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NYSE Amex LLC Rulemaking Archive: 2010

We encourage the public to submit comments on the following NYSE Amex LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

NYSEAmex File Number List for 2010

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSEAmex-2010-122
34-63620 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-123
34-63615 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-121
34-63613 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Amex Equities Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii)
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-124
34-63601 Dec. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges
Comments due:  January 19, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-100
34-63558 Dec. 16, 2010 Order Approving a Proposed Rule Change Relating to Complex Orders
See also:  Notice: Rel. No. 34-63187

SR-NYSEAmex-2010-118
34-63555 Dec. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .11(a) to NYSE Amex Options Rule 915 to Permit Trading Options on Leveraged Exchange-Traded Notes and Broaden the Definition of Futures Linked Securities
Comments due:  January 12, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-119
34-63553 Dec. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Establish Royalty Fees for Non-Customer Executions in Options Based on the KBW Bank Index
Comments due:  January 11, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-120
34-63552 Dec. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing Strike Price Intervals of $1 and Increasing Position and Exercise Limits with Respect to Options on the KBW Bank Index
Comments due:  January 11, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-113
34-63541 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011
Comments due:  January 10, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-110
34-63537 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C - NYSE Amex Equities to Clarify that Exchange Systems Enforce Rule 123C with Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m.
Comments due:  January 11, 2011

SR-NYSEAmex-2010-117
34-63501 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C to Extend the Effective Date of the Pilot
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-116
34-63480 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-114
34-63475 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reestablishing a Pilot Program Relating to Cabinet Trades Until June 1, 2011
Comments due:  January 4, 2011

SR-NYSEAmex-2010-109
34-63463 Dec. 8, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules Regarding the Listing of Options Series with $1 Strike Prices
Comments due:  January 4, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63773

SR-NYSEAmex-2010-111
34-63454 Dec. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from December 31, 2010 to August 1, 2011
Comments due:  January 3, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-108
34-63418 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Market and Stop Orders in Nasdaq-Listed Securities Traded on the Exchange
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-112
34-63413 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List with Respect to Nasdaq Securities Traded Pursuant to Unlisted Trading Privileges
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-107
34-63393 Nov. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Option Trading Rules in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2011
Comments due:  December 27, 2010

SR-NYSEAmex-2010-106
34-63381 Nov. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  December 27, 2010

SR-NYSEAmex-2010-103
34-63366 Nov. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Amex LLC Company Guide to Adopt Additional Criteria for Listing Special Purpose Acquisition Companies (SPACs) That Have Indicated That Their Business Plan Is To Engage in a Merger or Acquisition with an Unidentified Company or Companies
Comments due:  December 21, 2010

SR-NYSEAmex-2010-104
34-63337 Nov. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption from Certain Index Options Position Limits
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-105
34-63287 Nov. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making a Technical Amendment to Its Rules to Insert the Specific Date for the Additional Expiration Months Pilot Program
Comments due:  December 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-101
34-63274 Nov. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Options Fee Schedule to Reflect Fees Charged for Co-location Services
Comments due:  December 6, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-96
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEArca-2010-83
See also:  Notice: Rel. No. 34-62947

SR-NYSEAmex-2010-102
34-63228 Nov. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Maximum Order Size Accepted by Floor Broker Systems from 25,000,000 Shares to 99,000,000 Shares
Comments due:  November 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-100
34-63187 Oct. 27, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY(h) to Define Stock/Complex Orders, Rule 963NY(d) to Update and Clarify the Priority of Complex Orders, Eliminate Rule 963.1NY, and Amend Rule 980NY to Establish a Complex Order Auction
Comments due:  November 23, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63558

SR-NYSEAmex-2010-99
34-63170 Oct. 25, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
Comments due:  November 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-98
34-63136 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Expand the $0.50 Strike Price Program
Comments due:  November 16, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-52
34-63130 Oct. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 of Rule 903G to Permit Certain FLEX Options to Trade under the FLEX Trading Procedures for a Limited Time
Comments due:  November 15, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-97
34-63072 Oct. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List
Comments due:  November 9, 2010
Additional Materials:   Exhibit 5; Correction: Release No. 34-63072A
Third Quarter

SR-NYSEAmex-2010-92
34-62987 Sep. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 4560 - NYSE Amex Equities to Correspond with a Rule Change Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  October 20, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-95
34-62971 Sep. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Requirement for Floor Official Approval for Certain Halts of Nasdaq Securities Traded via UTP
Comments due:  October 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-71
34-62963 Sep. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 36
Comments due:  October 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-80
34-62961 Sep. 21, 2010 Order Approving a Proposed Rule Change Amending its List to Reflect Fees Charged for Co-Location Services
See also:  Notice: Rel. No. 34-62731

SR-NYSEAmex-2010-96
34-62947 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 to Adopt Pricing Obligations for Designated Market Makers
Comments due:  October 15, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63255

SR-NYSEAmex-2010-94
34-62941 Sep. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto
Comments due:  October 15, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-25
34-62923 Sep. 15, 2010 Order Approving Proposed Rule Changes Amending Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Additional File Nos.:  SR-NYSE-2010-20
See also:  Notice: Rel. No. 34-62311

SR-NYSEAmex-2010-60
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62332

SR-NYSEAmex-2010-63
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62412

SR-NYSEAmex-2010-89
34-62857 Sep. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to UTP
Comments due:  October 5, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-87
34-62851 Sep. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Commentary .06 to Rule 935NY Related to the Exposure of Reserve Orders
Comments due:  October 4, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-91
34-62831 Sep. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes from Archipelago Securities LLC
Comments due:  October 1, 2010

SR-NYSEAmex-2010-90
34-62825 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend the Exchange Price List
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-86
34-62820 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2011
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-88
34-62814 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-60
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62730

SR-NYSEAmex-2010-85
34-62792 Aug. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107B - NYSE Amex Equities to Revise the Quoting Requirement
Comments due:  September 28, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-63
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08

SR-NYSEAmex-2010-80
34-62731 Aug. 16, 2010 Notice of Filing of Proposed Rule Change Amending its Price List to Reflect Fees Charged For Co-Location Services
Comments due:  September 10, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62961

SR-NYSEAmex-2010-60
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca2010-58
See also:  Notice: Rel. No. 34-62332

SR-NYSEAmex-2010-79
34-62707 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts
Comments due:  September 9, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-63
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62412

SR-NYSEAmex-2010-81
34-62671 Aug. 9, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending its Fee Schedule
Comments due:  September 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-82
34-62668 Aug. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 15 - NYSE Amex Equities to Clarify Use of the Last Sale on the Exchange as the Reference Price and to Define the Reference Price of a Security in the Event that There is No Last Sale in that Security on the Exchange
Comments due:  September 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-77
34-62667 Aug. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY
Comments due:  September 7, 2010

SR-NYSEAmex-2010-73
34-62626 Aug. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  August 31, 2010

SR-NYSEAmex-2010-74
34-62606 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC that Constitutes a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 128(g)
Comments due:  August 26, 2010

SR-NYSEAmex-2010-75
34-62599 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend Certain of Its Rules in Connection with the Decommissioning of the Odd-Lot System
Comments due:  August 26, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-53
34-62578 Jul. 27, 2010 Order Approving Proposed Rule Changes Amending The Exchanges' Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Other File No.:  SR-NYSE-2010-43
See also:  Notice: Rel. No. 34-62303

SR-NYSEAmex-2010-72
34-62572 Jul. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 123G - NYSE Amex Equities and Adopting New Rule 5290 - NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  August 23, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-70
34-62540 Jul. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from July 31, 2010 to December 31, 2010
Comments due:  August 17, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-68
34-62526 Jul. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule
Comments due:  August 16, 2010

SR-NYSEAmex-2010-69
34-62488 Jul. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing a Fee and Credit Structure for Trading Nasdaq-Listed Securities on the Exchange Pursuant to Unlisted Trading Privileges and Implementing a New Fee for Crossing Session II for Both Listed and Traded Securities
Comments due:  August 9, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-31
34-62479 Jul. 9, 2010 Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed to Accommodate the Trading of Nasdaq-Listed Securities on the Exchange
Comments due:  August 5, 2010
See also:  Notice: Rel. No. 34-61890

SR-NYSEAmex-2010-61
34-62477 Jul. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures with Respect to Comparison of Executed Transactions
Other File No.:  SR-NYSE-2010-48
Comments due:  August 6, 2010

SR-NYSEAmex-2010-65
34-62462 Jul. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 46 — NYSE Amex Equities to Permit the Exchange Chairman to Designate More or Less than Twenty (20) Floor Governors, as Needed
Comments due:  August 4, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-64
34-62459 Jul. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule With Respect to Firm Proprietary - Manual Tiered Pricing
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-66
34-62452 Jul. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-67
34-62449 Jul. 2, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NYSE Amex LLC to Expand its $1 Strike Program
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5
Second Quarter

SR-NYSEAmex-2010-63
34-62412 Jun. 30, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C to Add Additional Securities to the Pilot Rule
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.

SR-NYSEAmex-2010-59
34-62405 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Maker Authorized Traders
Comments due:  July 29, 2010

SR-NYSEAmex-2010-58
34-62376 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend the Bylaws of NYSE Euronext to Adopt a Majority Voting Standard in Uncontested Elections of Directors
Comments due:  July 23, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-62
34-62370 Jun. 23, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Expand and Permanently Establish Its Short Term Option Program
Comments due:  July 21, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-54
34-62357 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-57
34-62354 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 to Provide that Certain References in Exchange Rules should be Understood to Also Include FINRA, as Applicable
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-60
34-62332 Jun. 21, 2010 Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.

SR-NYSEAmex-2010-25
34-62311 Jun. 17, 2010 Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Comments due:  July 15, 2010
See also:  Order: Rel. No. 34-62923

SR-NYSEAmex-2010-53
34-62303 Jun. 16, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending its Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Comments due:  July 14, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.
See also:  Order: Rel. No. 34-62578

SR-NYSEAmex-2010-50
34-62293 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010
Comments due:  July 14, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-56
34-62283 Jun. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C to Clarify Reopening Procedures
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-55
34-62273 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY to Provide that the Exchange Will Halt Trading When An Underlying Security is the Subject of a Trading Pause
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-49
34-62263 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rescind Rule 60A &8212; NYSE Amex Equities
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-46
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-62127

SR-NYSEAmex-2010-37
34-62250 Jun. 9, 2010 Order Granting Approval of Proposed Rule Changes Relating to Listing and Trading Options on the ETFS Palladium Trust and the ETFS Platinum Trust
Additional File No.:  SR-NYSEArca-2010-25
See also:  Notice: Rel. No. 34-61989

SR-NYSEAmex-2010-51
34-62248 Jun. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid-Ask Parameters During Auctions
Comments due:  July 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-48
34-62239 Jun. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4) — NYSE Amex Equities to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc.
Comments due:  July 6, 2010

SR-NYSEAmex-2010-47
34-62224 Jun. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting Rules 352(e)-(g) — NYSE Amex Equities and Adopting New Rule 3240 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  July 1, 2010

SR-NYSEAmex-2010-35
34-62187 May 27, 2010 Order Approving Proposed Rule Change to Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees
See also:  Notice: Rel. No. 34-61936

SR-NYSEAmex-2010-43
34-62169 May 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Reporting Requirements Punishable Under its MRVP
Comments due:  June 24, 2010

SR-NYSEAmex-2010-44
34-62168 May 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP
Comments due:  June 24, 2010

SR-NYSEAmex-2010-45
34-62143 May 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Deleting Rule 413 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  June 17, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-46
34-62127 May 19, 2010 Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C to Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More
Comments due:  June 3, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62252
Comments received are available for this notice.

SR-NYSEAmex-2010-40
34-62084 May 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules Extending the Maximum Term of FLEX Index and FLEX Equity Options and to Establish a new Pilot Program
Comments due:  June 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-41
34-62067 May 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index Linked Securities
Comments due:  June 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-42
34-62041 May 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-NYSEAmex-2010-26
34-62014 May 3, 2010 Order Approving a Proposed Rule Change Deleting Rule 446 — NYSE Amex Equities and Adopting New Rule 4370 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
See also:  Notice: Rel. No. 34-61744

SR-NYSEAmex-2010-37
34-61989 Apr. 27, 2010 Notice of Filing of Proposed Rule Change Amending Commentary to Rule 915 and Rule 916
Comments due:  May 26, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62250

SR-NYSEAmex-2010-39
34-61978 Apr. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 and Adopting Rule 903A
Comments due:  May 21, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-35
34-61936 Apr. 16, 2010 Notice of Filing of Proposed Rule Change to Establish the NYSE Amex Trades Service and the NYSE Amex BBO Service and Related Fees
Comments due:  May 13, 2010
See also:  Order: Rel. No. 34-62187

SR-NYSEAmex-2010-38
34-61921 Apr. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 Commentary .06
Comments due:  May 13, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-31
34-61890 Apr. 12, 2010 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Adopt, as a Pilot Program, a New NYSE Amex Equities Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to a Grant of Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed to Accommodate the Trading of Nasdaq-Listed Securities on the Exchange
Comments due:  May 10, 2010
Additional Materials:   Exhibit 5
See also:  Notice/Order: Rel. No. 34-62479

SR-NYSEAmex-2010-36
34-61864 Apr. 7, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Professional Customers and to Make Certain Other Changes to its Options Fee Schedule
Comments due:  May 5, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-30
34-61849 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule
Comments due:  May 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-34
34-61847 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 In Order to Update Functionality Relating to the Entry of D-Quotes and Pegging E-Quotes
Comments due:  May 4, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-33
34-61841 Apr. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Rule 107B - NYSE Amex Equities Until the Earlier of the Securities and Exchange Commission's Approval to Make Such Pilot Permanent or September 30, 2010
Comments due:  May 3, 2010
Additional Materials:   Exhibit 5
First Quarter

SR-NYSEAmex-2010-32
34-61815 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes from Archipelago Securities LLC
Comments due:  April 28, 2010

SR-NYSEAmex-2010-29
34-61809 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 to Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 to Clarify the Scope of Authority Vested in the Chief Executive Officer
Comments due:  April 28, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-09
34-61807 Mar. 31, 2010 Order Granting Approval of Proposed Rule Change Amending its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
See also:  Notice: Rel. No. 34-61571

SR-NYSEAmex-2010-18
34-61818 Mar. 31, 2010 Notice of Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Designation of a "Professional Customer"
Comments due:  21 days after publication in the Federal Register
See also:  Notice: Rel. No. 34-61629

SR-NYSEAmex-2010-07
34-61788 Mar. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Fee Schedule
Comments due:  April 22, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-24
34-61774 Mar. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Exchange Liability
Comments due:  April 21, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-27
34-61755 Mar. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 127 to Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Amex Quotation
Comments due:  April 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-26
34-61744 Mar. 19, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Deleting Rule 446 – NYSE Amex Equities and Adopting new Rule 4370 – NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  April 16, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62014

SR-NYSEAmex-2010-21
34-61726 Mar. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Cabinet Trades
Comments due:  April 14, 2010

SR-NYSEAmex-2010-28
34-61725 Mar. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Proposing to Extend the Operation of Its New Market Model Pilot Currently Scheduled to Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or September 30, 2010
Comments due:  April 14, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-23
34-61705 Mar. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 390
Comments due:  April 12, 2010

SR-NYSEAmex-2010-19
34-61670 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Monthly ATP Fee for All Options Market Makers and to Reduce the Per-Contract Transaction Fee for Non-Directed Options Market Makers
Comments due:  April 5, 2010

SR-NYSEAmex-2010-16
34-61643 Mar. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 993NY and 945
Comments due:  April 1, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-18
34-61629 Mar. 2, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC, Relating to the Designation of a "Professional Customer"
Comments due:  March 30, 2010
See also:  Notice/Order: Rel. No. 34-61818
Additional Materials:   Exhibit 5

SR-NYSEAMEX-2010-11
34-61627 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 to Add a Provision for Violations Relating to Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade
Comments due:  March 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-20
34-61619 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend its Price List
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-10
34-61615 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Fee Schedule
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-17
34-61614 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Amex Equities Rule 123C to Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rules 13 and 15
Comments due:  March 29, 2010

SR-NYSEAmex-2010-15
34-61611 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or June 1, 2010
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-09
34-61571 Feb. 23, 2010 Notice of Filing of Proposed Rule Change Amending its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
Comments due:  March 22, 2010
See also:  Order: Rel. No. 34-61807

SR-NYSEAmex-2010-13
34-61556 Feb. 22, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Amex LLC Changing Certain NYSE Amex Equities Rules to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  March 23, 2010

SR-NYSEAmex-2010-14
34-61535 Feb. 18, 2010 Notice of Filing of Proposed Rule Change Amending Position Limits for Certain Exchange Traded Funds
Comments due:  March 12, 2010
Comments received are available for this notice.
* Submit comments on SR-NYSEAmex-2010-14

SR-NYSEAmex-2010-04
34-61499 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 991 Options Communications
Comments due:  March 3, 2010

SR-NYSEAmex-2009-86
34-61483 Feb. 3, 2010 Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos:  SR-CBOE-2010-007; SR-ISE-2009-106; and SR-NYSEArca-2009-110
Comments due:  21 days after publication in the Federal Register
See also:  Notice: Rel. No. 34-61223

SR-NYSEAmex-2010-08
34-61479 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY Trading Differentials
Comments due:  March 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-06
34-61471 Feb. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  March 2, 2010

SR-NYSEAmex-2009-85
34-61403 Jan. 22, 2010 Order Approving Proposed Rule Change to Establish the NYSE Amex Realtime Reference Prices Service
See also:  Notice: Rel. No. 34-61144

SR-NYSEAmex-2010-05
34-61402 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters For, and Guidance on the Application of, the Exchange’s Gap Quote Policy
Comments due:  February 18, 2010

SR-NYSEAmex-2010-02
34-61394 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 975NY
Comments due:  February 17, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-03
34-61360 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452 – NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide to Insert a Date (January 1, 2010) that was Inadvertently Omitted in a Previous Rule Change
Comments due:  February 12, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2009-94
34-61343 Jan. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Commentary .01 to Rule 903G
Comments due:  February 11, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-01
34-61324 Jan. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Options Fee Schedule
Comments due:  February 5, 2010

SR-NYSEAmex-2009-102
34-61310 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Modify its Liquidity Credits and Establish Separate Liquidity Credits for Supplemental Liquidity Providers
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2009-98
34-61308 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Adopting New Rule 107B — NYSE Amex Equities to Establish a New Class of NYSE Amex Equities Market Participants Referred to as "Supplemental Liquidity Providers" or "SLPs"
Comments due:  February 5, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2009-100
34-61293 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 18 to Eliminate the $500 Minimum Net Loss Requirement for a Member Organization to Seek Compensation in the Event of an Exchange System Failure
Comments due:  February 2, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2009-93
34-61292 Jan. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452 — NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide Regarding Broker Discretionary Voting for Election of Directors and on Material Amendments to Investment Advisory Contracts
Comments due:  February 2, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2009-95
34-61291 Jan. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Establish Registered Representative Fees
Comments due:  February 2, 2010

SR-NYSEAmex-2009-82
34-61276 Jan. 4, 2010 Order Approving a Proposed Rule Change Rescinding NYSE Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange’s Gap Quote Policy
See also:  Notice: Rel. No. 34-61049

File Number List
Release No. Date Details

SR-NYSEAmex-2010-125
34-63644 Jan. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange Price List
Comments due:  February 1, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-124
34-63601 Dec. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges
Comments due:  January 19, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-123
34-63615 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-122
34-63620 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-121
34-63613 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Amex Equities Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii)
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-120
34-63552 Dec. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing Strike Price Intervals of $1 and Increasing Position and Exercise Limits with Respect to Options on the KBW Bank Index
Comments due:  January 11, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-119
34-63553 Dec. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Establish Royalty Fees for Non-Customer Executions in Options Based on the KBW Bank Index
Comments due:  January 11, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-118
34-63555 Dec. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .11(a) to NYSE Amex Options Rule 915 to Permit Trading Options on Leveraged Exchange-Traded Notes and Broaden the Definition of Futures Linked Securities
Comments due:  January 12, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-117
34-63501 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C to Extend the Effective Date of the Pilot
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-116
34-63480 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-114
34-63475 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reestablishing a Pilot Program Relating to Cabinet Trades Until June 1, 2011
Comments due:  January 4, 2011

SR-NYSEAmex-2010-113
34-63541 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011
Comments due:  January 10, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-112
34-63413 Dec. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List with Respect to Nasdaq Securities Traded Pursuant to Unlisted Trading Privileges
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-111
34-63454 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from December 31, 2010 to August 1, 2011
Comments due:  January 3, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-110
34-63537 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C - NYSE Amex Equities to Clarify that Exchange Systems Enforce Rule 123C with Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m.
Comments due:  January 11, 2011

SR-NYSEAmex-2010-109
34-63773 Jan. 25, 2011 Order Granting Approval of Proposed Rule Change Regarding the Listing of Options Series with $1 Strike Prices
34-63463 Dec. 8, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules Regarding the Listing of Options Series with $1 Strike Prices
Comments due:  January 4, 2011
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-108
34-63418 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Market and Stop Orders in Nasdaq-Listed Securities Traded on the Exchange
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-107
34-63393 Nov. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Option Trading Rules in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2011
Comments due:  December 27, 2010

SR-NYSEAmex-2010-106
34-63381 Nov. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  December 27, 2010

SR-NYSEAmex-2010-105
34-63287 Nov. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making a Technical Amendment to Its Rules to Insert the Specific Date for the Additional Expiration Months Pilot Program
Comments due:  December 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-104
34-63337 Nov. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption from Certain Index Options Position Limits
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-103
34-63366 Nov. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Amex LLC Company Guide to Adopt Additional Criteria for Listing Special Purpose Acquisition Companies (SPACs) That Have Indicated That Their Business Plan Is To Engage in a Merger or Acquisition with an Unidentified Company or Companies
Comments due:  December 21, 2010

SR-NYSEAmex-2010-102
34-63228 Nov. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Maximum Order Size Accepted by Floor Broker Systems from 25,000,000 Shares to 99,000,000 Shares
Comments due:  November 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-101
34-63274 Nov. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Options Fee Schedule to Reflect Fees Charged for Co-location Services
Comments due:  December 6, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-100
34-63558 Dec. 16, 2010 Order Approving a Proposed Rule Change Relating to Complex Orders
34-63187 Oct. 27, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY(h) to Define Stock/Complex Orders, Rule 963NY(d) to Update and Clarify the Priority of Complex Orders, Eliminate Rule 963.1NY, and Amend Rule 980NY to Establish a Complex Order Auction
Comments due:  November 23, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-99
34-63170 Oct. 25, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
Comments due:  November 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-98
34-63136 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Expand the $0.50 Strike Price Program
Comments due:  November 16, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-97
34-63072 Oct. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List
Comments due:  November 9, 2010
Additional Materials:   Exhibit 5; Correction: Release No. 34-63072A

SR-NYSEAmex-2010-96
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEArca-2010-83
34-62947 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 to Adopt Pricing Obligations for Designated Market Makers
Comments due:  October 15, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-95
34-62971 Sep. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Requirement for Floor Official Approval for Certain Halts of Nasdaq Securities Traded via UTP
Comments due:  October 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-94
34-62941 Sep. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto
Comments due:  October 15, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-92
34-62987 Sep. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 4560 - NYSE Amex Equities to Correspond with a Rule Change Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  October 20, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-91
34-62831 Sep. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes from Archipelago Securities LLC
Comments due:  October 1, 2010

SR-NYSEAmex-2010-90
34-62825 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend the Exchange Price List
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-89
34-62857 Sep. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to UTP
Comments due:  October 5, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-88
34-62814 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-87
34-62851 Sep. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Commentary .06 to Rule 935NY Related to the Exposure of Reserve Orders
Comments due:  October 4, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-86
34-62820 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2011
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-85
34-62792 Aug. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107B - NYSE Amex Equities to Revise the Quoting Requirement
Comments due:  September 28, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-82
34-62668 Aug. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 15 - NYSE Amex Equities to Clarify Use of the Last Sale on the Exchange as the Reference Price and to Define the Reference Price of a Security in the Event that There is No Last Sale in that Security on the Exchange
Comments due:  September 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-81
34-62671 Aug. 9, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending its Fee Schedule
Comments due:  September 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-80
34-62961 Sep. 21, 2010 Order Approving a Proposed Rule Change Amending its List to Reflect Fees Charged for Co-Location Services
34-62731 Aug. 16, 2010 Notice of Filing of Proposed Rule Change Amending its Price List to Reflect Fees Charged For Co-Location Services
Comments due:  September 10, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-79
34-62707 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts
Comments due:  September 9, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-77
34-62667 Aug. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY
Comments due:  September 7, 2010

SR-NYSEAmex-2010-75
34-62599 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend Certain of Its Rules in Connection with the Decommissioning of the Odd-Lot System
Comments due:  August 26, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-74
34-62606 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC that Constitutes a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 128(g)
Comments due:  August 26, 2010

SR-NYSEAmex-2010-73
34-62626 Aug. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  August 31, 2010

SR-NYSEAmex-2010-72
34-62572 Jul. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 123G - NYSE Amex Equities and Adopting New Rule 5290 - NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  August 23, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-71
34-62963 Sep. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 36
Comments due:  October 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-70
34-62540 Jul. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from July 31, 2010 to December 31, 2010
Comments due:  August 17, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-69
34-62488 Jul. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing a Fee and Credit Structure for Trading Nasdaq-Listed Securities on the Exchange Pursuant to Unlisted Trading Privileges and Implementing a New Fee for Crossing Session II for Both Listed and Traded Securities
Comments due:  August 9, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-68
34-62526 Jul. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule
Comments due:  August 16, 2010

SR-NYSEAmex-2010-67
34-62449 Jul. 2, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NYSE Amex LLC to Expand its $1 Strike Program
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-66
34-62452 Jul. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-65
34-62462 Jul. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 46 — NYSE Amex Equities to Permit the Exchange Chairman to Designate More or Less than Twenty (20) Floor Governors, as Needed
Comments due:  August 4, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-64
34-62459 Jul. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule With Respect to Firm Proprietary - Manual Tiered Pricing
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-63
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62412 Jun. 30, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C to Add Additional Securities to the Pilot Rule
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSEAmex-2010-62
34-62370 Jun. 23, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Expand and Permanently Establish Its Short Term Option Program
Comments due:  July 21, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-61
34-62477 Jul. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures with Respect to Comparison of Executed Transactions
Other File No.:  SR-NYSE-2010-48
Comments due:  August 6, 2010

SR-NYSEAmex-2010-60
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca-2010-58
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca2010-58
34-62332 Jun. 21, 2010 Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSEAmex-2010-59
34-62405 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Maker Authorized Traders
Comments due:  July 29, 2010

SR-NYSEAmex-2010-58
34-62376 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend the Bylaws of NYSE Euronext to Adopt a Majority Voting Standard in Uncontested Elections of Directors
Comments due:  July 23, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-57
34-62354 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 to Provide that Certain References in Exchange Rules should be Understood to Also Include FINRA, as Applicable
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-56
34-62283 Jun. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C to Clarify Reopening Procedures
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-55
34-62273 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY to Provide that the Exchange Will Halt Trading When An Underlying Security is the Subject of a Trading Pause
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-54
34-62357 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-53
34-62578 Jul. 27, 2010 Order Approving Proposed Rule Changes Amending The Exchanges' Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Other File No.:  SR-NYSE-2010-43
34-62303 Jun. 16, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending its Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Comments due:  July 14, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSEAmex-2010-52
34-63130 Oct. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 of Rule 903G to Permit Certain FLEX Options to Trade under the FLEX Trading Procedures for a Limited Time
Comments due:  November 15, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-51
34-62248 Jun. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid-Ask Parameters During Auctions
Comments due:  July 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-50
34-62293 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010
Comments due:  July 14, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-49
34-62263 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rescind Rule 60A &8212; NYSE Amex Equities
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-48
34-62239 Jun. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4) — NYSE Amex Equities to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc.
Comments due:  July 6, 2010

SR-NYSEAmex-2010-47
34-62224 Jun. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting Rules 352(e)-(g) — NYSE Amex Equities and Adopting New Rule 3240 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  July 1, 2010

SR-NYSEAmex-2010-46
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
34-62127 May 19, 2010 Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C to Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More
Comments due:  June 3, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSEAmex-2010-45
34-62143 May 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Deleting Rule 413 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  June 17, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-44
34-62168 May 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP
Comments due:  June 24, 2010

SR-NYSEAmex-2010-43
34-62169 May 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Reporting Requirements Punishable Under its MRVP
Comments due:  June 24, 2010

SR-NYSEAmex-2010-42
34-62041 May 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-NYSEAmex-2010-41
34-62067 May 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index Linked Securities
Comments due:  June 7, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-40
34-62084 May 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules Extending the Maximum Term of FLEX Index and FLEX Equity Options and to Establish a new Pilot Program
Comments due:  June 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-39
34-61978 Apr. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 and Adopting Rule 903A
Comments due:  May 21, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-38
34-61921 Apr. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 Commentary .06
Comments due:  May 13, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-37
34-62250 Jun. 9, 2010 Order Granting Approval of Proposed Rule Changes Relating to Listing and Trading Options on the ETFS Palladium Trust and the ETFS Platinum Trust
Additional File No.:  SR-NYSEArca-2010-25
34-61989 Apr. 27, 2010 Notice of Filing of Proposed Rule Change Amending Commentary to Rule 915 and Rule 916
Comments due:  May 26, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-36
34-61864 Apr. 7, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Professional Customers and to Make Certain Other Changes to its Options Fee Schedule
Comments due:  May 5, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-35
34-62187 May 27, 2010 Order Approving Proposed Rule Change to Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees
34-61936 Apr. 16, 2010 Notice of Filing of Proposed Rule Change to Establish the NYSE Amex Trades Service and the NYSE Amex BBO Service and Related Fees
Comments due:  May 13, 2010

SR-NYSEAmex-2010-34
34-61847 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 In Order to Update Functionality Relating to the Entry of D-Quotes and Pegging E-Quotes
Comments due:  May 4, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-33
34-61841 Apr. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Rule 107B - NYSE Amex Equities Until the Earlier of the Securities and Exchange Commission's Approval to Make Such Pilot Permanent or September 30, 2010
Comments due:  May 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-32
34-61815 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes from Archipelago Securities LLC
Comments due:  April 28, 2010

SR-NYSEAmex-2010-31
34-62479 Jul. 9, 2010 Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed to Accommodate the Trading of Nasdaq-Listed Securities on the Exchange
Comments due:  August 5, 2010
34-61890 Apr. 12, 2010 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Adopt, as a Pilot Program, a New NYSE Amex Equities Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to a Grant of Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed to Accommodate the Trading of Nasdaq-Listed Securities on the Exchange
Comments due:  May 10, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-30
34-61849 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule
Comments due:  May 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-29
34-61809 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 to Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 to Clarify the Scope of Authority Vested in the Chief Executive Officer
Comments due:  April 28, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-28
34-61725 Mar. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Proposing to Extend the Operation of Its New Market Model Pilot Currently Scheduled to Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or September 30, 2010
Comments due:  April 14, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-27
34-61755 Mar. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 127 to Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Amex Quotation
Comments due:  April 19, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-26
34-62014 May 3, 2010 Order Approving a Proposed Rule Change Deleting Rule 446 – NYSE Amex Equities and Adopting New Rule 4370 – NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
34-61744 Mar. 19, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC Deleting Rule 446 – NYSE Amex Equities and Adopting new Rule 4370 – NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  April 16, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-25
34-62923 Sep. 15, 2010 Order Approving Proposed Rule Changes Amending Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Additional File Nos.:  SR-NYSE-2010-20
34-62311 Jun. 17, 2010 Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Comments due:  July 15, 2010

SR-NYSEAmex-2010-24
34-61774 Mar. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Exchange Liability
Comments due:  April 21, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-23
34-61705 Mar. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 390
Comments due:  April 12, 2010

SR-NYSEAmex-2010-21
34-61726 Mar. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Cabinet Trades
Comments due:  April 14, 2010

SR-NYSEAmex-2010-20
34-61619 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend its Price List
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-19
34-61670 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Monthly ATP Fee for All Options Market Makers and to Reduce the Per-Contract Transaction Fee for Non-Directed Options Market Makers
Comments due:  April 5, 2010

SR-NYSEAmex-2010-18
34-61818 Mar. 31, 2010 Notice of Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Designation of a "Professional Customer"
Comments due:  21 days after publication in the Federal Register
34-61629 Mar. 2, 2010 Notice of Filing of Proposed Rule Change by NYSE Amex LLC, Relating to the Designation of a "Professional Customer"
Comments due:  March 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-17
34-61614 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Amex Equities Rule 123C to Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rules 13 and 15
Comments due:  March 29, 2010

SR-NYSEAmex-2010-16
34-61643 Mar. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 993NY and 945
Comments due:  April 1, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-15
34-61611 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or June 1, 2010
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-14
34-61535 Feb. 18, 2010 Notice of Filing of Proposed Rule Change Amending Position Limits for Certain Exchange Traded Funds
Comments due:  March 12, 2010
Comments received are available for this notice.
* Submit comments on SR-NYSEAmex-2010-14

SR-NYSEAmex-2010-13
34-61556 Feb. 22, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Amex LLC Changing Certain NYSE Amex Equities Rules to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  March 23, 2010

SR-NYSEAMEX-2010-11
34-61627 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 to Add a Provision for Violations Relating to Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade
Comments due:  March 30, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-10
34-61615 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Fee Schedule
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-09
34-61807 Mar. 31, 2010 Order Granting Approval of Proposed Rule Change Amending its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
34-61571 Feb. 23, 2010 Notice of Filing of Proposed Rule Change Amending its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
Comments due:  March 22, 2010

SR-NYSEAmex-2010-08
34-61479 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY Trading Differentials
Comments due:  March 3, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-07
34-61788 Mar. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Fee Schedule
Comments due:  April 22, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-06
34-61471 Feb. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  March 2, 2010

SR-NYSEAmex-2010-05
34-61402 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters For, and Guidance on the Application of, the Exchange’s Gap Quote Policy
Comments due:  February 18, 2010

SR-NYSEAmex-2010-04
34-61499 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 991 Options Communications
Comments due:  March 3, 2010

SR-NYSEAmex-2010-03
34-61360 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452 – NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide to Insert a Date (January 1, 2010) that was Inadvertently Omitted in a Previous Rule Change
Comments due:  February 12, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-02
34-61394 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 975NY
Comments due:  February 17, 2010
Additional Materials:   Exhibit 5

SR-NYSEAmex-2010-01
34-61324 Jan. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Options Fee Schedule
Comments due:  February 5, 2010

 

http://www.sec.gov/rules/sro/nyseamex/nyseamexarchive/nyseamexarchive2010.shtml


Modified: 03/17/2011