NYSE Rulemaking

We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NYSE File Number List for 2010

Additional Archives

2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996

Chronological List

Release No.	Date	Details
First Quarter
SR-NYSE-2010-03
34-61424	Jan. 26, 2010	Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending the Rule Governing the Issuance of Trading Licenses Comments due:  21 days after publication in the Federal Register Additional Materials:   Exhibit 5  Submit comments on SR-NYSE-2010-03
SR-NYSE-2010-04
34-61409	Jan. 22, 2010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS with the New York Block Exchange LLC Comments due:  21 days after publication in the Federal Register  Submit comments on SR-NYSE-2010-04
SR-NYSE-2009-120
34-61406	Jan. 22, 2010	Order Approving Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service See also:  Notice: Rel. No. 34-61145
SR-NYSE-2010-05
34-61401	Jan. 22, 2010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters For, and Guidance on the Application of, the Exchange's Gap Quote Policy Comments due:  21 days after publication in the Federal Register  Submit comments on SR-NYSE-2010-05
SR-NYSE-2010-02
34-61407	Jan. 21, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend Certain of its Initial Listing Requirements Comments due:  21 days after publication in the Federal Register Additional Materials:   Exhibit 5  Submit comments on SR-NYSE-2010-02
SR-NYSE-2010-01
34-61350	Jan. 14, 2010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Waiving All Transaction Fees for Shares Executed on the NYSE MatchPointSM System Until January 29, 2010 Comments due:  21 days after publication in the Federal Register Additional Materials:   Exhibit 5  Submit comments on SR-NYSE-2010-01
SR-NYSE-2009-117
34-61333	Jan. 12, 2010	Order Approving Proposed Rule Change Amending Its Listing Fees for Structured Products
SR-NYSE-2009-133
34-61309	Jan. 7, 2010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify the Liquidity Credits Paid to Supplemental Liquidity Providers Comments due:  February 4, 2010 Additional Materials:   Exhibit 5  Submit comments on SR-NYSE-2009-133
SR-NYSE-2009-135
34-61294	Jan. 6, 2010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 18 to Eliminate the $500 Minimum Net Loss Requirement for a Member Organization to Seek Compensation in the Event of an Exchange System Failure Comments due:  February 2, 2010 Additional Materials:   Exhibit 5  Submit comments on SR-NYSE-2009-135
SR-NYSE-2009-112
34-61275	Jan. 4, 2010	Order Approving a Proposed Rule Change Rescinding Information Memoranda 04-27 and 07-66 and Issuing a New Information Memo Concerning the Exchange’s Gap Quote Policy See also:  Notice: Rel. No. 34-61048

NYSE File Number List

Release No.	Date	Details
SR-NYSE-2010-05
34-61401	Jan. 22, 2010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters For, and Guidance on the Application of, the Exchange's Gap Quote Policy Comments due:  21 days after publication in the Federal Register  Submit comments on SR-NYSE-2010-05
SR-NYSE-2010-04
34-61409	Jan. 22, 2010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS with the New York Block Exchange LLC Comments due:  21 days after publication in the Federal Register  Submit comments on SR-NYSE-2010-04
SR-NYSE-2010-03
34-61424	Jan. 26, 2010	Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending the Rule Governing the Issuance of Trading Licenses Comments due:  21 days after publication in the Federal Register Additional Materials:   Exhibit 5  Submit comments on SR-NYSE-2010-03
SR-NYSE-2010-02
34-61407	Jan. 21, 2009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend Certain of its Initial Listing Requirements Comments due:  21 days after publication in the Federal Register Additional Materials:   Exhibit 5  Submit comments on SR-NYSE-2010-02
SR-NYSE-2010-01
34-61350	Jan. 14, 2010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Waiving All Transaction Fees for Shares Executed on the NYSE MatchPointSM System Until January 29, 2010 Comments due:  21 days after publication in the Federal Register Additional Materials:   Exhibit 5  Submit comments on SR-NYSE-2010-01

http://www.sec.gov/rules/sro/nyse.shtml