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NSCC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

NSCC File Number List for 2014

Additional Archives

Chronological List
Release No. Date Details

SR-NSCC-2014-802
34-72260 May 27, 2014 Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Comments due: June 23, 2014

SR-NSCC-2014-805
34-72131 May 8, 2014 Notice of Filing and No Objection to Advance Notice to Renew NSCC's Existing Credit Facility
Comments due: June 4, 2014

SR-NSCC-2014-802
34-71945 Apr. 15, 2014 Notice of Filing of Advance Notice to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Comments due: May 12, 2014

NSCC Advance Notice File Number List for 2014
Release No. Date Details

SR-NSCC-2014-805
34-72131 May 8, 2014 Notice of Filing and No Objection to Advance Notice to Renew NSCC's Existing Credit Facility
Comments due: June 4, 2014

SR-NSCC-2014-802
34-72260 May 27, 2014 Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Comments due: June 23, 2014
34-71945 Apr. 15, 2014 Notice of Filing of Advance Notice to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Comments due: May 12, 2014

 

http://www.sec.gov/rules/sro/nscc-an.shtml


Modified: 10/29/2014