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PCX Rulemaking Archive: 2003

Name change in effect as of April 7, 2006:
NYSE Arca, Inc.

We encourage the public to submit comments on the following Pacific Exchange, Inc. (PCX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List

PCX File Number List for 2003

Additional Archives


Chronological List
Release No. Date Details

SR–PCX–2003–46
34–48888 Dec. 5, 2003 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders
See also:  Notice: Rel. No. 34-48598

SR-PCX-2003-50
34-48735 Oct. 31, 2003 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Shareholder Approval Policy for its Listed Companies Regarding Stock Option Plans and Other Equity Compensation Arrangements

SR–PCX–2003–46
34–48598 Oct. 7, 2003 Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders
See also:  Order: Rel. No. 34-48888
Comments received are available for this notice.

SR-PCX-2003-34
34-48351 Aug. 15, 2003 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program
Comments received are available for this notice.

SR-PCX-2003-37
34-48333 Aug. 13, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the Pacific Exchange, Inc. Relating to a One-Year Extension of the Automatic Opening Rotation Pilot Program

SR-PCX-2002-37
34-46159 Jul. 2, 2002 Order of Summary Abrogation
File Nos.:  SR-NASD-2002-61, SR-NASD-2002-68, SR-CSE-2002-06, and SR-PCX-2002-37

SR-PCX-2002-36
34-47838 May 13, 2003 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 to the Proposed Rule Change by the Pacific Exchange, Inc. Relating to the Exchange's New Trading Platform for Options, PCX Plus
See also: Notice, Rel. No. 34-46803 and comment letters.

SR-PCX-2003-13
34-47734 Apr. 24, 2003 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program
Comments received are available for this notice.

SR–PCX–2003–03
34–47577 Mar. 26, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend the Regulatory Fees Portion of Its Schedule of Fees and Charges To Add a Designated Options Examining Authority Fee for Member Firms That Conduct a Public Options Business
Comments received are available for this notice.


PCX File Number List for 2003
Release No. Date Details

SR-PCX-2003-71
34-50441 Sept. 24, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading Securities Valued at Less Than $1.00 in Subpenny Increments
Comments due:  October 21, 2004

SR–PCX–2003–70
34–49276 Feb. 19, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. To Amend PCXE Rule 7.40 To Provide for the Dissemination of a Closing Price and Closing Volume
Comments received are available for this notice.

SR-PCX-2003-64
34-50473 Sep. 29, 2004 Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3, 4, and 5 Thereto Regarding Facilitation Crossing Procedures
Comments due:  October 28, 2004
34-50064 Jul. 22, 2004 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Facilitation Crosses
Comments due:  August 19, 2004

SR-PCX-2003-60
34-49455 Mar. 22, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 by Relating to Rules for Trading Index Options
Comments due:  April 19, 2004

SR-PCX-2003-55
34-51286 Mar. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits
Comments due:  March 29, 2005

SR-PCX-2003-51
34-49922 Jun. 28, 2004 Order Approving Proposed Rule Change, and Amendments No. 1, 2, and 3 thereto, by the Pacific Exchange, Inc. Relating to Conditions of PCX Membership.
34-49681 May 11, 2004 Notice of Filing and Amendments No. 1, 2, and 3 thereto of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Conditions of PCX Membership
Comments due:  June 9, 2004

SR-PCX-2003-50
34-48735 Oct. 31, 2003 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Shareholder Approval Policy for its Listed Companies Regarding Stock Option Plans and Other Equity Compensation Arrangements

SR–PCX–2003–46
34–48888 Dec. 5, 2003 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders
34–48598 Oct. 7, 2003 Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders
Comments received are available for this notice.

SR-PCX-2003-37
34-48333 Aug. 13, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the Pacific Exchange, Inc. Relating to a One-Year Extension of the Automatic Opening Rotation Pilot Program

SR-PCX-2003-34
34-48351 Aug. 15, 2003 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program
Comments received are available for this notice.

SR-PCX-2003-13
34-47734 Apr. 24, 2003 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program
Comments received are available for this notice.

SR–PCX–2003–03
34–47577 Mar. 26, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend the Regulatory Fees Portion of Its Schedule of Fees and Charges To Add a Designated Options Examining Authority Fee for Member Firms That Conduct a Public Options Business
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/pcx/pcxarchive/pcxarchive2003.shtml


Modified: 06/20/2008