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NASDAQ Stock Market LLC (NASDAQ) Rulemaking Archive: 2010

We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NASDAQ File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NASDAQ-2010-137
34-63607 Dec. 23, 2010 Order Approving Proposed Rule Change to Amend IM-5101-2 to Provide Special Purpose Acquisition Companies the Option to Hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition and Other Changes to the SPAC Listing Standards
See also:  Notice: Release No. 34-63239

SR-NASDAQ-2010-163
34-63536 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Exchange Fees
Comments due:  January 11, 2011
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-164
34-63530 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Exemption from the Thirty-Day Written Notice Requirement of Rule 7018(i)(3)
Comments due:  January 7, 2011

SR-NASDAQ-2010-165
34-63523 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Implementation Date for Direct Access Fees
Comments due:  January 6, 2011

SR-NASDAQ-2010-134
34-63508 Dec. 9, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is to Buy and Hold Commodities
See also:  Order: Rel. No. 34-64700; Notice: Rel. No. 34-64259; Order: Rel. No. 34-63804; Notice: Rel. No. 34-63207

SR-NASDAQ-2010-162
34-63505 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  January 5, 2011

SR-NASDAQ-2010-160
34-63489 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due:  January 5, 2011

SR-NASDAQ-2010-152
34-63441 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due:  January 3, 2010

SR-NASDAQ-2010-158
34-63439 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Market Maker Quote Management Procedures
Comments due:  January 3, 2010

SR-NASDAQ-2010-156
34-63425 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 2270 and 2910 To Reflect Changes to Corresponding FINRA Rule
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-149
34-63419 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  December 29, 2010

SR-NASDAQ-2010-153
34-63414 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Clarify the Exclusion of Partial Trading Days From Certain Calculations Within the Investor Support Program
Comments due:  December 29, 2010

SR-NASDAQ-2010-150
34-63396 Nov. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement, on a Semi-Annual Basis, of Penny Pilot Issues that have been Delisted
Comments due:  December 27, 2010

SR-NASDAQ-2010-147
34-63341 Nov. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Two Aspects of the Rules and Operation of The NASDAQ Options Market
Comments due:  December 17, 2010

SR-NASDAQ-2010-148
34-63333 Nov. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-146
34-63332 Nov. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules
Comments due:  December 15, 2010

SR-NASDAQ-2010-138
34-63276 Nov. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Program for Managed Data Solutions
Comments due:  December 6, 2010

SR-NASDAQ-2010-141
34-63270 Nov. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Rule 7014 to Enable NASDAQ Members to Qualify for a Monthly Fee Credit
Comments due:  December 3, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-145
34-63258 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for Use of the Testing Facility
Comments due:  December 3, 2010

SR-NASDAQ-2010-115
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also:  Notice: Rel. No. 34-62950

SR-NASDAQ-2010-144
34-63253 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to Access Service Fees
Comments due:  December 3, 2010

SR-NASDAQ-2010-137
34-63239 Nov. 3, 2010 Notice of Filing of Proposed Rule Change to Amend IM-5101-2 to Provide Acquisition Companies the Option to hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition
See also:  Order: Release No. 34-63607
Comments due:  November 30, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-140
34-63218 Nov. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Flexible 60-Day Trial Period for New Users of Correlix Latency Measurement Services
Comments due:  November 26, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-134
34-63207 Oct. 28, 2010 Notice of Filing of Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is to Buy and Hold Commodities
Comments due:  November 24, 2010
See also:  Order: Rel. No. 34-64700; Notice: Rel. No. 34-64259; Order: Rel. No. 34-63804; Notice: Rel. No. 34-63508
Comments received are available for this notice.

SR-NASDAQ-2010-139
34-63199 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  November 24, 2010

SR-NASDAQ-2010-136
34-63197 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to Access Service Fees
Comments due:  November 24, 2010

SR-NASDAQ-2010-135
34-63189 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Prices for Co-Location Services
Comments due:  November 23, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-133
34-63156 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-132
34-63151 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Clarify the Implementation Date of the NASDAQ Options Market Professional Filing
Comments due:  November 19, 2010

SR-NASDAQ-2010-131
34-63135 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market, LLC to Expand the $0.50 Strike Price Program
Comments due:  November 16, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-107
34-63110 Oct. 14, 2010 Order Granting Approval to a Proposed Rule Change to Modify the Eligibility Criteria for the Second Compliance Period for a Bid Price Deficiency on the Nasdaq Capital Market
See also:  Notice: Rel. No. 34-62782

SR-NASDAQ-2010-130
34-63101 Oct. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the Clearly Erroneous Module
Comments due:  November 10, 2010

SR-NASDAQ-2010-074
34-63098 Oct. 13, 2010 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
Comments due:  December 3, 2010
See also:  Notice/Order: Rel. No. 34-64071; Notice: Rel. No. 34-63685; Notice: Rel. No. 34-62740; Notice: Rel. No. 34-62468
Comments received are available for this order.

SR-NASDAQ-2010-129
34-63092 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Fee Pilot Program for NASDAQ Last Sale
Comments due:  November 9, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-125
34-63084 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data
Comments due:  November 9, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-127
34-63083 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ's Order Routing Rule
Comments due:  November 9, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-126
34-63063 Oct. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Conforming Change to NASDAQ Rules
Comments due:  November 4, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-124
34-63055 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees During Opening Cross
Comments due:  November 4, 2010

SR-NASDAQ-2010-128
34-63040 Oct. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Requirements to Qualify for Credits as a Designated Liquidity Provider under Rule 7018(i)
Comments due:  November 4, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-099
34-63028 Oct. 1, 2010 Order Approving a Proposed Rule Change to Adopt a Definition of Professional and Require that All Professional Orders be Appropriately Marked
See also:  Notice: Rel. No. 34-62724
Third Quarter

SR-NASDAQ-2010-116
34-63022 Sep. 30, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Nasdaq's Order Routing Rule
Comments due:  October 27, 2010

SR-NASDAQ-2010-121
34-63007 Sep. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  October 26, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NASDAQ-2010-114
34-62992 Sep. 24, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Prohibit Members from Voting Uninstructed Shares on Certain Matters
Comments due:  October 22, 2010

SR-NASDAQ-2010-115
34-62950 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers
Comments due:  October 18, 2010
See also:  Order: Rel. No. 34-63255

SR-NASDAQ-2010-096
34-62925 Sep. 16, 2010 Order Granting Approval to a Proposed Rule Change Relating to the National Quotation Dissemination Service
See also:  Notice: Rel. No. 34-62629

SR-NASDAQ-2010-111
34-62908 Sep. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Optional Depth Data Enterprise License Fee
Comments due:  October 12, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-110
34-62907 Sep. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7019
Comments due:  October 12, 2010

SR-NASDAQ-2010-113
34-62893 Sep. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  October 8, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-076
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62334

SR-NASDAQ-2010-079
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62414

SR-NASDAQ-2010-076
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62730

SR-NASDAQ-2010-106
34-62785 Aug. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed to Members Using the NASDAQ Market Center
Comments due:  September 23, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-107
34-62782 Aug. 27, 2010 Notice of Filing of Proposed Rule Change to Modify the Eligibility Criteria for the Second Compliance Period for a Bid Price Deficiency on the Nasdaq Capital Market
Comments due:  September 23, 2010
See also:  Order: 34-63110

SR-NASDAQ-2010-102
34-62771 Aug. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule
Comments due:  September 23, 2010

SR-NASDAQ-2010-079
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08

SR-NASDAQ-2010-105
34-62754 Aug. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
Comments due:  September 17, 2010

SR-NASDAQ-2010-074
34-62740 Aug. 18, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
See also:  Notice/Order: Rel. No. 34-64071; Notice: Rel. No. 34-63685; Order: Rel. No. 34-63098; Notice: Rel. No. 34-62468

SR-NASDAQ-2010-100
34-62736 Aug. 17, 2010 Notice of Filing of Proposed Rule Change Regarding Routing to an Affiliated Exchange
Comments due:  September 13, 2010
* Submit comments on SR-NASDAQ-2010-100

SR-NASDAQ-2010-101
34-62735 Aug. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 4770 in its Entirety and to Eliminate a Related Reference from the Rules
Comments due:  September 13, 2010

SR-NASDAQ-2010-076
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:  Notice: Rel. No. 34-62334

SR-NASDAQ-2010-099
34-62724 Aug. 16, 2010 Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Adopt a Definition of Professional and Require that All Professional Orders be Appropriately Marked
Comments due:  September 10, 2010
See also:  Order: Rel. No. 34-63028

SR-NASDAQ-2010-097
34-62709 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend Exchange Rules Related to the Cut-off Time for Contrary Exercise Advice Submissions
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-079
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62414

SR-NASDAQ-2010-077
34-62663 Aug. 9, 2010 Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections
See also:  Notice: Rel. No. 34-62392

SR-NASDAQ-2010-096
34-62629 Aug. 3, 2010 Notice of Filing of a Proposed Rule Change Relating to the National Quotation Dissemination Service
Comments due:  August 30, 2010
See also:  Order: Rel. No. 34-62925

SR-NASDAQ-2010-088
34-62618 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Routing to Away Markets
Comments due:  August 27, 2010

SR-NASDAQ-2010-092
34-62617 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  August 27, 2010

SR-NASDAQ-2010-093
34-62614 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq Rule 7017(b)
Comments due:  August 27, 2010

SR-NASDAQ-2010-068
34-62605 Jul. 30, 2010 Order Approving a Proposed Rule Change to Establish a Revenue Sharing Program With Correlix, Inc.
See also:  Notice: Rel. No. 34-62326

SR-NASDAQ-2010-095
34-62592 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Closing Cross Fees for Market-on-Close and Limit-on-Close Orders
Comments due:  August 25, 2010

SR-NASDAQ-2010-090
34-62590 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Routing to Away Markets
Comments due:  August 25, 2010

SR-NASDAQ-2010-089
34-62564 Jul. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs
Comments due:  August 19, 2010
Comments received are available for this notice.

SR-NASDAQ-2008-014
34-62554 Jul. 22, 2010 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, to Amend Certain Corporate Governance Disclosure Requirements for Listed Companies
See also:  Notice: Rel. No. 34-62285

SR-NASDAQ-2010-075
34-62543 Jul. 21, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Fees for Execution of Contracts on the NASDAQ Options Market
Comments due:  August 17, 2010

SR-NASDAQ-2010-087
34-62531 Jul. 19, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities
Comments due:  August 16, 2010

SR-NASDAQ-2010-080
34-62496 Jul. 14, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules
Comments due:  August 16, 2010

SR-NASDAQ-2010-086
34-62491 Jul. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Application of NASDAQ Rule 4611(d)
Comments due:  August 9, 2010

SR-NASDAQ-2010-078
34-62490 Jul. 13, 2010 Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Modify Rule 7019 Governing Market Data Distribution Fees
Comments due:  August 9, 2010
Comments received are available for this notice.
* Submit comments on SR-NASDAQ-2010-078

SR-NASDAQ-2010-074
34-62468 Jul. 7, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
Comments due:  August 5, 2010
See also:  Notice/Order: Rel. No. 34-64071; Notice: Rel. No. 34-63685; Order: Rel. No. 34-63098; Notice: Rel. No. 34-62740
Comments received are available for this notice.

SR-NASDAQ-2010-083
34-62451 Jul. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Expand its $1 Strike Program
Comments due:  August 3, 2010

SR-NASDAQ-2010-081
34-62428 Jul. 1, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Extend the Last Sale Data Feeds Pilot Program
Comments due:  July 29, 2010
Second Quarter

SR-NASDAQ-2010-079
34-62414 Jun. 30, 2010 Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) to Add Securities Included in the Russell 1000® Index ("Russell 1000") and Specified Exchange Traded Products ("ETP") to the Pilot Rule
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3
See also:  Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.

SR-NASDAQ-2010-019
34-62397 Jun. 28, 2010 Order Approving a Proposed Rule Change to Codify Prices for Co-Location Services
See also:  Notice: Rel. No. 34-61488

SR-NASDAQ-2010-077
34-62392 Jun. 28, 2010 Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due:  July 27, 2010
See also:  Order: Rel. No. 34-62663

SR-NASDAQ-2010-069
34-62391 Jun. 28, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Free Trial Period for the Use of Correlix, Inc. Data Latency Products in the NASDAQ Market Center
Comments due:  July 27, 2010

SR-NASDAQ-2010-052
34-62380 Jun. 25, 2010 Order Approving Proposed Rule Change to Establish the Nasdaq Short Sale Volume and Monthly Short Sale Transaction Service and Related Fees
See also:  Notice: Rel. No. 34-62112

SR-NASDAQ-2010-076
34-62334 Jun. 21, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions
Comments due:  July 19, 2010
See also:  Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.

SR-NASDAQ-2010-068
34-62326 Jun. 18, 2010 Notice of Filing of Proposed Rule Change to Establish a Revenue Sharing Program With Correlix, Inc.
Comments due:  July 16, 2010
See also:  Order: Rel. No. 34-62605

SR-NASDAQ-2010-072
34-62314 Jun. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Nasdaq Stock Market LLC to Clarify the Applicable Time Period of Trading Pauses on Trading Days with an Early Scheduled Close
Comments due:  July 15, 2010

SR-NASDAQ-2010-073
34-62297 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Establish a Short Term Option Program
Comments due:  July 12, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-070
34-62295 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due:  July 12, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2008-014
34-62285 Jun. 11, 2010 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend Certain Corporate Governance Disclosure Requirements for Listed Companies
Comments due:  July 8, 2010
See also:  Order: Rel. No. 34-62554

SR-NASDAQ-2010-071
34-62270 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Security
Comments due:  July 8, 2010

SR-NASDAQ-2010-061
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-62129

SR-NASDAQ-2010-064
34-62249 Jun. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  July 6, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-063
34-62176 May 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  June 23, 2010

SR-NASDAQ-2010-059
34-62138 May 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  June 16, 2010

SR-NASDAQ-2010-060
34-62135 May 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Companies to Provide Notification to Nasdaq of Any Noncompliance with the Corporate Governance Requirements
Comments due:  June 16, 2010

SR-NASDAQ-2010-061
34-62129 May 19, 2010 Notice of Filing of a Proposed Rule Change to Establish a Trading Pause for Individual Stocks Contained In The Standard & Poor's 500 Index That Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  June 3, 2010
See also:  Order: Rel. No. 34-62252
Comments received are available for this notice.

SR-NASDAQ-2010-052
34-62112 May 14, 2010 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish a New Service and Related Fees
Comments due:  June 15, 2010
See also:  Order: Rel. No. 34-62380

SR-NASDAQ-2010-058
34-62081 May 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  June 9, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-056
34-62056 May 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets and Execution Pricing for Certain Options
Comments due:  June 3, 2010

SR-NASDAQ-2010-057
34-62044 May 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9552, 9554 and 9559 to Conform NASDAQ's Rules to Recent Changes to the Rules of FINRA
Comments due:  June 2, 2010

SR-NASDAQ-2010-053
34-62029 May 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-NASDAQ-2010-048
34-61992 Apr. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market, LLC to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  May 25, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-050
34-61991 Apr. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Relating to the Opening of Trading in the NASDAQ Options Market
Comments due:  May 25, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-051
34-61981 Apr. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Intermarket Option Linkage
Comments due:  May 21, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-035
34-61944 Apr. 20, 2010 Order Granting Accelerated Approval of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
See also:  Notice: Rel. No. 34-61766

SR-NASDAQ-2010-049
34-61926 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  May 13, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-047
34-61904 Apr. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Global Select Market Initial Listing Requirements
Comments due:  May 11, 2010

SR-NASDAQ-2010-041
34-61887 Apr. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Certain Notification Requirements
Comments due:  May 10, 2010

SR-NASDAQ-2010-025
34-61876 Apr. 8, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend the By-Laws of The NASDAQ OMX Group, Inc.
See also:  Notice: Rel. No. 34-61582

SR-NASDAQ-2010-045
34-61872 Apr. 8, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Extend the Last Sale Data Feeds Pilot Program
Comments due:  May 5, 2010

SR-NASDAQ-2010-044
34-61854 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  May 4, 2010

SR-NASDAQ-2010-040
34-61830 Apr. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets
Comments due:  April 30, 2010
First Quarter

SR-NASDAQ-2010-037
34-61789 Mar. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Nasdaq’s Rules to Eliminate an Outdated Reference
Comments due:  April 23, 2010

SR-NASDAQ-2010-015
34-61787 Mar. 26, 2010 Order Approving Proposed Rule Change to Apply Retroactively a Correction of a Drafting Error in Rule 7018
See also:  Notice: Rel. No. 34-61524

SR-NASDAQ-2010-039
34-61770 Mar. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Application of NASDAQ Rule 4611(d)
Comments due:  April 21, 2010

SR-NASDAQ-2010-035
34-61766 Mar. 23, 2010 Notice of Filing of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  April 15, 2010
See also:  Order: Rel. No. 34-61944

SR-NASDAQ-2010-036
34-61757 Mar. 22, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify and Modify the Applicability of Nasdaq Rule 5615 to Exchange Traded Funds
Comments due:  April 19, 2010

SR-NASDAQ-2010-038
34-61736 Mar. 18, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program
Comments due:  April 14, 2010

SR-NASDAQ-2010-007
34-61735 Mar. 18, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Elimination of a Market Maker Requirement for Each Option Series
See also:  Notice: Rel. No. 34-61443

SR-NASDAQ-2010-006
34-61713 Mar. 15, 2010 Order Granting Approval of Proposed Rule Change to Modify the Press Release Requirements for Listed Companies
See also:  Notice: Rel. No. 34-61461

SR-NASDAQ-2010-023
34-61703 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications
Comments due:  April 12, 2010

SR-NASDAQ-2010-034
34-61700 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView and OpenView
Comments due:  April 8, 2010

SR-NASDAQ-2010-030
34-61682 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Option to the DOTI Routing Strategy
Comments due:  April 6, 2010

SR-NASDAQ-2010-033
34-61681 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule and a Clerical Change to NASDAQ's Rules
Comments due:  April 6, 2010

SR-NASDAQ-2009-081
34-61669 Mar. 5, 2010 Order Granting Approval of Proposed Rule Change to Modify the Fees for Listing on the Nasdaq Stock Market and the Fee for Written Interpretations of Nasdaq Listing Rules
See also:  Notice: Rel. No. 34-60899

SR-NASDAQ-2010-028
34-61668 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Routing of Orders from NASDAQ Options Market to an Affiliated Exchange
Comments due:  April 5, 2010

SR-NASDAQ-2010-027
34-61666 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets
Comments due:  April 5, 2010

SR-NASDAQ-2010-029
34-61645 Mar. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  March 31, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-026
34-61606 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Erroneous Citations from Rule 9557
Comments due:  March 26, 2010

SR-NASDAQ-2010-025
34-61582 Feb. 25, 2010 Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  March 25, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-61876

SR-NASDAQ-2010-024
34-61594 Feb. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering
Comments due:  March 25, 2010

SR-NASDAQ-2010-016
34-61580 Feb. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for the NASDAQ Options Market ("NOM")
Comments due:  March 24, 2010
Additional Materials:   Text of the Proposed Rule Change

SR-NASDAQ-2010-022
34-61573 Feb. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC. Inc. Relating to Amending NASDAQ Options Market ("NOM") Chapter V, Section 6, Obvious Errors
Comments due:  March 25, 2010

SR-NASDAQ-2010-015
34-61524 Feb. 16, 2010 Notice of Filing of Proposed Rule Change To Apply Retroactively a Correction of a Typographical Error in Rule 7018
Comments due:  March 16, 2010
See also:  Order: Rel. No. 34-61787

SR-NASDAQ-2010-008
34-61521 Feb. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Prior Notification Requirements When Companies Release Material Information Outside of Nasdaq Market Hours
Comments due:  March 16, 2010

SR-NASDAQ-2010-014
34-61515 Feb. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center and To Correct a Typographical Error in Rule 7018
Comments due:  March 15, 2010

SR-NASDAQ-2010-019
34-61488 Feb. 3, 2010 Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  March 3, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62397

SR-NASDAQ-2010-020
34-61467 Feb. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  March 1, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-006
34-61461 Feb. 1, 2010 Notice of Filing of Proposed Rule Change To Modify The Press Release Requirements for Listed Companies
Comments due:  March 1, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-61713

SR-NASDAQ-2010-013
34-61455 Feb.1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  March 1, 2010

SR-NASDAQ-2010-012
34-61451 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Describing the NASDAQ Ouch BBO Feed
Comments due:  March 1, 2010

SR-NASDAQ-2010-018
34-61460 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ's Order Routing Rule
Comments due:  February 26, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2009-077
34-61446 Jan. 29, 2010 Order Approving Proposed Rule Change to Modify the Procedures Followed When a Listed Company Falls Below Certain Listing Requirements
See also:  Notice: Rel. No. 34-60611

SR-NASDAQ-2010-007
34-61443 Jan. 29, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Elimination of Market Maker Requirement for Each Option Series
Comments due:  February 25, 2010
See also:  Order: Rel. No. 34-61735
Comments received are available for this notice.

SR-NASDAQ-2010-009
34-61429 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend its Financial Responsibility Rules To Reflect Changes to Corresponding FINRA Rules
Comments due:  February 25, 2010

SR-NASDAQ-2010-010
34-61416 Jan. 25, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify Nasdaq Rule 7023
Comments due:  February 25, 2010

SR-NASDAQ-2010-005
34-61371 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules
Comments due:  February 16, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-003
34-61347 Jan. 13, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend the $1 Strike Program to Allow the Listing of $1 LEAPS
Comments due:  February 11, 2010

SR-NASDAQ-2008-104
34-61345 Jan. 13, 2010 Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Adopt a Modified Sponsored Access Rule
Comments due:  February 10, 2010
See also:  Notice: Rel. No. 34-59275

SR-NASDAQ-2009-116
34-61323 Jan. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2240 and 2250 to Reflect Changes to Corresponding FINRA Rules
Comments due:  February 12, 2010

SR-NASDAQ-2010-002
34-61321 Jan. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule
Comments due:  February 12, 2010

SR-NASDAQ-2010-001
34-61320 Jan. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule
Comments due:  February 12, 2010

SR-NASDAQ-2009-112
34-61314 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule
Comments due:  February 9, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2009-115
34-61281 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Option Series to Quote in Penny Increments
Comments due:  February 1, 2010


NASDAQ File Number List for 2010

Release No. Date Details

SR-NASDAQ-2010-172
34-63641 Jan. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Fee Pilot Program for NASDAQ Last Sale
Comments due:  February 2, 2011

SR-NASDAQ-2010-166
34-63678 Jan. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for NASDAQ Members Using the NASDAQ Market Center
Comments due:  February 4, 2011
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-165
34-63523 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Implementation Date for Direct Access Fees
Comments due:  January 6, 2011

SR-NASDAQ-2010-164
34-63530 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Exemption from the Thirty-Day Written Notice Requirement of Rule 7018(i)(3)
Comments due:  January 7, 2011

SR-NASDAQ-2010-163
34-63536 Dec. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Exchange Fees
Comments due:  January 11, 2011
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-162
34-63505 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  January 5, 2011

SR-NASDAQ-2010-160
34-63489 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due:  January 5, 2011

SR-NASDAQ-2010-158
34-63439 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Market Maker Quote Management Procedures
Comments due:  January 3, 2010

SR-NASDAQ-2010-156
34-63425 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 2270 and 2910 To Reflect Changes to Corresponding FINRA Rule
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-154
34-63628 Jan. 3, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Enhance the Investor Support Program
Comments due:  January 28, 2011

SR-NASDAQ-2010-153
34-63414 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Clarify the Exclusion of Partial Trading Days From Certain Calculations Within the Investor Support Program
Comments due:  December 29, 2010

SR-NASDAQ-2010-152
34-63441 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due:  January 3, 2010

SR-NASDAQ-2010-150
34-63396 Nov. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement, on a Semi-Annual Basis, of Penny Pilot Issues that have been Delisted
Comments due:  December 27, 2010

SR-NASDAQ-2010-149
34-63419 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  December 29, 2010

SR-NASDAQ-2010-148
34-63333 Nov. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-147
34-63341 Nov. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Two Aspects of the Rules and Operation of The NASDAQ Options Market
Comments due:  December 17, 2010

SR-NASDAQ-2010-146
34-63332 Nov. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules
Comments due:  December 15, 2010

SR-NASDAQ-2010-145
34-63258 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for Use of the Testing Facility
Comments due:  December 3, 2010

SR-NASDAQ-2010-144
34-63253 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to Access Service Fees
Comments due:  December 3, 2010

SR-NASDAQ-2010-141
34-63270 Nov. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Rule 7014 to Enable NASDAQ Members to Qualify for a Monthly Fee Credit
Comments due:  December 3, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-140
34-63218 Nov. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Flexible 60-Day Trial Period for New Users of Correlix Latency Measurement Services
Comments due:  November 26, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-139
34-63199 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  November 24, 2010

SR-NASDAQ-2010-138
34-63276 Nov. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Program for Managed Data Solutions
Comments due:  December 6, 2010

SR-NASDAQ-2010-137
34-63607 Dec. 23, 2010 Order Approving Proposed Rule Change to Amend IM-5101-2 to Provide Special Purpose Acquisition Companies the Option to Hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition and Other Changes to the SPAC Listing Standards
34-63239 Nov. 3, 2010 Notice of Filing of Proposed Rule Change to Amend IM-5101-2 to Provide Acquisition Companies the Option to hold a Tender Offer in Lieu of a Shareholder Vote on a Proposed Acquisition
Comments due:  November 30, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-136
34-63197 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to Access Service Fees
Comments due:  November 24, 2010

SR-NASDAQ-2010-135
34-63189 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Prices for Co-Location Services
Comments due:  November 23, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-134
34-64700 Jun. 17, 2011 Order Disapproving Proposed Rule Change to Adopt Additional Criteria for Listing Companies That Have Indicated Their Business Plan is to Buy and Hold Commodities
34-64259 Apr. 8, 2011 Notice of Designation of Longer Time Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is to Buy and Hold Commodities
34-63804 Jan. 31, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated Their Business Plan is to Buy and Hold Commodities
Comments due:  March 21, 2011
Rebuttal comments due:  April 5, 2011
Comments received are available for this notice.
34-63508 Dec. 9, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is to Buy and Hold Commodities
34-63207 Oct. 28, 2010 Notice of Filing of Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is to Buy and Hold Commodities
Comments due:  November 24, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-133
34-63156 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-132
34-63151 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Clarify the Implementation Date of the NASDAQ Options Market Professional Filing
Comments due:  November 19, 2010

SR-NASDAQ-2010-131
34-63135 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market, LLC to Expand the $0.50 Strike Price Program
Comments due:  November 16, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-130
34-63101 Oct. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the Clearly Erroneous Module
Comments due:  November 10, 2010

SR-NASDAQ-2010-129
34-63092 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Fee Pilot Program for NASDAQ Last Sale
Comments due:  November 9, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-128
34-63040 Oct. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Requirements to Qualify for Credits as a Designated Liquidity Provider under Rule 7018(i)
Comments due:  November 4, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-127
34-63083 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ's Order Routing Rule
Comments due:  November 9, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-126
34-63063 Oct. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Conforming Change to NASDAQ Rules
Comments due:  November 4, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-125
34-63084 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data
Comments due:  November 9, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-124
34-63055 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees During Opening Cross
Comments due:  November 4, 2010

SR-NASDAQ-2010-121
34-63007 Sep. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  October 26, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NASDAQ-2010-116
34-63022 Sep. 30, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Nasdaq's Order Routing Rule
Comments due:  October 27, 2010

SR-NASDAQ-2010-115
34-62950 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers
Comments due:  October 18, 2010
* Submit comments on SR-NASDAQ-2010-115

SR-NASDAQ-2010-114
34-62992 Sep. 24, 2010 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Prohibit Members from Voting Uninstructed Shares on Certain Matters
Comments due:  October 22, 2010

SR-NASDAQ-2010-113
34-62893 Sep. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  October 8, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-111
34-62908 Sep. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Optional Depth Data Enterprise License Fee
Comments due:  October 12, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-110
34-62907 Sep. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7019
Comments due:  October 12, 2010

SR-NASDAQ-2010-107
34-63110 Oct. 14, 2010 Order Granting Approval to a Proposed Rule Change to Modify the Eligibility Criteria for the Second Compliance Period for a Bid Price Deficiency on the Nasdaq Capital Market
34-62782 Aug. 27, 2010 Notice of Filing of Proposed Rule Change to Modify the Eligibility Criteria for the Second Compliance Period for a Bid Price Deficiency on the Nasdaq Capital Market
Comments due:  September 23, 2010

SR-NASDAQ-2010-106
34-62785 Aug. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed to Members Using the NASDAQ Market Center
Comments due:  September 23, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-105
34-62754 Aug. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
Comments due:  September 17, 2010

SR-NASDAQ-2010-102
34-62771 Aug. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule
Comments due:  September 23, 2010

SR-NASDAQ-2010-101
34-62735 Aug. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 4770 in its Entirety and to Eliminate a Related Reference from the Rules
Comments due:  September 13, 2010

SR-NASDAQ-2010-100
34-62736 Aug. 17, 2010 Notice of Filing of Proposed Rule Change Regarding Routing to an Affiliated Exchange
Comments due:  September 13, 2010
* Submit comments on SR-NASDAQ-2010-100

SR-NASDAQ-2010-099
34-63028 Oct. 1, 2010 Order Approving a Proposed Rule Change to Adopt a Definition of Professional and Require that All Professional Orders be Appropriately Marked
34-62724 Aug. 16, 2010 Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Adopt a Definition of Professional and Require that All Professional Orders be Appropriately Marked
Comments due:  September 10, 2010

SR-NASDAQ-2010-097
34-62709 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend Exchange Rules Related to the Cut-off Time for Contrary Exercise Advice Submissions
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-096
34-62925 Sep. 16, 2010 Order Granting Approval to a Proposed Rule Change Relating to the National Quotation Dissemination Service
34-62629 Aug. 3, 2010 Notice of Filing of a Proposed Rule Change Relating to the National Quotation Dissemination Service
Comments due:  August 30, 2010

SR-NASDAQ-2010-095
34-62592 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Closing Cross Fees for Market-on-Close and Limit-on-Close Orders
Comments due:  August 25, 2010

SR-NASDAQ-2010-093
34-62614 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq Rule 7017(b)
Comments due:  August 27, 2010

SR-NASDAQ-2010-092
34-62617 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  August 27, 2010

SR-NASDAQ-2010-090
34-62590 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Routing to Away Markets
Comments due:  August 25, 2010

SR-NASDAQ-2010-089
34-62564 Jul. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs
Comments due:  August 19, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-088
34-62618 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Routing to Away Markets
Comments due:  August 27, 2010

SR-NASDAQ-2010-087
34-62531 Jul. 19, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities
Comments due:  August 16, 2010

SR-NASDAQ-2010-086
34-62491 Jul. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Application of NASDAQ Rule 4611(d)
Comments due:  August 9, 2010

SR-NASDAQ-2010-083
34-62451 Jul. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Expand its $1 Strike Program
Comments due:  August 3, 2010

SR-NASDAQ-2010-081
34-62428 Jul. 1, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Extend the Last Sale Data Feeds Pilot Program
Comments due:  July 29, 2010

SR-NASDAQ-2010-080
34-62496 Jul. 14, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules
Comments due:  August 16, 2010

SR-NASDAQ-2010-079
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62414 Jun. 30, 2010 Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) to Add Securities Included in the Russell 1000® Index (“Russell 1000”) and Specified Exchange Traded Products (“ETP”) to the Pilot Rule
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3
Comments received are available for this notice.

SR-NASDAQ-2010-078
34-62490 Jul. 13, 2010 Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Modify Rule 7019 Governing Market Data Distribution Fees
Comments due:  August 9, 2010
Comments received are available for this notice.
* Submit comments on SR-NASDAQ-2010-078

SR-NASDAQ-2010-077
34-62663 Aug. 9, 2010 Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections
34-62392 Jun. 28, 2010 Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due:  July 27, 2010

SR-NASDAQ-2010-076
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
34-62334 Jun. 21, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions
Comments due:  July 19, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-075
34-62543 Jul. 21, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Fees for Execution of Contracts on the NASDAQ Options Market
Comments due:  August 17, 2010

SR-NASDAQ-2010-074
34-64071 Mar. 11, 2011 Notice of Filing of Amendment No. 3 to a Proposed Rule Change and Order Granting Accelerated Approval to the Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
Comments due:  April 7, 2011
Comments received are available for this notice.
34-63685 Jan. 10, 2011 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
34-63098 Oct. 13, 2010 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
Comments due:  December 3, 2010
Comments received are available for this order.
34-62740 Aug. 18, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
34-62468 Jul. 7, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
Comments due:  August 5, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-073
34-62297 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Establish a Short Term Option Program
Comments due:  July 12, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-072
34-62314 Jun. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Nasdaq Stock Market LLC to Clarify the Applicable Time Period of Trading Pauses on Trading Days with an Early Scheduled Close
Comments due:  July 15, 2010

SR-NASDAQ-2010-071
34-62270 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Security
Comments due:  July 8, 2010

SR-NASDAQ-2010-070
34-62295 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due:  July 12, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-069
34-62391 Jun. 28, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Free Trial Period for the Use of Correlix, Inc. Data Latency Products in the NASDAQ Market Center
Comments due:  July 27, 2010

SR-NASDAQ-2010-068
34-62605 Jul. 30, 2010 Order Approving a Proposed Rule Change to Establish a Revenue Sharing Program With Correlix, Inc.
34-62326 Jun. 18, 2010 Notice of Filing of Proposed Rule Change to Establish a Revenue Sharing Program With Correlix, Inc.
Comments due:  July 16, 2010

SR-NASDAQ-2010-064
34-62249 Jun. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  July 6, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-063
34-62176 May 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  June 23, 2010

SR-NASDAQ-2010-061
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-62129
34-62129 May 19, 2010 Notice of Filing of a Proposed Rule Change to Establish a Trading Pause for Individual Stocks Contained In The Standard & Poor's 500 Index That Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  June 3, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-060
34-62135 May 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Companies to Provide Notification to Nasdaq of Any Noncompliance with the Corporate Governance Requirements
Comments due:  June 16, 2010

SR-NASDAQ-2010-059
34-62138 May 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  June 16, 2010

SR-NASDAQ-2010-058
34-62081 May 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  June 9, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-057
34-62044 May 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9552, 9554 and 9559 to Conform NASDAQ's Rules to Recent Changes to the Rules of FINRA
Comments due:  June 2, 2010

SR-NASDAQ-2010-056
34-62056 May 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets and Execution Pricing for Certain Options
Comments due:  June 3, 2010

SR-NASDAQ-2010-053
34-62029 May 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-NASDAQ-2010-052
34-62380 Jun. 25, 2010 Order Approving Proposed Rule Change to Establish the Nasdaq Short Sale Volume and Monthly Short Sale Transaction Service and Related Fees
See also:  Notice: Rel. No. 34-62112
34-62112 May 14, 2010 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish a New Service and Related Fees
Comments due:  June 15, 2010

SR-NASDAQ-2010-051
34-61981 Apr. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Intermarket Option Linkage
Comments due:  May 21, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-050
34-61991 Apr. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Relating to the Opening of Trading in the NASDAQ Options Market
Comments due:  May 25, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-049
34-61926 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  May 13, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-048
34-61992 Apr. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market, LLC to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  May 25, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-047
34-61904 Apr. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Global Select Market Initial Listing Requirements
Comments due:  May 11, 2010

SR-NASDAQ-2010-045
34-61872 Apr. 8, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Extend the Last Sale Data Feeds Pilot Program
Comments due:  May 5, 2010

SR-NASDAQ-2010-044
34-61854 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  May 4, 2010

SR-NASDAQ-2010-041
34-61887 Apr. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Certain Notification Requirements
Comments due:  May 10, 2010

SR-NASDAQ-2010-040
34-61830 Apr. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets
Comments due:  April 30, 2010

SR-NASDAQ-2010-039
34-61770 Mar. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Application of NASDAQ Rule 4611(d)
Comments due:  April 21, 2010

SR-NASDAQ-2010-038
34-61736 Mar. 18, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program
Comments due:  April 14, 2010

SR-NASDAQ-2010-037
34-61789 Mar. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Nasdaq’s Rules to Eliminate an Outdated Reference
Comments due:  April 23, 2010

SR-NASDAQ-2010-036
34-61757 Mar. 22, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify and Modify the Applicability of Nasdaq Rule 5615 to Exchange Traded Funds
Comments due:  April 19, 2010

SR-NASDAQ-2010-035
34-61944 Apr. 20, 2010 Order Granting Accelerated Approval of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
34-61766 Mar. 23, 2010 Notice of Filing of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  April 15, 2010

SR-NASDAQ-2010-034
34-61700 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView and OpenView
Comments due:  April 8, 2010

SR-NASDAQ-2010-033
34-61681 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule and a Clerical Change to NASDAQ's Rules
Comments due:  April 6, 2010

SR-NASDAQ-2010-030
34-61682 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Option to the DOTI Routing Strategy
Comments due:  April 6, 2010

SR-NASDAQ-2010-029
34-61645 Mar. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  March 31, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-028
34-61668 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Routing of Orders from NASDAQ Options Market to an Affiliated Exchange
Comments due:  April 5, 2010

SR-NASDAQ-2010-027
34-61666 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets
Comments due:  April 5, 2010

SR-NASDAQ-2010-026
34-61606 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Erroneous Citations from Rule 9557
Comments due:  March 26, 2010

SR-NASDAQ-2010-025
34-61876 Apr. 8, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend the By-Laws of The NASDAQ OMX Group, Inc.
34-61582 Feb. 25, 2010 Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  March 25, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-024
34-61594 Feb. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering
Comments due:  March 25, 2010

SR-NASDAQ-2010-023
34-61703 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications
Comments due:  April 12, 2010

SR-NASDAQ-2010-022
34-61573 Feb. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC. Inc. Relating to Amending NASDAQ Options Market ("NOM") Chapter V, Section 6, Obvious Errors
Comments due:  March 25, 2010

SR-NASDAQ-2010-020
34-61467 Feb. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due:  March 1, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-019
34-62397 Jun. 28, 2010 Order Approving a Proposed Rule Change to Codify Prices for Co-Location Services
34-61488 Feb. 3, 2010 Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  March 3, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-018
34-61460 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ's Order Routing Rule
Comments due:  February 26, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-016
34-61580 Feb. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for the NASDAQ Options Market ("NOM")
Comments due:  March 24, 2010
Additional Materials:   Text of the Proposed Rule Change

SR-NASDAQ-2010-015
34-61787 Mar. 26, 2010 Order Approving Proposed Rule Change to Apply Retroactively a Correction of a Drafting Error in Rule 7018
34-61524 Feb. 16, 2010 Notice of Filing of Proposed Rule Change To Apply Retroactively a Correction of a Typographical Error in Rule 7018
Comments due:  March 16, 2010

SR-NASDAQ-2010-014
34-61515 Feb. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center and To Correct a Typographical Error in Rule 7018
Comments due:  March 15, 2010

SR-NASDAQ-2010-013
34-61455 Feb.1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  March 1, 2010

SR-NASDAQ-2010-012
34-61451 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Describing the NASDAQ Ouch BBO Feed
Comments due:  March 1, 2010

SR-NASDAQ-2010-010
34-61416 Jan. 25, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify Nasdaq Rule 7023
Comments due:  February 25, 2010

SR-NASDAQ-2010-009
34-61429 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend its Financial Responsibility Rules To Reflect Changes to Corresponding FINRA Rules
Comments due:  February 25, 2010

SR-NASDAQ-2010-008
34-61521 Feb. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Prior Notification Requirements When Companies Release Material Information Outside of Nasdaq Market Hours
Comments due:  March 16, 2010

SR-NASDAQ-2010-007
34-61735 Mar. 18, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Elimination of a Market Maker Requirement for Each Option Series
34-61443 Jan. 29, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Elimination of Market Maker Requirement for Each Option Series
Comments due:  February 25, 2010
Comments received are available for this notice.

SR-NASDAQ-2010-006
34-61713 Mar. 15, 2010 Order Granting Approval of Proposed Rule Change to Modify the Press Release Requirements for Listed Companies
34-61461 Feb. 1, 2010 Notice of Filing of Proposed Rule Change To Modify The Press Release Requirements for Listed Companies
Comments due:  March 1, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-005
34-61371 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules
Comments due:  February 16, 2010
Additional Materials:   Exhibit 5

SR-NASDAQ-2010-003
34-61347 Jan. 13, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend the $1 Strike Program to Allow the Listing of $1 LEAPS
Comments due:  February 11, 2010

SR-NASDAQ-2010-002
34-61321 Jan. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule
Comments due:  February 12, 2010

SR-NASDAQ-2010-001
34-61320 Jan. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule
Comments due:  February 12, 2010

 

http://www.sec.gov/rules/sro/nasdaq/nasdaqarchive/nasdaqarchive2010.shtml


Modified: 07/20/2012