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Comments on NYSE Rulemaking:
Notice of Filing of Proposed Rule Change To Rescind Exchange Rule 390; Commission Request for Comment on Issues Relating to Market Fragmentation.

[Release No. 34-42450; File No. SR-NYSE-99-48]

  • Comments of Colleen Morretta, Regualatory Studies Program of the Mercatus Center at George Mason University, July 17, 2000 (File name: morrett1.htm)

  • Comments of Lon Gorman, Charles Schwab & Co., Inc., July 5, 2000 (File name: gorman1.htm)

  • Comments of Harold S. Bradley, Senior Vice President, Steven C. Klein, Head of Global Trading, John Wheeler, Manager, U.S. Trading and Gregory H. Bokach, Senior U.S. Equity Trade-NASDAQ Quality of Market Committee, American Century Investments, May 21, 2000 (File name: bradley1.htm)

  • Comments of Thomas Gallagher, Vice Chairman, U.S. Equities, CIBC World Markets Corp., May 26, 2000 (File name: gallagh1.htm).

  • Comments of James E. Buck, Senior Vice President and Secretary, New York Stock Exchange, Inc., May 31, 2000 (File name: buck1.htm) Additional Materials: Market Structure Report of the New York Stock Exchange, Special Committee on Market Structure, Governance and Ownership, March 30, 2000 [in PDF format].

  • Comments of Sam Scott Miller, Orrick, Herrington, and Sutcliffe, LLP, May 26, 2000 (File name: miller1.htm)

  • Comments of Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, May 18, 2000 (File name: frucher1.htm)

  • Comments of Richard B. Levin, General Counsel, NexTrade Holdings, Inc., and NexTrade, Inc., Clearwater, Fla., May 17, 2000. (File name: levin1.htm)

  • Comments of Cameron Smith, General Counsel, The Island ECN, Inc., May 16, 2000 (File name: smith1.htm)

  • Comments of Joseph T. McLaughlin, Executive Vice President – Legal and Regulatory Affairs, Credit Suisse First Boston Corp., May 12, 2000. (File name: mclaugh1.htm)

  • Comments of W. Allen Reed, Chairman, Committee on Investment of Employee Benefit Assets (CIEBA), May 12, 2000. (File name: reed1.htm)

  • Comments of Glen Shipway, CEO, and Peter B. Madoff, Manager, Primex Trading N.A., LLC., May 12, 2000. (File name: shipway1.htm)

  • Comments of Anthony F. Dudzinski, Vice President of Operations, M. H. Meyerson and Company, May 12, 2000. (File name: dudzins1.txt)

  • Comments of Bradley W. Skolnik, President, North American Securities Administrators Association(NASAA), May 12, 2000. (File name: skolnik1.htm)

  • Comments of Edward J. Nicoll, Chairman and CEO, Datek Online Holdings Corp., May 12, 2000. (File name: nicoll1.htm)

  • Comments of Richard Brueckner, Chief Operating Officer, Pershing Division of Donald, Lufkin, and Jenrette Securities Corporation, May 12, 2000. (File name: brueckn1.htm)

  • Comments of Robert E. Grumbine, MBA, Lakewood, Col., May 8, 2000 (File name: grumbin1.txt)

  • Comments of Mark B. Sutton, Chairman, SIA Market Structure Committee, Securities Industry Association, May 5, 2000. (File name: sutton1.htm)

  • Comments of Robert Bannon, CFA, Director, Investor Relations, Net2000 Communications, Inc., May 5, 2000. (File name: bannon1.htm)

  • Comments of E. E. Geduld, President, Herzog, Heine, Geduld, May 3, 2000. (File name: geduld1.htm)

  • Comments of Daniel G. Weaver, Ph.D., Zicklin School of Business, Baruch College, New York, NY, April 27, 2000. (File name: weaver1.htm)

  • Comments of Deborah A. Lamb, Chair-Advocacy Advisory Committee and Maria J.A. Clark, Associate-Advocacy, Association for Investment Management and Research (AIMR), April 27, 2000. (File name: lamb1.htm)

  • Comments of Junius W. Peake, Professor of Finance, University of Northern Colorodo, April 28, 2000. (File name: peake1.htm)

  • Comments of David Battan, Vice President and General Counsel of Interactive Brokers, April 28, 2000. (File name: battan1.htm)

  • Comments of George Reichhelm, General Partner, AGS Specialist Partners, New York, NY, April 26, 2000 (File name: reichhe1.htm)

  • Comments of Marshall E. Blume, Howard Butcher III Professor of Financial Management, Wharton School, University of Pennsylvania, April 26, 2000. (File name: blume1.htm)

  • Comments of Dan Jamieson, April 26, 2000. (File name: jamieso1.htm)

  • Comments of Wayne H. Wagner, Chairman of the Board, Plexus Group, Inc., April 21, 2000 (File name: wagner1.htm)

  • Comments of Robert A. Wood, Distinguished Professor of Finance, Fogelman College of Business and Economics, The University of Memphis, April 18, 2000. (filename: wood1.htm)

  • Comments of Professor Robert A. Schwartz, Zicklin School of Business, Baruch College, CUNY, April 5, 2000 (File name: schwartz1.htm)

  • Comments of Ronald Farley, March 31, 2000. (File name: farley1.txt)

  • Comments of Steve Wunsch, President, AZX, Inc., March 28, 2000. (File name: wunsch1.htm)

  • Comments of Professor Hendrik Bessembinder, Goizueta Business School, Emory University, Atlanta, GA, March 24, 2000. (File name: bessemb1.txt)

  • Comments of Marc E. Lackritz, Securities Industry Association, March 21, 2000. (File name: lackrit1.htm)

  • Comments of Fredric W. Rittereiser, Chairman and Chief Executive Officer and William W. Uchimoto, Executive Vice President and General Counsel, Ashton Technology Group, Inc., March 20, 2000. (File name: rittere1.htm)

  • Comments of Don E. Sprague, March 13, 2000. (File name: sprague1.txt)

  • Comments of Dan Jamieson, February 28, 2000. (File name: jamieso1.htm)

Modified: 07/31/2000