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PCX Rulemaking Archive: 2005

Name change in effect as of April 7, 2006:
NYSE Arca, Inc.

We encourage the public to submit comments on the following Pacific Exchange, Inc. (PCX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

PCX File Number List for 2005

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-PCX-2005-132
34-53045 Dec. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due:  January 27, 2006
Comments received are available for this notice.

SR-PCX-2005-139
34-53034 Dec. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc.
Comments due:  January 26, 2006

SR-PCX-2005-140
34-52995 Dec. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the NASD PCX Agreement
Comments due:  January 19, 2006

SR-PCX-2005-137
34-52986 Dec. 20, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Expand its $2.50 Strike Price Program
Comments due:  January 18, 2006

SR-PCX-2005-102
34-52955 Dec. 14, 2005 Notice of Filing of a Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System
Comments due:  January 11, 2006
See also:  Order: Rel. No. 34-53221

SR-PCX-2005-127
34-52935 Dec. 9, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  January 10, 2006

SR-PCX-2005-128
34-52927 Dec. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Hours Certain Vanguard International Equity Index Funds Are Eligible to Trade on the Archipelago Exchange
Comments due:  January 5, 2006

SR-PCX-2005-79
34-52923 Dec. 7, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 2 and 3 Relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes
Comments due:  January 5, 2006

SR-PCX-2005-112
34-52920 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due:  January 4, 2006

SR-PCX-2005-113
34-52918 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due:  January 4, 2006

SR-PCX-2005-129
34-52911 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Approval of Securities that Underlie Options Traded on the Exchange
Comments due:  January 4, 2006

SR-PCX-2005-87
34-52898 Dec. 6, 2005 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process
Comments due:  January 3, 2006
See also:  Order: Rel. No. 34-53117

SR-PCX-2005-130
34-52882 Dec. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Transaction Credits for Round Lots of Certain Listed Securities
Comments due:  January 3, 2006

SR-PCX-2005-56
34-52827 Nov. 23, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Directed Order Process and the Establishment of Designated Market Makers and Lead Market Makers
Comments due:  December 22, 2005
See also:  Notice: Rel. No. 34-52566

SR-PCX-2005-85
34-52814 Nov. 21, 2005 Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
See also:  Notice: Rel. No. 34-52542

SR-PCX-2005-125
34-52811 Nov. 21, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Certain Exceptions from the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc.
Comments due:  December 20, 2005

SR-PCX-2005-108
34-52809 Nov. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value
Comments due:  December 20, 2005

SR-PCX-2005-88
34-52806 Nov. 18, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values
Comments due:  December 19, 2005

SR-PCX-2005-119
34-52769 Nov. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Regarding Clearly Erroneous Executions
Comments due:  December 9, 2005

SR-PCX-2005-98
34-52732 Nov. 3, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access
See also:  Notice: Rel. No. 34-52523

SR-PCX-2005-120
34-52720 Nov. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers
Comments due:  December 5, 2005

SR-PCX-2005-73
34-52719 Nov. 2, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service on the Archipelago Exchange
See also:  Notice: Rel. No. 34-52472

SR-PCX-2005-76
34-52676 Oct. 25, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement
Comments due:  November 22, 2005

SR-PCX-2005-75
34-52675 Oct. 25, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement
Comments due:  November 22, 2005

SR-PCX-2005-121
34-52672 Oct. 25, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to its Current Revenue Sharing Program an Opportunity to Share in ETP Operating Revenue for Cross Orders in Tape C Securities
Comments due:  November 25, 2005

SR-PCX-2005-104
34-52657 Oct. 24, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-Amex-2005-047; SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-Phlx-2005-27
See also:  Notice: Rel. No. 34-52427

SR-PCX-2005-111
34-52634 Oct. 19, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due:  November 15, 2005

SR-PCX-2005-56
34-52566 Oct. 5, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process
Comments due:  November 3, 2005
See also:  Order: Rel. No. 34-52827

SR-PCX-2005-107
34-52561 Oct. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Regarding Lead Market Maker’s Guaranteed Participation in Trades Executed by Public Outcry
Comments due:  November 2, 2005
Third Quarter

SR-PCX-2005-85
34-52542 Sep. 30, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due:  October 28, 2005
See also:  Order: Rel. No. 34-52814

SR-PCX-2005-98
34-52523 Sep. 28, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access
Comments due:  October 25, 2005
See also:  Order: Rel. No. 34-52732

SR-PCX-2005-106
34-52513 Sep. 27, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure
Comments due:  October 25, 2005

SR-PCX-2005-19
34-52502 Sep. 23, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees
See also:  Notice: Rel. No. 34-52225

SR-PCX-2005-90
34-52497 Sep. 22, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change to Amend the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules, and the Bylaws of Archipelago Holdings, Inc. in Relation to the Acquisition of PCX Holdings by Archipelago Holdings
Comments due:  October 20, 2005
See also:  Notice: Rel. No. 34-52249
Comments received are available for this notice.
 
Additional Materials:
*
*
Exhibit A — Amended and Restated Certificate of Incorporation of PCX Holdings, Inc.
*
*
Exhibit B — Proposed PCX Rules
*
*
Exhibit C — Amended and Restated Bylaws of Archipelago Holdings, Inc.
*
*
Amendment No. 2

SR-PCX-2005-73
34-52472 Sep. 20, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service
Comments due:  October 19, 2005
See also:  Order: Rel. No. 34-52719

SR-PCX-2005-53
34-52436 Sep. 14, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Create a New Order Type—Passive Liquidity Orders—for use in the ArcaEx Trading Facility of the PCX
Comments due:  October 12, 2005
See also:  Order: Rel. No. 34-54511
Comments received are available for this notice.

SR-PCX-2005-104
34-52427 Sep. 14, 2005 Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary Principal Acting as Agent Orders Pursuant to the Linkage Plan
Comments due:  October 11, 2005
See also:  Order: Rel. No. 34-52657

SR-PCX-2005-59
34-52417 Sep. 13, 2005 Order Approving a Proposed Rule Change and Amendments No. 1 and 3 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
See also:  Notice: Rel. No. 34-52206

SR-PCX-2005-103
34-52390 Sep. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due:  October 5, 2005

SR-PCX-2005-99
34-52373 Sep. 1, 2005 Notice of Filing and Immediate Approval of Proposed Rule Changes Relating to Direct Communication between Parties and Arbitrators
Comments due:  September 29, 2005

SR-PCX-2005-68
34-52371 Aug. 31, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Modify Rate Schedule Retroactively to January 1, 2002 to Cap the Fees on Multiple Options Issues Transfers
See also:  Notice: Rel. No. 34-52090

SR-PCX-2005-101
34-52366 Aug. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006
Comments due:  September 30, 2005

SR-PCX-2005-58
34-52361 Aug. 30, 2005 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
See also:  Notice: Rel. No. 34-52103

SR-PCX-2005-92
34-52351 Aug. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Complex Orders
Comments due:  September 23, 2005

SR-PCX-2005-61
34-52345 Aug. 26, 2005 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimis Exception to the 80/20 Test
See also:  Notice: Rel. No. 34-52070

SR-PCX-2005-93
34-52315 Aug. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due:  September 19, 2005

SR-PCX-2005-95
34-52263 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due:  September 12, 2005

SR-PCX-2005-16
34-52253 Aug. 15, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend its Market Data Rebate Program to Allow Equity Trading Permit Holders to Receive Rebates on an Estimated Basis
See also:  Notice: Rel. No. 34-51990

SR-PCX-2005-90
34-52249 Aug. 12, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules and Bylaws of Archipelago Holdings, Inc.
Comments due:  September 8, 2005
See also:  Order: Rel. No. 34-52497
Comments received are available for this notice.
 
Additional Materials:
*
*
Exhibit A — Amended and Restated Certificate of Incorporation of PCX Holdings, Inc.
*
*
Exhibit B — Proposed PCX Rules
*
*
Exhibit C — Amended and Restated Bylaws of Archipelago Holdings, Inc.
*
*
Amendment No. 2

SR-PCX-2005-91
34-52243 Aug. 11, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Continuing Education Regulatory Element Requirement
Comments due:  September 12, 2005

SR-PCX-2005-31
34-52241 Aug. 11, 2005 Order Approving a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Permit Lead Market Makers to Operate Remotely
See also:  Notice: Rel. No. 34-51937

SR-PCX-2005-89
34-52238 Aug. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Fee
Comments due:  September 7, 2005

SR-PCX-2005-19
34-52225 Aug. 8, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees
Comments due:  September 6, 2005
See also: Order Rel. No. 34-52502

SR-PCX-2005-74
34-52221 Aug. 8, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto to Trade Shares of Certain Vanguard International Equity Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  September 6, 2005

SR-PCX-2005-59
34-52206 Aug. 4, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due:  September 1, 2005
See also:  Order: Rel. No. 34-52417

SR-PCX-2005-63
34-52204 Aug. 3, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
Comments due:  August 31, 2005

SR-PCX-2005-80
34-52165 Jul. 29, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Continuing Education Regulatory Element Requirement
Comments due:  August 26, 2005

SR-PCX-2005-86
34-52151 Jul. 28, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2005

SR-PCX-2005-72
34-52109 Jul. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders
Comments due:  August 22, 2005

SR-PCX-2005-58
34-52103 Jul. 21, 2005 Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
Comments due:  August 19, 2005
See also:  Order: Rel. No. 34-52361

SR-PCX-2005-68
34-52090 Jul. 20, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Rate Schedule Retroactively to January 1, 2002 to Cap the Fees on Multiple Options Issues Transfers
Comments due:  August 17, 2005
See also:  Order: Rel. No. 34-52371

SR-PCX-2005-67
34-52083 Jul. 20, 2005 Order Approving Proposed Rule Change Relating to Exchange Fees and Charges
See also:  Notice: Rel. No. 34-51795

SR-PCX-2005-61
34-52070 Jul. 20, 2005 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test
Comments due:  August 17, 2005
See also:  Order: Rel. No. 34-52345

SR-PCX-2005-71
34-52060 Jul. 19, 2005 Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
See also:  Notice: Rel. No. 34-51885

SR-PCX-2005-82
34-52024 Jul. 13, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  August 10, 2005

SR-PCX-2005-32
34-52013 Jul. 12, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade One Week Option Series
Comments due:  August 9, 2005

SR-PCX-2005-78
34-52008 Jul. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Obvious Error Rule for Equity Options
Comments due:  August 5, 2005

SR-PCX-2005-16
34-51990 Jul. 7, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Market Data Rebate Program to Allow Equity Trading Permit Holders to Receive Rebates on an Estimated Basis
Comments due:  August 4, 2005
See also:  Order: Rel. No. 34-52253

SR-PCX-2005-84
34-51972 Jul. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Securities in Subpenny Increments
Comments due:  August 1, 2005
Second Quarter

SR-PCX-2005-31
34-51937 Jun. 29, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Permit Lead Market Makers to Operate from a Remote Location
Comments due:  July 27, 2005
See also:  Order: Rel. No. 34-52241

SR-PCX-2005-71
34-51885 Jun. 20, 2005 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
See also:  Order: Rel. No. 34-52060

SR-PCX-2005-27
34-51799 Jun. 7, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Calculation of the National Best Bid or Offer When Another Market Is Disconnected from the Intermarket Option Linkage
See also:  Notice: Rel. No. 34-51627

SR-PCX-2005-67
34-51795 Jun. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
See also:  Order: Rel. No. 34-52083

SR-PCX-2005-22
34-51791 Jun. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member’s Books and Records
Comments due:  July 5, 2005

SR-PCX-2005-70
34-51788 Jun. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Correct a Typographical Error in its Schedule of Fees and Charges
Comments due:  July 5, 2005

SR-PCX-2005-65
34-51787 Jun. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  July 5, 2005

SR-PCX-2005-69
34-51767 May 31, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 28, 2005

SR-PCX-2005-34
34-51752 May 27, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers
Comments due:  June 28, 2005

SR-PCX-2005-33
34-51751 May 27, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to OTP Holders and OTP Firms Borrowing from or Lending to Their Customers
Comments due:  June 28, 2005

SR-PCX-2005-64
34-51740 May 25, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism
Comments due:  June 24, 2005

SR-PCX-2005-57
34-51728 May 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Delay of Implementation Date of Revisions to the Series 4 Examination Program
Comments due:  June 24, 2005

SR-PCX-2005-51
34-51727 May 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due:  June 24, 2005

SR-PCX-2005-52
34-51723 May 20, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Making Certain Administrative Changes to the PCX Rules
Comments due:  June 21, 2005

SR-PCX-2005-50
34-51696 May 13, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Pilot Rule Extension of a Waiver of California Arbitrator Disclosure Standards
Comments due:  June 10, 2005

SR-PCX-2005-62
34-51672 May 9, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  June 7, 2005

SR-PCX-2004-72
34-51667 May 9, 2005 Order Granting Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange
Comments due:  June 3, 2005
See also:  Notice: Rel. No. 34-51280

SR-PCX-2005-47
34-51645 May 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Exchange Fees and Charges
Comments due:  May 31, 2005

SR-PCX-2005-49
34-51641 May 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  May 27, 2005

SR-PCX-2004-65
34-51637 Apr. 29, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Deletion of Obsolete or Unnecessary Rules
See also:  Notice: Rel. No. 34-51392

SR-PCX-2005-27
34-51627 Apr. 28, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Options Linkage
See also:  Order: Rel. No. 34-51799

SR-PCX-2005-48
34-51608 Apr. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise PCX Rule 6.88 to Eliminate the Prohibition on Computer Generated Orders
Comments due:  May 23, 2005

SR-PCX-2005-38
34-51601 Apr. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Corporate Governance Standards for Listed Companies
Comments due:  May 23, 2005

SR-PCX-2005-36
34-51580 Apr. 20, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Arbitration Fees
Comments due:  May 18, 2005

SR-PCX-2005-35
34-51576 Apr. 19, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SizeQuote Mechanism for the Execution of Large-Sized Orders in Open Outcry
Comments due:  May 17, 2005

SR-PCX-2005-37
34-51519 Apr. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adjusting the Implementation Date of Previously Adopted PCXE Listing Fees for Exchange-Traded Funds and Closed-End Funds
Comments due:  May 9, 2005

SR-PCX-2004-124
34-51512 Apr. 8, 2005 Order Approving Order Approving Proposed Rule Change and Amendments Nos. 1, 2, and 3 by the Pacific Exchange, Inc. Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session
See also:  Notice: Rel. No. 34-51296
First Quarter

SR-PCX-2005-26
34-51401 Mar. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers’ Ability to be Reappointed Options Issues
Comments due:  April 15, 2005

SR-PCX-2005-11
34-51399 Mar. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Electronic Filing of Form U4 and Form U5 by ETP Holders through the CRD
Comments due:  April 18, 2005

SR-PCX-2005-10
34-51398 Mar. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms through the CRD
Comments due:  April 18, 2005

SR-PCX-2004-65
34-51392 Mar. 17, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Deletion of Obsolete or Unnecessary Rules
Comments due:  April 14, 2005
See also:  Order: Rel. No. 34-51637

SR-PCX-2005-17
34-51389 Mar. 17, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to the Bylaws of PCX Holdings, Inc.
See also:  Order: Rel. No. 34-51637

SR-PCX-2005-29
34-51380 Mar. 16, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Q Orders
Comments due:  April 12, 2005

SR-PCX-2005-14
34-51369 Mar. 14, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Arbitration Fees
Comments due:  April 11, 2005

SR-PCX-2005-15
34-51360 Mar. 11, 2005 Order Granting Approval of Proposed Rule Change Relating to Primary Only Orders
See also:  Notice: Rel. No. 34-51125

SR-PCX-2005-25
34-51318 Mar. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Split Price Priority
Comments due:  April 1, 2005

SR-PCX-2005-24
34-51300 Mar. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCXE Rules 4.5 and 6.18(d), Relating to Compliance Date for the Series 24 and Series 27 Examination Requirements for ETP Holders
Comments due:  March 30, 2005

SR-PCX-2004-124
34-51296 Mar. 2, 2005 Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session
See also:  Order: Rel. No. 34-51512

SR-PCX-2003-55
34-51286 Mar. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits
Comments due:  March 29, 2005

SR-PCX-2005-21
34-51281 Mar. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Certain Obsolete or Unnecessary Rules
Comments due:  March 29, 2005

SR-PCX-2004-72
34-51280 Mar. 1, 2005 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange
Comments due:  March 29, 2005
See also:  Order: Rel. No. 34-51667

SR-PCX-2004-117
34-51245 Feb. 23, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. to Trade the streetTRACKS® Gold Shares Pursuant to Unlisted Trading Privileges
Comments due:  March 25, 2005

SR-PCX-2004-130
34-51243 Feb. 23, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Fees for Late FOCD Forms
Comments due:  March 22, 2005

SR-PCX-2004-131
34-51242 Feb. 23, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to FOCD Forms Due Date
Comments due:  March 23, 2005

SR-PCX-2005-18
34-51228 Feb. 18, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCX Rules 6.33 and 6.44, Amending Procedural Requirements for the PCX Market Maker and Floor Broker Examinations
Comments due:  March 18, 2005

SR-PCX-2005-12
34-51195 Feb. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  March 11, 2005

SR-PCX-2004-129
34-51184 Feb. 10, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Minimum Price Improvement Standards
Comments due:  March 10, 2005

SR-PCX-2005-02
34-51145 Feb. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Cleanup Order Administrative Change
Comments due:  March 4, 2005

SR-PCX-2005-15
34-51125 Feb. 2, 2005 Notice of Filing of Proposed Rule Change Relating to Primary Only Orders
See also:  Order: Rel. No. 34-51360

SR-PCX-2005-07
34-51118 Feb. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the OptiMark System
Comments due:  February 28, 2005

SR-PCX-2005-08
34-51113 Jan. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Revision and Extension of a Limitation on Trade Through Liability at the End of the Options Trading Day Pilot Program
Comments due:  February 28, 2005

SR-PCX-2004-118
34-51102 Jan. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Arbitration Fees
Comments due:  February 25, 2005

SR-PCX-2004-43
34-51094 Jan. 28, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to a Proposed Listing Fee Schedule for Structured Products
Comments due:  February 28, 2005
See also:  Notice: Rel. No. 34-50448

SR-PCX-2004-125
34-51076 Jan. 25, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Fees and Charges
Comments due:  February 22, 2005

SR-PCX-2004-132
34-51067 Jan. 21, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading, Either by Listing or Pursuant to Unlisted Trading Privileges, Commodity-Based Trust Shares and Trading, Pursuant to Unlisted Trading Privileges, iShares® COMEX Gold Trust
Comments due:  February 17, 2005

SR-PCX-00-15
34-51061 Jan. 21, 2005 Order Approving a Proposed Rule Change and Amendments No. 1 and 2 thereto, and Notice of Filing and Granted Accelerated Approval to Amendments No. 3, 4, 5, 6 and 7 thereto To Require the Immediate Display of Customer Limit Orders
Comments due:  February 18, 2005

SR-PCX-2005-03
34-51053 Jan. 18, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  February 18, 2005

SR-PCX-2004-58
34-51051 Jan. 18, 2005 Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Exchange’s Rules Under its Minor Rule Plan and Recommended Fine Schedule
See also:  Notice: Rel. No. 34-50830

SR-PCX-2005-05
34-51044 Jan. 14, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts
Comments due:  February 14, 2005

SR-PCX-2004-96
34-51038 Jan. 14, 2005 Order Granting Approval to Proposed Rule Change To Amend PCXE Rule 4.5 To Require All Financial/Operations Principals of PCXE ETP Firms To Successfully Complete the Series 27 Examination and To Add PCXE Rule 6.18(d) To Require All Compliance Supervisors of PCXE ETP Firms To Successfully Complete the Series 24 Examination
See also:  Notice: Rel. No. 34-50818

SR-PCX-2005-04
34-51022 Jan. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Electronic Order Capture System or Electronic Tablet Entry Requirements
Comments due:  February 14, 2005

SR-PCX-2004-83
34-51014 Jan. 10, 2005 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto Relating to Changing the Opening Time and the Commencement of the Opening Auction on the Archipelago Exchange
See also:  Notice: Rel. No. 34-50756

SR-PCX-2004-122
34-50998 Jan. 7, 2005 Order Granting Accelerated Approval of Proposed Rule Change Relating to the Implementation of a New Order Audit Trail System


PCX File Number List for 2005
Release No. Date Details

SR-PCX-2005-141
34-53338 Feb. 21, 2006 Order Approving Proposed Rule Change Relating to Modifications to the Archipelago Exchange’s Closing Auction
34-53096 Jan. 11, 2006 Notice of Filing of Proposed Rule Change Relating to Modifications to Archipelago Exchange’s Closing Auction
Comments due:  February 9, 2006

SR-PCX-2005-140
34-52995 Dec. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the NASD PCX Agreement
Comments due:  January 19, 2006

SR-PCX-2005-139
34-53034 Dec. 28, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc.
Comments due:  January 26, 2006

SR-PCX-2005-138
34-53249 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the PCX's Rules Governing the Hours of Trading in Equity Options
Comments due:  March 8, 2006

SR-PCX-2005-137
34-52986 Dec. 20, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Expand its $2.50 Strike Price Program
Comments due:  January 18, 2006

SR-PCX-2005-136
34-53165 Jan. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  February 21, 2006

SR-PCX-2005-135
34-53384 Feb. 27, 2006 Order Approving Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
34-53133 Jan. 17, 2006 Notice of Filing of Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due:  February 13, 2006

SR-PCX-2005-134
34-53383 Feb. 27, 2006 Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc.
Comments due:  March 27, 2006
34-53077 Jan. 9, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc.
Comments due:  February 2, 2006
Additional Materials:  
Exhibit 5.A - Resolutions Adopted at the October 20, 2005 Regular Meeting of the Board of Directors of Archipelago Holdings, Inc.
Exhibit 5.B - Proposed PCX Rules
Exhibit 5.C - Proposed PCXE Rules
Comments received are available for this notice.

SR-PCX-2005-132
34-53045 Dec. 30, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due:  January 27, 2006
Comments received are available for this notice.

SR-PCX-2005-130
34-52882 Dec. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Transaction Credits for Round Lots of Certain Listed Securities
Comments due:  January 3, 2006

SR-PCX-2005-129
34-52911 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Approval of Securities that Underlie Options Traded on the Exchange
Comments due:  January 4, 2006

SR-PCX-2005-128
34-52927 Dec. 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Hours Certain Vanguard International Equity Index Funds Are Eligible to Trade on the Archipelago Exchange
Comments due:  January 5, 2006

SR-PCX-2005-127
34-52935 Dec. 9, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  January 10, 2006

SR-PCX-2005-125
34-52811 Nov. 21, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Certain Exceptions from the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc.
Comments due:  December 20, 2005

SR-PCX-2005-123
34-53253 Feb. 8, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Currency Trust Shares
Comments due:  March 8, 2006

SR-PCX-2005-122
34-53690 Apr. 20, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  21 days after publication in the Federal Register
34-53497 Mar. 16, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  April 13, 2006

SR-PCX-2005-121
34-52672 Oct. 25, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to its Current Revenue Sharing Program an Opportunity to Share in ETP Operating Revenue for Cross Orders in Tape C Securities
Comments due:  November 25, 2005

SR-PCX-2005-120
34-52720 Nov. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers
Comments due:  December 5, 2005

SR-PCX-2005-119
34-52769 Nov. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Regarding Clearly Erroneous Executions
Comments due:  December 9, 2005

SR-PCX-2005-117
34-53520 Mar. 20, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of the iShares® Silver Trust Pursuant to Unlisted Trading Privileges
Comments due:  April 14, 2006

SR-PCX-2005-116
34-53230 Feb. 6, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to List and Trade Shares of the iShares MSCI Australia Index Fund, iShares MSCI Austria Index Fund, iShares MSCI Canada Index Fund, iShares MSCI EMU Index Fund, iShares MSCI Germany Index Fund, and iShares MSCI Mexico Index Fund
Comments due:  March 6, 2006

SR-PCX-2005-115
34-54045 Jun. 26, 2006 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Partial Accelerated Approval Relating to Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  July 24, 2006
34-54026 Jun. 21, 2006 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval to Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  July 19, 2006

SR-PCX-2005-113
34-52918 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due:  January 4, 2006

SR-PCX-2005-112
34-52920 Dec. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due:  January 4, 2006

SR-PCX-2005-111
34-52634 Oct. 19, 2005 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due:  November 15, 2005

SR-PCX-2005-108
34-52809 Nov. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value
Comments due:  December 20, 2005

SR-PCX-2005-107
34-52561 Oct. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Regarding Lead Market Maker’s Guaranteed Participation in Trades Executed by Public Outcry
Comments due:  November 2, 2005

SR-PCX-2005-106
34-52513 Sep. 27, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Rescinding Pilot Rules Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration and Section 1281.92 of the California Code of Civil Procedure
Comments due:  October 25, 2005

SR-PCX-2005-104
34-52657 Oct. 24, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-Amex-2005-047; SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-Phlx-2005-27
34-52427 Sep. 14, 2005 Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary Principal Acting as Agent Orders Pursuant to the Linkage Plan
Comments due:  October 11, 2005

SR-PCX-2005-103
34-52390 Sep. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due:  October 5, 2005

SR-PCX-2005-102
34-53221 Feb. 3, 2006 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System and Order Book Officials
34-52955 Dec. 14, 2005 Notice of Filing of a Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System
Comments due:  January 11, 2006

SR-PCX-2005-101
34-52366 Aug. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Applicable to Option Strategy Executions until March 1, 2006
Comments due:  September 30, 2005

SR-PCX-2005-99
34-52373 Sep. 1, 2005 Notice of Filing and Immediate Approval of Proposed Rule Changes Relating to Direct Communication between Parties and Arbitrators
Comments due:  September 29, 2005

SR-PCX-2005-98
34-52732 Nov. 3, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access
34-52523 Sep. 28, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access
Comments due:  October 25, 2005

SR-PCX-2005-97
34-54283 Aug. 8, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
34-54079 Jun. 30, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
Comments due:  July 31, 2006

SR-PCX-2005-95
34-52263 Aug. 15, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due:  September 12, 2005

SR-PCX-2005-93
34-52315 Aug. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers
Comments due:  September 19, 2005

SR-PCX-2005-92
34-52351 Aug. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Complex Orders
Comments due:  September 23, 2005

SR-PCX-2005-91
34-52243 Aug. 11, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Continuing Education Regulatory Element Requirement
Comments due:  September 12, 2005

SR-PCX-2005-90
34-52497 Sep. 22, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change to Amend the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules, and the Bylaws of Archipelago Holdings, Inc. in Relation to the Acquisition of PCX Holdings by Archipelago Holdings
Comments due:  October 20, 2005
Additional Materials:  Amendment No. 2
34-52249 Aug. 12, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules and Bylaws of Archipelago Holdings, Inc.
Comments due:  September 8, 2005
Comments received are available for this notice.
 
Additional Materials:
*
*
Exhibit A — Amended and Restated Certificate of Incorporation of PCX Holdings, Inc.
*
*
Exhibit B — Proposed PCX Rules
*
*
Exhibit C — Amended and Restated Bylaws of Archipelago Holdings, Inc.

SR-PCX-2005-89
34-52238 Aug. 10, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Fee
Comments due:  September 7, 2005

SR-PCX-2005-88
34-52806 Nov. 18, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values
Comments due:  December 19, 2005

SR-PCX-2005-87
34-53117 Jan. 13, 2006 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process
34-52898 Dec. 6, 2005 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process
Comments due:  January 3, 2006

SR-PCX-2005-86
34-52151 Jul. 28, 2005 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 24, 2005

SR-PCX-2005-85
34-52814 Nov. 21, 2005 Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due:  21 days after publication in the Federal Register
34-52542 Sep. 30, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due:  October 28, 2005

SR-PCX-2005-84
34-51972 Jul. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Securities in Subpenny Increments
Comments due:  August 1, 2005

SR-PCX-2005-82
34-52024 Jul. 13, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  August 10, 2005

SR-PCX-2005-80
34-52165 Jul. 29, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Continuing Education Regulatory Element Requirement
Comments due:  August 26, 2005

SR-PCX-2005-79
34-52923 Dec. 7, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 2 and 3 Relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes
Comments due:  January 5, 2006

SR-PCX-2005-78
34-52008 Jul. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Obvious Error Rule for Equity Options
Comments due:  August 5, 2005

SR-PCX-2005-76
34-52676 Oct. 25, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement
Comments due:  November 22, 2005

SR-PCX-2005-75
34-52675 Oct. 25, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement
Comments due:  November 22, 2005

SR-PCX-2005-74
34-52221 Aug. 8, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto to Trade Shares of Certain Vanguard International Equity Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  September 6, 2005

SR-PCX-2005-73
34-52719 Nov. 2, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service on the Archipelago Exchange
34-52472 Sep. 20, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service
Comments due:  October 19, 2005

SR-PCX-2005-72
34-52109 Jul. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Q Orders
Comments due:  August 22, 2005

SR-PCX-2005-71
34-52060 Jul. 19, 2005 Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
34-51885 Jun. 20, 2005 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System
Comments due:  July 18, 2005

SR-PCX-2005-70
34-51788 Jun. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Correct a Typographical Error in its Schedule of Fees and Charges
Comments due:  July 5, 2005

SR-PCX-2005-69
34-51767 May 31, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 28, 2005

SR-PCX-2005-68
34-52371 Aug. 31, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Modify Rate Schedule Retroactively to January 1, 2002 to Cap the Fees on Multiple Options Issues Transfers
34-52090 Jul. 20, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Rate Schedule Retroactively to January 1, 2002 to Cap the Fees on Multiple Options Issues Transfers
Comments due:  August 17, 2005

SR-PCX-2005-67
34-52083 Jul. 20, 2005 Order Approving Proposed Rule Change Relating to Exchange Fees and Charges
34-51795 Jun. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  July 5, 2005

SR-PCX-2005-65
34-51787 Jun. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  July 5, 2005

SR-PCX-2005-64
34-51740 May 25, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism
Comments due:  June 24, 2005

SR-PCX-2005-63
34-52204 Aug. 3, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
Comments due:  August 31, 2005

SR-PCX-2005-62
34-51672 May 9, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  June 7, 2005

SR-PCX-2005-61
34-52345 Aug. 26, 2005 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimis Exception to the 80/20 Test
34-52070 Jul. 20, 2005 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Establishing a De Minimus Exception to the 80/20 Test
Comments due:  August 17, 2005

SR-PCX-2005-59
34-52417 Sep. 13, 2005 Order Approving a Proposed Rule Change and Amendments No. 1 and 3 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
34-52206 Aug. 4, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due:  September 1, 2005

SR-PCX-2005-58
34-52361 Aug. 30, 2005 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
34-52103 Jul. 21, 2005 Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Order Auction
Comments due:  August 19, 2005

SR-PCX-2005-57
34-51728 May 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Delay of Implementation Date of Revisions to the Series 4 Examination Program
Comments due:  June 24, 2005

SR-PCX-2005-56
34-52827 Nov. 23, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Directed Order Process and the Establishment of Designated Market Makers and Lead Market Makers
Comments due:  December 22, 2005
34-52566 Oct. 5, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process
Comments due:  November 3, 2005

SR-PCX-2005-54
34-54282 Aug. 8, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
34-54078 Jun. 30, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
Comments due:  July 31, 2006

SR-PCX-2005-53
34-54511 Sep. 26, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 to Create a New Order Type—Passive Liquidity Orders—for use on NYSE Arca Marketplace
Comments due:  October 24, 2006
Comments received are available for this notice.
34-52436 Sep. 14, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Create a New Order Type—Passive Liquidity Orders—for use in the ArcaEx Trading Facility of the PCX
Comments due:  October 11, 2005
Comments received are available for this notice.

SR-PCX-2005-52
34-51723 May 20, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Making Certain Administrative Changes to the PCX Rules
Comments due:  June 21, 2005

SR-PCX-2005-51
34-51727 May 24, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due:  June 24, 2005

SR-PCX-2005-50
34-51696 May 13, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Pilot Rule Extension of a Waiver of California Arbitrator Disclosure Standards
Comments due:  June 10, 2005

SR-PCX-2005-49
34-51641 May 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  May 27, 2005

SR-PCX-2005-48
34-51608 Apr. 26, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise PCX Rule 6.88 to Eliminate the Prohibition on Computer Generated Orders
Comments due:  May 23, 2005

SR-PCX-2005-47
34-51645 May 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Exchange Fees and Charges
Comments due:  May 31, 2005

SR-PCX-2005-38
34-51601 Apr. 22, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Corporate Governance Standards for Listed Companies
Comments due:  May 23, 2005

SR-PCX-2005-37
34-51519 Apr. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adjusting the Implementation Date of Previously Adopted PCXE Listing Fees for Exchange-Traded Funds and Closed-End Funds
Comments due:  May 9, 2005

SR-PCX-2005-36
34-51580 Apr. 20, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Arbitration Fees
Comments due:  May 18, 2005

SR-PCX-2005-35
34-51576 Apr. 19, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SizeQuote Mechanism for the Execution of Large-Sized Orders in Open Outcry
Comments due:  May 17, 2005

SR-PCX-2005-34
34-51752 May 27, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers
Comments due:  June 28, 2005

SR-PCX-2005-33
34-51751 May 27, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to OTP Holders and OTP Firms Borrowing from or Lending to Their Customers
Comments due:  June 28, 2005

SR-PCX-2005-32
34-52013 Jul. 12, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade One Week Option Series
Comments due:  August 9, 2005

SR-PCX-2005-31
34-52241 Aug. 11, 2005 Order Approving a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Permit Lead Market Makers to Operate Remotely
34-51937 Jun. 29, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to Permit Lead Market Makers to Operate from a Remote Location
Comments due:  July 27, 2005

SR-PCX-2005-29
34-51380 Mar. 16, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Q Orders
Comments due:  April 12, 2005

SR-PCX-2005-27
34-51799 Jun. 7, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Calculation of the National Best Bid or Offer When Another Market Is Disconnected from the Intermarket Option Linkage
34-51627 Apr. 28, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Options Linkage
Comments due:  May 25, 2005

SR-PCX-2005-26
34-51401 Mar. 21, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers’ Ability to be Reappointed Options Issues
Comments due:  April 15, 2005

SR-PCX-2005-25
34-51318 Mar. 4, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Split Price Priority
Comments due:  April 1, 2005

SR-PCX-2005-24
34-51300 Mar. 2, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCXE Rules 4.5 and 6.18(d), Relating to Compliance Date for the Series 24 and Series 27 Examination Requirements for ETP Holders
Comments due:  March 30, 2005

SR-PCX-2005-22
34-51791 Jun. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member’s Books and Records
Comments due:  July 5, 2005

SR-PCX-2005-21
34-51281 Mar. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Certain Obsolete or Unnecessary Rules
Comments due:  March 29, 2005

SR-PCX-2005-19
34-52502 Sep. 23, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees
See also:  Notice: Rel. No. 34-52225
34-52225 Aug. 8, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Listing Fees
Comments due:  September 6, 2006

SR-PCX-2005-18
34-51228 Feb. 18, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCX Rules 6.33 and 6.44, Amending Procedural Requirements for the PCX Market Maker and Floor Broker Examinations
Comments due:  March 18, 2005

SR-PCX-2005-17
34-51389 Mar. 17, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to the Bylaws of PCX Holdings, Inc.
Comments due:  April 15, 2005

SR-PCX-2005-16
34-52253 Aug. 15, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend its Market Data Rebate Program to Allow Equity Trading Permit Holders to Receive Rebates on an Estimated Basis
34-51990 Jul. 7, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Market Data Rebate Program to Allow Equity Trading Permit Holders to Receive Rebates on an Estimated Basis
Comments due:  August 4, 2005

SR-PCX-2005-15
34-51360 Mar. 11, 2005 Order Granting Approval of Proposed Rule Change Relating to Primary Only Orders
34-51125 Feb. 2, 2005 Notice of Filing of Proposed Rule Change Relating to Primary Only Orders
Comments due:  March 2, 2005

SR-PCX-2005-14
34-51369 Mar. 14, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Arbitration Fees
Comments due:  April 11, 2005

SR-PCX-2005-12
34-51195 Feb. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  March 11, 2005

SR-PCX-2005-11
34-51399 Mar. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Electronic Filing of Form U4 and Form U5 by ETP Holders through the CRD
Comments due:  April 18, 2005

SR-PCX-2005-10
34-51398 Mar. 18, 2005 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms through the CRD
Comments due:  April 18, 2005

SR-PCX-2005-08
34-51113 Jan. 31, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Revision and Extension of a Limitation on Trade Through Liability at the End of the Options Trading Day Pilot Program
Comments due:  February 28, 2005

SR-PCX-2005-07
34-51118 Feb. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the OptiMark System
Comments due:  February 28, 2005

SR-PCX-2005-05
34-51044 Jan. 14, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts
Comments due:  February 14, 2005

SR-PCX-2005-04
34-51022 Jan. 11, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Electronic Order Capture System or Electronic Tablet Entry Requirements
Comments due:  February 14, 2005

SR-PCX-2005-03
34-51053 Jan. 18, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  February 18, 2005

SR-PCX-2005-02
34-51145 Feb. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Cleanup Order Administrative Change
Comments due:  March 4, 2005

 

http://www.sec.gov/rules/sro/pcx/pcxarchive/pcxarchive2005.shtml


Modified: 10/16/2014