SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4 and 5 Relating the Exchange’s Business Combination with Archipelago Holdings, Inc.

(Release No. 34-53073; File No. SR-NYSE-2005-77)


Comment in response to Order: Rel. No. 34-53124

Mar. 27, 2006 Marc E. Lackritz, President, Securities Industry Association and Micah S. Green, President and CEO, The Bond Market Association

Comments in response to Notice: Rel. No. 34-53073

Feb. 24, 2006 Kevin J. P. O'Hara, Chief Administrative Officer, General Counsel & Secretary, Pacific Exchange, Inc.
Feb. 22, 2006 Fane Lozman, North Bay Village, Florida
Feb. 16, 2006 Barbara Z. Sweeney, Corporate Secretary, NASD, Washington, District of Columbia
Feb. 12, 2006 Andrew Rothlein
Feb. 8, 2006 Kevin J. P. O'Hara, Chief Administrative Officer, General Counsel & Secretary, Pacific Exchange, Inc.
Feb. 7, 2006 Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Feb. 2, 2006 Philip J. Nathanson, Philip J. Nathanson & Associates
Feb. 2, 2006 Michael Kanovitz, Loevy & Loevy
Feb. 2, 2006 Ari Burstein, Associate Counsel, Investment Company Institute
Feb. 2, 2006 Dennis Johnson, CFA, Senior Portfolio Manager, CalPERS
Feb. 2, 2006 Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York
Feb. 2, 2006 Marc E. Lackritz, President, Securities Industry Association and Micah S. Green, President and CEO, The Bond Market Association
Feb. 2, 2006 Warren P. Meyers, Independent Broker Action Committee,Inc.
Jan. 31, 2006 Randall Edwards, NAST President, Oregon State Treasurer, National Association of State Treasurers
Jan. 25, 2006 Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York
Jan. 23, 2006 Marjorie E. Gross, Senior Vice President & Regulatory Counsel, The Bond Market Association
Jan. 18, 2006 George R. Kramer, Deputy General Counsel, Securities Industry Association
Jan. 16, 2006 James L. Kopecky
Dec. 23, 2005 The Undersigned NYSE Investors
Dec. 16, 2005 Warren P. Meyers, Independent Broker Action Committee

 

 

 

http://www.sec.gov/rules/sro/nyse/nyse200577.shtml


Modified: 05/09/2006