NMS Plans

We encourage the public to submit comments on the following National Market System (NMS) plans during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

	Chronological List First Quarter

Additional Archives

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Chronological List

Release No.	Date	Details
First Quarter
SR-CTA/CQ-2009-03
34-61457	Feb. 1, 2010	Notice of Filing of the Fifteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eleventh Substantive Amendment to the Restated Consolidated Quotation Plan Comments due:  21 days after publication in the Federal Register  Submit comments on SR-CTA/CQ-2009-03
SR-OPRA-2009-01
34-61367	Jan. 15, 2010	Notice of Filing and Immediate Effectiveness of Proposed Amendment to Revise the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Serve as the Operating Agreement for OPRA LLC Comments due:  21 days after publication in the Federal Register Additional Materials:   Exhibit A  Submit comments on SR-OPRA-2009-01

 

http://www.sec.gov/rules/sro/nms.shtml

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Modified: 02/02/2010