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NYSE Rulemaking

We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NYSE File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NYSE-2015-53
34-77072 Feb. 5, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Provide that the Co-location Services Offered by the Exchange include Three Time Feeds and Four Partial Cabinet Bundle Options
Comments due: 21 days after publication in the Federal Register

SR-NYSE-2015-31
34-77047 Feb. 3, 2016 Notice of Withdrawal of Proposed Rule Changes Amending the NYSE Trades Market Data and NYSE MKT Trades Market Data Product Offerings
Additional File No.: SR-NYSEMKT-2015-56
See also:  Notice: Rel. No. 34-75556, Notice: Rel. No. 34-75937, Notice: Rel. No. 34-75559

SR-NYSE-2015-48
34-76983 Jan. 28, 2016 Order Approving a Proposed Rule Change Deleting Rule 410B Governing Reporting Requirements for Off-Exchange Transactions
See also: Notice: Rel. No. 34-76666, Notice: Rel. No. 34-76277

SR-NYSE-2016-09
34-76973 Jan. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Integrated Feed
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSE-2016-08
34-76972 Jan. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Order Imbalances and NYSE Alerts
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSE-2015-46
34-76971 Jan. 25, 2016 Order Instituting Proceedings to Determine Whether to Disapprove a Proposed Rule Change to Establish Rules to Comply with the Quoting and Trading Requirements of the Plan to Implement a Tick Size Pilot Plan Submitted to the Commission Pursuant to Rule 608 of Regulation NMS under the Act
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-76551, Notice: Rel. No. 34-76229

SR-NYSE-2016-03
34-76912 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades
Comments due:  February 11, 2016
Additional Materials: Exhibit 5

SR-NYSE-2016-02
34-76900 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook
Comments due:  February 11, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSE-2016-06
34-76865 Jan. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Trading License Fee for Calendar Year 2016, Effective January 4, 2016
Comments due: February 5, 2016
Additional Materials: Exhibit 5

SR-NYSE-2016-07
34-76845 Jan. 7, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 132.30(9) to Conform the Exchange’s Rules to Industry-Wide Standards for Recording the Capacity in which a Member Organization Executes a Transaction
Comments due: February 3, 2016
Additional Materials: Exhibit 5


NYSE File Number List for 2016
Release No. Date Details

SR-NYSE-2016-09
34-76973 Jan. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Integrated Feed
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSE-2016-08
34-76972 Jan. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Order Imbalances and NYSE Alerts
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSE-2016-07
34-76845 Jan. 7, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 132.30(9) to Conform the Exchange’s Rules to Industry-Wide Standards for Recording the Capacity in which a Member Organization Executes a Transaction
Comments due: February 3, 2016
Additional Materials: Exhibit 5

SR-NYSE-2016-06
34-76865 Jan. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Trading License Fee for Calendar Year 2016, Effective January 4, 2016
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSE-2016-03
34-76912 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades
Comments due:  February 11, 2016
Additional Materials: Exhibit 5

SR-NYSE-2016-02
34-76900 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook
Comments due:  February 11, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

 

http://www.sec.gov/rules/sro/nyse.shtml


Modified: 02/09/2016