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OCC Rulemaking Archive: 2008

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

File Number Lists for 2008
          * OCC
          * ODD

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-OCC-2008-14
34-59054 Dec. 4, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to iShares COMEX Gold Trust and iShares Silver Trust Share
Other File No.:  SR-OCC-2008-13
Comments due:  December 31, 2008

SR-OCC-2008-13
34-59054 Dec. 4, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to iShares COMEX Gold Trust and iShares Silver Trust Share
Other File No.:  SR-OCC-2008-14
Comments due:  December 31, 2008

SR-OCC-2007-16
34-59046 Dec. 3, 2008 Order Granting Approval of a Proposed Rule Change Relating to Late Exercises
See also:  Notice: Rel. No. 34-57584

SR-OCC-2008-06
34-59036 Dec. 1, 2008 Order Granting Accelerated Approval of Proposed Rule Change Relating to the Stock Loan/Hedge Program
See also:  Notice: Rel. No. 34-58901

SR-OCC-2008-18
34-58988 Nov. 20, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to Amendment No. 2 to the Third Amended and Restated Options Exercise Settlement Agreement
Other File No.:  SR-NSCC-2008-09
Comments due:  December 17, 2008

SR-OCC-2008-09
34-58977 Nov. 19, 2008 Order Granting Approval of a Proposed Rule Change Relating to Eligible Margin Assets
See also:  Notice: Rel. No. 34-58347

SR-OCC-2008-06
34-58901 Nov. 5, 2008 Notice of Filing of a Proposed Rule Change Relating to the Stock Loan/Hedge Program
Comments due:  December 8, 2008
See also:  Order: Rel. No. 34-59036
Third Quarter

SR-ODD-2008-04
34-58604 Sep. 19, 2008 Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Variability Index Options, Strategy-Based Index Options, and Adjustments of Stock Option Contracts

SR-OCC-2008-16
34-58586 Sep. 18, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Cash Dividend Threshold
See also:  Notice: Rel. No. 34-58353

SR-OCC-2008-16
34-58353 Aug. 13, 2008 Notice of Filing of a Proposed Rule Change Relating to the Cash Dividend Threshold
Comments due:  September 3, 2008
See also:  Order: Rel. No. 34-58586

SR-OCC-2008-17
34-58352 Aug. 13, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Permit the Clearance and Settlement of Options on the Realized Variance and Realized Volatility of an Index
Comments due:  September 9, 2008

SR-OCC-2008-15
34-58349 Aug. 12, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Binary Options
Comments due:  September 9, 2008

SR-OCC-2008-09
34-58347 Aug. 12, 2008 Notice of Filing of a Proposed Rule Change Relating to Eligible Margin Assets
Comments due:  September 9, 2008
See also:  Order: Rel. No. 34-58977

SR-OCC-2008-08
34-58346 Aug. 12, 2008 Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
See also:  Notice: Rel. No. 34-57963

SR-OCC-2008-12
34-58258 Jul. 30, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining
Comments due:  August 28, 2008

SR-OCC-2007-20
34-58158 Jul. 15, 2008 Order Granting Approval of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations
See also:  Notice: Rel. No. 34-57270
Second Quarter

SR-OCC-2008-10
34-58059 Jun. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Methodology for Adjusting Options Contracts for Cash Dividends and Distributions
Comments due:  July 30, 2008

SR-ODD-2008-02
34-58043 Jun. 26, 2008 Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Stock and Index Options, Range Options and Delayed Start Options

SR-OCC-2008-11
34-58003 Jun. 23, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options
Comments due:  July 21, 2008

SR-OCC-2008-08
34-57963 Jun. 13, 2008 Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements
Comments due:  July 10, 2008
See also:  Order: Rel. No. 34-58346

SR-OCC-2008-07
34-57895 May 30, 2008 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares
See also:  Notices: Rel. Nos. 34-57695 and 34-57466

SR-ODD-2008-01
34-57744 Apr. 30, 2008 Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Options and Delayed Start Option Series; and Amendment to the Options Disclosure Document Front Cover Page to Update the Markets in which Options Are Traded

SR-OCC-2008-07
34-57695 Apr. 21, 2008 Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares
Comments due:  May 12, 2008
See also:  Order: Rel. No. 34-57895 and Notice: Rel. No. 34-57466
First Quarter

SR-OCC-2007-16
34-57584 Mar. 31, 2008 Notice of Filing of a Proposed Rule Change Relating to Late Exercises
Comments due:  April 28, 2008
See also:  Order: Rel. No. 34-59046

SR-OCC-2008-05
34-57547 Mar. 21, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Flexibly Structured Foreign Currency Options
Comments due:  April 17, 2008

SR-OCC-2008-03
34-57543 Mar. 20, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining
Comments due:  April 17, 2008

SR-OCC-2008-01
34-57535 Mar. 20, 2008 Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
See also:  Notice: Rel. No. 34-57304

SR-OCC-2008-02
34-57520 Mar. 18, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms "Settlement Price" and "Final Settlement Price"
Comments due:  April 15, 2008

SR-OCC-2008-07
34-57466 Mar. 11, 2008 Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares
Comments due:  April 7, 2008
See also:  Order: Rel. No. 34-57895 and Notice: Rel. No. 34-57695

SR-OCC-2008-01
34-57304 Feb. 11, 2008 Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements
Comments due:  March 11, 2008
See also:  Order: Rel. No. 34-57535

SR-OCC-2007-20
34-57270 Feb. 5, 2008 Notice of Filing of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations
Comments due:  March 4, 2008
See also:  Order: Rel. No. 34-58158

SR-OCC-2007-17
34-57192 Jan. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Clearing Fee Schedule
Comments due:  February 20, 2008

SR-OCC-2007-18
34-57163 Jan. 16, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedure
Comments due:  February 14, 2008

SR-OCC-2007-19
34-57118 Jan. 9, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining with ICE-Clear US, Inc.
Comments due:  February 6, 2008


File Number Lists for 2008

OCC

Release No. Date Details

SR-OCC-2008-20
34-59294 Jan. 23, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Establishing a Market Loan Program [Corrected Version]
Comments due:  February 24, 2009

SR-OCC-2008-19
34-59293 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 1506
Comments due:  February 20, 2009

SR-OCC-2008-18
34-58988 Nov. 20, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to Amendment No. 2 to the Third Amended and Restated Options Exercise Settlement Agreement
Other File No.:  SR-NSCC-2008-09
Comments due:  December 17, 2008

SR-OCC-2008-17
34-58352 Aug. 13, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Permit the Clearance and Settlement of Options on the Realized Variance and Realized Volatility of an Index
Comments due:  September 9, 2008

SR-OCC-2008-16
34-58586 Sep. 18, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Cash Dividend Threshold
34-58353 Aug. 13, 2008 Notice of Filing of a Proposed Rule Change Relating to the Cash Dividend Threshold
Comments due:  September 3, 2008

SR-OCC-2008-15
34-58349 Aug. 12, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Binary Options
Comments due:  September 9, 2008

SR-OCC-2008-14
34-59054 Dec. 4, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to iShares COMEX Gold Trust and iShares Silver Trust Share
Other File No.:  SR-OCC-2008-13
Comments due:  December 31, 2008

SR-OCC-2008-13
34-59054 Dec. 4, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to iShares COMEX Gold Trust and iShares Silver Trust Share
Other File No.:  SR-OCC-2008-14
Comments due:  December 31, 2008

SR-OCC-2008-12
34-58258 Jul. 30, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining
Comments due:  August 28, 2008

SR-OCC-2008-11
34-58003 Jun. 23, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options
Comments due:  July 21, 2008

SR-OCC-2008-10
34-58059 Jun. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Methodology for Adjusting Options Contracts for Cash Dividends and Distributions
Comments due:  July 30, 2008

SR-OCC-2008-09
34-58977 Nov. 19, 2008 Order Granting Approval of a Proposed Rule Change Relating to Eligible Margin Assets
34-58347 Aug. 12, 2008 Notice of Filing of a Proposed Rule Change Relating to Eligible Margin Assets
Comments due:  September 9, 2008

SR-OCC-2008-08
34-58346 Aug. 12, 2008 Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
34-57963 Jun. 13, 2008 Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements
Comments due:  July 10, 2008

SR-OCC-2008-07
34-57895 May 30, 2008 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares
34-57695 Apr. 21, 2008 Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares
Comments due:  May 12, 2008
34-57466 Mar. 11, 2008 Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares
Comments due:  April 7, 2008

SR-OCC-2008-06
34-59036 Dec. 1, 2008 Order Granting Accelerated Approval of Proposed Rule Change Relating to the Stock Loan/Hedge Program
See also:  Notice: Rel. No. 34-58901
34-58901 Nov. 5, 2008 Notice of Filing of a Proposed Rule Change Relating to the Stock Loan/Hedge Program
Comments due:  December 8, 2008

SR-OCC-2008-05
34-57547 Mar. 21, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Flexibly Structured Foreign Currency Options
Comments due:  April 17, 2008

SR-OCC-2008-03
34-57543 Mar. 20, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining
Comments due:  April 17, 2008

SR-OCC-2008-02
34-57520 Mar. 18, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms "Settlement Price" and "Final Settlement Price"
Comments due:  April 15, 2008

SR-OCC-2008-01
34-57535 Mar. 20, 2008 Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
34-57304 Feb. 11, 2008 Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements
Comments due:  March 11, 2008

ODD

Release No. Date Details

SR-ODD-2008-04
34-58604 Sep. 19, 2008 Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Variability Index Options, Strategy-Based Index Options, and Adjustments of Stock Option Contracts

SR-ODD-2008-02
34-58043 Jun. 26, 2008 Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Stock and Index Options, Range Options and Delayed Start Options

SR-ODD-2008-01
34-57744 Apr. 30, 2008 Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Options and Delayed Start Option Series; and Amendment to the Options Disclosure Document Front Cover Page to Update the Markets in which Options Are Traded

 

http://www.sec.gov/rules/sro/occ/occarchive/occarchive2008.shtml


Modified: 07/31/2014