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OCC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

OCC Advance Notice File Number List for 2015

Additional Archives

Chronological List
Release No. Date Details
First Quarter

SR-OCC-2014-811
34-74091 Jan. 20, 2015 Notice of Filing of an Advance Notice, and Amendment No. 1 Thereto, to Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources
See also: Request for Additional Information
Comments due: February 17, 2015

SR-OCC-2014-812
34-74073 Jan. 15, 2015 Notice of Filing of Advance Notice Concerning Extended and Overnight Trading Sessions
Comments due: February 6, 2015

SR-OCC-2014-809
34-73979 Jan. 2, 2015 Notice of No Objection to Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program as Part of OCC's Overall Liquidity Plan
See also: Notice: Rel. No. 34-73726

OCC Advance Notice File Number List for 2015
Release No. Date Details

There are no file number entries at this time.

 

http://www.sec.gov/rules/sro/occ-an.shtml


Modified: 01/29/2015