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NYSE Arca Rulemaking Archive: 2012

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NYSE Arca File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSEArca-2012-120
34-68547 Dec. 28, 2012 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the United States Asian Commodities Basket Fund under NYSE Arca Equities Rule 8.200
See also:  Notice: Rel. No. 34-68173

SR-NYSEArca-2012-66
34-68511 Dec. 21, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
See also:  Notice: Rel. No. 34-67616, Notice: Rel. No. 34-67237; Order: Rel. No. 34-68973

SR-NYSEArca-2012-142
34-68488 Dec. 20, 2012 Notice of Filing of Proposed Rule Change to List and Trade the Guggenheim Enhanced Total Return ETF under NYSE Arca Equities Rule 8.600
Comments due: January 17, 2013
See also:  Order: Rel. No. 34-68863

SR-NYSEArca-2012-138
34-68476 Dec. 19, 2012 Notice of Filing of Proposed Rule Change to List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: January 16, 2013
See also:  Order: Rel. No. 34-68871

SR-NYSEArca-2012-141
34-68474 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65 - Trading Halts and Suspensions
Comments due: January 16, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-94
34-68461 Dec. 18, 2012 Order Granting Approval of Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration
See also:  Notice: Rel. No. 34-68136, Notice: Rel. No. 34-67863

SR-NYSEArca-2012-139
34-68458 Dec. 18, 2012 Notice of Filing of Proposed Rule Change to List and Trade First Trust Preferred Securities and Income ETF under NYSE Arca Equities Rule 8.600
Comments due: January 16, 2013
See also:  Order: Rel. No. 34-68870

SR-NYSEArca-2012-28
34-68440 Dec. 14, 2012 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due: January 10, 2013
See also:  Notice: Rel. No. 34-69256,   Notice: Rel. No. 34-67965, Order: Rel. No. 34-67470, Notice: Rel. No. 34-67075, Notice: Rel. No. 34-66816

SR-NYSEArca-2012-111
34-68430 Dec. 13, 2012 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.201
See also:  Notice: Rel. No. 34-68101

SR-NYSEArca-2012-135
34-68426 Dec. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 to Extend the Penny Pilot in Options Classes in Certain Issues through March 31, 2013
Comments due: January 9, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-117
34-68408 Dec. 11, 2012 Order Approving a Proposed Rule Change to List and Trade Shares of the Pring Turner Business Cycle ETF under NYSE Arca Equities Rule 8.600
See also:  Notice: Rel. No. 34-68108

SR-NYSEArca-2012-137
34-68405 Dec. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-134
34-68399 Dec. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Allow Manual Orders Entered into the Exchange's Electronic Order Capture System or Entered into an Order Entry Device and Contemporaneously Recorded into the EOC System to Qualify for the Manual Transaction Fee
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-133
34-68385 Dec. 7, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) to Permit PL Select Orders to Interact with Incoming Orders Larger Than the Size of the PL Select Order
Comments due: January 4, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-68725

SR-NYSEArca-2012-136
34-68382 Dec. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow for the Split-Price Priority Provisions to Apply to Open Outcry Trading of Cabinet Trades
Comments due: January 3, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-132
34-68359 Dec. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Exchange Rule 6.8 to Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-131
34-68351 Dec. 4, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Horizons S&P 500 Covered Call ETF, Horizons S&P Financial Select Sector Covered Call ETF, and Horizons S&P Energy Select Sector Covered Call ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: December 31, 2012
See also:  Order: Rel. No. 34-68708

SR-NYSEArca-2012-130
34-68339 Dec. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.62(cc) Making Available the Post No Preference Light Only Quotation to Options Classes Not Participating in the Penny Pilot
Comments due: December 28, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-129
34-68322 Nov. 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit ETP Holders to Designate Orders as Retail Orders By Using a Tag in the Order Entry Message
Comments due: December 26, 2012

SR-NYSEArca-2012-108
34-68320 Nov. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also:  Order: Rel. No. 34-69373, Order: Rel. No. 34-68671, Notice: Rel. No. 34-68043

SR-NYSEArca-2012-109
34-68319 Nov. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also:  Order: Rel. No. 34-68667, Notice: Rel. No. 34-68044

SR-NYSEArca-2012-105
34-68313 Nov. 28, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1
Additional File Nos.: SR-BATS-2012-039, SR-BX-2012-063, SR-CBOE-2012-094, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEMKT-2012-48
See also:  Notice: Rel. No. 34-68638, Notice: Rel. No. 34-68006

SR-NYSEArca-2012-126
34-68290 Nov. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.64 (OX Trading Auctions) with Respect to Opening Trading in an Options Series
Comments due: December 21, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-127
34-68280 Nov. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services to Revise Certain Aspects of the Listing Fees Applicable to Structured Products
Comments due: December 19, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-125
34-68239 Nov. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(x) to Clarify That When There Is an Early Scheduled Close, the 3:45 p.m. ET Time Specified in the Rule Is Adjusted to 15 Minutes Before the Early Scheduled Close
Comments due: December 12, 2012

SR-NYSEArca-2012-103
34-68233 Nov. 14, 2012 Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. Rules 3.2 and 3.3 to Expand the Eligibility Requirements for Service on Certain Boards of Directors and Committees
See also:  Notice: Rel. No. 34-67923

SR-NYSEArca-2012-122
34-68230 Nov. 14, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Introduce Fees for the Use of Ports
Comments due: December 11, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-123
34-68227 Nov. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Monthly Fees for the Use of Ports
Comments due: December 11, 2012

SR-NYSEArca-2012-114
34-68194 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 and .07 to NYSE Arca Rule 6.4 Regarding Strike Price Intervals for Classes in the Short Term Option Series Program
Comments due: December 6, 2012

SR-NYSEArca-2012-95
34-68190 Nov. 8, 2012 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No.1, to Amend Commentary .07 to NYSE Arca Options Rule 6.4 to Expand the Number of Expirations Available Under the Short Term Option Series Program ("STOS Program"), to Allow for the Exchange to Delist Series in the STOS Program That Do Not Have Open Interest, and To Expand the Number of Series in the STOS Program Under Limited Circumstances
See also:  Notice: Rel. No. 34-67898

SR-NYSEArca-2012-121
34-68179 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Relating to Pricing Applicable to Electronic Transactions in Non-Penny Pilot Issues
Comments due: December 6, 2012
Comments received are available for this proposal.
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-118
34-68174 Nov. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Regulatory Fee and to Revise the Circumstances Under Which NYSE Arca, Inc. Will Collect the Options Regulatory Fee
Comments due: December 5, 2012
Comments received are available for this proposal.

SR-NYSEArca-2012-120
34-68173 Nov. 6, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the United States Asian Commodities Basket Fund under NYSE Arca Equities Rule 8.200
Comments due: December 4, 2012
See also:  Order: Rel. No. 34-68547

SR-NYSEArca-2012-102
34-68165 Nov. 6, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II under NYSE Arca Equities Rule 8.200
See also:  Notice: Rel. No. 34-67882

SR-NYSEArca-2012-101
34-68158 Nov. 5, 2012 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the PowerShares S&P 500 Downside Hedged Portfolio under NYSE Arca Equities Rule 8.600
See also:  Notice: Rel. No. 34-67881

SR-NYSEArca-2012-119
34-68157 Nov. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Remove Dividend Spreads from the List of Strategy Executions for which Fee Caps Apply
Comments due: November 30, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-94
34-68136 Nov. 1, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
See also:   Order: Rel. No. 34-68461, Notice: Rel. No. 34-67863

SR-NYSEArca-2012-117
34-68108 Oct. 25, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Pring Turner Business Cycle ETF under NYSE Arca Equities Rule 8.600
Comments due:  November 21, 2012
See also:   Order: Rel. No. 34-68408

SR-NYSEArca-2012-115
34-68099 Oct. 24, 2012 Notice of Filing of a Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Options Trading Permits
Comments due:  November 20, 2012

SR-NYSEArca-2012-111
34-68101 Oct. 24, 2012 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  November 20, 2012
See also:   Order: Rel. No. 34-68430

SR-NYSEArca-2012-109
34-68044 Oct. 12 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  November 8, 2012
See also:   Order: Rel. No. 34-68667, Order: Rel. No. 34-68319

SR-NYSEArca-2012-108
34-68043 Oct. 12 2012 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  November 8, 2012
See also:  Order: Rel. No. 34-68671, Order: Rel. No. 34-68320, Notice: Rel. No. 34-68320

SR-NYSEArca-2012-88
34-68030 Oct. 10, 2012 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-67715

SR-NYSEArca-2012-105
34-68006 Oct. 9, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.3(k)(4) to Comply with the Requirements of Securities and Exchange Commission Rule 10C-1
Comments due:  November 5, 2012
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-68638, Notice: Rel. No. 34-68313
Comments received are available for this proposal.

SR-NYSEArca-2012-106
34-68005 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Certain Proprietary Options Market Data Products
Comments due:  November 6, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-112
34-68001 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to NYSE Arca Rule 6.8 Adopting a Pilot Program Eliminating Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund, Which List and Trade Under the Symbol SPY
Comments due:  November 2, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-110
34-67987 Oct. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Amend the Fees Charged For Routing Orders to the New York Stock Exchange LLC
Comments due:  November 1, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-104
34-67986 Oct. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  November 1, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-92
34-67985 Oct. 4, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of iShares 2018 S&P AMT-Free Municipal Series and iShares 2019 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
See also:   Notice: Rel. No. 34-67729

SR-NYSEArca-2012-28
34-67965 Oct. 2, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
See also:  Notice: Rel. No. 34-69256,   Notice: Rel. No. 34-68440, Order: Rel. No. 34-67470, Notice: Rel. No. 34-67075, Notice: Rel. No. 34-66816

SR-NYSEArca-2012-82
34-67963 Oct. 2, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of FlexShares Ready Access Variable Income Fund under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-67682

SR-NYSEArca-2012-37
34-67962 Oct. 2, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
Additional File No.: SR-NYSEArca-2013-34
See also:   Notice: Rel. No. 34-68616, Order: Rel. No. 34-67411, Notice: Rel. No. 34-67222, and Notice: Rel. No. 34-66966
Third Quarter

SR-NYSEArca-2012-64
34-67948 Sep. 28, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1 to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Additional File No.:  SR-ISE-2012-58
Comments due:  October 25, 2012
See also:   Notice: Rel. No. 34-67632, and Notice: Rel. No. 34-67283

SR-NYSEArca-2012-103
34-67923 Sep. 25, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. (“NYSE Arca Equities”) Rules 3.2 and 3.3 to Expand the Eligibility Requirements for Service on Boards of Directors and Committees
Comments due:  October 22, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-68233

SR-NYSEArca-2012-95
34-67898 Sep. 20, 2012 Notice of Filing of Proposed Rule Change and Amendment No. 1 Amending Commentary .07 to NYSE Arca Options Rule 6.4 to Expand the Number of Expirations Available Under the Short Term Option Series Program ("STOS Program"), to Allow for the Exchange to Delist any Series in the STOS that Do Not have Open Interest and to Expand the Number of Series in STOS Under Limited Circumstances
Comments due:  October 17, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-68190

SR-NYSEArca-2012-102
34-67882 Sep. 18, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II under NYSE Arca Equities Rule 8.200
Comments due:  October 15, 2012
See also:   Order: Rel. No. 34-68165

SR-NYSEArca-2012-101
34-67881 Sep. 18, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the PowerShares S&P 500 Downside Hedged Portfolio under NYSE Arca Equities Rule 8.600
Comments due:  October 15, 2012
See also:   Order: Rel. No. 34-68158

SR-NYSEArca-2012-94
34-67863 Sep. 14, 2012 Notice of Filing of Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to list additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration
Comments due:  October 11, 2012
See also:   Order: Rel. No. 34-68461, Notice: Rel. No. 34-68136

SR-NYSEArca-2012-75
34-67844 Sep. 12, 2012 Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.37(c) to Provide that the Tracking Order Process is Available Only for Orders that are Eligible to Route to an Away Market
See also:   Notice: Rel. No. 34-67490

SR-NYSEArca-2012-99
34-67841 Sep. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(d) To Provide that an Inside Limit Order Designated as a Primary Until 9:45 Order or a Primary After 3:55 Order Will Follow the Order Processing of an Inside Limit Order Only When the Order is On the NYSE Arca Book
Comments due:  October 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-100
34-67836 Sep. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Options Rule 6.96 by Adding a New Paragraph (c) that Addresses the Authority of the Exchange or Archipelago Securities LLC ("Arca Securities") To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities
Comments due:  October 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-085
34-67797 Sep. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Equities Rules to Replace References to "NYSE Amex" with "NYSE MKT" Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC
Comments due:  October 9, 2012

SR-NYSEArca-2012-97
34-67806 Sep. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape A Step Up Tier, Modify the Remaining Tape Step Up Tiers and Introduce an Alternative Method of Qualifying for Tier 1
Comments due:  October 4, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-86
34-67799 Sep. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Rules to Replace References to "NYSE Amex" with "NYSE MKT" Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC
Comments due:  October 4, 2012

SR-NYSEArca-2012-48
34-67785 Sep. 5, 2012 Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) to Add a PL Select Order
See also:   Notice: Rel. No. 34-67475, and Notice: Rel. No. 34-67101

SR-NYSEArca-2012-93
34-67737 Aug. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 4.3(c) and Adopting New Rules 2262 and 2269 to Harmonize with the Rules of New York Stock Exchange LLC, NYSE MKT LLC, and Financial Industry Regulatory Authority, Inc.
Comments due:  September 25,2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-90
34-67732 Aug. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the First Trust CBOE S&P 500 VIX Tail Hedge Fund (formerly, the First Trust CBOE VIX Tail Hedge Index Fund)
Comments due:  September 21,2012

SR-NYSEArca-2012-92
34-67729 Aug. 24, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of iShares 2018 S&P AMT-Free Municipal Series and iShares 2019 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
Comments due:  September 20,2012
See also:   Order: Rel. No. 34-67985

SR-NYSEArca-2012-96
34-67728 Aug. 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.47, “Crossing” Orders – OX
Comments due:  September 20,2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-89
34-67720 Aug. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Offer Certain Proprietary Options Data Products
Comments due:  September 20,2012

SR-NYSEArca-2012-87
34-67714 Aug. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.40 to Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders from Market Makers as Well as Non-Market Maker OTP Firms and OTP Holders, and to Provide for Two Additional Risk Limitation Mechanisms
Comments due:  September 18, 2012

SR-NYSEArca-2012-88
34-67715 Aug. 22, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600
Comments due:  September 18, 2012
See also:   Order: Rel. No. 34-68030

SR-NYSEArca-2012-82
34-67682 Aug. 17, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of FlexShares Ready Access Variable Income Fund under NYSE Arca Equities Rule 8.600
Comments due:  September 13, 2012
See also:   Order: Rel. No. 34-67963

SR-NYSEArca-2012-62
34-67669 Aug. 15, 2012 Order Approving a Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide for Additional Co-location Services and Establish Related Fees
See also:   Notice: Rel. No. 34-67263

SR-NYSEArca-2012-63
34-67667 Aug. 15, 2012 Order Approving a Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Provide for Additional Co-location Services and Establish Related Fees
See also:   Notice: Rel. No. 34-67264

SR-NYSEArca-2012-83
34-67652 Aug. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Specify How MPL Orders with ALO Order Instructions May Interact
Comments due:  September 10, 2012

SR-NYSEArca-2012-64
34-67632 Aug. 9, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security
See also:   Notice: Rel. No. 34-67948, and Notice: Rel. No. 34-67283

SR-NYSEArca-2012-67
34-67619 Aug. 8, 2012 Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors
See also:   Notice: Rel. No. 34-67244

SR-NYSEArca-2012-81
34-67618 Aug. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Add an Additional Tier to the Lead Market Maker Rights Fee and an Alternative Qualification Basis for Market Makers that Post Liquidity in Penny Pilot Issues and Options on the SPDR S&P 500 ETF
Comments due:  September 4, 2012

SR-NYSEArca-2012-66
34-67616 Aug. 8, 2012 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  September 12, 2012
Rebuttal comments due:  September 27, 2012
See also:   Notice: Rel. No. 34-68511, Notice: Rel. No. 34-67237; Order: Rel. No. 34-68973

SR-NYSEArca-2012-80
34-67595 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 31, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-57
34-67559 Aug. 1, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of QAM Equity Hedge ETF under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-67196

SR-NYSEArca-2012-79
34-67566 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013
Comments due:  August 28, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-78
34-67565 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Effective Date of the Pilot Until February 4, 2013
Comments due:  August 28, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-59
34-67564 Aug. 1, 2012 Order Granting Approval of Proposed Rule Changes Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating a New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc.
Additional File Nos.:  SR-NYSE-2012-17, and SR-NYSEMKT-2012-07
See also:   Notice: Rel. No. 34-67186

SR-NYSEArca-2012-55
34-67552 Aug. 1, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the STAR™ Global Buy-Write ETF under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-67183

SR-NYSEArca-2012-77
34-67540 Jul. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 24, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-76
34-67498 Jul. 25, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Options Rule 6.40 to Specify that the Potential Range for the Settings Applicable to the Market Maker Risk Limitation Mechanism will be Between One and 100 Executions Per Second, to Eliminate the Current Reference to the Default Setting and, In the Future, to Specify the Applicable Minimum, Maximum and Default Settings via Regulatory Bulletin
Comments due:  August 21, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-75
34-67490 Jul. 24, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.37(c) to Provide that the Tracking Order Process is Available Only for Orders that are Eligible to Route to an Away Market
Comments due:  August 20, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67844

SR-NYSEArca-2012-50
34-67485 Jul. 23, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also:   Notice: Rel. No. 34-67107

SR-NYSEArca-2012-48
34-67475 Jul. 20, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) to Add a PL Select Order Type
See also:   Order: Rel. No. 34-67785, and Notice: Rel. No. 34-67101

SR-NYSEArca-2012-28
34-67470 Jul. 19, 2012 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  August 24, 2012
Rebuttal comments due:  September 10, 2012
See also:  Notice: Rel. No. 34-69256,   Notice: Rel. No. 34-68440, Notice: Rel. No. 34-67965, Notice: Rel. No. 34-67075, Notice: Rel. No. 34-66816

SR-NYSEArca-2012-69
34-67461 Jul. 18, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 14, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-73
34-67436 Jul. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Television Distribution of the NYSE Arca Trades Data Product
Comments due:  August 9, 2012

SR-NYSEArca-2012-45
34-67435 Jul. 13, 2012 Order Granting Approval of Proposed Rule Change Amending Its Rules to Reflect the Merger of Archipelago Holdings, Inc. ("Archipelago Holdings"), An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange
See also:   Notice: Rel. No. 34-67058

SR-NYSEArca-2012-70
34-67424 Jul. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 8, 2012

SR-NYSEArca-2012-71
34-67419 Jul. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the NYSE Arca Options Fee Schedule to Increase the Posted Liquidity Credit for Market Makers
Comments due:  August 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-37
34-67411 Jul. 11, 2012 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Relating to Market Maker Incentive Programs for Certain Exchange-Traded Products
Additional File No.: SR-NYSEArca-2013-34, SR-NASDAQ-2012-043
Comments due:  August 16, 2012
Rebuttal comments due:  August 31, 2012
See also:   Notice: Rel. No. 34-68616, Notice: Rel. No. 34-67962, Notice: Rel. No. 34-67222, and Notice: Rel. No. 34-66966
Comments received are available for this proposal.

SR-NYSEArca-2012-68
34-67401 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Active Bear ETF
Comments due:  August 7, 201

SR-NYSEArca-2012-53
34-67373 Jul. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Rule Text of NYSE Arca Equities Rule 9.20(b), Which Addresses Telemarketing, and Adopting New Rule Text to NYSE Arca Equities Rule 9.20(b) to Conform to FINRA’s Telemarketing Rule
Comments due:  August 6, 2012

SR-NYSEArca-2012-54
34-67372 Jul. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Rule Text of NYSE Arca Rule 9.20(b), Which Addresses Telemarketing, and Adopting New Rule Text to NYSE Arca Rule 9.20(b) to Conform to FINRA’s Telemarketing Rule
Comments due:  August 6, 2012
Second Quarter

SR-NYSEArca-2012-44
34-67320 Jun. 29, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of iShares Strategic Beta U.S. Large Cap Fund and iShares Strategic Beta U.S. Small Cap Fund under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-67045

SR-NYSEArca-2012-65
34-67307 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2012
Comments due:  July 27, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-NYSEARCA-2012-64
34-67283 Jun. 27, 2012 Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security
Comments due:  July 24, 2012
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-67948, and Notice: Rel. No. 34-67632
Comments received are available for this proposal.

SR-NYSEArca-2012-39
34-67277 Jun. 27, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading the Global Alpha & Beta ETF Pursuant to NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-66973

SR-NYSEArca-2012-63
34-67264 Jun. 26, 2012 Notice of Filing of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Provide for Additional Co-location Services and Establish Related Fees
Comments due:  July 23, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67667

SR-NYSEArca-2012-62
34-67263 Jun. 26, 2012 Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide for Additional Co-location Services and Establish Related fees
Comments due:  July 23, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67669

SR-NYSEArca-2012-05
34-67252 Jun. 25, 2012 Order Granting Approval of Proposed Rule Change Adding New Paragraph (cc) to NYSE Arca Options Rule 6.62 to Provide for a Post No Preference Light Only Quotation
See also:   Notice : Rel. No. 34-66937

SR-NYSEArca-2012-19
34-67248 Jun. 25, 2012 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Commentary .01 to NYSE Arca Rule 6.35
See also:   Notice : Rel. No. 34-66945 and   Notice : Rel. No. 34-66642

SR-NYSEArca-2012-67
34-67244 Jun. 22, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors
Comments due:  July 19, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67619

SR-NYSEArca-2012-66
34-67237 Jun. 22, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  July 18, 2012
See also:   Notice: Rel. No. 34-68511, Order: Rel. No. 34-67616; Order: Rel. No. 34-68973
Comments received are available for this proposal.

SR-NYSEArca-2012-26
34-67233 Jun. 21, 2012 Notice of Withdrawal of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implement Rule Text Necessary to Distinguish Mini-Options Contracts from Option Contracts Overlying 100 Shares of a Security ("Standard Contracts")
See also:   Notice: Rel. No. 34-67034 and Notice: Rel. No. 34-66725

SR-NYSEArca-2012-37
34-67222 Jun. 20, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
Additional File No.: SR-NYSEArca-2013-34
See also:   Notice: Rel. No. 34-68616, Notice: Rel. No. 34-67962, Order: Rel. No. 34-67411, and Notice: Rel. No. 34-66966
Comments received are available for this proposal.

SR-NYSEArca-2012-61
34-67213 Jun. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 2.23 to Prescribe The Registered Proprietary Traders Examination (Series 56) As The Qualifying Examination for Registered Market Makers, Market Maker Authorized Traders, and Floor Brokers
Comments due:  July 16, 2012

SR-NYSEArca-2012-57
34-67196 Jun. 13, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of QAM Equity Hedge ETF under NYSE Arca Equities Rule 8.600
Comments due:  July 10, 2012
See also:   Order: Rel. No. 34-67559

SR-NYSEArca-2012-51
34-67195 Jun. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Accuvest Global Long Short ETF (Formerly the Mars Hill Global Relative Value ETF)
Comments due:  July 10, 2012

SR-NYSEArca-2012-59
34-67186 Jun. 12, 2012 Notice of Filing of Proposed Rule Change Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc.
Comments due:  July 9, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67564

SR-NYSEArca-2012-55
34-67183 Jun. 12, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the STAR™ Global Buy-Write ETF under NYSE Arca Equities Rule 8.600
Comments due:  July 9, 2012
See also:   Order: Rel. No. 34-67552

SR-NYSEArca-2012-60
34-67178 Jun. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Commentary .07 to NYSE Arca Rule 6.4 Allowing the Exchange to Open Short Term Option Series That Are Opened by Other Securities Exchanges in Option Classes Selected by Other Exchanges Under Their Respective Short Term Option Rules
Comments due:  July 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-56
34-67180 Jun. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  July 6, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-34
34-67145 Jun. 6, 2012 Order Granting Approval of Proposed Rule Change to List and Trade the Huntington US Equity Rotation Strategy ETF and Huntington EcoLogical Strategy ETF under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-66846

SR-NYSEArca-2012-52
34-67143 Jun. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Qualifications for Credits for Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues and to Amend the Fees for Electronic Complex Order Executions
Comments due:  July 3, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-58
34-67128 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Arca Equities Rule 2.3, NYSE Arca Options Rule 2.4 and All Related NYSE Arca Equities and NYSE Arca Options Rules Concerning the Approval of New ETP Holders and OTP Holders in Order to Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as An NYSE Arca ETP Holder and OTP Holder, Subject to Apex Clearing Complying with Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date that Apex Clearing is Provisionally Approved for Membership
Comments due:  July 2, 2012

SR-NYSEArca-2012-50
34-67107 Jun. 4, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  June 29, 2012
See also:   Order: Rel. No. 34-67485

SR-NYSEArca-2012-48
34-67101 Jun. 4, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) to Add a PL Select Order Type
Comments due:  June 29, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67785, and Notice: Rel. No. 34-67475
Comments received are available for this proposal.

SR-NYSEArca-2012-49
34-67100 Jun. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow the Use of Swap Agreements Under Limited Circumstances by the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, Which Are Listed and Traded on the Exchange Under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due:  June 29, 2012

SR-NYSEArca-2011-68
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-Phlx-2011-129
See also:  Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65439

SR-NYSEArca-2012-28
34-67075 May 30, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
See also:  Notice: Rel. No. 34-69256,   Notice: Rel. No. 34-68440, Notice: Rel. No. 34-67965, Order: Rel. No. 34-67470, Notice: Rel. No. 34-66816

SR-NYSEArca-2012-46
34-67066 May 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extension of Unlisted Trading Privileges to New Derivative Securities Products That Are Listed on Another Exchange and to Make Other Conforming and Technical Amendments
Comments due:  June 25, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-45
34-67058 May 24, 2012 Notice of Filing of Proposed Rule Change Amending Its Rules to Reflect the Merger of Archipelago Holdings, Inc. ("Archipelago Holdings"), An Intermediate Holding Company, Into and With NYSE Group, Inc. ("NYSE Group"), Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange
Comments due:  June 21, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67435

SR-NYSEArca-2012-25
34-67054 May 24, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-66753

SR-NYSEArca-2012-44
34-67045 May 23, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of iShares Strategic Beta U.S. Large Cap Fund and iShares Strategic Beta U.S. Small Cap Fund under NYSE Arca Equities Rule 8.600
Comments due:  June 20, 2012
See also:   Order: Rel. No. 34-67320

SR-NYSEArca-2012-26
34-67034 May 21, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implement Rule Text Necessary to Distinguish Mini-Options Contracts from Option Contracts Overlying 100 Shares of a Security ("Standard Contracts")
See also:   Notice: Rel. No. 34-67233 and Notice: Rel. No. 34-66725

SR-NYSEArca-2012-42
34-67033 May 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(pp) to Change the Primary After 3:45 Order to a Primary After 3:55 Order
Comments due:  June 15, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-41
34-67020 May 18, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending the NYSE Arca Options Fee Schedule Relating to Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues
Comments due:  June 14, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-43
34-67005 May 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions to Take Place at a Price that is Below $1 Per Option Contract Until May 31, 2013
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-24
34-67003 May 16, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-66696

SR-NYSEArca-2012-21
34-67001 May 16, 2012 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the First Trust North American Infrastructure Fund under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-66669

SR-NYSEArca-2012-39
34-66973 May 11, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading the Global Alpha & Beta ETF Pursuant to NYSE Arca Equities Rule 8.600
Comments due:  June 7, 2012
See also:   Order: Rel. No. 34-67277.pdf

SR-NYSEArca-2012-37
34-66966 May 11, 2012 Notice of Filing of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
Comments due:  June 7, 2012
Additional File No.: SR-NYSEArca-2013-34
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-68616, Notice: Rel. No. 34-67962, Order: Rel. No. 34-67411, and Notice: Rel. No. 34-67222
Comments received are available for this proposal.

SR-NYSEArca-2012-38
34-66965 May 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(1), the Exchange's "Other Securities" Listing Standard, to Delete a Provision Providing That If a Security Listed Under the Rule Contains Redemption Provisions, the Redemption Price Must Be At Least $3.00 Per Unit
Comments due:  June 7, 2012

SR-NYSEArca-2012-22
34-66963 May 10, 2012 Order Approving a Proposed Rule Change to Amend NYSE Arca Equities Rule 7.45 to Address the Authority of NYSE Arca or Archipelago Securities LLC to Cancel Orders When a Technical or Systems Issue Occurs and Describe the Operation of an Error Account for Archipelago Securities
See also:   Notice: Rel. No. 34-66656

SR-NYSEArca-2012-36
34-66946 May 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule to Make Correction to the Tape A, Tape B, and Tape C Step Up Tiers
Comments due:  June 4, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-19
34-66945 May 8, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 6.35
See also:   Notice: Rel. No. 34-66642 and   Order: Rel.34-67248

SR-NYSEArca-2012-05
34-66937 May 7, 2012 Notice of Filing of Proposed Rule Change Adding New Paragraph (cc) to NYSE Arca Options Rule 6.62 to Provide for a Post No Preference Light Only Quotation
Comments due:  June 1, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-67252

SR-NYSEArca-2012-18
34-66930 May 7, 2012 Order Approving a Proposed Rule Change to List and Trade Shares of the APMEX Physical-1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.201
See also:   Notice: Rel. No. 34-66627

SR-NYSEArca-2012-40
34-66904 May 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Fee Change for the Floor Broker Electronic Order Capture Device
Comments due:  May 29, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-34
34-66846 Apr. 23, 2012 Notice of Filing of Proposed Rule Change to List and Trade the Huntington US Equity Rotation Strategy ETF and Huntington EcoLogical Strategy ETF under NYSE Arca Equities Rule 8.600
Comments due:  May 18, 2012
See also:   Order: Rel. No. 34-67145

SR-NYSEArca-2012-32
34-66833 Apr. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Specify How the Immediate-or-Cancel Time-in-Force Instructions are Applicable to an MPL Order
Comments due:  May 16, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-33
34-66818 Apr. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change relating to the Peritus High Yield ETF
Comments due:  May 14, 2012

SR-NYSEArca-2012-28
34-66816 Apr. 16, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  May 11, 2012
See also:  Notice: Rel. No. 34-69256,   Notice: Rel. No. 34-68440, Notice: Rel. No. 34-67965, Order: Rel. No. 34-67470, Notice: Rel. No. 34-67075
Comments received are available for this proposal.

SR-NYSEArca-2012-29
34-66811 Apr. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) to Provide for Limit-on-Open Orders and Market-on-Open Orders
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-30
34-66810 Apr. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) to Make Passive Liquidity Orders in Exchange-Listed Securities Available to all Users, Regardless of Whether a Lead Market Maker is Assigned to the Security
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-27
34-66798 Apr. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Recent Changes to FINRA Rules 7440 and 7450, and to Adopt Recent Changes to FINRA Rule 5320 by Amending Commentary .02 to NYSE Arca Equities Rule 5320 to Require that ETP Holders Report to the Order Audit Trail System Information Barriers Put Into Place by the ETP Holder in Reliance on Commentary .02 to NYSE Arca Equities Rule 5320
Comments due:  May 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-25
34-66753 Apr. 6, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund under NYSE Arca Equities Rule 8.600
Comments due:  May 2, 2012
See also:   Order: Rel. No. 34-67054

SR-NYSEArca-2012-26
34-66725 Apr. 3, 2012 Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implementing Rule Text Necessary to Distinguish Mini-Options Contracts from Option Contracts Overlying 100 Shares of a Security ("Standard Contracts")
See also:   Notice: Rel. No. 34-67233 and Notice: Rel. No. 34-67034
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2012-10
34-66717 Apr. 3, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund under NYSE Arca Equities Rule 8.200
See also:   Notice: Rel. No. 34-66390
First Quarter

SR-NYSEArca-2012-24
34-66696 Mar. 30, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF under NYSE Arca Equities Rule 8.600
Comments due:  April 26, 2012
See also:   Order: Rel. No. 34-67003

SR-NYSEArca-2011-68
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65439

SR-NYSEArca-2012-09
34-66670 Mar. 28, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-66381

SR-NYSEArca-2012-21
34-66669 Mar. 28, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the First Trust North American Infrastructure Fund under NYSE Arca Equities Rule 8.600
Comments due:  April 24, 2012
See also:   Order: Rel. No. 34-67001

SR-NYSEArca-2012-23
34-66661 Mar. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying that Rule Change in Connection with Proposed Combination Between NYSE Euronext and Deutsche Börse AG Will Not Become Effective
Comments due:  April 20, 2012

SR-NYSEArca-2012-22
34-66656 Mar. 26, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 Adding a New paragraph (d) that Addresses the Authority of the Exchange or Archipelago Securities LLC to Cancel Orders when a Technical or Systems Issue Occurs and Describe the Operation of An Error Account for Arca Securities
Comments due:  April 20, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66963

SR-NYSEArca-2012-20
34-66650 Mar. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013
Comments due:  April 19, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-19
34-66642 Mar. 22, 2012 Notice of Filing of Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 6.35
Comments due:  April 18, 2012
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-66945 and   Order: Rel.34-67248

SR-NYSEArca-2012-18
34-66627 Mar. 20, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the APMEX Physical-1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  April 16, 2012
See also:   Order: Rel. No. 34-66930

SR-NYSEArca-2012-17
34-66568 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fee Schedule
Comments due:  April 6, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-04
34-66553 Mar. 9, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II under NYSE Arca Equities Rule 8.200
See also:   Notice: Rel. No. 34-66180

SR-NYSEArca-2011-81
34-66507 Mar. 2, 2012 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-65847

SR-NYSEArca-2012-16
34-66483 Feb. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filing the Content Outline and Selection Specifications for the Proprietary Traders Qualification Examination ("Series 56") Program
Comments due:  March 26, 2012

SR-NYSEArca-2011-97
34-66466 Feb. 24, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund under NYSE Arca Equities Rule 8.200
See also:   Notice: Rel. No. 34-66098

SR-NYSEArca-2012-15
34-66452 Feb. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Registration Requirements for Traders and Removing Obsolete References to Paper Registration Submissions
Comments due:  March 21, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-10
34-66390 Feb. 14, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund under NYSE Arca Equities Rule 8.200
Comments due:  March 13, 2012
See also:   Order: Rel. No. 34-66717

SR-NYSEArca-2012-08
34-66386 Feb. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for "Self-Trade Prevention" on the Exchange
Comments due:  March 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-09
34-66381 Feb. 10, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund under NYSE Arca Equities Rule 8.600
Comments due:  March 8, 2012
See also:   Order: Rel. No. 34-66670

SR-NYSEArca-2012-11
34-66379 Feb. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers
Comments due:  March 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-13
34-66378 Feb. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule to Increase the Investor Tier 1 Credit for ETP Holders and Market Makers
Comments due:  March 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-12
34-66377 Feb. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Arca Options Fee Schedule Relating to Post Liquidity Credits
Comments due:  March 8, 2012>
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-14
34-66350 Feb. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 to Allow Trading of Options on iShares® Silver Trust and United States Oil Fund at $0.50 Strike Price Intervals Where the Strike Price is Less than $75
Comments due:  March 5, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2011-84
34-66345 Feb. 7, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-65859

SR-NYSEArca-2011-85
34-66343 Feb. 7, 2012 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-65860

SR-NYSEArca-2011-82
34-66342 Feb. 7, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-65846

SR-NYSEArca-2011-94
34-66334 Feb. 6, 2012 Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy Fund, ProShares Commodity Managed Futures Strategy Fund, and ProShares Financial Managed Futures Strategy Fund under NYSE Arca Equities Rule 8.200
See also:   Notice: Rel. No. 34-66002

SR-NYSEArca-2011-95
34-66321 Feb. 3, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-65988

SR-NYSEArca-2012-07
34-66311 Feb. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rule 5.2(b)(1) and Adopting New NYSE Arca Equities Rule 5190 that is Substantially the Same as Financial Industry Regulatory Authority Rule 5190
Comments due:  February 29, 2012

SR-NYSEArca-2012-02
34-66192 Jan. 19, 2012 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive Compensation Matters and Election of Directors to Comply with the Dodd-Frank Act
Comments due:  February 15, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2011-72
34-66171 Jan. 17, 2012 Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
See also:   Notice: Rel. No. 34-65567

SR-NYSEArca-2012-04
34-66180 Jan. 18, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II under NYSE Arca Equities Rule 8.200
Comments due:  February 14, 2012

SR-NYSEArca-2011-100
34-66135 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012
Comments due:  February 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2011-99
34-66132 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Effective Date of The Pilot Until July 31, 2012
Comments due:  February 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2011-96
34-66128 Jan. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Integrated Data Feed
Comments due:  February 7, 2012
Comments received are available for this proposal.

SR-NYSEArca-2011-101
34-66115 Jan. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Replacing Numerical Thresholds with Percentage Thresholds for the Investor Tiers' Volume Requirements
Comments due:  February 2, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2011-80
34-66112 Jan. 5, 2012 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the Rockledge SectorSAM ETF under NYSE Arca Equities Rule 8.600
See also:   Notice: Rel. No. 34-65778

SR-NYSEArca-2012-01
34-66110 Jan. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Changing the Monthly Fees for the Use of Ports that Provide Connectivity to Its Equity Trading Systems
Comments due:  February 1, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2011-97
34-66098 Jan. 4, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund under NYSE Arca Equities Rule 8.200
Comments due:  January 31, 2012
See also:   Order: Rel. No. 34-66466

SR-NYSEArca-2011-103
34-66094 Jan. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders that Are Not Financial Industry Regulatory Authority Members to March 31, 2012
Comments due:  January 31, 2012


NYSE Arca File Number List for 2012
Release No. Date Details

SR-NYSEArca-2012-145
34-68590 Jan. 4, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List with Respect to Regulatory Fees Related to the Central Registration Depository, Which are Collected by the Financial Industry Regulatory Authority, Inc.
Comments due: February 1, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-143
34-68588 Jan. 4, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services with Respect to Regulatory Fees Related to the Central Registration Depository, Which are Collected by the Financial Industry Regulatory Authority, Inc.
Comments due: February 1, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-142
34-68863 Feb. 7, 2013 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade the Guggenheim Enhanced Total Return ETF under NYSE Arca Equities Rule 8.600
34-68488 Dec. 20, 2012 Notice of Filing of Proposed Rule Change to List and Trade the Guggenheim Enhanced Total Return ETF under NYSE Arca Equities Rule 8.600
Comments due: January 17, 2013

SR-NYSEArca-2012-141
34-68474 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65 - Trading Halts and Suspensions
Comments due: January 16, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-140
34-68569 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Nasdaq-100 Index (NDX) and the Reduced-Value Nasdaq-100 Index (MNX) and to Amend NYSE Arca Rule 5.15(a)(1) to Provide That There Are No Position Limits for Options on NDX and MNX
Comments due: January 30, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-139
34-68870 Feb. 8, 2013 Order Granting Approval of Proposed Rule Change to List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600
34-68458 Dec. 18, 2012 Notice of Filing of Proposed Rule Change to List and Trade First Trust Preferred Securities and Income ETF under NYSE Arca Equities Rule 8.600
Comments due: January 16, 2013

SR-NYSEArca-2012-138
34-68871 Feb. 8, 2013 Order Granting Approval of Proposed Rule Change to List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
34-68476 Dec. 19, 2012 Notice of Filing of Proposed Rule Change to List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: January 16, 2013

SR-NYSEArca-2012-137
34-68405 Dec. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-136
34-68382 Dec. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow for the Split-Price Priority Provisions to Apply to Open Outcry Trading of Cabinet Trades
Comments due: January 3, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-135
34-68426 Dec. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 to Extend the Penny Pilot in Options Classes in Certain Issues through March 31, 2013
Comments due: January 9, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-134
34-68399 Dec. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Allow Manual Orders Entered into the Exchange's Electronic Order Capture System or Entered into an Order Entry Device and Contemporaneously Recorded into the EOC System to Qualify for the Manual Transaction Fee
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-133
34-68725 Jan. 24, 2013 Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) to Permit PL Select Orders to Interact with Incoming Orders Larger Than the Size of the PL Select Order
34-68385 Dec. 7, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) to Permit PL Select Orders to Interact with Incoming Orders Larger Than the Size of the PL Select Order
Comments due: January 4, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-132
34-68359 Dec. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Exchange Rule 6.8 to Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-131
34-68708 Jan. 23, 2013 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the Horizons S&P 500 Covered Call ETF, Horizons S&P Financial Select Sector Covered Call ETF, and Horizons S&P Energy Select Sector Covered Call ETF under NYSE Arca Equities Rule 5.2(j)(3)
34-68351 Dec. 4, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Horizons S&P 500 Covered Call ETF, Horizons S&P Financial Select Sector Covered Call ETF, and Horizons S&P Energy Select Sector Covered Call ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: December 31, 2012

SR-NYSEArca-2012-130
34-68339 Dec. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.62(cc) Making Available the Post No Preference Light Only Quotation to Options Classes Not Participating in the Penny Pilot
Comments due: December 28, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-129
34-68322 Nov. 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit ETP Holders to Designate Orders as Retail Orders By Using a Tag in the Order Entry Message
Comments due: December 26, 2012

SR-NYSEArca-2012-127
34-68280 Nov. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services to Revise Certain Aspects of the Listing Fees Applicable to Structured Products
Comments due: December 19, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-126
34-68290 Nov. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.64 (OX Trading Auctions) with Respect to Opening Trading in an Options Series
Comments due: December 21, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-125
34-68239 Nov. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(x) to Clarify That When There Is an Early Scheduled Close, the 3:45 p.m. ET Time Specified in the Rule Is Adjusted to 15 Minutes Before the Early Scheduled Close
Comments due: December 12, 2012

SR-NYSEArca-2012-123
34-68227 Nov. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Monthly Fees for the Use of Ports
Comments due: December 11, 2012

SR-NYSEArca-2012-122
34-68230 Nov. 14, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Introduce Fees for the Use of Ports
Comments due: December 11, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-121
34-68179 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Relating to Pricing Applicable to Electronic Transactions in Non-Penny Pilot Issues
Comments due: December 6, 2012
Comments received are available for this proposal.
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-120
34-68547 Dec. 28, 2012 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the United States Asian Commodities Basket Fund under NYSE Arca Equities Rule 8.200
34-68173 Nov. 6, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the United States Asian Commodities Basket Fund under NYSE Arca Equities Rule 8.200
Comments due: December 4, 2012

SR-NYSEArca-2012-119
34-68157 Nov. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Remove Dividend Spreads from the List of Strategy Executions for which Fee Caps Apply
Comments due: November 30, 2012
Additional Materials:  Exhibit 5

SR-NYSEArca-2012-118
34-68174 Nov. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Regulatory Fee and to Revise the Circumstances Under Which NYSE Arca, Inc. Will Collect the Options Regulatory Fee
Comments due: December 5, 2012
Comments received are available for this proposal.

SR-NYSEArca-2012-117
34-68408 Dec. 11, 2012 Order Approving a Proposed Rule Change to List and Trade Shares of the Pring Turner Business Cycle ETF under NYSE Arca Equities Rule 8.600
34-68108 Oct. 25, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Pring Turner Business Cycle ETF under NYSE Arca Equities Rule 8.600
Comments due:  November 21, 2012

SR-NYSEArca-2012-115
34-68099 Oct. 24, 2012 Notice of Filing of a Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Options Trading Permits
Comments due:  November 20, 2012

SR-NYSEArca-2012-114
34-68194 Nov. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 and .07 to NYSE Arca Rule 6.4 Regarding Strike Price Intervals for Classes in the Short Term Option Series Program
Comments due: December 6, 2012

SR-NYSEArca-2012-112
34-68001 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to NYSE Arca Rule 6.8 Adopting a Pilot Program Eliminating Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund, Which List and Trade Under the Symbol SPY
Comments due:  November 2, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-111
34-68430 Dec. 13, 2012 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.201
34-68101 Oct. 24, 2012 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  November 20, 2012

SR-NYSEArca-2012-110
34-67987 Oct. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Amend the Fees Charged For Routing Orders to the New York Stock Exchange LLC
Comments due:  November 1, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-109
34-68667 Jan. 16, 2013 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
34-68319 Nov. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
34-68044 Oct. 12 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  November 8, 2012

SR-NYSEArca-2012-108
34-69373 Apr. 15, 2013 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
34-68671 Jan. 16, 2013 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: February 13, 2013
Rebuttal comments due: February 27, 2013
Comments received are available for this proposal.
34-68320 Nov. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
34-68043 Oct. 12 2012 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  November 8, 2012

SR-NYSEArca-2012-106
34-68005 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Certain Proprietary Options Market Data Products
Comments due:  November 6, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-105
34-68638 Jan. 11, 2013 Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Listing Rules for Compensation Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
Comments due: February 12, 2013
Additional Materials:  Exhibit 5
34-68313 Nov. 28, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1
Additional File Nos.: SR-BATS-2012-039, SR-BX-2012-063, SR-CBOE-2012-094, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEMKT-2012-48
34-68006 Oct. 9, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.3(k)(4) to Comply with the Requirements of Securities and Exchange Commission Rule 10C-1
Comments due:  November 5, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2012-104
34-67986 Oct. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  November 1, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-103
34-68233 Nov. 14, 2012 Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. Rules 3.2 and 3.3 to Expand the Eligibility Requirements for Service on Certain Boards of Directors and Committees
34-67923 Sep. 25, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. (“NYSE Arca Equities”) Rules 3.2 and 3.3 to Expand the Eligibility Requirements for Service on Boards of Directors and Committees
Comments due:  October 22, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-102
34-68165 Nov. 6, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II under NYSE Arca Equities Rule 8.200
34-67882 Sep. 18, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II under NYSE Arca Equities Rule 8.200
Comments due:  October 15, 2012

SR-NYSEArca-2012-101
34-68158 Nov. 5, 2012 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the PowerShares S&P 500 Downside Hedged Portfolio under NYSE Arca Equities Rule 8.600
34-67881 Sep. 18, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the PowerShares S&P 500 Downside Hedged Portfolio under NYSE Arca Equities Rule 8.600
Comments due:  October 15, 2012

SR-NYSEArca-2012-100
34-67836 Sep. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Options Rule 6.96 by Adding a New Paragraph (c) that Addresses the Authority of the Exchange or Archipelago Securities LLC ("Arca Securities") To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities
Comments due:  October 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-99
34-67841 Sep. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(d) To Provide that an Inside Limit Order Designated as a Primary Until 9:45 Order or a Primary After 3:55 Order Will Follow the Order Processing of an Inside Limit Order Only When the Order is On the NYSE Arca Book
Comments due:  October 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-97
34-67806 Sep. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape A Step Up Tier, Modify the Remaining Tape Step Up Tiers and Introduce an Alternative Method of Qualifying for Tier 1
Comments due:  October 4, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-96
34-67728 Aug. 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.47, “Crossing” Orders – OX
Comments due:  September 20,2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-95
34-68190 Nov. 8, 2012 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No.1, to Amend Commentary .07 to NYSE Arca Options Rule 6.4 to Expand the Number of Expirations Available Under the Short Term Option Series Program ("STOS Program"), to Allow for the Exchange to Delist Series in the STOS Program That Do Not Have Open Interest, and To Expand the Number of Series in the STOS Program Under Limited Circumstances
34-67898 Sep. 20, 2012 Notice of Filing of Proposed Rule Change and Amendment No. 1 Amending Commentary .07 to NYSE Arca Options Rule 6.4 to Expand the Number of Expirations Available Under the Short Term Option Series Program ("STOS Program"), to Allow for the Exchange to Delist any Series in the STOS that Do Not have Open Interest and to Expand the Number of Series in STOS Under Limited Circumstances
Comments due:  October 17, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-94
34-68461 Dec. 18, 2012 Order Granting Approval of Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration
34-68136 Nov. 1, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
34-67863 Sep. 14, 2012 Notice of Filing of Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to list additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration
Comments due:  October 11, 2012

SR-NYSEArca-2012-93
34-67737 Aug. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 4.3(c) and Adopting New Rules 2262 and 2269 to Harmonize with the Rules of New York Stock Exchange LLC, NYSE MKT LLC, and Financial Industry Regulatory Authority, Inc.
Comments due:  September 25,2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-92
34-67985 Oct. 4, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of iShares 2018 S&P AMT-Free Municipal Series and iShares 2019 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
34-67729 Aug. 24, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of iShares 2018 S&P AMT-Free Municipal Series and iShares 2019 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
Comments due:  September 20,2012

SR-NYSEArca-2012-90
34-67732 Aug. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the First Trust CBOE S&P 500 VIX Tail Hedge Fund (formerly, the First Trust CBOE VIX Tail Hedge Index Fund)
Comments due:  September 21,2012

SR-NYSEArca-2012-89
34-67720 Aug. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Offer Certain Proprietary Options Data Products
Comments due:  September 20,2012

SR-NYSEArca-2012-88
34-68030 Oct. 10, 2012 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600
34-67715 Aug. 22, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600
Comments due:  September 18, 2012

SR-NYSEArca-2012-87
34-67714 Aug. 22, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.40 to Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders from Market Makers as Well as Non-Market Maker OTP Firms and OTP Holders, and to Provide for Two Additional Risk Limitation Mechanisms
Comments due:  September 18, 2012

SR-NYSEArca-2012-86
34-67799 Sep. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Rules to Replace References to "NYSE Amex" with "NYSE MKT" Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC
Comments due:  October 4, 2012

SR-NYSEArca-2012-085
34-67797 Sep. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Equities Rules to Replace References to "NYSE Amex" with "NYSE MKT" Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC
Comments due:  October 9, 2012

SR-NYSEArca-2012-83
34-67652 Aug. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Specify How MPL Orders with ALO Order Instructions May Interact
Comments due:  September 10, 2012

SR-NYSEArca-2012-82
34-67963 Oct. 2, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of FlexShares Ready Access Variable Income Fund under NYSE Arca Equities Rule 8.600
34-67682 Aug. 17, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of FlexShares Ready Access Variable Income Fund under NYSE Arca Equities Rule 8.600
Comments due:  September 13, 2012

SR-NYSEArca-2012-81
34-67618 Aug. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Add an Additional Tier to the Lead Market Maker Rights Fee and an Alternative Qualification Basis for Market Makers that Post Liquidity in Penny Pilot Issues and Options on the SPDR S&P 500 ETF
Comments due:  September 4, 2012

SR-NYSEArca-2012-80
34-67595 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 31, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-79
34-67566 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013
Comments due:  August 28, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-78
34-67565 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Effective Date of the Pilot Until February 4, 2013
Comments due:  August 28, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-77
34-67540 Jul. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 24, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-76
34-67498 Jul. 25, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Options Rule 6.40 to Specify that the Potential Range for the Settings Applicable to the Market Maker Risk Limitation Mechanism will be Between One and 100 Executions Per Second, to Eliminate the Current Reference to the Default Setting and, In the Future, to Specify the Applicable Minimum, Maximum and Default Settings via Regulatory Bulletin
Comments due:  August 21, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-75
34-67844 Sep. 12, 2012 Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.37(c) to Provide that the Tracking Order Process is Available Only for Orders that are Eligible to Route to an Away Market
34-67490 Jul. 24, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.37(c) to Provide that the Tracking Order Process is Available Only for Orders that are Eligible to Route to an Away Market
Comments due:  August 20, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-73
34-67436 Jul. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Television Distribution of the NYSE Arca Trades Data Product
Comments due:  August 9, 2012

SR-NYSEArca-2012-71
34-67419 Jul. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the NYSE Arca Options Fee Schedule to Increase the Posted Liquidity Credit for Market Makers
Comments due:  August 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-70
34-67424 Jul. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 8, 2012

SR-NYSEArca-2012-69
34-67461 Jul. 18, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 14, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-68
34-67401 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Active Bear ETF
Comments due:  August 7, 201

SR-NYSEArca-2012-67
34-67619 Aug. 8, 2012 Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors
34-67244 Jun. 22, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors
Comments due:  July 19, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-66
34-68973 Feb. 22, 2013 Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and No. 2 to List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due: March 21, 2013
34-68511 Dec. 21, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
34-67616 Aug. 8, 2012 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  September 12, 2012
Rebuttal comments due:  September 27, 2012
34-67237 Jun. 22, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  July 18, 2012
Comments received are available for this proposal.

SR-NYSEArca-2012-65
34-67307 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2012
Comments due:  July 27, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-NYSEARCA-2012-64
34-67948 Sep. 28, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1 to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Additional File No.:  SR-ISE-2012-58
Comments due:  October 25, 2012
34-67632 Aug. 9, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security
34-67283 Jun. 27, 2012 Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security
Comments due:  July 24, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2012-63
34-67667 Aug. 15, 2012 Order Approving a Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Provide for Additional Co-location Services and Establish Related Fees
34-67264 Jun. 26, 2012 Notice of Filing of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Provide for Additional Co-location Services and Establish Related Fees
Comments due:  July 23, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-62
34-67669 Aug. 15, 2012 Order Approving a Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide for Additional Co-location Services and Establish Related Fees
34-67263 Jun. 26, 2012 Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide for Additional Co-location Services and Establish Related fees
Comments due:  July 23, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-61
34-67213 Jun. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 2.23 to Prescribe The Registered Proprietary Traders Examination (Series 56) As The Qualifying Examination for Registered Market Makers, Market Maker Authorized Traders, and Floor Brokers
Comments due:  July 16, 2012

SR-NYSEArca-2012-60
34-67178 Jun. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Commentary .07 to NYSE Arca Rule 6.4 Allowing the Exchange to Open Short Term Option Series That Are Opened by Other Securities Exchanges in Option Classes Selected by Other Exchanges Under Their Respective Short Term Option Rules
Comments due:  July 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-59
34-67564 Aug. 1, 2012 Order Granting Approval of Proposed Rule Changes Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating a New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc.
Additional File Nos.:  SR-NYSE-2012-17, and SR-NYSEMKT-2012-07
34-67186 Jun. 12, 2012 Notice of Filing of Proposed Rule Change Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc.
Comments due:  July 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-58
34-67128 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Arca Equities Rule 2.3, NYSE Arca Options Rule 2.4 and All Related NYSE Arca Equities and NYSE Arca Options Rules Concerning the Approval of New ETP Holders and OTP Holders in Order to Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as An NYSE Arca ETP Holder and OTP Holder, Subject to Apex Clearing Complying with Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date that Apex Clearing is Provisionally Approved for Membership
Comments due:  July 2, 2012

SR-NYSEArca-2012-57
34-67559 Aug. 1, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of QAM Equity Hedge ETF under NYSE Arca Equities Rule 8.600
34-67196 Jun. 13, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of QAM Equity Hedge ETF under NYSE Arca Equities Rule 8.600
Comments due:  July 10, 2012

SR-NYSEArca-2012-56
34-67180 Jun. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  July 6, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-55
34-67552 Aug. 1, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the STAR™ Global Buy-Write ETF under NYSE Arca Equities Rule 8.600
34-67183 Jun. 12, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the STAR™ Global Buy-Write ETF under NYSE Arca Equities Rule 8.600
Comments due:  July 9, 2012

SR-NYSEArca-2012-54
34-67372 Ju1. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Rule Text of NYSE Arca Rule 9.20(b), Which Addresses Telemarketing, and Adopting New Rule Text to NYSE Arca Rule 9.20(b) to Conform to FINRA’s Telemarketing Rule
Comments due:  August 6, 2012

SR-NYSEArca-2012-53
34-67373 Ju1. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Rule Text of NYSE Arca Equities Rule 9.20(b), Which Addresses Telemarketing, and Adopting New Rule Text to NYSE Arca Equities Rule 9.20(b) to Conform to FINRA’s Telemarketing Rule
Comments due:  August 6, 2012

SR-NYSEArca-2012-52
34-67143 Jun. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Qualifications for Credits for Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues and to Amend the Fees for Electronic Complex Order Executions
Comments due:  July 3, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-51
34-67195 Jun. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Accuvest Global Long Short ETF (Formerly the Mars Hill Global Relative Value ETF)
Comments due:  July 10, 2012

SR-NYSEArca-2012-50
34-67485 Jul. 23, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
34-67107 Jun. 4, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  June 29, 2012

SR-NYSEArca-2012-49
34-67100 Jun. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow the Use of Swap Agreements Under Limited Circumstances by the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, Which Are Listed and Traded on the Exchange Under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due:  June 29, 2012

SR-NYSEArca-2012-48
34-67785 Sep. 5, 2012 Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) to Add a PL Select Order
34-67475 Jul. 20, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) to Add a PL Select Order Type
34-67101 Jun. 4, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) to Add a PL Select Order Type
Comments due:  June 29, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2012-46
34-67066 May 29, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extension of Unlisted Trading Privileges to New Derivative Securities Products That Are Listed on Another Exchange and to Make Other Conforming and Technical Amendments
Comments due:  June 25, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-45
34-67435 Jul. 13, 2012 Order Granting Approval of Proposed Rule Change Amending Its Rules to Reflect the Merger of Archipelago Holdings, Inc. ("Archipelago Holdings"), An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange
See also:   Notice: Rel. No. 34-67058
34-67058 May 24, 2012 Notice of Filing of Proposed Rule Change Amending Its Rules to Reflect the Merger of Archipelago Holdings, Inc. ("Archipelago Holdings"), An Intermediate Holding Company, Into and With NYSE Group, Inc. ("NYSE Group"), Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange
Comments due:  June 21, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-44
34-67320 Jun. 29, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of iShares Strategic Beta U.S. Large Cap Fund and iShares Strategic Beta U.S. Small Cap Fund under NYSE Arca Equities Rule 8.600
34-67045 May 23, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of iShares Strategic Beta U.S. Large Cap Fund and iShares Strategic Beta U.S. Small Cap Fund under NYSE Arca Equities Rule 8.600
Comments due:  June 20, 2012

SR-NYSEArca-2012-43
34-67005 May 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions to Take Place at a Price that is Below $1 Per Option Contract Until May 31, 2013
Comments due:  June 13, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-42
34-67033 May 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(pp) to Change the Primary After 3:45 Order to a Primary After 3:55 Order
Comments due:  June 15, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-41
34-67020 May 18, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending the NYSE Arca Options Fee Schedule Relating to Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues
Comments due:  June 14, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-40
34-66904 May 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Fee Change for the Floor Broker Electronic Order Capture Device
Comments due:  May 29, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-39
34-67277 Jun. 27, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading the Global Alpha & Beta ETF Pursuant to NYSE Arca Equities Rule 8.600
34-66973 May 11, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading the Global Alpha & Beta ETF Pursuant to NYSE Arca Equities Rule 8.600
Comments due:  June 7, 2012

SR-NYSEArca-2012-38
34-66965 May 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(1), the Exchange's "Other Securities" Listing Standard, to Delete a Provision Providing That If a Security Listed Under the Rule Contains Redemption Provisions, the Redemption Price Must Be At Least $3.00 Per Unit
Comments due:  June 7, 2012

SR-NYSEArca-2012-37
34-68616 Jan. 10, 2013 Notice of Withdrawal of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
Additional File No.: SR-NYSEArca-2013-34
34-67962 Oct. 2, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
34-67411 Jul. 11, 2012 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Relating to Market Maker Incentive Programs for Certain Exchange-Traded Products
Additional File No.: SR-NASDAQ-2012-043
Comments due:  August 16, 2012
Rebuttal comments due:  August 31, 2012
34-67222 Jun. 20, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
Comments received are available for this proposal.
34-66966 May 11, 2012 Notice of Filing of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
Comments due:  June 7, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2012-36
34-66946 May 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule to Make Correction to the Tape A, Tape B, and Tape C Step Up Tiers
Comments due:  June 4, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-34
34-67145 Jun. 6, 2012 Order Granting Approval of Proposed Rule Change to List and Trade the Huntington US Equity Rotation Strategy ETF and Huntington EcoLogical Strategy ETF under NYSE Arca Equities Rule 8.600
34-66846 Apr. 23, 2012 Notice of Filing of Proposed Rule Change to List and Trade the Huntington US Equity Rotation Strategy ETF and Huntington EcoLogical Strategy ETF under NYSE Arca Equities Rule 8.600
Comments due:  May 18, 2012

SR-NYSEArca-2012-33
34-66818 Apr. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change relating to the Peritus High Yield ETF
Comments due:  May 14, 2012

SR-NYSEArca-2012-32
34-66833 Apr. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Specify How the Immediate-or-Cancel Time-in-Force Instructions are Applicable to an MPL Order
Comments due:  May 16, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-30
34-66810 Apr. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) to Make Passive Liquidity Orders in Exchange-Listed Securities Available to all Users, Regardless of Whether a Lead Market Maker is Assigned to the Security
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-29
34-66811 Apr. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) to Provide for Limit-on-Open Orders and Market-on-Open Orders
Comments due:  May 10, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-28
34-69256 Mar. 28, 2013 Response to Comments Submitted After the Issuance on December 14, 2012, of a Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
34-68440 Dec. 14, 2012 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due: January 10, 2013
34-67965 Oct. 2, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
34-67470 Jul. 19, 2012 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  August 24, 2012
Rebuttal comments due:  September 10, 2012
34-67075 May 30, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
34-66816 Apr. 16, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  May 11, 2012
Comments received are available for this proposal.

SR-NYSEArca-2012-27
34-66798 Apr. 12, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Recent Changes to FINRA Rules 7440 and 7450, and to Adopt Recent Changes to FINRA Rule 5320 by Amending Commentary .02 to NYSE Arca Equities Rule 5320 to Require that ETP Holders Report to the Order Audit Trail System Information Barriers Put Into Place by the ETP Holder in Reliance on Commentary .02 to NYSE Arca Equities Rule 5320
Comments due:  May 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-26
34-67233 Jun. 21, 2012 Notice of Withdrawal of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implement Rule Text Necessary to Distinguish Mini-Options Contracts from Option Contracts Overlying 100 Shares of a Security ("Standard Contracts")
34-67034 May 21, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implement Rule Text Necessary to Distinguish Mini-Options Contracts from Option Contracts Overlying 100 Shares of a Security ("Standard Contracts")
34-66725 Apr. 3, 2012 Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implementing Rule Text Necessary to Distinguish Mini-Options Contracts from Option Contracts Overlying 100 Shares of a Security ("Standard Contracts")
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2012-25
34-67054 May 24, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund under NYSE Arca Equities Rule 8.600
34-66753 Apr. 6, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund under NYSE Arca Equities Rule 8.600
Comments due:  May 2, 2012

SR-NYSEArca-2012-24
34-67003 May 16, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF under NYSE Arca Equities Rule 8.600
34-66696 Mar. 30, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of AdvisorShares Global Echo ETF under NYSE Arca Equities Rule 8.600
Comments due:  April 26, 2012

SR-NYSEArca-2012-23
34-66661 Mar. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying that Rule Change in Connection with Proposed Combination Between NYSE Euronext and Deutsche Börse AG Will Not Become Effective
Comments due:  April 20, 2012

SR-NYSEArca-2012-22
34-66963 May 10, 2012 Order Approving a Proposed Rule Change to Amend NYSE Arca Equities Rule 7.45 to Address the Authority of NYSE Arca or Archipelago Securities LLC to Cancel Orders When a Technical or Systems Issue Occurs and Describe the Operation of an Error Account for Archipelago Securities
34-66656 Mar. 26, 2012 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 Adding a New paragraph (d) that Addresses the Authority of the Exchange or Archipelago Securities LLC to Cancel Orders when a Technical or Systems Issue Occurs and Describe the Operation of An Error Account for Arca Securities
Comments due:  April 20, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-21
34-67001 May 16, 2012 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the First Trust North American Infrastructure Fund under NYSE Arca Equities Rule 8.600
34-66669 Mar. 28, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the First Trust North American Infrastructure Fund under NYSE Arca Equities Rule 8.600
Comments due:  April 24, 2012

SR-NYSEArca-2012-20
34-66650 Mar. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 29, 2013
Comments due:  April 19, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-19
34-67248 Jun. 25, 2012 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Commentary .01 to NYSE Arca Rule 6.35
34-66945 May 8, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 6.35
34-66642 Mar. 22, 2012 Notice of Filing of Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 6.35
Comments due:  April 18, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-18
34-66930 May 7, 2012 Order Approving a Proposed Rule Change to List and Trade Shares of the APMEX Physical-1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.201
34-66627 Mar. 20, 2012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the APMEX Physical - 1 oz. Gold Redeemable Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due:  April 16, 2012

SR-NYSEArca-2012-17
34-66568 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fee Schedule
Comments due:  April 6, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-16
34-66483 Feb. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filing the Content Outline and Selection Specifications for the Proprietary Traders Qualification Examination ("Series 56") Program
Comments due:  March 26, 2012

SR-NYSEArca-2012-15
34-66452 Feb. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Registration Requirements for Traders and Removing Obsolete References to Paper Registration Submissions
Comments due:  March 21, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-14
34-66350 Feb. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 to Allow Trading of Options on iShares® Silver Trust and United States Oil Fund at $0.50 Strike Price Intervals Where the Strike Price is Less than $75
Comments due:  March 5, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-13
34-66378 Feb. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule to Increase the Investor Tier 1 Credit for ETP Holders and Market Makers
Comments due:  March 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-12
34-66377 Feb. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Arca Options Fee Schedule Relating to Post Liquidity Credits
Comments due:  March 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-11
34-66379 Feb. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers
Comments due:  March 8, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-10
34-66717 Apr. 3, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund under NYSE Arca Equities Rule 8.200
34-66390 Feb. 14, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund under NYSE Arca Equities Rule 8.200
Comments due:  March 13, 2012

SR-NYSEArca-2012-09
34-66670 Mar. 28, 2012 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund under NYSE Arca Equities Rule 8.600
34-66381 Feb. 10, 2012 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund under NYSE Arca Equities Rule 8.600
Comments due:  March 8, 2012

SR-NYSEArca-2012-08
34-66386 Feb. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for "Self-Trade Prevention" on the Exchange
Comments due:  March 9, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-07
34-66311 Feb. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rule 5.2(b)(1) and Adopting New NYSE Arca Equities Rule 5190 that is Substantially the Same as Financial Industry Regulatory Authority Rule 5190
Comments due:  February 29, 2012

SR-NYSEArca-2012-05
34-67252 Jun. 25, 2012 Order Granting Approval of Proposed Rule Change Adding New Paragraph (cc) to NYSE Arca Options Rule 6.62 to Provide for a Post No Preference Light Only Quotation
34-66937 May 7, 2012 Notice of Filing of Proposed Rule Change Adding New Paragraph (cc) to NYSE Arca Options Rule 6.62 to Provide for a Post No Preference Light Only Quotation
Comments due:  June 1, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-04
34-66553 Mar. 9, 2012 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II under NYSE Arca Equities Rule 8.200
34-66180 Jan. 18, 2012 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II under NYSE Arca Equities Rule 8.200
Comments due:  February 14, 2012

SR-NYSEArca-2012-02
34-66192 Jan. 19, 2012 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive Compensation Matters and Election of Directors to Comply with the Dodd-Frank Act
Comments due:  February 15, 2012
Additional Materials:   Exhibit 5

SR-NYSEArca-2012-01
34-66110 Jan. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Changing the Monthly Fees for the Use of Ports that Provide Connectivity to Its Equity Trading Systems
Comments due:  February 1, 2012
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/nysearca/nysearcaarchive/nysearca2012.shtml


Modified: 07/29/2014