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NYSE Rulemaking Archive: 2009

We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NYSE File Number List for 2009

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSE-2009-134
34-61273 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 445 and Adopting New Rule 3310 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  January 29, 2010

SR-NYSE-2009-128
34-61268 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Certain Equities Orders from Archipelago Securities LLC
Comments due:  January 29, 2010

SR-NYSE-2009-130
34-61266 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Trading License Fee for 2010
Comments due:  January 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-131
34-61264 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(8)(a)(1) to Extend Operation of the Extreme Order Imbalances Pilot
Comments due:  January 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-116
34-61257 Dec. 30, 2009 Order Approving a Proposed Rule Change to Increase the Ceiling on Its Equity Ownership Interest in BIDS Holdings L.P. to Less Than 10%
See also:  Notice: Rel. No. 34-61043

SR-NYSE-2009-129
34-61251 Dec. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) from December 31, 2009 to July 31, 2010
Comments due:  January 26, 2010

SR-NYSE-2009-126
34-61235 Dec. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rules 116 and 123C to Allow More Than One Closing Print to be Reported to the Consolidated Tape for Closing Transactions That Exceed 99,999,999 Shares
Comments due:  January 25, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-111
34-61233 Dec. 23, 2009 Order Approving the Proposed Rule Change, As Modified by Amendment No. 1, Amending NYSE Rule 123C to Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15
See also:  Notice: Rel. No. 34-60974

SR-NYSE-2009-124
34-61230 Dec. 23, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Proposing to Amend Section 703.22 of the Listed Company Manual
Comments due:  January 20, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-127
34-61201 Dec. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System and Retiring the Liquidity Provider Credit Pilot Program
Comments due:  January 19, 2010

SR-NYSE-2009-105
34-61177 Dec. 16, 2009 Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-60922

SR-NYSE-2009-125
34-61176 Dec. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 312 and 321 and Adopt New Rules 2262 and 2269 Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  January 14, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-123
34-61158 Dec. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 352 and Adopting New Rule 2150 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  January 11, 2010

SR-NYSE-2009-120
34-61145 Dec. 10, 2009 Notice of Filing of Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service
Comments due:  January 8, 2010
See also:  Order: Rel. No. 34-61406

SR-NYSE-2009-118
34-61130 Dec. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude Early Closing Days from Certain ADV Calculations
Comments due:  January 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-121
34-61126 Dec. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1600 to More Fully Incorporate Away Market Contra Side Liquidity in the Execution of New York Block Exchange Orders
Comments due:  January 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-122
34-61125 Dec. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Suspend Certain Provisions of NYSE Rules 116 and 123C Relating to the Requirement That the Closing Transaction Be Reported to the Consolidated Tape as a Single Transaction
Comments due:  January 4, 2010

SR-NYSE-2009-115
34-61099 Dec. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Warrant Initial Listing Standard to Exempt from the Minimum Holders Requirement Any Series of Warrants that is Listed in Connection with the Initial Firm Commitment Underwritten Public Offering of Such Warrants
Comments due:  December 29, 2009
Additional Materials:   Exhibit 5

SR-NYSE-2009-117
34-61091 Dec. 1, 2009 Notice of Filing of Proposed Rule Change Amending Its Listing Fees for Structured Products
Comments due:  December 29, 2009
See also:  Order: Rel. No. 34-61333

SR-NYSE-2009-119
34-61075 Nov. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval to make Such Pilot Permanent or March 30, 2010
Comments due:  December 28, 2009

SR-NYSE-2009-106
34-61072 Nov. 30, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 70 in Order to Update d-Quote Functionality and Provide for e-Quotes to Peg to the National Best Bid or Offer
Comments due:  December 28, 2009
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-60888

SR-NYSE-2009-89
34-61067 Nov. 25, 2009 Order Approving a Proposed Rule Change as Modified by Amendment No. 1 to Amend Certain Corporate Governance Requirements
See also:  Notice: Rel. No. 34-60653

SR-NYSE-2009-112
34-61048 Nov. 23, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Rescinding Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange's Gap Quote Policy
Comments due:  December 22, 2009
See also:  Order: Rel. No. 34-61275

SR-NYSE-2009-114
34-61046 Nov. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Sample Broker Letters Set Forth In Rule 451
Comments due:  December 22, 2009
Additional Materials:   Exhibit 5

SR-NYSE-2009-116
34-61043 Nov. 20, 2009 Notice of Filing of Proposed Rule Change to Increase the Ceiling on Its Equity Ownership Interest in BIDS Holdings L.P. to Less Than 10%
Comments due:  December 21, 2009
See also:  Order: Rel. No. 34-61257

SR-NYSE-2009-113
34-61031 Nov. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or March 30, 2010
Comments due:  December 18, 2009

SR-NYSE-2009-84
34-60983 Nov. 10, 2009 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 36 to Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas
See also:  Notice: Rel. No. 34-60691

SR-NYSE-2009-111
34-60974 Nov. 9, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C to Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15
Comments due:  December 8, 2009
See also:  Order: Rel. No. 34-61233
Comments received are available for this notice.

SR-NYSE-2009-96
34-60969 Nov. 9, 2009 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
See also:  Notice: Rel. No. 34-60737

SR-NYSE-2009-110
34-60949 Nov. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System, Effective Upon Filing through January 31, 2010
Comments due:  December 4, 2009

SR-NYSE-2009-105
34-60922 Nov. 3, 2009 Notice of Filing of Proposed Rule Change Adopting NYSE Rule 49 to Provide the Exchange with the Authority to Declare an Emergency Condition with Respect to Trading on or Through the Systems and Facilities of the Exchange and to Transfer Trading of Exchange-Listed Securities to Its Corporate Affiliate, NYSE Arca, Inc.
Comments due:  December 3, 2009
See also:  Order: Rel. No. 34-61177

SR-NYSE-2009-107
34-60915 Nov. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 62 to Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share
Comments due:  November 30, 2009

SR-NYSE-2009-108
34-60912 Nov. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust its Rebates Paid to Supplemental Liquidity Providers
Comments due:  November 30, 2009

SR-NYSE-2009-109
34-60911 Nov. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend the Pilot Program in Relation to Certain of its Continued Listing Standards
Comments due:  November 30, 2009

SR-NYSE-2009-106
34-60888 Oct. 27, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 70 in Order to Update d-Quote Functionality and Provide for e-Quotes to Peg to the National Best Bid or Offer
Comments due:  November 24, 2009
See also:  Notice/Order: Rel. No. 34-61072

SR-NYSE-2009-83
34-60868 Oct. 22, 2009 Order Approving Proposed Rule Change Amending Its Initial Listing Fees for Operating Companies
See also:  Notice: Rel. No. 34-60644

SR-NYSE-2009-102
34-60812 Oct. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 14 to be Consistent with the New System Capability to Receive Orders for Execution on the Exchange Containing Settlement Instructions of "Cash," "Next Day" and "Seller's Option" Directly to a Floor Broker's Hand-Held Device
Comments due:  November 9, 2009

SR-NYSE-2009-104
34-60809 Oct. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(8)(a)(1) to Extend the Operation of the Extreme Order Imbalances Pilot
Comments due:  November 9, 2009

SR-NYSE-2009-103
34-60781 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Interim Rule 128 Governing Clearly Erroneous Executions for NYSE Equities
Comments due:  October 29, 2009

SR-NYSE-2009-98
34-60768 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Discontinue Rebates Paid to Floor Brokers for Orders Swept into the Close
Comments due:  October 29, 2009

SR-NYSE-2009-94
34-60763 Oct. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify its Requirements with Respect to Quarterly Earnings Releases
Comments due:  October 29, 2009

SR-NYSE-2009-100
34-60756 Oct. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of Its New Market Model Pilot and Supplemental Liquidity Providers Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilots Permanent or November 30, 2009
Comments due:  October 29, 2009
Third Quarter

SR-NYSE-2009-99
34-60755 Sep. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amending NYSE Rule 103B to: 1) Codify the Exchange’s Existing Practice that Renders Designated Market Marker Units Ineligible to Interview for Securities that are Directly Related to the Performance or Credit of Any of the DMM’s Affiliated Entities; 2) Define "Related Security" for Purposes of NYSE Rule 103B; 3) Provide that all Related Securities Listed Under Section 703.19 of the Exchange’s Listed Company Manual will be Automatically Assigned to the Designated Market Maker Unit; 4) Define Repackaged Security for Purposes of NYSE Rule 103B, and Provide that Repackaged Securities are Allocated Through the Allocation Process pursuant to NYSE Rule 103B
Comments due:  October 29, 2009

SR-NYSE-2009-101
34-60752 Sep. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC
Comments due:  October 28, 2009

SR-NYSE-2009-96
34-60737 Sep. 29, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
Comments due:  October 26, 2009
See also:  Order: Rel. No. 34-60969

SR-NYSE-2009-97
34-60712 Sep. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until October 4, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  October 20, 2009

SR-NYSE-2009-84
34-60691 Sep. 18, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC, as Modified by Amendment No. 1, Amending NYSE Rule 36 to Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas
Comments due:  October 19, 2009
See also:  Order: Rel. No. 34-60983

SR-NYSE-2009-95
34-60678 Sep. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 22, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  October 13, 2009

SR-NYSE-2009-71
34-60671 Sep. 15, 2009 Order Approving a Proposed Rule Change Amending NYSE Rule 1000 to Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order
See also:  Notice: Rel. No. 34-60429

SR-NYSE-2009-89
34-60653 Sep. 11, 2009 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 to Amend Certain Corporate Governance Requirements
Comments due:  October 8, 2009
See also:  Order: Rel. No. 34-61067
Comments received are available for this notice.

SR-NYSE-2009-93
34-60649 Sep. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 15, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  October 8, 2009

SR-NYSE-2009-83
34-60644 Sep. 10, 2009 Notice of Filing of Proposed Rule Change Amending Its Initial Listing Fees for Operating Companies
Comments due:  October 8, 2009
See also:  Order: Rel. No. 34-60868

SR-NYSE-2009-82
34-60618 Sep. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Certain Provisions of Exchange Rule 1600 to Align the Rule with the Technology and Functionality of the NYBX Facility in Relation to an NYBX Order's Ability to Interact with Non-Displayed Contra Side Liquidity in the NYSE Display Book® and to Clarify the Processing of NYBX Orders that have An Optional, User-Defined Minimum Triggering Volume
Comments due:  October 1, 2009

SR-NYSE-2009-90
34-60614 Sep. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify Rebates Payable to Designated Market Makers
Comments due:  October 2, 2009

SR-NYSE-2009-88
34-60612 Sep. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify the Cure Provisions under its Dollar Stock Price Continued Listing Standard
Comments due:  September 30, 2009

SR-NYSE-2009-85
34-60608 Sep. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adding Language to Several NYSE Rules to Clarify That Transactions That Occur Solely Within NYSE MatchPoint(SM) Will Be Treated Differently Than Executions That Occur in the NYSE Display Book® for Certain Order Processing Purposes
Comments due:  September 30, 2009

SR-NYSE-2009-92
34-60597 Aug. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 8, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  September 29, 2009

SR-NYSE-2009-91
34-60595 Aug. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 103B and 104 to Increase the Amount of Time that a Designated Market Maker Unit must Maintain a Bid and An Offer at the National Best Bid and National Best Offer for An Aggregate Average Period of Time Monthly
Comments due:  September 29, 2009

SR-NYSE-2009-86
34-60573 Aug. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time that Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction from August 31, 2009 to October 31, 2009
Comments due:  September 23, 2009

SR-NYSE-2009-87
34-60563 Aug. 24, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until August 31, 2009 the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  September 18, 2009

SR-NYSE-2009-60
34-60542 Aug. 19, 2009 Order Approving a Proposed Rule Change in connection with the Proposal of NYSE Euronext to Require that At Least Three-fourths of Its Directors Satisfy Independence Requirements
See also:  Notice: Rel. No. 34-60261

SR-NYSE-2009-75
34-60512 Aug. 17, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Adopting NYSE Rule 406 as New Rule 3250 to Correspond with a Rule Change Recently Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  September 14, 2009

SR-NYSE-2009-80
34-60501 Aug. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Public Float Requirement for Initial Public Offerings
Comments due:  September 11, 2009

SR-NYSE-2009-81
34-60478 Aug. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until August 21, 2009 the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions If They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  September 8, 2009

SR-NYSE-2009-076
34-60457 Aug. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 409A and Adopting New Rule 2266 to Correspond with Rule Changes Recently Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  September 8, 2009

SR-NYSE-2009-78
34-60439 Aug. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System Through October 31, 2009
Comments due:  September 1, 2009

SR-NYSE-2009-77
34-60436 Aug. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify Certain Equity Transaction Fees and Rebates
Comments due:  September 1, 2009

SR-NYSE-2009-71
34-60429 Aug. 4, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1000 to Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order
Comments due:  September 1, 2009
See also:  Order: Rel. No. 34-60671

SR-NYSE-2009-74
34-60426 Aug. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103B to Modify the Composition of the Exchange Selection Panel and Prohibit Any Ex Parte Communications During and Regarding the Selection Process between the DMM Units and the Individuals Serving on the Exchange Selection Panel
Comments due:  September 1, 2009

SR-NYSE-2009-79
34-60419 Aug. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until August 10, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions
Comments due:  August 31, 2009

SR-NYSE-2009-72
34-60399 Jul. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476A to Add Rule 104(a)(1)(A) to Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"
Comments due:  August 26, 2009

SR-NYSE-2009-73
34-60396 Jul. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) from July 31, 2009 to December 31, 2009
Comments due:  August 26, 2009

SR-NYSE-2009-08
34-60356 Jul. 21, 2009 Order Approving Proposed Rule Change Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers
See also:  Notice: Rel. No. 34-59746

SR-NYSE-2009-63
34-60318 Jul. 16, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2 to Redefine the Term "Member Organization"
Comments due:  August 14, 2009

SR-NYSE-2009-70
34-60312 Jul. 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until August 1, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions
Comments due:  August 12, 2009

SR-NYSE-2009-66
34-60305 Jul. 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Lower its Market Capitalization Continued Listing Standard
Comments due:  August 10, 2009

SR-NYSE-2009-68
34-60289 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 60, 70 and 1000 to Reflect Modifications to the Manner in which the Exchange will Quote and Trade With Respect to Liquidity Replenishment Points
Comments due:  August 7, 2009

SR-NYSE-2009-69
34-60287 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 72 to Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading with Floor Brokers at the Point of Sale
Comments due:  August 7, 2009

SR-NYSE-2009-67
34-60278 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPoint(SM) System
Comments due:  August 6, 2009

SR-NYSE-2009-64
34-60273 Jul. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend its Suspension of its Dollar Stock Price Continued Listing Standard to July 31, 2009
Comments due:  August 6, 2009

SR-NYSE-2009-60
34-60261 Jul. 8, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC in connection with the Proposal of NYSE Euronext to Require that At Least Three-fourths of Its Directors Satisfy Independence Requirements
Comments due:  August 6, 2009
See also:  Order: Rel. No. 34-60542

SR-NYSE-2009-58
34-60255 Jul. 7, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Scope of the Exchange's Prior Approval to Receive Inbound Routes from Archipelago Securities LLC, an Affiliated Member
Comments due:  August 4, 2009

SR-NYSE-2009-55
34-60251 Jul. 7, 2009 Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 to Permit All Available Contra-Side Liquidity to Trigger the Execution of a d-Quote
See also:  Notice: Rel. No. 34-60045

SR-NYSE-2009-59
34-60216 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rules to Allow Customers to Transmit Orders on the Exchange With Settlement Instructions of "Cash," "Next Day," and "Seller's Option" Directly to a Floor Broker for Manual Execution
Comments due:  July 31, 2009

SR-NYSE-2006-92
34-60215 Jul. 1, 2009 Order Approving Proposed Rule Change, as modified by Amendment No. 4, to Amend NYSE Rule 452 and Corresponding Listed Company Manual Section 402.08 to Eliminate Broker Discretionary Voting for the Election of Directors, Except for Companies Registered under the Investment Company Act of 1940, and to Codify Two Previously Published Interpretations that Do Not Permit Broker Discretionary Voting for Material Amendments to Investment Advisory Contracts with an Investment Company
See also:  Notice: Rel. No. 34-59464
Second Quarter

SR-NYSE-2009-62
34-60197 Jun. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or July 24, 2009
Comments due:  July 29, 2009

SR-NYSE-2009-61
34-60179 Jun. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Decommissioning the Requirement for Member Organizations to Report Program Trading Activity on the Daily Program Trading Report
Comments due:  July 23, 2009
Comments received are available for this notice.

SR-NYSE-2009-49
34-60153 Jun. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Floor Broker Agency Interest Containing Pegging and/or Discretionary Instructions, Eligible for Execution in the Closing Transaction, in the NYSE Order Imbalance Information Datafeed Disseminated Prior to the Closing Transaction
Comments due:  July 17, 2009

SR-NYSE-2009-45
34-60138 Jun. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 to Clarify the Pricing Methodology for the Odd-Lot Portion of a Part of a Round-Lot Order; Clarify the Systems Capable of Accepting PRL Orders; and Clarify the Systems Capable of Accepting a Good 'Til Cancelled Order During the Implementation of Exchange System Enhancements
Comments due:  July 16, 2009

SR-NYSE-2009-57
34-60131 Jun. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until July 15, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions
Comments due:  July 15, 2009

SR-NYSE-2009-56
34-60088 Jun. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee for Use of a Hand Held Device Configured to Provide Only Opening and Closing Order Imbalance Data
Comments due:  July 8, 2009

SR-NYSE-2009-53
34-60062 Jun. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or June 30, 2009
Comments due:  July 6, 2009

SR-NYSE-2009-55
34-60045 Jun. 4, 2009 Notice of Filing of a Proposed Rule Change Amending Rule 70.25 to Permit All Available Contra-side Liquidity to Trigger the Execution of a d-Quote
Comments due:  July 2, 2009
See also:  Order: Rel. No. 34-60251

SR-NYSE-2009-42
34-60004 May 29, 2009 Order Approving the Proposed Rule Change Implementing NYSE Realtime Reference Prices Service on a Permanent Basis
See also:  Notice: Rel. No. 34-59791

SR-NYSE-2009-50
34-59997 May 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Comparison of Executed Transactions
Additional File No.:  SR-NYSEAmex-2009-20
Comments due:  July 6, 2009

SR-NYSE-2009-48
34-59996 May 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchange's Continued Listing Standards on a Pilot Program Basis
Comments due:  June 25, 2009

SR-NYSE-2009-52
34-59979 May 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees Charged for the Floor Member Continuing Education Program for Qualified Floor Members Pursuant to NYSE Rule 103A
Comments due:  June 23, 2009

SR-NYSE-2009-25
34-59965 May 21, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Changing Certain NYSE Rules and Rule Interpretations to Harmonize Them with Changes to Corresponding Rules Filed by the Financial Industry Regulatory Authority, Inc.
See also:  Notice: Rel. No. 34-59655

SR-NYSE-2009-37
34-59898 May 11, 2009 Order Approving Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook
See also:  Notice: Rel. No. 34-59681

SR-NYSE-2009-43
34-59884 May 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete All References in the NYSE Rule Book to "Alternext" and "Alternext US" and Substitute References to "Amex" to Reflect the Recent Name Change of NYSE Alternext US LLC to NYSE Amex LLC
Comments due:  June 4, 2009

SR-NYSE-2009-46
34-59869 May 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending until October 1, 2009 the Six-Month Pilot Program Which Established a New Class of NYSE Market Participants Referred to as "Supplemental Liquidity Providers" and is Designated as Exchange Rule 107B
Comments due:  June 4, 2009

SR-NYSE-2009-44
34-59864 May 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPoint(SM) System, Effective May 1, 2009 Until June 30, 2009
Comments due:  June 2, 2009

SR-NYSE-2009-47
34-59863 May 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify Certain Equity Transaction Fees and Rebates
Comments due:  June 4, 2009

SR-NYSE-2009-31
34-59844 Apr. 29, 2009 Order Approving Proposed Rule Change Regarding Initial and Annual Listing Fees for Securities Listed and Traded on the NYSE Bonds System
See also:  Notice: Rel. No. 34-59608

SR-NYSE-2009-40
34-59823 Apr. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchange’s Timely Alert Policy
Comments due:  May 26, 2009

SR-NYSE-2009-41
34-59815 Apr. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rules 15 and 123C Regarding the Operation of its NYSE Order Imbalance Information Service to Modify the Reference Price at Which the Exchange Reports the Order Imbalance Information and Clarify what Information is Included and Excluded from the Order Imbalance Information Reports
Comments due:  May 20, 2009

SR-NYSE-2009-42
34-59791 Apr. 20, 2009 Notice of Filing of Proposed Rule Change Implementing the NYSE Realtime Reference Price Service on a Permanent Basis
Comments due:  May 15, 2009
See also:  Order: Rel. No. 34-60004

SR-NYSE-2009-18
34-59755 Apr. 13, 2009 Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange
See also:  Notice: Rel. No. 34-59489
Additional File No.:  SR-NYSEALTR-2009-15

SR-NYSE-2009-08
34-59746 Apr. 10, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers
Comments due:  May 7, 2009
See also:  Order: Rel. No. 34-60356
Comments received are available for this notice.

SR-NYSE-2009-39
34-59710 Apr. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Revised Liquidity Credits for Supplemental Liquidity Providers
Comments due:  May 5, 2009

SR-NYSE-2009-32
34-59684 Apr. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend until August 31, 2009, the Application of the NYSE Arca Transfer Standard
Comments due:  April 29, 2009

SR-NYSE-2009-12
34-59683 Apr. 1, 2009 Order Approving a Proposed Rule Change Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. to Eliminate, in Each Case, a Requirement That Not Less than Two Members of the Board of Directors Must Qualify as “Non-Affiliated Directors” and a Related Requirement That Not Less than Two Members of the Board of Directors Must Qualify as “Fair Representation Candidates”
See also:  Notice: Rel. No. 34-59400

SR-NYSE-2009-37
34-59681 Apr. 1, 2009 Notice of Filing of Proposed Rule Change Implementing a Cap on Vendors’ Administrative Charges for NYSE OpenBook
Comments due:  April 29, 2009
See also:  Order: Rel. No. 34-59898

SR-NYSE-2009-38
34-59677 Apr. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Transaction Fees for the New York Block Exchange
Comments due:  April 28, 2009
First Quarter

SR-NYSE-2009-35
34-59666 Mar. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Comments due:  April 28, 2009

SR-NYSE-2009-36
34-59659 Mar. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending to September 1, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement that NYSE-Only Member Organizations Apply for and be Approved as a Member of the Financial Industry Regulatory Authority, Inc.
Comments due:  April 27, 2009

SR-NYSE-2009-25
34-59655 Mar. 30, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC, as modified by Amendment No. 2, Changing Certain NYSE Rules and Rule Interpretations to Harmonize Them with Changes to Corresponding Rules Recently Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  April 27, 2009
See also:  Order: Rel. No. 34-59965

SR-NYSE-2009-34
34-59653 Mar. 30, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program
Comments due:  April 27, 2009

SR-NYSE-2009-33
34-59626 Mar. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Wireless Data Communications Initiatives and Codifying the Wireless Policy
Comments due:  April 22, 2009

SR-NYSE-2009-30
34-59621 Mar. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operative Date of NYSE Rule 92(c)(3) from March 31, 2009 to July 31, 2009
Comments due:  April 20, 2009

SR-NYSE-2009-27
34-59613 Mar. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 to Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders
Comments due:  April 17, 2009
Comments received are available for this notice.

SR-NYSE-2009-31
34-59608 Mar. 19, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending the Listed Company Manual Section 902.08 to Establish an Initial Listing Fee and an Annual Listing Fee for Securities Listed Under Section 102.03 and Traded on the NYSE Bonds System
Comments due:  April 16, 2009
See also:  Order: Rel. No. 34-59844

SR-NYSE-2009-04
34-59606 Mar. 19, 2009 Order Approving Proposed Rule Change to Establish Fees for NYSE Trades
See also:  Notice: Rel. No. 34-59309

SR-NYSE-2009-29
34-59592 Mar. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Rule Book to Delete References to Specific Exchange Systems and to Remove the Requirement that Opening Transactions Receive Specific Designations Pursuant to NYSE Rules 79A and 115A
Comments due:  April 14, 2009

SR-NYSE-2009-26
34-59581 Mar. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until June 9, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  April 14, 2009

SR-NYSE-2009-28
34-59570 Mar. 12, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rules 13, 902, 903, 904, 905 and Rule 906 to Eliminate Certain Order Types From the Off-Hours Trading Facility
Comments due:  April 9, 2009

SR-NYSE-2009-03
34-59559 Mar. 11, 2009 Order Approving Proposed Rule Change to Adopt Listing Fees for Securities Listed under Section 703.21 and 703.22 and Traded on NYSE Bonds
See also:  Notice: Rel. No. 34-59313

SR-NYSE-2009-24
34-59551 Mar. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending for Two Months to May 31, 2009 the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110
Comments due:  April 8, 2009

SR-NYSE-2008-131
34-59544 Mar. 9, 2009 Order Approving Proposed Rule Change to Introduce a NYSE OpenBook Nonprofessional Subscriber Fee and to Revise the Unit of Count that Determines the Device Fees Payable by Data Recipients
See also:  Notice: Rel. No. 34-59198

SR-NYSE-2008-132
34-59543 Mar. 9, 2009 Order Approving Proposed Rule Change to Introduce a NYSE Order Imbalance Information Fee
See also:  Notice: Rel. No. 34-59202

SR-NYSE-2009-21
34-59510 Mar. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Temporarily Suspend its Price Continued Listing Standard and Extend the Period of the Temporary Lowering of its Average Global Market Capitalization Continued Listing Standard
Comments due:  April 1, 2009

SR-NYSE-2009-20
34-59491 Mar. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System, Effective March 1, 2009 until April 30, 2009
Comments due:  March 30, 2009

SR-NYSE-2009-18
34-59489 Mar. 3, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 123C to Provide the Exchange with the Ability to Temporarily Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Comments due:  March 31, 2009
See also:  Order: Rel. No. 34-59755

SR-NYSE-2009-16
34-59486 Mar. 2, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 17 to Address Issues Related to Vendor Liability and to Make Amendments and Conforming Changes to NYSE Rule 18
Comments due:  March 30, 2009

SR-NYSE-2009-22
34-59483 Mar. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain Equity Transaction Fees and Rebates
Comments due:  March 31, 2009

SR-NYSE-2009-23
34-59479 Mar. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New NYSE Rule 6A and Amending Existing NYSE Rule 36 Concerning the Use of Personal Portable or Wireless Communication Devices and the Use or Possession of Wireless Trading Devices On and Off the Exchange Trading Floor
Comments due:  March 31, 2009

SR-NYSE-2009-19
34-59469 Feb. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 300.10T to Provide a Grace Period Under that Rule for NYSE Alternext US LLC Member Organizations that have Applied for a Trading License to Comply with Certain Exchange Rules
Comments due:  March 26, 2009

SR-NYSE-2006-92
34-59464 Feb. 26, 2009 Notice of Filing of Proposed Rule Change, as modified by Amendment No. 4, to Amend NYSE Rule 452 and Listed Company Manual Section 402.08 to Eliminate Broker Discretionary Voting for the Election of Directors and Codify Two Previously Published Interpretations That Do Not Permit Broker Discretionary Votes for Material Amendments to Investment Advisory Contracts
Comments due:  March 27, 2009
See also:  Order: Rel. No. 34-60215
Comments received are available for this notice.

SR-NYSE-2009-14
34-59450 Feb. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC Amending NYSE Rule 472 (Communications with the Public)
Comments due:  March 25, 2009

SR-NYSE-2009-17
34-59446 Feb. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Eliminating the Ability to Enter Orders on the Exchange with the Settlement Instructions of “Cash”, “Next Day” and “Seller’s Option”
Comments due:  March 24, 2009

SR-NYSE-2009-15
34-59430 Feb. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Its New Risk Management Gateway Service
Comments due:  March 20, 2009

SR-NYSE-2009-13
34-59415 Feb. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Certain NYSE Rules to Reflect that Designated Market Makers on the Exchange No Longer Act as Agents for Orders Entered on the Exchange
Comments due:  March 18, 2009

SR-NYSE-2009-12
34-59400 Feb. 12, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. to Eliminate, in Each Case, a Requirement That Not Less than Two Members of the Board of Directors must Qualify as “Non-Affiliated Directors” and a Related Requirement That Not Less than Two Members of the Board of Directors Must Qualify as “Fair Representation Candidates”
Comments due:  March 13, 2009
See also:  Order: Rel. No. 34-59683

SR-NYSE-2009-07
34-59383 Feb. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123E (“DMM Combination Review Policy”) to be More Consistent with the Exchange’s Current Designated Market Maker (“DMM”) System
Comments due:  March 13, 2009

SR-NYSE-2008-101
34-59354 Feb. 3, 2009 Order Approving Proposed Rule Change to Establish the Risk Management Gateway Service [Corrected]
See also:  Notice: Rel. No. 34-59145

SR-NYSE-2009-10
34-59345 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 116 and 123C to Create a Single Closing Print to be Reported to the Consolidated Tape for Each Security
Comments due:  March 2, 2009

SR-NYSE-2009-09
34-59327 Jan. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Equity Transaction Fee for Shares Executed on or through the New York Block Exchange Effective Upon Filing with the Commission
Comments due:  February 26, 2009

SR-NYSE-2008-112
34-59320 Jan. 30, 2009 Order Granting Approval of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates
See also:  Notice: Rel. No. 34-59106

SR-NYSE-2009-03
34-59313 Jan. 28, 2009 Notice of Filing of Proposed Rule Change to Adopt Listing Fees for Securities Listed under Section 703.21 and 703.22 and Traded on NYSE Bonds
Comments due:  February 25, 2009
See also:  Order: Rel. No. 34-59559

SR-NYSE-2009-04
34-59309 Jan. 28, 2009 Notice of Filing of Proposed Rule Change to Establish Fees for NYSE Trades
Comments due:  February 25, 2009
See also:  Order: Rel. No. 34-59606

SR-NYSE-2009-06
34-59299 Jan. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Temporarily Lower its Average Global Market Capitalization Continued Listing Standard
Comments due:  February 20, 2009

SR-NYSE-2009-05
34-59290 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Trades
Comments due:  February 20, 2009

SR-NYSE-2008-119
34-59282 Jan. 22, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Trading Rules for the New York Block Exchange
Comments due:  February 18, 2009
See also:  Notice: Rel. No. 34-58969

SR-NYSE-2008-120
34-59281 Jan. 22, 2009 Order Approving Proposed Rule Change Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE
See also:  Notice: Rel. No. 34-58970

SR-NYSE-2009-02
34-59255 Jan. 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until March 9, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction
Comments due:  February 17, 2009

SR-NYSE-2008-143
34-59231 Jan. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 103B (“Security Allocation and Reallocation”) to: 1) Prohibit DMM Units from Communicating with Issuers After Receipt of Notice from the Exchange of the Issuer’s Impending Listing; 2) Provide DMM Unit Marketing Materials to the Issuer Prior to the Scheduled Interview Rather than the Day Before; and 3) Allow An Issuer Transferring from NYSE Alternext US LLC to the NYSE to Retain its DMM Unit if such DMM Unit is An Approved and Registered DMM on the NYSE
Comments due:  February 6, 2009

SR-NYSE-2009-01
34-59229 Jan. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System, Effective Upon Filing with the Securities and Exchange Commission until February 28, 2009
Comments due:  February 6, 2009

SR-NYSE-2008-138
34-59217 Jan. 8, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Memorialize an Interpretation of the Listed Company Manual Concerning Shareholder Approval Requirements and to Describe a Certain Application of its Audit Committee Rule
Comments due:  February 6, 2009
* Submit comments on SR-NYSE-2008-138

SR-NYSE-2008-134
34-59207 Jan. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1500 ("MatchPoint") to Clarify the Functionality of the Intra-Day Matching Sessions in Relation to Order Entry, Correction and Cancellation Capabilities, and When the MatchPoint System Cancels Unexecuted Orders Back to the User and Disseminates Intra-Day and After Hours Trade Reports
Comments due:  February 3, 2009

SR-NYSE-2008-132
34-59202 Jan. 6, 2009 Notice of Filing of Proposed Rule Change to Introduce a NYSE Order Imbalance Information Fee
Comments due:  February 3, 2009
See also:  Order: Rel. No. 34-59543

SR-NYSE-2008-131
34-59198 Jan. 5, 2009 Notice of Filing of Proposed Rule Change to Introduce a NYSE OpenBook® Nonprofessional Subscriber Fee and to Revise the Unit of Count that Determines the Device Fees Payable by Data Recipients
Comments due:  February 2, 2009
See also:  Order: Rel. No. 34-59544
Comments received are available for this notice.


NYSE File Number List

Release No. Date Details

SR-NYSE-2009-135
34-61294 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 18 to Eliminate the $500 Minimum Net Loss Requirement for a Member Organization to Seek Compensation in the Event of an Exchange System Failure
Comments due:  February 2, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-134
34-61273 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 445 and Adopting New Rule 3310 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  January 29, 2010

SR-NYSE-2009-133
34-61309 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify the Liquidity Credits Paid to Supplemental Liquidity Providers
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-131
34-61264 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(8)(a)(1) to Extend Operation of the Extreme Order Imbalances Pilot
Comments due:  January 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-130
34-61266 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Trading License Fee for 2010
Comments due:  January 29, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-129
34-61251 Dec. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) from December 31, 2009 to July 31, 2010
Comments due:  January 26, 2010

SR-NYSE-2009-128
34-61268 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Certain Equities Orders from Archipelago Securities LLC
Comments due:  January 29, 2010

SR-NYSE-2009-127
34-61201 Dec. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System and Retiring the Liquidity Provider Credit Pilot Program
Comments due:  January 19, 2010

SR-NYSE-2009-126
34-61235 Dec. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rules 116 and 123C to Allow More Than One Closing Print to be Reported to the Consolidated Tape for Closing Transactions That Exceed 99,999,999 Shares
Comments due:  January 25, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-125
34-61176 Dec. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 312 and 321 and Adopt New Rules 2262 and 2269 Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  January 14, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-124
34-61230 Dec. 23, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Proposing to Amend Section 703.22 of the Listed Company Manual
Comments due:  January 20, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-123
34-61158 Dec. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 352 and Adopting New Rule 2150 to Correspond with Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  January 11, 2010

SR-NYSE-2009-122
34-61125 Dec. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Suspend Certain Provisions of NYSE Rules 116 and 123C Relating to the Requirement That the Closing Transaction Be Reported to the Consolidated Tape as a Single Transaction
Comments due:  January 4, 2010

SR-NYSE-2009-121
34-61126 Dec. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1600 to More Fully Incorporate Away Market Contra Side Liquidity in the Execution of New York Block Exchange Orders
Comments due:  January 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-120
34-61406 Jan. 22, 2010 Order Approving Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service
34-61145 Dec. 10, 2009 Notice of Filing of Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service
Comments due:  January 8, 2010

SR-NYSE-2009-119
34-61075 Nov. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval to make Such Pilot Permanent or March 30, 2010
Comments due:  December 28, 2009

SR-NYSE-2009-118
34-61130 Dec. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude Early Closing Days from Certain ADV Calculations
Comments due:  January 4, 2010
Additional Materials:   Exhibit 5

SR-NYSE-2009-117
34-61333 Jan. 12, 2010 Order Approving Proposed Rule Change Amending Its Listing Fees for Structured Products
34-61091 Dec. 1, 2009 Notice of Filing of Proposed Rule Change Amending Its Listing Fees for Structured Products
Comments due:  December 29, 2009

SR-NYSE-2009-116
34-61257 Dec. 30, 2009 Order Approving a Proposed Rule Change to Increase the Ceiling on Its Equity Ownership Interest in BIDS Holdings L.P. to Less Than 10%
34-61043 Nov. 20, 2009 Notice of Filing of Proposed Rule Change to Increase the Ceiling on Its Equity Ownership Interest in BIDS Holdings L.P. to Less Than 10%
Comments due:  December 21, 2009

SR-NYSE-2009-115
34-61099 Dec. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Warrant Initial Listing Standard to Exempt from the Minimum Holders Requirement Any Series of Warrants that is Listed in Connection with the Initial Firm Commitment Underwritten Public Offering of Such Warrants
Comments due:  December 29, 2009
Additional Materials:   Exhibit 5

SR-NYSE-2009-114
34-61046 Nov. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Sample Broker Letters Set Forth In Rule 451
Comments due:  December 22, 2009
Additional Materials:   Exhibit 5

SR-NYSE-2009-113
34-61031 Nov. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or March 30, 2010
Comments due:  December 18, 2009

SR-NYSE-2009-112
34-61275 Jan. 4, 2010 Order Approving a Proposed Rule Change Rescinding Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange’s Gap Quote Policy
34-61048 Nov. 23, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Rescinding Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange's Gap Quote Policy
Comments due:  December 22, 2009

SR-NYSE-2009-111
34-61233 Dec. 23, 2009 Order Approving the Proposed Rule Change, As Modified by Amendment No. 1, Amending NYSE Rule 123C to Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15
34-60974 Nov. 9, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C to Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15
Comments due:  December 8, 2009
Comments received are available for this notice.

SR-NYSE-2009-110
34-60949 Nov. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System, Effective Upon Filing through January 31, 2010
Comments due:  December 4, 2009

SR-NYSE-2009-109
34-60911 Nov. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend the Pilot Program in Relation to Certain of its Continued Listing Standards
Comments due:  November 30, 2009

SR-NYSE-2009-108
34-60912 Nov. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust its Rebates Paid to Supplemental Liquidity Providers
Comments due:  November 30, 2009

SR-NYSE-2009-107
34-60915 Nov. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 62 to Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share
Comments due:  November 30, 2009

SR-NYSE-2009-106
34-61072 Nov. 30, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 70 in Order to Update d-Quote Functionality and Provide for e-Quotes to Peg to the National Best Bid or Offer
Comments due:  December 28, 2009
Additional Materials:   Exhibit 5
34-60888 Oct. 27, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 70 in Order to Update d-Quote Functionality and Provide for e-Quotes to Peg to the National Best Bid or Offer
Comments due:  November 24, 2009

SR-NYSE-2009-105
34-61177 Dec. 16, 2009 Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE's Alternative Trading Facility in an Emergency
Additional Materials:   Exhibit 5
34-60922 Nov. 3, 2009 Notice of Filing of Proposed Rule Change Adopting NYSE Rule 49 to Provide the Exchange with the Authority to Declare an Emergency Condition with Respect to Trading on or Through the Systems and Facilities of the Exchange and to Transfer Trading of Exchange-Listed Securities to Its Corporate Affiliate, NYSE Arca, Inc.
Comments due:  December 3, 2009

SR-NYSE-2009-104
34-60809 Oct. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(8)(a)(1) to Extend the Operation of the Extreme Order Imbalances Pilot
Comments due:  November 9, 2009

SR-NYSE-2009-103
34-60781 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Interim Rule 128 Governing Clearly Erroneous Executions for NYSE Equities
Comments due:  October 29, 2009

SR-NYSE-2009-102
34-60812 Oct. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 14 to be Consistent with the New System Capability to Receive Orders for Execution on the Exchange Containing Settlement Instructions of "Cash," "Next Day" and "Seller's Option" Directly to a Floor Broker's Hand-Held Device
Comments due:  November 9, 2009

SR-NYSE-2009-101
34-60752 Sep. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC
Comments due:  October 28, 2009

SR-NYSE-2009-100
34-60756 Oct. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of Its New Market Model Pilot and Supplemental Liquidity Providers Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilots Permanent or November 30, 2009
Comments due:  October 29, 2009

SR-NYSE-2009-99
34-60755 Sep. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amending NYSE Rule 103B to: 1) Codify the Exchange’s Existing Practice that Renders Designated Market Marker Units Ineligible to Interview for Securities that are Directly Related to the Performance or Credit of Any of the DMM’s Affiliated Entities; 2) Define "Related Security" for Purposes of NYSE Rule 103B; 3) Provide that all Related Securities Listed Under Section 703.19 of the Exchange’s Listed Company Manual will be Automatically Assigned to the Designated Market Maker Unit; 4) Define Repackaged Security for Purposes of NYSE Rule 103B, and Provide that Repackaged Securities are Allocated Through the Allocation Process pursuant to NYSE Rule 103B
Comments due:  October 29, 2009

SR-NYSE-2009-98
34-60768 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Discontinue Rebates Paid to Floor Brokers for Orders Swept into the Close
Comments due:  October 29, 2009

SR-NYSE-2009-97
34-60712 Sep. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until October 4, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  October 20, 2009

SR-NYSE-2009-96
34-60969 Nov. 9, 2009 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
34-60737 Sep. 29, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
Comments due:  October 26, 2009

SR-NYSE-2009-95
34-60678 Sep. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 22, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  October 13, 2009

SR-NYSE-2009-94
34-60763 Oct. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify its Requirements with Respect to Quarterly Earnings Releases
Comments due:  October 29, 2009

SR-NYSE-2009-93
34-60649 Sep. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 15, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  October 8, 2009

SR-NYSE-2009-92
34-60597 Aug. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 8, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  September 29, 2009

SR-NYSE-2009-91
34-60595 Aug. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 103B and 104 to Increase the Amount of Time that a Designated Market Maker Unit must Maintain a Bid and An Offer at the National Best Bid and National Best Offer for An Aggregate Average Period of Time Monthly
Comments due:  September 29, 2009

SR-NYSE-2009-90
34-60614 Sep. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify Rebates Payable to Designated Market Makers
Comments due:  October 2, 2009

SR-NYSE-2009-89
34-61067 Nov. 25, 2009 Order Approving a Proposed Rule Change as Modified by Amendment No. 1 to Amend Certain Corporate Governance Requirements
34-60653 Sep. 11, 2009 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 to Amend Certain Corporate Governance Requirements
Comments due:  October 8, 2009
Comments received are available for this notice.

SR-NYSE-2009-88
34-60612 Sep. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify the Cure Provisions under its Dollar Stock Price Continued Listing Standard
Comments due:  September 30, 2009

SR-NYSE-2009-87
34-60563 Aug. 24, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until August 31, 2009 the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  September 18, 2009

SR-NYSE-2009-86
34-60573 Aug. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time that Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction from August 31, 2009 to October 31, 2009
Comments due:  September 23, 2009

SR-NYSE-2009-85
34-60608 Sep. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adding Language to Several NYSE Rules to Clarify That Transactions That Occur Solely Within NYSE MatchPoint(SM) Will Be Treated Differently Than Executions That Occur in the NYSE Display Book® for Certain Order Processing Purposes
Comments due:  September 30, 2009

SR-NYSE-2009-84
34-60983 Nov. 10, 2009 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 36 to Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas
34-60691 Sep. 18, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC, as Modified by Amendment No. 1, Amending NYSE Rule 36 to Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas
Comments due:  October 19, 2009

SR-NYSE-2009-83
34-60868 Oct. 22, 2009 Order Approving Proposed Rule Change Amending Its Initial Listing Fees for Operating Companies
34-60644 Sep. 10, 2009 Notice of Filing of Proposed Rule Change Amending Its Initial Listing Fees for Operating Companies
Comments due:  October 8, 2009

SR-NYSE-2009-82
34-60618 Sep. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Certain Provisions of Exchange Rule 1600 to Align the Rule with the Technology and Functionality of the NYBX Facility in Relation to an NYBX Order's Ability to Interact with Non-Displayed Contra Side Liquidity in the NYSE Display Book® and to Clarify the Processing of NYBX Orders that have An Optional, User-Defined Minimum Triggering Volume
Comments due:  October 1, 2009

SR-NYSE-2009-81
34-60478 Aug. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until August 21, 2009 the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions If They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  September 8, 2009

SR-NYSE-2009-80
34-60501 Aug. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Public Float Requirement for Initial Public Offerings
Comments due:  September 11, 2009

SR-NYSE-2009-79
34-60419 Aug. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until August 10, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions
Comments due:  August 31, 2009

SR-NYSE-2009-78
34-60439 Aug. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System Through October 31, 2009
Comments due:  September 1, 2009

SR-NYSE-2009-77
34-60436 Aug. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify Certain Equity Transaction Fees and Rebates
Comments due:  September 1, 2009

SR-NYSE-2009-076
34-60457 Aug. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 409A and Adopting New Rule 2266 to Correspond with Rule Changes Recently Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  September 8, 2009

SR-NYSE-2009-75
34-60512 Aug. 17, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Adopting NYSE Rule 406 as New Rule 3250 to Correspond with a Rule Change Recently Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  September 14, 2009

SR-NYSE-2009-74
34-60426 Aug. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103B to Modify the Composition of the Exchange Selection Panel and Prohibit Any Ex Parte Communications During and Regarding the Selection Process between the DMM Units and the Individuals Serving on the Exchange Selection Panel
Comments due:  September 1, 2009

SR-NYSE-2009-73
34-60396 Jul. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) from July 31, 2009 to December 31, 2009
Comments due:  August 26, 2009

SR-NYSE-2009-72
34-60399 Jul. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476A to Add Rule 104(a)(1)(A) to Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"
Comments due:  August 26, 2009

SR-NYSE-2009-71
34-60671 Sep. 15, 2009 Order Approving a Proposed Rule Change Amending NYSE Rule 1000 to Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order
34-60429 Aug. 4, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1000 to Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order
Comments due:  September 1, 2009

SR-NYSE-2009-70
34-60312 Jul. 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until August 1, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions
Comments due:  August 12, 2009

SR-NYSE-2009-69
34-60287 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 72 to Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading with Floor Brokers at the Point of Sale
Comments due:  August 7, 2009

SR-NYSE-2009-68
34-60289 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 60, 70 and 1000 to Reflect Modifications to the Manner in which the Exchange will Quote and Trade With Respect to Liquidity Replenishment Points
Comments due:  August 7, 2009

SR-NYSE-2009-67
34-60278 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPoint(SM) System
Comments due:  August 6, 2009

SR-NYSE-2009-66
34-60305 Jul. 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Lower its Market Capitalization Continued Listing Standard
Comments due:  August 10, 2009

SR-NYSE-2009-64
34-60273 Jul. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend its Suspension of its Dollar Stock Price Continued Listing Standard to July 31, 2009
Comments due:  August 6, 2009

SR-NYSE-2009-63
34-60318 Jul. 16, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2 to Redefine the Term "Member Organization"
Comments due:  August 14, 2009

SR-NYSE-2009-62
34-60197 Jun. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or July 24, 2009
Comments due:  July 29, 2009

SR-NYSE-2009-61
34-60179 Jun. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Decommissioning the Requirement for Member Organizations to Report Program Trading Activity on the Daily Program Trading Report
Comments due:  July 23, 2009
Comments received are available for this notice.

SR-NYSE-2009-60
34-60542 Aug. 19, 2009 Order Approving a Proposed Rule Change in connection with the Proposal of NYSE Euronext to Require that At Least Three-fourths of Its Directors Satisfy Independence Requirements
34-60261 Jul. 8, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC in connection with the Proposal of NYSE Euronext to Require that At Least Three-fourths of Its Directors Satisfy Independence Requirements
Comments due:  August 6, 2009

SR-NYSE-2009-59
34-60216 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rules to Allow Customers to Transmit Orders on the Exchange With Settlement Instructions of "Cash," "Next Day," and "Seller's Option" Directly to a Floor Broker for Manual Execution
Comments due:  July 31, 2009

SR-NYSE-2009-58
34-60255 Jul. 7, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Scope of the Exchange's Prior Approval to Receive Inbound Routes from Archipelago Securities LLC, an Affiliated Member
Comments due:  August 4, 2009

SR-NYSE-2009-57
34-60131 Jun. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until July 15, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions
Comments due:  July 15, 2009

SR-NYSE-2009-56
34-60088 Jun. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee for Use of a Hand Held Device Configured to Provide Only Opening and Closing Order Imbalance Data
Comments due:  July 8, 2009

SR-NYSE-2009-55
34-60251 Jul. 7, 2009 Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 to Permit All Available Contra-Side Liquidity to Trigger the Execution of a d-Quote
34-60045 Jun. 4, 2009 Notice of Filing of a Proposed Rule Change Amending Rule 70.25 to Permit All Available Contra-side Liquidity to Trigger the Execution of a d-Quote
Comments due:  July 2, 2009

SR-NYSE-2009-53
34-60062 Jun. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or June 30, 2009
Comments due:  July 6, 2009

SR-NYSE-2009-52
34-59979 May 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees Charged for the Floor Member Continuing Education Program for Qualified Floor Members Pursuant to NYSE Rule 103A
Comments due:  June 23, 2009

SR-NYSE-2009-50
34-59997 May 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Comparison of Executed Transactions
Additional File No.:  SR-NYSEAmex-2009-20
Comments due:  July 6, 2009

SR-NYSE-2009-49
34-60153 Jun. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Floor Broker Agency Interest Containing Pegging and/or Discretionary Instructions, Eligible for Execution in the Closing Transaction, in the NYSE Order Imbalance Information Datafeed Disseminated Prior to the Closing Transaction
Comments due:  July 17, 2009

SR-NYSE-2009-48
34-59996 May 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchange's Continued Listing Standards on a Pilot Program Basis
Comments due:  June 25, 2009

SR-NYSE-2009-47
34-59863 May 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify Certain Equity Transaction Fees and Rebates
Comments due:  June 4, 2009

SR-NYSE-2009-46
34-59869 May 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending until October 1, 2009 the Six-Month Pilot Program Which Established a New Class of NYSE Market Participants Referred to as "Supplemental Liquidity Providers" and is Designated as Exchange Rule 107B
Comments due:  June 4, 2009

SR-NYSE-2009-45
34-60138 Jun. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 to Clarify the Pricing Methodology for the Odd-Lot Portion of a Part of a Round-Lot Order; Clarify the Systems Capable of Accepting PRL Orders; and Clarify the Systems Capable of Accepting a Good 'Til Cancelled Order During the Implementation of Exchange System Enhancements
Comments due:  July 16, 2009

SR-NYSE-2009-44
34-59864 May 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPoint(SM) System, Effective May 1, 2009 Until June 30, 2009
Comments due:  June 2, 2009

SR-NYSE-2009-43
34-59884 May 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete All References in the NYSE Rule Book to "Alternext" and "Alternext US" and Substitute References to "Amex" to Reflect the Recent Name Change of NYSE Alternext US LLC to NYSE Amex LLC
Comments due:  June 4, 2009

SR-NYSE-2009-42
34-60004 May 29, 2009 Order Approving the Proposed Rule Change Implementing NYSE Realtime Reference Prices Service on a Permanent Basis
34-59791 Apr. 20, 2009 Notice of Filing of Proposed Rule Change Implementing the NYSE Realtime Reference Price Service on a Permanent Basis
Comments due:  May 15, 2009

SR-NYSE-2009-41
34-59815 Apr. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rules 15 and 123C Regarding the Operation of its NYSE Order Imbalance Information Service to Modify the Reference Price at Which the Exchange Reports the Order Imbalance Information and Clarify what Information is Included and Excluded from the Order Imbalance Information Reports
Comments due:  May 20, 2009

SR-NYSE-2009-40
34-59823 Apr. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchange’s Timely Alert Policy
Comments due:  May 26, 2009

SR-NYSE-2009-39
34-59710 Apr. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Revised Liquidity Credits for Supplemental Liquidity Providers
Comments due:  May 5, 2009

SR-NYSE-2009-38
34-59677 Apr. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Transaction Fees for the New York Block Exchange
Comments due:  April 28, 2009

SR-NYSE-2009-37
34-59898 May 11, 2009 Order Approving Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook
34-59681 Apr. 1, 2009 Notice of Filing of Proposed Rule Change Implementing a Cap on Vendors’ Administrative Charges for NYSE OpenBook
Comments due:  April 29, 2009

SR-NYSE-2009-36
34-59659 Mar. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending to September 1, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement that NYSE-Only Member Organizations Apply for and be Approved as a Member of the Financial Industry Regulatory Authority, Inc.
Comments due:  April 27, 2009

SR-NYSE-2009-35
34-59666 Mar. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Comments due:  April 28, 2009

SR-NYSE-2009-34
34-59653 Mar. 30, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program
Comments due:  April 27, 2009

SR-NYSE-2009-33
34-59626 Mar. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Wireless Data Communications Initiatives and Codifying the Wireless Policy
Comments due:  April 22, 2009

SR-NYSE-2009-32
34-59684 Apr. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend until August 31, 2009, the Application of the NYSE Arca Transfer Standard
Comments due:  April 29, 2009

SR-NYSE-2009-31
34-59844 Apr. 29, 2009 Order Approving Proposed Rule Change Regarding Initial and Annual Listing Fees for Securities Listed and Traded on the NYSE Bonds System
34-59608 Mar. 19, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending the Listed Company Manual Section 902.08 to Establish an Initial Listing Fee and an Annual Listing Fee for Securities Listed Under Section 102.03 and Traded on the NYSE Bonds System
Comments due:  April 16, 2009

SR-NYSE-2009-30
34-59621 Mar. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operative Date of NYSE Rule 92(c)(3) from March 31, 2009 to July 31, 2009
Comments due:  April 20, 2009

SR-NYSE-2009-29
34-59592 Mar. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Rule Book to Delete References to Specific Exchange Systems and to Remove the Requirement that Opening Transactions Receive Specific Designations Pursuant to NYSE Rules 79A and 115A
Comments due:  April 14, 2009

SR-NYSE-2009-28
34-59570 Mar. 12, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rules 13, 902, 903, 904, 905 and Rule 906 to Eliminate Certain Order Types From the Off-Hours Trading Facility
Comments due:  April 9, 2009

SR-NYSE-2009-27
34-59613 Mar. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 to Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders
Comments due:  April 17, 2009
Comments received are available for this notice.

SR-NYSE-2009-26
34-59581 Mar. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until June 9, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due:  April 14, 2009

SR-NYSE-2009-25
34-59965 May 21, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Changing Certain NYSE Rules and Rule Interpretations to Harmonize Them with Changes to Corresponding Rules Filed by the Financial Industry Regulatory Authority, Inc.
34-59655 Mar. 30, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC, as modified by Amendment No. 2, Changing Certain NYSE Rules and Rule Interpretations to Harmonize Them with Changes to Corresponding Rules Recently Filed by the Financial Industry Regulatory Authority, Inc.
Comments due:  April 27, 2009

SR-NYSE-2009-24
34-59551 Mar. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending for Two Months to May 31, 2009 the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110
Comments due:  April 8, 2009

SR-NYSE-2009-23
34-59479 Mar. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New NYSE Rule 6A and Amending Existing NYSE Rule 36 Concerning the Use of Personal Portable or Wireless Communication Devices and the Use or Possession of Wireless Trading Devices On and Off the Exchange Trading Floor
Comments due:  March 31, 2009

SR-NYSE-2009-22
34-59483 Mar. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain Equity Transaction Fees and Rebates
Comments due:  March 31, 2009

SR-NYSE-2009-21
34-59510 Mar. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Temporarily Suspend its Price Continued Listing Standard and Extend the Period of the Temporary Lowering of its Average Global Market Capitalization Continued Listing Standard
Comments due:  April 1, 2009

SR-NYSE-2009-20
34-59491 Mar. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System, Effective March 1, 2009 until April 30, 2009
Comments due:  March 30, 2009

SR-NYSE-2009-19
34-59469 Feb. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 300.10T to Provide a Grace Period Under that Rule for NYSE Alternext US LLC Member Organizations that have Applied for a Trading License to Comply with Certain Exchange Rules
Comments due:  March 26, 2009

SR-NYSE-2009-18
34-59755 Apr. 13, 2009 Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange
Additional File No.:  SR-NYSEALTR-2009-15
34-59489 Mar. 3, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 123C to Provide the Exchange with the Ability to Temporarily Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Comments due:  March 31, 2009

SR-NYSE-2009-17
34-59446 Feb. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Eliminating the Ability to Enter Orders on the Exchange with the Settlement Instructions of “Cash”, “Next Day” and “Seller’s Option”
Comments due:  March 24, 2009

SR-NYSE-2009-16
34-59486 Mar. 2, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 17 to Address Issues Related to Vendor Liability and to Make Amendments and Conforming Changes to NYSE Rule 18
Comments due:  March 30, 2009

SR-NYSE-2009-15
34-59430 Feb. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Its New Risk Management Gateway Service
Comments due:  March 20, 2009

SR-NYSE-2009-14
34-59450 Feb. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC Amending NYSE Rule 472 (Communications with the Public)
Comments due:  March 25, 2009

SR-NYSE-2009-13
34-59415 Feb. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Certain NYSE Rules to Reflect that Designated Market Makers on the Exchange No Longer Act as Agents for Orders Entered on the Exchange
Comments due:  March 18, 2009

SR-NYSE-2009-12
34-59683 Apr. 1, 2009 Order Approving a Proposed Rule Change Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. to Eliminate, in Each Case, a Requirement That Not Less than Two Members of the Board of Directors Must Qualify as “Non-Affiliated Directors” and a Related Requirement That Not Less than Two Members of the Board of Directors Must Qualify as “Fair Representation Candidates”
34-59400 Feb. 12, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. to Eliminate, in Each Case, a Requirement That Not Less than Two Members of the Board of Directors must Qualify as “Non-Affiliated Directors” and a Related Requirement That Not Less than Two Members of the Board of Directors Must Qualify as “Fair Representation Candidates”
Comments due:  March 13, 2009

SR-NYSE-2009-10
34-59345 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 116 and 123C to Create a Single Closing Print to be Reported to the Consolidated Tape for Each Security
Comments due:  March 2, 2009

SR-NYSE-2009-09
34-59327 Jan. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Equity Transaction Fee for Shares Executed on or through the New York Block Exchange Effective Upon Filing with the Commission
Comments due:  February 26, 2009

SR-NYSE-2009-08
34-60356 Jul. 21, 2009 Order Approving Proposed Rule Change Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers
34-59746 Apr. 10, 2009 Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers
Comments due:  May 7, 2009
Comments received are available for this notice.

SR-NYSE-2009-07
34-59383 Feb. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123E (“DMM Combination Review Policy”) to be More Consistent with the Exchange’s Current Designated Market Maker (“DMM”) System
Comments due:  March 13, 2009

SR-NYSE-2009-06
34-59299 Jan. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Temporarily Lower its Average Global Market Capitalization Continued Listing Standard
Comments due:  February 20, 2009

SR-NYSE-2009-05
34-59290 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Trades
Comments due:  February 20, 2009

SR-NYSE-2009-04
34-59606 Mar. 19, 2009 Order Approving Proposed Rule Change to Establish Fees for NYSE Trades
34-59309 Jan. 28, 2009 Notice of Filing of Proposed Rule Change to Establish Fees for NYSE Trades
Comments due:  February 25, 2009

SR-NYSE-2009-03
34-59559 Mar. 11, 2009 Order Approving Proposed Rule Change to Adopt Listing Fees for Securities Listed under Section 703.21 and 703.22 and Traded on NYSE Bonds
34-59313 Jan. 28, 2009 Notice of Filing of Proposed Rule Change to Adopt Listing Fees for Securities Listed under Section 703.21 and 703.22 and Traded on NYSE Bonds
Comments due:  February 25, 2009

SR-NYSE-2009-02
34-59255 Jan. 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until March 9, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction
Comments due:  February 17, 2009

SR-NYSE-2009-01
34-59229 Jan. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System, Effective Upon Filing with the Securities and Exchange Commission until February 28, 2009
Comments due:  February 6, 2009

 

http://www.sec.gov/rules/sro/nyse/nysearchive/nysearchive2009.shtml


Modified: 03/10/2010