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OCC Rulemaking Archive: 2012
We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
OCC File Number List for 2012
 OCC
ODD
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-OCC-2012-24 |
| 34-68535 |
Dec. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Its By-Laws and Rules Consistent with Recent System Changes to the Stock Loan/Hedge Program and Market Loan Program and Delete Certain Terms and Provisions No Longer Applicable
Comments due: January 23, 2013
|
SR-OCC-2012-25 |
| 34-68532 |
Dec. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule of Fees, Effective January 2, 2013, to Charge Non-Clearing Member Subscribers of Certain Non-Proprietary Data an Additional Monthly Fee to Accommodate Request for Such Data on a Real-Time Basis
Comments due: January 22, 2013
|
SR-OCC-2012-26 |
| 34-68531 |
Dec. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretative Guidance Relating to the Adjustment of Stock Options and Single Stock Futures for Cash Dividends and Distributions on Underlying Securities
Comments due: January 22, 2013
|
SR-OCC-2012-19 |
| 34-68445 |
Dec. 14, 2012 |
Order Approving Proposed Rule Change to Revise the Method for Determining the Minimum Clearing Fund Size to Include Consideration of the Amount Necessary to Draw on Secured Credit Facilities
See also: Notice: Rel. No. 34-68130 |
SR-OCC-2012-14 |
| 34-68434 |
Dec. 14, 2012 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, and Notice of No Objection to Advance Notice, Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options
Additional File No.: AN-OCC-2012-01
See also: Notice: Rel. No. 34-68112, Notice: Rel. No. 34-68111, Notice: Rel. No. 34-67906, Notice: Rel. No. 34-67835
|
SR-OCC-2012-23 |
| 34-68403 |
Dec. 11, 2012 |
Notice of Filing of Proposed Rule Change to Accommodate Certain Physically-Settled Options on U.S. Treasury Securities
Comments due: January 7, 2013
See also: Order: Rel. No. 34-68712
|
SR-ODD-2012-02 |
| 34-68368 |
Dec. 6, 2012 |
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Adjustments for Cash Dividends and Distributions in Respect of Options Overlying Less than 100 Shares to Accommodate the Trading of Mini Options
|
SR-OCC-2012-21 |
| 34-68308 |
Nov. 28, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Explicitly State That OCC May Reject a Request for Withdrawal of Margin or Make an Intra-Day Margin Call in Situations where a Clearing Member's Projected Settlement Obligations Could Exceed OCC's Available Liquidity Resources
Comments due: December 26, 2012
|
SR-OCC-2012-22 |
| 34-68288 |
Nov. 26, 2012 |
Notice of Filing of Proposed Rule Change to Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account to Settle Mark-to-Market Payments Arising from Stock Loan and Borrow Positions Carried in the Customers' Account
Comments due: December 21, 2012
See also: Order: Rel. No. 34-68602
|
SR-OCC-2012-20 |
| 34-68151 |
Nov. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Applicability of OCC's Rules Governing Delivery of Treasury Securities Underlying Treasury Futures Contracts to Futures on Treasury Securities with Maturities of Greater than 25 Years
Comments due: November 30, 2012
|
SR-OCC-2012-17 |
| 34-68148 |
Nov. 2, 2012 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
See also: Notice: Rel. No. 34-68147, Notice: Rel. No. 34-67921, Notice: Rel. No. 34-67896
|
SR-OCC-2012-19 |
| 34-68130 |
Nov. 1, 2012 |
Notice of Filing of Proposed Rule Change to Revise the Method for Determining the Minimum Clearing Fund Size to Include Consideration of the Amount Necessary to Draw on Secured Credit Facilities
Comments due: November 28, 2012
See also: Order: Rel. No. 34-68445
|
SR-OCC-2012-15 |
| 34-68113 |
Oct. 26, 2012 |
Order Approving Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members
See also: Notice: Rel. No. 34-67851
|
SR-OCC-2012-14 |
| 34-68112 |
Oct. 26, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Clearance and Settlement of Over-the-Counter Options
See also: Order: Rel. No. 34-68434, Notice: Rel. No. 34-68111, Notice: Rel. No. 34-67906, Notice: Rel. No. 34-67835
|
SR-OCC-2012-16 |
| 34-68104 |
Oct. 25, 2012 |
Order Granting Accelerated Approval of Proposed Rule Change to Accommodate Equity Options That Have a Unit of Trading of 10 Shares
See also: Notice: Rel. No. 34-67917
|
SR-OCC-2012-18 |
| 34-68025 |
Oct. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Per Contract Clearing Fee for Routing Trades Executed in Accordance with the Options Order Protection and Locked/Crossed Market Plan to $.01 Per Contract
Comments due: November 6, 2012
|
| Third Quarter |
SR-OCC-2012-16 |
| 34-67917 |
Sep. 24, 2012 |
Notice of Filing of Proposed Rule Change to Accommodate Recently Proposed Equity Options That Have a Unit of Trading of 10 Shares
Comments due: October 19, 2012
See also: Order: Rel. No. 34-68104
|
SR-OCC-2012-17 |
| 34-67896 |
Sep. 20, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
Comments due: October 17, 2012
See also: Order: Rel. No. 34-68148, Notice: Rel. No. 34-68147, Notice: Rel. No. 34-67921
|
SR-OCC-2012-15 |
| 34-67851 |
Sep. 13, 2012 |
Notice of Filing of Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members
Comments due: October 10, 2012
See also: Order: Rel. No. 34-68113
|
SR-OCC-2012-14 |
| 34-67835 |
Sep. 12, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Clearance and Settlement of Over-the-Counter Options
Comments due: October 9, 2012
See also: Order: Rel. No. 34-68434, Notice: Rel. No. 34-68112, Notice: Rel. No. 34-68111, Notice: Rel. No. 34-67906
|
SR-OCC-2012-13 |
| 34-67826 |
Sep. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct an Administrative Oversight in SR-OCC-2012-10
Comments due: October 9, 2012
|
SR-OCC-2012-12 |
| 34-67782 |
Sep. 5, 2012 |
Order Approving Proposed Rule Change to Amend OCC's By-Laws to Allow the Corporation to Approve OCC's Form of Clearing Member Application and Form of Clearing Agreement
See also: Notice: Rel. No. 34-67506
|
SR-OCC-2012-11 |
| 34-67733 |
Aug. 27, 2012 |
Order Approving Proposed Rule Change Relating to the Auction Process under Options Clearing Corporation Rule 1104
See also: Notice: Rel. No. 34-67443
|
SR-OCC-2012-10 |
| 34-67706 |
Aug. 22, 2012 |
Order Approving Proposed Rule Change to Amend OCC's By-Laws and Rules to Terminate OCC's Pledge Program
See also: Notice: Rel. No. 34-67392
|
SR-OCC-2012-12 |
| 34-67506 |
Jul. 26, 2012 |
Notice of Filing of Proposed Rule Change to Amend OCC’s By-Laws to Allow the Corporation to Approve OCC’s Form of Clearing Member Application and Form of Clearing Agreement
Comments due: August 22, 2012
See also: Order: Rel. No. 34-67782
|
SR-OCC-2012-08 |
| 34-67459 |
Jul. 18, 2012 |
Order Approving Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures
See also: Notice: Rel. No. 34-67095
|
SR-OCC-2012-11 |
| 34-67443 |
Jul. 16, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Auction Process under Options Clearing Corporation Rule 1104
Comments due: August 10, 2012
See also: Order: Rel. No. 34-67733
|
SR-OCC-2012-10 |
| 34-67392 |
Ju1. 10, 2012 |
Notice of Filing of Proposed Rule Change to Amend OCC’s By-Laws and Rules to Terminate OCC’s Pledge Program
Comments due: August 6, 2012
See also: Order: Rel. No. 34-67706
|
SR-OCC-2012-09 |
| 34-67391 |
Ju1. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend OCC’s Schedule of Fees to Eliminate Fees for Certain Educational Brochures
Comments due: August 6, 2012
|
SR-OCC-2012-07 |
| 34-67333 |
Jul. 2, 2012 |
Order Approving Proposed Rule Change Relating to Adjustment Panel Voting
See also: Notice: Rel. No. 34-67021
|
| Second Quarter |
SR-OCC-2012-08 |
| 34-67095 |
Jun. 1, 2012 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures
Comments due: June 28, 2012
See also: Order: Rel. No. 34-67459
|
SR-OCC-2012-07 |
| 34-67021 |
May 18, 2012 |
Notice of Filing and of Proposed Rule Change Relating to Adjustment Panel Voting
Comments due: June 14, 2012
See also: Order: Rel. No. 34-67333
|
SR-OCC-2012-03 |
| 34-67018 |
May 18, 2012 |
Order Approving Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications"
See also: Notice: Rel. No. 34-66676
|
SR-OCC-2012-04 |
| 34-67013 |
May 18, 2012 |
Order Approving Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules
See also: Notice: Rel. No. 34-66715
|
SR-OCC-2012-06 |
| 34-66841 |
Apr. 20, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revised DCO Rules
Comments due: May 17, 2012
|
SR-OCC-2012-05 |
| 34-66742 |
Apr. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Rescinding a Policy Interpretation Affecting Certain Adjustments
Comments due: May 2, 2012
|
SR-OCC-2012-04 |
| 34-66715 |
Apr. 2, 2012 |
Notice of Filing of Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules
Comments due: April 27, 2012
See also: Order: Rel. No. 34-67013
|
| First Quarter |
SR-OCC-2012-03 |
| 34-66676 |
Mar. 29, 2012 |
Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications"
Comments due: April 25, 2012
See also: Order: Rel. No. 34-67018
|
SR-OCC-2012-01 |
| 34-66560 |
Mar. 9, 2012 |
Order Approving Proposed Rule Change Relating to Public Directors
See also: Notice: Release No. 34-66266
|
SR-OCC-2012-02 |
| 34-66340 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit OCC to Clear and Settle Spot Gold Futures, Which Are Proposed to be Traded by NASDAQ OMX Futures Exchange, Inc.
Comments due: March 5, 2012
|
SR-OCC-2012-01 |
| 34-66266 |
Jan. 27, 2012 |
Notice of Filing of Proposed Rule Change Relating to Public Directors
Comments due: February 23, 2012
See also: Order: Release No. 34-66560
|
SR-ODD-2012-01 |
| 34-66193 |
Jan. 19, 2012 |
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Relative Performance Options
|
SR-OCC-2011-19 |
| 34-66090 |
Jan. 3, 2012 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options
Comments due: January 30, 2012
Comments received are available for this proposal.
|
SR-OCC-2011-18 |
| 34-66081 |
Jan. 3, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to DCO 60 Day Regulations
Comments due: January 30, 2012
|
| OCC File Number List for 2012 |
OCC
| Release No. |
Date |
Details |
| 34-68225 |
Nov. 14, 2012 |
Notice of Filing of Advance Notice to Revise the Method for Determining the Minimum Clearing Fund Size to Include Consideration of the Amount Necessary to Draw on Secured Credit Facilities
Comments due: December 11, 2012
|
SR-OCC-2012-26 |
| 34-68531 |
Dec. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretative Guidance Relating to the Adjustment of Stock Options and Single Stock Futures for Cash Dividends and Distributions on Underlying Securities
Comments due: January 22, 2013
Submit comments on SR-OCC-2012-26
|
SR-OCC-2012-25 |
| 34-68532 |
Dec. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule of Fees, Effective January 2, 2013, to Charge Non-Clearing Member Subscribers of Certain Non-Proprietary Data an Additional Monthly Fee to Accommodate Request for Such Data on a Real-Time Basis
Comments due: January 22, 2013
Submit comments on SR-OCC-2012-25
|
SR-OCC-2012-24 |
| 34-68535 |
Dec. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Its By-Laws and Rules Consistent with Recent System Changes to the Stock Loan/Hedge Program and Market Loan Program and Delete Certain Terms and Provisions No Longer Applicable
Comments due: January 23, 2013
Submit comments on SR-OCC-2012-24
|
SR-OCC-2012-23 |
| 34-68712 |
Jan. 23, 2013 |
Order Approving Proposed Rule Change to Accommodate Certain Physically-Settled Options on U.S. Treasury Securities
|
| 34-68403 |
Dec. 11, 2012 |
Notice of Filing of Proposed Rule Change to Accommodate Certain Physically-Settled Options on U.S. Treasury Securities
Comments due: January 7, 2013
|
SR-OCC-2012-22 |
| 34-68602 |
Jan. 9, 2013 |
Order Approving Proposed Rule Change to Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account to Settle Mark-to-Market Payments Arising from Stock Loan and Borrow Positions Carried in the Customers' Account
|
| 34-68288 |
Nov. 26, 2012 |
Notice of Filing of Proposed Rule Change to Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account to Settle Mark-to-Market Payments Arising from Stock Loan and Borrow Positions Carried in the Customers' Account
Comments due: December 21, 2012
|
SR-OCC-2012-21 |
| 34-68308 |
Nov. 28, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Explicitly State That OCC May Reject a Request for Withdrawal of Margin or Make an Intra-Day Margin Call in Situations where a Clearing Member's Projected Settlement Obligations Could Exceed OCC's Available Liquidity Resources
Comments due: December 26, 2012
|
SR-OCC-2012-20 |
| 34-68151 |
Nov. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Applicability of OCC's Rules Governing Delivery of Treasury Securities Underlying Treasury Futures Contracts to Futures on Treasury Securities with Maturities of Greater than 25 Years
Comments due: November 30, 2012
|
SR-OCC-2012-19 |
| 34-68445 |
Dec. 14, 2012 |
Order Approving Proposed Rule Change to Revise the Method for Determining the Minimum Clearing Fund Size to Include Consideration of the Amount Necessary to Draw on Secured Credit Facilities
See also: Notice: Rel. No. 34-68130 |
| 34-68130 |
Nov. 1, 2012 |
Notice of Filing of Proposed Rule Change to Revise the Method for Determining the Minimum Clearing Fund Size to Include Consideration of the Amount Necessary to Draw on Secured Credit Facilities
Comments due: November 28, 2012
|
SR-OCC-2012-18 |
| 34-68025 |
Oct. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Per Contract Clearing Fee for Routing Trades Executed in Accordance with the Options Order Protection and Locked/Crossed Market Plan to $.01 Per Contract
Comments due: November 6, 2012
|
SR-OCC-2012-17 |
| 34-68148 |
Nov. 2, 2012 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
|
| 34-67896 |
Sep. 20, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
Comments due: October 17, 2012
|
SR-OCC-2012-16 |
| 34-68104 |
Oct. 25, 2012 |
Order Granting Accelerated Approval of Proposed Rule Change to Accommodate Equity Options That Have a Unit of Trading of 10 Shares
|
| 34-67917 |
Sep. 24, 2012 |
Notice of Filing of Proposed Rule Change to Accommodate Recently Proposed Equity Options That Have a Unit of Trading of 10 Shares
Comments due: October 19, 2012
|
SR-OCC-2012-15 |
| 34-68113 |
Oct. 26, 2012 |
Order Approving Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members
|
| 34-67851 |
Sep. 13, 2012 |
Notice of Filing of Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members
Comments due: October 10, 2012
|
SR-OCC-2012-14 |
| 34-68434 |
Dec. 14, 2012 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, and Notice of No Objection to Advance Notice, Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options
Additional File No.: AN-OCC-2012-01
|
| 34-68112 |
Oct. 26, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Clearance and Settlement of Over-the-Counter Options
|
| 34-67835 |
Sep. 12, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Clearance and Settlement of Over-the-Counter Options
Comments due: October 9, 2012
|
SR-OCC-2012-13 |
| 34-67826 |
Sep. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct an Administrative Oversight in SR-OCC-2012-10
Comments due: October 9, 2012
|
SR-OCC-2012-12 |
| 34-67782 |
Sep. 5, 2012 |
Order Approving Proposed Rule Change to Amend OCC's By-Laws to Allow the Corporation to Approve OCC's Form of Clearing Member Application and Form of Clearing Agreement
|
| 34-67506 |
Jul. 26, 2012 |
Notice of Filing of Proposed Rule Change to Amend OCC’s By-Laws to Allow the Corporation to Approve OCC’s Form of Clearing Member Application and Form of Clearing Agreement
Comments due: August 22, 2012
|
SR-OCC-2012-11 |
| 34-67733 |
Aug. 27, 2012 |
Order Approving Proposed Rule Change Relating to the Auction Process under Options Clearing Corporation Rule 1104
|
| 34-67443 |
Jul. 16, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Auction Process under Options Clearing Corporation Rule 1104
Comments due: August 10, 2012
|
SR-OCC-2012-10 |
| 34-67706 |
Aug. 22, 2012 |
Order Approving Proposed Rule Change to Amend OCC's By-Laws and Rules to Terminate OCC's Pledge Program
|
| 34-67392 |
Ju1. 10, 2012 |
Notice of Filing of Proposed Rule Change to Amend OCC’s By-Laws and Rules to Terminate OCC’s Pledge Program
Comments due: August 6, 2012
|
SR-OCC-2012-09 |
| 34-67391 |
Ju1. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend OCC’s Schedule of Fees to Eliminate Fees for Certain Educational Brochures
Comments due: August 6, 2012
|
SR-OCC-2012-08 |
| 34-67459 |
Jul. 18, 2012 |
Order Approving Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures
|
| 34-67095 |
Jun. 1, 2012 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures
Comments due: June 28, 2012
|
SR-OCC-2012-07 |
| 34-67333 |
Jul. 2, 2012 |
Order Approving Proposed Rule Change Relating to Adjustment Panel Voting
|
| 34-67021 |
May 18, 2012 |
Notice of Filing and of Proposed Rule Change Relating to Adjustment Panel Voting
Comments due: June 14, 2012
|
SR-OCC-2012-06 |
| 34-66841 |
Apr. 20, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revised DCO Rules
Comments due: May 17, 2012
|
SR-OCC-2012-05 |
| 34-66742 |
Apr. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Rescinding a Policy Interpretation Affecting Certain Adjustments
Comments due: May 2, 2012
|
SR-OCC-2012-04 |
| 34-67013 |
May 18, 2012 |
Order Approving Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules
|
| 34-66715 |
Apr. 2, 2012 |
Notice of Filing of Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules
Comments due: April 27, 2012
|
SR-OCC-2012-03 |
| 34-67018 |
May 18, 2012 |
Order Approving Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications"
|
| 34-66676 |
Mar. 29, 2012 |
Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications"
Comments due: April 25, 2012
|
SR-OCC-2012-02 |
| 34-66340 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit OCC to Clear and Settle Spot Gold Futures, Which Are Proposed to be Traded by NASDAQ OMX Futures Exchange, Inc.
Comments due: March 5, 2012
|
SR-OCC-2012-01 |
| 34-66560 |
Mar. 9, 2012 |
Order Approving Proposed Rule Change Relating to Public Directors
|
| 34-66266 |
Jan. 27, 2012 |
Notice of Filing of Proposed Rule Change Relating to Public Directors
Comments due: February 23, 2012
|
ODD
| Release No. |
Date |
Details |
SR-ODD-2012-02 |
| 34-68368 |
Dec. 6, 2012 |
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Adjustments for Cash Dividends and Distributions in Respect of Options Overlying Less than 100 Shares to Accommodate the Trading of Mini Options
|
SR-ODD-2012-01 |
| 34-66193 |
Jan. 19, 2012 |
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Relative Performance Options
|
http://www.sec.gov/rules/sro/occ/occarchive/occarchive2012.shtml
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