SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on NYSE Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. to Adopt Rule 405A (“Non-Managed Fee-Based Account Programs – Disclosure and Monitoring”)

(Release No. 34-50586; File No. SR-NYSE-2004-13)

Modified: 12/16/2005