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NYSE Amex LLC Rulemaking Archive: 2010
We encourage the public to submit comments on the following NYSE Amex LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
NYSEAmex File Number List for 2010
Additional Archives
2012 | 2011 | 2010 | 2009
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NYSEAmex-2010-122 |
| 34-63620 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due: January 26, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-123 |
| 34-63615 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due: January 26, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-121 |
| 34-63613 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Amex Equities Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii)
Comments due: January 26, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-124 |
| 34-63601 |
Dec. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges
Comments due: January 19, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-100 |
| 34-63558 |
Dec. 16, 2010 |
Order Approving a Proposed Rule Change Relating to Complex Orders
See also: Notice: Rel. No. 34-63187
|
SR-NYSEAmex-2010-118 |
| 34-63555 |
Dec. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .11(a) to NYSE Amex Options Rule 915 to Permit Trading Options on Leveraged Exchange-Traded Notes and Broaden the Definition of Futures Linked Securities
Comments due: January 12, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-119 |
| 34-63553 |
Dec. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Establish Royalty Fees for Non-Customer Executions in Options Based on the KBW Bank Index
Comments due: January 11, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-120 |
| 34-63552 |
Dec. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing Strike Price Intervals of $1 and Increasing Position and Exercise Limits with Respect to Options on the KBW Bank Index
Comments due: January 11, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-113 |
| 34-63541 |
Dec. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011
Comments due: January 10, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-110 |
| 34-63537 |
Dec. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C - NYSE Amex Equities to Clarify that Exchange Systems Enforce Rule 123C with Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m.
Comments due: January 11, 2011
|
SR-NYSEAmex-2010-117 |
| 34-63501 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C to Extend the Effective Date of the Pilot
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-116 |
| 34-63480 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-114 |
| 34-63475 |
Dec. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reestablishing a Pilot Program Relating to Cabinet Trades Until June 1, 2011
Comments due: January 4, 2011
|
SR-NYSEAmex-2010-109 |
| 34-63463 |
Dec. 8, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules Regarding the Listing of Options Series with $1 Strike Prices
Comments due: January 4, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-63773
|
SR-NYSEAmex-2010-111 |
| 34-63454 |
Dec. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from December 31, 2010 to August 1, 2011
Comments due: January 3, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-108 |
| 34-63418 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Market and Stop Orders in Nasdaq-Listed Securities Traded on the Exchange
Comments due: December 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-112 |
| 34-63413 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List with Respect to Nasdaq Securities Traded Pursuant to Unlisted Trading Privileges
Comments due: December 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-107 |
| 34-63393 |
Nov. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Option Trading Rules in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2011
Comments due: December 27, 2010
|
SR-NYSEAmex-2010-106 |
| 34-63381 |
Nov. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: December 27, 2010
|
SR-NYSEAmex-2010-103 |
| 34-63366 |
Nov. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Amex LLC Company Guide to Adopt Additional Criteria for Listing Special Purpose Acquisition Companies (SPACs) That Have Indicated That Their Business Plan Is To Engage in a Merger or Acquisition with an Unidentified Company or Companies
Comments due: December 21, 2010
|
SR-NYSEAmex-2010-104 |
| 34-63337 |
Nov. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption from Certain Index Options Position Limits
Comments due: December 15, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-105 |
| 34-63287 |
Nov. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making a Technical Amendment to Its Rules to Insert the Specific Date for the Additional Expiration Months Pilot Program
Comments due: December 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-101 |
| 34-63274 |
Nov. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Options Fee Schedule to Reflect Fees Charged for Co-location Services
Comments due: December 6, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-96 |
| 34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEArca-2010-83
See also: Notice: Rel. No. 34-62947
|
SR-NYSEAmex-2010-102 |
| 34-63228 |
Nov. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Maximum Order Size Accepted by Floor Broker Systems from 25,000,000 Shares to 99,000,000 Shares
Comments due: November 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-100 |
| 34-63187 |
Oct. 27, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY(h) to Define Stock/Complex Orders, Rule 963NY(d) to Update and Clarify the Priority of Complex Orders, Eliminate Rule 963.1NY, and Amend Rule 980NY to Establish a Complex Order Auction
Comments due: November 23, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-63558
|
SR-NYSEAmex-2010-99 |
| 34-63170 |
Oct. 25, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
Comments due: November 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-98 |
| 34-63136 |
Oct. 20, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Expand the $0.50 Strike Price Program
Comments due: November 16, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-52 |
| 34-63130 |
Oct. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 of Rule 903G to Permit Certain FLEX Options to Trade under the FLEX Trading Procedures for a Limited Time
Comments due: November 15, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-97 |
| 34-63072 |
Oct. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List
Comments due: November 9, 2010
Additional Materials: Exhibit 5; Correction: Release No. 34-63072A
|
| Third Quarter |
SR-NYSEAmex-2010-92 |
| 34-62987 |
Sep. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 4560 - NYSE Amex Equities to Correspond with a Rule Change Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: October 20, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-95 |
| 34-62971 |
Sep. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Requirement for Floor Official Approval for Certain Halts of Nasdaq Securities Traded via UTP
Comments due: October 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-71 |
| 34-62963 |
Sep. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 36
Comments due: October 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-80 |
| 34-62961 |
Sep. 21, 2010 |
Order Approving a Proposed Rule Change Amending its List to Reflect Fees Charged for Co-Location Services
See also: Notice: Rel. No. 34-62731
|
SR-NYSEAmex-2010-96 |
| 34-62947 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 to Adopt Pricing Obligations for Designated Market Makers
Comments due: October 15, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-63255
|
SR-NYSEAmex-2010-94 |
| 34-62941 |
Sep. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto
Comments due: October 15, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-25 |
| 34-62923 |
Sep. 15, 2010 |
Order Approving Proposed Rule Changes Amending Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Additional File Nos.: SR-NYSE-2010-20
See also: Notice: Rel. No. 34-62311
|
SR-NYSEAmex-2010-60 |
| 34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62332
|
SR-NYSEAmex-2010-63 |
| 34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also: Notice: Rel. No. 34-62412
|
SR-NYSEAmex-2010-89 |
| 34-62857 |
Sep. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to UTP
Comments due: October 5, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-87 |
| 34-62851 |
Sep. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Commentary .06 to Rule 935NY Related to the Exposure of Reserve Orders
Comments due: October 4, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-91 |
| 34-62831 |
Sep. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes from Archipelago Securities LLC
Comments due: October 1, 2010
|
SR-NYSEAmex-2010-90 |
| 34-62825 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend the Exchange Price List
Comments due: September 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-86 |
| 34-62820 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2011
Comments due: September 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-88 |
| 34-62814 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot
Comments due: September 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-60 |
| 34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62730
|
SR-NYSEAmex-2010-85 |
| 34-62792 |
Aug. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107B - NYSE Amex Equities to Revise the Quoting Requirement
Comments due: September 28, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-63 |
| 34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
SR-NYSEAmex-2010-80 |
| 34-62731 |
Aug. 16, 2010 |
Notice of Filing of Proposed Rule Change Amending its Price List to Reflect Fees Charged For Co-Location Services
Comments due: September 10, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-62961
|
SR-NYSEAmex-2010-60 |
| 34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca2010-58
See also: Notice: Rel. No. 34-62332
|
SR-NYSEAmex-2010-79 |
| 34-62707 |
Aug. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts
Comments due: September 9, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-63 |
| 34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also: Notice: Rel. No. 34-62412
|
SR-NYSEAmex-2010-81 |
| 34-62671 |
Aug. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending its Fee Schedule
Comments due: September 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-82 |
| 34-62668 |
Aug. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 15 - NYSE Amex Equities to Clarify Use of the Last Sale on the Exchange as the Reference Price and to Define the Reference Price of a Security in the Event that There is No Last Sale in that Security on the Exchange
Comments due: September 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-77 |
| 34-62667 |
Aug. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY
Comments due: September 7, 2010
|
SR-NYSEAmex-2010-73 |
| 34-62626 |
Aug. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due: August 31, 2010
|
SR-NYSEAmex-2010-74 |
| 34-62606 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC that Constitutes a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 128(g)
Comments due: August 26, 2010
|
SR-NYSEAmex-2010-75 |
| 34-62599 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend Certain of Its Rules in Connection with the Decommissioning of the Odd-Lot System
Comments due: August 26, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-53 |
| 34-62578 |
Jul. 27, 2010 |
Order Approving Proposed Rule Changes Amending The Exchanges' Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Other File No.: SR-NYSE-2010-43
See also: Notice: Rel. No. 34-62303
|
SR-NYSEAmex-2010-72 |
| 34-62572 |
Jul. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 123G - NYSE Amex Equities and Adopting New Rule 5290 - NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: August 23, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-70 |
| 34-62540 |
Jul. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from July 31, 2010 to December 31, 2010
Comments due: August 17, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-68 |
| 34-62526 |
Jul. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule
Comments due: August 16, 2010
|
SR-NYSEAmex-2010-69 |
| 34-62488 |
Jul. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing a Fee and Credit Structure for Trading Nasdaq-Listed Securities on the Exchange Pursuant to Unlisted Trading Privileges and Implementing a New Fee for Crossing Session II for Both Listed and Traded Securities
Comments due: August 9, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-31 |
| 34-62479 |
Jul. 9, 2010 |
Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed to Accommodate the Trading of Nasdaq-Listed Securities on the Exchange
Comments due: August 5, 2010
See also: Notice: Rel. No. 34-61890
|
SR-NYSEAmex-2010-61 |
| 34-62477 |
Jul. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures with Respect to Comparison of Executed Transactions
Other File No.: SR-NYSE-2010-48
Comments due: August 6, 2010
|
SR-NYSEAmex-2010-65 |
| 34-62462 |
Jul. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 46 — NYSE Amex Equities to Permit the Exchange Chairman to Designate More or Less than Twenty (20) Floor Governors, as Needed
Comments due: August 4, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-64 |
| 34-62459 |
Jul. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule With Respect to Firm Proprietary - Manual Tiered Pricing
Comments due: August 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-66 |
| 34-62452 |
Jul. 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due: August 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-67 |
| 34-62449 |
Jul. 2, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NYSE Amex LLC to Expand its $1 Strike Program
Comments due: August 3, 2010
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-NYSEAmex-2010-63 |
| 34-62412 |
Jun. 30, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C to Add Additional Securities to the Pilot Rule
Comments due: July 19, 2010
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.
|
SR-NYSEAmex-2010-59 |
| 34-62405 |
Jun. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Maker Authorized Traders
Comments due: July 29, 2010
|
SR-NYSEAmex-2010-58 |
| 34-62376 |
Jun. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend the Bylaws of NYSE Euronext to Adopt a Majority Voting Standard in Uncontested Elections of Directors
Comments due: July 23, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-62 |
| 34-62370 |
Jun. 23, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Expand and Permanently Establish Its Short Term Option Program
Comments due: July 21, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-54 |
| 34-62357 |
Jun. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution
Comments due: July 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-57 |
| 34-62354 |
Jun. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 to Provide that Certain References in Exchange Rules should be Understood to Also Include FINRA, as Applicable
Comments due: July 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-60 |
| 34-62332 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions
Comments due: July 19, 2010
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.
|
SR-NYSEAmex-2010-25 |
| 34-62311 |
Jun. 17, 2010 |
Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Comments due: July 15, 2010
See also: Order: Rel. No. 34-62923
|
SR-NYSEAmex-2010-53 |
| 34-62303 |
Jun. 16, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending its Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Comments due: July 14, 2010
Additional Materials: Exhibit 5
Comments received are available for this notice.
See also: Order: Rel. No. 34-62578
|
SR-NYSEAmex-2010-50 |
| 34-62293 |
Jun. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010
Comments due: July 14, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-56 |
| 34-62283 |
Jun. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C to Clarify Reopening Procedures
Comments due: July 8, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-55 |
| 34-62273 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY to Provide that the Exchange Will Halt Trading When An Underlying Security is the Subject of a Trading Pause
Comments due: July 8, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-49 |
| 34-62263 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rescind Rule 60A &8212; NYSE Amex Equities
Comments due: July 8, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-46 |
| 34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also: Notice: Rel. No. 34-62127
|
SR-NYSEAmex-2010-37 |
| 34-62250 |
Jun. 9, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Listing and Trading Options on the ETFS Palladium Trust and the ETFS Platinum Trust
Additional File No.: SR-NYSEArca-2010-25
See also: Notice: Rel. No. 34-61989
|
SR-NYSEAmex-2010-51 |
| 34-62248 |
Jun. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid-Ask Parameters During Auctions
Comments due: July 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-48 |
| 34-62239 |
Jun. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4) — NYSE Amex Equities to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc.
Comments due: July 6, 2010
|
SR-NYSEAmex-2010-47 |
| 34-62224 |
Jun. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting Rules 352(e)-(g) — NYSE Amex Equities and Adopting New Rule 3240 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: July 1, 2010
|
SR-NYSEAmex-2010-35 |
| 34-62187 |
May 27, 2010 |
Order Approving Proposed Rule Change to Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees
See also: Notice: Rel. No. 34-61936
|
SR-NYSEAmex-2010-43 |
| 34-62169 |
May 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Reporting Requirements Punishable Under its MRVP
Comments due: June 24, 2010
|
SR-NYSEAmex-2010-44 |
| 34-62168 |
May 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP
Comments due: June 24, 2010
|
SR-NYSEAmex-2010-45 |
| 34-62143 |
May 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Deleting Rule 413 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: June 17, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-46 |
| 34-62127 |
May 19, 2010 |
Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C to Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More
Comments due: June 3, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-62252
Comments received are available for this notice.
|
SR-NYSEAmex-2010-40 |
| 34-62084 |
May 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules Extending the Maximum Term of FLEX Index and FLEX Equity Options and to Establish a new Pilot Program
Comments due: June 8, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-41 |
| 34-62067 |
May 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index Linked Securities
Comments due: June 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-42 |
| 34-62041 |
May 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-NYSEAmex-2010-26 |
| 34-62014 |
May 3, 2010 |
Order Approving a Proposed Rule Change Deleting Rule 446 — NYSE Amex Equities and Adopting New Rule 4370 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
See also: Notice: Rel. No. 34-61744
|
SR-NYSEAmex-2010-37 |
| 34-61989 |
Apr. 27, 2010 |
Notice of Filing of Proposed Rule Change Amending Commentary to Rule 915 and Rule 916
Comments due: May 26, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-62250
|
SR-NYSEAmex-2010-39 |
| 34-61978 |
Apr. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 and Adopting Rule 903A
Comments due: May 21, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-35 |
| 34-61936 |
Apr. 16, 2010 |
Notice of Filing of Proposed Rule Change to Establish the NYSE Amex Trades Service and the NYSE Amex BBO Service and Related Fees
Comments due: May 13, 2010
See also: Order: Rel. No. 34-62187
|
SR-NYSEAmex-2010-38 |
| 34-61921 |
Apr. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 Commentary .06
Comments due: May 13, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-31 |
| 34-61890 |
Apr. 12, 2010 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Adopt, as a Pilot Program, a New NYSE Amex Equities Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to a Grant of Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed to Accommodate the Trading of Nasdaq-Listed Securities on the Exchange
Comments due: May 10, 2010
Additional Materials: Exhibit 5
See also: Notice/Order: Rel. No. 34-62479
|
SR-NYSEAmex-2010-36 |
| 34-61864 |
Apr. 7, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Professional Customers and to Make Certain Other Changes to its Options Fee Schedule
Comments due: May 5, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-30 |
| 34-61849 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule
Comments due: May 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-34 |
| 34-61847 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 In Order to Update Functionality Relating to the Entry of D-Quotes and Pegging E-Quotes
Comments due: May 4, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-33 |
| 34-61841 |
Apr. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Rule 107B - NYSE Amex Equities Until the Earlier of the Securities and Exchange Commission's Approval to Make Such Pilot Permanent or September 30, 2010
Comments due: May 3, 2010
Additional Materials: Exhibit 5
|
| First Quarter |
SR-NYSEAmex-2010-32 |
| 34-61815 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes from Archipelago Securities LLC
Comments due: April 28, 2010
|
SR-NYSEAmex-2010-29 |
| 34-61809 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 to Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 to Clarify the Scope of Authority Vested in the Chief Executive Officer
Comments due: April 28, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-09 |
| 34-61807 |
Mar. 31, 2010 |
Order Granting Approval of Proposed Rule Change Amending its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
See also: Notice: Rel. No. 34-61571
|
SR-NYSEAmex-2010-18 |
| 34-61818 |
Mar. 31, 2010 |
Notice of Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Designation of a "Professional Customer"
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-61629
|
SR-NYSEAmex-2010-07 |
| 34-61788 |
Mar. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Fee Schedule
Comments due: April 22, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-24 |
| 34-61774 |
Mar. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Exchange Liability
Comments due: April 21, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-27 |
| 34-61755 |
Mar. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 127 to Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Amex Quotation
Comments due: April 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-26 |
| 34-61744 |
Mar. 19, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Deleting Rule 446 – NYSE Amex Equities and Adopting new Rule 4370 – NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: April 16, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-62014
|
SR-NYSEAmex-2010-21 |
| 34-61726 |
Mar. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Cabinet Trades
Comments due: April 14, 2010
|
SR-NYSEAmex-2010-28 |
| 34-61725 |
Mar. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Proposing to Extend the Operation of Its New Market Model Pilot Currently Scheduled to Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or September 30, 2010
Comments due: April 14, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-23 |
| 34-61705 |
Mar. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 390
Comments due: April 12, 2010
|
SR-NYSEAmex-2010-19 |
| 34-61670 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Monthly ATP Fee for All Options Market Makers and to Reduce the Per-Contract Transaction Fee for Non-Directed Options Market Makers
Comments due: April 5, 2010
|
SR-NYSEAmex-2010-16 |
| 34-61643 |
Mar. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 993NY and 945
Comments due: April 1, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-18 |
| 34-61629 |
Mar. 2, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC, Relating to the Designation of a "Professional Customer"
Comments due: March 30, 2010
See also: Notice/Order: Rel. No. 34-61818
Additional Materials: Exhibit 5
|
SR-NYSEAMEX-2010-11 |
| 34-61627 |
Mar. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 to Add a Provision for Violations Relating to Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade
Comments due: March 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-20 |
| 34-61619 |
Mar. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend its Price List
Comments due: March 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-10 |
| 34-61615 |
Mar. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Fee Schedule
Comments due: March 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-17 |
| 34-61614 |
Mar. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Amex Equities Rule 123C to Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rules 13 and 15
Comments due: March 29, 2010
|
SR-NYSEAmex-2010-15 |
| 34-61611 |
Mar. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or June 1, 2010
Comments due: March 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-09 |
| 34-61571 |
Feb. 23, 2010 |
Notice of Filing of Proposed Rule Change Amending its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
Comments due: March 22, 2010
See also: Order: Rel. No. 34-61807
|
SR-NYSEAmex-2010-13 |
| 34-61556 |
Feb. 22, 2010 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Amex LLC Changing Certain NYSE Amex Equities Rules to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: March 23, 2010
|
SR-NYSEAmex-2010-14 |
| 34-61535 |
Feb. 18, 2010 |
Notice of Filing of Proposed Rule Change Amending Position Limits for Certain Exchange Traded Funds
Comments due: March 12, 2010
Comments received are available for this notice.
 Submit comments on SR-NYSEAmex-2010-14
|
SR-NYSEAmex-2010-04 |
| 34-61499 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 991 Options Communications
Comments due: March 3, 2010
|
SR-NYSEAmex-2009-86 |
| 34-61483 |
Feb. 3, 2010 |
Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos: SR-CBOE-2010-007; SR-ISE-2009-106; and SR-NYSEArca-2009-110
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-61223
|
SR-NYSEAmex-2010-08 |
| 34-61479 |
Feb. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY Trading Differentials
Comments due: March 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-06 |
| 34-61471 |
Feb. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due: March 2, 2010
|
SR-NYSEAmex-2009-85 |
| 34-61403 |
Jan. 22, 2010 |
Order Approving Proposed Rule Change to Establish the NYSE Amex Realtime Reference Prices Service
See also: Notice: Rel. No. 34-61144
|
SR-NYSEAmex-2010-05 |
| 34-61402 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters For, and Guidance on the Application of, the Exchange’s Gap Quote Policy
Comments due: February 18, 2010
|
SR-NYSEAmex-2010-02 |
| 34-61394 |
Jan. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 975NY
Comments due: February 17, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-03 |
| 34-61360 |
Jan. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452 – NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide to Insert a Date (January 1, 2010) that was Inadvertently Omitted in a Previous Rule Change
Comments due: February 12, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2009-94 |
| 34-61343 |
Jan. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Commentary .01 to Rule 903G
Comments due: February 11, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-01 |
| 34-61324 |
Jan. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Options Fee Schedule
Comments due: February 5, 2010
|
SR-NYSEAmex-2009-102 |
| 34-61310 |
Jan. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Modify its Liquidity Credits and Establish Separate Liquidity Credits for Supplemental Liquidity Providers
Comments due: February 4, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2009-98 |
| 34-61308 |
Jan. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Adopting New Rule 107B — NYSE Amex Equities to Establish a New Class of NYSE Amex Equities Market Participants Referred to as "Supplemental Liquidity Providers" or "SLPs"
Comments due: February 5, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2009-100 |
| 34-61293 |
Jan. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 18 to Eliminate the $500 Minimum Net Loss Requirement for a Member Organization to Seek Compensation in the Event of an Exchange System Failure
Comments due: February 2, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2009-93 |
| 34-61292 |
Jan. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452 — NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide Regarding Broker Discretionary Voting for Election of Directors and on Material Amendments to Investment Advisory Contracts
Comments due: February 2, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2009-95 |
| 34-61291 |
Jan. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Establish Registered Representative Fees
Comments due: February 2, 2010
|
SR-NYSEAmex-2009-82 |
| 34-61276 |
Jan. 4, 2010 |
Order Approving a Proposed Rule Change Rescinding NYSE Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange’s Gap Quote Policy
See also: Notice: Rel. No. 34-61049
|
| Release No. |
Date |
Details |
SR-NYSEAmex-2010-125 |
| 34-63644 |
Jan. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange Price List
Comments due: February 1, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-124 |
| 34-63601 |
Dec. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges
Comments due: January 19, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-123 |
| 34-63615 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due: January 26, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-122 |
| 34-63620 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due: January 26, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-121 |
| 34-63613 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Amex Equities Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii)
Comments due: January 26, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-120 |
| 34-63552 |
Dec. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing Strike Price Intervals of $1 and Increasing Position and Exercise Limits with Respect to Options on the KBW Bank Index
Comments due: January 11, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-119 |
| 34-63553 |
Dec. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Establish Royalty Fees for Non-Customer Executions in Options Based on the KBW Bank Index
Comments due: January 11, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-118 |
| 34-63555 |
Dec. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .11(a) to NYSE Amex Options Rule 915 to Permit Trading Options on Leveraged Exchange-Traded Notes and Broaden the Definition of Futures Linked Securities
Comments due: January 12, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-117 |
| 34-63501 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C to Extend the Effective Date of the Pilot
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-116 |
| 34-63480 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-114 |
| 34-63475 |
Dec. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reestablishing a Pilot Program Relating to Cabinet Trades Until June 1, 2011
Comments due: January 4, 2011
|
SR-NYSEAmex-2010-113 |
| 34-63541 |
Dec. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011
Comments due: January 10, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-112 |
| 34-63413 |
Dec. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List with Respect to Nasdaq Securities Traded Pursuant to Unlisted Trading Privileges
Comments due: December 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-111 |
| 34-63454 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from December 31, 2010 to August 1, 2011
Comments due: January 3, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-110 |
| 34-63537 |
Dec. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C - NYSE Amex Equities to Clarify that Exchange Systems Enforce Rule 123C with Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m.
Comments due: January 11, 2011
|
SR-NYSEAmex-2010-109 |
| 34-63773 |
Jan. 25, 2011 |
Order Granting Approval of Proposed Rule Change Regarding the Listing of Options Series with $1 Strike Prices
|
| 34-63463 |
Dec. 8, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules Regarding the Listing of Options Series with $1 Strike Prices
Comments due: January 4, 2011
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-108 |
| 34-63418 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Market and Stop Orders in Nasdaq-Listed Securities Traded on the Exchange
Comments due: December 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-107 |
| 34-63393 |
Nov. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Option Trading Rules in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2011
Comments due: December 27, 2010
|
SR-NYSEAmex-2010-106 |
| 34-63381 |
Nov. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: December 27, 2010
|
SR-NYSEAmex-2010-105 |
| 34-63287 |
Nov. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making a Technical Amendment to Its Rules to Insert the Specific Date for the Additional Expiration Months Pilot Program
Comments due: December 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-104 |
| 34-63337 |
Nov. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Delta Hedging Exemption Available for Equity Options Position Limits and Adopting a Delta Hedging Exemption from Certain Index Options Position Limits
Comments due: December 15, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-103 |
| 34-63366 |
Nov. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Amex LLC Company Guide to Adopt Additional Criteria for Listing Special Purpose Acquisition Companies (SPACs) That Have Indicated That Their Business Plan Is To Engage in a Merger or Acquisition with an Unidentified Company or Companies
Comments due: December 21, 2010
|
SR-NYSEAmex-2010-102 |
| 34-63228 |
Nov. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Maximum Order Size Accepted by Floor Broker Systems from 25,000,000 Shares to 99,000,000 Shares
Comments due: November 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-101 |
| 34-63274 |
Nov. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Options Fee Schedule to Reflect Fees Charged for Co-location Services
Comments due: December 6, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-100 |
| 34-63558 |
Dec. 16, 2010 |
Order Approving a Proposed Rule Change Relating to Complex Orders
|
| 34-63187 |
Oct. 27, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY(h) to Define Stock/Complex Orders, Rule 963NY(d) to Update and Clarify the Priority of Complex Orders, Eliminate Rule 963.1NY, and Amend Rule 980NY to Establish a Complex Order Auction
Comments due: November 23, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-99 |
| 34-63170 |
Oct. 25, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
Comments due: November 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-98 |
| 34-63136 |
Oct. 20, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Expand the $0.50 Strike Price Program
Comments due: November 16, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-97 |
| 34-63072 |
Oct. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List
Comments due: November 9, 2010
Additional Materials: Exhibit 5; Correction: Release No. 34-63072A
|
SR-NYSEAmex-2010-96 |
| 34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEArca-2010-83
|
| 34-62947 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 to Adopt Pricing Obligations for Designated Market Makers
Comments due: October 15, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-95 |
| 34-62971 |
Sep. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Requirement for Floor Official Approval for Certain Halts of Nasdaq Securities Traded via UTP
Comments due: October 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-94 |
| 34-62941 |
Sep. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto
Comments due: October 15, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-92 |
| 34-62987 |
Sep. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 4560 - NYSE Amex Equities to Correspond with a Rule Change Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: October 20, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-91 |
| 34-62831 |
Sep. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes from Archipelago Securities LLC
Comments due: October 1, 2010
|
SR-NYSEAmex-2010-90 |
| 34-62825 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend the Exchange Price List
Comments due: September 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-89 |
| 34-62857 |
Sep. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to UTP
Comments due: October 5, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-88 |
| 34-62814 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot
Comments due: September 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-87 |
| 34-62851 |
Sep. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Commentary .06 to Rule 935NY Related to the Exposure of Reserve Orders
Comments due: October 4, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-86 |
| 34-62820 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2011
Comments due: September 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-85 |
| 34-62792 |
Aug. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107B - NYSE Amex Equities to Revise the Quoting Requirement
Comments due: September 28, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-82 |
| 34-62668 |
Aug. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 15 - NYSE Amex Equities to Clarify Use of the Last Sale on the Exchange as the Reference Price and to Define the Reference Price of a Security in the Event that There is No Last Sale in that Security on the Exchange
Comments due: September 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-81 |
| 34-62671 |
Aug. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending its Fee Schedule
Comments due: September 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-80 |
| 34-62961 |
Sep. 21, 2010 |
Order Approving a Proposed Rule Change Amending its List to Reflect Fees Charged for Co-Location Services
|
| 34-62731 |
Aug. 16, 2010 |
Notice of Filing of Proposed Rule Change Amending its Price List to Reflect Fees Charged For Co-Location Services
Comments due: September 10, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-79 |
| 34-62707 |
Aug. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts
Comments due: September 9, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-77 |
| 34-62667 |
Aug. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY
Comments due: September 7, 2010
|
SR-NYSEAmex-2010-75 |
| 34-62599 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend Certain of Its Rules in Connection with the Decommissioning of the Odd-Lot System
Comments due: August 26, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-74 |
| 34-62606 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC that Constitutes a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 128(g)
Comments due: August 26, 2010
|
SR-NYSEAmex-2010-73 |
| 34-62626 |
Aug. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due: August 31, 2010
|
SR-NYSEAmex-2010-72 |
| 34-62572 |
Jul. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 123G - NYSE Amex Equities and Adopting New Rule 5290 - NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: August 23, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-71 |
| 34-62963 |
Sep. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 36
Comments due: October 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-70 |
| 34-62540 |
Jul. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from July 31, 2010 to December 31, 2010
Comments due: August 17, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-69 |
| 34-62488 |
Jul. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing a Fee and Credit Structure for Trading Nasdaq-Listed Securities on the Exchange Pursuant to Unlisted Trading Privileges and Implementing a New Fee for Crossing Session II for Both Listed and Traded Securities
Comments due: August 9, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-68 |
| 34-62526 |
Jul. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule
Comments due: August 16, 2010
|
SR-NYSEAmex-2010-67 |
| 34-62449 |
Jul. 2, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NYSE Amex LLC to Expand its $1 Strike Program
Comments due: August 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-66 |
| 34-62452 |
Jul. 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due: August 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-65 |
| 34-62462 |
Jul. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 46 — NYSE Amex Equities to Permit the Exchange Chairman to Designate More or Less than Twenty (20) Floor Governors, as Needed
Comments due: August 4, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-64 |
| 34-62459 |
Jul. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule With Respect to Firm Proprietary - Manual Tiered Pricing
Comments due: August 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-63 |
| 34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NSX-2010-08
|
| 34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
| 34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
| 34-62412 |
Jun. 30, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C to Add Additional Securities to the Pilot Rule
Comments due: July 19, 2010
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NYSEAmex-2010-62 |
| 34-62370 |
Jun. 23, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC to Expand and Permanently Establish Its Short Term Option Program
Comments due: July 21, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-61 |
| 34-62477 |
Jul. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures with Respect to Comparison of Executed Transactions
Other File No.: SR-NYSE-2010-48
Comments due: August 6, 2010
|
SR-NYSEAmex-2010-60 |
| 34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca-2010-58
|
| 34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca-2010-58
|
| 34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEArca2010-58
|
| 34-62332 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions
Comments due: July 19, 2010
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NYSEAmex-2010-59 |
| 34-62405 |
Jun. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Maker Authorized Traders
Comments due: July 29, 2010
|
SR-NYSEAmex-2010-58 |
| 34-62376 |
Jun. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend the Bylaws of NYSE Euronext to Adopt a Majority Voting Standard in Uncontested Elections of Directors
Comments due: July 23, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-57 |
| 34-62354 |
Jun. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 to Provide that Certain References in Exchange Rules should be Understood to Also Include FINRA, as Applicable
Comments due: July 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-56 |
| 34-62283 |
Jun. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C to Clarify Reopening Procedures
Comments due: July 8, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-55 |
| 34-62273 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY to Provide that the Exchange Will Halt Trading When An Underlying Security is the Subject of a Trading Pause
Comments due: July 8, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-54 |
| 34-62357 |
Jun. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution
Comments due: July 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-53 |
| 34-62578 |
Jul. 27, 2010 |
Order Approving Proposed Rule Changes Amending The Exchanges' Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Other File No.: SR-NYSE-2010-43
|
| 34-62303 |
Jun. 16, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending its Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Comments due: July 14, 2010
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NYSEAmex-2010-52 |
| 34-63130 |
Oct. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 of Rule 903G to Permit Certain FLEX Options to Trade under the FLEX Trading Procedures for a Limited Time
Comments due: November 15, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-51 |
| 34-62248 |
Jun. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid-Ask Parameters During Auctions
Comments due: July 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-50 |
| 34-62293 |
Jun. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010
Comments due: July 14, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-49 |
| 34-62263 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rescind Rule 60A &8212; NYSE Amex Equities
Comments due: July 8, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-48 |
| 34-62239 |
Jun. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4) — NYSE Amex Equities to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc.
Comments due: July 6, 2010
|
SR-NYSEAmex-2010-47 |
| 34-62224 |
Jun. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting Rules 352(e)-(g) — NYSE Amex Equities and Adopting New Rule 3240 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: July 1, 2010
|
SR-NYSEAmex-2010-46 |
| 34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
|
| 34-62127 |
May 19, 2010 |
Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C to Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More
Comments due: June 3, 2010
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NYSEAmex-2010-45 |
| 34-62143 |
May 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Deleting Rule 413 — NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: June 17, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-44 |
| 34-62168 |
May 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP
Comments due: June 24, 2010
|
SR-NYSEAmex-2010-43 |
| 34-62169 |
May 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Reporting Requirements Punishable Under its MRVP
Comments due: June 24, 2010
|
SR-NYSEAmex-2010-42 |
| 34-62041 |
May 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-NYSEAmex-2010-41 |
| 34-62067 |
May 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index Linked Securities
Comments due: June 7, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-40 |
| 34-62084 |
May 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules Extending the Maximum Term of FLEX Index and FLEX Equity Options and to Establish a new Pilot Program
Comments due: June 8, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-39 |
| 34-61978 |
Apr. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 and Adopting Rule 903A
Comments due: May 21, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-38 |
| 34-61921 |
Apr. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 Commentary .06
Comments due: May 13, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-37 |
| 34-62250 |
Jun. 9, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Listing and Trading Options on the ETFS Palladium Trust and the ETFS Platinum Trust
Additional File No.: SR-NYSEArca-2010-25
|
| 34-61989 |
Apr. 27, 2010 |
Notice of Filing of Proposed Rule Change Amending Commentary to Rule 915 and Rule 916
Comments due: May 26, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-36 |
| 34-61864 |
Apr. 7, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Professional Customers and to Make Certain Other Changes to its Options Fee Schedule
Comments due: May 5, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-35 |
| 34-62187 |
May 27, 2010 |
Order Approving Proposed Rule Change to Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees
|
| 34-61936 |
Apr. 16, 2010 |
Notice of Filing of Proposed Rule Change to Establish the NYSE Amex Trades Service and the NYSE Amex BBO Service and Related Fees
Comments due: May 13, 2010
|
SR-NYSEAmex-2010-34 |
| 34-61847 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 In Order to Update Functionality Relating to the Entry of D-Quotes and Pegging E-Quotes
Comments due: May 4, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-33 |
| 34-61841 |
Apr. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Rule 107B - NYSE Amex Equities Until the Earlier of the Securities and Exchange Commission's Approval to Make Such Pilot Permanent or September 30, 2010
Comments due: May 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-32 |
| 34-61815 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes from Archipelago Securities LLC
Comments due: April 28, 2010
|
SR-NYSEAmex-2010-31 |
| 34-62479 |
Jul. 9, 2010 |
Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed to Accommodate the Trading of Nasdaq-Listed Securities on the Exchange
Comments due: August 5, 2010
|
| 34-61890 |
Apr. 12, 2010 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Adopt, as a Pilot Program, a New NYSE Amex Equities Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to a Grant of Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed to Accommodate the Trading of Nasdaq-Listed Securities on the Exchange
Comments due: May 10, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-30 |
| 34-61849 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule
Comments due: May 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-29 |
| 34-61809 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 to Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 to Clarify the Scope of Authority Vested in the Chief Executive Officer
Comments due: April 28, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-28 |
| 34-61725 |
Mar. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Proposing to Extend the Operation of Its New Market Model Pilot Currently Scheduled to Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or September 30, 2010
Comments due: April 14, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-27 |
| 34-61755 |
Mar. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 127 to Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Amex Quotation
Comments due: April 19, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-26 |
| 34-62014 |
May 3, 2010 |
Order Approving a Proposed Rule Change Deleting Rule 446 – NYSE Amex Equities and Adopting New Rule 4370 – NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
|
| 34-61744 |
Mar. 19, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Deleting Rule 446 – NYSE Amex Equities and Adopting new Rule 4370 – NYSE Amex Equities to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: April 16, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-25 |
| 34-62923 |
Sep. 15, 2010 |
Order Approving Proposed Rule Changes Amending Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Additional File Nos.: SR-NYSE-2010-20
|
| 34-62311 |
Jun. 17, 2010 |
Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Comments due: July 15, 2010
|
SR-NYSEAmex-2010-24 |
| 34-61774 |
Mar. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Exchange Liability
Comments due: April 21, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-23 |
| 34-61705 |
Mar. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 390
Comments due: April 12, 2010
|
SR-NYSEAmex-2010-21 |
| 34-61726 |
Mar. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Cabinet Trades
Comments due: April 14, 2010
|
SR-NYSEAmex-2010-20 |
| 34-61619 |
Mar. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Amend its Price List
Comments due: March 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-19 |
| 34-61670 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Monthly ATP Fee for All Options Market Makers and to Reduce the Per-Contract Transaction Fee for Non-Directed Options Market Makers
Comments due: April 5, 2010
|
SR-NYSEAmex-2010-18 |
| 34-61818 |
Mar. 31, 2010 |
Notice of Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Designation of a "Professional Customer"
Comments due: 21 days after publication in the Federal Register
|
| 34-61629 |
Mar. 2, 2010 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC, Relating to the Designation of a "Professional Customer"
Comments due: March 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-17 |
| 34-61614 |
Mar. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Amex Equities Rule 123C to Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rules 13 and 15
Comments due: March 29, 2010
|
SR-NYSEAmex-2010-16 |
| 34-61643 |
Mar. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 993NY and 945
Comments due: April 1, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-15 |
| 34-61611 |
Mar. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(9)(a)(1) to Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or June 1, 2010
Comments due: March 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-14 |
| 34-61535 |
Feb. 18, 2010 |
Notice of Filing of Proposed Rule Change Amending Position Limits for Certain Exchange Traded Funds
Comments due: March 12, 2010
Comments received are available for this notice.
Submit comments on SR-NYSEAmex-2010-14
|
SR-NYSEAmex-2010-13 |
| 34-61556 |
Feb. 22, 2010 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Amex LLC Changing Certain NYSE Amex Equities Rules to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: March 23, 2010
|
SR-NYSEAMEX-2010-11 |
| 34-61627 |
Mar. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 to Add a Provision for Violations Relating to Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade
Comments due: March 30, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-10 |
| 34-61615 |
Mar. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Fee Schedule
Comments due: March 29, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-09 |
| 34-61807 |
Mar. 31, 2010 |
Order Granting Approval of Proposed Rule Change Amending its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
|
| 34-61571 |
Feb. 23, 2010 |
Notice of Filing of Proposed Rule Change Amending its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
Comments due: March 22, 2010
|
SR-NYSEAmex-2010-08 |
| 34-61479 |
Feb. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY Trading Differentials
Comments due: March 3, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-07 |
| 34-61788 |
Mar. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Fee Schedule
Comments due: April 22, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-06 |
| 34-61471 |
Feb. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due: March 2, 2010
|
SR-NYSEAmex-2010-05 |
| 34-61402 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters For, and Guidance on the Application of, the Exchange’s Gap Quote Policy
Comments due: February 18, 2010
|
SR-NYSEAmex-2010-04 |
| 34-61499 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 991 Options Communications
Comments due: March 3, 2010
|
SR-NYSEAmex-2010-03 |
| 34-61360 |
Jan. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452 – NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide to Insert a Date (January 1, 2010) that was Inadvertently Omitted in a Previous Rule Change
Comments due: February 12, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-02 |
| 34-61394 |
Jan. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 975NY
Comments due: February 17, 2010
Additional Materials: Exhibit 5
|
SR-NYSEAmex-2010-01 |
| 34-61324 |
Jan. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending its Options Fee Schedule
Comments due: February 5, 2010
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http://www.sec.gov/rules/sro/nyseamex/nyseamexarchive/nyseamexarchive2010.shtml
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