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Comments on NYSE Rulemaking

Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 (“Dealings by Specialists”) and 123E (“Specialist Combination Review Policy”) to Change the Exchange’s Capital Requirements for Specialist Organizations.

(Release No. 34-52969; File No. SR-NYSE-2005-38)


Apr. 18, 2006 Junius W. Peake, Monfort Distinguished Professor of Finance, University of Northern Colorado, Greeley, Colorado
Apr. 12, 2006 George Rutherfurd, Consultant, Chicago, IL
Mar. 31, 2006 Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Mar. 7, 2006 George Rutherfurd, Consultant, Chicago, IL
Feb. 28, 2006 Mary Yeager, Acting Secretary, New York Stock Exchange, Inc.
Jan. 13, 2006 George Rutherfurd, Consultant, Chicago, IL

 

http://www.sec.gov/rules/sro/nyse/nyse200538.shtml


Modified: 10/16/2014