National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104100 | Sep 26, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of NYSE Chicago, Inc. to NYSE Texas, Inc. Comments Due: October 17, 2025 View Received Comments Submit a Comment on 4-698
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| 34-104044 | Sep 25, 2025 | SR-CTA/CQ-2025-02 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Thirty-Ninth Amendment to the Second Restatement of the CTA Plan and Thirtieth Amendment to the Restated CQ Plan Comments Due: 21 days after date of publication in the Federal Register. |
| 34-104041 | Sep 25, 2025 | S7-24-89 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Fifty-Fourth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Trade Comments Due: 21 days after date of publication in the Federal Register. |
| 34-103960 | Sep 12, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail regarding CAT Funding Model Comments Due: October 17, 2025 View Received Comments |
| 34-103946 | Sep 11, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as modified by Amendment No. 1, to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Customer and Account Information System Comments Due: October 17, 2025 View Received Comments |
| 34-103939 | Sep 10, 2025 | 4-518 | National Market System Plans (NMS) | Order Approving an Amendment to the National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS, as Modified by the Commission, to Reflect Recent Amendments to Rule 605 of Regulation NMS See Also - Appendix A: Rule 605 Plan |
| 34-103845 | Sep 3, 2025 | 4-631 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Plan to Address Extraordinary Market Volatility to Add 24X National Exchange LLC as a Participant Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-103793 | Aug 28, 2025 | 4-533 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add 24X National Exchange LLC as a Party Thereto Comments Due: September 24, 2025 View Received Comments |
| 34-103702 | Aug 13, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Add 24 National Exchange LLC as a Participant Comments Due: October 17, 2025 View Received Comments |
| 34-103482 | Jul 17, 2025 | 4-518 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS to Add 24X National Exchange LLC as a Participant Comments Due: August 12, 2025 |