SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


OCC Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List
First Quarter

OCC File Number List for 2015
          *  OCC
          *  ODD

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-OCC-2015-02
34-74136 Jan. 26, 2015 Notice of Filing of a Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility
Comments due: 21 days after publication in the Federal Register

SR-OCC-2015-01
34-74042 Jan. 13, 2015 Notice of Filing of Proposed Rule Change Concerning the Date of the Annual Meeting of The Options Clearing Corporation's Stockholders
Comments due: 21 days after publication in the Federal Register
OCC File Number List for 2015

Release No. Date Details

SR-OCC-2015-02
34-74136 Jan. 26, 2015 Notice of Filing of a Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility
Comments due: 21 days after publication in the Federal Register

SR-OCC-2015-01
34-74042 Jan. 13, 2015 Notice of Filing of Proposed Rule Change Concerning the Date of the Annual Meeting of The Options Clearing Corporation's Stockholders
Comments due: 21 days after publication in the Federal Register

 

http://www.sec.gov/rules/sro/occ.shtml


Modified: 01/27/2015