55121 Jan. 18, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, Relating to Limit Orders Submitted by Streaming Quote Traders
Comments due:  February 14, 2007

SR-Phlx-2006-30
34-54190 Jul. 21, 2006 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Reducing Staffing Requirements for Options Specialist Units
34-53979 Jun. 14, 2006 Notice of Filing of Proposed Rule Change Relating to Reducing Staffing Requirements for Options Specialist Units
Comments due:  July 11, 2006

SR-Phlx-2006-29
34-53933 Jun. 1, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX/KBW Bank Index
Comments due:  June 29, 2006

SR-Phlx-2006-28
34-54312 Aug. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Deletion of Obsolete Provisions from Exchange Rules
Comments due:  September 8, 2006

SR-Phlx-2006-27
34-53870 May 25, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Extension of the Exchange’s Directed Order Flow Pilot Program
Comments due:  June 22, 2006

SR-Phlx-2006-26
34-53831 May 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Services Agreements
Comments due:  June 15, 2006

SR-Phlx-2006-25
34-53754 May 3, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program
Comments due:  May 31, 2006

SR-Phlx-2006-24
34-53688 Apr. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Associated with Participation in the Web Central Registration Depository
Comments due:  May 18, 2006

SR-Phlx-2006-23
34-53643 Apr. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Fees Related to Off-Floor Traders
Comments due:  May 10, 2006

SR-Phlx-2006-22
34-53650 Apr. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees
Comments due:  May 11, 2006

SR-Phlx-2006-21
34-53670 Apr. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delaying Implementation of Its Cancellation Fee
Comments due:  May 15, 2006

SR-Phlx-2006-20
34-53761 May 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Establishing a Pilot Option Transaction Charge Credit for Specialists that Send Certain Principal Acting as Agent Orders for Execution Via the Intermarket Option Linkage
Comments due:  June 2, 2006

SR-Phlx-2006-19
34-53604 Apr. 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Marked Sell Short Entered Before the
Opening

Comments due:  May 3, 2006

SR-Phlx-2006-18
34-53874 May 25, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority in Options
Comments due:  June 23, 2006

SR-Phlx-2006-17
34-54158 Jul. 17, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options
Comments due:  August 14, 2006

SR-Phlx-2006-16
34-53529 Mar. 21, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Dividend Spread and Merger Spread Program
Comments due:  April 18, 2006

SR-Phlx-2006-15
34-53612 Apr. 6, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Registration Filing Requirements and Reporting Requirements
Comments due:  May 3, 2006

SR-Phlx-2006-13
34-53388 Feb. 28, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due:  March 28, 2006

SR-Phlx-2006-12
34-53407 Mar. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Expansion of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices
Comments due:  21 days after publication in the Federal Register

SR-Phlx-2006-11
34-53242 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Quoting Obligations for Directed Streaming Quote Traders and Directed Remote Streaming Quote Traders and Changes to the Exchange’s Opening Rule
Comments due:  March 6, 2006

SR-Phlx-2006-10
34-53287 Feb. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Imposing Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due:  March 15, 2006

SR-Phlx-2006-08
34-53197 Jan. 31, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 715
Comments due:  February 28, 2006

SR-Phlx-2006-05
34-53166 Jan. 23, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Phlx XL Risk Monitor Mechanism
Comments due:  February 17, 2006

SR-Phlx-2006-04
34-53790 May 11, 2006 Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values
34-53584 Mar. 31, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dissemination of Index Values
Comments due:  April 24, 2006

SR-Phlx-2006-02
34-53147 Jan. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Split of the PHLX Housing SectorSM Index Option
Comments due:  February 15, 2006

SR-Phlx-2006-01
34-53247 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Phlx's Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options
Comments due:  March 8, 2006

 

http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2006.shtml


Modified: 10/16/2014