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OCC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

OCC Advance Notice File Number List for 2015

Additional Archives

Chronological List
Release No. Date Details
First Quarter

SR-OCC-2014-813
34-74387 Feb. 26, 2015 Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility
See also: Notice: Rel. No. 34-74202

SR-OCC-2014-812
34-74241 Feb. 10, 2015 Notice of No Objection to Advance Notice Concerning Extended and Overnight Trading Sessions
See also:  Notice: Rel. No. 34-74073

SR-OCC-2014-813
34-74202 Feb. 4, 2015 Notice of Filing of an Advance Notice, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility
Comments due: February 24, 2015
See also: Notice: Rel. No. 34-74387
Comments received are available for this proposal.

SR-OCC-2014-811
34-74091 Jan. 20, 2015 Notice of Filing of an Advance Notice, and Amendment No. 1 Thereto, to Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources
See also: Request for Additional Information
Comments due: February 17, 2015

SR-OCC-2014-812
34-74073 Jan. 15, 2015 Notice of Filing of Advance Notice Concerning Extended and Overnight Trading Sessions
Comments due: February 6, 2015
See also:  Notice: Rel. No. 34-74241

SR-OCC-2014-809
34-73979 Jan. 2, 2015 Notice of No Objection to Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program as Part of OCC's Overall Liquidity Plan
See also: Notice: Rel. No. 34-73726

OCC Advance Notice File Number List for 2015
Release No. Date Details

There are no file number entries at this time.

 

http://www.sec.gov/rules/sro/occ-an.shtml


Modified: 02/27/2015