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NYSE Alternext US LLC Rulemaking Archive: 2008

We encourage the public to submit comments on the following NYSE Alternext US LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

* Chronological List
* File Number List

American Stock Exchange (Amex)

Additional Archives

2009 | 2008

Chronological List
Release No. Date Details

SR-NYSEALTR-2008-16
34-59179 Dec. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent the NYSE Alternext Bonds System Fee Schedule which is Currently Set to Expire on December 31, 2008 as well as Make Technical Amendments to the Fee Schedule
Comments due:  January 28, 2009

SR-NYSEALTR-2008-20
34-59176 Dec. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Extending the Implementation of the NYSE Alternext Book Clerk Program from January 1, 2009 through March 31, 2009
Comments due:  January 28, 2009

SR-NYSEALTR-2008-19
34-59170 Dec. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Amend Certain Regulatory Fees Applicable to its Member Organizations
Comments due:  January 27, 2009

SR-NYSEALTR-2008-18
34-59169 Dec. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext US, LLC Equities Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange
Comments due:  January 27, 2009

SR-NYSEALTR-2008-12
34-59144 Dec. 22, 2008 Notice of Filing of Proposed Rule Change to Establish its New Risk Management Gateway Service
Comments due:  January 21, 2009
See also:  Order: Rel. No. 34-59353

SR-NYSEALTR-2008-14
34-59142 Dec. 22, 2008 Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex
Comments due:  21 days after publication in the Federal Register
Additional Materials:  Exhibit 5
See also:  Notice/Order: Rel. No. 34-59472
Comments received are available for this notice.

SR-NYSEALTR-2008-13
34-59120 Dec. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext
Comments due:  January 20, 2009

SR-NYSEALTR-2008-09
34-59045 Dec. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees
Comments due:  December 31, 2008

SR-NYSEALTR-2008-11
34-59027 Nov. 28, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share
Comments due:  December 24, 2008

SR-NTSEALTR-2008-10
34-59022 Nov. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Rules With Those of the New York Stock Exchange
Comments due:  December 24, 2008

SR-NYSEALTR-2008-06
34-59020 Nov. 26, 2008 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange
Comments due:  December 29, 2008

SR-NYSEALTR-2008-04
34-59019 Nov. 26, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange
Comments due:  December 29, 2008

SR-NYSEALTR-2008-07
34-59009 Nov. 24, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker
Comments due:  December 23, 2008

SR-NYSEALTR-2008-08
34-59006 Nov. 24, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Share Options
Comments due:  December 22, 2008

SR-NYSEALTR-2008-05
34-58933 Nov. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Extend its Temporary Program Relating to Section 31-Related Funds
Comments due:  December 10, 2008

SR-NYSEALTR-2008-03
34-58839 Oct. 23, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Relocation of the Trading of Certain Debt Securities Conducted On or Through the Exchange's Legacy Trading Systems and Facilities to An Automated Bond Trading Platform Based on NYSE BondsSM
Comments due:  November 20, 2008

SR-NYSEALTR-2008-02
34-58824 Oct. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Amend NYSE Alternext Equities Rule 123D(4) to Expand that Rule's Trading Halt Condition to Cover All Structured Products
Comments due:  November 17, 2008

File Number List

Release No. Date Details

SR-NYSEALTR-2008-21
34-59233 Jan. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext Equities Rule 103B to Conform to Amendments Filed by the New York Stock Exchange to: 1) Prohibit DMM Units from Communicating with Issuers After Receipt of Notice From the Exchange of the Issuer's Impending Listing; and 2) Provide DMM Unit Marketing Materials to the Issuer Prior to the Scheduled Interview Rather Than the Day Before
Comments due:  February 6, 2009

SR-NYSEALTR-2008-20
34-59176 Dec. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Extending the Implementation of the NYSE Alternext Book Clerk Program from January 1, 2009 through March 31, 2009
Comments due:  January 28, 2009

SR-NYSEALTR-2008-19
34-59170 Dec. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Amend Certain Regulatory Fees Applicable to its Member Organizations
Comments due:  January 27, 2009

SR-NYSEALTR-2008-18
34-59169 Dec. 29, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext US, LLC Equities Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange
Comments due:  January 27, 2009

SR-NYSEALTR-2008-16
34-59179 Dec. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent the NYSE Alternext Bonds System Fee Schedule which is Currently Set to Expire on December 31, 2008 as well as Make Technical Amendments to the Fee Schedule
Comments due:  January 28, 2009

SR-NYSEALTR-2008-14
34-59472 Feb. 27, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish Rules for the Trading of Listed Options
Comments due:  March 27, 2009
Additional Materials: Exhibit 5
34-59142 Dec. 22, 2008 Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex
Comments due:  21 days after publication in the Federal Register
Additional Materials:  Exhibit 5
Comments received are available for this notice.

SR-NYSEALTR-2008-13
34-59120 Dec. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext
Comments due:  January 20, 2009

SR-NYSEALTR-2008-12
34-59353 Feb. 3, 2009 Order Approving Proposed Rule Change to Establish the Risk Management Gateway Service
34-59144 Dec. 22, 2008 Notice of Filing of Proposed Rule Change to Establish its New Risk Management Gateway Service
Comments due:  January 21, 2009

SR-NYSEALTR-2008-11
34-59027 Nov. 28, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share
Comments due:  December 24, 2008

SR-NTSEALTR-2008-10
34-59022 Nov. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Rules With Those of the New York Stock Exchange
Comments due:  December 24, 2008

SR-NYSEALTR-2008-09
34-59045 Dec. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees
Comments due:  December 31, 2008

SR-NYSEALTR-2008-06
34-59020 Nov. 26, 2008 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange
Comments due:  December 29, 2008

SR-NYSEALTR-2008-08
34-59006 Nov. 24, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Share Options
Comments due:  December 22, 2008

SR-NYSEALTR-2008-07
34-59009 Nov. 24, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker
Comments due:  December 23, 2008

SR-NYSEALTR-2008-05
34-58933 Nov. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Extend its Temporary Program Relating to Section 31-Related Funds
Comments due:  December 10, 2008

SR-NYSEALTR-2008-04
34-59019 Nov. 26, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange
Comments due:  December 29, 2008

SR-NYSEALTR-2008-03
34-58839 Oct. 23, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Relocation of the Trading of Certain Debt Securities Conducted On or Through the Exchange's Legacy Trading Systems and Facilities to An Automated Bond Trading Platform Based on NYSE BondsSM
Comments due:  November 20, 2008

SR-NYSEALTR-2008-02
34-58824 Oct. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Amend NYSE Alternext Equities Rule 123D(4) to Expand that Rule's Trading Halt Condition to Cover All Structured Products
Comments due:  November 17, 2008

 

http://www.sec.gov/rules/sro/nysealtr/nysealtrarchive/nysealtr2008.shtml


Modified: 06/11/2009