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NYSE Rulemaking

We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NYSE File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NYSE-2015-03
34-74128 Jan. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Integrated Feed Data Feed
Comments due: 21 days after publication in the Federal Register

SR-NYSE-2015-01
34-74063 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Price Protection Mechanism to Prevent the Automatic Execution of Incoming Market Orders and Marketable Limit Orders Outside a Specified Parameter and Eliminate Liquidity Replenishment Points and the Gap Quote Policy
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSE-2014-59
34-74051 Jan. 14, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13 and Related Rules Governing Order Types and Modifiers, as modified by Partial Amendment No. 1
See also: Notice: Rel. No. 34-73703

SR-NYSE-2014-63
34-74035 Jan. 12, 2015 Order Approving Proposed Rule Change Amending Rules 311 and 313 to Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement that a Member Corporation Be Created or Organized, and Maintain its Principal Place of Business, in the United States; and Make Additional Related Amendments to Update Its Membership Rules
See also: Notice: Rel. No. 34-73672

SR-NYSE-2014-78
34-74031 Jan. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Fees for Bond Trading License Firms
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSE-2014-76
34-74027 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSE-2014-62
34-74010 Jan. 7, 2015 Order Approving Proposed Rule Change Amending the Bylaws of New York Stock Exchange LLC's Wholly-Owned Subsidiary, NYSE Regulation, Inc., to Provide that Non-Affiliated Directors of NYSE Regulation, Inc. Would Not Be Removed for Cause If They Are Acting in Good Faith in Exercising their Responsibilities as Directors Related to NYSE Regulation's Functions and Responsibilities Delegated to It Under the Delegation Agreement between New York Stock Exchange LLC, NYSE Regulation and NYSE Market (DE), Inc.
See also: Notice: Rel. No. 34-73657

SR-NYSE-2014-73
34-74006 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C to Specify that Exchange Systems May Close One or More Securities Electronically
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSE-2014-70
34-73997 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders that Remove Liquidity from the Exchange and that Are Designated with a "Retail" Modifier as Defined in Rule 13
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSE-2014-74
34-73996 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Related to Fees for Trading Licenses to Extend the Current Fee Schedule to February 27, 2015 and to Implement New Trading License Fees Effective March 1, 2015
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSE-2014-77
34-73994 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Order Imbalances
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSE-2014-75
34-73985 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades
Comments due: January 30, 2015
Additional Materials: Exhibit 5


NYSE File Number List for 2015
Release No. Date Details

SR-NYSE-2015-03
34-74128 Jan. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Integrated Feed Data Feed
Comments due: 21 days after publication in the Federal Register

SR-NYSE-2015-01
34-74063 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Price Protection Mechanism to Prevent the Automatic Execution of Incoming Market Orders and Marketable Limit Orders Outside a Specified Parameter and Eliminate Liquidity Replenishment Points and the Gap Quote Policy
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nyse.shtml


Modified: 01/26/2015