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NYSE Rulemaking Archive: 2010

We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NYSE File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSE-2010-85
34-63618 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-86
34-63616 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-84
34-63614 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii)
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-83
34-63593 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System
Comments due:  January 18, 2011

SR-NYSE-2010-82
34-63545 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS With the New York Block Exchange LLC
Comments due:  January 11, 2011

SR-NYSE-2010-79
34-63542 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011
Comments due:  January 10, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-75
34-63538 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C to Clarify that Exchange Systems Enforce Rule 123C with Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m.
Comments due:  January 11, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-77
34-63532 Dec. 13, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by New York Stock Exchange LLC in Connection with the Proposal of NYSE Euronext to Eliminate the Requirement of an 80% Supermajority Vote to Amend or Repeal Section 3.1 of its Bylaws
Comments due:  January 7, 2011
See also:  Notice: Rel. No. 34-63792

SR-NYSE-2010-81
34-63500 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C to Extend the Effective Date of the Pilot
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-80
34-63479 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-76
34-63455 Dec. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) from December 31, 2010 to August 1, 2011
Comments due:  January 3, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-74
34-63444 Dec. 6, 2010 Notice of Filing of Proposed Rule Change to Create a Bond Trading License for Member Organizations and Establish Bonds Liquidity Providers as a New Market Class on NYSE Under a Pilot Program
Comments due:  January 3, 2011
See also:  Order: Rel. No. 34-63736

SR-NYSE-2010-73
34-63382 Nov. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  December 27, 2010

SR-NYSE-2010-67
34-63266 Nov. 5, 2010 Order Approving Proposed Rule Change by New York Stock Exchange LLC Changing the NYBX Order Execution Sequence
See also:  Notice: Rel. No. 34-62955

SR-NYSE-2010-69
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also:  Notice: Rel. No. 34-62948

SR-NYSE-2010-71
34-63229 Nov. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Increase the Maximum Order Size Accepted by Floor Broker Systems from 25,000,000 Shares to 99,000,000 Shares
Comments due:  November 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-70
34-63057 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange Price List
Comments due:  November 4, 2010
Additional Materials:   Exhibit 5
Third Quarter

SR-NYSE-2010-68
34-62989 Sep. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 4560 to Correspond with a Rule Change filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  October 20, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-53
34-62964 Sep. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 36
Comments due:  October 18, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-56
34-62960 Sep. 21, 2010 Order Approving a Proposed Rule Change Amending its Price List to Reflect Fees Charged for Co-Location Services
See also:  Notice: Rel. No. 34-62732

SR-NYSE-2010-67
34-62955 Sep. 20, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Relating to Execution Algorithm of NYBX Orders
Comments due:  October 15, 2010
See also:  Order: Rel. No. 34-63266

SR-NYSE-2010-69
34-62948 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change Amending Rule 104 to Adopt Pricing Obligations for Designated Market Makers
Comments due:  October 15, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63255

SR-NYSE-2010-66
34-62940 Sep. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto
Comments due:  October 15, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-20
34-62923 Sep. 15, 2010 Order Approving Proposed Rule Changes Amending Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Additional File Nos.:  SR-NYSEAmex-2010-25
See also:  Notice: Rel. No. 34-62312

SR-NYSE-2010-47
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62333

SR-NYSE-2010-49
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62411

SR-NYSE-2010-59
34-62874 Sep. 9, 2010 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend NYSE Rule 452 and Listed Company Manual Section 402.08 to Eliminate Broker Discretionary Voting on Executive Compensation Matters
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.

SR-NYSE-2010-64
34-62832 Sep. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Certain Equities Orders from Archipelago Securities LLC
Comments due:  October 1, 2010

SR-NYSE-2010-63
34-62826 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend the Exchange Price List
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-61
34-62819 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2011
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-62
34-62813 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of NYSE's Supplemental Liquidity Providers Pilot
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-47
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62730

SR-NYSE-2010-60
34-62791 Aug. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107B to Revise the Quoting Requirements and Add a Volume Requirement
Comments due:  September 28, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-49
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08

SR-NYSE-2010-56
34-62732 Aug. 16, 2010 Notice of Filing of Proposed Rule Change Amending its Price List to Reflect Fees Charged For Co-Location Services
Comments due:  September 10, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62960

SR-NYSE-2010-47
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:  Notice: Rel. No. 34-62333

SR-NYSE-2010-49
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62411

SR-NYSE-2010-57
34-62669 Aug. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 15 to Clarify Use of the Last Sale on the Exchange as the Reference Price and to Define the Reference Price of a Security in the Event that There is No Last Sale in that Security on the Exchange
Comments due:  September 7, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-55
34-62609 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC that Constitutes a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 128(g)
Comments due:  August 26, 2010
Comments received are available for this notice.

SR-NYSE-2010-43
34-62578 Jul. 27, 2010 Order Approving Proposed Rule Changes Amending The Exchanges' Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Other File No.:  SR-NYSEAmex-2010-53
See also:  Notice: Rel. No. 34-62302

SR-NYSE-2010-54
34-62569 Jul. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 123G and Adopting New Rule 5290 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  August 23, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-52
34-62541 Jul. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative date of NYSE Rule 92(c)(3) from July 31, 2010 to December 31, 2010
Comments due:  August 17, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-48
34-62477 Jul. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures with Respect to Comparison of Executed Transactions
Other File No.:  SR-NYSEAmex-2010-61
Comments due:  August 6, 2010

SR-NYSE-2010-50
34-62461 Jul. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 46 to Permit the Exchange Chairman to Designate More or Less than Twenty (20) Floor Governors, as Needed
Comments due:  August 4, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSE-2010-51
34-62455 Jul. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM System to December 31, 2010
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5
Second Quarter

SR-NYSE-2010-49
34-62411 Jun. 30, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C to Add Additional Securities to the Pilot Rule
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.

SR-NYSE-2010-44
34-62356 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 Regarding Order Size Eligible for Automatic Execution
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-46
34-62355 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New Rule 0 to Provide that Certain References in Exchange Rules should be Understood to Also Include FINRA, as Applicable
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-47
34-62333 Jun. 21, 2010 Notice of Filing of Proposed Rule Change Amending Rule 128 Relating to Clearly Erroneous Executions
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.

SR-NYSE-2010-20
34-62312 Jun. 17, 2010 Notice of Filing of Proposed Rule Change Amending NYSE Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Comments due:  July 15, 2010
See also:  Order: Rel. No. 34-62923
Comments received are available for this notice.

SR-NYSE-2010-43
34-62302 Jun. 16, 2010 Notice of Filing of Proposed Rule Change Amending its Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Comments due:  July 14, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62578
Comments received are available for this notice.

SR-NYSE 2010-45
34-62284 Jun. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C to Clarify Reopening Procedures
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-39
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-62126

SR-NYSE 2010-41
34-62240 Jun. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 405(4) to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc.
Comments due:  July 6, 2010

SR-NYSE-2010-42
34-62231 Jun. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010
Comments due:  July 6, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-40
34-62223 Jun. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting NYSE Rules 352(e) - (g) and Adopting New Rule 3240 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  July 1, 2010

SR-NYSE-2010-30
34-62181 May 26, 2010 Order Approving Proposed Rule Change to Establish the NYSE BBO Service
See also:  Notice: Rel. No. 34-61914

SR-NYSE-2010-37
34-62167 May 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP
Comments due:  June 24, 2010

SR-NYSE-2010-36
34-62159 May 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange Price List
Comments due:  June 23, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-38
34-62142 May 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 413 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  June 17, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-39
34-62126 May 19, 2010 Notice of Filing of a Proposed Rule Change Adding Rule 80C to Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More
Comments due:  June 3, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62252
Comments received are available for this notice.

SR-NYSE-2010-34
34-62082 May 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange Price List
Comments due:  June 8, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-22
34-62038 May 5, 2010 Order Approving Proposed Rule Change to Make Permanent a Unit-of-Count Metric Alternative for NYSE OpenBook Products
See also:  Notice: Rel. No. 34-61779

SR-NYSE-2010-23
34-62015 May 3, 2010 Order Approving Proposed Rule Change Deleting NYSE Rule 446 and Adopting New Rule 4370 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
See also:  Notice: Rel. No. 34-61743

SR-NYSE-2010-32
34-61952 Apr. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Immediate Release Policy to Remove the Address Contact Information
Comments due:  May 20, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSE-2010-18
34-61947 Apr. 20, 2010 Order Approving Proposed Rule Change to Amend the Bylaws of NYSE Euronext to Adopt a Majority Voting Standard in Uncontested Elections of Directors
See also:  Notice: Rel. No. 34-61694

SR-NYSE-2010-15
34-61912 Apr. 15, 2010 Order Approving Proposed Rule Change Making Permanent the Exchange’s Pilot Program with Respect to its Continued Listing Standards
See also:  Notice: Rel. No. 34-61657

SR-NYSE-2010-33
34-61923 Apr. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend From May 30, 2010 Until June 30, 2010 the Final Date by Which the Exchange Must Terminate Its Affiliation With NYFIX Securities Corporation
Comments due:  May 13, 2010

SR-NYSE-2010-30
34-61914 Apr. 15, 2010 Notice of Filing of Proposed Rule Change to Establish the NYSE BBO Service
Comments due:  May 13, 2010
See also:  Order: Rel. No. 34-62181

SR-NYSE-2010-29
34-61913 Apr. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Equity Transaction Fee Schedule for Shares Executed on the NYSE MatchPointSM System
Comments due:  May 13, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-31
34-61848 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 70 In Order to Update Functionality Relating to The Entry of D-Quotes and Pegging E-Quotes
Comments due:  May 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-28
34-61840 Apr. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, NYSE Rule 107B Until the Earlier of the Securities and Exchange Commission's Approval to Make Such Pilot Permanent or September 30, 2010
Comments due:  May 3, 2010
Additional Materials:   Exhibit 5
First Quarter

SR-NYSE-2010-27
34-61814 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Certain Equities Orders from Archipelago Securities LLC
Comments due:  April 28, 2010

SR-NYSE-2010-26
34-61810 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1 to Provide for the Designation of Qualified Employees and NYSE Rule 51 to Clarify the Scope of Authority Vested in the Chief Executive Officer
Comments due:  April 28, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-21
34-61780 Mar. 25, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Period for a Revised Unit-of-Count Methodology for NYSE OpenBook
Comments due:  April 22, 2010

SR-NYSE-2010-22
34-61779 Mar. 25, 2010 Notice of Filing of Proposed Rule Change to Make Permanent a Unit-of-Count Metric Alternative for NYSE OpenBook
Comments due:  April 22, 2010
See also:  Order: Rel. No. 34-62038
Comments received are available for this notice.

SR-NYSE-2010-24
34-61756 Mar. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 127 to Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Quotation
Comments due:  April 19, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-23
34-61743 Mar. 19, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 446 and Adopting New Rule 4370 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  April 16, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62015

SR-NYSE-2010-25
34-61724 Mar. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing to Extend the Operation of Its New Market Model Pilot, Currently Scheduled to Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or September 30, 2010
Comments due:  April 14, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-18
34-61694 Mar. 11, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Amend the Bylaws of NYSE Euronext to Adopt a Majority Voting Standard in Uncontested Elections of Directors
Comments due:  April 8, 2010
See also:  Order: Rel. No. 34-61947

SR-NYSE-2010-16
34-61672 Mar. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Adopt a Reservation Fee for Next Generation Trading Floor Booth Space
Comments due:  April 5, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-15
34-61657 Mar. 5, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Making Permanent the Exchange’s Pilot Program with respect to its Continued Listing Standards
Comments due:  April 2, 2010
See also:  Order: Rel. No. 34-61912

SR-NYSE-2010-03
34-61646 Mar. 4, 2010 Order Approving Proposed Rule Change Amending the Rule Governing the Issuance of Trading Licenses
See also:  Notice: Rel. No. 34-61424

SR-NYSE-2010-07
34-61626 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 to Add a Provision for Violations Relating to Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade
Comments due:  March 30, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-12
34-61616 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Rule 123C to Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Rules 13 and 15
Comments due:  March 29, 2010

SR-NYSE-2010-14
34-61613 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend the Exchange Price List
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-11
34-61612 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) to Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or June 1, 2010
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-13
34-61609 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend the Pilot Program in Relation to Certain of its Continued Listing Standards
Comments due:  March 29, 2010

SR-NYSE-2010-08
34-61559 Feb. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Provisions of NYSE Rules 116 and 123C to Repeal the Temporary Provision that Allows the Exchange to Report Multiple Closing Prints to the Consolidated Tape When a Closing Transaction Exceeds 99,999,999 Shares
Comments due:  March 22, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-10
34-61557 Feb. 22, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by New York Stock Exchange LLC Changing Certain NYSE Rules and Rule Interpretations to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  March 23, 2010

SR-NYSE-2010-09
34-61549 Feb. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Time Allowed to Temporarily Suspend Certain NYSE Requirements Relating to the Closing of Securities on the Exchange Which Currently Operates as a Pilot Pursuant to Former NYSE Rule 123C(8)(a)(1) Currently NYSE Rule 123C(9)(a)(1)
Comments due:  March 19, 2010

SR-NYSE-2010-06
34-61520 Feb. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Waiver of all Transaction Fees for Shares Executed on the NYSE MatchPointSM System
Comments due:  March 16, 2010

SR-NYSE-2010-03
34-61424 Jan. 26, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending the Rule Governing the Issuance of Trading Licenses
Comments due:  February 23, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-61646

SR-NYSE-2010-04
34-61409 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS with the New York Block Exchange LLC
Comments due:  February 19, 2010

SR-NYSE-2009-120
34-61406 Jan. 22, 2010 Order Approving Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service
See also:  Notice: Rel. No. 34-61145

SR-NYSE-2010-05
34-61401 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters For, and Guidance on the Application of, the Exchange's Gap Quote Policy
Comments due:  February 18, 2010

SR-NYSE-2010-02
34-61407 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend Certain of its Initial Listing Requirements
Comments due:  February 19, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-01
34-61350 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Waiving All Transaction Fees for Shares Executed on the NYSE MatchPointSM System Until January 29, 2010
Comments due:  February 12, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-117
34-61333 Jan. 12, 2010 Order Approving Proposed Rule Change Amending Its Listing Fees for Structured Products

SR-NYSE-2009-133
34-61309 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify the Liquidity Credits Paid to Supplemental Liquidity Providers
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-135
34-61294 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 18 to Eliminate the $500 Minimum Net Loss Requirement for a Member Organization to Seek Compensation in the Event of an Exchange System Failure
Comments due:  February 2, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-112
34-61275 Jan. 4, 2010 Order Approving a Proposed Rule Change Rescinding Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange’s Gap Quote Policy
See also:  Notice: Rel. No. 34-61048


NYSE File Number List

Release No. Date Details

SR-NYSE-2010-87
34-63642 Jan. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange Price List
Comments due:  February 1, 2011

SR-NYSE-2010-86
34-63616 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-85
34-63618 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or August 1, 2011
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-84
34-63614 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent NYSE Rule 123C(9)(a)(1) and Amending Rule 123C(9)(a)(1)(iii)
Comments due:  January 26, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-83
34-63593 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Permanent the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System
Comments due:  January 18, 2011

SR-NYSE-2010-82
34-63545 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS With the New York Block Exchange LLC
Comments due:  January 11, 2011

SR-NYSE-2010-81
34-63500 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C to Extend the Effective Date of the Pilot
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-80
34-63479 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of the Pilot
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-79
34-63542 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011
Comments due:  January 10, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-77
34-63792 Jan. 28, 2011 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, in Connection with the Proposal of NYSE Euronext to Eliminate the Requirement of an 80% Supermajority Vote to Amend or Repeal Section 3.1 of its Bylaws
34-63532 Dec. 13, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by New York Stock Exchange LLC in Connection with the Proposal of NYSE Euronext to Eliminate the Requirement of an 80% Supermajority Vote to Amend or Repeal Section 3.1 of its Bylaws
Comments due:  January 7, 2011

SR-NYSE-2010-76
34-63455 Dec. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) from December 31, 2010 to August 1, 2011
Comments due:  January 3, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-75
34-63538 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C to Clarify that Exchange Systems Enforce Rule 123C with Respect to Market At-The-Close and Limit At-The-Close Order Entry After 3:45 p.m.
Comments due:  January 11, 2011
Additional Materials:   Exhibit 5

SR-NYSE-2010-74
34-63736 Jan. 19, 2011 Order Approving a Proposed Rule Change to Create a Bond Trading License for Member Organizations and Establish Bonds Liquidity Providers as a New Market Class on NYSE Under a Pilot Program
34-63444 Dec. 6, 2010 Notice of Filing of Proposed Rule Change to Create a Bond Trading License for Member Organizations and Establish Bonds Liquidity Providers as a New Market Class on NYSE Under a Pilot Program
Comments due:  January 3, 2011

SR-NYSE-2010-73
34-63382 Nov. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 5190 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  December 27, 2010

SR-NYSE-2010-71
34-63229 Nov. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Increase the Maximum Order Size Accepted by Floor Broker Systems from 25,000,000 Shares to 99,000,000 Shares
Comments due:  November 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-70
34-63057 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange Price List
Comments due:  November 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-69
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
34-62948 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change Amending Rule 104 to Adopt Pricing Obligations for Designated Market Makers
Comments due:  October 15, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-68
34-62989 Sep. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 4560 to Correspond with a Rule Change filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  October 20, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-67
34-63266 Nov. 5, 2010 Order Approving Proposed Rule Change by New York Stock Exchange LLC Changing the NYBX Order Execution Sequence
34-62955 Sep. 20, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Relating to Execution Algorithm of NYBX Orders
Comments due:  October 15, 2010

SR-NYSE-2010-66
34-62940 Sep. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto
Comments due:  October 15, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-64
34-62832 Sep. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Certain Equities Orders from Archipelago Securities LLC
Comments due:  October 1, 2010

SR-NYSE-2010-63
34-62826 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend the Exchange Price List
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-62
34-62813 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of NYSE's Supplemental Liquidity Providers Pilot
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-61
34-62819 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2011
Comments due:  September 30, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-60
34-62791 Aug. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107B to Revise the Quoting Requirements and Add a Volume Requirement
Comments due:  September 28, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-59
34-62874 Sep. 9, 2010 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend NYSE Rule 452 and Listed Company Manual Section 402.08 to Eliminate Broker Discretionary Voting on Executive Compensation Matters
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.

SR-NYSE-2010-57
34-62669 Aug. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 15 to Clarify Use of the Last Sale on the Exchange as the Reference Price and to Define the Reference Price of a Security in the Event that There is No Last Sale in that Security on the Exchange
Comments due:  September 7, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-56
34-62960 Sep. 21, 2010 Order Approving a Proposed Rule Change Amending its Price List to Reflect Fees Charged for Co-Location Services
34-62732 Aug. 16, 2010 Notice of Filing of Proposed Rule Change Amending its Price List to Reflect Fees Charged For Co-Location Services
Comments due:  September 10, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-55
34-62609 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC that Constitutes a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 128(g)
Comments due:  August 26, 2010
Comments received are available for this notice.

SR-NYSE-2010-54
34-62569 Jul. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 123G and Adopting New Rule 5290 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  August 23, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-53
34-62964 Sep. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 36
Comments due:  October 18, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-52
34-62541 Jul. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative date of NYSE Rule 92(c)(3) from July 31, 2010 to December 31, 2010
Comments due:  August 17, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-51
34-62455 Jul. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM System to December 31, 2010
Comments due:  August 3, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-50
34-62461 Jul. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 46 to Permit the Exchange Chairman to Designate More or Less than Twenty (20) Floor Governors, as Needed
Comments due:  August 4, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSE-2010-49
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08

SR-NYSE-2010-49
34-62411 Jun. 30, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C to Add Additional Securities to the Pilot Rule
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSE-2010-48
34-62477 Jul. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures with Respect to Comparison of Executed Transactions
Other File No.:  SR-NYSEAmex-2010-61
Comments due:  August 6, 2010

SR-NYSE-2010-47
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
34-62333 Jun. 21, 2010 Notice of Filing of Proposed Rule Change Amending Rule 128 Relating to Clearly Erroneous Executions
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSE-2010-46
34-62355 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New Rule 0 to Provide that Certain References in Exchange Rules should be Understood to Also Include FINRA, as Applicable
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5

SR-NYSE 2010-45
34-62284 Jun. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C to Clarify Reopening Procedures
Comments due:  July 8, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-44
34-62356 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 Regarding Order Size Eligible for Automatic Execution
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-43
34-62578 Jul. 27, 2010 Order Approving Proposed Rule Changes Amending The Exchanges' Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Other File No.:  SR-NYSEAmex-2010-53
34-62302 Jun. 16, 2010 Notice of Filing of Proposed Rule Change Amending its Rules to Incorporate the Receipt and Execution of Odd-Lot Interest into the Round Lot Market and Decommission the Use of the "Odd-lot System"
Comments due:  July 14, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSE-2010-42
34-62231 Jun. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) to Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010
Comments due:  July 6, 2010
Additional Materials:   Exhibit 5

SR-NYSE 2010-41
34-62240 Jun. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 405(4) to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc.
Comments due:  July 6, 2010

SR-NYSE-2010-40
34-62223 Jun. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting NYSE Rules 352(e) - (g) and Adopting New Rule 3240 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  July 1, 2010

SR-NYSE-2010-39
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
34-62126 May 19, 2010 Notice of Filing of a Proposed Rule Change Adding Rule 80C to Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More
Comments due:  June 3, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSE-2010-38
34-62142 May 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 413 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  June 17, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-37
34-62167 May 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP
Comments due:  June 24, 2010

SR-NYSE-2010-36
34-62159 May 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange Price List
Comments due:  June 23, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-34
34-62082 May 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange Price List
Comments due:  June 8, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-33
34-61923 Apr. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend From May 30, 2010 Until June 30, 2010 the Final Date by Which the Exchange Must Terminate Its Affiliation With NYFIX Securities Corporation
Comments due:  May 13, 2010

SR-NYSE-2010-32
34-61952 Apr. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Immediate Release Policy to Remove the Address Contact Information
Comments due:  May 20, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NYSE-2010-31
34-61848 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 70 In Order to Update Functionality Relating to The Entry of D-Quotes and Pegging E-Quotes
Comments due:  May 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-30
34-62181 May 26, 2010 Order Approving Proposed Rule Change to Establish the NYSE BBO Service
34-61914 Apr. 15, 2010 Notice of Filing of Proposed Rule Change to Establish the NYSE BBO Service
Comments due:  May 13, 2010

SR-NYSE-2010-29
34-61913 Apr. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Equity Transaction Fee Schedule for Shares Executed on the NYSE MatchPointSM System
Comments due:  May 13, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-28
34-61840 Apr. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, NYSE Rule 107B Until the Earlier of the Securities and Exchange Commission's Approval to Make Such Pilot Permanent or September 30, 2010
Comments due:  May 3, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-27
34-61814 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Certain Equities Orders from Archipelago Securities LLC
Comments due:  April 28, 2010

SR-NYSE-2010-26
34-61810 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1 to Provide for the Designation of Qualified Employees and NYSE Rule 51 to Clarify the Scope of Authority Vested in the Chief Executive Officer
Comments due:  April 28, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-25
34-61724 Mar. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing to Extend the Operation of Its New Market Model Pilot, Currently Scheduled to Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or September 30, 2010
Comments due:  April 14, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-24
34-61756 Mar. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 127 to Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Quotation
Comments due:  April 19, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-23
34-62015 May 3, 2010 Order Approving Proposed Rule Change Deleting NYSE Rule 446 and Adopting New Rule 4370 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
34-61743 Mar. 19, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 446 and Adopting New Rule 4370 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  April 16, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-22
34-62038 May 5, 2010 Order Approving Proposed Rule Change to Make Permanent a Unit-of-Count Metric Alternative for NYSE OpenBook Products
34-61779 Mar. 25, 2010 Notice of Filing of Proposed Rule Change to Make Permanent a Unit-of-Count Metric Alternative for NYSE OpenBook
Comments due:  April 22, 2010
Comments received are available for this notice.

SR-NYSE-2010-21
34-61780 Mar. 25, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Period for a Revised Unit-of-Count Methodology for NYSE OpenBook
Comments due:  April 22, 2010

SR-NYSE-2010-20
34-62923 Sep. 15, 2010 Order Approving Proposed Rule Changes Amending Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Additional File Nos.:  SR-NYSEAmex-2010-25
34-62312 Jun. 17, 2010 Notice of Filing of Proposed Rule Change Amending NYSE Rule 123C to Allow Exchange Systems to Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day
Comments due:  July 15, 2010
Comments received are available for this notice.

SR-NYSE-2010-18
34-61947 Apr. 20, 2010 Order Approving Proposed Rule Change to Amend the Bylaws of NYSE Euronext to Adopt a Majority Voting Standard in Uncontested Elections of Directors
34-61694 Mar. 11, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Amend the Bylaws of NYSE Euronext to Adopt a Majority Voting Standard in Uncontested Elections of Directors
Comments due:  April 8, 2010

SR-NYSE-2010-16
34-61672 Mar. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Adopt a Reservation Fee for Next Generation Trading Floor Booth Space
Comments due:  April 5, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-15
34-61912 Apr. 15, 2010 Order Approving Proposed Rule Change Making Permanent the Exchange’s Pilot Program with Respect to its Continued Listing Standards
34-61657 Mar. 5, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Making Permanent the Exchange’s Pilot Program with respect to its Continued Listing Standards
Comments due:  April 2, 2010

SR-NYSE-2010-14
34-61613 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend the Exchange Price List
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-13
34-61609 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend the Pilot Program in Relation to Certain of its Continued Listing Standards
Comments due:  March 29, 2010

SR-NYSE-2010-12
34-61616 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Rule 123C to Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Rules 13 and 15
Comments due:  March 29, 2010

SR-NYSE-2010-11
34-61612 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) to Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or June 1, 2010
Comments due:  March 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-10
34-61557 Feb. 22, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by New York Stock Exchange LLC Changing Certain NYSE Rules and Rule Interpretations to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  March 23, 2010

SR-NYSE-2010-09
34-61549 Feb. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Time Allowed to Temporarily Suspend Certain NYSE Requirements Relating to the Closing of Securities on the Exchange Which Currently Operates as a Pilot Pursuant to Former NYSE Rule 123C(8)(a)(1) Currently NYSE Rule 123C(9)(a)(1)
Comments due:  March 19, 2010

SR-NYSE-2010-08
34-61559 Feb. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Provisions of NYSE Rules 116 and 123C to Repeal the Temporary Provision that Allows the Exchange to Report Multiple Closing Prints to the Consolidated Tape When a Closing Transaction Exceeds 99,999,999 Shares
Comments due:  March 22, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-07
34-61626 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 to Add a Provision for Violations Relating to Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade
Comments due:  March 30, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-06
34-61520 Feb. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Waiver of all Transaction Fees for Shares Executed on the NYSE MatchPointSM System
Comments due:  March 16, 2010

SR-NYSE-2010-05
34-61401 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters For, and Guidance on the Application of, the Exchange's Gap Quote Policy
Comments due:  February 18, 2010

SR-NYSE-2010-04
34-61409 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS with the New York Block Exchange LLC
Comments due:  February 19, 2010

SR-NYSE-2010-03
34-61646 Mar. 4, 2010 Order Approving Proposed Rule Change Amending the Rule Governing the Issuance of Trading Licenses
34-61424 Jan. 26, 2010 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending the Rule Governing the Issuance of Trading Licenses
Comments due:  February 23, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-02
34-61407 Jan. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend Certain of its Initial Listing Requirements
Comments due:  February 19, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2010-01
34-61350 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Waiving All Transaction Fees for Shares Executed on the NYSE MatchPointSM System Until January 29, 2010
Comments due:  February 12, 2010
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/nyse/nysearchive/nysearchive2010.shtml


Modified: 03/17/2011