|
|
 |
NASDAQ OMX PHLX LLC (Phlx) Rulemaking
We encourage the public to submit comments on the following NASDAQ OMX PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
Phlx File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Second Quarter |
SR-Phlx-2013-55 |
| 34-69633 |
May 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-Phlx-2013-55
|
SR-Phlx-2013-56 |
| 34-69632 |
May 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Rule Governing Cancellation of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution, and to Make Related Clarifications to Rule Text
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-56
|
SR-Phlx-2013-52 |
| 34-69612 |
May 21, 2013 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Lead Market Maker Program on the NASDAQ OMX PSX Market and to Make Related Changes to the Schedule Fees and Rebates for Execution of Quotes and Orders
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2013-52
|
SR-Phlx-2013-54 |
| 34-69610 |
May 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3306 and Rule 3303 to Stipulate How Participants in NASDAQ OMX PSX May Modify Previously Entered Orders and to Describe How Modified Orders Are Processed
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2013-54
|
SR-Phlx-2013-53 |
| 34-69583 |
May 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program to Allow Cabinet Trading to Take Place Below $1 per Option Contract
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2013-53
|
SR-Phlx-2013-51 |
| 34-69588 |
May 15, 2013 |
Notice of Filing of Proposed Rule Change to its Schedule of Fees and Rebates for Execution of Quotes and Orders on NASDAQ OMX PSX
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2013-51
|
SR-Phlx-2013-50 |
| 34-69586 |
May 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FLEX Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-50
|
SR-Phlx-2013-45 |
| 34-69555 |
May 10, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Mini Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-Phlx-2013-45
|
SR-Phlx-2013-46 |
| 34-69550 |
May 9, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Order PIXL
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-46
|
SR-Phlx-2013-49 |
| 34-69548 |
May 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Sections of the Exchange's Pricing Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-49
|
SR-Phlx-2013-48 |
| 34-69547 |
May 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees and Rebates Applicable to Qualified Contingent Cross Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-48
|
SR-Phlx-2013-44 |
| 34-69509 |
May 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Remote Streaming Quote Trader Fees and Reference a Remote Streaming Quote Trader Organization
Comments due: May 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-44
|
SR-Phlx-2013-43 |
| 34-69500 |
May 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive the Application and Initiation Fees in Certain Circumstances
Comments due: May 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-43
|
SR-Phlx-2013-42 |
| 34-69498 |
May 2, 2013 |
Notice of Filing of Proposed Rule Change for the Permanent Approval of the Exchange's Pilot Program to Permit the Exchange to Accept Inbound Options Orders Routed by Nasdaq Options Services LLC from NASDAQ OMX BX, Inc.
Comments due: May 29, 2013
Submit comments on SR-Phlx-2013-42
|
SR-Phlx-2013-09 |
| 34-69471 |
Apr. 29, 2013 |
Order Approving Proposed Rule Change to Enhance the Functionality Offered on the Options Floor Broker Management System ("FBMS") by, Among Other Things, Automating Functions Currently Performed by Floor Brokers
See also: Notice: Rel. No. 34-68960
|
SR-Phlx-2013-40 |
| 34-69465 |
Apr. 26, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Strategy Fee Caps
Comments due: May 23, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-40
|
SR-Phlx-2013-24 |
| 34-69452 |
Apr. 25, 2013 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX
See also: Notice: Rel. No. 34-69194
|
SR-Phlx-2013-03 |
| 34-69417 |
Apr. 19, 2013 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rules 507 and 1014 to Establish Remote Streaming Quote Trader Organizations
See also: Notice: Rel. No. 34-68689
|
SR-Phlx-2013-38 |
| 34-69401 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Routing Fees
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-38
|
SR-Phlx-2013-35 |
| 34-69351 |
Apr. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Mini Options
Comments due: May 6, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-35
|
SR-Phlx-2013-29 |
| 34-69344 |
Apr. 8, 2013 |
Order Granting Accelerated Approval of a Proposed Rule Change to Address Obvious and Catastrophic Options Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility
See also: Notice: Rel. No. 34-69141
|
SR-Phlx-2013-21 |
| 34-69332 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change to Adopt New Exchange Rule 1047(f)(iv) Regarding Quoting Obligations
See also: Notice: Rel. No. 34-69068
|
SR-Phlx-2013-05 |
| 34-69304 |
Apr. 4, 2013 |
Order Granting Approval of Proposed Rule Change Regarding Catastrophic Errors
See also: Notice: Rel. No. 34-68907
|
SR-Phlx-2013-37 |
| 34-69269 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend its FLEX Option No Minimum Value Size Pilot Program to March 28, 2014
Comments due: April 29, 2013
Submit comments on SR-Phlx-2013-37
|
| First Quarter |
SR-Phlx-2013-023 |
| 34-69253 |
Mar. 28, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Routing Fees and the Customer Rebate Program
Comments due: April 26, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-023
|
SR-Phlx-2013-36 |
| 34-69241 |
Mar. 26, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading QCC and PIXL Orders in Mini Options
Comments due: April 22, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-36
|
SR-Phlx-2013-15 |
| 34-69229 |
Mar. 25, 2013 |
Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program to Permit PSX to Accept Inbound Orders Routed by NASDAQ Execution Services LLC from the BX Equities Market
See also: Notice: Rel. No. 34-68889
|
SR-Phlx-2013-26 |
| 34-69218 |
Mar. 22, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 3100
Comments due: April 18, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-26
|
SR-Phlx-2013-31 |
| 34-69204 |
Mar. 21, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Sections I and II of the Pricing Schedule
Comments due: April 17, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-31
|
SR-Phlx-2013-24 |
| 34-69194 |
Mar. 20, 2013 |
Notice of Filing of Proposed Rule Change to Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX
Comments due: April 16, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69452
|
SR-Phlx-2013-28 |
| 34-69182 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Program for PSX Managed Data Solutions (MDS)
Comments due: April 16, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-28
|
SR-Phlx-2013-34 |
| 34-69162 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due: April 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-34
|
SR-Phlx-2013-30 |
| 34-69159 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: April 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-30
|
SR-Phlx-2013-29 |
| 34-69141 |
Mar. 15, 2013 |
Notice of Filing of Proposed Rule Change to Address Obvious and Catastrophic Options Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: April 4, 2013
See also: Order: Rel. No. 34-69344
Comments received are available for this proposal.
|
SR-Phlx-2013-20 |
| 34-69118 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Exchange Rule 1047(f) and (g) for Limit Up/Limit Down Situations
Comments due: April 8, 2013
|
SR-Phlx-2013-19 |
| 34-69076 |
Mar. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Fee Schedule Governing Order Routing for the NASDAQ OMX PSX Facility
Comments due: April 4, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-21 |
| 34-69068 |
Mar. 7, 2013 |
Notice of Filing of Proposed Rule Change to Adopt New Exchange Rule 1047(f)(iv) Regarding Quoting Obligations
Comments due: March 28, 2013
See also: Order: Rel. No. 34-69332
|
SR-Phlx-2013-18 |
| 34-69031 |
Mar. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Long-Term Index Options
Comments due: March 29, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-16 |
| 34-69005 |
Feb. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Transaction Fees for Options on Treasury Securities
Comments due: March 27, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-17 |
| 34-68984 |
Feb. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Routing Fees to C2
Comments due: March 22, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-09 |
| 34-68960 |
Feb. 20, 2013 |
Notice of Filing of Proposed Rule Change to Enhance the Functionality Offered on its Options Floor Broker Management System ("FBMS") by, Among Other Things, Automating Functions Currently Performed by Floor Brokers
Comments due: March 19, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69471
|
SR-Phlx-2013-13 |
| 34-68924 |
Feb. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Customer Rebate Program and Other Technical Amendments
Comments due: March 13, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-14 |
| 34-68915 |
Feb. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks
Comments due: March 13, 2013
|
SR-Phlx-2013-05 |
| 34-68907 |
Feb. 12, 2013 |
Notice of Filing of Proposed Rule Change Regarding Catastrophic Errors
Comments due: March 12, 2013
See also: Order: Rel. No. 34-69304
Comments received are available for this proposal.
|
SR-Phlx-2013-15 |
| 34-68889 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change for the Permanent Approval of a Pilot Program to Permit PSX to Accept Inbound Orders Routed by Nasdaq Execution Services LLC from the BX Equities Market
Comments due: March 7, 2013
See also: Order: Rel. No. 34-69229
|
SR-Phlx-2013-10 |
| 34-68880 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Fees in Section II of the Pricing Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-08 |
| 34-68838 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Routing Functionality of the NASDAQ OMX PSX Market
Comments due: March 5, 2013
|
SR-Phlx-2012-142 |
| 34-68823 |
Feb. 4, 2013 |
Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2012-002, SR-BX-2012-075, SR-NASDAQ-2012-142, SR-SCCP-2012-02
See also: Notice: Rel. No. 34-68513
|
SR-Phlx-2013-12 |
| 34-68820 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Related to Rule 3312, Entitled "Clearly Erroneous Transactions"
Comments due: March 1, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-11 |
| 34-68816 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to delay the operative date of a rule change to Exchange Rule 133
Comments due: March 4, 2013
|
SR-Phlx-2013-06 |
| 34-68793 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Clarification to the Exchange's Pricing Schedule to Clarify When an Order is Adding or Removing Liquidity
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-04 |
| 34-68698 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 15, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-03 |
| 34-68689 |
Jan. 18, 2013 |
Notice of Filing of Proposed Rule Change to Amend Exchange Rules 507 and 1014 to Establish Remote Streaming Quote Trader Organizations
Comments due: February 15, 2013
See also: Notice: Rel. No. 34-69417
|
SR-Phlx-2013-01 |
| 34-68674 |
Jan. 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Pricing Schedule
Comments due: February 13, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-02 |
| 34-68648 |
Jan. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Fees Assessed for Certain Co-location Services
Comments due: February 8, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2012-146 |
| 34-68582 |
Jan. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Caps
Comments due: January 31, 2013
|
SR-Phlx-2012-141 |
| 34-68577 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Professional Options Transaction Charges
Comments due: January 30, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2012-145 |
| 34-68576 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule for the Following Direct Data Feed Products: Top of Phlx Options Data Feed, the Top of Phlx Options Plus Orders Data Feed, the PHLX Orders Data Feed and the PHLX Depth of Market Data Feed
Comments due: January 30, 2013
|
SR-Phlx-2012-130 |
| 34-68574 |
Jan. 3, 2013 |
Order Approving Proposed Rule Change to Amend Performance Evaluations with Respect to Quote Submissions of Streaming Quote Traders and Remote Streaming Quote Traders
See also: Notice: Rel. No. 34-68217
|
| Phlx File Number List for 2013 |
| Release No. |
Date |
Details |
SR-Phlx-2013-56 |
| 34-69632 |
May 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Rule Governing Cancellation of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution, and to Make Related Clarifications to Rule Text
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-56
|
SR-Phlx-2013-55 |
| 34-69633 |
May 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-55
|
SR-Phlx-2013-54 |
| 34-69610 |
May 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3306 and Rule 3303 to Stipulate How Participants in NASDAQ OMX PSX May Modify Previously Entered Orders and to Describe How Modified Orders Are Processed
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2013-54
|
SR-Phlx-2013-53 |
| 34-69583 |
May 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program to Allow Cabinet Trading to Take Place Below $1 per Option Contract
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2013-53
|
SR-Phlx-2013-52 |
| 34-69612 |
May 21, 2013 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Lead Market Maker Program on the NASDAQ OMX PSX Market and to Make Related Changes to the Schedule Fees and Rebates for Execution of Quotes and Orders
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2013-52
|
SR-Phlx-2013-51 |
| 34-69588 |
May 15, 2013 |
Notice of Filing of Proposed Rule Change to its Schedule of Fees and Rebates for Execution of Quotes and Orders on NASDAQ OMX PSX
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2013-51
|
SR-Phlx-2013-50 |
| 34-69586 |
May 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FLEX Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-50
|
SR-Phlx-2013-49 |
| 34-69548 |
May 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Sections of the Exchange's Pricing Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-49
|
SR-Phlx-2013-48 |
| 34-69547 |
May 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees and Rebates Applicable to Qualified Contingent Cross Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-48
|
SR-Phlx-2013-46 |
| 34-69550 |
May 9, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Order PIXL
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-46
|
SR-Phlx-2013-45 |
| 34-69555 |
May 10, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Mini Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-Phlx-2013-45
|
SR-Phlx-2013-44 |
| 34-69509 |
May 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Remote Streaming Quote Trader Fees and Reference a Remote Streaming Quote Trader Organization
Comments due: May 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-44
|
SR-Phlx-2013-43 |
| 34-69500 |
May 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive the Application and Initiation Fees in Certain Circumstances
Comments due: May 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-43
|
SR-Phlx-2013-42 |
| 34-69498 |
May 2, 2013 |
Notice of Filing of Proposed Rule Change for the Permanent Approval of the Exchange's Pilot Program to Permit the Exchange to Accept Inbound Options Orders Routed by Nasdaq Options Services LLC from NASDAQ OMX BX, Inc.
Comments due: May 29, 2013
Submit comments on SR-Phlx-2013-42
|
SR-Phlx-2013-40 |
| 34-69465 |
Apr. 26, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Strategy Fee Caps
Comments due: May 23, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-40
|
SR-Phlx-2013-38 |
| 34-69401 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Routing Fees
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-38
|
SR-Phlx-2013-37 |
| 34-69269 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend its FLEX Option No Minimum Value Size Pilot Program to March 28, 2014
Comments due: April 29, 2013
Submit comments on SR-Phlx-2013-37
|
SR-Phlx-2013-36 |
| 34-69241 |
Mar. 26, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading QCC and PIXL Orders in Mini Options
Comments due: April 22, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-36
|
SR-Phlx-2013-35 |
| 34-69351 |
Apr. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Mini Options
Comments due: May 6, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-35
|
SR-Phlx-2013-34 |
| 34-69162 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due: April 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-34
|
SR-Phlx-2013-31 |
| 34-69204 |
Mar. 21, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Sections I and II of the Pricing Schedule
Comments due: April 17, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-31
|
SR-Phlx-2013-30 |
| 34-69159 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: April 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-30
|
SR-Phlx-2013-29 |
| 34-69344 |
Apr. 8, 2013 |
Order Granting Accelerated Approval of a Proposed Rule Change to Address Obvious and Catastrophic Options Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility
|
| 34-69141 |
Mar. 15, 2013 |
Notice of Filing of Proposed Rule Change to Address Obvious and Catastrophic Options Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: April 4, 2013
Comments received are available for this proposal.
|
SR-Phlx-2013-28 |
| 34-69182 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Program for PSX Managed Data Solutions (MDS)
Comments due: April 16, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-28
|
SR-Phlx-2013-26 |
| 34-69218 |
Mar. 22, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 3100
Comments due: April 18, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-26
|
SR-Phlx-2013-24 |
| 34-69452 |
Apr. 25, 2013 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX
|
| 34-69194 |
Mar. 20, 2013 |
Notice of Filing of Proposed Rule Change to Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX
Comments due: April 16, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-023 |
| 34-69253 |
Mar. 28, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Routing Fees and the Customer Rebate Program
Comments due: April 26, 2013
Additional Materials: Exhibit 5
Submit comments on SR-Phlx-2013-023
|
SR-Phlx-2013-21 |
| 34-69332 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change to Adopt New Exchange Rule 1047(f)(iv) Regarding Quoting Obligations
|
| 34-69068 |
Mar. 7, 2013 |
Notice of Filing of Proposed Rule Change to Adopt New Exchange Rule 1047(f)(iv) Regarding Quoting Obligations
Comments due: March 28, 2013
|
SR-Phlx-2013-20 |
| 34-69118 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Exchange Rule 1047(f) and (g) for Limit Up/Limit Down Situations
Comments due: April 8, 2013
|
SR-Phlx-2013-19 |
| 34-69076 |
Mar. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Fee Schedule Governing Order Routing for the NASDAQ OMX PSX Facility
Comments due: April 4, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-18 |
| 34-69031 |
Mar. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Long-Term Index Options
Comments due: March 29, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-17 |
| 34-68984 |
Feb. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Routing Fees to C2
Comments due: March 22, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-16 |
| 34-69005 |
Feb. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Transaction Fees for Options on Treasury Securities
Comments due: March 27, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-15 |
| 34-69229 |
Mar. 25, 2013 |
Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program to Permit PSX to Accept Inbound Orders Routed by NASDAQ Execution Services LLC from the BX Equities Market
|
| 34-68889 |
Feb. 8, 2013 |
Notice of Filing of Proposed Rule Change for the Permanent Approval of a Pilot Program to Permit PSX to Accept Inbound Orders Routed by Nasdaq Execution Services LLC from the BX Equities Market
Comments due: March 7, 2013
|
SR-Phlx-2013-14 |
| 34-68915 |
Feb. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks
Comments due: March 13, 2013
|
SR-Phlx-2013-13 |
| 34-68924 |
Feb. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Customer Rebate Program and Other Technical Amendments
Comments due: March 13, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-12 |
| 34-68820 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Related to Rule 3312, Entitled "Clearly Erroneous Transactions"
Comments due: March 1, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-11 |
| 34-68816 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to delay the operative date of a rule change to Exchange Rule 133
Comments due: March 4, 2013
|
SR-Phlx-2013-10 |
| 34-68880 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Fees in Section II of the Pricing Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-09 |
| 34-69471 |
Apr. 29, 2013 |
Order Approving Proposed Rule Change to Enhance the Functionality Offered on the Options Floor Broker Management System ("FBMS") by, Among Other Things, Automating Functions Currently Performed by Floor Brokers
|
| 34-68960 |
Feb. 20, 2013 |
Notice of Filing of Proposed Rule Change to Enhance the Functionality Offered on its Options Floor Broker Management System ("FBMS") by, Among Other Things, Automating Functions Currently Performed by Floor Brokers
Comments due: March 19, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-08 |
| 34-68838 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Routing Functionality of the NASDAQ OMX PSX Market
Comments due: March 5, 2013
|
SR-Phlx-2013-06 |
| 34-68793 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Clarification to the Exchange's Pricing Schedule to Clarify When an Order is Adding or Removing Liquidity
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-05 |
| 34-69304 |
Apr. 4, 2013 |
Order Granting Approval of Proposed Rule Change Regarding Catastrophic Errors
|
| 34-68907 |
Feb. 12, 2013 |
Notice of Filing of Proposed Rule Change Regarding Catastrophic Errors
Comments due: March 12, 2013
Comments received are available for this proposal.
|
SR-Phlx-2013-04 |
| 34-68698 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 15, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-03 |
| 34-69417 |
Apr. 19, 2013 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rules 507 and 1014 to Establish Remote Streaming Quote Trader Organizations
|
| 34-68689 |
Jan. 18, 2013 |
Notice of Filing of Proposed Rule Change to Amend Exchange Rules 507 and 1014 to Establish Remote Streaming Quote Trader Organizations
Comments due: February 15, 2013
|
SR-Phlx-2013-02 |
| 34-68648 |
Jan. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Fees Assessed for Certain Co-location Services
Comments due: February 8, 2013
Additional Materials: Exhibit 5
|
SR-Phlx-2013-01 |
| 34-68674 |
Jan. 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Pricing Schedule
Comments due: February 13, 2013
Additional Materials: Exhibit 5
|
http://www.sec.gov/rules/sro/phlx.shtml
|
