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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 thereto Relating to Proposed Changes to Exchange Rule 342 (“Offices – Approval, Supervision and Control”)

(Release No. 34-52259; File No. SR-NYSE-2004-64)


Oct. 31, 2005 Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Sep. 14, 2005 Scott C. Kursman, Senior Vice President & Chief Counsel for Global Compliance, Lehman Brothers, Inc.
Sep. 14, 2005 John Polanin, Jr., Chairman, SIA Self-Regulation and Supervisory Practices Committee

 

http://www.sec.gov/rules/sro/nyse/nyse200464.shtml


Modified: 10/16/2014