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NYSE Rulemaking Archive: 2001

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

NYSE File Number List for 2001

Additional Archives


Chronological List
Release No. Date Details

SR-NYSE-2001-42
34-45138 Dec. 7, 2001 Order Approving a Proposed Rule Change Establishing the Fees for NYSE OpenBookTM
Comments received are available for this notice.

SR-NYSE-2001-14
34-44539 Jul. 11, 2001 Notice of Filing of Proposed Rule Change to Amend Rule 13 on XPress Quote Parameters
Comments received are available for this notice.


NYSE File Number List for 2001
Release No. Date Details

SR-NYSE-2001-53
34-45644 Mar. 25, 2002 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Amending Its Rules Regarding the Transmission of Proxy and Other Shareholder Communication Material and the Proxy Reimbursement Guidelines Set Forth In Those Rules, and Requesting Permanent Approval of the Amended Proxy Reimbursement Guidelines
34-45263 Jan. 9, 2002 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Its Rules Regarding the Transmission of Proxy and Other Shareholder Communication Material and the Proxy Reimbursement Guidelines Set Forth In Those Rules, and Requesting Permanent Approval of the Amended Proxy Reimbursement Guidelines
Comments received are available for this notice.

SR-NYSE-2001-42
34-45138 Dec. 7, 2001 Order Approving a Proposed Rule Change Establishing the Fees for NYSE OpenBookTM
Comments received are available for this notice.

SR-NYSE-2001-14
34-44539 Jul. 11, 2001 Notice of Filing of Proposed Rule Change to Amend Rule 13 on XPress Quote Parameters
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/nyse/nysearchive/nysearchive2001.shtml


Modified: 06/17/2008