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NYSE Rulemaking Archive: 1999

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

NYSE File Number List for 1999

Additional Archives


Chronological List
Release No. Date Details

SR-NYSE-99-39
34-42233A Dec. 23, 1999 Order Approving Proposed Rule Change Amending the Exchange's Audit Committee Requirements and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto(Correction)
See also: Release No. 34-42233; Release No. 34-41980

SR-NYSE-99-39
34-42233  Dec. 14, 1999 Order Approving Proposed Rule Change Amending the Exchange's Audit Committee Requirements and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto
Comments received are available for this notice and order.
See also: correction; Release No. 34-41980

SR-NYSE-99-39
34-41980 Oct. 6, 1999 Notice of Filing of Proposed Rule Change Amending Audit Committee Requirements of Listed Companies
Comments received are available for this notice.
See also: correction; Release No. 34-42233;

SR-NYSE-99-21
34-41549 Jun. 23, 1999 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Reimbursement of Member Organizations for Costs Incurred in the Transmission of Proxy and Other Shareholder Communication Material
Comments received are available for this notice.

SR-NYSE-99-13
34-41502 Jun. 9, 1999 Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 2 and 3 Relating to Original and Continued Listing Criteria

SR-NYSE-98-32
34-41479 Jun. 4, 1999 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 1 and 2 Thereto Relating to Shareholder Approval of Stock Option Plans
See also:  Notices: Rel. Nos. 34-40847, 34-40679

SR-NYSE-97-18
34-41397 May 13, 1999 Notice of Filing of a Proposed Rule Change Relating to Specialists' Entry of Bids and Offers in Electronic Communications Networks and Other Market Centers

SR-NYSE-98-45
34-41041 Feb. 11, 1999 Order Approving Proposed Rule Change Relating to Amendments to Rule 80A


NYSE File Number List for 1999
Release No. Date Details

SR-NYSE-99-51
34-47689 Apr. 17, 2003 Order Approving Proposed Rule Change Relating to Order Tracking

SR-NYSE-99-48
34-42758 May 5, 2000 Order Approving Proposed Rule Change To Rescind Exchange Rule 390
34-42723 Apr. 26, 2000 Notice of Extension of Comment Period for Issues Relating to Market Fragmentation
34-42450 Feb. 23, 2000 Notice of Filing of Proposed Rule Change To Rescind Exchange Rule 390; Commission Request for Comment on Issues Relating to Market Fragmentation
Comments received are available for this notice.

SR-NYSE-99-47
34-42343 Jan. 14, 2000 Notice of Filing of Proposed Rule Change to Amend NYSE Rule 431 ("Margin Requirements")
Comments received are available for this notice.

SR-NYSE-99-39
34-42233A Dec. 23, 1999 Order Approving Proposed Rule Change Amending the Exchange's Audit Committee Requirements and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto (Correction)
See also: Release No. 34-42233;
34-42233  Dec. 14, 1999 Order Approving Proposed Rule Change Amending the Exchange's Audit Committee Requirements and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto
Comments received are available for this notice and order.
34-41980 Oct. 6, 1999 Notice of Filing of Proposed Rule Change Amending Audit Committee Requirements of Listed Companies
Comments received are available for this notice.

SR-NYSE-99-21
34-41549 Jun. 23, 1999 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Reimbursement of Member Organizations for Costs Incurred in the Transmission of Proxy and Other Shareholder Communication Material
Comments received are available for this notice.

SR-NYSE-99-13
34-41502 Jun. 9, 1999 Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 2 and 3 Relating to Original and Continued Listing Criteria

 

http://www.sec.gov/rules/sro/nyse/nysearchive/nysearchive1999.shtml


Modified: 10/16/2014