SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Amendment and Restatement of the Constitution of the Exchange to Reform the Governance and Management Architecture of the Exchange

(Release No. 34-48764; File No. SR-NYSE-2003-34)

  • Comments of Dan Jamieson, December 29, 2003 (File name: djamieson122903.htm)

  • Comments of John S. Reed, Interim Chairman and CEO, New York Stock Exchange, Inc., December 12, 2003 (File name: srnyse200334-16.pdf)

  • Comments of Marc E. Lackritz, President, Securities Industry Association, December 5, 2003 (File name: srnyse200334-11.pdf)

  • Comments of Marc E. Lackritz, President, Securities Industry Association, December 5, 2003 (File name: sia120503.htm)

  • Comments of Charles W. Austin, Jr., Public Investors Arbitration Bar, December 2, 2003 (File name: srnyse200334-10.pdf)

  • Comments of Amy B.R. Lancellotta, Senior Counsel, Investment Company Institute, December 2, 2003 (File name: ici120203.htm)
  • Comments of John S. Reed, Interim Chairman and CEO, New York Stock Exchange, Inc., November 25, 2003 (File name: srnyse200334-7.pdf)
  • Comments of Jack S. Reed, Interim Chairman and CEO, New York Stock Exchange, Inc., November 25, 2003 (File name: srnyse200334-9.pdf)

  • Comments of Sarah A.B. Teslik, Executive Director, Council of Institutional Investors, November 24, 2003 (File name: srnyse200334-15.pdf)
  • Comments of J.P. Allen, Chair, Highway Patrol Retirement System; Robert M. Beck, Chair, Ohio Policy and Fire Pension Fund; Charlie Adkins, Chair, Public Employees Retirement System of Ohio; Eugene E. Norris, Chair, State Teachers Retirement System of Ohio; Barbara J. Miller, Chair, School Employees Retirement System of Ohio, Ohio Retirement Systems, November 24, 2003 (File name: srnyse200334-17.pdf)

  • Comments of Junius W. Peake, Monfort Distinguished Professor of Finance, University of Northern Colorado, November 22, 2003 (File name: jpeake112203.htm)
  • Comments of Alan Hevasi, Comptroller, State of New York; Phil Angelides, Treasurer, State of California; Richard H. Moore, Treasurer, State of North Carolina; Sean Harrigan, President, Board of Administration California Public Employees Retirement System; Jack Ehnes, Chief Executive Officer, California State Teachers' Retirement System; Dale McCormick, Treasurer, Sate of Maine; Randall Edwards, Treasurer, State of Oregon; Michael Fitzgerald, Treasurer, State of Iowa; Jonathan Miller, Treasurer, State of Kentucky; Denise Nappier, Treasurer, State of Connecticut; Brian K. Krolicki, Treasurer, State of Nevada, November 20, 2003 (File name: srnyse200334-12.pdf)

  • Comments of Jack Ehnes, Chief Executive Officer, California State Teachers’ Retirement System, November 20, 2003 (File name: srnyse200334-6.pdf)

  • Comments of Ralph S. Saul, November 12, 2003 (File name: srnyse200334-1.pdf)
  • Comments of Hans R. Keinisch, November 11, 2003 (File name: srnyse200334-14.pdf)

  • Comments of James D. Knotter, November 10, 2003 (File name: srnyse200334-13.pdf)

  • Comments of Sarah A.B. Teslik, Executive Director, Council of Institutional Investors, November 3, 2003 (File name: srnyse200334-9.pdf)

 

http://www.sec.gov/rules/sro/nyse200334.shtml


Modified: 04/06/2004