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NSX Rulemaking

We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NSX File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NSX-2014-11
34-71983 Apr. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee and Rebate Schedule With Respect to Securities Priced at $1.00 or Greater.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NSX-2014-07
34-71797 Mar. 25, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Related to Rule 11.19, Titled "Clearly Erroneous Executions"
Comments due: April 21, 2014
Additional Materials:  Exhibit 5

SR-NSX-2014-06
34-71662 Mar. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule to Reduce a Fee for Orders Routed to Other Trading Centers
Comments due: April 3, 2014
Additional Materials:  Exhibit 5

SR-NSX-2014-05
34-71641 Mar. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee and Rebate Schedule to Adopt a New Pricing Model and Make Other Conforming Changes
Comments due: March 31, 2014
Additional Materials:  Exhibit 5

SR-NSX-2014-01
34-71332 Jan. 16, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule With Respect to the Order Delivery Mode of Interaction With the Exchange
Comments due: February 13, 2014
Additional Materials:  Exhibit 5


NSX File Number List for 2014
Release No. Date Details

SR-NSX-2014-11
34-71983 Apr. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee and Rebate Schedule With Respect to Securities Priced at $1.00 or Greater.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NSX-2014-07
34-71797 Mar. 25, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Related to Rule 11.19, Titled "Clearly Erroneous Executions"
Comments due: April 21, 2014
Additional Materials:  Exhibit 5

SR-NSX-2014-06
34-71662 Mar. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule to Reduce a Fee for Orders Routed to Other Trading Centers
Comments due: April 3, 2014
Additional Materials:  Exhibit 5

SR-NSX-2014-05
34-71641 Mar. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee and Rebate Schedule to Adopt a New Pricing Model and Make Other Conforming Changes
Comments due: March 31, 2014
Additional Materials:  Exhibit 5

SR-NSX-2014-01
34-71332 Jan. 16, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule With Respect to the Order Delivery Mode of Interaction With the Exchange
Comments due: February 13, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/nsx.shtml


Modified: 04/22/2014