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Phlx Rulemaking Archive: 2005
We encourage the public to submit comments on the following Philadelphia Stock Exchange (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Phlx File Number List for 2005
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-Phlx-2005-72 |
| 34-53043 |
Dec. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Remote Streaming Quote Trader Permit Fees
Comments due: January 27, 2006
|
SR-Phlx-2005-86 |
| 34-53021 |
Dec. 23, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry
Comments due: January 20, 2006
|
SR-Phlx-2005-78 |
| 34-53004 |
Dec. 22, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Pilot Concerning Priority in Trades Involving Synthetic Option Orders
Comments due: January 19, 2006
|
SR-Phlx-2005-77 |
| 34-52961 |
Dec. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its $2.50 Strike Price Program
Comments due: January 12, 2006
|
SR-Phlx-2005-74 |
| 34-52924 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Commentary .01, Guideline 5 to Phlx Rule 1010
Comments due: January 5, 2006
|
SR-Phlx-2005-66 |
| 34-52919 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due: January 4, 2006
|
SR-Phlx-2005-71 |
| 34-52916 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due: January 4, 2006
|
SR-Phlx-2005-67 |
| 34-52903 |
Dec. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention and Furnishing of Books, Records and Other Information Regarding Payment For Order Flow
Comments due: January 4, 2006
See also: Order: Rel. No. 34-53139
|
SR-Phlx-2005-63 |
| 34-52834 |
Nov. 25, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding
Comments due: December 27, 2005
See also: Order: Rel. No. 34-53070
|
SR-Phlx-2005-47 |
| 34-52817 |
Nov. 22, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Reduce the Value of the Nasdaq Composite Index Underlying the Symbol QCE
Comments due: December 22, 2005
|
SR-Phlx-2004-37 |
| 34-52777 |
Nov. 16, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Increase the Size of the Audit Committee
Comments due: December 19, 2005
 Click to submit comments on SR-Phlx-2004-37
|
SR-Phlx-2005-64 |
| 34-52745 |
Nov. 7, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: December 5, 2005
|
SR-Phlx-2005-25 |
| 34-52667 |
Oct. 25, 2005 |
Order Granting Approval to a Proposed Rule Change and Amendments No. 2, 3, and 5 Thereto Relating to the Adoption of New Rules that Would Establish an Automated Opening System on the Exchange
See also: Notice: Rel. No. 34-52448
|
SR-Phlx-2005-60 |
| 34-52666 |
Oct. 25, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004
Comments due: November 21, 2005
|
SR-Phlx-2005-27 |
| 34-52657 |
Oct. 24, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-Amex-2005-047; SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-PCX-2005-104
See also: Notice: Rel. No. 34-52425
|
SR-Phlx-2005-57 |
| 34-52572 |
Oct. 7, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Trust Shares and Index Fund Shares
Comments due: November 4, 2005
|
SR-Phlx-2005-58 |
| 34-52568 |
Oct. 6, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its October 2005 Equity Options Payment for Order Flow Program
Comments due: November 4, 2005
|
SR-Phlx-2005-53 |
| 34-52565 |
Oct. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP
Comments due: November 2, 2005
|
| Third Quarter |
SR-Phlx-2005-50 |
| 34-52512 |
Sep. 27, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reduce the Value of PHLX Housing SectorSM Index Options by Half
Comments due: October 25, 2005
|
SR-Phlx-2005-14 |
| 34-52495 |
Sep. 22, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE
See also: Notice: Rel. No. 34-52239
|
SR-Phlx-2005-25 |
| 34-52448 |
Sep. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange
Comments due: October 13, 2005
See also: Order: Rel. No. 34-52667
|
SR-Phlx-2005-27 |
| 34-52425 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Modification of the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary P/A Orders Under the Linkage Plan
Comments due: October 12, 2005
See also: Order: Rel. No. 34-52657
|
SR-Phlx-2005-26 |
| 34-52416 |
Sep. 13, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
See also: Notice: Rel. No. 34-52175
|
SR-Phlx-2005-56 |
| 34-52380 |
Sep. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Pilot Program on Dividend Spread and Merger Spread Fee Caps until March 1, 2006
Comments due: October 3, 2005
|
SR-Phlx-2005-33 |
| 34-52344 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage
See also: Notice: Rel. No. 34-52072
|
SR-Phlx-2005-51 |
| 34-52261 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due: September 12, 2005
|
SR-Phlx-2005-36 |
| 34-52254 |
Aug. 15, 2005 |
Order Approving a Proposed Rule Change Relating to Phlx Rule 1023
See also: Notice: Rel. No. 34-51928 |
SR-Phlx-2005-14 |
| 34-52239 |
Aug. 11, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE
Comments due: September 7, 2005
Click to submit comments on SR-Phlx-2005-14
|
SR-Phlx-2005-49 |
| 34-52220 |
Aug. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: September 1, 2005
|
SR-Phlx-2005-32 |
| 34-52187 |
Aug. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders
Comments due: August 30, 2005
|
SR-Phlx-2005-26 |
| 34-52175 |
Jul. 29, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due: August 26, 2005
See also: Order: Rel. No. 34-52416
|
SR-Phlx-2005-31 |
| 34-52140 |
Jul. 27, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Priority in Trades Involving Synthetic Option Orders
Comments due: August 26, 2005
|
SR-Phlx-2005-44 |
| 34-52114 |
Jul. 22, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program
Comments due: August 22, 2005
Comments received are available for this notice.
|
SR-Phlx-2005-38 |
| 34-52102 |
Jul. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc.
Comments due: August 22, 2005
|
SR-Phlx-2005-46 |
| 34-52095 |
Jul. 21, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders
Comments due: August 18, 2005
|
SR-Phlx-2005-45 |
| 34-52082 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change by the Relating to the Automatic Execution of Option Transactions During Crossed Markets
Comments due: August 17, 2005
See also: Order: Rel. No. 34-53449
|
SR-Phlx-2005-33 |
| 34-52072 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage
Comments due: August 17, 2005
See also: Order: Rel. No. 34-52344
|
SR-Phlx-2005-40 |
| 34-52054 |
Jul. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Impose a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: August 15, 2005
|
SR-Phlx-2005-02 |
| 34-51996 |
Jul. 8, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
See also: Notice: Rel. No. 34-51731
|
SR-Phlx-2005-37 |
| 34-51984 |
Jul. 7, 2005 |
Order of Summary Abrogation
See also: Notice: Rel. No. 34-51909
|
| Second Quarter |
SR-Phlx-2005-39 |
| 34-51947 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option Specialist Deficit (Shortfall) Fee
Comments due: July 29, 2005
|
SR-Phlx-2005-036 |
| 34-51928 |
Jun. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to an Amendment of Phlx Rule 1023
Comments due: July 28, 2005
See also: Order: Rel. No. 34-52254 |
SR-Phlx-2004-65 |
| 34-51926 |
Jun. 27, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Back-up Trading Arrangements
See also: Notice: Rel. No. 34-51718
|
SR-Phlx-2005-34 |
| 34-51910 |
Jun. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports
Comments due: July 20, 2005
|
SR-Phlx-2005-37 |
| 34-51909 |
Jun. 22, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders
See also: Order: Rel. No. 34-51984
|
SR-Phlx-2005-41 |
| 34-51853 |
Jun. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders
Comments due: July 13, 2005
|
SR-Phlx-2005-30 |
| 34-51838 |
Jun. 14, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Impose a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: July 11, 2005
|
SR-Phlx-2005-20 |
| 34-51827 |
Jun. 13, 2005 |
Order Granting Approving to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
See also: Notice: Rel. No. 34-51640
|
SR-Phlx-2005-28 |
| 34-51820 |
Jun. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority
Comments due: July 12, 2005
|
SR-Phlx-2005-23 |
| 34-51816 |
Jun. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement
Comments due: July 12, 2005
|
SR-Phlx-2005-35 |
| 34-51768 |
May 31, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 28, 2005
|
SR-Phlx-2004-91 |
| 34-51759 |
May 27, 2005 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Establish a Directed Order Process for Orders Delivered to the Phlx Via AUTOM
Comments due: June 27, 2005
See also: Notice: Rel. No. 34-50856
Comments received are available for this notice.
|
SR-Phlx-2005-02 |
| 34-51731 |
May 24, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
See also: Order: Rel. No. 34-51996
|
SR-Phlx-2004-65 |
| 34-51718 |
May 19, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Backup Trading Arrangements
See also: Order: Rel. No. 34-51926
Additional Materials:
|
SR-Phlx-2004-83 |
| 34-51715 |
May 19, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Matching of Certain Incoming Orders with Certain Phlx Existing Orders Through the PACE System
Comments due: June 15, 2005
See also: Notice: Rel. No. 34-51394
|
SR-Phlx-2005-24 |
| 34-51664 |
May 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor’s
Comments due: June 3, 2005
|
SR-Phlx-2005-22 |
| 34-51657 |
May 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Relating to a Dividend Spread Transaction Fee Cap
Comments due: June 1, 2005
|
SR-Phlx-2005-20 |
| 34-51640 |
Apr. 29, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
See also: Order: Rel. No. 34-51827
|
SR-Phlx-2005-19 |
| 34-51596 |
Apr. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Fees Relating to Merger Spreads and Dividend Spreads
Comments due: May 20, 2005
|
SR-Phlx-2005-03 |
| 34-51544 |
Apr. 14, 2005 |
Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to System Changes to the Exchange’s Automated Options Market (AUTOM) System
See also: Notice: Rel. No. 34-51352
|
SR-Phlx-2004-75 |
| 34-51476 |
Apr. 5, 2005 |
Order Granting Approval to Proposed Rule Change Relating to Floor Official Conflicts of Interest
See also: Notice: Rel. No. 34-51272
|
| First Quarter |
SR-Phlx-2005-16 |
| 34-51453 |
Mar. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Streaming Quote Trader Fees
Comments due: April 27, 2005
|
SR-Phlx-2005-12 |
| 34-51428 |
Mar. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees Applicable to Remote Streaming Quote Traders
Comments due: April 20, 2005
|
SR-Phlx-2005-11 |
| 34-51419 |
Mar. 23, 2005 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to an Amendment to its By-laws to Replace an On-Floor Equity Governor Position with an On-Floor Philadelphia Board of Trade Governor Position
Comments due: April 19, 2005
See also: Notice: Rel. No. 34-51127
|
SR-Phlx-2004-83 |
| 34-51394 |
Mar. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Matching of Certain Incoming Orders with Certain Phlx Existing Orders
See also: Order: Rel. No. 34-51715
|
SR-Phlx-2005-03 |
| 34-51352 |
Mar. 9, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to System Changes to the Exchange’s Automated Options Market (AUTOM) System
See also: Order: Rel. No. 34-51544
|
SR-Phlx-2005-15 |
| 34-51333 |
Mar. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating its Floor Brokerage Transaction Fee
Comments due: April 5, 2005
|
SR-Phlx-2005-17 |
| 34-51322 |
Mar. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position Limits and Exercise Limits
Comments due: April 1, 2005
|
SR-Phlx-2005-09 |
| 34-51302 |
Mar. 2, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Data Provided to Streaming Quote Traders Trading Options on the Exchange’s Electronic Trading Platform, Phlx XL
Comments due: March 30, 2005
|
SR-Phlx-2004-75 |
| 34-51272 |
Feb. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to Floor Official Conflicts of Interest
See also: Order: Rel. No. 34-51476
|
SR-Phlx-2005-10 |
| 34-51257 |
Feb. 25, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Linkage P and P/A Orders
Comments due: March 25, 2005
|
SR-Phlx-2005-13 |
| 34-51239 |
Feb. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP
Comments due: March 22, 2005
|
SR-Phlx-2004-95 |
| 34-51179 |
Feb. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Limitation of the Net Inbound ITS Credit to Certain Phlx and SCCP Fees and Transaction-Related Charges
Comments due: March 9, 2005
|
SR-Phlx-2004-84 |
| 34-51144 |
Feb. 7, 2005 |
Order Granting Approval to Proposed Rule Change to Eliminate the Public Order Exposure System Functionality from Phlx Rule 229
See also: Notice: Rel. No. 34-50901
|
SR-Phlx-2005-11 |
| 34-51127 |
Feb. 2, 2005 |
Notice of Filing of Proposed Rule Change Relating to Article III, Section 3-6 and Article IV, Section 4-1 of its By-laws
See also: Order: Rel. No. 34-51419
|
SR-Phlx-2004-90 |
| 34-51126 |
Feb. 2, 2005 |
Order Approving Proposed Rule Change Relating to Remote Streaming Quote Traders
See also: Notice: Rel. No. 34-50877
|
SR-Phlx-2005-06 |
| 34-51116 |
Feb. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Its Pilot Fee Schedule for Electronic Communications Networks
Comments due: February 28, 2005
|
SR-Phlx-2005-07 |
| 34-51114 |
Jan. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session
Comments due: February 28, 2005
|
SR-Phlx-2004-96 |
| 34-51096 |
Jan. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to its Equity Option Specialist Deficit (Shortfall) Fee
Comments due: February 28, 2005
|
SR-Phlx-2004-51 |
| 34-51080 |
Jan. 26, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Phlx Regulation 5, Visitors and Applicants
See also: Notice: Rel. No. 34-50851
|
SR-Phlx-2005-05 |
| 34-51071 |
Jan. 21, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts (SPDRs®)
Comments due: February 22, 2005
|
SR-Phlx-2004-73 |
| 34-51064 |
Jan. 21, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 thereto To Require Immediate Display of Customer Options Limit Orders
Comments due: February 18, 2005
|
SR-Phlx-2005-01 |
| 34-51060 |
Jan. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Imposing a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: February 18, 2005
|
SR-Phlx-2004-92 |
| 34-51036 |
Jan. 13, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Adopting Phlx Rule 1017, Openings in Options, on a Permanent Basis
Comments due: February 14, 2005
|
SR-Phlx-2005-04 |
| 34-51028 |
Jan. 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor’s Depositary Receipts
Comments due: February 9, 2005
|
SR-Phlx-2004-94 |
| 34-51024 |
Jan. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Firm-Related Equity Option and Index Option Comparison and Transaction Cap
Comments due: February 9, 2005
|
SR-Phlx-2003-40 |
| 34-50997 |
Jan. 7, 2005 |
Order Approving Proposed Rule Change Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3, 4 and 5 Relating to the Options Floor Broker Management System
Comments due: February 3, 2005
|
SR-Phlx-2004-93 |
| 34-50958 |
Jan. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Maximum Order Delivery Size Over the AUTOM System
Comments due: February 1, 2005
|
| Phlx File Number List for 2005 |
| Release No. |
Date |
Details |
SR-Phlx-2005-93 |
| 34-53734 |
Apr. 27, 2006 |
Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6 and 7, Relating to Amendments to its By-Laws and Charter in Connection with a Restructuring of its Board of Governors
Comments due: May 26, 2006
|
| 34-53518 |
Mar. 20, 2006 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, 4 and 5 Thereto to Amend its By-Laws and Charter in Connection with a Restructuring of its Board of Governors
Comments due: April 13, 2006
|
SR-Phlx-2005-92 |
| 34-53226 |
Feb. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fees
Comments due: March 6, 2006
|
SR-Phlx-2005-91 |
| 34-53228 |
Feb. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Equity Option Specialist Deficit (Shortfall) Fee
Comments due: March 3, 2006
|
SR-Phlx-2005-90 |
| 34-53180 |
Jan. 26, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Program
Comments due: February 22, 2006
|
SR-Phlx-2005-89 |
| 34-53046 |
Jan. 3, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Account Fee
Comments due: January 30, 2006
|
SR-Phlx-2005-88 |
| 34-53078 |
Jan. 9, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the 500 Contract Cap on Payment for Order Flow Fees
Comments due: February 3, 2006
|
SR-Phlx-2005-87 |
| 34-53068 |
Jan. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange’s Covered Sale Fee and Exchange Rule 607
Comments due: February 3, 2006
|
SR-Phlx-2005-86 |
| 34-53021 |
Dec. 23, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry
Comments due: January 20, 2006
|
SR-Phlx-2005-84 |
| 34-53095 |
Jan. 10, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Phlx Rule 1009 to Reference the Exchange's "designated staff" or "designated department" Instead of its "Department of Securities"
Comments due: February 8, 2006
|
SR-Phlx-2005-82 |
| 34-53115 |
Jan. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Dividend Spread Strategy Program License Fees
Comments due: February 13, 2006
|
SR-Phlx-2005-80 |
| 34-53673 |
Apr. 18, 2006 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders
|
| 34-53514 |
Mar. 17, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders
Comments due: April 17, 2006
|
SR-Phlx-2005-78 |
| 34-53004 |
Dec. 22, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Pilot Concerning Priority in Trades Involving Synthetic Option Orders
Comments due: January 19, 2006
|
SR-Phlx-2005-77 |
| 34-52961 |
Dec. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its $2.50 Strike Price Program
Comments due: January 17, 2006
|
SR-Phlx-2005-75 |
| 34-53094 |
Jan. 10, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dividend Spread and Merger Spread Strategy Rebate Request Forms
Comments due: February 8, 2006
|
SR-Phlx-2005-74 |
| 34-52924 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Commentary .01, Guideline 5 to Phlx Rule 1010
Comments due: January 5, 2006
|
SR-Phlx-2005-73 |
| 34-54070 |
Jun. 29, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange’s Obvious Error Rule
|
| 34-53776 |
May 9, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Exchange’s Obvious Error Rule
Comments due: June 5, 2006
|
SR-Phlx-2005-72 |
| 34-53043 |
Dec. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Remote Streaming Quote Trader Permit Fees
Comments due: January 27, 2006
|
SR-Phlx-2005-71 |
| 34-52916 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due: January 4, 2006
|
SR-Phlx-2005-70 |
| 34-53188 |
Jan. 30, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Deletion of Phlx Rule 454, "Limitations on Members' Trading Because of Options, etc."
Comments due: February 27, 2006
See also: Order: Rel. No. 34-53462
|
SR-Phlx-2005-69 |
| 34-53981 |
Jun. 14, 2006 |
Order Approving Proposed Rule Change to Amend Phlx Rule 784, Reports of Options
|
| 34-53757 |
May 3, 2006 |
Notice of Filing of Proposed Rule Change to Amend Phlx Rule 784, Reports of Options
Comments due: May 31, 2006
|
SR-Phlx-2005-68 |
| 34-57134 |
Jan. 11, 2008 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts
|
| 34-55256 |
Feb. 8, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts
Comments due: March 7, 2007
|
SR-Phlx-2005-67 |
| 34-53139 |
Jan. 18, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention, and Furnishing of Books, Records, and Other Information Regarding Payment for Order Flow
|
| 34-52903 |
Dec. 7, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention and Furnishing of Books, Records and Other Information Regarding Payment For Order Flow
Comments due: January 4, 2006
|
SR-Phlx-2005-66 |
| 34-52919 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due: January 4, 2006
|
SR-Phlx-2005-65 |
| 34-54011 |
Jun. 16, 2006 |
Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange’s Business Conduct Committee and Disciplinary Rules
|
| 34-53846 |
May 19, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Business Conduct Committee and Disciplinary Rules
Comments due: June 12, 2006
|
SR-Phlx-2005-64 |
| 34-52745 |
Nov. 7, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: December 5, 2005
|
SR-Phlx-2005-63 |
| 34-53070 |
Jan. 6, 2006 |
Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding
|
| 34-52834 |
Nov. 25, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding
Comments due: December 27, 2005
|
SR-Phlx-2005-62 |
| 34-53692 |
Apr. 20, 2006 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registrations
Comments due: May 18, 2006
|
| 34-53496 |
Mar. 16, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: April 13, 2006
|
SR-Phlx-2005-61 |
| 34-54036 |
Jun. 23, 2006 |
Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules
|
| 34-53795 |
May 12, 2006 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules
Comments due: June 8, 2006
|
SR-Phlx-2005-60 |
| 34-52666 |
Oct. 25, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004
Comments due: November 21, 2005
|
SR-Phlx-2005-58 |
| 34-52568 |
Oct. 6, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its October 2005 Equity Options Payment for Order Flow Program
Comments due: November 4, 2005
|
SR-Phlx-2005-57 |
| 34-52572 |
Oct. 7, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Trust Shares and Index Fund Shares
Comments due: November 4, 2005
|
SR-Phlx-2005-56 |
| 34-52380 |
Sep. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Pilot Program on Dividend Spread and Merger Spread Fee Caps until March 1, 2006
Comments due: October 3, 2005
|
SR-Phlx-2005-53 |
| 34-52565 |
Oct. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP
Comments due: November 2, 2005
|
SR-Phlx-2005-51 |
| 34-52261 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due: September 12, 2005
|
SR-Phlx-2005-50 |
| 34-52512 |
Sep. 27, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reduce the Value of PHLX Housing SectorSM Index Options by Half
Comments due: October 25, 2005
|
SR-Phlx-2005-49 |
| 34-52220 |
Aug. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: September 1, 2005
|
SR-Phlx-2005-47 |
| 34-52817 |
Nov. 22, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Reduce the Value of the Nasdaq Composite Index Underlying the Symbol QCE
Comments due: December 22, 2005
|
SR-Phlx-2005-46 |
| 34-52095 |
Jul. 21, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders
Comments due: August 18, 2005
|
SR-Phlx-2005-45 |
| 34-53449 |
Mar. 8, 2006 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Automatic Execution of Option Transactions During Crossed Markets
Comments due: April 5, 2006
|
| 34-52082 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change by the Relating to the Automatic Execution of Option Transactions During Crossed Markets
Comments due: August 17, 2005
|
SR-Phlx-2005-44 |
| 34-52114 |
Jul. 22, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program
Comments due: August 22, 2005
Comments received are available for this notice.
|
SR-Phlx-2005-43 |
| 34-53243 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Index Option Strike Prices
Comments due: March 6, 2006
|
SR-Phlx-2005-42 |
| 34-54009 |
Jun. 16, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee"
|
| 34-53548 |
Mar. 24, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee"
Comments due: April 21, 2006
Comments received are available for this notice.
|
SR-Phlx-2005-41 |
| 34-51853 |
Jun. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders
Comments due: July 13, 2005
|
SR-Phlx-2005-40 |
| 34-52054 |
Jul. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Impose a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: August 15, 2005
|
SR-Phlx-2005-39 |
| 34-51947 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option Specialist Deficit (Shortfall) Fee
Comments due: July 29, 2005
|
SR-Phlx-2005-38 |
| 34-52102 |
Jul. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Disclaimer of Warranties by Lehman Brothers Inc.
Comments due: August 22, 2005
|
SR-Phlx-2005-37 |
| 34-51984 |
Jul. 7, 2005 |
Order of Summary Abrogation
|
| 34-51909 |
Jun. 22, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Directed Orders
Comments due: July 20, 2005
|
SR-Phlx-2005-036 |
| 34-52254 |
Aug. 15, 2005 |
Order Approving a Proposed Rule Change Relating to Phlx Rule 1023
|
| 34-51928 |
Jun. 28, 2005 |
Notice of Filing of Proposed Rule Change Relating to an Amendment of Phlx Rule 1023
Comments due: July 28, 2005
|
SR-Phlx-2005-35 |
| 34-51768 |
May 31, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 28, 2005
|
SR-Phlx-2005-34 |
| 34-51910 |
Jun. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Electronic Submission of Financial Reports
Comments due: July 20, 2005
|
SR-Phlx-2005-33 |
| 34-52344 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage
|
| 34-52072 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Sending Principal Orders Via the Intermarket Options Linkage
Comments due: August 17, 2005
|
SR-Phlx-2005-32 |
| 34-52187 |
Aug. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders
Comments due: August 30, 2005
|
SR-Phlx-2005-31 |
| 34-52140 |
Jul. 27, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Priority in Trades Involving Synthetic Option Orders
Comments due: August 26, 2005
|
SR-Phlx-2005-30 |
| 34-51838 |
Jun. 14, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Impose a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: July 11, 2005
|
SR-Phlx-2005-28 |
| 34-51820 |
Jun. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority
Comments due: July 12, 2005
|
SR-Phlx-2005-27 |
| 34-52657 |
Oct. 24, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-Amex-2005-047; SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-PCX-2005-104
|
| 34-52425 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Modification of the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary P/A Orders Under the Linkage Plan
Comments due: October 12, 2005
|
SR-Phlx-2005-26 |
| 34-52416 |
Sep. 13, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
|
| 34-52175 |
Jul. 29, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due: August 26, 2005
|
SR-Phlx-2005-25 |
| 34-52667 |
Oct. 25, 2005 |
Order Granting Approval to a Proposed Rule Change and Amendments No. 2, 3, and 5 Thereto Relating to the Adoption of New Rules that Would Establish an Automated Opening System on the Exchange
|
| 34-52448 |
Sep. 15, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange
Comments due: October 13, 2005
|
SR-Phlx-2005-24 |
| 34-51664 |
May 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties by SIG Indices, LLLP and by Standard and Poor’s
Comments due: June 3, 2005
|
SR-Phlx-2005-23 |
| 34-51816 |
Jun. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement
Comments due: July 12, 2005
|
SR-Phlx-2005-22 |
| 34-51657 |
May 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Relating to a Dividend Spread Transaction Fee Cap
Comments due: June 1, 2005
|
SR-Phlx-2005-20 |
| 34-51827 |
Jun. 13, 2005 |
Order Granting Approving to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
|
| 34-51640 |
Apr. 29, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Prohibition Against the Entry of Multiple Orders in an Option Within Any 15-Second Period for an Account or Accounts of the Same Beneficial Owner
Comments due: May 27, 2005
|
SR-Phlx-2005-19 |
| 34-51596 |
Apr. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Fees Relating to Merger Spreads and Dividend Spreads
Comments due: May 20, 2005
|
SR-Phlx-2005-17 |
| 34-51322 |
Mar. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position Limits and Exercise Limits
Comments due: April 1, 2005
|
SR-Phlx-2005-16 |
| 34-51453 |
Mar. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Streaming Quote Trader Fees
Comments due: April 27, 2005
|
SR-Phlx-2005-15 |
| 34-51333 |
Mar. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating its Floor Brokerage Transaction Fee
Comments due: April 5, 2005
|
SR-Phlx-2005-14 |
| 34-52495 |
Sep. 22, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE
See also: Notice: Rel. No. 34-52239
|
| 34-52239 |
Aug. 11, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE
Comments due: September 7, 2005
|
SR-Phlx-2005-13 |
| 34-51239 |
Feb. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP
Comments due: March 22, 2005
|
SR-Phlx-2005-12 |
| 34-51428 |
Mar. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees Applicable to Remote Streaming Quote Traders
Comments due: April 20, 2005
|
SR-Phlx-2005-11 |
| 34-51419 |
Mar. 23, 2005 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to an Amendment to its By-laws to Replace an On-Floor Equity Governor Position with an On-Floor Philadelphia Board of Trade Governor Position
Comments due: April 19, 2005
|
| 34-51127 |
Feb. 2, 2005 |
Notice of Filing of Proposed Rule Change Relating to Article III, Section 3-6 and Article IV, Section 4-1 of its By-laws
Comments due: March 2, 2005
|
SR-Phlx-2005-10 |
| 34-51257 |
Feb. 25, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Linkage P and P/A Orders
Comments due: March 25, 2005
|
SR-Phlx-2005-09 |
| 34-51302 |
Mar. 2, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Data Provided to Streaming Quote Traders Trading Options on the Exchange’s Electronic Trading Platform, Phlx XL
Comments due: March 30, 2005
|
SR-Phlx-2005-07 |
| 34-51114 |
Jan. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session
Comments due: February 28, 2005
|
SR-Phlx-2005-06 |
| 34-51116 |
Feb. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Its Pilot Fee Schedule for Electronic Communications Networks
Comments due: February 28, 2005
|
SR-Phlx-2005-05 |
| 34-51071 |
Jan. 21, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts (SPDRs®)
Comments due: February 22, 2005
|
SR-Phlx-2005-04 |
| 34-51028 |
Jan. 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor’s Depositary Receipts
Comments due: February 9, 2005
|
SR-Phlx-2005-03 |
| 34-51544 |
Apr. 14, 2005 |
Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to System Changes to the Exchange’s Automated Options Market (AUTOM) System
|
| 34-51352 |
Mar. 9, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to System Changes to the Exchange’s Automated Options Market (AUTOM) System
Comments due: April 6, 2005
|
SR-Phlx-2005-02 |
| 34-51996 |
Jul. 8, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
|
| 34-51731 |
May 24, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses
Comments due: June 24, 2005
|
SR-Phlx-2005-01 |
| 34-51060 |
Jan. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Imposing a New Licensing Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: February 18, 2005
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http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2005.shtml
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