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NYSE Arca Rulemaking Archive: 2007

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NYSE Arca File Number List for 2007

Additional Archives


Chronological List
   
Release No. Date Details
Fourth Quarter

SR-NYSEArca-2007-126
34-57069 Dec. 31, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits
Comments due:  January 29, 2008

SR-NYSEArca-2007-131
34-57062 Dec. 28, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due:  January 25, 2008
Additional File Nos.:  SR-NASDAQ-2007-101; SR-Amex-2007-142; and SR-NYSE-2007-122

SR-NYSEArca-2006-76
34-57059 Dec. 28, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment Nos. 1, 2 and 3 Thereto, Relating to Trading Shares of the Nuveen Commodities Income and Growth Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 25, 2008
* Submit comments on SR-NYSEArca-2006-76

SR-NYSEArca-2007-127
34-57047 Dec. 27, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Belgium Index Fund
Comments due:  January 25, 2008

SR-NYSEArca-2007-68
34-57029 Dec. 21, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 22, 2008

SR-NYSEArca-2007-108
34-57017 Dec. 20, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  January 18, 2008

SR-NYSEArca-2007-119
34-56987 Dec. 18, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No.1 Thereto, To List and Trade the BearLinxSM Alerian MLP Select Index ETN
Comments due:  January 17, 2008

SR-NYSEArca-2007-128
34-56983 Dec. 18, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund
Comments due:  January 17, 2008

SR-NYSEArca-2007-87
34-56975 Dec. 17, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend Listing Fees for Structured Products
See also:  Notice: Rel. No. 34-56767

SR-NYSEArca-2007-112
34-56932 Dec. 7, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the iShares S&P GSCI Commodity-Indexed Trust
Comments due:  January 4, 2008

SR-NYSEArca-2007-98
34-56924 Dec. 7, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Definition of and Listing Standards for Equity-Linked Notes under NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2)
Comments due:  January 3, 2008

SR-NYSEArca-2007-125
34-56918 Dec. 6, 2007 Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities
Comments due:  January 2, 2008
See also:  Order: Rel. No. 34-57132

SR-NYSEArca-2007-121
34-56908 Dec. 5, 2007 Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers
Comments due:  January 2, 2008
See also:  Order: Rel. No. 34-57186

SR-NYSEArca-2007-122
34-56907 Dec. 5, 2007 Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities
Comments due:  January 2, 2008
See also:  Order: Rel. No. 34-57149

SR-NYSEArca-2007-103
34-56906 Dec. 5, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Other Securities
Comments due:  January 2, 2008

SR-NYSEArca-2007-120
34-56899 Dec. 5, 2007 Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker
Comments due:  January 2, 2008
See also:  Order: Rel. No. 34-57158

SR-NYSEArca-2007-116
34-56898 Dec. 5, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders
Additional File Nos.:  SR-Amex-2007-124; SR-BSE-2007-50; SR-CBOE-2007-144; SR-ISE-2007-108; SR-Phlx-2007-88
Comments due:  January 2, 2008

SR-NYSEArca-2007-124
34-56888 Dec. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Closing Auction Time for Exchange Traded Funds
Comments due:  January 2, 2008

SR-NYSEArca-2007-123
34-56885 Dec. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008
Comments due:  December 28, 2007

SR-NYSEArca-2007-110
34-56879 Dec. 3, 2007 Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
See also:  Notice: Rel. No. 34-56696

SR-NYSEArca-2007-118
34-56838 Nov. 26, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Requirements Relating to Indexes Underlying Equity Index-Linked Securities
Comments due:  December 21, 2007

SR-NYSEArca-2007-102
34-56832 Nov. 21, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  December 19, 2007

SR-NYSEArca-2007-115
34-56819 Nov. 19, 2007 Notice of Filing of a Proposed Rule Change Relating to Rule 6.87 — Obvious Error
Comments due:  December 18, 2007
See also:  Order: Rel. No. 34-57103

SR-NYSEArca-2007-117
34-56810 Nov. 19, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind
Comments due:  December 17, 2007

SR-NYSEArca-2007-109
34-56808 Nov. 16, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate
Additional File Nos.:  SR-Amex-2007-117; SR-BSE-2007-44; SR-CBOE-2007-121; SR-ISE-2007-92; SR-Phlx-2007-86
Comments due:  December 17, 2007

SR-NYSEArca-2007-106
34-56797 Nov. 15, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options Already Listed on Another National Securities Exchange
Comments due:  December 14, 2007

SR-NYSEArca-2007-113
34-56790 Nov. 15, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order
Comments due:  December 14, 2007

SR-NYSEArca-2007-114
34-56786 Nov. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fill-or-Kill Order
Comments due:  December 12, 2007

SR-NYSEArca-2007-87
34-56767 Nov. 7, 2007 Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, to Amend Listing Fees for Structured Products
Comments due:  December 6, 2007
See also:  Order: Rel. No. 34-56975

SR-NYSEArca-2007-81
34-56763 Nov. 7, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges
Comments due:  December 5, 2007

SR-NYSEArca-2007-65
34-56761 Nov. 7, 2007 Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.:  SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44
See also:  Notice: Rel. No. 34-56555

SR-NYSEArca-2007-110
34-56696 Oct. 24, 2007 Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
Comments due:  November 23, 2007
See also:  Order: Rel. No. 34-56879

SR-NYSEArca-2007-111
34-56695 Oct. 24, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Shares of the HealthShares™ Ophthalmology Exchange-Traded Fund
Comments due:  November 20, 2007

SR-NYSEArca-2007-107
34-56666 Oct. 17, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on NYSE Arca Marketplace
Comments due:  November 13, 2007

SR-NYSEArca-2007-94
34-56656 Oct. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits
Comments due:  November 9, 2007

SR-NYSEArca-2007-100
34-56642 Oct. 11, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  November 7, 2007

SR-NYSEArca-2007-92
34-56637 Oct. 10, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Index-Linked Securities
Comments due:  November 6, 2007

SR-NYSEArca-2007-75
34-56627 Oct. 5, 2007 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Trading Hours of Certain Exchange-Traded Funds
See also:  Notice: Rel. No. 34-56329

SR-NYSEArca-2007-73
34-56625 Oct. 5, 2007 Order Approving Proposed Rule Change Relating to Extended Hours Trading of Investment Company Units and Portfolio Depository Receipts
See also:  Notice: Rel. No. 34-56328

SR-NYSEArca-2007-99
34-56616 Oct. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Fees for Orders Submitted for Certain NYSE and Nasdaq-Listed Securities
Comments due:  November 2, 2007

SR-NYSEArca-2007-69
34-56606 Oct. 3, 2007 Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment No. 1, and Notice of Filing of Amendment No. 1 Thereto Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007
See also:  Notice: Rel. No. 34-56232
Comments due:  November 1, 2007

SR-NYSEArca-2007-79
34-56601 Oct. 2, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges
Comments due:  October 31, 2007

SR-NYSEArca-2007-96
34-56593 Oct. 1, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Index-Linked Securities
Comments due:  October 30, 2007

SR-NYSEArca-2007-93
34-56595 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due:  October 30, 2007
Third Quarter

SR-NYSEArca-2007-88
34-56568 Sep. 27, 2007 Order Granting Approval to a Proposed Rule Change Relating to an Extension and Expansion of the Penny Pilot Program
See also:  Notice: Rel. No. 34-56280
Comments received are available for this notice.

SR-NYSEArca-2007-65
34-56555 Sep. 27, 2007 Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due:  October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44
See also:  Order: Rel. No. 34-56761

SR-NYSEArca-2007-95
34-56545 Sep. 27, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 7.34 and 7.35
Comments due:  October 24, 2007

SR-NYSEArca-2007-89
34-56452 Sep. 18, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders
Comments due:  October 16, 2007

SR-NYSEArca-2007-73
34-56328 Aug. 28, 2007 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rules 5.2(j)(3) (Investment Company Units) and Rule 8.100 (Portfolio Depositary Receipts) in Connection with the Dissemination of Information in Extended Hours Trading
Comments due:  September 25, 2007
See also:  Order: Rel. No. 34-56625

SR-NYSEArca-2007-75
34-56329 Aug. 28, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds
Comments due:  September 21, 2007
See also:  Order: Rel. No. 34-56627

SR-NYSEArca-2007-86
34-56323 Aug. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Fill-or-Kill Order Type
Comments due:  September 21, 2007

SR-NYSEArca-2007-63 and SR-NYSEArca-2007-64
34-56300 Aug. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Conforming Amendments Involving the Deletion of Rule 10a-1 under the Securities Exchange Act of 1934
Comments due:  September 18, 2007

SR-NYSEArca-2007-82
34-56295 Aug. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Fees for the Entry of Mid-Point Passive Liquidity or Primary Sweep Orders
Comments due:  September 18, 2007

SR-NYSEArca-2007-88
34-56280 Aug. 17, 2007 Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading
Comments due:  September 14, 2007
See also:  Order: Rel. No. 34-56568
Comments received are available for this notice.

SR-NYSEArca-2007-74
34-56270 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.34(e) and Clarifying Certain Customer Disclosures Relating to ETF Trading
Comments due:  September 12, 2007

SR-NYSEArca-2007-84
34-56264 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Position and Exercise Limit Pilot Program
Comments due:  September 12, 2007

SR-NYSEArca-2007-60
34-56259 Aug. 15, 2007 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No.1 Thereto Relating to Amendments to Arca Equities Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
See also:  Notice: Rel. No. 34-56070

SR-NYSEArca-2007-59
34-56258 Aug. 15, 2007 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No.1 Thereto Relating to Amendments to Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
See also:  Notice: Rel. No. 34-56071

SR-NYSEArca-2007-83
34-56257 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules Relating to the Trading of Gold and Silver Bullion
Comments due:  September 11, 2007

SR-NYSEArca-2007-69
34-56232 Aug. 9, 2007 Notice of Filing of Proposed Rule Change Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007
See also:  Order: Rel. No. 34-56606
Comments due:  September 6, 2007

SR-NYSEArca-2007-76
34-56224 Aug. 8, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the streetTRACKS® Gold Trust
Comments due:  September 5, 2007

SR-NYSEArca-2007-77
34-56200 Aug. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Exchange Fees and Charges
Comments due:  August 30, 2007

SR-NYSEArca-2007-72
34-56180 Aug. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Auction Only Limit Order Type
Comments due:  August 28, 2007

SR-NYSEArca-2007-71
34-56157 Jul. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.86 Comments due:  August 23, 2007

SR-NYSEArca-2007-56
34-56150 Jul. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 thereto Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading
Comments due:  August 23, 2007

SR-NYSEArca-2007-66
34-56133 Jul. 25, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 Relating to Exchange Fees and Charges
Comments due:  August 22, 2007

SR-NYSEArca-2007-57
34-56131 Jul. 25, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Currency Trust Shares
Comments due:  August 22, 2007

SR-NYSEArca-2007-70
34-56119 Jul. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot
Comments due:  August 20, 2007

SR-NYSEArca-2007-53
34-56073 Jul. 13, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units
Comments due:  August 9, 2007

SR-NYSEArca-2007-61
34-56072 Jul. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order
Comments due:  August 10, 2007

SR-NYSEArca-2007-59
34-56071 Jul. 13, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due:  August 13, 2007
See also:  Order: Rel. No. 34-56258

SR-NYSEArca-2007-60
34-56070 Jul. 13, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Arca Equities Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due:  August 13, 2007
See also:  Order: Rel. No. 34-56259

SR-NYSEArca-2006-83
34-56058 Jul. 12, 2007 Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures
Comments due:  August 8, 2007
See also:  Order: Rel. No. 34-57135

SR-NYSEArca-2006-82
34-56057 Jul. 12, 2007 Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures
Comments due:  August 8, 2007
See also:  Order: Rel. No. 34-57136

SR-NYSEArca-2007-52
34-56054 Jul. 12, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due:  August 8, 2007

SR-NYSEArca-2007-62
34-56048 Jul. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the One Week Option Series Pilot Program
Comments due:  August 9, 2007

SR-NYSEArca-2007-45
34-56042 Jul. 11, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  August 7, 2007

SR-NYSEArca-2007-43
34-56041 Jul. 11, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares COMEX Gold Trust
Comments due:  August 7, 2007

SR-NYSEArca-2007-67
34-56040 Jul. 10, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program for a Two-Week Period
Comments due:  August 7, 2007

SR-NYSEArca-2007-58
34-56021 Jul. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due:  August 2, 2007

SR-NYSEArca-2007-34
34-56001 Jul. 2, 2007 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker
See also:  Notice: Rel. No. 34-55789
Second Quarter

SR-NYSEArca-2007-47
34-55985 Jun. 29, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund
Comments due:  July 30, 2007

SR-NYSEArca-2007-54
34-55932 Jun. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Position and Exercise Limits for Options on the KBW Bank Index
Comments due:  July 18, 2007

SR-NYSEArca-2007-22
34-55917 Jun. 15, 2007 Order Approving Proposed Rule Change As Amended By Amendments No. 1, 2, and 3 Thereto Relating to Listing and Annual Fees for Derivative Securities Products, Closed-End Funds and Structured Products
See also:  Notice: Rel. No. 34-55720

SR-NYSEArca-2007-46
34-55906 Jun. 13, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Firm Facilitation, Royalty, and Booth Fees
Comments due:  21 days after publication in the Federal Register

SR-NYSEArca-2007-50
34-55896 Jun. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of Primary Sweep Orders
Comments due:  July 10, 2007

SR-NYSEArca-2007-37
34-55890 Jun. 8, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the Four Funds of StateShares, Inc.
Comments due:  July 6, 2007

SR-NYSEArca-2007-44
34-55866 Jun. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 14.3 – References to Wave Securities, L.L.C.
Comments due:  July 6, 2007

SR-NYSEArca-2007-48; SR-NYSEArca-2007-49
34-55846 Jun. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Increase in the Frequency of the Short Interest Reporting Requirements for Equity Trading Permit Holders and Options Trading Permit Holders
Comments due:  July 3, 2007

SR-NYSEArca-2007-51
34-55838 May 31, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Pilot Program for Initial and Continued Financial Listing Standards for Common Stock Until November 30, 2007
Comments due:  June 28, 2007

SR-NYSEArca-2007-34
34-55789 May 21, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker
Comments due:  June 19, 2007
See also:  Order: Rel. No. 34-56001

SR-NYSEArca-2007-36
34-55783 May 17, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Generic Listing Standards for Exchange-Traded Funds based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended
Comments due:  June 14, 2007

SR-NYSEArca-2007-40
34-55775 May 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds
Comments due:  June 13, 2007

SR-NYSEArca-2007-24
34-55743 May 10, 2007 Order Approving a Proposed Rule Change to Waive Certain Listing Fees
See also:  Notice: Rel. No. 34-55430

SR-NYSEArca-2007-17
34-55738 May 10, 2007 Order Granting Approval of a Proposed Rule Change to Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007
See also:  Notice: Rel. No. 34-55564

SR-NYSEArca-2007-38
34-55723 May 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 6.80 Governing Accommodation Transactions (Cabinet Trades)
Comments due:  June 4, 2007

SR-NYSEArca-2007-22
34-55720 May 7, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing and Annual Fees for Derivative Securities Products and Closed-End Funds
Comments due:  June 4, 2007
See also:  Order: Rel. No. 34-55917

SR-NYSEArca-2007-42
34-55718 May 7, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the $1 Strike Pilot Program for an Additional Year
Comments due:  June 5, 2007

SR-NYSEArca-2007-39
34-55708 May 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  May 31, 2007

SR-NYSEArca-2007-41
34-55707 May 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  May 31, 2007

SR-NYSEArca-2007-27
34-55699 May 3, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE NAREIT Residential Index Fund
Comments due:  May 30, 2007

SR-NYSEArca-2007-35
34-55679 Apr. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  May 29, 2007

SR-NYSEArca-2006-86
34-55621 Apr. 12, 2007 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Order Granting Accelerated Approval of the Proposed Rule Change as Modified by Amendments No. 2 and 4 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities
Comments due:  May 9, 2007

SR-NYSEArca-2007-30
34-55596 Apr. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Transactions in Listed and Nasdaq Securities Priced Less Than One Dollar
Comments due:  May 4, 2007

SR-NYSEArca-2007-29
34-55578 Apr. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Rule 7.20 and 7.31
Comments due:  May 1, 2007

SR-NYSEArca-2007-32
34-55577 Apr. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  May 1, 2007

SR-NYSEArca-2007-33
34-55566 Apr. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext
Comments due:  April 27, 2007
First Quarter

SR-NYSEArca-2007-17
34-55564 Mar. 30, 2007 Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees for Dually-Listed Issuers Who Delist During 2007
Comments due:  April 26, 2007
See also:  Order: Rel. No. 34-55738

SR-NYSEArca-2007-14
34-55546 Mar. 27, 2007 Order Granting Accelerated Approval to a Proposed Rule Change to Amend Existing Rules for Investment Company Units to Eliminate Requirement Regarding Index Weighting and Calculation Methodology
See also:  Notice: Rel. No. 34-55339

SR-NYSEArca-2007-28
34-55539 Mar. 27, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.:   SR-Amex-2007-21; SR-BSE-2007-07; SR-CBOE-2007-13; SR-ISE-2007-12; SR-Phlx-2007-21
Comments due:  April 23, 2007

SR-NYSEArca-2007-26
34-55522 Mar. 26, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Types of Orders on Ox
Comments due:  April 23, 2007

SR-NYSEArca-2006-67
34-55484 Mar. 16, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of the PowerShares DB US Dollar Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  April 13, 2007

SR-NYSEArca-2006-62
34-55453 Mar. 13, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Trade Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges
Comments due:  April 11, 2007

SR-NYSEArca-2006-50
34-55447 Mar. 12, 2007 Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc.
See also:  Notice: Rel. No. 34-55214

SR-NYSEArca-2006-51
34-55446 Mar. 12, 2007 Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca, Inc.
See also:  Notice: Rel. No. 34-55215

SR-NYSEArca-2007-09
34-55442 Mar. 12, 2007 Order Granting Approval of Proposed Rule Change Relating to the Expansion of Business Activities of Archipelago Securities, L.L.C.
See also:  Notice: Rel. No. 34-55232

SR-NYSEArca-2007-23
34-55435 Mar. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Round-Lot Transactions in NYSE-Listed Securities (other than ETFs) Routed Outside the Book
Comments due:  April 6, 2007

SR-NYSEArca-2007-24
34-55430 Mar. 8, 2007 Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees
Comments due:  April 6, 2007
See also:  Order: Rel. No. 34-55743

SR-NYSEArca-2007-21
34-55423 Mar. 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Exemption from Certain of the Exchange's Shareholder Approval Requirements for Limited Partnerships
Comments due:  April 5, 2007

SR-NYSEArca-2007-25
34-55414 Mar. 7, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending its Schedule of Fees and Charges in Order to Extend a Pilot Program for Option Strategy Executions for a Period of One Year
Comments due:  April 3, 2007

SR-NYSEArca-2007-20
34-55374 Feb. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  March 28, 2007

SR-NYSEArca-2007-19
34-55347 Feb. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due:  March 26, 2007

SR-NYSEArca-2007-18
34-55340 Feb. 23, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Operative Date of Rules Relating to Regulation NMS
Comments due:  March 26, 2007

SR-NYSEArca-2007-14
34-55339 Feb. 23, 2007 Notice of Filing of Proposed Rule Change to Amend Existing Rules for Investment Company Units
Comments due:  March 20, 2007
See also:  Order: Rel. No. 34-55546

SR-NYSEArca-2007-06
34-55330 Feb. 21, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions
Comments due:  March 21, 2007
Comments received are available for this notice.

SR-NYSEArca-2007-15
34-55320 Feb. 21, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the CurrencySharesSM Japanese Yen Trust Pursuant to Unlisted Trading Privileges
Comments due:  March 20, 2007

SR-NYSEArca-2007-16
34-55312 Feb. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SizeQuote Pilot Program
Comments due:  March 20, 2007

SR-NYSEArca-2007-13
34-55295 Feb. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  March 16, 2007

SR-NYSEArca-2007-05
34-55294 Feb. 14, 2007 Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Additional Materials: Amendment No. 1; Exhibit 5C; Exhibit 5D; Exhibit 5G; Exhibit 5H
See also:  Notice: Rel. No. 34-55109
Comments due:  March 15, 2007

SR-NYSEArca-2007-09
34-55232 Feb. 2, 2007 Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C.
Comments due:  March 2, 2007
See also:  Order: Rel. No. 34-55442

SR-NYSEArca-2007-07
34-55223 Feb. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due:  March 2, 2007
Comments received are available for this notice.

SR-NYSEArca-2006-51
34-55215 Jan. 31, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca, Inc.
Comments due:  February 28, 2007
See also:  Order: Rel. No. 34-55446

SR-NYSEArca-2006-50
34-55214 Jan. 31, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc.
Comments due:  February 28, 2007
See also:  Order: Rel. No. 34-55557

SR-NYSEArca-2007-11
34-55194 Jan. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  February 28, 2007

SR-NYSEArca-2007-08
34-55186 Jan. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Further Extending the Time Period by Which the Exchange Will Enter into the NASD / NYSE Arca Options Agreement Pursuant to Rule 17d-2
Comments due:  February 27, 2007

SR-NYSEArca-2007-10
34-55185 Jan. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due:  February 27, 2007

SR-NYSEArca-2007-02
34-55178 Jan. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  February 22, 2007

SR-NYSEArca-2006-73
34-55156 Jan. 23, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, to Create an Options Penny Pilot Program
See also:  Notice: Rel. No. 34-54590
Comments received are available for this notice.

SR-NYSEArca-2006-54
34-55142 Jan. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration
Comments due:  February 16, 2007

SR-NYSEArca-2006-55
34-55141 Jan. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration
Comments due:  February 16, 2007

SR-NYSEArca-2007-01
34-55138 Jan. 19, 2007 Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.:  SR-Amex-2006-119; SR-BSE-2006-55; SR-CBOE-2006-109; and SR-ISE-2006-73
See also:  Notice: Rel. No. 34-55051

SR-NYSEArca-2006-87
34-55125 Jan. 18, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 81 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  February 15, 2007

SR-NYSEArca-2007-05
34-55109 Jan. 16, 2007 Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Comments due:  February 5, 2007
See also:  Order: Rel. No. 34-55294

SR-NYSEArca-2006-63
34-55102 Jan. 12, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Trade iShares® Lehman Bond Funds Pursuant to Unlisted Trading Privileges
Comments due:  February 13, 2007

SR-NYSEArca-2006-91
34-55099 Jan. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  February 12, 2007

SR-NYSEArca-2006-37
34-55085 Jan. 11, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade the streetTRACKS Dow Jones Global Titans Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  February 12, 2007

SR-NYSEArca-2006-39
34-55083 Jan. 10, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Certain iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  February 8, 2007

SR-NYSEArca-2006-38
34-55053 Jan. 5, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares S&P Global Index Funds and iShares MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  February 6, 2007

SR-NYSEArca-2007-01
34-55051 Jan. 5, 2007 Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade
Comments due:  February 6, 2007
See also:  Order: Rel. No. 34-55138


NYSE Arca File Number List for 2007
   
Release No. Date Details

SR-NYSEArca-2007-131
34-57062 Dec. 28, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due:  January 25, 2008
Additional File Nos.:  SR-NASDAQ-2007-101; SR-Amex-2007-142; and SR-NYSE-2007-122

SR-NYSEArca-2007-128
34-56983 Dec. 18, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund
Comments due:  January 17, 2008

SR-NYSEArca-2007-127
34-57047 Dec. 27, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Belgium Index Fund
Comments due:  January 25, 2008

SR-NYSEArca-2007-126
34-57069 Dec. 31, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits
Comments due:  January 29, 2008

SR-NYSEArca-2007-125
34-57132 Jan. 11, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities.
34-56918 Dec. 6, 2007 Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities
Comments due:  January 2, 2008

SR-NYSEArca-2007-124
34-56888 Dec. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Closing Auction Time for Exchange Traded Funds
Comments due:  January 2, 2008

SR-NYSEArca-2007-123
34-56885 Dec. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008
Comments due:  December 28, 2007

SR-NYSEArca-2007-122
34-57149 Jan. 15, 2008 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities
34-56907 Dec. 5, 2007 Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities
Comments due:  January 2, 2008

SR-NYSEArca-2007-121
34-57186 Jan. 22, 2008 Order Granting Approval of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers
34-56908 Dec. 5, 2007 Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers
Comments due:  January 2, 2008

SR-NYSEArca-2007-120
34-57158 Jan. 15, 2008 Order Approving a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Brokers
34-56899 Dec. 5, 2007 Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker
Comments due:  January 2, 2008

SR-NYSEArca-2007-119
34-56987 Dec. 18, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No.1 Thereto, To List and Trade the BearLinxSM Alerian MLP Select Index ETN
Comments due:  January 17, 2008

SR-NYSEArca-2007-118
34-56838 Nov. 26, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Requirements Relating to Indexes Underlying Equity Index-Linked Securities
Comments due:  December 21, 2007

SR-NYSEArca-2007-117
34-56810 Nov. 19, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind
Comments due:  December 17, 2007

SR-NYSEArca-2007-116
34-56898 Dec. 5, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders
Additional File Nos.:  SR-Amex-2007-124; SR-BSE-2007-50; SR-CBOE-2007-144; SR-ISE-2007-108; SR-Phlx-2007-88
Comments due:  January 2, 2008

SR-NYSEArca-2007-115
34-57103 Jan. 4, 2008 Order Granting Approval of a Proposed Rule Change Relating to Rule 6.87 – Obvious Error
34-56819 Nov. 19, 2007 Notice of Filing of a Proposed Rule Change Relating to Rule 6.87 — Obvious Error
Comments due:  December 18, 2007

SR-NYSEArca-2007-114
34-56786 Nov. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fill-or-Kill Order
Comments due:  December 12, 2007

SR-NYSEArca-2007-113
34-56790 Nov. 15, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order
Comments due:  December 14, 2007

SR-NYSEArca-2007-112
34-56932 Dec. 7, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the iShares S&P GSCI Commodity-Indexed Trust
Comments due:  January 4, 2008

SR-NYSEArca-2007-111
34-56695 Oct. 24, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Shares of the HealthShares™ Ophthalmology Exchange-Traded Fund
Comments due:  November 20, 2007

SR-NYSEArca-2007-110
34-56879 Dec. 3, 2007 Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
34-56696 Oct. 24, 2007 Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
Comments due:  November 23, 2007

SR-NYSEArca-2007-109
34-56808 Nov. 16, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate
Additional File Nos.:  SR-Amex-2007-117; SR-BSE-2007-44; SR-CBOE-2007-121; SR-ISE-2007-92; SR-Phlx-2007-86
Comments due:  December 17, 2007

SR-NYSEArca-2007-108
34-57017 Dec. 20, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  January 18, 2008

SR-NYSEArca-2007-107
34-56666 Oct. 17, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on NYSE Arca Marketplace
Comments due:  November 13, 2007

SR-NYSEArca-2007-106
34-56797 Nov. 15, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options Already Listed on Another National Securities Exchange
Comments due:  December 14, 2007

SR-NYSEArca-2007-104
34-57815 May 12, 2008 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing Standards for Warrants, Rights, and Units
34-57603 Apr. 2, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Warrants, Rights, and Units
Comments due:  May 1, 2008

SR-NYSEArca-2007-103
34-56906 Dec. 5, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Other Securities
Comments due:  January 2, 2008

SR-NYSEArca-2007-102
34-56832 Nov. 21, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  December 19, 2007

SR-NYSEArca-2007-100
34-56642 Oct. 11, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  November 7, 2007

SR-NYSEArca-2007-99
34-56616 Oct. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Fees for Orders Submitted for Certain NYSE and Nasdaq-Listed Securities
Comments due:  November 2, 2007

SR-NYSEArca-2007-98
34-56924 Dec. 7, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Definition of and Listing Standards for Equity-Linked Notes under NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2)
Comments due:  January 3, 2008

SR-NYSEArca-2007-96
34-56593 Oct. 1, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Index-Linked Securities
Comments due:  October 30, 2007

SR-NYSEArca-2007-95
34-56545 Sep. 27, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 7.34 and 7.35
Comments due:  October 24, 2007

SR-NYSEArca-2007-94
34-56656 Oct. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits
Comments due:  November 9, 2007

SR-NYSEArca-2007-93
34-56595 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due:  October 30, 2007

SR-NYSEArca-2007-92
34-56637 Oct. 10, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Index-Linked Securities
Comments due:  November 6, 2007

SR-NYSEArca-2007-91
34-57456 Mar. 7, 2008 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares® S&P GSCI™ Commodity-Indexed Trusts
34-57318 Feb. 12, 2008 Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares® S&P GSCI™ Commodity-Indexed Trusts
Comments due:  March 6, 2008

SR-NYSEArca-2007-89
34-56452 Sep. 18, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders
Comments due:  October 16, 2007

SR-NYSEArca-2007-88
34-56568 Sep. 27, 2007 Order Granting Approval to a Proposed Rule Change Relating to an Extension and Expansion of the Penny Pilot Program
34-56280 Aug. 17, 2007 Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading
Comments due:  September 14, 2007
Comments received are available for this notice.

SR-NYSEArca-2007-87
34-56975 Dec. 17, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend Listing Fees for Structured Products
34-56767 Nov. 7, 2007 Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, to Amend Listing Fees for Structured Products
Comments due:  December 6, 2007

SR-NYSEArca-2007-86
34-56323 Aug. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Fill-or-Kill Order Type
Comments due:  September 21, 2007

SR-NYSEArca-2007-84
34-56264 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Position and Exercise Limit Pilot Program
Comments due:  September 12, 2007

SR-NYSEArca-2007-83
34-56257 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules Relating to the Trading of Gold and Silver Bullion
Comments due:  September 11, 2007

SR-NYSEArca-2007-82
34-56295 Aug. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Fees for the Entry of Mid-Point Passive Liquidity or Primary Sweep Orders
Comments due:  September 18, 2007

SR-NYSEArca-2007-81
34-56763 Nov. 7, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges
Comments due:  December 5, 2007

SR-NYSEArca-2007-79
34-56601 Oct. 2, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges
Comments due:  October 31, 2007

SR-NYSEArca-2007-78
34-57294 Feb. 8, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  March 7, 2008

SR-NYSEArca-2007-77
34-56200 Aug. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Exchange Fees and Charges
Comments due:  August 30, 2007

SR-NYSEArca-2007-76
34-56224 Aug. 8, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the streetTRACKS® Gold Trust
Comments due:  September 5, 2007

SR-NYSEArca-2007-75
34-56627 Oct. 5, 2007 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Trading Hours of Certain Exchange-Traded Funds
34-56329 Aug. 28, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds
Comments due:  September 21, 2007

SR-NYSEArca-2007-74
34-56270 Aug. 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.34(e) and Clarifying Certain Customer Disclosures Relating to ETF Trading
Comments due:  September 12, 2007

SR-NYSEArca-2007-73
34-56625 Oct. 5, 2007 Order Approving Proposed Rule Change Relating to Extended Hours Trading of Investment Company Units and Portfolio Depository Receipts
34-56328 Aug. 28, 2007 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rules 5.2(j)(3) (Investment Company Units) and Rule 8.100 (Portfolio Depositary Receipts) in Connection with the Dissemination of Information in Extended Hours Trading
Comments due:  September 25, 2007

SR-NYSEArca-2007-72
34-56180 Aug. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Auction Only Limit Order Type
Comments due:  August 28, 2007

SR-NYSEArca-2007-71
34-56157 Jul. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.86 Comments due:  August 23, 2007

SR-NYSEArca-2007-70
34-56119 Jul. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot
Comments due:  August 20, 2007

SR-NYSEArca-2007-69
34-56606 Oct. 3, 2007 Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment No. 1, and Notice of Filing of Amendment No. 1 Thereto Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007
Comments due:  November 1, 2007
34-56232 Aug. 9, 2007 Notice of Filing of Proposed Rule Change Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007
Comments due:  September 6, 2007

SR-NYSEArca-2007-68
34-57029 Dec. 21, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 22, 2008

SR-NYSEArca-2007-67
34-56040 Jul. 10, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program for a Two-Week Period
Comments due:  August 7, 2007

SR-NYSEArca-2007-66
34-56133 Jul. 25, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 Relating to Exchange Fees and Charges
Comments due:  August 22, 2007

SR-NYSEArca-2007-65
34-56761 Nov. 7, 2007 Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44
34-56555 Sep. 27, 2007 Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due:  October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44

SR-NYSEArca-2007-64
34-56300 Aug. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Conforming Amendments Involving the Deletion of Rule 10a-1 under the Securities Exchange Act of 1934
Comments due:  September 18, 2007

SR-NYSEArca-2007-63
34-56300 Aug. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Conforming Amendments Involving the Deletion of Rule 10a-1 under the Securities Exchange Act of 1934
Comments due:  September 18, 2007

SR-NYSEArca-2007-62
34-56048 Jul. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the One Week Option Series Pilot Program
Comments due:  August 9, 2007

SR-NYSEArca-2007-61
34-56072 Jul. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order
Comments due:  August 10, 2007

SR-NYSEArca-2007-60
34-56259 Aug. 15, 2007 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No.1 Thereto Relating to Amendments to Arca Equities Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
34-56070 Jul. 13, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Arca Equities Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due:  August 13, 2007

SR-NYSEArca-2007-59
34-56258 Aug. 15, 2007 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No.1 Thereto Relating to Amendments to Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
34-56071 Jul. 13, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due:  August 13, 2007

SR-NYSEArca-2007-58
34-56021 Jul. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due:  August 2, 2007

SR-NYSEArca-2007-57
34-56131 Jul. 25, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Currency Trust Shares
Comments due:  August 22, 2007

SR-NYSEArca-2007-56
34-56150 Jul. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 thereto Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading
Comments due:  August 23, 2007

SR-NYSEArca-2007-54
34-55932 Jun. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Position and Exercise Limits for Options on the KBW Bank Index
Comments due:  July 18, 2007

SR-NYSEArca-2007-53
34-56073 Jul. 13, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units
Comments due:  August 9, 2007

SR-NYSEArca-2007-52
34-56054 Jul. 12, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due:  August 8, 2007

SR-NYSEArca-2007-51
34-55838 May 31, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Pilot Program for Initial and Continued Financial Listing Standards for Common Stock Until November 30, 2007
Comments due:  June 28, 2007

SR-NYSEArca-2007-50
34-55896 Jun. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of Primary Sweep Orders
Comments due:  July 10, 2007

SR-NYSEArca-2007-48; SR-NYSEArca-2007-49
34-55846 Jun. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Increase in the Frequency of the Short Interest Reporting Requirements for Equity Trading Permit Holders and Options Trading Permit Holders
Comments due:  July 3, 2007

SR-NYSEArca-2007-47
34-55985 Jun. 29, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund
Comments due:  July 30, 2007

SR-NYSEArca-2007-46
34-55906 Jun. 13, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Firm Facilitation, Royalty, and Booth Fees
Comments due:  21 days after publication in the Federal Register

SR-NYSEArca-2007-45
34-56042 Jul. 11, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  August 7, 2007

SR-NYSEArca-2007-44
34-55866 Jun. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 14.3 – References to Wave Securities, L.L.C.
Comments due:  July 6, 2007

SR-NYSEArca-2007-43
34-56041 Jul. 11, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares COMEX Gold Trust
Comments due:  August 7, 2007

SR-NYSEArca-2007-42
34-55718 May 7, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the $1 Strike Pilot Program for an Additional Year
Comments due:  June 5, 2007

SR-NYSEArca-2007-41
34-55707 May 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  May 31, 2007

SR-NYSEArca-2007-40
34-55775 May 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds
Comments due:  June 13, 2007

SR-NYSEArca-2007-39
34-55708 May 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  May 31, 2007

SR-NYSEArca-2007-38
34-55723 May 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 6.80 Governing Accommodation Transactions (Cabinet Trades)
Comments due:  June 4, 2007

SR-NYSEArca-2007-37
34-55890 Jun. 8, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the Four Funds of StateShares, Inc.
Comments due:  July 6, 2007

SR-NYSEArca-2007-36
34-55783 May 17, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Generic Listing Standards for Exchange-Traded Funds based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended
Comments due:  June 14, 2007

SR-NYSEArca-2007-35
34-55679 Apr. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  May 29, 2007

SR-NYSEArca-2007-34
34-56001 Jul. 2, 2007 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker
34-55789 May 21, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker
Comments due:  June 19, 2007

SR-NYSEArca-2007-33
34-55566 Apr. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext
Comments due:  April 27, 2007

SR-NYSEArca-2007-32
34-55577 Apr. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  May 1, 2007

SR-NYSEArca-2007-30
34-55596 Apr. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Transactions in Listed and Nasdaq Securities Priced Less Than One Dollar
Comments due:  May 4, 2007

SR-NYSEArca-2007-29
34-55578 Apr. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Rule 7.20 and 7.31
Comments due:  May 1, 2007

SR-NYSEArca-2007-28
34-55539 Mar. 27, 2007 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.:   SR-Amex-2007-21; SR-BSE-2007-07; SR-CBOE-2007-13; SR-ISE-2007-12; SR-Phlx-2007-21
Comments due:  April 23, 2007

SR-NYSEArca-2007-27
34-55699 May 3, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE NAREIT Residential Index Fund
Comments due:  May 30, 2007

SR-NYSEArca-2007-26
34-55522 Mar. 26, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Types of Orders on Ox
Comments due:  April 23, 2007

SR-NYSEArca-2007-25
34-55414 Mar. 7, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending its Schedule of Fees and Charges in Order to Extend a Pilot Program for Option Strategy Executions for a Period of One Year
Comments due:  April 3, 2007

SR-NYSEArca-2007-24
34-55743 May 10, 2007 Order Approving a Proposed Rule Change to Waive Certain Listing Fees
34-55430 Mar. 8, 2007 Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees
Comments due:  April 6, 2007

SR-NYSEArca-2007-23
34-55435 Mar. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Round-Lot Transactions in NYSE-Listed Securities (other than ETFs) Routed Outside the Book
Comments due:  April 6, 2007

SR-NYSEArca-2007-22
34-55917 Jun. 15, 2007 Order Approving Proposed Rule Change As Amended By Amendments No. 1, 2, and 3 Thereto Relating to Listing and Annual Fees for Derivative Securities Products, Closed-End Funds and Structured Products
34-55720 May 7, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing and Annual Fees for Derivative Securities Products and Closed-End Funds
Comments due:  June 4, 2007

SR-NYSEArca-2007-21
34-55423 Mar. 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Exemption from Certain of the Exchange's Shareholder Approval Requirements for Limited Partnerships
Comments due:  April 5, 2007

SR-NYSEArca-2007-20
34-55374 Feb. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  March 28, 2007

SR-NYSEArca-2007-19
34-55347 Feb. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due:  March 26, 2007

SR-NYSEArca-2007-18
34-55340 Feb. 23, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Operative Date of Rules Relating to Regulation NMS
Comments due:  March 26, 2007

SR-NYSEArca-2007-17
34-55738 May 10, 2007 Order Granting Approval of a Proposed Rule Change to Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007
34-55564 Mar. 30, 2007 Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees for Dually-Listed Issuers Who Delist During 2007
Comments due:  April 26, 2007

SR-NYSEArca-2007-16
34-55312 Feb. 16, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SizeQuote Pilot Program
Comments due:  March 20, 2007

SR-NYSEArca-2007-15
34-55320 Feb. 21, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the CurrencySharesSM Japanese Yen Trust Pursuant to Unlisted Trading Privileges
Comments due:  March 20, 2007

SR-NYSEArca-2007-14
34-55546 Mar. 27, 2007 Order Granting Accelerated Approval to a Proposed Rule Change to Amend Existing Rules for Investment Company Units to Eliminate Requirement Regarding Index Weighting and Calculation Methodology
34-55339 Feb. 23, 2007 Notice of Filing of Proposed Rule Change to Amend Existing Rules for Investment Company Units
Comments due:  March 20, 2007

SR-NYSEArca-2007-13
34-55295 Feb. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  March 16, 2007

SR-NYSEArca-2007-11
34-55194 Jan. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  February 28, 2007

SR-NYSEArca-2007-10
34-55185 Jan. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due:  February 27, 2007

SR-NYSEArca-2007-09
34-55442 Mar. 12, 2007 Order Granting Approval of Proposed Rule Change Relating to the Expansion of Business Activities of Archipelago Securities, L.L.C.
34-55232 Feb. 2, 2007 Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C.
Comments due:  March 2, 2007

SR-NYSEArca-2007-08
34-55186 Jan. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Further Extending the Time Period by Which the Exchange Will Enter into the NASD / NYSE Arca Options Agreement Pursuant to Rule 17d-2
Comments due:  February 27, 2007

SR-NYSEArca-2007-07
34-55223 Feb. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due:  March 2, 2007
Comments received are available for this notice.

SR-NYSEArca-2007-06
34-55330 Feb. 21, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions
Comments due:  March 21, 2007
Comments received are available for this notice.

SR-NYSEArca-2007-05
34-55294 Feb. 14, 2007 Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Additional Materials: Amendment No. 1; Exhibit 5C; Exhibit 5D; Exhibit 5G; Exhibit 5H
Comments due:  March 15, 2007
34-55109 Jan. 16, 2007 Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Comments due:  February 5, 2007

SR-NYSEArca-2007-02
34-55178 Jan. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due:  February 22, 2007

SR-NYSEArca-2007-01
34-55138 Jan. 19, 2007 Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.:  SR-Amex-2006-119; SR-BSE-2006-55; SR-CBOE-2006-109; and SR-ISE-2006-73
34-55051 Jan. 5, 2007 Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade
Comments due:  February 6, 2007

 

http://www.sec.gov/rules/sro/nysearca/nysearcaarchive/nysearca2007.shtml


Modified: 10/16/2014