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NMS Plans

We encourage the public to submit comments on the following National Market System (NMS) plans during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

*  Chronological List
First Quarter
 

Additional Archives

Chronological List
Release No. Date Details
First Quarter

SR-CTA/CQ-2009-03
34-61457 Feb. 1, 2010 Notice of Filing of the Fifteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eleventh Substantive Amendment to the Restated Consolidated Quotation Plan
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CTA/CQ-2009-03

SR-OPRA-2009-01
34-61367 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Amendment to Revise the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Serve as the Operating Agreement for OPRA LLC
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit A
* Submit comments on SR-OPRA-2009-01

 

http://www.sec.gov/rules/sro/nms.shtml


Modified: 02/02/2010