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NYSE Arca Rulemaking Archive: 2011
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
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NYSE Arca File Number List
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NYSEArca-2011-68 |
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65439
Comments received are available for this proposal.
|
SR-NYSEArca-2011-98 |
| 34-66062 |
Dec. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) to Remove the PNP Plus Order Type
Comments due: January 25, 2012
|
SR-NYSEArca-2011-94 |
| 34-66002 |
Dec. 19, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy Fund, ProShares Commodity Managed Futures Strategy Fund and ProShares Financial Managed Futures Strategy Fund under NYSE Arca Equities Rule 8.200
Comments due: January 13, 2012
See also: Notice: Rel. No. 34-66334
|
SR-NYSEArca-2011-95 |
| 34-65988 |
Dec. 16, 2011 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: January 12, 2012
See also: Order: Rel. No. 34-66321
|
SR-NYSEArca-2011-93 |
| 34-65977 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 In Order to Extend the Penny Pilot In Options Classes In Certain Issues Through June 30, 2012
Comments due: January 11, 2012
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-75 |
| 34-65971 |
Dec. 15, 2011 |
Order Approving a Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule to Establish a Fee for Users that Host Their Customers at the Exchange's Data Center
See also: Notice: Rel. No. 34-65624
|
SR-NYSEArca-2011-74 |
| 34-65970 |
Dec. 15, 2011 |
Order Approving a Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule to Establish a Fee for Users that Host Their Customers at the Exchange's Data Center
See also: Notice: Rel. No. 34-65625
|
SR-NYSEArca-2011-90 |
| 34-65955 |
Dec. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Arca Equities Rule 5210
Comments due: January 11, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2011-91 |
| 34-65922 |
Dec. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Relating to Manual Orders
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-92 |
| 34-65906 |
Dec. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: January 4, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-89 |
| 34-65894 |
Dec. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Its Rules an Existing Policy Related to the Application of NYSE Arca Options Rule 6.47A
Comments due: December 30, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-86 |
| 34-65862 |
Dec. 1, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade the Accuvest Global Opportunities ETF under NYSE Arca Equities Rule 8.600
Comments due: December 28, 2011
See also: Order: Rel. No. 34-66201
|
SR-NYSEArca-2011-85 |
| 34-65860 |
Dec. 1, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due: December 28, 2011
See also: Notice: Rel. No. 34-66343
|
SR-NYSEArca-2011-84 |
| 34-65859 |
Dec. 1, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF under NYSE Arca Equities Rule 8.600
Comments due: December 27, 2011
See also: Notice: Rel. No. 34-66345
|
SR-NYSEArca-2011-81 |
| 34-65847 |
Nov. 29, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: December 27, 2011
See also: Order: Rel. No. 34-66507
|
SR-NYSEArca-2011-82 |
| 34-65846 |
Nov. 29, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund under NYSE Arca Equities Rule 8.600
Comments due: December 27, 2011
See also: Order: Rel. No. 34-66342
|
SR-NYSEArca-2011-87 |
| 34-65812 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 to Exclude All Rights and Warrants From the Single Stock Circuit Breaker Under the Rule
Comments due: December 21, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-88 |
| 34-65806 |
Nov. 22, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase from 20 to 30 the Number of Short Term Options Series That May Be Opened for Each Option Class that Participates in the Exchange's Short Term Option Series Program
Comments due: December 20, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-83 |
| 34-65797 |
Nov. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Relating to Executed Qualified Contingent Cross Orders
Comments due: December 19, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-80 |
| 34-65778 |
Nov. 17, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Rockledge SectorSAM ETF under NYSE Arca Equities Rule 8.600
Comments due: December 14, 2011
See also: Order: Rel. No. 34-66112
|
SR-NYSEArca-2011-68 |
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65439
Comments received are available for this proposal.
|
SR-NYSEArca-2011-79 |
| 34-65730 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify the Fees Relating to Qualified Contingent Cross Orders
Comments due: December 8, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-78 |
| 34-65669 |
Nov. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering a Market Data Product to Vendors and Subscribers that Combines Three Existing Market Data Feeds as well as Additional Market Data from the Exchange Into One Integrated Product, the NYSE Arca Integrated Data Feed
Comments due: November 29, 2011
Comments received are available for this notice.
|
SR-NYSEArca-2011-51 |
| 34-65468A |
Nov. 1, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF under NYSE Arca Equities Rule 8.600; Correction
See also: Order: Rel. No. 34-65468; Notice: Rel. No. 34-65126
|
SR-NYSEArca-2011-74 |
| 34-65625 |
Oct. 26, 2011 |
Notice of Filing of Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule to Establish a Fee for Users that Host Their Customers at the Exchange's Data Center
Comments due: November 22, 2011
See also: Order: Rel. No. 34-65970
|
SR-NYSEArca-2011-75 |
| 34-65624 |
Oct. 26, 2011 |
Notice of Filing of Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule to Establish a Fee for Users that Host Their Customers at the Exchange's Data Center
Comments due: November 22, 2011
See also: Order: Rel. No. 34-65971
|
SR-NYSEArca-2011-63 |
| 34-65601 |
Oct. 20, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the United States Metals Index Fund, the United States Agriculture Index Fund and the United States Copper Index Fund under NYSE Arca Equities Rule 8.200
See also: Notice: Rel. No. 34-65249
|
SR-NYSEArca-2011-73 |
| 34-65591 |
Oct. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and Harmonize the Exchange's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due: November 15, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-59 |
| 34-65573 |
Oct. 14, 2011 |
Order Granting Approval of Proposed Rule Change Adding Commentary .01 to Rule 6.37B Concerning Market Maker Continuous Quoting Obligations and Adjusted Option Series
See also: Notice: Rel. No. 34-65210
|
SR-NYSEArca-2011-72 |
| 34-65567 |
Oct. 14, 2011 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due: November 10, 2011
Additional Materials: Exhibit 5A;Exhibit 5B;Exhibit 5C;Exhibit 5D;Exhibit 5E;Exhibit 5F;Exhibit 5G;Exhibit 5H;Exhibit 5I;Exhibit 5J;Exhibit 5K;Exhibit 5L;Exhibit 5M;Exhibit 5N;Exhibit 5O;Exhibit 5P;Exhibit 5Q
See also: Order: Rel. No. 34-66171
Comments received are available for this notice.
|
SR-NYSEArca-2011-69 |
| 34-65544 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (“OATS”) Rules, and Making Certain Conforming Changes
Comments due: November 8, 2011
|
SR-NYSEArca-2011-71 |
| 34-65504 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.87 (Obvious and Catastrophic Errors)
Comments due: November 4, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-51 |
| 34-65468 |
Oct. 3, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF under NYSE Arca Equities Rule 8.600
See also: Order (Correction): 34-65468A; Notice: Rel. No. 34-65126
|
| Third Quarter |
SR-NYSEArca-2011-62 |
| 34-65456 |
Sep. 30, 2011 |
Order Approving a Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) to Make Permanent the Pilot Program that Permits the Exchange to Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated exchanges and to Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) to More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority
See also: Notice: Rel. No. 34-65182
|
SR-NYSEArca-2011-61 |
| 34-65455 |
Sep. 30, 2011 |
Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) to Make Permanent the Pilot Program that Permits the Exchange to Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated exchanges and to Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority
See also: Notice: Rel. No. 34-65185
|
SR-NYSEArca-2011-54 |
| 34-65458 |
Sep. 30, 2011 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-65160
|
SR-NYSEArca-2011-68 |
| 34-65439 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.12 to Revise the Current Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: 21 days after publication in the Federal Register
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this notice.
|
SR-NYSEArca-2011-66 |
| 34-65418 |
Sep. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .04 to Rule 6.4 In Order to Simplify the $1 Strike Price Program
Comments due: October 25, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-53 |
| 34-65400 |
Sep. 26, 2011 |
Order Granting Approval of a Proposed Rule Change to Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF
See also: Notice: Rel. No. 34-65161
|
SR-NYSEArca-2011-48 |
| 34-65344 |
Sep. 15, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the Teucrium Wheat Fund, the Teucrium Soybean Fund and the Teucrium Sugar Fund under NYSE Arca Equities Rule 8.200, Commentary .02
See also: Notice: Rel. No. 34-64967
|
SR-NYSEArca-2011-63 |
| 34-65249 |
Sep. 2, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the United States Metals Index Fund, the United States Agriculture Index Fund and the United States Copper Index Fund under NYSE Arca Equities Rule 8.200
Comments due: September 30, 2011
See also: Order: Rel. No. 34-65601
|
SR-NYSEArca-2011-65 |
| 34-65236 |
Aug. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule for Co-Location Services to Correct Several Typographical Errors
Comments due: September 28, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-64 |
| 34-65238 |
Aug. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Equities Schedule of Fees and Services for Exchange Services (“Fee Schedule”) for Co-Location Services to Correct Several Typographical Errors
Comments due: September 28, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-59 |
| 34-65210 |
Aug. 26, 2011 |
Notice of Filing of Proposed Rule Change Adding Commentary .01 to Rule 6.37B to Indicate that Market Makers will not be Obligated to Quote in Adjusted Option Series and to Clarify an Existing Exception to the Quoting Obligations
Comments due: September 22, 2011
See also: Order: Rel. No. 34-65573
|
SR-NYSEArca-2011-60 |
| 34-65191 |
Aug. 24, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Arca Options Rule 6.77 to Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto
Comments due: September 21, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-62 |
| 34-65182 |
Aug. 22, 2011 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) to Make Permanent the Pilot Program that Permits the Exchange to Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated exchanges and to Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) to More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority
Comments due: September 16, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-61 |
| 34-65185 |
Aug. 22, 2011 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) to Make Permanent the Pilot Program that Permits the Exchange to Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated exchanges and to Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority
Comments due: September 16, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-57 |
| 34-65166 |
Aug. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rules 6.16 and 6.16A, and Adopting New NYSE Arca Equities Rule 5320 that is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 to Prohibit Trading Ahead of Customer Orders with Certain Exceptions (commonly known as the Manning Rule)
Comments due: September 14, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-53 |
| 34-65161 |
Aug. 18, 2011 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. to Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF
Comments due: September 14, 2011
See also: Notice: Rel. No. 34-65400
|
SR-NYSEArca-2011-54 |
| 34-65160 |
Aug. 18, 2011 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund Under NYSE Arca Equities Rule 8.600
Comments due: September 14, 2011
|
SR-NYSEArca-2011-24 |
| 34-65136 |
Aug. 15, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the Following under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas
See also: Notice: Rel. No. 34-64464
|
SR-NYSEArca-2011-23 |
| 34-65134 |
Aug. 15, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF under NYSE Arca Equities Rule 8.200, Commentary .02
See also: Notice: Rel. No. 34-64470
|
SR-NYSEArca-2011-51 |
| 34-65126 |
Aug. 12, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF under NYSE Arca Equities Rule 8.600
Comments due: September 8, 2011
See also: Order (Correction): 34-65468A; Order: Rel. No. 34-65468
|
SR-NYSEArca-2011-58 |
| 34-65107 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10 so that Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot under NYSE Arca Equities Rule 7.11 Continue to be Resolved in the Same Manner Before Being Added to the Pilot
Comments due: September 7, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-55 |
| 34-65088 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Pilot until January 31, 2012
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-56 |
| 34-65065 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, to Extend the Effective Date of the Pilot until January 31, 2012
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-52 |
| 34-65048 |
Aug. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.90 to Permit Qualified Contingent Cross Orders to be Electronically Submitted to the NYSE Arca System from the Floor of the Exchange for Potential Execution
Comments due: September 1, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-48 |
| 34-64967 |
Jul. 26, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Teucrium Wheat Fund, the Teucrium Soybean Fund and the Teucrium Sugar Fund under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: August 22, 2011
See also: Order: Rel. No. 34-65344
|
SR-NYSEArca-2011-47 |
| 34-64945 |
Jul. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to NYSE Arca Rule 6.8 to Increase Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund, which List and Trade under the Option Symbol SPY, and to Update the Names and One Trading Symbol for the Options Reflected therein, Including SPY
Comments due: August 17, 2011
|
SR-NYSEArca-2011-31 |
| 34-64935 |
Jul. 20, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade the Shares of the WisdomTree Dreyfus Euro Debt Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-64608
|
SR-NYSEArca-2011-50 |
| 34-64905 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.96 to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent with the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934
Comments due: August 12, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-49 |
| 34-64906 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent with the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934
Comments due: August 12, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-43 |
| 34-64875 |
Jul. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule by Adding Definitions for the Strategy Executions that Qualify for Transaction Fee Caps
Comments due: August 9, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-45 |
| 34-64857 |
Jul. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend NYSE Arca Equities Rule 7.31(b) to Add Text Describing how Limit Orders Priced a Specified Percentage Away From the National Best Bid or Offer will be Rejected by Exchange Systems
Comments due: August 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-42 |
| 34-64823 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change correcting the numbering of a recently adopted NYSE Arca Equities Rule
Comments due: August 2, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-41 |
| 34-64820 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Introduce Two New Pricing Tiers, Step-Up Tier 1 and Step-Up Tier 2
Comments due: August 2, 2011
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-NYSEArca-2011-40 |
| 34-64780 |
Jun. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules and Adding New Rules So That They Remain Substantially Similar to Corresponding Financial Industry Regulatory Authority Rules in Accordance with a Rule 17d-2 Agreement
Comments due: July 28, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-26 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NSX-2011-06, SR-Phlx-2011-64
See also: Notice: Rel. No. 34-64422
|
SR-NYSEArca-2011-39 |
| 34-64731 |
Jun. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Text in Its Options Rules Governing the Use of Its Affiliate Broker-Dealer, Archipelago Securities LLC for Outbound Routing of Option Orders, and to Adopt Text in Its Options Rules to Permit the Exchange to Receive Inbound Routes of Option Orders from Arca Securities, Acting as the Outbound Router for NYSE Amex LLC
Comments due: July 20, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-38 |
| 34-64730 |
Jun. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Arca Equities Rule 7.41 to Codify Outbound and Inbound Routing Functions Performed by Its Affiliate Broker-dealer, Archipelago Securities LLC
Comments due: July 20, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-37 |
| 34-64692 |
Jun. 16, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 5.30 and 5.32 to Permit the Exchange to List Flexible Exchange Options on Index and Equity Securities that are Eligible for Non-FLEX Options Trading, and that have Non-FLEX Options on Such Index and Equity Securities Listed and Traded on at Least One National Securities Exchange, Even If the Exchange Does Not List Such Non-FLEX Options
Comments due: July 13, 2011
|
SR-NYSEArca-2011-17 |
| 34-64690 |
Jun. 16, 2011 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Madrona Forward Domestic ETF, Madrona Forward International ETF, and Madrona Forward Global Bond ETF
See also: Notice: Rel. No. 34-64342
|
SR-NYSEArca-2011-18 |
| 34-64689 |
Jun. 16, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade the Meidell Tactical Advantage ETF
See also: Notice: Rel. No. 34-64357
|
SR-NYSEArca-2011-21 |
| 34-64643 |
Jun. 10, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade the WisdomTree Global Real Return Fund
See also: Notice: Rel. No. 34-64411
|
SR-NYSEArca-2011-35 |
| 34-64627 |
Jun. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Replace Numerical Thresholds with Percentage Thresholds for Tier Volume Requirements, Add a New Volume Tier and Increase the Credit that Lead Market Makers Receive for Execution of Orders that Provide Undisplayed Liquidity Using Post No Preference Blind Orders
Comments due: July 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-31 |
| 34-64608 |
Jun. 6, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade the Shares of the WisdomTree Dreyfus Euro Debt Fund under NYSE Arca Equities Rule 8.600
Comments due: July 1, 2011
See also: Order: Rel. No. 34-64935
|
SR-NYSEArca-2011-36 |
| 34-64596 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule to Adopt a Fee for Qualified Contingent Cross Trades
Comments due: June 30, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-32 |
| 34-64595 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Establish a Gross FOCUS Revenue Fee
Comments due: June 30, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-34 |
| 34-64593 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Introduce Two New Pricing Tiers, Investor Tier 1 and Investor Tier 2
Comments due: June 29, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-11 |
| 34-64550 |
May 26, 2011 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra-Short Bond ETF
See also: Notice: Rel. No. 34-64224
|
SR-NYSEArca-2011-12 |
| 34-64544 |
May 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Revenue Sharing Program with Correlix, Inc. and a Free Trial Period for New Users of the Correlix Service
Comments due: June 22, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-30 |
| 34-64525 |
May 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules to Remove the Concept of an "Odd Lot Dealer"
Comments due: June 16, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-29 |
| 34-64523 |
May 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(h)(5) to Reduce the Minimum Order Entry Size of a Mid-Point Passive Liquidity Order from 100 Shares to One Share
Comments due: June 15, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-28 |
| 34-64518 |
May 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Permit the Listing of Additional Expiration Months if Such Expiration Months Are Listed on Another Exchange
Comments due: June 15, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-23 |
| 34-64470 |
May 11, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: June 7, 2011
 Submit comments on SR-NYSEArca-2011-23
|
SR-NYSEArca-2011-24 |
| 34-64464 |
May 11, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Following under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas
Comments due: June 7, 2011
Submit comments on SR-NYSEArca-2011-24
|
SR-NYSEArca-2011-26 |
| 34-64422 |
May 6, 2011 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 to Include Additional Securities in the Pilot by Which Such Rule Operates and Amending NYSE Arca Equities Rule 7.23 to Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 7.11
Comments due: June 2, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-64735
|
SR-NYSEArca-2011-21 |
| 34-64411 |
May 5, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade the WisdomTree Global Real Return Fund
Comments due: May 31, 2011
See also: Order: Rel. No. 34-64643
|
SR-NYSEArca-2011-25 |
| 34-64402 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Extend Its Program That Allows Transactions to Take Place at a Price That Is Below $1 Per Option Contract Until June 1, 2012
Comments due: May 31, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-20 |
| 34-64399 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule to Eliminate Registered Representative Fees for Options Trading Permit ("OTP") Holders and to Institute a New Transaction-Based "Options Regulatory Fee"
Comments due: May 31, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NYSEArca-2011-18 |
| 34-64357 |
Apr. 28, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade the Meidell Tactical Advantage ETF
Comments due: May 24, 2011
See also: Order: Rel. No. 34-64689
|
SR-NYSEArca-2011-22 |
| 34-64349 |
Apr. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) to Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction that Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution
Comments due: May 24, 2011
|
SR-NYSEArca-2011-17 |
| 34-64342 |
Apr. 26, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Madrona Forward Domestic ETF, Madrona Forward International ETF, and Madrona Forward Global Bond ETF
Comments due: May 23, 2011
See also: Order: Rel. No. 34-64690
|
SR-NYSEArca-2011-19 |
| 34-64324 |
Apr. 22, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due: May 19, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-15 |
| 34-64234 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, to Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or The Date on Which a Limit Up/Limit Down Mechanism to Address Extraordinary Market Volatility, if Adopted, Applies
Comments due: May 3, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-11 |
| 34-64224 |
Apr. 7, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra-Short Bond ETF
Comments due: May 3, 2011
See also: Order: Rel. No. 34-64550
|
SR-NYSEArca-2011-16 |
| 34-64216 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Modifying Credits for Posting Liquidity for Certain Transactions and Imposing Routing Fees to Defray the Costs of Routing Orders to Away Markets
Comments due: May 3, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-14 |
| 34-64209 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism to Address Extraordinary Market Volatility, If Adopted, Applies
Comments due: May 3, 2011
|
| First Quarter |
SR-NYSEArca-2011-13 |
| 34-64162 |
Mar. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Expand the $2.50 Strike Price Program
Comments due: April 27, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-10 |
| 34-64111 |
Mar. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Option Trading Rules to Extend the Operation of its Pilot Program regarding Minimum Value Sizes for Flexible Exchange Options
Comments due: April 18, 2011
|
SR-NYSEArca-2011-09 |
| 34-64086 |
Mar. 17, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Related to Qualified Contingent Cross Orders
Comments due: April 12, 2011
|
SR-NYSEArca-2011-06 |
| 34-64042 |
Mar. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals to Receive Inbound Routes of Certain Equities Orders from Archipelago Securities LLC
Comments due: April 1, 2011
|
SR-NYSEArca-2011-05 |
| 34-63971 |
Feb. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) in Order to Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934
Comments due: March 25, 2011
|
SR-NYSEArca-2011-04 |
| 34-63942 |
Feb. 22, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the Proposal of NYSE Euronext to Eliminate the Requirement of an 80% Supermajority Vote to Amend or Repeal Section 3.1 of its Bylaws
Comments due: March 22, 2011
|
SR-NYSEArca-2010-116 |
| 34-63919 |
Feb. 16, 2011 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the WisdomTree Asia Local Debt Fund
See also: Notice: Rel. No. 34-63609
|
SR-NYSEArca-2010-121 |
| 34-63915 |
Feb. 15, 2011 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of FactorShares Funds
See also: Notice: Rel. No. 34-63636
|
SR-NYSEArca-2010-120 |
| 34-63881 |
Feb. 9, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the SPDR Nuveen S&P High Yield Municipal Bond ETF
See also: Notice: Rel. No. 34-63624
|
SR-NYSEArca-2010-119 |
| 34-63869 |
Feb. 8, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the Teucrium WTI Crude Oil Fund
See also: Notice: Rel. No. 34-63625
|
SR-NYSEArca-2010-118 |
| 34-63802 |
Jan. 31, 2011 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the SiM Dynamic Allocation Diversified Income ETF and SiM Dynamic Allocation Growth Income ETF
See also: Notice: Rel. No. 34-63587
|
SR-NYSEArca-2010-106 |
| 34-63770 |
Jan. 25, 2011 |
Order Granting Approval of Proposed Rule Change Regarding the Listing of Options Series with $1 Strike Prices
See also: Notice: Rel. No. 34-63462
|
SR-NYSEArca-2010-110 |
| 34-63753 |
Jan. 21, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the Teucrium Natural Gas Fund
See also: Notice: 34-63493
|
SR-NYSEArca-2011-03 |
| 34-63747 |
Jan. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Standards for Market Maker Electronic Quotes That Are Present During an Opening Auction
Comments due: February 17, 2011
|
SR-NYSEArca-2010-103 |
| 34-63737 |
Jan. 19, 2011 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the AdvisorShares Active Bear ETF
See also: Notice: 34-63349; Order: 34-63635
|
SR-NYSEArca-2011-02 |
| 34-63707 |
Jan. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC to Establish a $5 Strike Price Program
Comments due: February 10, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2010-124 |
| 34-63660 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Options Rule 6.62(h) to Define Stock/Complex Orders, Amending NYSE Arca Options Rule 6.75(g) to Update and Clarify the Priority of Complex Orders, and Amending NYSE Arca Options Rule 6.91 to Establish a Complex Order Auction
Comments due: February 2, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2010-122 |
| 34-63649 |
Jan. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: February 2, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2010-123 |
| 34-63643 |
Jan. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Establishing Fees for Support and Maintenance of the Trading Floor, and Fees to Defray the Costs of Floor Broker Order Capture Devices
Comments due: February 2, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2010-121 |
| 34-63636 |
Jan. 3, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of FactorShares Funds
Comments due: January 31, 2011
See also: Order: Rel. No. 34-63915
|
SR-NYSEArca-2010-103 |
| 34-63635 |
Jan. 3, 2011 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Jefferies S&P 500® VIX Short-Term Futures ETF
See also: Notice: Rel. No. 34-63349; Order: 34-63737
|
| NYSE Arca File Number List for 2011 |
| Release No. |
Date |
Details |
SR-NYSEARCA-2011-103 |
| 34-66094 |
Jan. 4, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders that Are Not Financial Industry Regulatory Authority Members to March 31, 2012
Comments due: January 31, 2012
|
SR-NYSEArca-2011-101 |
| 34-66115 |
Jan. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Replacing Numerical Thresholds with Percentage Thresholds for the Investor Tiers' Volume Requirements
Comments due: February 2, 2012
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-100 |
| 34-66135 |
Jan. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012
Comments due: February 8, 2012
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-99 |
| 34-66132 |
Jan. 11, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Effective Date of The Pilot Until July 31, 2012
Comments due: February 8, 2012
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-98 |
| 34-66062 |
Dec. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) to Remove the PNP Plus Order Type
Comments due: January 25, 2012
|
SR-NYSEArca-2011-97 |
| 34-66466 |
Feb. 24, 2012 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund under NYSE Arca Equities Rule 8.200
|
| 34-66098 |
Jan. 4, 2012 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund under NYSE Arca Equities Rule 8.200
Comments due: January 31, 2012
|
SR-NYSEArca-2011-96 |
| 34-66128 |
Jan. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Integrated Data Feed
Comments due: February 7, 2012
Comments received are available for this proposal.
|
SR-NYSEArca-2011-95 |
| 34-66321 |
Feb. 3, 2012 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund under NYSE Arca Equities Rule 8.600
|
| 34-65988 |
Dec. 16, 2011 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: January 12, 2012
|
SR-NYSEArca-2011-94 |
| 34-66334 |
Feb. 6, 2012 |
Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy Fund, ProShares Commodity Managed Futures Strategy Fund, and ProShares Financial Managed Futures Strategy Fund under NYSE Arca Equities Rule 8.200
|
| 34-66002 |
Dec. 19, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy Fund, ProShares Commodity Managed Futures Strategy Fund and ProShares Financial Managed Futures Strategy Fund under NYSE Arca Equities Rule 8.200
Comments due: January 13, 2012
|
SR-NYSEArca-2011-93 |
| 34-65977 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 In Order to Extend the Penny Pilot In Options Classes In Certain Issues Through June 30, 2012
Comments due: January 11, 2012
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-92 |
| 34-65906 |
Dec. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: January 4, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-91 |
| 34-65922 |
Dec. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Relating to Manual Orders
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-90 |
| 34-65955 |
Dec. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210, Which Prohibits the Publication of Manipulative or Deceptive Quotations or Transactions, as NYSE Arca Equities Rule 5210
Comments due: January 11, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2011-89 |
| 34-65894 |
Dec. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Its Rules an Existing Policy Related to the Application of NYSE Arca Options Rule 6.47A
Comments due: December 30, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-88 |
| 34-65806 |
Nov. 22, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase from 20 to 30 the Number of Short Term Options Series That May Be Opened for Each Option Class that Participates in the Exchange's Short Term Option Series Program
Comments due: December 20, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-87 |
| 34-65812 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 to Exclude All Rights and Warrants From the Single Stock Circuit Breaker Under the Rule
Comments due: December 21, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-86 |
| 34-66201 |
Jan. 20, 2012 |
Order Granting Approval of Proposed Rule Change to List and Trade the Accuvest Global Opportunities ETF under NYSE Arca Equities Rule 8.600
|
| 34-65862 |
Dec. 1, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade the Accuvest Global Opportunities ETF under NYSE Arca Equities Rule 8.600
Comments due: December 28, 2011
|
SR-NYSEArca-2011-85 |
| 34-66343 |
Feb. 7, 2012 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF under NYSE Arca Equities Rule 8.600
|
| 34-65860 |
Dec. 1, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due: December 28, 2011
|
SR-NYSEArca-2011-84 |
| 34-66345 |
Feb. 7, 2012 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF under NYSE Arca Equities Rule 8.600
|
| 34-65859 |
Dec. 1, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF under NYSE Arca Equities Rule 8.600
Comments due: December 27, 2011
|
SR-NYSEArca-2011-83 |
| 34-65797 |
Nov. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Relating to Executed Qualified Contingent Cross Orders
Comments due: December 19, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-82 |
| 34-66342 |
Feb. 7, 2012 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund under NYSE Arca Equities Rule 8.600
|
| 34-65846 |
Nov. 29, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund under NYSE Arca Equities Rule 8.600
Comments due: December 27, 2011
|
SR-NYSEArca-2011-81 |
| 34-66507 |
Mar. 2, 2012 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF under NYSE Arca Equities Rule 8.600
|
| 34-65847 |
Nov. 29, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: December 27, 2011
|
SR-NYSEArca-2011-80 |
| 34-66112 |
Jan. 5, 2012 |
Order Granting Approval of Proposed Rule Change to List and Trade Shares of the Rockledge SectorSAM ETF under NYSE Arca Equities Rule 8.600
|
| 34-65778 |
Nov. 17, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Rockledge SectorSAM ETF under NYSE Arca Equities Rule 8.600
Comments due: December 14, 2011
|
SR-NYSEArca-2011-79 |
| 34-65730 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify the Fees Relating to Qualified Contingent Cross Orders
Comments due: December 8, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-78 |
| 34-65669 |
Nov. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering a Market Data Product to Vendors and Subscribers that Combines Three Existing Market Data Feeds as well as Additional Market Data from the Exchange Into One Integrated Product, the NYSE Arca Integrated Data Feed
Comments due: November 29, 2011
Comments received are available for this notice.
|
SR-NYSEArca-2011-75 |
| 34-65971 |
Dec. 15, 2011 |
Order Approving a Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule to Establish a Fee for Users that Host Their Customers at the Exchange's Data Center
|
| 34-65624 |
Oct. 26, 2011 |
Notice of Filing of Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule to Establish a Fee for Users that Host Their Customers at the Exchange's Data Center
Comments due: November 22, 2011
|
SR-NYSEArca-2011-74 |
| 34-65970 |
Dec. 15, 2011 |
Order Approving a Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule to Establish a Fee for Users that Host Their Customers at the Exchange's Data Center
|
| 34-65625 |
Oct. 26, 2011 |
Notice of Filing of Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule to Establish a Fee for Users that Host Their Customers at the Exchange's Data Center
Comments due: November 22, 2011
|
SR-NYSEArca-2011-73 |
| 34-65591 |
Oct. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and Harmonize the Exchange's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due: November 15, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-72 |
| 34-66171 |
Jan. 17, 2012 |
Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
|
| 34-65567 |
Oct. 14, 2011 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due: November 10, 2011
Additional Materials: Exhibit 5A;Exhibit 5B;Exhibit 5C;Exhibit 5D;Exhibit 5E;Exhibit 5F;Exhibit 5G;Exhibit 5H;Exhibit 5I;Exhibit 5J;Exhibit 5K;Exhibit 5L;Exhibit 5M;Exhibit 5N;Exhibit 5O;Exhibit 5P;Exhibit 5Q
Comments received are available for this notice.
|
SR-NYSEArca-2011-71 |
| 34-65504 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.87 (Obvious and Catastrophic Errors)
Comments due: November 4, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-69 |
| 34-65544 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (“OATS”) Rules, and Making Certain Conforming Changes
Comments due: November 8, 2011
|
SR-NYSEArca-2011-68 |
| 34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-Phlx-2011-129
Comments due: June 27, 2012
|
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-Phlx-2011-129
|
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-Phlx-2011-129
Comments received are available for this proposal.
|
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-Phlx-2011-129
|
| 34-65439 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.12 to Revise the Current Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: 21 days after publication in the Federal Register
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2011-68
|
SR-NYSEArca-2011-66 |
| 34-65418 |
Sep. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .04 to Rule 6.4 In Order to Simplify the $1 Strike Price Program
Comments due: October 25, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-65 |
| 34-65236 |
Aug. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule for Co-Location Services to Correct Several Typographical Errors
Comments due: September 28, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-64 |
| 34-65238 |
Aug. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Equities Schedule of Fees and Services for Exchange Services (“Fee Schedule”) for Co-Location Services to Correct Several Typographical Errors
Comments due: September 28, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-63 |
| 34-65601 |
Oct. 20, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the United States Metals Index Fund, the United States Agriculture Index Fund and the United States Copper Index Fund under NYSE Arca Equities Rule 8.200
|
| 34-65249 |
Sep. 2, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the United States Metals Index Fund, the United States Agriculture Index Fund and the United States Copper Index Fund under NYSE Arca Equities Rule 8.200
Comments due: September 30, 2011
|
SR-NYSEArca-2011-62 |
| 34-65456 |
Sep. 30, 2011 |
Order Approving a Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) to Make Permanent the Pilot Program that Permits the Exchange to Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated exchanges and to Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) to More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority
See also: Notice: Rel. No. 34-65182
|
| 34-65182 |
Aug. 22, 2011 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 6.96(b)(2) to Make Permanent the Pilot Program that Permits the Exchange to Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated exchanges and to Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) to More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority
Comments due: September 16, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-61 |
| 34-65455 |
Sep. 30, 2011 |
Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) to Make Permanent the Pilot Program that Permits the Exchange to Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated exchanges and to Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority
See also: Notice: Rel. No. 34-65185
|
| 34-65185 |
Aug. 22, 2011 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45(c)(2) to Make Permanent the Pilot Program that Permits the Exchange to Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated exchanges and to Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority
Comments due: September 16, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-60 |
| 34-65191 |
Aug. 24, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Commentary .02 to NYSE Arca Options Rule 6.77 to Provide for the Nullification of Reported Trades by Mutual Agreement of the Parties Thereto
Comments due: September 21, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-59 |
| 34-65573 |
Oct. 14, 2011 |
Order Granting Approval of Proposed Rule Change Adding Commentary .01 to Rule 6.37B Concerning Market Maker Continuous Quoting Obligations and Adjusted Option Series
|
| 34-65210 |
Aug. 26, 2011 |
Notice of Filing of Proposed Rule Change Adding Commentary .01 to Rule 6.37B to Indicate that Market Makers will not be Obligated to Quote in Adjusted Option Series and to Clarify an Existing Exception to the Quoting Obligations
Comments due: September 22, 2011
|
SR-NYSEArca-2011-58 |
| 34-65107 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10 so that Clearly Erroneous Executions Involving Securities Recently Added to the Individual Security Trading Pause Pilot under NYSE Arca Equities Rule 7.11 Continue to be Resolved in the Same Manner Before Being Added to the Pilot
Comments due: September 7, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-57 |
| 34-65166 |
Aug. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rules 6.16 and 6.16A, and Adopting New NYSE Arca Equities Rule 5320 that is Substantially the Same as Financial Industry Regulatory Authority Rule 5320 to Prohibit Trading Ahead of Customer Orders with Certain Exceptions (commonly known as the Manning Rule)
Comments due: September 14, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-56 |
| 34-65065 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, to Extend the Effective Date of the Pilot until January 31, 2012
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-55 |
| 34-65088 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Pilot until January 31, 2012
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-54 |
| 34-65458 |
Sep. 30, 2011 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-65160
|
| 34-65160 |
Aug. 18, 2011 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund Under NYSE Arca Equities Rule 8.600
Comments due: September 14, 2011
|
SR-NYSEArca-2011-53 |
| 34-65400 |
Sep. 26, 2011 |
Order Granting Approval of a Proposed Rule Change to Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF
|
| 34-65161 |
Aug. 18, 2011 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. to Reflect a Change to the Benchmark Index Applicable to the Russell Equity ETF
Comments due: September 14, 2011
|
SR-NYSEArca-2011-52 |
| 34-65048 |
Aug. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.90 to Permit Qualified Contingent Cross Orders to be Electronically Submitted to the NYSE Arca System from the Floor of the Exchange for Potential Execution
Comments due: September 1, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-51 |
| 34-65468A |
Nov. 1, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF under NYSE Arca Equities Rule 8.600; Correction
|
| 34-65468 |
Oct. 3, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF under NYSE Arca Equities Rule 8.600
|
| 34-65126 |
Aug. 12, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF under NYSE Arca Equities Rule 8.600
Comments due: September 8, 2011
|
SR-NYSEArca-2011-50 |
| 34-64905 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.96 to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent with the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934
Comments due: August 12, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-49 |
| 34-64906 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 to Make Changes Necessary to Allow Its Routing Broker to Operate Consistent with the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934
Comments due: August 12, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-48 |
| 34-65344 |
Sep. 15, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the Teucrium Wheat Fund, the Teucrium Soybean Fund and the Teucrium Sugar Fund under NYSE Arca Equities Rule 8.200, Commentary .02
|
| 34-64967 |
Jul. 26, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Teucrium Wheat Fund, the Teucrium Soybean Fund and the Teucrium Sugar Fund under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: August 22, 2011
|
SR-NYSEArca-2011-47 |
| 34-64945 |
Jul. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to NYSE Arca Rule 6.8 to Increase Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund, which List and Trade under the Option Symbol SPY, and to Update the Names and One Trading Symbol for the Options Reflected therein, Including SPY
Comments due: August 17, 2011
|
SR-NYSEArca-2011-45 |
| 34-64857 |
Jul. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend NYSE Arca Equities Rule 7.31(b) to Add Text Describing how Limit Orders Priced a Specified Percentage Away From the National Best Bid or Offer will be Rejected by Exchange Systems
Comments due: August 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-43 |
| 34-64875 |
Jul. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule by Adding Definitions for the Strategy Executions that Qualify for Transaction Fee Caps
Comments due: August 9, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-42 |
| 34-64823 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change correcting the numbering of a recently adopted NYSE Arca Equities Rule
Comments due: August 2, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-41 |
| 34-64820 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Introduce Two New Pricing Tiers, Step-Up Tier 1 and Step-Up Tier 2
Comments due: August 2, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-40 |
| 34-64780 |
Jun. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules and Adding New Rules So That They Remain Substantially Similar to Corresponding Financial Industry Regulatory Authority Rules in Accordance with a Rule 17d-2 Agreement
Comments due: July 28, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-39 |
| 34-64731 |
Jun. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Text in Its Options Rules Governing the Use of Its Affiliate Broker-Dealer, Archipelago Securities LLC for Outbound Routing of Option Orders, and to Adopt Text in Its Options Rules to Permit the Exchange to Receive Inbound Routes of Option Orders from Arca Securities, Acting as the Outbound Router for NYSE Amex LLC
Comments due: July 20, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-38 |
| 34-64730 |
Jun. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Arca Equities Rule 7.41 to Codify Outbound and Inbound Routing Functions Performed by Its Affiliate Broker-dealer, Archipelago Securities LLC
Comments due: July 20, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-37 |
| 34-64692 |
Jun. 16, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 5.30 and 5.32 to Permit the Exchange to List Flexible Exchange Options on Index and Equity Securities that are Eligible for Non-FLEX Options Trading, and that have Non-FLEX Options on Such Index and Equity Securities Listed and Traded on at Least One National Securities Exchange, Even If the Exchange Does Not List Such Non-FLEX Options
Comments due: July 13, 2011
|
SR-NYSEArca-2011-36 |
| 34-64596 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule to Adopt a Fee for Qualified Contingent Cross Trades
Comments due: June 30, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-35 |
| 34-64627 |
Jun. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Replace Numerical Thresholds with Percentage Thresholds for Tier Volume Requirements, Add a New Volume Tier and Increase the Credit that Lead Market Makers Receive for Execution of Orders that Provide Undisplayed Liquidity Using Post No Preference Blind Orders
Comments due: July 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-34 |
| 34-64593 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Introduce Two New Pricing Tiers, Investor Tier 1 and Investor Tier 2
Comments due: June 29, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-32 |
| 34-64595 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Establish a Gross FOCUS Revenue Fee
Comments due: June 30, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-31 |
| 34-64935 |
Jul. 20, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade the Shares of the WisdomTree Dreyfus Euro Debt Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-64608
|
| 34-64608 |
Jun. 6, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade the Shares of the WisdomTree Dreyfus Euro Debt Fund under NYSE Arca Equities Rule 8.600
Comments due: July 1, 2011
|
SR-NYSEArca-2011-30 |
| 34-64525 |
May 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules to Remove the Concept of an "Odd Lot Dealer"
Comments due: June 16, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-29 |
| 34-64523 |
May 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(h)(5) to Reduce the Minimum Order Entry Size of a Mid-Point Passive Liquidity Order from 100 Shares to One Share
Comments due: June 15, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-28 |
| 34-64518 |
May 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Permit the Listing of Additional Expiration Months if Such Expiration Months Are Listed on Another Exchange
Comments due: June 15, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-26 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NSX-2011-06, SR-Phlx-2011-64
|
| 34-64422 |
May 6, 2011 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 to Include Additional Securities in the Pilot by Which Such Rule Operates and Amending NYSE Arca Equities Rule 7.23 to Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Rule 7.11
Comments due: June 2, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-25 |
| 34-64402 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Extend Its Program That Allows Transactions to Take Place at a Price That Is Below $1 Per Option Contract Until June 1, 2012
Comments due: May 31, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-24 |
| 34-65136 |
Aug. 15, 2011 |
Order Approving a Proposed Rule Change to List and Trade Shares of the Following under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas
See also: Notice: Rel. No. 34-64464
|
| 34-64464 |
May 11, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Following under NYSE Arca Equities Rule 8.200: ProShares Short DJ-UBS Natural Gas, ProShares Ultra DJ-UBS Natural Gas and ProShares UltraShort DJ-UBS Natural Gas
Comments due: June 7, 2011
Submit comments on SR-NYSEArca-2011-24
|
SR-NYSEArca-2011-23 |
| 34-65134 |
Aug. 15, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF under NYSE Arca Equities Rule 8.200, Commentary .02
See also: Notice: Rel. No. 34-64470
|
| 34-64470 |
May 11, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of ProShares Short VIX Short-Term Futures ETF, ProShares Short VIX Mid-Term Futures ETF, ProShares Ultra VIX Short-Term Futures ETF, ProShares Ultra VIX Mid-Term Futures ETF, ProShares UltraShort VIX Short-Term Futures ETF, and ProShares UltraShort VIX Mid-Term Futures ETF under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: June 7, 2011
Submit comments on SR-NYSEArca-2011-23
|
SR-NYSEArca-2011-22 |
| 34-64349 |
Apr. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) to Modify the Exchange's Procedures for Early Termination of the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Based on a Triggering Transaction that Another Exchange or a Self-Regulatory Organization Has Determined Was a Clearly Erroneous Execution
Comments due: May 24, 2011
|
SR-NYSEArca-2011-21 |
| 34-64643 |
Jun. 10, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade the WisdomTree Global Real Return Fund
|
| 34-64411 |
May 5, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade the WisdomTree Global Real Return Fund
Comments due: May 31, 2011
|
SR-NYSEArca-2011-20 |
| 34-64399 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule to Eliminate Registered Representative Fees for Options Trading Permit ("OTP") Holders and to Institute a New Transaction-Based "Options Regulatory Fee"
Comments due: May 31, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NYSEArca-2011-19 |
| 34-64324 |
Apr. 22, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due: May 19, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-18 |
| 34-64689 |
Jun. 16, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade the Meidell Tactical Advantage ETF
|
| 34-64357 |
Apr. 28, 2011 |
Notice of Filing of Proposed Rule Change to List and Trade the Meidell Tactical Advantage ETF
Comments due: May 24, 2011
|
SR-NYSEArca-2011-17 |
| 34-64690 |
Jun. 16, 2011 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Madrona Forward Domestic ETF, Madrona Forward International ETF, and Madrona Forward Global Bond ETF
|
| 34-64342 |
Apr. 26, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Madrona Forward Domestic ETF, Madrona Forward International ETF, and Madrona Forward Global Bond ETF
Comments due: May 23, 2011
|
SR-NYSEArca-2011-16 |
| 34-64216 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Modifying Credits for Posting Liquidity for Certain Transactions and Imposing Routing Fees to Defray the Costs of Routing Orders to Away Markets
Comments due: May 3, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-15 |
| 34-64234 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Clearly Erroneous Executions, to Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or The Date on Which a Limit Up/Limit Down Mechanism to Address Extraordinary Market Volatility, if Adopted, Applies
Comments due: May 3, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-14 |
| 34-64209 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism to Address Extraordinary Market Volatility, If Adopted, Applies
Comments due: May 3, 2011
|
SR-NYSEArca-2011-13 |
| 34-64162 |
Mar. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Expand the $2.50 Strike Price Program
Comments due: April 27, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-12 |
| 34-64544 |
May 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Revenue Sharing Program with Correlix, Inc. and a Free Trial Period for New Users of the Correlix Service
Comments due: June 22, 2011
Additional Materials: Exhibit 5
|
SR-NYSEArca-2011-11 |
| 34-64550 |
May 26, 2011 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra-Short Bond ETF
|
| 34-64224 |
Apr. 7, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Core Bond ETF and Guggenheim Enhanced Ultra-Short Bond ETF
Comments due: May 3, 2011
|
SR-NYSEArca-2011-10 |
| 34-64111 |
Mar. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Option Trading Rules to Extend the Operation of its Pilot Program regarding Minimum Value Sizes for Flexible Exchange Options
Comments due: April 18, 2011
|
SR-NYSEArca-2011-09 |
| 34-64086 |
Mar. 17, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Related to Qualified Contingent Cross Orders
Comments due: April 12, 2011
|
SR-NYSEArca-2011-06 |
| 34-64042 |
Mar. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period of the Exchange's Prior Approvals to Receive Inbound Routes of Certain Equities Orders from Archipelago Securities LLC
Comments due: April 1, 2011
|
SR-NYSEArca-2011-05 |
| 34-63971 |
Feb. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 (Short Sales) in Order to Implement the Provisions of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934
Comments due: March 25, 2011
|
SR-NYSEArca-2011-04 |
| 34-63942 |
Feb. 22, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the Proposal of NYSE Euronext to Eliminate the Requirement of an 80% Supermajority Vote to Amend or Repeal Section 3.1 of its Bylaws
Comments due: March 22, 2011
|
SR-NYSEArca-2011-03 |
| 34-63747 |
Jan. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Standards for Market Maker Electronic Quotes That Are Present During an Opening Auction
Comments due: February 17, 2011
|
SR-NYSEArca-2011-02 |
| 34-63707 |
Jan. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC to Establish a $5 Strike Price Program
Comments due: February 10, 2011
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/nysearca/nysearcaarchive/nysearca2011.shtml
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