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Comments on NFA Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Futures Association Regarding Broker-Dealer Registration, Fair Commissions, and Best Execution Obligations with Respect to Security Futures Products

(Release No. 34-45720; File No. SR-NFA-2002-02

  • Comments of Jonathan Barton, Chairman, FIA/SIA Steering Committee on Security Futures, Futures Industry Association and Securities Futures Association, June 17, 2002 (File name: jbarton1.htm)

  • Comments of Chris Concannon, Vice President and Special Counsel, Island Futures Exchange, LLC, May 7, 2002 (File name: concannon1.htm)





http://www.sec.gov/rules/sro/nfa200202.shtml


Modified: 06/18/2002