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NMS Plans Archive: 2000

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

*  Chronological List
*  File Number Lists
*  File No. 4-429: Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
*  File No. 4-430: Decimal Trading in Subpennies

Additional Archives

Chronological List
Release No. Date Details

4-429
34-43086 Jul. 28, 2000 Order Approving Options Intermarket Linkage Plan Submitted by the American Stock Exchange LLC, Chicago Board Options Exchange, Inc., and International Securities Exchange LLC

4-429
34-42456 Feb. 24, 2000 Notice of Filing of Proposed Option Market Linkage Plans by the American Stock Exchange, Chicago Board Options Exchange, Pacific Exchange, and Philadelphia Stock Exchange Comments received are available for this notice.

File Number Lists

File No. 4-429: Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Release No. Date Details
34-43086 Jul. 28, 2000 Order Approving Options Intermarket Linkage Plan Submitted by the American Stock Exchange LLC, Chicago Board Options Exchange, Inc., and International Securities Exchange LLC
34-42456 Feb. 24, 2000 Notice of Filing of Proposed Option Market Linkage Plans by the American Stock Exchange, Chicago Board Options Exchange, Pacific Exchange, and Philadelphia Stock Exchange Comments received are available for this notice.

File No. 4-430: Decimal Trading in Subpennies
Release No. Date Details
34-42914 Jun. 13, 2000 Order Directing the Exchanges and the National Association of Securities Dealers, Inc. To Submit a Phase-In Plan to Implement Decimal Pricing in Equity Securities and Options Pursuant to Section 11A(a)(3)(B) of the Securities Exchange Act of 1934
34-42685 Apr. 13, 2000 Order Staying the Deadlines for Decimal Implementation and Notice of Request for Comment on Revised Decimal Implementation Schedules
File No.: 4-430
Note: Comments received electronically are available for this notice.
34-42516 Mar. 10, 2000 Order extending the deadline for compliance with portions of the Commission's January 28, 2000, order directing the Exchanges and the National Association of Securities Dealers, Inc. to submit a decimalization implementation plan pursuant to section 11a(a)(3)(b) of the Securities Exchange Act of 1934
File No.: 4-430
34-42360 Jan. 28, 2000 Order Directing the Exchanges and the National Association of Securities Dealers, Inc. To Submit a Decimalization Implementation Plan Pursuant to Section 11A(a)(3)(B)of the Securities Exchange Act of 1934
File No.: 4-430
Comments received electronically are available for this notice.

 

http://www.sec.gov/rules/sro/nms/nmsarchive/nms2000.shtml


Modified: 10/16/2014