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NSCC Rulemaking
We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
NSCC File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997
| Release No. |
Date |
Details |
| Second Quarter |
SR-NSCC-2013-06 |
| 34-69596 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Related to Portfolio Composition File Reporting in Addendum A of NSCC's Rules and Procedures
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-NSCC-2013-06
|
SR-NSCC-2013-05 |
| 34-69571 |
May 14, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NSCC-2013-05
|
SR-NSCC-2013-04 |
| 34-69497 |
May 2, 2013 |
Notice of Filing of Proposed Rule Change in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA)
Comments due: May 29, 2013
Submit comments on SR-NSCC-2013-04
|
SR-NSCC-2013-02 |
| 34-69313 |
Apr. 4, 2013 |
Notice of Filing of Proposed Rule Change to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
See also File No.: SR-NSCC-2013-802
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NSCC-2013-02
|
| First Quarter |
SR-NSCC-2012-10 |
| 34-69302 |
Apr. 4, 2013 |
Order Approving Proposed Rule Change to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures
See also: Notice: Rel. No. 34-68829, Notice: Rel. No. 34-68549
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SR-NSCC-2013-01 |
| 34-69221 |
Mar. 22, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Net and Bilaterally Offset Aggregated Receive and Deliver Settlement Obligations for Special Trades, and to Use Current Market Price as the Uniform Settlement Price for Net Balance Orders
Comments due: April 18, 2013
Submit comments on SR-NSCC-2013-01
|
SR-NSCC-2012-10 |
| 34-68829 |
Feb. 5, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures
See also: Order: Rel. No. 34-69302, Notice: Rel. No. 34-68549
Comments received are available for this proposal.
|
SR-NSCC-2012-11 |
| 34-68562 |
Jan. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Its Fee Structure as It Relates to Certain Insurance and Retirement Processing Services and to Remove Reference to and the Fees Related to FundSPEED, a Discontinued Service
Comments due: January 29, 2013
|
| NSCC File Number List for 2013 |
| Release No. |
Date |
Details |
SR-NSCC-2013-06 |
| 34-69596 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Related to Portfolio Composition File Reporting in Addendum A of NSCC's Rules and Procedures
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NSCC-2013-06
|
SR-NSCC-2013-05 |
| 34-69571 |
May 14, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NSCC-2013-05 |
SR-NSCC-2013-04 |
| 34-69497 |
May 2, 2013 |
Notice of Filing of Proposed Rule Change in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA)
Comments due: May 29, 2013
Submit comments on SR-NSCC-2013-04
|
SR-NSCC-2013-02 |
| 34-69313 |
Apr. 4, 2013 |
Notice of Filing of Proposed Rule Change to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
See also File No.: SR-NSCC-2013-802
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NSCC-2013-02
|
SR-NSCC-2013-01 |
| 34-69221 |
Mar. 22, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Net and Bilaterally Offset Aggregated Receive and Deliver Settlement Obligations for Special Trades, and to Use Current Market Price as the Uniform Settlement Price for Net Balance Orders
Comments due: April 18, 2013
Submit comments on SR-NSCC-2013-01
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http://www.sec.gov/rules/sro/nscc.shtml
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