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NSCC Advance Notice Rulemaking Archive: 2013
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
NSCC File Number List for 2013
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NSCC-2013-802 |
|
34-71000 |
Dec. 5, 2013 |
Notice of No Objection to Advance Notice Filing, as Modified by Amendment Nos. 1, 2, and 3, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
Comments due: 21 days after publication in the Federal Register
|
SR-NSCC-2013-802 |
|
34-70689 |
Oct. 15, 2013 |
Notice of Filing Amendment No. 3 to Advance Notice, as Previously Modified by Amendment Nos. 1 and 2, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
Comments due: November 5, 2013
Additional Materials:
Exhibit 5
|
| Third Quarter |
SR-NSCC-2013-802 |
|
34-69954 |
Jul. 9, 2013 |
Notice of Filing Amendment No. 2 to an Advance Notice, as Previously Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
Comments due: August 5, 2013
Additional Materials:
Exhibit 5
See also:
Notice: Rel. No. 34-69605,
Notice: Rel. No. 34-69451
Comments received
are available
for this proposal.
|
| Second Quarter |
SR-NSCC-2013-805 |
|
34-69894 |
Jun. 28, 2013 |
Notice of No Objection to Advance Notice Filing to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time
See also:
Order: Rel. No. 34-69890
|
SR-NSCC-2013-805 |
|
34-69699 |
Jun. 5, 2013 |
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time
Comments due: June 26, 2013
|
SR-NSCC-2013-802 |
|
34-69605 |
May 20, 2013 |
Notice of Extension of Review Period of Advance Notice, as Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
See also:
Notice: Rel. No. 34-69954,
Notice: Rel. No. 34-69451
|
SR-NSCC-2013-803 |
|
34-69557 |
May 10, 2013 |
Notice of Filing and No Objection to Advance Notice to Renew Its Existing Credit Facility
Comments due: June 6, 2013
|
SR-NSCC-2013-802 |
|
34-69451 |
Apr. 25, 2013 |
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
Comments due: May 22, 2013
Additional Materials:
Exhibit 5,
Exhibit 2
See also:
Notice: Rel. No. 34-69954,
Notice: Rel. No. 34-69605
Comments received
are available
for this proposal.
|
SR-NSCC-2012-810 |
|
34-69301 |
Apr. 4, 2013 |
Notice of No Objection to Advance Notice Filing to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures
See also:
Notice: Rel. No. 34-68621
|
| First Quarter |
SR-NSCC-2012-810 |
|
34-68621 |
Jan. 10, 2013 |
Notice of Filing of Advance Notice to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures
Comments due: February 7, 2013
See also:
Notice: Rel. No. 34-69301
Comments received
are available
for this proposal.
|
| NSCC Advance Notice File Number List for 2013 |
| Release No. |
Date |
Details |
SR-NSCC-2013-805 |
|
34-69894 |
Jun. 28, 2013 |
Notice of No Objection to Advance Notice Filing to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time
|
|
34-69699 |
Jun. 5, 2013 |
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time
Comments due: June 26, 2013
|
SR-NSCC-2013-803 |
|
34-69557 |
May 10, 2013 |
Notice of Filing and No Objection to Advance Notice to Renew Its Existing Credit Facility
Comments due: June 6, 2013
|
SR-NSCC-2013-802 |
|
34-71000 |
Dec. 5, 2013 |
Notice of No Objection to Advance Notice Filing, as Modified by Amendment Nos. 1, 2, and 3, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
Comments due: 21 days after publication in the Federal Register
|
|
34-70689 |
Oct. 15, 2013 |
Notice of Filing Amendment No. 3 to Advance Notice, as Previously Modified by Amendment Nos. 1 and 2, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
Comments due: November 5, 2013
Additional Materials:
Exhibit 5
|
|
34-69954 |
Jul. 9, 2013 |
Notice of Filing Amendment No. 2 to an Advance Notice, as Previously Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
Comments due: August 5, 2013
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
|
34-69605 |
May 20, 2013 |
Notice of Extension of Review Period of Advance Notice, as Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
|
|
34-69451 |
Apr. 25, 2013 |
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
Comments due: May 22, 2013
Additional Materials:
Exhibit 5,
Exhibit 2
Comments received
are available
for this proposal.
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http://www.sec.gov/rules/sro/nscc-an.shtml
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