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NASDAQ OMX PHLX, Inc. (Phlx) Rulemaking
The Philadelphia Stock Exchange, Inc. has changed its name to NASDAQ OMX PHLX, Inc. All filings by NASDAQ OMX PHLX, Inc., as well as filings by the Philadelphia Stock Exchange made before the name change, will be posted to this page. |
We encourage the public to submit comments on the following NASDAQ OMX PHLX, Inc. (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
Phlx File Number List for 2010
Additional Archives
2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| First Quarter |
SR-Phlx-2010-10 |
| 34-61492 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Exchange's Quote Lock Counting Period
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-Phlx-2010-10
|
SR-Phlx-2010-18 |
| 34-61486 |
Feb. 3, 2010 |
Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2010-18
|
SR-Phlx-2010-14 |
| 34-61480 |
Feb. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2010-14
|
SR-Phlx-2010-12 |
| 34-61454 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-12
|
SR-Phlx-2010-13 |
| 34-61438 |
Jan. 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Amending Rule 1092, Obvious Errors and Catastrophic Errors
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-13
|
SR-Phlx-2010-05 |
| 34-61426 |
Jan. 26, 2010 |
Notice of Filing of Proposed Rule Change Relating to Professional Orders
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-05
|
SR-Phlx-2009-116 |
| 34-61398 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as modified by Amendment No. 1 thereto, by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options Overlying Standard and Poor's Depositary Receipts ("SPDRs")
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2009-116
|
SR-Phlx-2010-07 |
| 34-61397 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2010-07
|
SR-Phlx-2009-101 |
| 34-61405 |
Jan. 21, 2010 |
Order Approving a Proposed Rule Change Relating to Collection of Exchange Fees
See also: Notice: Rel. No. 34-61141
|
SR-Phlx-2010-01 |
| 34-61374 |
Jan. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2010-01
|
SR-Phlx-2010-04 |
| 34-61372 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-04
|
SR-Phlx-2009-104 |
| 34-61337 |
Jan. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
Comments due: February 9, 2010
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2009-104
|
SR-Phlx-2009-113 |
| 34-61326 |
Jan. 11, 2010 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Index Option Position Limits
Comments due: February 9, 2010
Submit comments on SR-Phlx-2009-113
|
SR-Phlx-2009-110 |
| 34-61282 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Option Series to Quote in Penny Increments
Comments due: February 1, 2010
Submit comments on SR-Phlx-2009-110
|
SR-Phlx-2009-108 |
| 34-61277 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due: February 1, 2010
Submit comments on SR-Phlx-2009-108
|
| Phlx File Number List for 2010 |
| Release No. |
Date |
Details |
SR-Phlx-2010-18 |
| 34-61486 |
Feb. 3, 2010 |
Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2010-18
|
SR-Phlx-2010-14 |
| 34-61480 |
Feb. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2010-14
|
SR-Phlx-2010-13 |
| 34-61438 |
Jan. 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Amending Rule 1092, Obvious Errors and Catastrophic Errors
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-13
|
SR-Phlx-2010-12 |
| 34-61454 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-12
|
SR-Phlx-2010-10 |
| 34-61492 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Exchange's Quote Lock Counting Period
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-10
|
SR-Phlx-2010-07 |
| 34-61397 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2010-07
|
SR-Phlx-2010-05 |
| 34-61426 |
Jan. 26, 2010 |
Notice of Filing of Proposed Rule Change Relating to Professional Orders
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-05
|
SR-Phlx-2010-04 |
| 34-61372 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2010-04
|
SR-Phlx-2010-01 |
| 34-61374 |
Jan. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2010-01
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http://www.sec.gov/rules/sro/phlx.shtml
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