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NASDAQ OMX PHLX LLC (Phlx) Rulemaking

We encourage the public to submit comments on the following NASDAQ OMX PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

Phlx File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-Phlx-2015-07
34-74099 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2015-06
34-74062 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Sections II and IV of the Pricing Schedule 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on January 13, 2015, NASDAQ OMX PHLX LLC ("Phlx" or "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2015-01
34-74059 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on January 2, 2015, NASDAQ OMX PHLX LLC ("Phlx" or "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2015-04
34-74022 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2015-03
34-74012 Jan. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program in Rule 1059, Accommodation Transactions
Comments due: 21 days after publication in the Federal Register

SR-Phlx-2014-79
34-74003 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Rule Governing Modification of Orders on its NASDAQ OMX PSX Facility ("PSX") in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2014-83
34-74000 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2014-81
34-73988 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5


Phlx File Number List for 2015
Release No. Date Details

SR-Phlx-2015-07
34-74099 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2015-06
34-74062 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Sections II and IV of the Pricing Schedule 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on January 13, 2015, NASDAQ OMX PHLX LLC ("Phlx" or "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2015-04
34-74022 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2015-03
34-74012 Jan. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program in Rule 1059, Accommodation Transactions
Comments due: 21 days after publication in the Federal Register

SR-Phlx-2015-01
34-74059 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on January 2, 2015, NASDAQ OMX PHLX LLC ("Phlx" or "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/phlx.shtml


Modified: 01/21/2015