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NSCC Advance Notice Rulemaking Archive: 2012

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

NSCC Advance Notice File Number List for 2012

Additional Archives


NSCC Advance Notice File Number List for 2012
Release No. Date Details

SR-NSCC-2012-810
34-69301 Apr. 4, 2013 Notice of No Objection to Advance Notice Filing to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures
34-68621 Jan. 10, 2013 Notice of Filing of Advance Notice to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures
Comments due: February 7, 2013
Comments received are available for this proposal.

 

http://www.sec.gov/rules/sro/nscc-an/nscc-an-archive/nscc-an-archive2012.shtml


Modified: 07/15/2014