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NYSE Rulemaking Archive: 2007

We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NYSE File Number List for 2007

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSE-2007-125
34-57072 Dec. 31, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 107A (Registered Competitive Market Makers) and Exchange Rule 110 (Competitive Traders)
Comments due:  January 28, 2008

SR-NYSE-2007-119
34-57065 Dec. 28, 2007 Notice of Filing of Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure to Pay Fees)
Comments due:  January 28, 2008
See also:  Order: Rel. No. 34-57305

SR-NYSE-2007-123
34-57063 Dec. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation)
Comments due:  January 28, 2008

SR-NYSE-2007-122
34-57062 Dec. 28, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due:  January 25, 2008
Additional File Nos.:  SR-NASDAQ-2007-101; SR-Amex-2007-142; and SR-NYSEArca-2007-131

SR-NYSE-2007-113
34-57061 Dec. 28, 2007 Notice of Filing of Proposed Rule Change to Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management
Comments due:  January 25, 2008
See also:  Order: Rel. No. 34-57291

SR-NYSE-2007-102
34-57058 Dec. 28, 2007 Order Approving Proposed Rule Change, As Modified by Amendment No. 1 Thereto, Relating to NYSE Rule 1500 (NYSE MatchPointSM)
See also:  Notice: Rel. No. 34-56798

SR-NYSE-2007-118
34-57046 Dec. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 409(f)
Comments due:  January 24, 2008
Comments received are available for this notice.

SR-NYSE-2007-99
34-57041 Dec. 26, 2007 Order Granting Approval to Proposed Rule Change to Permit Issuers of Index-Linked Securities to Submit a Letter From the Issuer's Authorized Executive Officer Rather Than Provide a Certified Copy of the Resolution Adopted By the Issuers' Board of Directors, When the Issuers Are Voluntarily Delisting the Securities From the Exchange and Transferring the Listing to Another National Securities Exchange
See also:  Notice: Rel. No. 34-56812

SR-NYSE-2007-117
34-57035 Dec. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New Non-Regulatory Trading Halt Condition Under Rule 123D Designated as "Investment Company Units or Index-Linked Securities"
Comments due:  January 22, 2008

SR-NYSE-2007-108
34-57009 Dec. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Change to Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations
Comments due:  January 18, 2008

SR-NYSE-2007-116
34-57006 Dec. 20, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the New York Stock Exchange LLC Relating to NYSE Rule 300 (Trading Licenses)
Comments due:  January 18, 2008

SR-NYSE-2007-112
34-57003 Dec. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (ITS and Pre-Opening Applications)
Comments due:  January 18, 2008

SR-NYSE-2007-101
34-57000 Dec. 20, 2007 Notice of Filing of a Proposed Rule Amendment to NYSE Rule 104.21 (“Specialist Organizations – Additional Capital Requirements”)
Comments due:  January 18, 2008
See also:  Order: Rel. No. 34-57272

SR-NYSE-2007-110
34-56984 Dec. 18, 2007 Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities
Comments due:  January 17, 2008
See also:  Order: Rel. No. 34-57223

SR-NYSE-2007-98
34-56976 Dec. 17, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce from Six Months to Three Months the Period for Which a Company’s Average Global Market Capitalization Must Exceed the Levels Established by the Exchange’s Pure Valuation/Revenue Test
Comments due:  January 16, 2008
See also:  Order: Rel. No. 34-57239

SR-NYSE-2007-114
34-56968 Dec. 14, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to NYSE Rule 92 and Riskless Principal Trading at the Exchange
Comments due:  January 10, 2008

SR-NYSE-2006-99
34-56958 Dec. 13, 2007 Order Approving Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists)
See also:  Notice: Rel. No. 34-56747

SR-NYSE-2007-115
34-56953 Dec. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2 (“Member,” “Membership,” “Member Firm,” etc.)
Comments due:  January 9, 2008

SR-NYSE-2007-111
34-56920 Dec. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Rule 48 Permitting the Exchange to Declare an Extreme Market Volatility Condition
Comments due:  January 3, 2008

SR-NYSE-2007-109
34-56895 Dec. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated with a Specialist's Member Organization
Comments due:  January 2, 2008

SR-NYSE-2007-107
34-56894 Dec. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's NYSE BondsSM System and Trade Execution Fees
Comments due:  January 2, 2008

SR-NYSE-2007-105
34-56870 Nov. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Charged to Member Organizations for the Use of the On-Line Comparison System
Comments due:  December 27, 2007

SR-NYSE-2007-103
34-56858 Nov. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders)
Comments due:  December 27, 2007

SR-NYSE-2007-53
34-56854 Nov. 28, 2007 Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, to Amend NYSE Rule 342.13 ("Acceptability of Supervisors")
See also:  Notice: Rel. No. 34-56686

SR-NYSE-2007-106
34-56851 Nov. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Exchange Rule 103A(a)(3) to Address Changes in the Way the Exchange Delivers Education Programs to its Members and to Clarify that the Mandatory Education Requirement Applies to All Individuals Qualified to Use a Trading License
Comments due:  December 27, 2007

SR-NYSE-2007-77
34-56842 Nov. 27, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Amend Listing Fees for Structured Products
See also:  Notice: Rel. No. 34-56688

SR-NYSE-2007-104
34-56835 Nov. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Exchange to List Certain Companies Based on Two Completed Fiscal Years and Financial Statements Covering the First Six Months of the Current Fiscal Year As Long As Prior to Listing Certain Summary Financial Data Confirms that the Company Continues to Satisfy the Applicable Standard Based On At Least Nine Completed Months of the Current Fiscal Year
Comments due:  December 21, 2007

SR-NYSE-2007-99
34-56812 Nov. 19, 2007 Notice of Filing of Proposed Rule Change to Allow Issuers Voluntarily Delisting Index-Linked Securities to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Board Resolution
Comments due:  December 17, 2007
See also:  Order: Rel. No. 34-57041

SR-NYSE-2007-102
34-56798 Nov. 15, 2007 Notice of Filing of Proposed Rule Change Relating to NYSE Rule 1500 (NYSE MatchPointSM)
Comments due:  December 14, 2007
See also:  Order: Rel. No. 34-57058

SR-NYSE-2007-87
34-56777 Nov. 9, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 into NYSE Rule 460
Comments due:  December 10, 2007
See also:  Order: Rel. No. 34-57100

SR-NYSE-2007-97
34-56753 Nov. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify that a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent from a Customer to Trade Along on an Order-By-Order Basis Under Rule 92(b)
Comments due:  December 4, 2007

SR-NYSE-2006-99
34-56747 Nov. 5, 2007 Notice of Filing of a Proposed Rule Change Relating to Rule 104 (Dealings by Specialists)
Comments due:  December 4, 2007
See also:  Order: Rel. No. 34-56958

SR-NYSE-2007-100
34-56740 Nov. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange’s Transaction Fees
Comments due:  November 30, 2007

SR-NYSE-2007-96
34-56726 Oct. 31, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 80A (Index Arbitrage Trading Restrictions)
Comments due:  November 27, 2007

SR-NYSE-2007-95
34-56718 Oct. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 18 (Compensation in Relation to Exchange System Failure)
Comments due:  November 26, 2007

SR-NYSE-2007-83
34-56711 Oct. 26, 2007 Order Granting Approval of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”)
See also:  Notice: Rel. No. 34-56455

SR-NYSE-2007-90
34-56697 Oct. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Charged to Member Organizations for Participation in the Exchange’s Continuing Education Program
Comments due:  November 20, 2007

SR-NYSE-2007-77
34-56688 Oct. 23, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Amend Listing Fees for Structured Products
Comments due:  November 16, 2007
See also:  Order: Rel. No. 34-56842

SR-NYSE-2007-53
34-56686 Oct. 23, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, to Amend NYSE Rule 342.13 ("Acceptability of Supervisors")
Comments due:  November 19, 2007
See also:  Order: Rel. No. 34-56854
Comments received are available for this notice.

SR-NYSE-2007-67
34-56654 Oct. 12, 2007 Order Approving Proposed Rule Change Relating to NYSE Rule 2 ("Member," "Membership," "Member Firm," etc.)
See also:  Notice: Rel. No. 34-56173

SR-NYSE-2007-94
34-56621 Oct. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend NYSE Rule 70.30 Relating to the Definition of a Crowd
Comments due:  November 5, 2007

SR-NYSE-2007-91
34-56607 Oct. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive the Fee Charged to Member Organizations for the Approval of Pre-Qualified Substitutes
Comments due:  October 31, 2007

SR-NYSE-2007-93
34-56599 Oct. 2, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) and Rule 104 (Dealings by Specialists)
Comments due:  October 31, 2007

SR-NYSE-2007-89
34-56591 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute a Revised System of Payments to Specialist Firms
Comments due:  October 30, 2007

SR-NYSE-2007-88
34-56590 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Transaction Fees and Certain Trading Floor Fees
Comments due:  October 30, 2007

SR-NYSE-2007-85
34-56589 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Temporary Waiver of the Specialist Marketing and Investor Education Fee for Specialists in Certain Listed Investment Company Units
Comments due:  October 30, 2007

SR-NYSE-2007-92
34-56588 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rules 104(b) and 123D
Comments due:  October 30, 2007
Comments received are available for this notice.
Third Quarter

SR-NYSE-2007-86
34-56556 Sep. 27, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months
Comments due:  October 24, 2007

SR-NYSE-2007-84
34-56554 Sep. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) (Dealings with Specialists)
Comments due:  October 24, 2007

SR-NYSE-2007-82
34-56551 Sep. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders)
Comments due:  October 24, 2007
Additional Material:Appendix A
Comments received are available for this notice.

SR-NYSE-2007-76
34-56525 Sep. 25, 2007 Order Granting Accelerated Approval to Proposed Rule Change Relating to Requirements for the Listing and Trading of Commodity-Linked Securities and Currency-Linked Securities
See also:  Notice: Rel. No. 34-56332

SR-NYSE-2007-79
34-56456 Sep. 18, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Charged to Member Organizations for Maintenance of Exchange-Issued Cellular Phones
Comments due:  October 15, 2007

SR-NYSE-2007-83
34-56455 Sep. 18, 2007 Notice of Filing of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”)
Comments due:  October 16, 2007
See also:  Order: Rel. No. 34-56711
Additional Materials: Appendices 3A, 3B, and 3C;

SR-NYSE-2007-42
34-56392 Sep. 12, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 103B ("Specialist Stock Allocation")
See also:  Notice: Rel. No. 34-56183

SR-NYSE-2007-80
34-56384 Sep. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of One of its NYSE OpenBook® Services
Comments due:  October 9, 2007

SR-NYSE-2007-81
34-56370 Sep. 6, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 104 (Dealings by Specialists)
Comments due:  October 3, 2007

SR-NYSE-2007-78
34-56337 Aug. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute a Revised System of Payments to Specialist Firms
Comments due:  September 27, 2007

SR-NYSE-2007-76
34-56332 Aug. 29, 2007 Notice of Filing of Proposed Rule Change Relating to Requirements for Listing of Commodity-Linked Securities and Currency-Linked Securities
Comments due:  September 21, 2007
See also:  Order: Rel. No. 34-56525

SR-NYSE-2007-75
34-56290 Aug. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Six Month Pilot Basis
Comments due:  September 17, 2007

SR-NYSE-2007-74
34-56271 Aug. 16, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Sections 703.22 and 802.01D of the Exchange’s Listed Company Manual Regarding the Listing and Trading of Index-Linked Securities
Comments due:  September 12, 2007

SR-NYSE-2007-65
34-56209 Aug. 6, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 79A.30 (Miscellaneous Requirements on Stock Market Procedures)
Comments due:  September 4, 2007

SR-NYSE-2007-48
34-56208 Aug. 6, 2007 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
See also:  Notices: Rel. Nos. 34-56015, 34-55818
Comments received are available for this notice.

SR-NYSE-2007-71
34-56195 Aug. 2, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exclude from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity on a Six Month Pilot Basis
Comments due:  August 30, 2007

SR-NYSE-2007-42
34-56183 Aug. 2, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 103B ("Specialist Stock Allocation")
Comments due:  August 29, 2007
See also:  Order: Rel. No. 34-56392

SR-NYSE-2007-70
34-56181 Aug. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Gross FOCUS Fee
Comments due:  August 28, 2007

SR-NYSE-2007-67
34-56173 Jul. 31, 2007 Notice of Filing of Proposed Rule Change Relating to NYSE Rule 2 ("Member," "Membership," "Member Firm," etc.)
Comments due:  August 28, 2007
See also:  Order: Rel. No. 34-56654

SR-NYSE-2007-69
34-56169 Jul. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Information Memorandum That Reflects the Changes to Disciplinary Proceedings at NYSE Regulation, Inc. as a Result of the Regulatory Consolidation with the National Association of Securities Dealers, Inc.
Comments due:  August 24, 2007

SR-NYSE-2007-013
34-56162 Jul. 27, 2007 Notice of Filing of Proposed Rule on Notification of Fees
Comments due:  August 23, 2007
* Submit comments on SR-NYSE-2007-013

SR-NYSE-2005-48
34-56158 Jul. 27, 2007 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to Revise Rule 619 Pertaining to Subpoenas for the Production of Documents and Appearances of Witnesses
Comments due:  August 23, 2007
See also:  Notice: Rel. No. 34-55594
Comments received are available for this notice.

SR-NYSE-2007-59
34-56143 Jul. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rules 342(c) ("Offices – Approval, Supervision and Control") and 343 ("Offices – Sole Tenancy, Hours, Display of Membership Certificates")
Comments due:  August 23, 2007
Comments received are available for this notice.

SR-NYSE-2007-22
34-56142 Jul. 26, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Harmonization of NYSE and NASD Regulatory Standards, the Updating of Certain NYSE Terminology, and the Reorganization and Clarification of Certain NYSE Rules in Connection with the Harmonization Process
Comments due:  August 22, 2007
Comments received are available for this notice.
* Submit comments on SR-NYSE-2007-22

SR-NYSE-2007-55
34-56140 Jul. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 106 (Specialists’ Contact with Listed Companies and Member Organizations)
Comments due:  August 22, 2007

SR-NYSE-2007-56
34-56107 Jul. 19, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program under NYSE Rules 431 (Margin Requirements) and 726 (Delivery of Options Disclosure Document and Prospectus)
Comments due:  August 17, 2007

SR-NYSE-2007-63
34-56088 Jul. 18, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 92(d)(6), Limitations on Members’ Trading Because of Customers’ Orders
Comments due:  August 14, 2007

SR-NYSE-2007-09
34-56085 Jul. 17, 2007 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to Rule 18 (Compensation in Relation to System Failure)
Comments due:  August 14, 2007
See also:  Notice: Rel. No. 34-55555
Comments received are available for this notice.

SR-NYSE-2007-60
34-56065 Jul. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Charge Member Organizations a Routing Fee for Orders Routed to Other Markets for Execution
Comments due:  August 9, 2007

SR-NYSE-2007-61
34-56024 Jul. 6, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 97, Limitation on Members’ Trading Because of Block Positioning
Comments due:  August 3, 2007

SR-NYSE-2007-21
34-56017 Jul. 5, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Rule 92 (Limitations on Members’ Trading Because of Customers’ Orders)
Comments due:  August 2, 2007
See also:  Notice: Rel. No. 34-55804

SR-NYSE-2007-48
34-56015 Jul. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due:  August 1, 2007
See also:   Order: Rel. No. 34-56208,  Notice: Rel. No. 34-55818
Comments received are available for this notice.
Second Quarter

SR-NYSE-2007-58
34-55995 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6)
Comments due:  July 30, 2007

SR-NYSE-2007-57
34-55992 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months
Comments due:  July 30, 2007

SR-NYSE-2007-52
34-55974 Jun. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude Interest Expense on Financial Instruments Classified Under GAAP as Liabilities from the Exchange’s Earnings Standard
Comments due:  July 27, 2007

SR-NYSE-2007-46
34-55953 Jun. 25, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the HealthShares™ Orthopedic Repair Exchange-Traded Fund
Comments due:  July 23, 2007

SR-NYSE-2007-51
34-55908 Jun. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rules 54 ("Dealings on the Floor—Persons") and 70 ("Bids and Offers")
Comments due:  July 11, 2007

SR-NYSE-2007-50
34-55904 Jun. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Its Current Revenue Sharing Program for Its Specialists for an Additional Three Months
Comments due:  July 11, 2007

SR-NYSE-2006-28
34-55859 Jun. 5, 2007 Notice of Filing of Amendment No. 4 to Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2, 3, and 4 Relating to NYSE Rules 134 and 411
Comments due:  July 3, 2007
See also:  Notice: Rel. No. 34-55361

SR-NYSE-2007-47
34-55852 Jun. 4, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rules 103A and 103B
Comments due:  June 29, 2007

SR-NYSE-2007-10
34-55823 May 29, 2007 Order Approving Proposed Amendments to Interpretation to Rule 311(b)(5) ("Co-Designation of Principal Executive Officers") as Modified by Amendment No. 1
See also:  Notice: Rel. No. 34-55650

SR-NYSE-2007-48
34-55818 May 25, 2007 Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due:  June 25, 2007
See also:   Order: Rel. No. 34-56208, Notice: Rel. No. 34-56015
Comments received are available for this notice.

SR-NYSE-2007-21
34-55804 May 23, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 92 (Limitations on Members’ Trading Because of Customers’ Orders)
Comments due:  June 21, 2007
See also:  Order/Notice: Rel. No. 34-56071
Comments received are available for this notice.

SR-NYSE-2007-28
34-55796 May 22, 2007 Order Granting Approval to Proposed Rule Change to Exempt Limited Partnerships from Certain of its Shareholder Approval Rules
See also:  Notice: Rel. No. 34-55528

SR-NYSE-2007-34
34-55793 May 22, 2007 Order Approving Proposed Rule Change to Amend NYSE Rule 80A.40(b) to Update the Definition of "Program Trading," to Substitute Simplified Audit Trail Requirements, and to Make Conforming Amendments to NYSE Rule 410B
See also:  Notice: Rel. No. 34-55615

SR-NYSE-2007-37
34-55780 May 17, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Investment Company Units based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended
Comments due:  June 7, 2007

SR-NYSE-2007-24
34-55768 May 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 13 (Definitions of Orders) to Establish the New Order Type Called Do Not Ship
Comments due:  June 11, 2007

SR-NYSE-2006-06
34-55766 May 15, 2007 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Rule 350A ("Business Entertainment") Concerning Policies and Procedures Addressing Business Entertainment
Comments due:  June 11, 2007
Comments received are available for this notice.
* Submit comments on SR-NYSE-2006-06

SR-NYSE-2007-19
34-55742 May 10, 2007 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 Relating to the Waiver of Certain Listing Fees
Comments due:  June 7, 2007
See also:  Notice: Rel. No. 34-55421

SR-NYSE-2007-06
34-55735 May 10, 2007 Order Approving Proposed Rule Change to Amend NYSE Rule 440A ("Telephone Solicitations")
See also:  Notice: Rel. No. 34-55517

SR-NYSE-2007-44
34-55698 May 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for NYSE Bonds
Comments due:  May 30, 2007

SR-NYSE-2007-27
34-55687 May 1, 2007 Notice of Filing of Amendment No. 3 to Proposed Rule Change and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, to Adopt Generic Listing Standards for Index-Linked Securities
Comments due:  May 29, 2007
See also:  Notice: Rel. No. 34-55600

SR-NYSE-2007-41
34-55670 Apr. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Securities Manager Examination ("Series 12")
Comments due:  May 23, 2007
Comments received are available for this notice.

SR-NYSE-2007-15
34-55656 Apr. 23, 2007 Order Approving Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses
See also:  Notice: Rel. No. 34-55345

SR-NYSE-2007-10
34-55650 Apr. 19, 2007 Notice of Filing of Proposed Amendments to Interpretation to Rule 311(b)(5) ("Co-Designation of Principal Executive Officers") as Modified by Amendment No. 1
Comments due:  May 17, 2007
See also:  Order: Rel. No. 34-55823

SR-NYSE-2007-02
34-55646 Apr. 19, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt New Rule 447 ("Emergency Powers")
Comments due:  May 16, 2007
Comments received are available for this notice.
* Submit comments on SR-NYSE-2007-02

SR-NYSE-2007-39
34-55641 Apr. 17, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 103B (Specialist Stock Allocation)
Comments due:  May 15, 2007

SR-NYSE-2007-32
34-55618 Apr. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Rule 15B(T) (Protected Bids and Offers of Away Markets)
Comments due:  May 9, 2007

SR-NYSE-2007-34
34-55615 Apr. 11, 2007 Notice of Filing of Proposed Rule Change to Amend NYSE Rule 80A.40(b) to Update the Definition of "Program Trading," to Substitute Simplified Audit Trail Requirements, and to Make Conforming Amendments to NYSE Rule 410B
Comments due:  May 8, 2007
See also:  Order: Rel. No. 34-55793

SR-NYSE-2007-27
34-55600 Apr. 9, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Adopt Generic Listing Standards for Index-Linked Securities
Comments due:  April 30, 2007
See also:  Notice/Order: Rel. No. 34-55687

SR-NYSE-2005-48
34-55594 Apr. 6, 2007 Notice of Filing of Amendments No. 1, 2, 3, and 4 Thereto to Proposed Rule Change to Amend Rule 619 Pertaining to Subpoenas for the Production of Documents and Appearances of Witnesses
Comments due:  May 4, 2007
See also:  Order/Notice: Rel. No. 34-56158
Comments received are available for this notice.

SR-NYSE-2004-56
34-55593 Apr. 6, 2007 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Amendments to Exchange Rule 611, "Disqualification or Other Disability of Arbitrators"
Comments due:  May 3, 2007

SR-NYSE-2007-29
34-55590 Apr. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules 13 ("Definitions of Orders") and 17 ("Use of Exchange Facilities")
Comments due:  May 4, 2007

SR-NYSE-2006-75
34-55585 Apr. 5, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto to List and Trade Four iShares® GS® Commodity Indexed Trusts
See also:  Notice: Rel. No. 34-54992

SR-NYSE-2007-36
34-55574 Apr. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section 802.01C of the Listed Company Manual, Clarifying that the Exchange Uses the Closing Price Reported on the Consolidated Tape to Determine Compliance with Its Price Test
Comments due:  May 1, 2007

SR-NYSE-2007-35
34-55567 Apr. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext
Comments due:  May 1, 2007
First Quarter

SR-NYSE-2005-03
34-55559 Mar. 29, 2007 Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of Proposed Rule Change, as Amended Related to Exchange Rule 325 (Capital Requirements for Member Organizations) and Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances)
Comments due:  April 26, 2007
See also:  Notice: Rel. No. 34-54255

SR-NYSE-2007-09
34-55555 Mar. 29, 2007 Notice of Filing of Proposed Rule Change as modified by Amendments No. 1 and 2 Thereto Relating to Rule 18 (Compensation in Relation to System Failure)
Comments due:  April 26, 2007
See also:  Notice/Order: Rel. No. 34-56085
Comments received are available for this notice.

SR-NYSE-2006-71
34-55548 Mar. 28, 2007 Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 to List and Trade Nine Series of Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of Sub-Indices of the Dow Jones - AIG Commodity IndexSM
See also:  Notice: Rel. No. 34-55352

SR-NYSE-2007-12
34-55545 Mar. 27, 2007 Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 to Amend Section 703.16 of the NYSE Listed Company Manual to Eliminate Requirement Regarding Index Weighting and Calculation Methodology
See also:  Notice: Rel. No. 34-55343

SR-NYSE-2007-31
34-55543 Mar. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 60 to Allow the Exchange to Identify its Quotation as Slow Non-Firm During the Manual Reporting of a Block-Sized Transaction
Comments due:  April 24, 2007

SR-NYSE-2007-30
34-55537 Mar. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 123D (Openings and Halts In Trading)
Comments due:  April 23, 2007

SR-NYSE-2007-01
34-55536 Mar. 27, 2007 Order Approving Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares
See also:  Notice: Rel. No. 34-55299

SR-NYSE-2007-28
34-55528 Mar. 26, 2007 Notice of Filing of Proposed Rule Change to Exempt Limited Partnerships from Certain of its Shareholder Approval Rules
Comments due:  April 23, 2007
See also:  Order: Rel. No. 34-55796

SR-NYSE-2007-06
34-55517 Mar. 23, 2007 Notice of Filing of Proposed Rule Change to NYSE Rule 440A ("Telephone Solicitations")
Comments due:  April 19, 2007
See also:  Order: Rel. No. 34-55735

SR-NYSE-2006-37
34-55496 Mar. 20, 2007 Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of Proposed Rule Change, as amended, Relating to the Establishment of NYSE Bonds
Comments due:  April 18, 2007
See also:  Notice: Rel. No. 34-54615
Comments received are available for this notice.

SR-NYSE-2007-18
34-55462 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Linkage Order Fee
Comments due:  April 11, 2007

SR-NYSE-2007-20
34-55448 Mar. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete from Section 804.00 of the Exchange’s Listed Company Manual Text that has been Superseded
Comments due:  April 9, 2007

SR-NYSE-2007-16
34-55439 Mar. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Individual Investor Express Delivery Service
Comments due:  April 6, 2007

SR-NYSE-2007-19
34-55421 Mar. 8, 2007 Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees
Comments due:  April 4, 2007
See also:  Notice/Order: Rel. No. 34-55742

SR-NYSE-2006-111
34-55406 Mar. 6, 2007 Order Approving Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Numbers:  SR-NASD-2006-131; SR-Amex-2007-05
See also:  Notice: Rel. No. 34-55170

SR-NYSE-2007-25
34-55398 Mar. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 123D (Openings and Halts In Trading)
Comments due:  April 2, 2007

SR-NYSE-2007-23
34-55387 Mar. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 15A.50 Clarifying the Circumstances Under Which the Exchange Will Automatically Route Orders to Other Market Centers to Prevent Trade-Throughs, and Rename Rule 15A
Comments due:  March 30, 2007

SR-NYSE-2006-28
34-55361 Feb. 27, 2007 Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to NYSE Rules 134 and 411
Comments due:  March 27, 2007
See also:  Notice/Order: Rel. No. 34-55859

SR-NYSE-2007-04
34-55354 Feb. 26, 2007 Notice of Filing of Proposed Rule Change Relating to Approval of Fee for NYSE Real-Time Trade Prices
Comments due:  March 26, 2007
See also:  Notice/Order: Rel. No. 34-57966
Comments received are available for this notice.

SR-NYSE-2006-71
34-55352 Feb. 26, 2007 Notice of Filing of Proposed Rule Change to List and Trade Nine Series of Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of Sub-Indices of the Dow Jones - AIG Commodity IndexSM
Comments due:  March 19, 2007
See also:  Order: Rel. No. 34-55548

SR-NYSE-2007-15
34-55345 Feb. 26, 2007 Notice of Filing of a Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses
Comments due:  March 26, 2007
See also:  Order: Rel. No. 34-55656

SR-NYSE-2007-12
34-55343 Feb. 23, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Section 703.16 of the NYSE Listed Company Manual to Eliminate Requirement Regarding Index Calculation Methodology
Comments due:  March 20, 2007
See also:  Order: Rel. No. 34-55545

SR-NYSE-2006-04
34-55337 Feb. 23, 2007 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to NYSE Rule 116 ("Stop" Constitutes Guarantee) and NYSE Rule 123B (Exchange Automated Order Routing Systems)
Comments received are available for this notice.
See also:  Notice: Rel. No. 34-54592

SR-NYSE-2007-14
34-55316 Feb. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers)
Comments due:  March 20, 2007

SR-NYSE-2007-17
34-55314 Feb. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers from Another National Securities Exchange
Comments due:  March 20, 2007

SR-NYSE-2007-01
34-55299 Feb. 15, 2007 Notice of Filing of Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares
Comments due:  March 16, 2007
See also:  Order: Rel. No. 34-55536

SR-NYSE-2006-120
34-55293 Feb. 14, 2007 Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding the Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Comments due:  March 15, 2007
See also:  Notice: Rel. No. 34-55026
Additional Materials: Amendment No. 1; Exhibit 5C; Exhibit 5D; Exhibit 5F; Exihibit 5G; Exhibit 5H; Exhibit 5I; Exhibit 5J; Exhibit 5M
Comments received are available for this notice.

SR-NYSE-2007-07
34-55281 Feb. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot
Comments due:  March 13, 2007

SR-NYSE-2007-03
34-55268 Feb. 9, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencySharesSM Japanese Yen Trust
Comments due:  March 13, 2007

SR-NYSE-2006-45
34-55264 Feb. 9, 2007 Order Approving Proposed Rule Change to Amend NYSE Rule 638 Concerning Mediation
See also:  Notice: Rel. No. 34-54917
Comments received are available for this notice.

SR-NYSE-2007-11
34-55244 Feb. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 122 (Orders with More than One Broker) until the availability of full d-Quote functions in a particular security or March 5, 2007, whichever comes first
Comments due:  March 6, 2007

SR-NYSE-2006-68
34-55222 Feb. 1, 2007 Notice of Filing of a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto to List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the U.S. Dollar/Japanese Yen Exchange Rate
Comments due:  February 23, 2007
* Submit comments on SR-NYSE-2006-68

SR-NYSE-2007-05
34-55218 Jan. 31, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 36 (Communication Between Exchange and Members’ Offices)
Comments due:  March 3, 2007

SR-NYSE-2006-109
34-55216 Jan. 31, 2007 Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power to Fine NYSE Member Organizations and Use of Money Collected as Fines
See also:  Notice: Rel. No. 34-55003

SR-NYSE-2007-08
34-55210 Jan. 31, 2007 Notice of Filing and Immediate Effectiveness   of Proposed Rule Change to Adopt New Rule 15B(T) Relating to Intermarket Sweep Orders
Comments due:  February 28, 2007

SR-NYSE-2006-116
34-55198 Jan. 30, 2007 Order Approving Proposed Rule Change Amending Annual Report Timely Filing Requirements
See also:  Notice: Rel. No. 34-54977

SR-NYSE-2006-67
34-55189 Jan. 29, 2007 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the British pound/U.S. Dollar Exchange Rate
Comments due:  February 20, 2007
* Submit comments on SR-NYSE-2006-67

SR-NYSE-2006-66
34-55188 Jan. 29, 2007 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the euro/U.S. Dollar Exchange Rate
Comments due:  February 20, 2007
* Submit comments on SR-NYSE-2006-66

SR-NYSE-2006-111
34-55170 Jan. 26, 2007 Notice of Filing of Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Numbers:  SR-NASD-2006-131; SR-Amex-2007-05
Comments due:  February 22, 2007
See also:  Order: Rel. No. 34-55406
Comments received are available for this notice.

SR-NYSE-2006-57
34-55132 Jan. 19, 2007 Order Granting Approval of a Proposed Rule Change Amending Rule 180 to Require Member Organizations to Use the Automated Liability Notification System of a Registered Clearing Agency
See also:  Notice: Rel. No. 34-54818

SR-NYSE-2006-110
34-55120 Jan. 18, 2007 Order Approving a Proposed Rule Change Relating to Its Linkage Order Fee
See also:  Notice: Rel. No. 34-54912

SR-NYSE-2006-101
34-55113 Jan. 17, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities
Comments due:  February 14, 2007

SR-NYSE-2006-90
34-55084 Jan. 10, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 13 (Definitions of Orders)
Comments due:  February 8, 2007

SR-NYSE-2006-97
34-55079 Jan. 10, 2007 Order Approving Proposed Rule Change Relating to Exchange Rule 342 ("Offices – Approval, Supervision and Control")
See also:  Notice: Rel. No. 34-54847

SR-NYSE-2006-78
34-55072 Jan. 9, 2007 Notice of Filing of Proposed Rule Changes to Amend NYSE Rules 472 and 344, and NASD Rules 1050 and 2711 Relating to Research Analyst Conflicts of Interest
Additional Nos.:   SR-NASD-2006-113
Comments due:  March 5, 2007
Comments received are available for this notice.
* Submit comments on SR-NYSE-2006-78

SR-NYSE-2006-117
34-55069 Jan. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization "Facilitating" a Customer Order of at Least 10,000 Shares
Comments due:  February 9, 2007

SR-NYSE-2006-80
34-55067 Jan. 9, 2007 Order Approving a Proposed Rule Change and Amendment No. 1 Relating To NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business)
See also:  Notice: Rel. No. 34-54801


NYSE File Number List

Release No. Date Details

SR-NYSE-2007-127
34-57093 Jan. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Regulatory Fees
Comments due:  January 30, 2008

SR-NYSE-2007-125
34-57072 Dec. 31, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 107A (Registered Competitive Market Makers) and Exchange Rule 110 (Competitive Traders)
Comments due:  January 28, 2008

SR-NYSE-2007-123
34-57063 Dec. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation)
Comments due:  January 28, 2008

SR-NYSE-2007-122
34-57062 Dec. 28, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due:  January 25, 2008
Additional File Nos.:  SR-NASDAQ-2007-101; SR-Amex-2007-142; and SR-NYSEArca-2007-131

SR-NYSE-2007-121
34-57084 Jan. 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Trading Floor Regulatory Fee
Comments due:  January 29, 2008

SR-NYSE-2007-120
34-57156 Jan. 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rules 13, 60, and 1000 to Allow For the Automatic Execution of G-Quotes in the Display Book
Comments due:  February 13, 2008

SR-NYSE-2007-119
34-57305 Feb. 11, 2008 Order Approving Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure to Pay Fees)
34-57065 Dec. 28, 2007 Notice of Filing of Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure to Pay Fees)
Comments due:  January 28, 2008

SR-NYSE-2007-118
34-57046 Dec. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 409(f)
Comments due:  January 24, 2008
Comments received are available for this notice.

SR-NYSE-2007-117
34-57035 Dec. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New Non-Regulatory Trading Halt Condition Under Rule 123D Designated as "Investment Company Units or Index-Linked Securities"
Comments due:  January 22, 2008

SR-NYSE-2007-116
34-57006 Dec. 20, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the New York Stock Exchange LLC Relating to NYSE Rule 300 (Trading Licenses)
Comments due:  January 18, 2008

SR-NYSE-2007-115
34-56953 Dec. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2 (“Member,” “Membership,” “Member Firm,” etc.)
Comments due:  January 9, 2008

SR-NYSE-2007-114
34-56968 Dec. 14, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to NYSE Rule 92 and Riskless Principal Trading at the Exchange
Comments due:  January 10, 2008

SR-NYSE-2007-113
34-57291 Feb. 7, 2008 Order Approving Proposed Rule Change to Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management
34-57061 Dec. 28, 2007 Notice of Filing of Proposed Rule Change to Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management
Comments due:  January 25, 2008

SR-NYSE-2007-112
34-57003 Dec. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (ITS and Pre-Opening Applications)
Comments due:  January 18, 2008

SR-NYSE-2007-111
34-56920 Dec. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Rule 48 Permitting the Exchange to Declare an Extreme Market Volatility Condition
Comments due:  January 3, 2008

SR-NYSE-2007-110
34-57223 Jan. 29, 2008 Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities
34-56984 Dec. 18, 2007 Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities
Comments due:  January 17, 2008

SR-NYSE-2007-109
34-56895 Dec. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated with a Specialist's Member Organization
Comments due:  January 2, 2008

SR-NYSE-2007-108
34-57009 Dec. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Change to Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations
Comments due:  January 18, 2008
See also:  Order: Rel. No. 34-57223

SR-NYSE-2007-107
34-56894 Dec. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's NYSE BondsSM System and Trade Execution Fees
Comments due:  January 2, 2008

SR-NYSE-2007-106
34-56851 Nov. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Exchange Rule 103A(a)(3) to Address Changes in the Way the Exchange Delivers Education Programs to its Members and to Clarify that the Mandatory Education Requirement Applies to All Individuals Qualified to Use a Trading License
Comments due:  December 27, 2007

SR-NYSE-2007-105
34-56870 Nov. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Charged to Member Organizations for the Use of the On-Line Comparison System
Comments due:  December 27, 2007

SR-NYSE-2007-104
34-56835 Nov. 21, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Exchange to List Certain Companies Based on Two Completed Fiscal Years and Financial Statements Covering the First Six Months of the Current Fiscal Year As Long As Prior to Listing Certain Summary Financial Data Confirms that the Company Continues to Satisfy the Applicable Standard Based On At Least Nine Completed Months of the Current Fiscal Year
Comments due:  December 21, 2007

SR-NYSE-2007-103
34-56858 Nov. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders)
Comments due:  December 27, 2007

SR-NYSE-2007-102
34-57058 Dec. 28, 2007 Order Approving Proposed Rule Change, As Modified by Amendment No. 1 Thereto, Relating to NYSE Rule 1500 (NYSE MatchPointSM)
34-56798 Nov. 15, 2007 Notice of Filing of Proposed Rule Change Relating to NYSE Rule 1500 (NYSE MatchPointSM)
Comments due:  December 14, 2007

SR-NYSE-2007-101
34-57272 Feb. 5, 2008 Order Granting Approval of Proposed Rule Change Relating to Amendments to NYSE Rule 104.21 (“Specialist Organizations – Additional Capital Requirements”)
34-57000 Dec. 20, 2007 Notice of Filing of a Proposed Rule Amendment to NYSE Rule 104.21 (“Specialist Organizations – Additional Capital Requirements”)
Comments due:  January 18, 2008

SR-NYSE-2007-100
34-56740 Nov. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange’s Transaction Fees
Comments due:  November 30, 2007

SR-NYSE-2007-99
34-57041 Dec. 26, 2007 Order Granting Approval to Proposed Rule Change to Permit Issuers of Index-Linked Securities to Submit a Letter From the Issuer's Authorized Executive Officer Rather Than Provide a Certified Copy of the Resolution Adopted By the Issuers' Board of Directors, When the Issuers Are Voluntarily Delisting the Securities From the Exchange and Transferring the Listing to Another National Securities Exchange
34-56812 Nov. 19, 2007 Notice of Filing of Proposed Rule Change to Allow Issuers Voluntarily Delisting Index-Linked Securities to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Board Resolution
Comments due:  December 17, 2007

SR-NYSE-2007-98
34-57239 Jan. 30, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce from Six Months to Three Months the Period for Which a Company’s Average Global Market Capitalization Must Exceed the Levels Established by the Exchange’s Pure Valuation/Revenue Test
34-56976 Dec. 17, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce from Six Months to Three Months the Period for Which a Company’s Average Global Market Capitalization Must Exceed the Levels Established by the Exchange’s Pure Valuation/Revenue Test
Comments due:  January 16, 2008

SR-NYSE-2007-97
34-56753 Nov. 6, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify that a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent from a Customer to Trade Along on an Order-By-Order Basis Under Rule 92(b)
Comments due:  December 4, 2007

SR-NYSE-2007-96
34-56726 Oct. 31, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 80A (Index Arbitrage Trading Restrictions)
Comments due:  November 27, 2007

SR-NYSE-2007-95
34-56718 Oct. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 18 (Compensation in Relation to Exchange System Failure)
Comments due:  November 26, 2007
* Submit comments on SR-NYSE-2007-95

SR-NYSE-2007-94
34-56621 Oct. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend NYSE Rule 70.30 Relating to the Definition of a Crowd
Comments due:  November 5, 2007

SR-NYSE-2007-93
34-56599 Oct. 2, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) and Rule 104 (Dealings by Specialists)
Comments due:  October 31, 2007

SR-NYSE-2007-92
34-56588 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rules 104(b) and 123D
Comments due:  October 30, 2007
Comments received are available for this notice.

SR-NYSE-2007-91
34-56607 Oct. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive the Fee Charged to Member Organizations for the Approval of Pre-Qualified Substitutes
Comments due:  October 31, 2007

SR-NYSE-2007-90
34-56697 Oct. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Charged to Member Organizations for Participation in the Exchange’s Continuing Education Program
Comments due:  November 20, 2007

SR-NYSE-2007-89
34-56591 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute a Revised System of Payments to Specialist Firms
Comments due:  October 30, 2007

SR-NYSE-2007-88
34-56590 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Transaction Fees and Certain Trading Floor Fees
Comments due:  October 30, 2007

SR-NYSE-2007-87
34-57100 Jan. 4, 2008 Order Approving Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 into NYSE Rule 460
34-56777 Nov. 9, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 into NYSE Rule 460
Comments due:  December 10, 2007

SR-NYSE-2007-86
34-56556 Sep. 27, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months
Comments due:  October 24, 2007

SR-NYSE-2007-85
34-56589 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Temporary Waiver of the Specialist Marketing and Investor Education Fee for Specialists in Certain Listed Investment Company Units
Comments due:  October 30, 2007

SR-NYSE-2007-84
34-56554 Sep. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) (Dealings with Specialists)
Comments due:  October 24, 2007

SR-NYSE-2007-83
34-56711 Oct. 26, 2007 Order Granting Approval of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”)
34-56455 Sep. 18, 2007 Notice of Filing of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”)
Comments due:  October 16, 2007
Additional Materials: Appendices 3A, 3B, and 3C

SR-NYSE-2007-82
34-56551 Sep. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders)
Comments due:  October 24, 2007
Additional Material:Appendix A
Comments received are available for this notice.

SR-NYSE-2007-81
34-56370 Sep. 6, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 104 (Dealings by Specialists)
Comments due:  October 3, 2007

SR-NYSE-2007-80
34-56384 Sep. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of One of its NYSE OpenBook® Services
Comments due:  October 9, 2007

SR-NYSE-2007-79
34-56456 Sep. 18, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Charged to Member Organizations for Maintenance of Exchange-Issued Cellular Phones
Comments due:  October 15, 2007

SR-NYSE-2007-78
34-56337 Aug. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute a Revised System of Payments to Specialist Firms
Comments due:  September 27, 2007

SR-NYSE-2007-77
34-56842 Nov. 27, 2007 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Amend Listing Fees for Structured Products
34-56688 Oct. 23, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Amend Listing Fees for Structured Products
Comments due:  November 16, 2007

SR-NYSE-2007-76
34-56525 Sep. 25, 2007 Order Granting Accelerated Approval to Proposed Rule Change Relating to Requirements for the Listing and Trading of Commodity-Linked Securities and Currency-Linked Securities
34-56332 Aug. 29, 2007 Notice of Filing of Proposed Rule Change Relating to Requirements for Listing of Commodity-Linked Securities and Currency-Linked Securities
Comments due:  September 21, 2007

SR-NYSE-2007-75
34-56290 Aug. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Six Month Pilot Basis
Comments due:  September 17, 2007

SR-NYSE-2007-74
34-56271 Aug. 16, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Sections 703.22 and 802.01D of the Exchange’s Listed Company Manual Regarding the Listing and Trading of Index-Linked Securities
Comments due:  September 12, 2007

SR-NYSE-2007-71
34-56195 Aug. 2, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exclude from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity on a Six Month Pilot Basis
Comments due:  August 30, 2007

SR-NYSE-2007-70
34-56181 Aug. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Gross FOCUS Fee
Comments due:  August 28, 2007

SR-NYSE-2007-69
34-56169 Jul. 30, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Information Memorandum That Reflects the Changes to Disciplinary Proceedings at NYSE Regulation, Inc. as a Result of the Regulatory Consolidation with the National Association of Securities Dealers, Inc.
Comments due:  August 24, 2007

SR-NYSE-2007-67
34-56654 Oct. 12, 2007 Order Approving Proposed Rule Change Relating to NYSE Rule 2 ("Member," "Membership," "Member Firm," etc.)
34-56173 Jul. 31, 2007 Notice of Filing of Proposed Rule Change Relating to NYSE Rule 2 ("Member," "Membership," "Member Firm," etc.)
Comments due:  August 28, 2007

SR-NYSE-2007-65
34-56209 Aug. 6, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 79A.30 (Miscellaneous Requirements on Stock Market Procedures)
Comments due:  September 4, 2007

SR-NYSE-2007-64
34-58108 Jul. 7, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, relating to Section 31 Accumulated Funds
Comments due:  August 4, 2008
* Submit comments on SR-NYSE-2007-64

SR-NYSE-2007-63
34-56088 Jul. 18, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 92(d)(6), Limitations on Members’ Trading Because of Customers’ Orders
Comments due:  August 14, 2007

SR-NYSE-2007-62
34-57251 Feb. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to NYSE Rules 104 (Dealings by Specialists); 111 (Reports of Executions); 123A (Miscellaneous Reports); 123C (Market on the Close Policy and Expiration Procedures); 421 (Periodic Reports); 440B (Short Sales); 440C (Short Sale Borrowing and Delivery Requirements); 440F (Public Short Sale Transactions Effected on the Exchange); 440G (Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations); 902 (Off-Hours Trading Orders); 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation); and 1003 (Application of Tick Tests) Relating to Recent Amendments to Rule 10a-1 and Regulation SHO
Comments due:  February 28, 2008

SR-NYSE-2007-61
34-56024 Jul. 6, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 97, Limitation on Members’ Trading Because of Block Positioning
Comments due:  August 3, 2007

SR-NYSE-2007-60
34-56065 Jul. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Charge Member Organizations a Routing Fee for Orders Routed to Other Markets for Execution
Comments due:  August 9, 2007

SR-NYSE-2007-59
34-56143 Jul. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rules 342(c) ("Offices – Approval, Supervision and Control") and 343 ("Offices – Sole Tenancy, Hours, Display of Membership Certificates")
Comments due:  August 23, 2007
Comments received are available for this notice.

SR-NYSE-2007-58
34-55995 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6)
Comments due:  July 30, 2007

SR-NYSE-2007-57
34-55992 Jun. 29, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months
Comments due:  July 30, 2007

SR-NYSE-2007-56
34-56107 Jul. 19, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program under NYSE Rules 431 (Margin Requirements) and 726 (Delivery of Options Disclosure Document and Prospectus)
Comments due:  August 17, 2007

SR-NYSE-2007-55
34-56140 Jul. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 106 (Specialists’ Contact with Listed Companies and Member Organizations)
Comments due:  August 22, 2007

SR-NYSE-2007-53
34-56854 Nov. 28, 2007 Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, to Amend NYSE Rule 342.13 ("Acceptability of Supervisors")
34-56686 Oct. 23, 2007 Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, to Amend NYSE Rule 342.13 ("Acceptability of Supervisors")
Comments due:  November 19, 2007
Comments received are available for this notice.

SR-NYSE-2007-52
34-55974 Jun. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude Interest Expense on Financial Instruments Classified Under GAAP as Liabilities from the Exchange’s Earnings Standard
Comments due:  July 27, 2007

SR-NYSE-2007-51
34-55908 Jun. 14, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rules 54 ("Dealings on the Floor—Persons") and 70 ("Bids and Offers")
Comments due:  July 11, 2007

SR-NYSE-2007-50
34-55904 Jun. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Its Current Revenue Sharing Program for Its Specialists for an Additional Three Months
Comments due:  July 11, 2007

SR-NYSE-2007-48
34-56208 Aug. 6, 2007 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
34-56015 Jul. 5, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due:  August 1, 2007
34-55818 May 25, 2007 Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due:  June 25, 2007
Comments received are available for this notice.

SR-NYSE-2007-47
34-55852 Jun. 4, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rules 103A and 103B
Comments due:  June 29, 2007

SR-NYSE-2007-46
34-55953 Jun. 25, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the HealthShares™ Orthopedic Repair Exchange-Traded Fund
Comments due:  July 24, 2007

SR-NYSE-2007-44
34-55698 May 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for NYSE Bonds
Comments due:  May 30, 2007

SR-NYSE-2007-42
34-56392 Sep. 12, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 103B ("Specialist Stock Allocation")
34-56183 Aug. 2, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 103B ("Specialist Stock Allocation")
Comments due:  August 29, 2007

SR-NYSE-2007-41
34-55670 Apr. 25, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Securities Manager Examination ("Series 12")
Comments due:  May 23, 2007
Comments received are available for this notice.

SR-NYSE-2007-39
34-55641 Apr. 17, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 103B (Specialist Stock Allocation)
Comments due:  May 15, 2007

SR-NYSE-2007-37
34-55780 May 17, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Investment Company Units based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended
Comments due:  June 7, 2007

SR-NYSE-2007-36
34-55574 Apr. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section 802.01C of the Listed Company Manual, Clarifying that the Exchange Uses the Closing Price Reported on the Consolidated Tape to Determine Compliance with Its Price Test
Comments due:  May 1, 2007

SR-NYSE-2007-35
34-55567 Apr. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext
Comments due:  May 1, 2007

SR-NYSE-2007-34
34-55793 May 22, 2007 Order Approving Proposed Rule Change to Amend NYSE Rule 80A.40(b) to Update the Definition of "Program Trading," to Substitute Simplified Audit Trail Requirements, and to Make Conforming Amendments to NYSE Rule 410B
34-55615 Apr. 11, 2007 Notice of Filing of Proposed Rule Change to Amend NYSE Rule 80A.40(b) to Update the Definition of "Program Trading," to Substitute Simplified Audit Trail Requirements, and to Make Conforming Amendments to NYSE Rule 410B
Comments due:  May 8, 2007

SR-NYSE-2007-32
34-55618 Apr. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Rule 15B(T) (Protected Bids and Offers of Away Markets)
Comments due:  May 9, 2007

SR-NYSE-2007-31
34-55543 Mar. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 60 to Allow the Exchange to Identify its Quotation as Slow Non-Firm During the Manual Reporting of a Block-Sized Transaction
Comments due:  April 24, 2007

SR-NYSE-2007-30
34-55537 Mar. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 123D (Openings and Halts In Trading)
Comments due:  April 23, 2007

SR-NYSE-2007-29
34-55590 Apr. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules 13 ("Definitions of Orders") and 17 ("Use of Exchange Facilities")
Comments due:  May 4, 2007

SR-NYSE-2007-28
34-55796 May 22, 2007 Order Granting Approval to Proposed Rule Change to Exempt Limited Partnerships from Certain of its Shareholder Approval Rules
34-55528 Mar. 26, 2007 Notice of Filing of Proposed Rule Change to Exempt Limited Partnerships from Certain of its Shareholder Approval Rules
Comments due:  April 23, 2007

SR-NYSE-2007-27
34-55687 May 1, 2007 Notice of Filing of Amendment No. 3 to Proposed Rule Change and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, to Adopt Generic Listing Standards for Index-Linked Securities
Comments due:  May 29, 2007
34-55600 Apr. 9, 2007 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Adopt Generic Listing Standards for Index-Linked Securities
Comments due:  April 30, 2007

SR-NYSE-2007-25
34-55398 Mar. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 123D (Openings and Halts In Trading)
Comments due:  April 2, 2007

SR-NYSE-2007-24
34-55768 May 15, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 13 (Definitions of Orders) to Establish the New Order Type Called Do Not Ship
Comments due:  June 11, 2007

SR-NYSE-2007-23
34-55387 Mar. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 15A.50 Clarifying the Circumstances Under Which the Exchange Will Automatically Route Orders to Other Market Centers to Prevent Trade-Throughs, and Rename Rule 15A
Comments due:  March 30, 2007

SR-NYSE-2007-22
34-56142 Jul. 26, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Harmonization of NYSE and NASD Regulatory Standards, the Updating of Certain NYSE Terminology, and the Reorganization and Clarification of Certain NYSE Rules in Connection with the Harmonization Process
Comments due:  August 22, 2007
Comments received are available for this notice.
* Submit comments on SR-NYSE-2007-22

SR-NYSE-2007-21
34-56017 Jul. 5, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Rule 92 (Limitations on Members’ Trading Because of Customers’ Orders)
Comments due:  August 2, 2007
34-55804 May 23, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 92 (Limitations on Members’ Trading Because of Customers’ Orders)
Comments due:  June 21, 2007
Comments received are available for this notice.

SR-NYSE-2007-20
34-55448 Mar. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete from Section 804.00 of the Exchange’s Listed Company Manual Text that has been Superseded
Comments due:  April 9, 2007

SR-NYSE-2007-19
34-55742 May 10, 2007 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 Relating to the Waiver of Certain Listing Fees
Comments due:  June 7, 2007
34-55421 Mar. 8, 2007 Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees
Comments due:  April 4, 2007

SR-NYSE-2007-18
34-55462 Mar. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Linkage Order Fee
Comments due:  April 11, 2007

SR-NYSE-2007-17
34-55314 Feb. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers from Another National Securities Exchange
Comments due:  March 20, 2007

SR-NYSE-2007-16
34-55439 Mar. 9, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Individual Investor Express Delivery Service
Comments due:  April 6, 2007

SR-NYSE-2007-15
34-55656 Apr. 23, 2007 Order Approving Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses
34-55345 Feb. 26, 2007 Notice of Filing of a Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses
Comments due:  March 26, 2007

SR-NYSE-2007-14
34-55316 Feb. 20, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers)
Comments due:  March 20, 2007

SR-NYSE-2007-013
34-56162 Jul. 27, 2007 Notice of Filing of Proposed Rule on Notification of Fees
Comments due:  August 23, 2007
* Submit comments on SR-NYSE-2007-013

SR-NYSE-2007-12
34-55545 Mar. 27, 2007 Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 to Amend Section 703.16 of the NYSE Listed Company Manual to Eliminate Requirement Regarding Index Weighting and Calculation Methodology
34-55343 Feb. 23, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Section 703.16 of the NYSE Listed Company Manual to Eliminate Requirement Regarding Index Calculation Methodology
Comments due:  March 20, 2007

SR-NYSE-2007-11
34-55244 Feb. 5, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 122 (Orders with More than One Broker) until the availability of full d-Quote functions in a particular security or March 5, 2007, whichever comes first
Comments due:  March 6, 2007

SR-NYSE-2007-10
34-55823 May 29, 2007 Order Approving Proposed Amendments to Interpretation to Rule 311(b)(5) ("Co-Designation of Principal Executive Officers") as Modified by Amendment No. 1
34-55650 Apr. 19, 2007 Notice of Filing of Proposed Amendments to Interpretation to Rule 311(b)(5) ("Co-Designation of Principal Executive Officers") as Modified by Amendment No. 1
Comments due:  May 17, 2007

SR-NYSE-2007-09
34-56085 Jul. 17, 2007 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to Rule 18 (Compensation in Relation to System Failure)
Comments due:  August 14, 2007
34-55555 Mar. 29, 2007 Notice of Filing of Proposed Rule Change as modified by Amendments No. 1 and 2 Thereto Relating to Rule 18 (Compensation in Relation to System Failure)
Comments due:  April 26, 2007
Comments received are available for this notice.

SR-NYSE-2007-08
34-55210 Jan. 31, 2007 Notice of Filing and Immediate Effectiveness   of Proposed Rule Change to Adopt New Rule 15B(T) Relating to Intermarket Sweep Orders
Comments due:  February 28, 2007

SR-NYSE-2007-07
34-55281 Feb. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot
Comments due:  March 13, 2007

SR-NYSE-2007-06
34-55735 May 10, 2007 Order Approving Proposed Rule Change to Amend NYSE Rule 440A ("Telephone Solicitations")
34-55517 Mar. 23, 2007 Notice of Filing of Proposed Rule Change to NYSE Rule 440A ("Telephone Solicitations")
Comments due:  April 19, 2007

SR-NYSE-2007-05
34-55218 Jan. 31, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 36 (Communication Between Exchange and Members’ Offices)
Comments due:  March 1, 2007

SR-NYSE-2007-04
34-57966 Jun. 16, 2008 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Approval of Fee for NYSE Real-Time Reference Prices
Comments due:  July 11, 2008
Comments received are available for this notice.
34-55354 Feb. 26, 2007 Notice of Filing of Proposed Rule Change Relating to Approval of Fee for NYSE Real-Time Trade Prices
Comments due:  March 16, 2007
Comments received are available for this notice.

SR-NYSE-2007-03
34-55268 Feb. 9, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencySharesSM Japanese Yen Trust
Comments due:  March 13, 2007

SR-NYSE-2007-02
34-55646 Apr. 19, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt New Rule 447 ("Emergency Powers")
Comments due:  May 16, 2007
Comments received are available for this notice.
* Submit comments on SR-NYSE-2007-02

SR-NYSE-2007-01
34-55536 Mar. 27, 2007 Order Approving Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares
34-55299 Feb. 15, 2007 Notice of Filing of Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares
Comments due:  March 16, 2007

 

http://www.sec.gov/rules/sro/nyse/nysearchive/nysearchive2007.shtml


Modified: 10/16/2014