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NSCC Rulemaking

We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

NSCC File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-NSCC-2015-002
34-74965 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify NSCC’s Rules & Procedures Relating to the Process by Which NSCC Members Submit Buy-Ins Within NSCC’s Continuous Net Settlement System
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NSCC-2015-001
34-74639 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) with Respect to the Alternative Investment Product Services
Comments due: April 29, 2015
Additional Materials: Exhibit 5
First Quarter

SR-NSCC-2014-12
34-74098 Jan. 20, 2015 Order Approving Proposed Rule Change to Amend NSCC's Rules and Procedures in Connection with the Discontinuance of the Analytic Reporting Service
See also: Notice: Rel. No. 34-73779


NSCC File Number List for 2015
Release No. Date Details

SR-NSCC-2015-002
34-74965 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify NSCC’s Rules & Procedures Relating to the Process by Which NSCC Members Submit Buy-Ins Within NSCC’s Continuous Net Settlement System
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NSCC-2015-001
34-74639 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) with Respect to the Alternative Investment Product Services
Comments due: April 29, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nscc.shtml


Modified: 05/15/2015